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Homeostatic : Local and Global Mechanisms for Stabilizing Neuronal Function

Gina Turrigiano

Department of Biology and Center for Behavioral Genomics, Brandeis University, Waltham, Massachusetts 02493 Correspondence: [email protected]

Neural circuits must maintain stable function in the face of many plastic challenges, includ- ing changes in number and strength, during learning and development. Recent work has shown that these destabilizing influences are counterbalanced by homeostatic plasticity mechanisms that act to stabilize neuronal and circuit activity. One such mechanism is syn- aptic scaling, which allows to detect changes in their own firing rates through a set of -dependent sensors that then regulate receptor trafficking to increase or decrease the accumulation of glutamate receptors at synaptic sites. Additional homeostatic mechanisms may allow local changes in synaptic activation to generate local synaptic adaptations, and network-wide changes in activity to generate network-wide adjustments in the balance between excitation and inhibition. The signaling pathways underlying these various forms of homeostatic plasticity are currently under intense scrutiny, and although dozens of mol- ecular pathways have now been implicated in homeostatic plasticity, a clear picture of how homeostatic feedback is structured at the molecular level has not yet emerged. On a functional level, neuronal networks likely use this complex set of regulatory mechanisms to achieve over a wide range of temporal and spatial scales.

ore than 50 years ago, Walter Cannon eter that is subject to homeostatic regulation. Mmarveled that “somehow the unstable During development billions of neurons wire stuff of which we are composed has learned themselves up into complex networks and man- the trick of maintaining stability” (Cannon age to reach a state where they can generate— 1932). Along with Claude Bernard, Cannon and then maintain—stable activity patterns had realized that complex physiological systems throughout the life of an organism. What makes are built in a way that promotes stability, or this so extraordinary is that these circuits are not “homeostasis,” of key physiological parameters static, but are constantly undergoing modifica- such as body temperature and blood glucose tions to allow organisms to store information levels. Recently it has become clear that neu- and adapt their behavior to a changing environ- ronal activity is itself a key physiological param- ment. Somehow the forces that generate flexi-

Editors: Morgan Sheng, Bernardo Sabatini, and Thomas Su¨dhof Additional Perspectives on The Synapse available at www.cshperspectives.org Copyright # 2012 Cold Spring Harbor Laboratory Press; all rights reserved; doi: 10.1101/cshperspect.a005736 Cite this article as Cold Spring Harb Perspect Biol 2012;4:a005736

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G. Turrigiano

bility and those that generate stability are able to error signal when this deviates from a set point, coexist without interfering with each other, and then use this error signal to change excitability together enable the remarkable ability of organ- in the correct direction to move activity back to- isms to generate behaviors that are both coher- ward this set point. Here we will define a ho- ent and adaptable. meostatic form of plasticity as one that acts to Neural circuits are subject to many forces stabilize the activity of a or neuronal cir- that work to destabilize their activity. For exam- cuit around some set-point value; some mech- ple, synapse-specific correlation-based plasti- anisms might be adaptive (in that they tend to city mechanisms such as long-term potentia- oppose instability) without being strictly ho- tion (LTP) and depression (LTD) are widely meostatic. Currently a number of phenomena thought to contribute to learning and informa- have been described that may contribute to sta- tion storage, but theoreticians have long appre- bilization of neuronal activity, including the ciated that they generate a powerful destabiliz- activity-dependent regulation of intrinsic neu- ing force on network function (Miller and ronal firing (Marder and Prinz 2003; Zhang MacKay 1994; Abbott and Nelson 2000). This and Linden 2003); pre- and postsynaptic forms is because when undergo LTP they of excitatory synaptic plasticity, such as synaptic are better able to depolarize the postsynaptic scaling, that adjust all of a neuron’s excitatory neurons, which will increase the probability synapses up or down in the right direction to that they will undergo further LTP—leading to stabilize firing (Turrigiano and Nelson 2004; unconstrained synaptic strengthening. A related Davis 2006); the balancing of excitation and in- problem is that as correlated activity drives hibition within neuronal networks (Maffei et al. strengthening of specific synapses, and the post- 2004; Gonzalez-Islas and Wenner 2006); com- synaptic neuron is driven more strongly, syn- pensatory changes in synapse number (Kirov apses that initially were only poorly correlated et al. 1999; Wierenga et al. 2006); metaplastic with postsynaptic firing will be better able to mechanisms that adjust the relative ease of in- fire the postsynaptic neuron, so they too can be- ducing LTP and LTD (Bienenstock et al. 1982); come strengthened. Thus, without forces that and homeostatic regulation of intrinsic excit- prevent the excitability of the postsynaptic ability (Marder and Goaillard 2006; Turrigiano neuron from changing in response to correla- 2011). Although all of these phenomena are tion-based plasticity mechanisms, their specif- theoretically capable of serving a homeostatic icity breaks down and information can no function, for many of them such a function longer be effectively stored through differences has not been directly shown. In this collection in synaptic strengths. Many forms of correla- on the synapse, I will focus on synaptic mecha- tion-based plasticity have now been described nisms that are likely to contribute to network biologically, and each is likely to introduce its homeostasis. own unique destabilizing influences on function (Abbott and Nelson 2000). HOMEOSTATIC PLASTICITY AT THE There has been a recent explosion of work NEUROMUSCULAR JUNCTION into the biological solutions that neurons and networks use to stabilize activity, and collec- The stability problem at the neuromuscular tively these mechanisms have been termed “ho- junction (NMJ) is fairly simple: As muscle fi- meostatic plasticity” (Marder and Prinz 2003; bers grow, motor neurons must remain capable Turrigiano and Nelson 2004; Davis 2006; Turri- of bringing them over threshold for contraction. giano 2008; Pozo and Goda 2010). Tobe consid- This matching of motoneuron and muscle fiber ered truly homeostatic, a plasticity mechanism properties is accomplished through an active should regulate a key parameter (such as average process that requires signaling between moto- neuronal firing rate) around some set-point neuron and muscle, and can keep the gain of neu- value (Fig. 1A). Toaccomplish this feat, neurons romuscular coupling remarkably constant. Some must sense some aspect of “activity,” generate an of the first reports of homeostatic compensation

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Homeostatic Synaptic Plasticity

A Firing rate homeostasis Lower firing

Raise firing B Synaptic scaling Presynaptic terminal Postsynaptic Potentiation Scaling terminal

Target activity High activity Target activity

Figure 1. Homeostasis of neuronal firing through homeostatic synaptic plasticity. (A) Cartoon illustration of the phenomenon of firing rate homeostasis in dissociated neocortical networks; perturbing firing in either direction results in the homeostatic regulation of synaptic and intrinsic properties so that baseline firing rates are restored. (B) One mechanism contributing to the firing rate homeostasis illustrated in A is synaptic scaling. When activity is perturbed (illustrated here as the potentiation of some inputs through Hebbian mechanisms) this triggers synaptic scaling, which produces a proportional reduction in strength at all synapses of the right magnitude to return firing to baseline levels. Note that, because this mechanism scales synaptic strength up or down propor- tionally, the relative difference in synaptic strengths induced by Hebbian mechanisms is preserved.

of excitability in the nervous system came from polarization of the muscle, lead to compen- the denervation supersensitivity literature (Berg satory increases in transmitter release that re- and Hall, 1975; Sharpless 1975), where it was store evoked transmission to control levels observed that loss of synaptic innervation initi- (Paradis et al. 2001). The mechanisms underly- ated an increase in muscle excitability through ing this presynaptic form of compensation have changes in postsynaptic receptor number and recently been worked out in some detail. Com- localization. More recently work at the mam- pensation can occur very quickly when induced malian and invertebrate NMJ has shown that by pharmacological blockade of postsynaptic perturbations in postsynaptic function can glutamate receptors and occurs in response lead to compensatory changes in presynaptic re- to subtle changes in the amplitude of excitatory lease, and vice versa (Davis and Bezprozvanny postsynaptic potentials. A reduction in postsyn- 2001). aptic depolarization generates an as-yet uniden- In Drosophila the ease of genetic manipula- tified retrograde signal that leads to enhanced tions has made it possible to perturb either the transmitter release (Frank et al. 2006). Other el- presynaptic or postsynaptic side of the synapse ements of this signaling pathway include a pre- and observe exquisitely precise compensation, synaptic Eph receptor, the Eph interacting pro- so that the gain of transmission remains es- tein Exn, and activation of the Rho GTPase sentially constant. For example, reductions in Cdc42. This signaling pathway converges onto glutamate receptor function, or chronic hyper- the presynaptic calcium channel Cav2.1 to

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G. Turrigiano

enhance presynaptic calcium influx and thus occur through presynaptic and others through release (Frank et al. 2009). A postsynaptic changes in function (Davis and functionally similar mechanism coupling post- Bezprozvanny 2001). Which of these mecha- synaptic muscle activation with presynaptic reg- nisms are engaged will likely depend on how ulation of neurotransmitter release has recently activity is modulated, as well as other factors been described at the Caenorhabditis elegans such as cell type and developmental stage. NMJ (Simon et al. 2008). It should be noted Below we will review the current state of under- that there is evidence at the Drosophila NMJ standing of the signaling pathways and expres- for additional parallel signaling pathways dur- sion mechanisms of several forms of homeo- ing presynaptic compensation (Frank et al. static synaptic plasticity at central mammalian 2006; Goold and Davis 2007; Frank et al. synapses. 2009), as well as mechanisms that can induce postsynaptic compensatory changes in quantal CELL-AUTONOMOUS, GLOBAL SYNAPTIC amplitude (Davis and Goodman 1998). This SCALING OF EXCITATORY SYNAPSES complexity in compensatory mechanisms and signaling pathways is a theme we shall return Currently the best understood form of homeo- to when we discuss homeostatic plasticity at static plasticity at central excitatory synapses is central synapses. synaptic scaling. Synaptic scaling was first iden- tified in cultured neocortical neurons, where it was observed that perturbing network activity HOMEOSTATIC PLASTICITY AT CENTRAL generated compensatory changes in synaptic MAMMALIAN SYNAPSES strength that were in the right direction to re- There is compelling evidence from experiments store average firing rates to baseline values in neuronal cultures that central neurons are (Turrigiano et al. 1998). Pharmacological ma- able to maintain average firing rates around a nipulations of activity are able to induce bidir- homeostatic set point. When cortical or hippo- ectional compensatory changes in the unit campal neurons are induced to fire more than strength of glutamatergic synapses, which can normal, over many hours firing returns to base- be measured by recording miniature excitatory line levels, and similarly, if neuronal firing is postsynaptic currents (mEPSCs, or “minis”). reduced over time, neurons compensate and Minis represent the postsynaptic response to re- again firing is restored (Fig. 1A) (Turrigiano lease of individual vesicles of ; et al. 1998; Burrone et al. 2002). Central neurons by measuring minis arising from many synapses are embedded in complex networks composed onto the same neuron, it was observed that of many cell types, including both excitatory modulating network activity induced uniform and inhibitory neurons, and small changes in increases or decreases in the entire mini ampli- the balance between excitation and inhibition tude distribution, in effect scaling postsynaptic can have major effects on ongoing activity (Nel- strength up or down (Turrigiano et al. 1998; son and Turrigiano 2008). The ability to com- Desai et al. 2002; Gainey et al. 2009). Interest- pensate for external perturbations and maintain ingly, synaptic scaling protocols homeostati- stable firing is thus not trivial, and it is not sur- cally regulate both the NMDA and the AMPA prising that a rich variety of homeostatic mech- component of glutamatergic synaptic currents, anisms operating over various temporal and and the change in AMPA and NMDA currents spatial scales are likely to contribute to this are proportional at individual synapses (Watt process. For example, there is evidence for et al. 2000; Perez-Otano and Ehlers 2005). These both “global” mechanisms that operate on all changes in mini amplitude translate into changes of a neuron’s synapses (Turrigiano 2008), and in the amplitude of evoked transmission, with “local” mechanisms that act on individual or little or no change in short-term synaptic small groups of synapses (Yu and Goda 2009). dynamics (Watt et al. 2000; Maffei et al. 2004; Similarly, some forms of homeostatic plasticity Wierenga et al. 2005). Such a postsynaptic

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Homeostatic Synaptic Plasticity

scaling process has the attractive property of naling pathway then leads to enhanced accu- allowing neurons to stabilize activity without mulation of AMPA-type glutamate receptors changing the relative strength of synaptic inputs, (AMPAR) in the postsynaptic membrane at all thus avoiding disrupting information storage or excitatory synapses, thus scaling up mini ampli- processing mechanisms that rely on differences tude and enhancing evoked transmission. This in synaptic weights (Fig. 1B). Synaptic scaling global enhancement of AMPAR abundance in has now been shown in a variety of central neu- response to activity blockade requires sequences rons both in vitro and in vivo, including neo- on the carboxyl terminus of the GluA2 subunit cortical and hippocampal pyramidal neurons of the AMPAR (Gainey et al. 2009), and the and spinal neurons (O’Brien et al. 1998; Turri- majority of studies that have blocked activity giano et al. 1998; Desai et al. 2002; Stellwagen with tetrodotoxin (TTX) or AMPAR antago- and Malenka 2006; Goel and Lee 2007; Kim and nists have observed a coordinated increase in Tsien 2008; Knogler et al. 2010). Currently, most GluA1 and GluA2 (O’Brien et al. 1998; Wier- of the mechanistic work on synaptic scaling has enga et al. 2005; Cingolani et al. 2008; Sun involved neocortical or hippocampal pyramidal and Wolf 2009; Anggono et al. 2011; but see neurons in dissociated culture; whether the Thiagarajan et al. 2005). Additionally, there is mechanisms that underlie synaptic scaling in evidence that the neurotrophin brain-derived vivo and in other brain regions are similar or dis- neurotrophic factor (BDNF) (Rutherford et al. tinct to those for cultured cortical neurons re- 1998), the immediate early gene Arc (Shepherd mainsanopenquestion. et al. 2006), the cytokine TNFa (Stellwagen and Perturbations in network activity could be Malenka 2006; Steinmetz and Turrigiano, sensed by individual neurons as changes in 2010), the immune molecule MHC1 (Goddard their own firing, local changes in receptor acti- et al. 2007), b3 integrins (Cingolani et al. 2008), vation, or changes in release of secreted factors. the AMPAR binding protein PICK1 (Anggono Although some forms of homeostatic plasticity et al. 2011), and the scaffold proteins PSD-95 appear to be triggered by local signaling or and PSD-93 (Sun and Turrigiano 2011) can all signaling through secreted factors (these will contribute to, or are essential for, synaptic scal- be reviewed in turn below), there is strong evi- ing in dissociated cultures. Several of these mol- dence that synaptic scaling is a cell-autonomous ecules are known to regulate AMPA receptor process induced by changes in a neuron’s own trafficking; for example, Arc interacts with the firing. Selectively blocking firing by microper- endocytic machinery that removes AMPAR fusion of TTX to the soma of individual neu- from the membrane (Chowdhury et al. 2006), rons scales up synaptic strengths to the same TNFa directly increases synaptic AMPAR accu- degree as blockade of network activity, whereas mulation (Beattie et al. 2002; Stellwagen et al. local block of synaptic transmission does not 2005), b3 integrins regulate AMPAR surface ex- induce a local enhancement of receptor accumu- pression (Cingolani et al. 2008), PICK1 regu- lation (Ibata et al. 2008). Interestingly, chronic lates the pool size of intracellular receptors hyperpolarization of an entire neuron by expres- (Anggono et al. 2011), and PSD-95 stabilizes sion of an inwardly rectifying K channel (Kir) AMPAR at synaptic sites (Bats et al. 2007); but does not induce postsynaptic scaling (Burrone how these various players cooperate to accom- et al. 2002; Hou et al. 2008), suggesting that plish the homeostatic regulation of AMPAR chronic global hyperpolarization of neuronal abundance remains unclear. and somata overrides the signals that Like scaling up, scaling down in response induce scaling up in response to a drop in firing. to elevated network activity is a cell-autono- Selectively blocking postsynaptic firing in mous function of postsynaptic firing, and in- neocortical neurons scales synapses up through volves enhanced calcium influx (Fig. 2), gene a process that requires a drop in somatic cal- transcription, the CaMKK/CaMKIV signaling cium influx, reduced activation of CaMKIV, pathway, and targets the GluA2 subunit (Goold and transcription (Ibata et al. 2008). This sig- and Nicoll 2010). Another calcium-dependent

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A

[Ca]i Scaling Scaling down up

[Ca]i [Ca]i B C

Scaling Scaling up down

Scaling down Scaling up

[Ca]i

Figure 2. Calcium-dependent pathways regulate both scaling up and scaling down. (A) At a particular average level of somatic calcium influx, scaling up and scaling down will balance each other, and the resulting synaptic equilibrium will help determine the firing rate set point of the neuron. (B) If activity decreases (owing to sensory deprivation, learning-induced LTD, or other factors) then average somatic calcium will also decrease; this will enhance scaling up and reduce scaling down and restore firing to baseline. (C) Conversely, if firing increases and average somatic calcium increases, this will enhance scaling down and reduce scaling up, again restoring firing to baseline.

pathway implicated in scaling down is the polo- elevated activity; Eph4A is also necessary for like kinase 2 (Plk2)-CDK5 signaling pathway scaling down, and is thought to act by regulating (Seeburg et al. 2008). Calcium influx activates the ubiquitin pathway to control AMPAR deg- Plk2, which when primed by CDK5 can bind radation (Fu et al. 2011). Thus, raising network to the scaffold protein Spar and trigger its deg- firing activates a slew of calcium-dependent sig- radation, and this pathway is necessary for the naling pathways, each with elements that are reduction in synaptic AMPAR accumulation in- required for the expression of scaling down. duced by elevated activity (Seeburg and Sheng One explanation for why so many apparently 2008; Seeburg et al. 2008). Plk2 can also reduce independent calcium-activated signaling path- surface AMPAR number through a kinase- ways are all necessary for the expression of independent association with NSF (Evers et al. scaling down is that these signals converge at 2011), suggesting Plk2 may operate through some point in the scaling pathway to coordin- parallel pathways to reduce synaptic strength ately regulate a critical step in synaptic AMPAR in response to elevated activity. Two additional reduction. Alternatively, there may be multiple calcium-dependent pathways have recently steps in the scaling pathway that must all be been identified. One involves the immediate regulated to induce scaling, each of which is tar- early gene Homer1a, which is induced in a geted by a separate calcium-dependent signal- calcium-dependent manner by enhanced activ- ing pathway. ity and is required for scaling down through a There is conflicting evidence as to whether pathway that requires agonist-independent reg- scaling up and down involve reciprocal mod- ulation of mGluRs and reduced tyrosine phos- ulation of the same signaling pathways. Al- phorylation of GluA2 (Hu et al. 2010). The though scaling up and down have in common second involves the activation of Eph4A by reciprocal modulation of somatic calcium influx

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(Fig. 2), and both involve changes in signaling they are part of the constitutive trafficking path- through the CaMKK/CaMKIV pathways (Ibata ways that maintain synaptic receptor abun- et al. 2008; Goold and Nicoll 2010), several dance. other signaling and trafficking elements known Interestingly, the dependence of synaptic to be important or essential for scaling up scaling on GluA2 differentiates it from other are dispensable for scaling down, including forms of synaptic enhancement, such as local BDNF, TNFa, Arc, and PICK1 (Rutherford homeostatic plasticity induced by concur- et al. 1998; Leslie et al. 2001; Shepherd et al. rent TTX and N-methyl-D-aspartate receptor 2006; Stellwagen and Malenka 2006). Further, (NMDAR) block (see below), and many forms whereas scaling up is completely dependent of LTP that require regulatory sequences on on the scaffold protein PSD-95, scaling down the GluA1 rather than the GluA2 subunit (Ma- can be supported by either PSD-95 or PSD-93 lenka and Bear 2004). Several recent studies (Sun and Turrigiano 2011). Given the differ- have now reinforced the idea that the traffick- ential dependence of scaling up and down on ing mechanisms that underlie enhanced or re- various aspects of the synaptic regulatory duced AMPAR accumulation during homeo- machinery, it seems likely that the signaling static plasticity are fundamentally different pathways involved diverge shortly after the from those that underlie Hebbian forms of common trigger of altered calcium influx. plasticity such as LTP and LTD. For example, This suggests that a drop in somatic calcium in- whereas LTD depends on the SH3-GK domains flux will simultaneously enhance signaling in of PSD-95 (Xu et al. 2008), scaling down the pathways that scale synapses up and reduce depends on the PDZ1/2 domains (which in- signaling in the pathways that scale synapses teract with transmembrane AMPA receptor down, and vice versa when firing rises. The regulatory proteins [TARPs]) (Sun and Turri- homeostatic control of quantal amplitude is giano 2011). Further, enhancement of synaptic thus likely to work in a push-pull manner, with strength during LTPand scaling up are differen- opposing signaling pathways acting to scale syn- tially dependent on PSD-95; KD does not block apses up or down. One interesting implication LTP but does block scaling up, whereas overex- of this model is that the firing rate set point is pression occludes LTP but not scaling up (Stein an emergent property that represents the stable et al. 2003; Ehrlich and Malinow 2004; Ehrlich point of all the opposing signaling pathways et al. 2007; Sun and Turrigiano 2011). Similarly, that operate on synaptic strength (Turrigiano whereas several forms of LTDdepend on PICK1 2008). (which binds to GluA2-containing AMPAR) As the above discussion should have made (Steinberg et al. 2006; Terashima et al. 2008; abundantly clear, the molecular events that Volk et al. 2010), scaling down is unaffected by lead from cell-autonomous changes in firing loss of PICK1 (Anggono et al. 2011). Thus, to changes in synaptic AMPAR abundance are cell-autonomously induced synaptic scaling is incompletely understood. As for homeostatic fundamentally different from LTP and LTD: it regulation at the NMJ, it seems that a number operates over a longer temporal scale (hours), of signaling pathways are activated by synaptic a wider spatial scale (global), and utilizes dis- scaling protocols, and dozens of molecules tinct trafficking steps and molecular machinery have been identified that contribute in some to enhance or reduce the synaptic accumulation way to the ability of synapses to adaptively of GluA2-containing AMPAR at most if not all enhance or reduce receptor accumulation. Al- synapses onto a neuron. though some of these players are undoubtedly It is widely agreed that synaptic scaling integral signaling elements for scaling, others involves postsynaptic changes in receptor accu- will instead turn out to be permissive, either mulation (Turrigiano 2008), but under some because they act constitutively to maintain syn- circumstances additional presynaptic changes apses in a plastic state (for example, TNFa) can also be recruited (Davis and Bezprozva- (Steinmetz and Turrigiano 2010), or because nny 2001; Rich and Wenner 2007; Thiagarajan

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et al. 2007). For example, there is evidence that LOCAL AND QUASI-LOCAL FORMS OF glutamate transporter (VGlut) expression in the HOMEOSTATIC SYNAPTIC PLASTICITY presynaptic terminal can be enhanced by activ- IN CENTRAL NEURONS ity blockade (De Gois et al. 2005; Erickson et al. 2006), raising the possibility that in addition to In addition to forms of homeostatic plasticity adding more postsynaptic receptors, neurons such as synaptic scaling that are induced in a might also package more neurotransmitters global manner as a function of postsynaptic fir- into each presynaptic vesicle; these two proc- ing, there is also evidence that local or quasi- esses would then collaborate to scale up mini local changes in synaptic signaling can induce amplitude. It is worth noting, however, that homeostatic changes in synaptic strength. A postsynaptic knockdown of GluA2 is able to truly local form of plasticity would be induced completely block synaptic scaling (Gainey at an individual synapse as a function of changes et al. 2009), suggesting that if there is a pre- in presynaptic release and/or postsynaptic re- synaptic change in transmitter packaging it is ceptor activation at an individual synaptic site. not sufficient to enhance mini amplitude on Several studies have now looked at the effects its own. Thus the physiological significance of local changes in signaling on postsynaptic of changes in presynaptic VGlut remain to be receptor accumulation, with mixed results. determined. Lowering presynaptic firing with an inwardly Interestingly, the same manipulation (activ- rectifying Kir channel was observed to selec- ity blockade using TTX or AMPAR antagonists) tively enhance the accumulation of GluA1 at that only affects mini amplitude in young cul- postsynaptic sites, suggesting the existence of a tures (Turrigiano et al. 1998; Wierenga et al. synapse-specific form of homeostatic compen- 2005) can also induce changes in mini fre- sation to reduced receptor activation (Hou quency and in presynaptic release probability et al. 2008). In contrast, three other studies in older neuronal cultures (Wierenga et al. failed to observe such a local enhancement of 2006), through a process that involves post- AMPAR accumulation at inactivated synapses. synaptic hyperpolarization and a drop in cal- Local perfusion of a small number of synaptic cium influx (Burrone et al. 2002; Thiagarajan sites with either TTX to block presynaptic et al. 2005); why this transition occurs with spikes or DNQX/APV to block postsynaptic time in culture is not currently known. Like syn- glutamate receptors failed to enhance post- aptic scaling, this presynaptic form of plasticity synaptic AMPAR accumulation (Ibata et al. can also be induced in a cell-autonomous man- 2008), as did chronic block of release at a subset ner by a reduction in postsynaptic depolariza- of synapses by presynaptic expression of tetanus tion (Burrone et al. 2002). The locus of change toxin (Harms and Craig 2005; Ehlers et al. during homeostatic plasticity has important 2007). The ability of synapses to undergo post- consequences for circuit function, because synaptic homeostatic regulation as a function of (for example) presynaptic changes in release purely local changes in transmitter release and probability will strongly affect short-term plas- receptor activation thus remains controversial ticity and thus the dynamics of information and may require either extreme presynaptic hy- transfer across synapses, whereas a postsynaptic perpolarization (such as would be obtained change in receptor accumulation can scale post- with presynaptic expression of Kir) or a situa- synaptic responsiveness without affecting the tion in which spiking and transmitter release short-term dynamics of synaptic transmission are both severely impaired (see discussion below (Abbott and Nelson 2000). Given that the post- on the effects of simultaneous application of synaptic and presynaptic responses to activity TTX and glutamate receptor blockers). deprivation can occur independently (Wier- On a theoretical level it is unclear what pur- enga et al. 2005, 2006), it is likely that they rep- pose truly local homeostatic regulation would resent distinct forms of plasticity induced by serve, as potentiating a synapse through an LTP- distinct signaling pathways. like mechanism would then lead to a homeostatic

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reduction in strength (and LTD would lead to or postsynaptic firing; although presynaptic potentiation), in effect erasing memory storage. block of action potentials coupled to postsynap- On the other hand, theoretical work has sug- tic block of NMDAR can trigger enhanced den- gested that quasi-local forms of homeostasis dritic protein synthesis (Sutton et al. 2007), it is that act on groups of nearby synapses can serve not known whether this combination is also a useful normalization function without se- sufficient to trigger enhanced GluA1 synthesis, verely disrupting Hebbian plasticity (Rabino- local synaptic insertion, and enhanced synap- witch and Segev 2006a,b). Thus, it will be tic strength. If presynaptic firing is the relevant important to understand exactly how local signal during this paradigm then one would “local” homeostatic mechanisms are. Further, predict that presynaptic tetanus toxin, which it will be important to understand if this mech- blocks both action potentials and neurotrans- anism only operates under extreme conditions mitter release in the presynaptic neuron (Ehlers (such as when presynaptic firing and transmit- et al. 2007), should trigger local postsynaptic ter release are drastically reduced), or truly GluA1 accumulation; yet this manipulation acts homeostatically to keep net synaptic activ- does not (Harms and Craig 2005; Ehlers et al. ation constant through graded adjustments in 2007). Clearly there is more to be done to postsynaptic strength to compensate for changes illuminate the pre- and postsynaptic signals in presynaptic release. and signaling pathways that trigger this form Interestingly, when global block of firing of homeostatic plasticity, as well as its function with TTX is combined with local glutamate within neuronal circuits. receptor block, there is a local enhancement On the presynaptic side, there is compel- of GluA1 accumulation at the blocked synapses ling evidence that homeostatic modulation of (Sutton et al. 2006). This enhancement occurs neurotransmitter release probability (Pr) can via a fundamentally different mechanism than happen at the level of individual dendritic the global synaptic scaling described above. branches. Enhanced synaptic activity was ob- Enhanced AMPAR accumulation under con- served to reduce Pr in cultured hippocampal ditions of both and NMDAR neurons, through a mechanism that was local block involves local synthesis and insertion to particular dendrites (Branco et al. 2008). of GluA1-containing/GluA2-lacking AMPAR Synapses onto the same tended to into synapses, so that the synaptic composition have similar Pr, and there was an inverse rela- of AMPAR is modified (Ju et al. 2004; Sutton tionship between synapse number and Pr onto et al. 2006; Aoto et al. 2008). This is in contrast individual dendrites, suggesting that this regu- to blocking firing alone, which leads to en- lation happens in a “quasi-local” manner as a hancement of minis through increased synap- result of the degree of dendritic depolarization. tic accumulation of GluA2-containing AMPAR This is consistent with evidence that chronic (see above). It has recently been suggested that hyperpolarization of entire neurons (including the enhanced GluA1 synthesis and accumula- dendrites) results in enhanced Pr (Burrone tion induced by TTX þ APV is mediated et al. 2002), suggesting that Pr can be bidirec- through production of retinoic acid (RA) and tionally regulated by changes in the amount of activation of the RA receptor RARa, as sup- dendritic depolarization. It is currently some- pressing RA production or RARa receptors what unclear what the induction requirements blocks the effects of TTX þ APV, and RA can are for this form of local presynaptic plasticity; stimulate local translation of GluA1 (Aoto local synaptic blockade was not sufficient to et al. 2008; Poon and Chen 2008). enhance Pr in one study (Branco et al. 2008), Exactly why and how blocking action po- whereas in another local synaptic blockade- tential firing enables local glutamate receptor induced presynaptic plasticity that was pre- block to enhance receptor accumulation is not vented by presynaptic firing (Jakawich et al. currently known. One outstanding question is 2010); this requirement for presynaptic firing whether TTX is acting by blocking presynaptic could explain why TTX generally does not

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induce presynaptic homeostatic plasticity (Tur- signaling pathways that are capable of inducing rigiano et al. 1998; Wierenga et al. 2005). This scaling up of synaptic strengths in response to quasi-local (dendrite-wide) form of presynaptic a drop in activity. homeostasis has been suggested to prevent syn- Interestingly, postsynaptic BDNF release has aptic saturation owing to strong depolarization recently been implicated in the rapid local regu- from summed inputs onto a dendrite, by reduc- lation of Pr (Jakawich et al. 2010), and BDNF ing Pr when postsynaptic activation rises too is clearly important for the development and high (Branco et al. 2008). If this mechanism op- regulation of inhibitory synaptic transmission erates in vivo, it predicts an inverse relationship (Huang et al. 1999). A number of reports have between Pr and the summed synaptic strength suggested that activity-dependent BDNF release onto a dendritic branch. In apparent conflict is critical for scaling of inhibitory synapses onto with this model, a positive correlation between pyramidal neurons as well as the homeostatic Pr and synaptic strength at cortical synapses regulation of excitatory synapses onto inhibi- has been reported (Hardingham et al. 2010; tory neurons (Rutherford et al. 1997, 1998; Kayet al. 2011), but because in these studies syn- Copi et al. 2005; Swanwick et al. 2006). Consis- aptic strength was measured at unitary connec- tent with the idea that inhibitory scaling might tions, it remains an open possibility that such result from release of a secreted factor during an inverse correlation exists at the level of changes in network activity, scaling of inhibi- summed dendritic input. tory synapses cannot be induced by hyperpola- rization of individual presynaptic or postsynap- tic neurons (Hartman et al. 2006). The ability of ROLE OF NETWORK ACTIVITY AND secreted BDNF to regulate many synapse types SECRETED FACTORS IN THE INDUCTION both pre- and postsynaptically in a coordinated OF HOMEOSTATIC PLASTICITY homeostatic manner suggests that activity-de- In theory homeostatic plasticity mechanisms pendent BDNF release contributes to a form could also exist at the network level, and operate of network-wide homeostatic balancing of exci- through the activity-dependent release of se- tation and inhibition. creted factors that act at a number of sites within Another secreted factor suggested to con- the network to regulate the excitation/inhibi- tribute to homeostatic plasticity is TNFa. tion (E/I) balance. BDNF was the first such TNFa is a cytokine that is part of the inflamma- secreted factor suggested to playarole in homeo- tory response to pathological states (Bessis et al. static plasticity (Rutherford et al. 1997, 1998). 2007). It was recently proposed that prolonged BDNF is thought to be released as a function of activity blockade (with TTX) increases glial re- pyramidal neuron activity, and activates Trk re- lease of TNFa, which then acts on neurons to ceptors on both pyramidal and interneurons enhance AMPAR insertion and scale up mEPSC (Lu 2003). Blocking BDNF signaling mimics, amplitude (Stellwagen and Malenka 2006). This and exogenous BDNF application prevents, the model is based on the observations that TNFa effects of activity blockade on excitatory minis, levels are elevated by prolonged (48 h) activity suggesting that in neocortical neurons activity- blockade, acute application of TNFa (or condi- dependent BDNFrelease could mediatesynaptic tioned media from activity-blocked cultures) scaling (Rutherford et al. 1998). However, scal- increases mEPSC amplitude, and scaling up in ing up can also be induced by chronic changes response to prolonged activity blockade is pre- in the level of depolarization in a BDNF-inde- vented by blocking TNFa signaling (Beattie pendent manner (Leslie et al. 2001), and the re- et al. 2002; Stellwagen et al. 2005; Stellwagen lationship between BDNF-mediated synaptic and Malenka 2006). Interestingly, the TNFa scaling and cell-autonomous synaptic scaling involved in scaling up synaptic strengths in of excitatory inputs (Ibata et al. 2008) remains response to TTX originates from glia rather unclear. As mentioned previously, these consid- than neurons, because wild-type neurons grown erations suggest that there are several distinct on TNFa2/2 glia did not scale up synaptic

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strengths in response to 48 h of TTX treatment, 1998). On the other hand, enhancing network whereas TNFa2/2 neurons grown on wild-type activity does increase excitatory transmission glia did (Stellwagen and Malenka 2006). onto GABAergic interneurons (Rutherford et al. Inconsistent with the above model is the ob- 1998; Chang et al. 2010), which should promote servation that scaling is a gradual and cumula- the recruitment of additional inhibition when tive process evident after as little as 4–6 h of activity in a circuit increases. Further, it has activity blockade (Sutton et al. 2006; Ibata been shown both in vitro and in vivo that inhib- et al. 2008), whereas TNFa-dependent scaling itory synapses onto pyramidal neurons are regu- was only observed after prolonged activity block lated in the opposite direction from excitatory (48 h) (Stellwagen and Malenka 2006). This synapses in response to a drop in activity or sen- raises the possibility that the early phase of scal- sory drive (Kilman et al. 2002; Vale and Sanes ing is not mediated by TNFa, or alternatively, 2002; Maffei et al. 2004; Hartman et al. 2006; that TNFa is permissive rather than instructive Huupponen et al. 2007). Interestingly, both in for scaling. A recent study suggests that the later vitro and in vivo studies have documented that interpretation is the correct one. TNFa signal- homeostatic regulation of inhibition involves ing was not necessary for the induction of early coordinated changes in postsynaptic strength, (6 h) scaling, but became essential for main- synapse number, and likely presynaptic release tenance of scaling during prolonged (.24 h) probability (Kilman et al. 2002; Maffei et al. activity blockade. Further, blocking TNFa sig- 2004; Hartman et al. 2006). These distinct plas- naling for 24 h before blocking activity with ticity rules at different classes of excitatory and TTX, prevented both early and late scaling inhibitory synapse are consistent with an over- (Steinmetz and Turrigiano 2010). TNFa and all homeostatic shift in the balance between TTX also appear to influence AMPAR accu- excitation and inhibition, as the net effect of mulation via distinct mechanisms. Unlike TTX the changes induced by activity blockade are treatment, acute TNFa application does not to enhance excitation and reduce inhibition, scale up mini amplitude and adding TNFa to which will act to restore network excitability. prescaled synapses actually reduces synaptic Although in neocortical networks the net strength, indicating that scaling and TNFa are effects of changes in excitation and inhibition neither additive nor simply occlusive (Stein- appear to be homeostatic (Rutherford et al. metz and Turrigiano 2010). Taken together 1998; Turrigiano et al. 1998; Maffei et al. these studies suggest that glial-derived TNFa re- 2004), different classes of inhibitory synapse lease is critical for maintaining synapses in a are regulated differently by lowered activity. plastic state in which homeostatic synaptic scal- When sensory drive to primary visual cortex is ing can be expressed. lowered in vivo, connections from fast-spiking basket cells onto layer 4 pyramidal neurons are reduced in amplitude, whereas connec- SPECIFICITY OF SYNAPTIC SCALING tions from another class of interneuron become RULES FOR SYNAPSE TYPE sparser but stronger (Maffei et al. 2004). Simi- Neural circuits are composed of many excita- larly, activity blockade with TTX in neocortical tory and inhibitory cell types interconnected slice cultures differentially regulates different in highly specific ways. Thus, you might expect classes of inhibitory synapses (Bartley et al. that to stabilize the activity of a neural circuit 2008). Further, in hippocampal circuits activity you would need homeostatic plasticity rules blockade has revealed that under some condi- that are specific for particular classes of synap- tions inhibition can change in the same direc- ses. In dissociated cortical cultures it has been tion as excitation (Echegoyen et al. 2007), but shown that excitatory synapses onto excitatory whether this acts to enhance or oppose stability pyramidal neurons are scaled up by activity is not entirely clear. blockade, whereas excitatory synapses onto GA- Interestingly, not all excitatory neurons in BAergic interneurons are not (Rutherford et al. cortical networks express synaptic scaling. In

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hippocampal networks CA1 neurons scale syn- plasticity is a vital aspect of in vivo circuit func- apses up in response to activity blockade, where- tion at many stages of development. For exam- as CA3 neurons do not (Kim and Tsien 2008). ple, during embryonic and early postnatal In visual cortex the expression of synaptic scal- development, homeostatic mechanisms can en- ing is developmentally regulated (Desai et al. sure that spontaneous activity is present in 2002; Maffei et al. 2004, 2006; Maffei and Turri- developing spinal circuits (Gonzalez-Islas and giano 2008); synaptic scaling is expressed by Wenner 2006; Knogler et al. 2010), where such pyramidal neurons in layer 4 early in postnatal activity is vital for driving proper circuit con- development, but then turns off in layer 4 and nectivity (Hanson and Landmesser 2004). Sim- begins to be expressed in layer 2/3 pyramidal ilarly, in visual cortex during the second and neurons around the opening of the classical vis- third postnatal weeks when synaptogenesis is ual system critical period (Desai et al. 2002; high, there is an inverse relationship between Maffei and Turrigiano 2008), where it persists the frequency and amplitude of mEPSCs onto into adulthood (Goel and Lee 2007). An issue pyramidal neurons, and this can be prevented that is not yet resolved is whether postsynaptic by raising animals in the dark (Desai et al. neurons can differentiate between different 2002). This suggests that as the number of exci- types of synapses arising from different sources, tatory synapses increases (therefore increasing and selectively scale one type up or down while mEPSC frequency) and visual drive increases, leaving others unaffected. This possibility is synaptic strength is reduced through an activ- raised by the finding that the same visual depri- ity-dependent homeostatic mechanism. Such vation paradigm that scales minis up in younger a mechanism could serve the vital developmen- mice produces nonmultiplicative changes in tal function of matching local microcircuit ex- minis in older mice, suggesting that not all syn- citability to the strength of sensory drive. apses are affected equally (Goel and Lee 2007); Interestingly, in visual cortical microcircuits however, this could also reflect the simultane- the locus of homeostatic plasticity changes as ous activation of synaptic scaling and Hebbian, the circuit matures. Early in postnatal develop- synapse-specific mechanisms (see Turrigiano ment layer 4 (the first input layer to cortex, and 2011 for a discussion of difficulties in interpret- the first layer to mature) responds homeostati- ing scaling data). Interestingly, a recent study on cally to brief (2 days) inactivation of the optic sensory inputs to Xenopus tectum found that, in nerve with TTX (Desai et al. 2002; Maffei multisensory neurons, sensory deprivation of et al. 2004), whereas later (at the opening of one modality led to a modality-specific en- the classical visual system critical period) this hancement in synaptic transmission, suggesting homeostatic response turns off in layer 4 and that synaptic inputs subserving different mo- migrates to layers 2/3, where it persists into dalities can undergo independent homeostatic adulthood (Desai, et al. 2002; Maffei et al. regulation (Deeg and Aizenman 2011). In gen- 2006; Goel and Lee 2007; Maffei and Turrigiano eral, these studies highlight the point that the 2008; Goel et al. 2011). Exactly why the locus of forms of homeostatic plasticity present at par- homeostatic plasticity shifts during develop- ticular classes of synapse onto particular neuro- ment remains a mystery. One highly speculative nal types will depend critically on their function possibility is that later in development (after within the network. thalamocortical inputs are established) homeo- stasis in neocortical layer 4 in response to sen- sory deprivation would only serve to amplify FUNCTIONS OF HOMEOSTATIC noise and so becomes maladaptive. In contrast, PLASTICITY IN VIVO because neocortical layers 2/3 receive extensive Most work on homeostatic synaptic plasticity lateral and feedback connections from other has used in vitro systems to probe function cortical areas, homeostasis in layers 2/3 could and uncover molecular mechanisms, but there serve the useful function in the mature animal is now a growing appreciation that homeostatic of encouraging the takeover of deprived cortical

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territory by cortical regions with intact sensory both these manipulations likely affect many drive. forms of plasticity, so it still remains to be A role for homeostatic plasticity has recently seen if synaptic scaling contributes to the de- been suggested to contribute to ocular domi- layed potentiation induced by prolonged lid nance plasticity in rodent visual cortex (Mrsic- suture. Taken together, the findings described Flogel et al. 2007; Kaneko et al. 2008). When one above suggest that something very like synaptic eye is deprived of patterned vision during the scaling operates in vivo in the intact visual cor- classical critical period (using lid suture) there tex, but further studies are needed to verify that is a change in the ability of the two eyes to drive what is observed in vivo is mechanistically iden- neurons within the binocular portion of visual tical to in vitro synaptic scaling. cortex: cortical neurons rapidly (within 2 or 3 It should be remembered that homeostatic days) lose responsiveness to the deprived eye, responses in vivo often couple scaling of excita- and then more slowly (over 4–6 days) gain re- tory synapses with the selective modification sponsiveness to the nondeprived eye (Frenkel of inhibitory networks, so that there is an and Bear 2004; Mrsic-Flogel et al. 2007; Kaneko overall rebalancing of excitation and inhibition et al. 2008). Interestingly, binocularly driven (Turrigiano and Nelson 2004). This highlights neurons maintained a similar average level of the idea that experience-dependent plasticity combined responsiveness to the two eyes, sug- is unlikely to be explained by a single form of gesting that the drop in deprived eye responsive- synaptic plasticity, but rather arises through a ness was compensated by an increase in nonde- complex interplay between many forms of prived eye responsiveness (Mrsic-Flogel et al. excitatory, inhibitory, and also intrinsic plasti- 2007); a very similar response homeostasis fol- city mechanisms occurring at many sites within lowing visual deprivation has been reported the cortical microcircuit (Turrigiano 2011). at retinotectal synapses (Chandrasekaran et al. Understanding experience-dependent plasticity 2007). Why visual deprivation using lid suture will thus require an integrated understanding of should produce a delayed homeostatic response how these various forms of plasticity cooperate in visual cortex, whereas blocking optic nerve to modify microcircuit function. The existence activity or placing animals in the dark produces of this rich palette of plasticity mechanisms sug- an immediate homeostatic response, remains a gests that cortical microcircuits can respond in a mystery. very flexible manner to changes in sensory in- Currently we know little about the cellular put. In particular, the existence of many forms and molecular mechanisms underlying homeo- of homeostatic plasticity operating on different static plasticity in vivo. Visual deprivation in- temporal and spatial scales may ensure that net- duced by optic nerve block scale ups mEPSC work compensation can be achieved in response amplitude in vivo as in vitro, and results in in- to a wide range of sensory perturbations. sertion of GluA2-containing AMPAR (Desai et al. 2002; Maffei and Turrigiano 2008; Gainey CONCLUDING REMARKS et al. 2009). In contrast, dark rearing increases the abundance of GluA2-lacking receptors and Neurons and networks use a family of homeo- requires GluA1 phosphorylation, suggesting static synaptic plasticity mechanisms to stabilize that these two modes of deprivation may induce firing rates in the face of developmental or different forms of compensatory synaptic plas- learning-induced changes in drive, and this ticity (Goel and Lee 2007; Goel et al. 2011). In- contributes to the ability of central neuronal terestingly, the delayed potentiation in visual networks to maintain stable function and en- cortex following lid suture requires TNFa and ables networksto maintain the specificityof syn- Arc signaling (Kaneko et al. 2008; McCurry aptic changes that encode information. From et al. 2011) as does synaptic scaling in vitro considerable work on the activity sensors, ex- (Shepherd et al. 2006; Stellwagen and Malenka pression mechanisms, and signaling pathways 2006; Steinmetz and Turrigiano 2010); however, involved, the field is beginning to illuminate

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how homeostatic negative feedback systems are Chandrasekaran AR, Shah RD, Crair MC. 2007. Develop- designed and are able to control various aspects mental homeostasis of mouse retinocollicular synapses. J Neurosci 27: 1746–1755. of synaptic function. There appear to be inde- Chang MC, Park JM, Pelkey KA, Grabenstatter HL, Xu D, pendent mechanisms for regulating presynaptic Linden DJ, Sutula TP, McBain CJ, Worley PF. 2010. and postsynaptic strength, and there is growing Narp regulates homeostatic scaling of excitatory synapses on parvalbumin-expressing interneurons. Nat Neurosci evidence for independent homeostatic mech- 13: 1090–1097. anisms operating on global and local spatial Chowdhury S, Shepherd JD, Okuno H, Lyford G, Petralia scales. 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Homeostatic Synaptic Plasticity

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Homeostatic Synaptic Plasticity: Local and Global Mechanisms for Stabilizing Neuronal Function

Gina Turrigiano

Cold Spring Harb Perspect Biol 2012; doi: 10.1101/cshperspect.a005736 originally published online November 15, 2011

Subject Collection The Synapse

Studying Signal Transduction in Single Dendritic Endocytosis Spines Yasunori Saheki and Pietro De Camilli Ryohei Yasuda Synaptic Vesicle Pools and Dynamics Short-Term Presynaptic Plasticity AbdulRasheed A. Alabi and Richard W. Tsien Wade G. Regehr Synapses and Memory Storage NMDA Receptor-Dependent Long-Term Mark Mayford, Steven A. Siegelbaum and Eric R. Potentiation and Long-Term Depression Kandel (LTP/LTD) Christian Lüscher and Robert C. Malenka Synapses and Alzheimer's Disease Ultrastructure of Synapses in the Mammalian Morgan Sheng, Bernardo L. Sabatini and Thomas Brain C. Südhof Kristen M. Harris and Richard J. Weinberg Synaptic Cell Adhesion Calcium Signaling in Dendritic Spines Markus Missler, Thomas C. Südhof and Thomas Michael J. Higley and Bernardo L. Sabatini Biederer Synaptic Dysfunction in Neurodevelopmental Synaptic Neurotransmitter-Gated Receptors Disorders Associated with Autism and Intellectual Trevor G. Smart and Pierre Paoletti Disabilities Huda Y. Zoghbi and Mark F. Bear The Postsynaptic Organization of Synapses Synaptic Vesicle Exocytosis Morgan Sheng and Eunjoon Kim Thomas C. Südhof and Josep Rizo Presynaptic LTP and LTD of Excitatory and Vesicular and Plasma Membrane Transporters for Inhibitory Synapses Neurotransmitters Pablo E. Castillo Randy D. Blakely and Robert H. Edwards

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