Information of documents for which observations issued by SEBI Sr. Issuer company Coordinating LM Type of Draft OD Processing Status No. (Pre-issue) Issue receipt date

1 Larsen & Toubro Kotak Mahindra IPO 12 Observations issued Infotech Limited Capital Limited (OFS) April on 20 May 2016 2016 2 RBL Bank Ltd Kotak Mahindra IPO + OFS 23 June Observation Issued Capital Co. Ltd 2015 on 27 July 2016

3 Varun Beverages Kotak Mahindra IPO 22 June Observations issued Limited Capital Company 2016 on 31 August 2016 Limited 4 Aster DM Kotak Mahindra IPO 24 June Observations issued Healthcare Limited Capital Limited (Fresh + 2016 on 02 November OFS) 2016 5 Sheela Foam Edelweiss IPO 29 July Observations issued Limited Financial (OFS) 2016 on 03 November Services Limited 2016 6 L & T Technology Kotak Mahindra IPO 15 July Observations issued Services Limited Capital Company (OFS) 2016 on 24 August 2016 Limited 7 ICICI Prudential DSP Merrill IPO 18 July Observations issued Life Insurance Lynch Limited (OFS) 2016 on 02 September Company Limited 2016 8 Greensignal Bio Overseas IPO (Fresh 04 July Observations issued Pharma Ltd. Bank - Merchant Issue + 2016 on 09 September Banking Division OFS) 2016 9 Endurance Axis Capital IPO (OFS) 07 July Observations issued Technologies Limited 2016 on 09 September Limited 2016 10 CIL Nova Hem Securities RI 07 July Observations issued Petrochemicals Ltd Ltd 2016 on 16 September 2016 11 PNB Housing Kotak Mahindra IPO 05 July Observations issued Finance Limited Capita Company (Fresh 2016 on 06 October 2016 Limited Issue)

12 Laurus Labs Kotak Mahindra IPO 19 Observations issued Limited Capital Company (Fresh August on 10 October 2016 Limited Issue+ 2016 OFS) 13 IP Rings Limited Axis Capital RI 31 Observations issued Limited August on 01 November 2016 2016 14 Avenue Kotak Mahindra IPO 29 Observations issued Supermarts Capital Company (Fresh September on 06 December Limited Limited Issue) 2016 2016

15 Continental Edelweiss IPO 30 Observations issued Warehousing Financial (Fresh September on 16 December Corporation Services Limited Issue + 2016 2016 (Navha Seva) OFS) Limited 16 G R Infraprojects HDFC Bank IPO 29 Observations issued Limited Limited (Fresh September on 22 December Issue + 2016 2016 OFS) 17 Shankara Building IDFC Bank Ltd IPO 29 Observations issued Products Limited (Fresh September on 22 December Issue + 2016 2016 OFS) 18 BSE Limited Edelweiss IPO 09 Observations issued Financial (OFS) September on 30 December Services Limited 2016 2016 19 Genesis Colors ICICI IPO 29 Observations issued Limited Securities (Fresh September on 03 February 2017 Limited Issue + 2016 OFS)

20 Security & Axis Capital IPO 27 Observations issued Intelligence Limited (Fresh + September on 12 January 2017 Services (India) OFS) 2016 Limited 21 Prataap Snacks Edelweiss IPO (Fresh 30 Observations issued Limited Financial Issue + September on 13 Services Limited OFS) 2016 April 2017 22 Archit Vivro RI 21 Observations issued Organosys Limited Financial October on 20 January 2017 Services Pvt. 2016 Limited 23 PB Global Limited Gretex RI 23 Withdrawn vide Corporate November letter dated 26 Services Private 2016 December 2016 Limited 24 Music Broadcast ICICI Securities IPO 28 Observations issued Limited Limited (Fresh November on 09 February 2017 Issue + 2016 OFS)

25 Central Depository Axis Capital IPO 27 Observations issued Services Limited (OFS) December on 08 February 2017 (India)Limited . 2016 26 S Chand and J M Financial IPO 16 Observations issued Company Limited Securities (Fresh December on 03 March 2017 Limited Issue + 2016 OFS)

27 National Stock JM Financial IPO 28 Issuer needs to file Exchange of India Institutional (OFS) December fresh draft offer Limited Securities 2016 document: Limited Regulation 25(6) read with Schedule XVI of ICDR Regulations, 2018 stipulate that in case of an OFS where there is a decrease in number of shares offered for sale by more than 50% the issuer needs to file a fresh draft offer document. The shares offered for sale in the issue has decreased by more than 50%. 28 Proseed India Saffron Capital Rights 30 Withdrawn vide Limited Advisors Private Issue December Letter dated 03 May Limited 2016 2017 29 Kingfa Science & Keynote RI 02 Observations issued Technology (India) Corporate December on 17 February 2017 Limited Services Limited 2016 30 PSP Karvy IPO 28 Observations issued Projects Investor Services (Fresh December on 24 March 2017 Limited Limited Issue+ OFS) 2016 31 GTPL JM Financial IPO (Fresh 30 Observations issued Limited Institutional Issue+ OFS) December on 12 Securities 2016 May 2017 Limited 32 Mahindra ICICI Securities Rights 20 Observations issued Lifespace Limited Issue January on 02 March 2017 Developers 2017 Limited 33 Housing and Urban IDBI Capital IPO 02 Observations issued Development Market & (OFS) January on 10 March 2017 Corporation securities 2017 Limited Limited 34 Zenotech Vivro Financial Rights 02 Observations issued Laboratories Services Pvt Ltd Issue January on 05 Limited 2017 April 2017 35 Intellect Design Spark Capital Rights 27 Observations issued Area Limited Advisors (India) Issue January on 13 Private Limited 2017 April 2017 36 Four Seasons Chartered IPO 20 Withdrawn vide Residency Limited Capital and (Fresh February Letter dated 09 Investment Issue) 2017 March 2017 Limited 37 Au Financiers ICICI Securities IPO 01 Observations issued (India) Limited Limited (OFS) February on 22 March 2017 2017 38 Tejas Networks Axis Capital IPO (Fresh 10 Observations issued Limited Limited Issue+ OFS) February on 21 2017 April 2017 39 Eris Lifesciences Axis Capital IPO 08 Observations issued Limited Limited (OFS) February on 28 2017 April 2017 40 Vardhaman Special Master Capital Rights 15 Observations issued Steels Ltd. Services Ltd. Issue February on 28 March 2017 2017 41 Salasar Techno Sarthi Capital IPO (Fresh 15 Observations issued Engineering Ltd. Advisors Pvt. Ltd. issue) February on 16 2017 May 2017 42 Bharat Road Inga Capital IPO 17 Observations issued Network Limited Private Limited (Fresh February on 26 Issue) 2017 May 2017 43 Cochin Shipyard SBI Capital IPO (Fresh 24 Observations issued Limited Markets Limited Issue + March on 20 OFS) 2017 April 2017 44 Apex Frozen Foods Karvy Investor IPO (Fresh 31 Observations issued Limited Services Limited Issue + March on 11 OFS) 2017 May 2017 45 MAS Financial Motilal Oswal IPO (Fresh 27 Observations issued Services Limited Investment + OFS) March on 26 Advisors Private 2017 May 2017 Limited 46 Nakshatra World IDBI Capital IPO 10 Observations issued Limited Markets & (Fresh March on 09 Securities Issue) 2017 June 2017 Limited