AB (F/K/A Alliance Bernstein) American Beacon Amundi (F/K/A Pioneer Investments) Blackrock BNY Mellon Investment Management (F/K

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AB (F/K/A Alliance Bernstein) American Beacon Amundi (F/K/A Pioneer Investments) Blackrock BNY Mellon Investment Management (F/K

Mutual Fund Strategic Partners AB (f/k/a Alliance Bernstein) American Beacon Amundi (f/k/a Pioneer Investments) BlackRock BNY Mellon Investment Management (f/k/a Dreyfus) *Capital Group| American Funds Columbia Threadneedle Compass Destra Capital Investments DWS (f/k/a Deutsche Asset Management) *DoubleLine Eaton Vance Federated Fidelity Investments *Franklin Templeton Investments Good Harbor Financial *Hartford Mutual Funds *Invesco *J.P. Morgan Asset Management Janus Henderson Investors (f/k/a Janus Capital Group) *John Hancock Investments Legg Mason Lord Abbett Manning and Napier Investor Services Nationwide New York Life/Mainstay Pacific Life PGIM (f/k/a Prudential Investments) PIMCO *Principal Global Investors *Putnam Investments Stadion Thrivent Mutual Funds Toews Corporation Transamerica *Victory Capital Virtus Investment Partners VOYA Investment Distributors *529 plan assets included in Partnership Variable Annuity Strategic Partners AIG (f/k/a Sun America) Allianz Life Brighthouse Financial CUNA Mutual Group Delaware Life Equitable (f/k/a AXA) Global Atlantic Financial Group (f/k/a Forethought) Jackson National Lincoln Financial Distributors Nationwide/Jefferson National Pacific Life Principal Protective Life Insurance Company Prudential Putnam Sammons Retirement Solutions Securian Life Insurance Transamerica Capital Fixed Index Annuity and Fixed Annuity Strategic Partners AIG (f/k/a Sun America) Athene Blue Owl Securities, LLC (f/k/a Owl Rock Capital Securities, LLC Brighthouse Financial Delaware Global Atlantic (f/k/a Forethought) Great American Highland Capital Brokerage Jackson National Midland Retirement Distributors Nationwide Financial Pacific Life Protective Prudential Annuities Sammons Retirement Solutions Securian Life Insurance Simplicity Financial Distributors Symetra Life Insurance Company Transamerica Capital TruChoice Financial Group LLC Life Insurance Strategic Partners Equitable MassMutual Midland Pacific Life Insurance Penn Mutual Brokerage General Agency and Producer Groups Broker Service Marketing Group Crump Life Insurance Services Diversified Brokerage Services Highland Capital Brokerage The National Benefit Corp. TruChoice Financial Group LLC Alternative Investment Partners AEI Securities, Inc. Black Creek Capital Markets, LLC (f/k/a Dividend Capital Securities, LLC) Blackstone Advisory Partners L.P. Blue Owl Securities, LLC (f/k/a Owl Rock Capital Securities, LLC) BlueRock Capital Markets, LLC CION Investments CCO Capital, LLC (f/k/a Cole Capital Corporation) Central Park Group DWS Distributors, Inc. Griffin Capital Securities, LLC Hines Securities, Inc. Inland Securities Corporation LaSalle Investment Management Distributors, LLC Owl Rock Capital Securities, LLC Princeton Fund Advisor Retirement Plans Strategic Partners Ameritas Capital Group| American Funds Equitable Nationwide Principal Securian The Standard Transamerica .

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10 Year Capital Market Assumptions for 2021
10-Year Capital Market Assumptions Calendar Year 2021 2 10-Year Capital Market Assumptions Overview On an annual basis, BNY Mellon Investor Solutions, LLC develops capital market return assumptions for approximately 50 asset classes around the world. The assumptions are based on a 10-year investment time horizon and are intended to guide investors in developing their long-term strategic asset allocations. Historically, the initial baseline assumptions were derived using consensus views, adjusted to reflect insights regarding global market imbalances based on research from across BNY Mellon. This year we have incorporated the macroeconomic forecasts generated by BNY Mellon Investment Management Global Economic and Investment Analysis Group, led by Chief Economist Shamik Dhar. Given the global pandemic and unprecedented amount of global monetary and fiscal stimulus deployed to support the economic recovery, we believe the incorporation of these probability-weighted forecasts will prove particularly useful given the high degree of coronavirus-related economic uncertainty. Overall, the results of our 2021 10-year capital market assumptions are mixed depending on the asset class when compared to last year’s assumptions (see Exhibit 1). We see stronger equity market returns due to higher growth rates as the economy recovers from the pandemic. Fixed income asset class returns will be extremely limited given how low global bond yields are today. Alternative asset class returns are mixed, with generally lower returns in absolute return or hedged strategies and amplified returns in private markets. Exhibit 1: Snapshot of Risk and Return for the 2021 Capital Market Assumptions 9% U.S. Private Equity US Private Equity EM Equity Equity 2021 Equity 2020 EM Equity 8% Fixed Income 2021 Fixed Income 2020 Alternatives 2021 Alternatives 2020 Int'lIntl Developed Equity Equity USU.S.
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Brokerage Transfer
Brokerage Transfer ✓ Use this form to: Mail to: Express delivery only: • Transfer assets to T. Rowe Price Brokerage from another T. Rowe Price T. Rowe Price Mail Code 17150 institution. P.O. Box 17150 4515 Painters Mill Road ✗ Do not use this form to: Baltimore, MD 21297-1150 Owings Mills, MD 21117-4903 • Exchange between T. Rowe Price funds. This stamp indicates a signature guarantee is required. • Change ownership. Use the Change Ownership form. This paper clip indicates you may need to attach documentation. Trust, Estate, Corporation, or Other Entity Name (if applicable) TIN 1 T. Rowe Price Account A separate form is required for each account type or delivering institution. Delivering Firm Name Phone Check One Account Type: ¨ Individual ¨ Traditional or Rollover IRA ¨ Profit Sharing Plan (PSP) ¨ Joint ¨ Roth or Roth Rollover IRA ¨ Money Purchase Delivering Firm Address ¨ Trust ¨ Inherited IRA Pension Plan (MPP) ¨ Estate ¨ Roth Inherited IRA ¨ Individual 401(k) ¨ UGMA/UTMA ¨ SIMPLE IRA ¨ SEP-IRA City State ZIP Code ¨ Corporate or Other Entity For a new account, visit troweprice.com/newaccount to get an account ¨ For more owners, check this box and attach a separate page. number or write “new” and enclose one of these forms: • Brokerage New Account • Brokerage IRA New Account 3 Transfer Instructions • Brokerage Employer-Sponsored Retirement Plan New Account T. Rowe Price Brokerage Account Number Phone NOTE: Your current firm may charge a fee for transferring assets. Check one: ¨ Full transfer. Transfer all identically registered assets in kind. Owner Name (as it appears on statement) Social Security Number (SSN) Assets are moved as is and not sold.
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2005 Market St. Philadelphia, PA 19103-7094 for IMMEDIATE RELEASE DELAWARE
2005 Market St. Philadelphia, PA 19103-7094 FOR IMMEDIATE RELEASE DELAWARE INVESTMENTS GLOBAL DIVIDEND AND INCOME FUND, INC. AND DELAWARE ENHANCED GLOBAL DIVIDEND AND INCOME FUND ANNOUNCE APPROVAL OF PLAN OF REORGANIZATION PHILADELPHIA, September 21, 2011 — The Board of Directors of Delaware Investments Global Dividend and Income Fund, Inc. (NYSE: DGF) (“DGF”) and the Board of Trustees of Delaware Enhanced Global Dividend and Income Fund (NYSE: DEX) (“DEX”) today announced the final results of voting at the Joint Special Meeting of Shareholders (the “Special Meeting”) held on September 21, 2011. Shareholders of each Fund approved an Agreement and Plan of Reorganization (the “Plan of Reorganization”) providing for (i) the acquisition by DEX of substantially all of the assets and certain of the liabilities of DGF, in exchange for newly issued common shares of DEX; (ii) the distribution of such newly issued common shares of DEX to holders of common shares of DGF; and (iii) the dissolution of DGF thereafter. Common shares of DGF would be exchanged for common shares of DEX on a pro rata basis based on the relative net asset values of each Fund’s common shares. This transaction, which is expected to be tax-free, is currently anticipated to close at the close of business on October 21, 2011. In connection with this transaction, shareholders of DGF holding share certificates must send in such certificates before becoming eligible to receive distributions as DEX shareholders. DGF shareholders will be mailed specific instructions on how to send in their certificates. The Fund’s transfer agent, BNY Mellon Shareowner Services, can assist DGF shareholders in this process.
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DTC Participant Alphabetical Listing June 2019.Xlsx
DTC PARTICPANT REPORT (Alphabetical Sort ) Month Ending - June 30, 2019 PARTICIPANT ACCOUNT NAME NUMBER ABN AMRO CLEARING CHICAGO LLC 0695 ABN AMRO SECURITIES (USA) LLC 0349 ABN AMRO SECURITIES (USA) LLC/A/C#2 7571 ABN AMRO SECURITIES (USA) LLC/REPO 7590 ABN AMRO SECURITIES (USA) LLC/ABN AMRO BANK NV REPO 7591 ALPINE SECURITIES CORPORATION 8072 AMALGAMATED BANK 2352 AMALGAMATED BANK OF CHICAGO 2567 AMHERST PIERPONT SECURITIES LLC 0413 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. 0756 AMERICAN ENTERPRISE INVESTMENT SERVICES INC./CONDUIT 7260 APEX CLEARING CORPORATION 0158 APEX CLEARING CORPORATION/APEX CLEARING STOCK LOAN 8308 ARCHIPELAGO SECURITIES, L.L.C. 0436 ARCOLA SECURITIES, INC. 0166 ASCENSUS TRUST COMPANY 2563 ASSOCIATED BANK, N.A. 2257 ASSOCIATED BANK, N.A./ASSOCIATED TRUST COMPANY/IPA 1620 B. RILEY FBR, INC 9186 BANCA IMI SECURITIES CORP. 0136 BANK OF AMERICA, NATIONAL ASSOCIATION 2236 BANK OF AMERICA, NA/GWIM TRUST OPERATIONS 0955 BANK OF AMERICA/LASALLE BANK NA/IPA, DTC #1581 1581 BANK OF AMERICA NA/CLIENT ASSETS 2251 BANK OF CHINA, NEW YORK BRANCH 2555 BANK OF CHINA NEW YORK BRANCH/CLIENT CUSTODY 2656 BANK OF MONTREAL, CHICAGO BRANCH 2309 BANKERS' BANK 2557 BARCLAYS BANK PLC NEW YORK BRANCH 7263 BARCLAYS BANK PLC NEW YORK BRANCH/BARCLAYS BANK PLC-LNBR 8455 BARCLAYS CAPITAL INC. 5101 BARCLAYS CAPITAL INC./LE 0229 BB&T SECURITIES, LLC 0702 BBVA SECURITIES INC. 2786 BETHESDA SECURITIES, LLC 8860 # DTCC Confidential (Yellow) DTC PARTICPANT REPORT (Alphabetical Sort ) Month Ending - June 30, 2019 PARTICIPANT ACCOUNT NAME NUMBER BGC FINANCIAL, L.P. 0537 BGC FINANCIAL L.P./BGC BROKERS L.P. 5271 BLOOMBERG TRADEBOOK LLC 7001 BMO CAPITAL MARKETS CORP.
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Now Live Rule
NOW LIVE RULE COLLATERAL SCHEDULES MADE EASY With RULE you can easily manage your collateral schedules so that you can be free to concentrate on driving performance for your business. RULE creates a flexible, collaborative and intelligent environment for the management of your collateral schedules. Negotiate schedules with your counterparties and receive feedback in real-time. So enhance the efficiency of your workflow and take full control of your collateral schedules with our new platform, designed to better integrate your needs – and our services. How It Works R R 1. Set up your criteria 2. Negotiate your schedules 3. Counterparty confirms 4. Schedule approved The Benefits of Digital Simplified, Streamlined Workflow Reduced Time-to-Market Transformation • Dedicated workflows and user • Self service workflow profiles (edit, approve, view) • Ready to use downloadable schedules As a result of our investment in • Easy access to all counterparty this technology, you’ll be able to • Electronic approval schedules streamline your end-to-end collateral schedule workflow. That doesn’t just • Increased visibility via a Risk Reduction dashboard on pending and active mean improved operational efficiency; • Allows for timely handling of changes collateral schedules it may also reduce your time-to-market in schedules during market stress as well as enhance your risk profile. • Collaborative tool scenarios Here’s how. • Full schedule visibility Through RULE, To learn more, contact us at: You’ll be able to … US APAC [email protected] [email protected] 1. Define your collateral eligibility criteria +1 212 815 6336 +81 3 6756 4326 2. Agree to your collateral schedules [email protected] electronically EMEA +61 2 92606663 3.
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Blackrock UK Income Fund
Annual report BlackRock UK Income Fund For the year ended 28 February 2019 Contents General Information Manager & Registrar General Information 2 BlackRock Fund Managers Limited About the Fund 3 12 Throgmorton Avenue, London EC2N 2DL Investment Objective & Policy 3 Member of The Investment Association and authorised and regulated by the Financial Conduct Authority (“FCA”). Fund Managers 3 Directors of the Manager G D Bamping* C L Carter M B Cook (appointed 2 May 2018) W I Cullen* Significant Events 3 R A Damm (resigned 31 December 2018) R A R Hayes A M Lawrence Risk and Reward Profile 4 L E Watkins (appointed 16 May 2018, resigned 1 March 2019) M T Zemek* Performance Table 5 * Non-executive Director. Classification of Investments 6 Trustee* & Custodian The Bank of New York Mellon (International) Limited Investment Report 8 One Canada Square, London E14 5AL Performance Record 10 Authorised by the Prudential Regulation Authority and regulated by the FCA and the Prudential Distribution Tables 14 Regulation Authority. * On 18 June 2018 the Trustee changed from BNY Mellon Trust & Depositary (UK) Limited to The Bank of New York Mellon (International) Limited. Report on Remuneration 16 Portfolio Statement 22 Investment Manager BlackRock Investment Management (UK) Limited Statement of Total Return 25 12 Throgmorton Avenue, London EC2N 2DL Statement of Change in Net Assets Attributable to Unitholders 25 Authorised and regulated by the FCA. Balance Sheet 26 Securities Lending Agent Notes to Financial Statements 27 BlackRock Advisors (UK) Limited 12 Throgmorton Avenue, London EC2N 2DL Statement of Manager’s Responsibilities 44 Authorised and regulated by the FCA.
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BNY Mellon Diversity, Equality & Inclusion Strategy
Diversity, Equity & Inclusion Powering Sustained Engagement, Performance, Innovation and Growth Global Diversity, Equity & Inclusion 2021 Strategy Information Classification: PUBLIC “Homogeneity and more of the same is not a strategy for continued leadership and growth. In an increasingly diverse world, the future belongs to the inclusive enterprise. That’s the challenge we’re rising to, and why we are ensuring that diversity, equity and inclusion are interwoven into our organizational culture.” Todd Gibbons Chief Executive Officer 2 Information Classification: PUBLIC A Purpose-led Culture | Our Values and Behaviors We live our values through a distinctive set of behaviors to achieve our shared purpose: To power individuals and institutions to succeed across the financial world. Our Diversity, Equity & Inclusion strategy is guided by our purpose, values and behaviors – our North Star – and supports our collective efforts to create a culture where we all feel we belong and can succeed because of our differences. Passion Integrity Strength Courage for Excellence in Diversity to Lead We do what is right, We get it done. We take the risks always. We seek out and include who is necessary to lead. We strive to be We challenge each missing. extraordinary. We grow and move other — even when on from failures. it’s uncomfortable. We invest in each other’s success. 3 Information Classification: PUBLIC Diversity, Equity & Inclusion | The Strategic Imperative Diversity is our differentiating strength. We owe it to our increasingly diverse society to understand, include and reflect their differences and create equitable conditions for all to have a fair opportunity to succeed. And, we owe it to our stakeholders to harness every advantage to drive engagement, performance, innovation and growth – and deliver a distinctive BNY Mellon impact.
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The Bank of New York Mellon Annual Report 2019
For more than 235 years, BNY Mellon has been a trusted steward of our clients’ business and a respected corporate citizen. With each decade comes a new era of change and, as we enter 2020, I am excited for what the future holds for our organization. In my 30-plus years with the company, we have undergone an incredible transformation. Not long ago, we were the largest retail bank in the greater New York suburban area, a large credit card player and an active participant in capital markets, leveraged loans and emerging markets. Today, we are a globally significant, broad-based services company with a low-risk balance sheet – a considerable evolution from the traditional commercial bank we once were. This spirit of transformation and innovation has been part of our DNA for more than two centuries and, now more than ever, we must continue to drive an aggressive agenda. While our growth as an organization has been noteworthy, we know there is more we need to do to continuously deliver on our promise to our shareholders. Annual Report 2019 I We feel good about our business model and portfolio of client services, and are confident in our ability to provide consistent returns to our shareholders. We take pride in our strong risk management culture, and in our digital- and technology-enabled capabilities – all of which have us well situated to provide scalable and efficient solutions to investors worldwide. As we move forward, we want to accelerate our evolution and innovation as this will ensure we are well positioned for the future and able to meet the ever-changing needs of our clients.
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Global Active Funds Plc (The “Company”) Application Form for Individuals
Lazard Global Active Funds plc (the “Company”) Application Form for Individuals PLEASE COMPLETE THIS FORM AND FATCA CERTIFICATION FORM USING CAPITAL LETTERS. IT IS IMPORTANT YOU READ THE WARRANTIES AND REPRESENTATIONS BEFORE SIGNING. PLEASE READ THE KEY INVESTOR INFORMATION DOCUMENT BEFORE INVESTING. Please return the completed form to the Manager. Should you need any assistance in completing this form, please contact the Manager at Lazard Fund Managers (Ireland) Limited, c/o the Administrator BNY Mellon Fund Services (Ireland) DAC, Wexford Business Park, Rochestown, Drinagh, Wexford, Y35 VY03, Ireland. Telephone: +353 53 91 49888, Facsimile: +353 53 91 53901. 1. Investor Details (If there are more than two holders please use a separate sheet at the back of this form giving the information in this Section 1 with this application form. There can be up to a maximum of four applicants.) First applicant Title (Mr/Mrs/Miss/Other): Surname: Forenames: Permanent address: Postcode: Daytime telephone: Home telephone: Email: Account designation (e.g. John Smith a/c AS): Nationality: Date of birth: Passport number: Tax domicile: Tax identification number: Tax authority: Source of funds for initial investment (please tick multiple boxes if appropriate) Inheritance Salary Gift Sale of Business Pension Investment Income Lottery Sale of asset (please specify): Other (please specify): Further supporting documentation may be requested if deemed necessary to verify the above information. Source of wealth, ie. aggregation of accumulated wealth (please tick multiple boxes if appropriate) Inheritance Salary Gift Sale of Business Pension Investment Income Lottery Sale of asset (please specify): Other (please specify): Further supporting documentation may be requested if deemed necessary to verify the above information.
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Macquarie Group Limited
The Bank of New York Mellon Global BuyDIRECTSM A Direct Purchase and Sale Plan for Macquarie Group Limited THE PLAN AND PARTICIPATION IN THE PLAN IS GOVERNED BY THIS PLAN BROCHURE IN ITS ENTIRETY. PLEASE CAREFULLY REVIEW ALL SECTIONS PRIOR TO SENDING AN ENROLLMENT FORM OR ANY FUNDS TO THE BANK OF NEW YORK MELLON. Global BuyDIRECT is sponsored and administered solely by The Bank of New York Mellon, not by Macquarie Group Limited. 1 Effective MAY 9, 2016 Global BuyDIRECTSM is a service mark of The Bank of New York Mellon Dear Investor: BNY Mellon Capital Markets, LLC (“BNYMCM”), a registered broker-dealer, is forwarding the enclosed materials for the stock plan described therein (“the Plan”). A banking affiliate of BNYMCM is the Administrator of the Plan. Please review the enclosed materials for details of the Plan. Orders received by the Administrator to purchase or sell securities under the Plan may be executed by BNYMCM. BNYMCM makes no recommendation for or against participation in the Plan or the purchase of any securities under the Plan, nor does it assume any responsibility for the accuracy of the statements made in the enclosed materials. If you have any questions about the Plan, you may contact the Administrator at the toll-free number in the enclosed materials. Very truly yours, BNY Mellon Capital Markets, LLC BNYMCM, a wholly owned non-bank subsidiary of The Bank of New York Mellon Corporation, is a full service, SEC registered broker- dealer, and a member of FINRA and SIPC. Securities offered through the Plan are not FDIC insured and are not held by BNYMCM.
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Change Request Form
CHANGE REQUEST FORM Please contact the Gift Fund for additional information by calling (888) 213-7605 during normal business hours (Monday-Friday, 8:30am-5:00pm ET) or sending an email to [email protected]. When your form is complete, please review it, sign it, and send it via mail, email, overnight delivery or fax to: Women’s Foundation of Southwest Florida Donor Advised Fund Program c/o BNY Mellon Charitable Gift Fund 201 Washington Street Suite 024-0062 Boston, MA 02108 Email: [email protected] Fax to (866) 231-7663 Change Requested (Select All That Apply): Address/Contact Account Name (can only be changed by Donor/Primary Adviser or Joint Adviser) Investments (can only be changed by Donor/Primary Adviser or Joint Adviser) 1. DONOR ADVISED FUND ACCOUNT Donor Advised Fund Account Name: Donor Advised Fund Account Number: - 1 - 2. CHANGE OF ADDRESS/CONTACT INFORMATION Name: (First) (Middle) (Last): Home/Legal Street Address (no P.O. Boxes): City, State, Zip Code: Country (if not United States): Mailing Address (if different from above): City, State, Zip Code: Country (if not United States): Home Telephone Number: Business Telephone Number: Email Address: 3. CHANGE OF DONOR ADVISED FUND ACCOUNT NAME The Donor/Primary Adviser and Joint Adviser have the option to change the name of the Account. The Gift Fund will review and must approve the name for an Account. The Gift Fund recommends using “Fund” in the name to signify the separate nature of the Account. To preclude certain legal implications, the words “Foundation,” “Trust,” or “Endowment,” should not be used to designate Accounts.
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View Issue in Original Adobe PDF Viewer
The primary source of global asset servicing news and analysis ISSUE 267 09 June 2021 Moving at pace Asset servicers in the US are being forced to adopt new technologies on an accelerated basis amid the rise of new digital entrants Transfer Agency Grey Costs R&M Survey The sea of regulatory change has TSSAG board members discuss Many respondents commented on impacted transfer agents, but data grey costs and the changes how well the industry coped with the will be key to navigating the tides expected in the near future challenges that the pandemic caused Information about our regulators is available online An uncertain world ocorian.com demands operational agility Our multi-jurisdictional presence and capital markets experience mean we can help you quickly adapt your operations to meet changing market opportunities. Act with clarity THE RAINBOW BRIDGE BETWEEN USA & CANADA AT NIAGARA FALLS Canada’s Leader in Sub-custody With more than 1,600 professionals exclusively focused on servicing Canadian investors and global investors into Canada, CIBC Mellon can deliver on-the-ground execution, expertise and insights to help clients navigate the Canadian market. Leveraging the technology and scale of BNY Mellon, a global leader in investment servicing, and the local presence of CIBC, one of Canada’s leading financial institutions, CIBC Mellon has the experience and the capabilities to help you succeed in Canada. Canadian custody and sub-custody Brokerage1 Canadian correspondent banking1 Investment fund services Broker-dealer clearing MIS (NEXENSM, STP scorecard, trade match report card) Securities lending2 Data analytics2 1 Provided by CIBC 2 Provided by BNY Mellon Learn more, contact: Richard Anton at +1 416 643 5240 Abdul Sheikh at +1 905 755 7118 Lloyd Sebastian at +1 416 643 5437 www.cibcmellon.com ©2020 CIBC Mellon.
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