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Reliance Securities AOF Ver

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Reliance Securities AOF Ver MANDATORY ACKNOWLEDGEMENT LETTER To, Reliance Securities Limited Reliance Centre, 4th Floor, North Wing, Off Western Express Highway, Near Prabhat Colony, Santa cruz (E), Mumbai - 400055 I hereby acknowledge that the following documents/ process were made available/ explained to me: 1. Rights and Obligations of Stock Brokers, Sub-brokers and Clients (Trading) 2. Rights and Obligations of Beneficial owner and Depository Participant (DP) 3. Rights & Obligations of Clearing Member/Participant and its Client (SLBS) 4. Risk Disclosure Document for Capital Market and Derivatives Segments 5. Guidance Note - Do‟s and Don‟ts for Trading on the Exchange(s) for Investors 6. Policies and Procedures of Reliance Securities Ltd. pursuant to the SEBI circular dated December 03, 2009 7. General Terms and Conditions governing securities trading and Broking services of Reliance Securities Ltd. 8. Terms & Conditions for Basic Services Demat Account (BSDA), if applicable 9. Terms & Conditions for BSE Star MF & NSE MFSS I understand that the Voluntary documents executed by me are out of my/our free will. I hereby confirm that I have clearly understood and agree to abide by the Policies and Procedures, Rights and Obligations, Terms and Conditions (containing para 1 to 105) and Tariff Structure described by Reliance Securities Ltd. (RSL) and I have accordingly selected the Tariff on tablet/ computer/ mobile phone.I also understand and agree that these Policies and Procedures, Terms and Conditions and Tariff Structure can be changed by RSL from time to time with prior notice of 30 days through email. I/We hereby declare that any change in the information submitted by me/us in regard to FATCA/CRS shall be intimated to RSL immediately. I am aware that the login Id and password of my trading account will be sent on email ID, alerts on mobile number furnished for KYC details through tablet/ computer/ mobile phone and any changes thereof. I confirm that the details of KYC/ Demat / Trading forms filled through tablet/ computer/ mobile phone have been shown to me and verified by me. I have been informed that the forms/ documents / tariff would made available to me through my log-in in my account on RSL website and I undertake that it would be my responsibility to check, scrutinize the said forms and documents within 15 days of account opening and intimate discrepancies if any therein to RSL immediately and in any case within one month of account opening, I have understood the process of submission of details for account opening through tablet/ computer/ mobile phone. I further authorize RSL to use my facsimile signature and details submitted through above process for execution of my documents for both Trading and Demat account. I further undertake that the signature on this declaration will be populated electronically on all the forms/ documents/ declarations required to be executed by me for my Trading &Demat account opening and will have the same validity and will be acceptable by me as if the same have been physically signed and I shall not object to the same. I hereby declare that the details furnished through the above process are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the said information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. Client Details (Fill in CAPITAL letters, as entered in digital account opening app): PAN Number: Name: Mobile Number: Email ID: DATE: D D M M Y Y Y Y CLIENT SIGNATURE EMPLOYEE / PARTNER DETAILS (MANDATORY) I / We undertake that we have made the client aware of „Policy and Procedures‟, tariff sheet and all the non-mandatory documents. I/We have also made the client aware of „Rights and Obligations‟ document (s), RDD and Guidance Note. I/We have given/sent him a copy of all the KYC documents. I/We undertake that any change in the „Policy and Procedures‟, tariff sheet and all the nonmandatory documents would be duly intimated to the clients. I/We also undertake that any change in the „Rights and Obligations‟ and RDD would be made available on my/our website, if any, for the information of the clients. I/we confirm that all the details filled in the Sales app are as provided by the client only. I/We have met the customer in-person and been interviewed by me. The documents provided by customer are verified with original by me and then only the photo of the same is captured/uploaded in the sales app, Employee/Partner Name Employee/Partner Code Employee / Partner Signature Partner name- Shreetete Trade Partner Code- 10416 Ver 2.3 / Aug 2018 reliancesmartmoney.com is a brand under which Reliance Securities Limited offers its broking and investment services. A RELIANCE CAPITAL COMPANY VOLUNTARY POWER OF ATTORNEY THIS POWER OF ATTORNEY is made on the date, and place as mentioned in the e. to sign, deliver, endorse and/or acknowledge all instructions, forms, transfer Schedule hereunder by the persons mentioned in the Schedule under title “Demat deeds, depository forms and instruments, slips, receipts and other Account Holder” (hereinafter referred to as “Demat Account Holder”) IN FAVOUR OF instruments and writings which are required, necessary or advisable for Reliance Securities Limited, a Company in-corporated under the Companies Act, 1956 performing all or any of the powers or authorities hereby conferred; th having its Registered Office at Reliance Centre, 4 Floor, North Wing, Off Western f. To effect all non-cash corporate actions in respect of Express Highway, Near Prabhat Colony, Santa cruz (E), Mumbai - 400055 and having the securities held in my Demat Account, if applicable; an office at Reliance Securities Ltd., No.110, Pondy - Cuddalore main Road, 2. To sign the application forms, composite application forms, applications and the required Thavalakuppam, Puducherry – 605 007 (hereinafter referred to as “Attorney” / documents for me to apply, subscribe and /or renounce in the Initial Public Offering (IPO), “Reliance Securities Limited” which expression shall unless repugnant to the context follow-on issues, further issues, rights issue or other offerings of the securities and to thereof shall mean and include its successor) acting through its directors, officers or facilitate in investment and redemption units of mutual fund schemes; such other persons as may be authorised by the Attorney from time to time in this regard 3. To do all such acts, deeds and things as may be WHEREAS: necessary for or incidental to the powers granted hereby; The persons mentioned in the Schedule under title “Client Details” AND GENERALLY to do, perform and execute all such other acts, deeds, (hereinafter referred to as “the Client”) has opened/is desirous of instruments, matters and things on my behalf as the said Attorney may think fit to opening a Trading Account with Reliance Securities Limited. all intents and purposes as I myself could do if I were personally present AND for The Demat Account Holder hold demat account/s with Reliance Securities Limited, a the further, better and more effectually doing, effecting, executing and performing Depository Participant details whereof are mentioned in the Schedule hereunder under the several matters and things aforesaid AND I hereby ratify and confirm and title “Demat Account Holder” (hereinafter referred to as “the Demat Account”). agree and undertake to ratify and confirm whatsoever the said Attorney shall To facilitate proper execution of various transactions carried out by the Client, including lawfully do or cause to be done by virtue of these presents. but not limited to transactions placed by the Clients for Shares, Securities, Derivatives, The Attorney is authorized to send to me / us consolidated summary of scrip wise buy Futures &Options Contracts, Bonds, IPOs /Public Offers of various Companies and in and sell positions by way of short messaging services or e-mails on a daily basis. various Mutual Fund Schemes and such other Services /Products/Facilities availed by I hereby ratify and confirm any and all transactions, trades or dealings effected in and for the Client from time to time.With respect to these aforesaid activities, the Client is now my above mentioned accounts by my Attorney. This Power of Attorney and authorization desirous of constituting and appointing Reliance Securities Limited as their lawfully is in addition to (and in no way limits or restricts) any and all rights which the Attorney constituted attorney and confer upon it the powers hereinafter stated. may have under any other agreement or agreements between the Attorney and me. The NOW KNOW ALL AND THIS POWER OF ATTORNEY WITNESSETH that I, the Attorney hereby agrees to return to me/ us the Securities that may have been received Account Holder hereby nominate, appoint and constitute Reliance Securities Limited, by it erroneously or that it was not entitled to receive. This Power of Attorney and acting through its directors, officers or employees or such other persons as may be authorization shall not be affected by lapse of time. It shall continue in full force and authorised by Reliance Securities Limited in this regard from time to time as the true and effect until the Attorney shall receive written notice of revocation thereof, signed by me; lawful attorney to do the following acts, deeds, and things for and on my behalf; namely: 1. To operate and debit the Demat Account(s) which is in my name for facilitating This Power of Attorney shall be terminated by me without any notice period and in transactions by/through Reliance Securities Limited to meet all margin / the event of termination thereof by my death/dissolution, until the Attorney shall settlement obligations and for recovering any outstanding amounts due from have received actual notice thereof, and such revocation or termination shall in no me to Reliance Securities Limited and for any of the facilities / services offered way affect the validity of this POA, with reference to any transaction(s) initiated by by Reliance Securities Limited and availed by me and to do the following: me or by my Attorney prior to the actual receipt by the Attorney of a notice of such a.
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