Ecological Modelling 346 (2017) 70–76
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Ecological Modelling
j ournal homepage: www.elsevier.com/locate/ecolmodel
Biodiversity is autocatalytic
a,∗ b c
Roberto Cazzolla Gatti , Wim Hordijk , Stuart Kauffman
a
Biological Diversity and Ecology Laboratory, Bio-Clim-Land Centre of Excellence, Tomsk State University (TSU), Tomsk, Russia
b
Konrad Lorenz Institute for Evolution and Cognition Research, Klosterneuburg, Austria
c
Institute for Systems Biology, Seattle, WA, USA
a r t i c l e i n f o a b s t r a c t
Article history: A central question about biodiversity is how so many species can coexist within the same ecosystem. The
Received 14 October 2016
idea that ecological niches are critical for the maintenance of species diversity has received increasing sup-
Received in revised form 5 December 2016
port recently. However, a niche is often considered as something static, preconditioned, and unchanging.
Accepted 6 December 2016
With the “Biodiversity-related Niches Differentiation Theory” (BNDT), we recently proposed that species
themselves are the architects of biodiversity, by proportionally increasing the number of potentially
Keywords:
available niches in a given ecosystem.
Autocatalytic sets
Along similar lines, but independently, the idea of viewing an ecosystem of interdependent species as
Ecological niches
Biodiversity an emergent autocatalytic set (a self-sustaining network of mutually “catalytic” entities) was suggested,
where one (group of) species enables the existence of (i.e., creates niches for) other species.
Here, we show that biodiversity can indeed be considered a system of autocatalytic sets, and that this
view offers a possible answer to the fundamental question of why so many species can coexist in the
same ecosystem. In particular, we combine the two theories (BNDT and autocatalytic sets), and provide
some simple but formal examples of how this would work.
© 2016 Published by Elsevier B.V.
1. Introduction ecological niche is the role and the position a species has in its
environment (its food and shelter needs, its survival and reproduc-
The variability among living organisms in terrestrial, marine and tion strategies, etc.). The concept of a niche as the set of ecological
other aquatic ecosystems, and the ecological complexes of which requirements, from the reproductive to the alimentary ones, devel-
they are a part, have been defined with the term “biodiversity” (CBD oped by Elton (1927) and improved by Hutchinson (1957) with the
Secretariat, 1992). Apart from the formal definitions and the dif- definition of hyper-volume, is a powerful tool for understanding
ferent ways to measure it, the central question about biological the role of each species in its environment.
diversity on Earth is how so many species can coexist within the These multidimensional spaces or hypervolumes that include
same ecosystem (Sherratt and Wilkinson, 2009). all of a species’ interactions with the biotic and abiotic factors of
In an attempt to explain this issue, some authors formalized neu- its environment, led to the consideration of niches as fundamental
tral theories of biodiversity (MacArthur and Wilson, 1967; Hubbell, ecological variables able to regulate species composition and rela-
2001), which assume that all species belonging to the same trophic tions within an ecosystem. For example, it has been suggested that
level of an ecological community are “neutral” in relation to their niche differences stabilize competitor dynamics by giving species
fitness. This implies that there are no real differences between the higher per-capita population growth rates when rare than when
niches of each species and that their success is dictated by the common, and that coexistence occurs when these stabilizing effects
randomness of the moment (Rosindell et al., 2011). of niche differences overcome species in overall competitive ability
In contrast, the idea that niches are critical for the maintenance (Levine and HilleRisLambers, 2009). Moreover, it seems that nest-
of species diversity, challenging the neutral theory of biodiver- edness of niches reduces interspecific competition and enhances
sity, has received increasing support recently (McGill, 2003). An the number of coexisting species (Bastolla et al., 2009).
Some authors suggested a relationship between the utilization
of ecospace and change in diversity of, for example, marine shelf
faunas through time (Bambach, 1983). However, most of these ∗
Corresponding author.
previous studies emphasized the effect of niche partitioning as a
E-mail addresses: [email protected] (R.C. Gatti),
global long-term pattern in the fossil record to explain the expo-
[email protected] (W. Hordijk), [email protected]
nential diversification of life (Benton and Emerson, 2007). The main (S. Kauffman).
http://dx.doi.org/10.1016/j.ecolmodel.2016.12.003
0304-3800/© 2016 Published by Elsevier B.V.
R.C. Gatti et al. / Ecological Modelling 346 (2017) 70–76 71
explanation for a pattern of exponential diversification is that as entire set is able to sustain and reproduce itself from a basic food
diversity increases, the world becomes increasingly divided into source. In other words, the set as a whole is self-sustaining and col-
finer niche spaces. This explanation could be a result of the fact that lectively autocatalytic. This concept is intimately related to those
nearly all studies of the impact of species interactions on diversi- of Ulanowicz (2008) and Maturana and Varela (1980), but worked
fication have concentrated on competition and predation, leaving out in more mathematical detail (Hordijk, 2013).
out the importance of other types of interactions (Joy, 2013). Autocatalytic sets were originally defined in the context of
However, the idea that interactions between species are impor- chemistry (in particular polymer systems; see below), but have
tant catalysts of the evolutionary processes that generate the more recently been extended to study systems in biology (Sousa
remarkable diversity of life is gaining interest among ecologists. For et al., 2015) and possibly economics (Hordijk, 2013). Here, we show
instance, it has been shown that symbiosis between gall-inducing that biodiversity can also be considered a system of autocatalytic
insects and fungi catalyzed both the expansion in resource use sets, and that this view offers a possible answer to the fundamental
(niche expansion) and diversification (Joy, 2013). Indeed, facilita- question of why so many species can coexist in the same environ-
tion (a process that allows the colonization and presence of new ment.
species taking advantage of the presence of other ones by expand- In the following sections, we briefly review the Biodiversity-
ing the ecosystem hypervolume) plays a major role in species related Niches Differentiation Theory (BNDT) and the theory of
coexistence, strongly increasing the biodiversity of an area. With autocatalytic sets. The BNDT describes how the number of species in
the “Biodiversity-related Niches Differentiation Theory” (BNDT), an ecosystems changes over time, depending on the number cur-
we recently proposed that species themselves are the architects rently present, and autocatalytic sets can provide a mechanistic
of biodiversity, by proportionally (possibly even exponentially) explanation for this process. This idea is illustrated with a simple
increasing the number of potentially available niches in a given but formal example.
ecosystem (Cazzolla Gatti, 2011).
Fath (2007) suggested that all objects in ecological networks 2. The biodiversity-related niches differentiation theory
interact with and influence the others in the web and that there are
no null community-level relations. Moreover, network mutualism With the Biodiversity-related Niches Differentiation Theory
is made by community-level relations that usually have a greater (BNDT) (Cazzolla Gatti, 2011), we recently proposed that species
occurrence of mutualism than competition, making them more themselves are the architects of the greatest biodiversity of a given
positive than the direct relations that produced them. Fath (2014) environment, because through the realization of their fundamen-
also proposed that there are no individual species as such, but only tal niche they allow for an expansion of available niches for other
historically contingent constructs that emerge from the structural species. The BNDT states that (Cazzolla Gatti, 2011):
couplings of physical and environmental systems. Species them-
.
“ . .in natural conditions of immigration and emigration, with
selves, within an ecosystem, appear and disappear over time, as the
every environmental condition, species tend – directly or indi-
environmental conditions allow and construct. A species emerges
rectly, thanks to their simple presence and life roles – to increase
from this environment and is an expression, in fact a historically
the number of potentially available niches for the colonization of
contingent expression, of those interactions. In other words, species
other species, enhancing the limit imposed by the basal hyper-
are expressed and maintained by a complex interacting ecological
volume, until they reach the carrying capacity of the ecosystem.
network.
At the same time, niches and mutualistic networks of the ecosys-
Paraphrasing von Uexküll (1926), the output of one species,
tem allow, through circular and feedback mechanisms, the rise
through a series of direct linkages, indirectly connects back again
of the number of species, generating a non-linear autopoietic
as input to the original “generating” species. In this manner, the
system.”
species affects its own input operating in closed function circles.
Luhmann states that “function systems are operationally closed According to the BNDT, generalist species (e.g. pioneers) expand
and function autopoietically” (quoted in Moeller (2006, p. 101)). the basal ecosystem hypervolume (with a limited number of niches
Autopoiesis is a concept that was introduced by Maturana and available). Once created, the new niches are filled (through col-
Varela (1980, 1987) to describe a system that uses itself to create onization/immigration) by specialist species. The largest part (in
more of itself, such as a biological cell. terms of time) of the whole process is taken by the “niche expan-
At the ecological scale a similar concept, that of autocatalysis, sion and realization” of the first stages. When one or more species
was promoted by Ulanowicz (1995, 2008). Autocatalysis is con- are able to fill the basal niche’s space, and because most species
sidered to be “a necessary condition for maintaining structured are strict for some ecological condition but tolerant for other vari-
gradients that allow for the continuation of system function at ables, the basal ecosystem hypervolume (considered as the sum of
high levels of organization” (Fath, 2014). Ulanowicz (2014) con- every species’ range of variables) enhances its dimensions, allow-
sidered three actors, related in cyclical fashion, each receiving ing other species to colonize the environment. In this way a niche
benefit from its upstream partner and providing benefit to its that was originally forbidden to some species for some ecological
downstream counterpart. Implicit in this configuration resides a characteristics becomes available, simply because of the presence
positive form of selection. The end result is the phenomenon called of another species that can tolerate those initial conditions.
centripetality (Ulanowicz, 1997), whereby internal selection pulls The BNDT was formalized through the differential equation
progressively more resources into the orbit of autocatalysis (usually
dN(t) Ne
at the expense of non-participating elements). = Ne 1 −
dt K
Kauffman (1993) argued that the complexity of biological sys-
tems and organisms might result as much from self-organization where N(t) is the number of niches at time t, Ne is the net number of
and far-from-equilibrium dynamics as from Darwinian natural available niches in the ecosystem, i.e., the difference between the
selection. He also proposed the self-organized emergence of col- number of niches at time t and that at time 0 (Ne = N(t) − N(0)), K
lectively autocatalytic sets of polymers to explain the origin of is the carrying capacity of the ecosystem, and is the coefficient