Macquarie Bank Limited (ABN 46 008 583 542) (Incorporated Under the Laws of Australia)

Total Page:16

File Type:pdf, Size:1020Kb

Macquarie Bank Limited (ABN 46 008 583 542) (Incorporated Under the Laws of Australia) ISSUER NOTICE (the “Notice”) issued by Macquarie Bank Limited (ABN 46 008 583 542) (incorporated under the laws of Australia) Reference is made to the following call warrants issued by Macquarie Bank Limited (the “Warrants”) currently listing on the Luxembourg Stock Exchange: Series Common ISIN Issue Size Underlying No. Code PI.00018 20448555 AU000MQBMMS7 1,000,000 Wistron Corp PI.00306 26869129 AU000MQBKMY9 1 HTC Corp PI.01056 36633654 AU000MBLABK3 1 Delta Electronics Inc PI.01460 47892074 AU000XINAAS6 1,000,000 BERJAYA LAND BHD PI.01778 59252399 AU000XINACU8 1,000,000 Nan Ya Plastics Corp PI.01815 60512779 AU000XINADM3 1 Formosa Chemicals & Fibre Corp PI.02199 78782005 AU000XINAFS5 1,000,000 Vanguard International Semiconductor Corp PI.02200 78782064 AU000XINAFT3 3,500,000 Great Wall Enterprise Co Ltd PI.02258 84438995 AU000XINAV84 5,130,800 ITC Ltd PI.02337 88734742 AU000XINAGY1 10,000 HYUNDAI DEPT STORE CO PI.05004 97529922 AU000XINAKN6 500,000 Taiwan Semiconductor Manufacturing Co Ltd PI.05006 97529957 AU000XINAKP1 1 Novatek Microelectronics Corp PI.05007 97529965 AU000XINAKQ9 1 MediaTek Inc PI.05008 97530009 AU000XINAKR7 1 E.SUN Financial Holding Co Ltd PI.05017 98288023 AU000XINAKT3 1 Bharti Infratel Ltd PI.05111 107264507 AU000XINAMO0 1 HYOSUNG CORP PI.05112 107264523 AU000XINAMP7 1 Kia Motors Corp PI.05144 108845317 AU000XINAMT9 1 Eclat Textile Co Ltd PI.05167 110750820 AU000XINANH2 1 Radiant Opto-Electronics Corp PI.05171 110744803 AU000XINANK6 1 King Yuan Electronics Co Ltd PI.05199 113460261 AU000XINANQ3 1 SHRIRAM TRANSPORT FINANCE CO. LTD PI.05229 119414008 AU000XINANY7 1 CONCOR PI.05232 119944449 AU000XINAOB3 2,500,000 HO CHI MINH CITY SECURITIES PI.05251 124753678 AU000XINAOP3 1 Bharti Airtel Ltd PI.05291 128998349 AU000XINAPD6 1,602,266 Emami Ltd PI.05293 129240083 AU000XINAPF1 500,000 VFMVN30 ETF FUND PI.05302 131733640 AU000XINAPQ8 1 ENGRO CORPORATION LTD PI.05303 131774737 AU000XINAPR6 100,000 Shanghai International Airport Co Ltd PI.05320 134160764 AU000XINAQC6 150,000 Ginko International Co Ltd PI.05334 138170039 AU000XINAQH5 1 DONGBU PI.05337 138492095 AU000XINAQI3 10,000 UNITED BANK LTD PI.05338 138761827 AU000XINAQK9 1 GUIZHOU YIBAI PHARMACEUTIC-A PI.05340 138782930 AU000XINAQL7 1,400,000 NINGBO SANXING ELECTRIC CO-A PI.05375 149135642 AU000XINARY8 29,500,000 FPT PI.05408 156609439 AU000XINASV2 1 Pegatron Corp PI.05429 171122775 AU000XINAUK1 500,000 GREE ELECTRIC APPLIANCES I-A PI.05433 172147046 AU000XINAUQ8 3,300,000 INNER MONGOLIA YILI INDUS-A INNER MONGOLIA YILI INDUS-A PI.05434 172468098 AU000XINAUR6 7,000,000 AIER EYE HOSPITAL GROUP CO-A PI.05443 179033666 AU0000002909 1 IFLYTEK CO LTD - A PI.05461 186706528 AU0000021354 2,000,000 CHINA JUSHI CO LTD -A PI.05462 186706552 AU0000021362 3,000,000 FOCUSED PHOTONICS HANGZHOU-A PI.05463 186706579 AU0000021370 5,000,000 PING AN BANK CO LTD-A PI.05464 186706609 AU0000021388 4,000,000 PING AN INSURANCE GROUP CO-A PI.05465 186706617 AU0000021396 1,000,000 QINGDAO HAIER CO LTD-A PI.05466 186706641 AU0000021404 10,000 SHENZHEN KSTAR SCIENCE AND-A PI.05467 186706650 AU0000021412 2,000,000 YEAH1 GROUP CORP PI.05468 186706676 AU0000021420 9,000,000 VIETNAM TECHNOLOGICAL & COMM PI.05469 186706692 AU0000021438 1,200,000 KOREAN REINSURANCE CO PI.05470 186706773 AU0000021446 1 Maple Leaf Cement Factory Ltd PI.05473 188266223 AU0000024564 30,000,000 China Sandi Holdings Limited PI.05474 189819498 AU0000027328 500,000 HANGZHOU HIKVISION DIGITAL-A PI.05475 190332136 AU0000028342 500,000 HAN'S LASER TECHNOLOGY IN-A PI.05476 190826147 AU0000029126 3,000,000 GUANGDONG TAPAI GROUP CO -A PI.05477 190824527 AU0000029258 200,000 WULIANGYE YIBIN CO LTD-A PI.05478 191340337 AU0000030264 29,000,000 CENTRE TESTING INTERNATIONAL GROUP CO LTD PI.05479 193610862 AU0000037376 39,000,000 VINCOM RETAIL JSC PI.05488 198582263 AU0000044752 21,000,000 Suofeiya Home Collection Co Ltd PI.05491 201295416 AU0000048787 2,200,000 Vietcombank PI.05493 202599273 AU0000051625 5,000,000 Tiangong International Company Limited PI.05498 205300864 AU0000057093 22,500,000 ZHEJIANG DAHUA TECHNOLOGY-A Macquarie Bank Limited (the “Issuer”) hereby requests for the Warrants to be admitted to trading on the professional segment of the regulated market of and listed on the Official List of the Luxembourg Stock Exchange at the earliest. The Issuer notifies that the following amendments to the terms and conditions of the Warrants as set out in the section titled “Listing and admission to trading” of each of the relevant corresponding Final Terms shall be made (where applicable): Listing and admission to Application has been made by the Issuer (or on its behalf) for the Warrants trading to be admitted to trading on the professional segment of the regulated market of and listed on the Official List of the Luxembourg Stock Exchange with effect from, at the earliest, the Issue Date. The above amendments are of a technical nature and/or not materially prejudicial to the interests of the Warrantholders. The Issuer accepts responsibility for the information contained in the Notice. Copies of the Notice will be published on the Luxembourg Stock Exchange’s internet site www.bourse.lu and available free of charge at the specified offices of the Warrant Agents in London and Luxembourg. 13 January 2020 Macquarie Bank Limited .
Recommended publications
  • Fidelity® Emerging Markets Index Fund
    Quarterly Holdings Report for Fidelity® Emerging Markets Index Fund January 31, 2021 EMX-QTLY-0321 1.929351.109 Schedule of Investments January 31, 2021 (Unaudited) Showing Percentage of Net Assets Common Stocks – 92.5% Shares Value Shares Value Argentina – 0.0% Lojas Americanas SA rights 2/4/21 (b) 4,427 $ 3,722 Telecom Argentina SA Class B sponsored ADR (a) 48,935 $ 317,099 Lojas Renner SA 444,459 3,368,738 YPF SA Class D sponsored ADR (b) 99,119 361,784 Magazine Luiza SA 1,634,124 7,547,303 Multiplan Empreendimentos Imobiliarios SA 156,958 608,164 TOTAL ARGENTINA 678,883 Natura & Co. Holding SA 499,390 4,477,844 Notre Dame Intermedica Participacoes SA 289,718 5,003,902 Bailiwick of Jersey – 0.1% Petrobras Distribuidora SA 421,700 1,792,730 Polymetal International PLC 131,532 2,850,845 Petroleo Brasileiro SA ‑ Petrobras (ON) 2,103,697 10,508,104 Raia Drogasil SA 602,000 2,741,865 Bermuda – 0.7% Rumo SA (b) 724,700 2,688,783 Alibaba Health Information Technology Ltd. (b) 2,256,000 7,070,686 Sul America SA unit 165,877 1,209,956 Alibaba Pictures Group Ltd. (b) 6,760,000 854,455 Suzano Papel e Celulose SA (b) 418,317 4,744,045 Beijing Enterprises Water Group Ltd. 2,816,000 1,147,720 Telefonica Brasil SA 250,600 2,070,242 Brilliance China Automotive Holdings Ltd. 1,692,000 1,331,209 TIM SA 475,200 1,155,127 China Gas Holdings Ltd. 1,461,000 5,163,177 Totvs SA 274,600 1,425,346 China Resource Gas Group Ltd.
    [Show full text]
  • Prohibited Agreements with Huawei, ZTE Corp, Hytera, Hangzhou Hikvision, Dahua and Their Subsidiaries and Affiliates
    Prohibited Agreements with Huawei, ZTE Corp, Hytera, Hangzhou Hikvision, Dahua and their Subsidiaries and Affiliates. Code of Federal Regulations (CFR), 2 CFR 200.216, prohibits agreements for certain telecommunications and video surveillance services or equipment from the following companies as a substantial or essential component of any system or as critical technology as part of any system. • Huawei Technologies Company; • ZTE Corporation; • Hytera Communications Corporation; • Hangzhou Hikvision Digital Technology Company; • Dahua Technology company; or • their subsidiaries or affiliates, Entering into agreements with these companies, their subsidiaries or affiliates (listed below) for telecommunications equipment and/or services is prohibited, as doing so could place the university at risk of losing federal grants and contracts. Identified subsidiaries/affiliates of Huawei Technologies Company Source: Business databases, Huawei Investment & Holding Co., Ltd., 2017 Annual Report • Amartus, SDN Software Technology and Team • Beijing Huawei Digital Technologies, Co. Ltd. • Caliopa NV • Centre for Integrated Photonics Ltd. • Chinasoft International Technology Services Ltd. • FutureWei Technologies, Inc. • HexaTier Ltd. • HiSilicon Optoelectronics Co., Ltd. • Huawei Device Co., Ltd. • Huawei Device (Dongguan) Co., Ltd. • Huawei Device (Hong Kong) Co., Ltd. • Huawei Enterprise USA, Inc. • Huawei Global Finance (UK) Ltd. • Huawei International Co. Ltd. • Huawei Machine Co., Ltd. • Huawei Marine • Huawei North America • Huawei Software Technologies, Co., Ltd. • Huawei Symantec Technologies Co., Ltd. • Huawei Tech Investment Co., Ltd. • Huawei Technical Service Co. Ltd. • Huawei Technologies Cooperative U.A. • Huawei Technologies Germany GmbH • Huawei Technologies Japan K.K. • Huawei Technologies South Africa Pty Ltd. • Huawei Technologies (Thailand) Co. • iSoftStone Technology Service Co., Ltd. • JV “Broadband Solutions” LLC • M4S N.V. • Proven Honor Capital Limited • PT Huawei Tech Investment • Shanghai Huawei Technologies Co., Ltd.
    [Show full text]
  • BILLING CODE 3510-33-P DEPARTMENT of COMMERCE Bureau of Industry and Security 15 CFR Part 744 [Docket No. 190925-0044] RIN 0694
    This document is scheduled to be published in the Federal Register on 10/09/2019 and available online at https://federalregister.gov/d/2019-22210, and on govinfo.gov BILLING CODE 3510-33-P DEPARTMENT OF COMMERCE Bureau of Industry and Security 15 CFR Part 744 [Docket No. 190925-0044] RIN 0694-AH68 Addition of Certain Entities to the Entity List AGENCY: Bureau of Industry and Security, Commerce ACTION: Final rule. 1 SUMMARY: This final rule amends the Export Administration Regulations (EAR) by adding twenty-eight entities to the Entity List. These twenty-eight entities have been determined by the U.S. Government to be acting contrary to the foreign policy interests of the United States and will be listed on the Entity List under the destination of the People’s Republic of China (China). DATE: This rule is effective [INSERT DATE OF PUBLICATION IN THE FEDERAL REGISTER]. FOR FURTHER INFORMATION CONTACT: Chair, End-User Review Committee, Office of the Assistant Secretary, Export Administration, Bureau of Industry and Security, Department of Commerce, Phone: (202) 482-5991, Email: [email protected]. SUPPLEMENTARY INFORMATION: Background The Entity List (15 CFR, Subchapter C, part 744, Supplement No. 4) identifies entities reasonably believed to be involved, or to pose a significant risk of being or becoming involved, in activities contrary to the national security or foreign policy interests of the United States. The Export Administration Regulations (EAR) (15 CFR parts 730-774) impose additional license requirements on, and limits the availability of most license exceptions for, exports, reexports, and transfers (in country) to listed entities.
    [Show full text]
  • FTSE Publications
    2 FTSE Russell Publications 01 October 2020 FTSE Value Stocks China A Share Indicative Index Weight Data as at Closing on 30 September 2020 Index weight Index weight Index weight Constituent Country Constituent Country Constituent Country (%) (%) (%) Agricultural Bank of China (A) 4.01 CHINA Fuyao Glass Group Industries (A) 1.43 CHINA Seazen Holdings (A) 0.81 CHINA Aisino Corporation (A) 0.52 CHINA Gemdale (A) 1.37 CHINA Shanghai Fosun Pharmaceutical Group (A) 1.63 CHINA Anhui Conch Cement (A) 3.15 CHINA GoerTek (A) 2.12 CHINA Shenwan Hongyuan Group (A) 1.11 CHINA AVIC Investment Holdings (A) 0.61 CHINA Gree Electric Appliances Inc of Zhuhai (A) 7.48 CHINA Shenzhen Overseas Chinese Town Holdings 0.66 CHINA Bank of China (A) 2.23 CHINA Guangdong Haid Group (A) 1.24 CHINA (A) Bank Of Nanjing (A) 1.32 CHINA Guotai Junan Securities (A) 1.99 CHINA Sichuan Chuantou Energy (A) 0.71 CHINA Bank of Ningbo (A) 2 CHINA Hangzhou Hikvision Digital Technology (A) 3.56 CHINA Tbea (A) 0.86 CHINA Beijing Dabeinong Technology Group (A) 0.56 CHINA Henan Shuanghui Investment & Development 1.49 CHINA Tonghua Dongbao Medicines(A) 0.59 CHINA China Construction Bank (A) 1.83 CHINA (A) Weichai Power (A) 2.09 CHINA China Life Insurance (A) 2.14 CHINA Hengtong Optic-Electric (A) 0.59 CHINA Wuliangye Yibin (A) 9.84 CHINA China Merchants Shekou Industrial Zone 1.03 CHINA Industrial and Commercial Bank of China (A) 3.5 CHINA XCMG Construction Machinery (A) 0.73 CHINA Holdings (A) Inner Mongolia Yili Industrial(A) 6.32 CHINA Xinjiang Goldwind Science&Technology (A) 0.74
    [Show full text]
  • Stetson Memo Re. Huawei Ban 3.30.21.Pdf
    Office of Grants, Sponsored Research and Strategic Initiatives March 30, 2021 To: Office of Finance (Jeff Margheim), Office of Information Technology (Jose Bernier), Purchasing Department (Valinda Wimer) Copy to: Jennifer A. Baker, Carol Buckels, Sharon Fischer, Robert Hanks, Sidney P. Johnston, Amanda Richards, Richard Tysor Attachments: List of Prohibited Manufacturers and NDAA 889 Flyer Subject: Changes to Office of Management Budget (OMB) Uniform Guidance 2 CFR 200.216 “Huawei Ban” Purpose: This memo provides guidance and additional information from the Office of Grants, Sponsored Research and Strategic Initiatives for Stetson University’s implementation of the OMB issued Final Guidance on Section 889 of the National Defense Authorization Act (NDAA) - amendment to Uniform Guidance 2 CFR 200.216, which bans the use of certain manufacturers by Federal awardees for any Federally-funded contracts, grants, aid and awards. Background: NDAA implemented Part A of Section 889 on August 13, 2019 and Part B on August 13, 2020. These prohibit the use/purchase of certain telecommunications and videos surveillance services or equipment. The key component of this legislation pertaining to Stetson University restricts the use of federal grant and award dollars in accordance with OMB Uniform Guidance 2 CFR 200.216. This memo alerts relevant departments and staff, who procure and utilize services, of the changes applicable for federal grants, contracts, cooperative agreements, and federal assistance awards. Federal Award Restrictions IAW UG 2 CFR 200.216, and Associated Actions Needed: On August 13, 2020, the Office of Management Budget (OMB) issued its Final Guidance on the implementation of Section 889. The amendment to Uniform Guidance 2 CFR 200.216 prohibits using federal funds to enter into, or renew, contracts for equipment, services or systems that use Covered Telecommunications Technologies (CTT) as a substantial or essential component of any system, or as critical technology as part of any system.
    [Show full text]
  • U.S. Investors Are Funding Malign PRC Companies on Major Indices
    U.S. DEPARTMENT OF STATE Office of the Spokesperson For Immediate Release FACT SHEET December 8, 2020 U.S. Investors Are Funding Malign PRC Companies on Major Indices “Under Xi Jinping, the CCP has prioritized something called ‘military-civil fusion.’ … Chinese companies and researchers must… under penalty of law – share technology with the Chinese military. The goal is to ensure that the People’s Liberation Army has military dominance. And the PLA’s core mission is to sustain the Chinese Communist Party’s grip on power.” – Secretary of State Michael R. Pompeo, January 13, 2020 The Chinese Communist Party’s (CCP) threat to American national security extends into our financial markets and impacts American investors. Many major stock and bond indices developed by index providers like MSCI and FTSE include malign People’s Republic of China (PRC) companies that are listed on the Department of Commerce’s Entity List and/or the Department of Defense’s List of “Communist Chinese military companies” (CCMCs). The money flowing into these index funds – often passively, from U.S. retail investors – supports Chinese companies involved in both civilian and military production. Some of these companies produce technologies for the surveillance of civilians and repression of human rights, as is the case with Uyghurs and other Muslim minority groups in Xinjiang, China, as well as in other repressive regimes, such as Iran and Venezuela. As of December 2020, at least 24 of the 35 parent-level CCMCs had affiliates’ securities included on a major securities index. This includes at least 71 distinct affiliate-level securities issuers.
    [Show full text]
  • China Weigao Reducer Success Case (Large Enterprise Version) Serial Company Name Serial Company Name
    China Weigao reducer success case (large enterprise version) serial Company Name serial Company Name 1 Shanghai Automobile Group Co., Ltd. 231 Chongqing Textile Holding (Group) Company 2 Dongfeng Motor Corporation 232 Aoyang Group Co., Ltd. 3 Huawei Investment Holdings Co., Ltd. 233 Guangxi Shenglong Metallurgy Co., Ltd. 4 China Ordnance Equipment Group Corporation 234 Lingyuan Iron and Steel Group Co., Ltd. 5 China Minmetals Corporation 235 Futong Group Co., Ltd. 6 China FAW Group Corporation 236 Yongfeng Group Co., Ltd. 7 China Ordnance Industry Corporation 237 Shandong Taishan Iron and Steel Group Co., Ltd. 8 Beijing Automobile Group Co., Ltd. 238 Xinjiang Zhongtai (Group) Co., Ltd. 9 Shandong Weiqiao Venture Group Co., Ltd. 239 Guangdong Haida Group Co., Ltd. 10 China Aviation Industry Corporation 240 Jiangsu Yangzijiang Shipbuilding Group Corporation 11 Zhengwei International Group Co., Ltd. 241 Shenzhen Oufeiguang Technology Co., Ltd. 12 China Baowu Iron and Steel Group Co., Ltd. 242 Dongchen Holding Group Co., Ltd. 13 Lenovo Holdings Co., Ltd. 243 Xinjiang Goldwind Technology Co., Ltd. 14 China National Chemical Corporation 244 Wanji Holding Group Co., Ltd. 15 Hegang Group Co., Ltd. 245 Tsingtao Brewery Co., Ltd. 16 China Shipbuilding Industry Corporation 246 Tasly Holding Group Co., Ltd. 17 Guangzhou Automobile Industry Group Co., Ltd. 247 Wanfeng Auto Holding Group Co., Ltd. 18 Aluminum Corporation of China 248 Wuhan Institute of Posts and Telecommunications 19 China National Building Material Group Co., Ltd. 249 Red Lion Holdings Group Co., Ltd. 20 Hengli Group Co., Ltd. 250 Xinjiang Tianye (Group) Co., Ltd. 21 CRRC Corporation Limited 251 Juhua Group Company 22 Xinxing Jihua Group Co., Ltd.
    [Show full text]
  • 12028871D1ac490693416e5b73
    Global Research 7 September 2020 China Tech Sector Equities UBS A-share Conference 2020: Tech Company China Takeaways Technology Thompson Wu Analyst [email protected] UBS A-share Conference 2020 from 31 August to 2 September +886-28-722 7338 The UBS A-share Virtual Conference 2020 hosted over 90 corporates and over 550 Jimmy Yu investors during the three-day event. In the technology sector, we hosted a total of 21 Analyst companies including seven covered names and 14 non-rated names. Amongst these, S1460517080002 investors' most requested company meetings were Avary, Glodon, Han's Laser, [email protected] Hikvision, Shengyi, Shennan Circuit and USI. +86-21-3866 8880 Surveillance/Telecom gradually improving; Cloud demand remains solid Wendy Zhang Analyst Hikvision and Dahua's China business is gradually picking up in H220, in particular due S1460520040002 to enterprises' AI-solutions demand; however, overseas remains soft. Despite US Entity [email protected] List restrictions, both were comfortable with the localisation of their supply chains and +86-10-5832 8255 inventory preparations made in the past 12 months. FII was positive on US/China Cloud Zoe Xu companies' capex growth into 2021, plus share gains from its key customers. In Associate Analyst telecom, several companies highlighted a slowdown in 5G-related business due to [email protected] COVID-19 and the Huawei issue, but many expect improving demand in 2021. +852-2971 7724 Kayla Cai Huawei's impact on smartphone supply chain already felt; Apple ramping up Associate While most companies didn't want to comment on the impact of restrictions on [email protected] Huawei, most supply chain companies are more concerned now and it appears they +86-21-3866 8786 have seen a negative impact on procurement demand.
    [Show full text]
  • 2020Semi-Annual Report
    VALUE PARTNERS MULTI-ASSET FUND SEMI-ANNUAL 2021 REPORT For the six months ended 30 June 2021 Value Partners Hong Kong Limited 43rd Floor, The Center 99 Queen’s Road Central, Hong Kong Tel: (852) 2880 9263 Fax: (852) 2565 7975 Email: [email protected] Website: www.valuepartners-group.com VALUE PARTNERS MULTI-ASSET FUND (A unit trust established in Hong Kong) CONTENTS Pages General information 2-3 Manager’s report 4-6 Statement of financial position (unaudited) 7 Statement of comprehensive income (unaudited) 8-9 Statement of changes in net assets attributable to unitholders (unaudited) 10-11 Statement of cash flows (unaudited) 12-13 Investment portfolio (unaudited) 14-17 Investment portfolio movements (unaudited) 18 Details in respect of financial derivative instruments (unaudited) 19 Distribution to shareholders (unaudited) 20 SEMI-ANNUAL REPORT 2021 For the six months ended 30 June 2021 1 VALUE PARTNERS MULTI-ASSET FUND (A unit trust established in Hong Kong) GENERAL INFORMATION Manager Legal Advisor Value Partners Hong Kong Limited Deacons 43rd Floor, The Center 5th Floor, Alexandra House 99 Queen’s Road Central 18 Chater Road, Central Hong Kong Hong Kong Directors of the Manager Auditor Dato’ Seri Cheah Cheng Hye PricewaterhouseCoopers Mr. So Chun Ki Louis 22nd Floor, Prince’s Building Mr. Ho Man Kei, Norman 10 Chater Road, Central Hong Kong Trustee HSBC Institutional Trust Services (Asia) Limited Information available from: 1 Queen’s Road Central Value Partners Hong Kong Limited Hong Kong 43rd Floor, The Center 99 Queen’s Road Central Registrar Hong Kong HSBC Trustee (Cayman) Limited Investor hotline : (852) 2143 0688 Principal address: Fax : (852) 2565 7975 Strathvale House Email : [email protected] 90 North Church Street Website : www.valuepartners-group.com George Town Grand Cayman Cayman Islands Registered address: P.O.
    [Show full text]
  • August 17, 2018 Executive Vice Chancellor Simmons Vice
    OFFICE OF RESEARCH AFFAIRS 9500 GILMAN DRIVE LA JOLLA, CALIFORNIA 92093-0043 (858) 534-3526 (858) 534-3868 FAX August 17, 2018 Executive Vice Chancellor Simmons Vice Chancellor Brenner Interim Vice Chancellor Calandrella Vice Chancellor Leinen Vice Chancellor Matthews Vice Chancellor Ouillet Vice Chancellor Petitt Assistant Chancellor Gattas Chief Ethics and Compliance Officer Bruner Chief Information Officer Kellen CEO for UC San Diego Health Maysent Chief Campus Counsel Park Subject: Notice regarding engagement with restricted Chinese entities Dear Cabinet Members, On Monday, August 13, 2018 the John S. McCain National Defense Authorization Act (NDAA) was signed for Fiscal Year 2019 and government agencies are promulgating regulations and policies defining the specific requirements regarding a number of restricted Chinese entities. After broad campus consultation and preliminary guidance from federal agencies regarding the regulations for restricted Chinese entities, for a six month period 8/13/18-2/12/19, UC San Diego will not accept or enter into any engagement, agreement, gift, or funds from entities listed below. The new law requires UC San Diego to inventory and remove all telecommunication and video surveillance equipment from the listed entities below by August 13, 2019. Language in the bill indicates that failure to comply will put UC San Diego federal funding at risk. Covered telecommunications equipment or services provided by: • Huawei Technologies Company • ZTE Corporation • Or any subsidiary or affiliate of the entities noted above listed in Annex A or implementing regulations. Video surveillance and telecom equipment produced by: • Hytera Communications Corporation or any subsidiary or affiliate • Dahua Technology Company or any subsidiary or affiliate • Hangzhou Technology Company or any subsidiary or affiliate • Or any subsidiary or affiliate of the entities noted above listed in Annex B or implementing regulations.
    [Show full text]
  • Credit Analysis of China's Technology Hardware and Semiconductor Manufacturers
    Credit Analysis of China’s Technology Hardware and Semiconductor Manufacturers November 26, 2020 ANALYSTS Key Takeaways Xiaoliang Liu, CFA Beijing ― The technology hardware and semiconductor sector has relatively high industry risk, +86-10-6516 6040 amid fast-paced advances in technology, cyclical downstream demand and intense [email protected] competition between players in the industry. Lianghan Wu ― Our sample of technology hardware companies is mainly composed of upstream Beijing manufacturers, core equipment suppliers and downstream consumer hardware +86-10-6516 6043 suppliers. In our view, these three types of companies generally derive their competitive [email protected] advantages from controlling cost, R&D strength and market influence respectively. ― We view that companies in the sector tend to use equity financing, and their financial leverage is generally low, putting the indicative financial risk profiles of most of the firms in our sample at a moderate or relatively low level. Overview This report aims to provide an overview of the process and methodology behind our analysis of technology hardware and semiconductors companies, through analyzing the business and financial metrics of technology hardware and semiconductors companies. The report also provides insight into the key drivers behind our analysis of technology hardware and semiconductors companies’ credit quality. By applying our corporate ratings methodology framework to public information, we have carried out a desktop analysis of 30 technology hardware and semiconductors companies, reaching an initial overview of the relative ranking of each company’s credit quality, or their “indicative issuer credit quality.” To better understand the relative position of each firm within the industry in terms of key metrics, we have also collected further data on a wider pool of 148 companies, including the 30 entities in our sample.
    [Show full text]
  • Global Artificial Intelligence Industry Whitepaper
    Global artificial intelligence industry whitepaper Global artificial intelligence industry whitepaper | 4. AI reshapes every industry 1. New trends of AI innovation and integration 5 1.1 AI is growing fully commercialized 5 1.2 AI has entered an era of machine learning 6 1.3 Market investment returns to reason 9 1.4 Cities become the main battleground for AI innovation, integration and application 14 1.5 AI supporting technologies are advancing 24 1.6 Growing support from top-level policies 26 1.7 Over USD 6 trillion global AI market 33 1.8 Large number of AI companies located in the Beijing-Tianjin-Hebei Region, Yangtze River Delta and Pearl River Delta 35 2. Development of AI technologies 45 2.1 Increasingly sophisticated AI technologies 45 2.2 Steady progress of open AI platform establishment 47 2.3 Human vs. machine 51 3. China’s position in global AI sector 60 3.1 China has larger volumes of data and more diversified environment for using data 61 3.2 China is in the highest demand on chip in the world yet relying heavily on imported high-end chips 62 3.3 Chinese robot companies are growing fast with greater efforts in developing key parts and technologies domestically 63 3.4 The U.S. has solid strengths in AI’s underlying technology while China is better in speech recognition technology 63 3.5 China is catching up in application 64 02 Global artificial intelligence industry whitepaper | 4. AI reshapes every industry 4. AI reshapes every industry 68 4.1 Financial industry: AI enhances the business efficiency of financial businesses
    [Show full text]