PROCEEDINGS OF THE AMERICAN MATHEMATICAL SOCIETY Volume 137, Number 9, September 2009, Pages 2935–2942 S 0002-9939(09)09922-5 Article electronically published on May 4, 2009

DERIVATIONS PRESERVING A MONOMIAL IDEAL

YOHANNES TADESSE

(Communicated by Bernd Ulrich)

Abstract. Let I be a monomial ideal in a A = k[x1,...,xn] over a field k of characteristic 0, TA/k(I) be the module of I-preserving k- derivations on A and G be the n-dimensional algebraic torus on k. We compute the weight spaces of TA/k(I) considered as a representation of G.Usingthis, we show that TA/k(I) preserves the integral closure of I and the multiplier ideals of I.

1. Introduction

Throughout this paper TA/k denotes the module of k-linear derivations of the polynomial ring A = k[x1,...,xn]overafieldk of characteristic 0. Let G = k∗ ×···×k∗ be the n-dimensional algebraic torus on k. There is an action of θ θ1 ··· θn · θ θ1 ··· θn · G on a monomial X = x1 xn defined by (t1,...,tn) X =(t1 tn ) Xθ, and we say that Xθ has weight θ.ThismakesA arepresentationofG and induces an action of G on TA/k which will make TA/k arepresentationsuchthat θ ∈ − ⊆ X ∂xj TA/k has weight (θ1,...,θj 1,...θn). Let I A be a monomial ideal, i.e. a G-invariant ideal. Let TA/k(I)={δ ∈ TA/k | δ(I) ⊆ I}⊂TA/k be the submodule of I-preserving derivations, which is a G-subrepresentation of TA/k. Our first result is a description of the weight spaces of TA/k(I). This implies in particular [1, Theorem 2.2.1] by Brumatti and Simis. Note that our use of the G-action significantly clarifies the structure of TA/k(I) and simplifies the proof. The action of G also gives a simple argument to the fact that the integral clo- sure I¯ is a monomial ideal; one may compare it to the more complicated proof ¯ in [7, Proposition 7.3.4]. For any ideal I,itisknownthatTA/k(I) ⊆ TA/k(I) [3, Theorem 3.2.2]. Again using the action of G and directly employing the integral equation of elements of I¯, we prove this inclusion when I is a monomial ideal. Let J (r · I) be the multiplier ideal of I for the rational number r>0; see [5]. Using Howald’s description [2] of J (r · I)whenI is a monomial ideal, we prove: Theorem 1.1. Let I be a monomial ideal and J (r · I) be any of its multiplier ideals. Then TA/k(I) ⊆ TA/k(J (r · I)).

It is a useful fact that TA/k(I) preserves J (r · I), as this radically restricts its form. The proof of the inclusion for any ideal is indicated in [3].

Received by the editors November 25, 2008, and, in revised form, January 5, 2009. 2000 Subject Classification. Primary 13A15, 13N15, 14Q99. Key words and phrases. Derivations, monomial ideals, multiplier ideals.

c 2009 American Mathematical Society Reverts to public domain 28 years from publication 2935

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2. The structure of TA/k(I) ∇ n ∇ ∇ The Lie algebra of the torus is G = j=1 k xj ,where xj = xj∂xj .The representation TA/k of G decomposes as

(2.1) TA/k = A∇G ⊕ s, n where s = j=1 Axj ∂xj and Axj = k[x1,...,xˆj,...,xn]. Hence the representation is semi-simple. Since I is a monomial ideal, TA/k(I)isaG-subrepresentation of TA/k, hence semi-simple, having the decomposition

(2.2) TA/k(I)=A∇G ⊕ s(I).

Since all the weight spaces of s(I)=TA/k(I) ∩ s ⊆ s are 1-dimensional, we easily get the following lemma. ⊆ n ∈ Lemma 2.1. Let I A be a monomial ideal and δ = j=1 fj∂xj TA/k be a ∈ derivation where fj = ij mij A and mij are distinct monomial terms. Then ∈ ∈ δ TA/k(I) if and only if mij∂xj TA/k(I) for all i and j =1,...,n.

{ | θ ∈ }⊆Zn Put exp(I)= θ X I ≥0 and let (ej) denote the standard basis of Rn.Let{Xα1 ,...,Xαt } be the unique minimal generating set of I,where αi αi1 ··· αin X = x1 xn . Theorem 2.2. Consider the condition CI ∈ Zn − ∈ j (β): β ≥0,βj =0, and β + αi ej exp(I)

for all i such that αij > 0. n We have s(I)= j=1 Ixj ∂xj ,where

β |CI ⊆ Ixj =(X j (β)) Axj .

β ∈ If βj =0andαij > 0 for all i =1, ..., t,thenX ∂xj / s(I). Indeed, for a − θ ∈ ≤ β θ β+θ ej ∈ monomial X I such that θj αij for all i, one has X ∂xj (X )=θjX / I. CI Hence j (β) never holds, and we then put Ixj =(0).

β Proof. By Lemma 2.1 it suffices to determine when X ∂xj belongs to s(I), so in

particular βj =0.SinceIxj =(0)ifαij > 0 for all i, we may assume there exists 1 ≤ k ≤ t such that αkj =0.Then

β ∈ ⇔ − ∈ X Ixj β + αi ej exp(I) for all i such that αij > 0 ⇔ β αi ∈ X ∂xj (X ) I for all i =1,...,t ⇔ β ∈ X ∂xj s(I).  n By [1] we have TA/k(I)= j=1[I :[I : xj]]∂xj , but the argument there does

not profit on the torus action. We now show that [I :[I : xj]] = (xj)+Ixj .Note

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Xθ θ first that colon ideals of monomial ideals are monomial, and [I : xj]=( | X ∈ xj I and θj > 0). Therefore,

θ β β X θ [I :[I : xj]] = (X | X · ∈ I for all X ∈ I such that θj > 0) xj β =(X | β + θ − ej ∈ exp(I) for all θ ∈ exp(I) such that θj > 0) β =(xj)+(X | βj =0andβ + θ − ej ∈ exp(I)

for all θ ∈ exp(I) such that θj > 0) β =(xj)+(X | βj =0andβ + αi − ej ∈ exp(I)

for all i such that αij > 0)

=(xj)+Ixj . CI We assert that j (β) is equivalent to the following condition: ∈ Zn { − } ∩ Zn ⊆ (2.3) β ≥0, βj =0,and[ β ej +exp(I)] ≥0 exp(I). ⇒CI CI ⇒ It is easy to see that (2.3) j (β), so we prove only j (β) (2.3): If αij > 0for CI ≤ all i,then j (β)doesnotholdforanyβ. Now assume there exists 1

(2.4) 0 = α1j = ···= αk−1,j <αkj ≤···≤αtj , ∈ − ∈ Zn and let θ exp(I). It is clear that θ + β ej / ≥0 if θj = 0; thus assume that θj > 0. If θj <αkj, then there exists some i =1,...,k− 1 such that θ = αi + γ with γj = θj > 0. Hence θ + β − ej = αi + β + γ − ej ∈ exp(I)sinceαi + β ∈ exp(I) − ∈ Zn ≥ ≥  and γ ej ≥0.Ifθj αkj, then there exists l k such that θ = αl + γ for  ∈ Zn CI −  − ∈ some γ ≥0. j (β) implies θ + β ej = γ + αl + β ej exp(I). Therefore, { − } ∩ Zn ⊆ [ β ej +exp(I)] ≥0 exp(I). It is interesting to see the structure of TA/k(I)whenA = k[x, y]. First, if I is principal, then TA/k(I) is either of the form A∇G, A∇G ⊕ Ay∂y or A∇G ⊕ Ax∂x. a1 b1 at bt Now assume I =(x y ,...,x y ) is non-principal with ai−1 bi for 1

y p p p p p p p p p p p p Xr p p p p p p p p p p p p (a1,b1) XX XXXz p p p p p p p p w(I)x x p p ∂yp rp p p p p p p p p p p AK p p p p p p yw(I)y ∂ A p p p p xp Arp p p p p p p p p p p (ai,bi) p rp p p p r

(at,bt) x

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Corollary 2.3. Assume that A = k[x, y] and I =(xa1 yb1 ,...,xat ybt ) is a non- principal monomial ideal such that ai−1 bi for each 1 0 and b > 0 ⎨⎪ 1 t k[y]yw(I)y ∂ if a =0and b > 0 s(I)= x 1 t ⎪ w(I)x ⎩⎪ k[x]x ∂y if a1 > 0 and bt =0 w(I)y w(I)x k[y]y ∂x ⊕ k[x]x ∂y if a1 = bt =0.

Proof. It suffices to prove the cases a1 =0andbt > 0 since the other cases are similar. l l a b a b y ∂x ∈ s(I) ⇔ y ∂x(x y ) ∈ I for all x y ∈ I ⇔ (0,l)+(a, b) − (1, 0) ∈ exp(I) for all (a, b) ∈ exp(I) such that a>0

⇔ (ai − 1,l+ bi) ∈ exp(I) for all 1

⇔ l ≥ bi−1 − bi for all 1

⇔ l ≥ w(I)y.

w(I)y Hence s(I)=k[y]y ∂x.  8 2 6 5 4 7 2 8 12 Example 2.4. Consider I =(y ,x y ,x y ,x y ,x y, x ) ⊆ k[x, y]. Then w(I)x 2 4 =4,w(I)y =2andTA/k(I)=A∇x ⊕ A∇y ⊕ y k[y]∂x ⊕ x k[x]∂y. If I is a monomial ideal of A = k[x, y]andl>0 is an integer, it is not obvious l l how w(I )x and w(I )y depend on l. But using Corollary 2.3 and the obvious fact l l l−1 that TA/k(I) ⊆ TA/k(I ) where equality holds if I =[I : I ] [3, Remark 3.2.6], we get the following result. l Corollary 2.5. If I ⊆ k[x, y] is a monomial ideal, then w(I)x ≥ w(I )x and l l l−1 w(I)y ≥ w(I )y, and equality holds when I =[I : I ].

We give a guideline on how to use Theorem 2.2 to compute s(I). Since Ixj =(0) if αij > 0 for all i, we assume that there exists 1

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3. Preservation of the integral closure and multiplier ideals

It is well known that TA/k(I) preserves many naturally defined ideals related to I, for any ideal I [3,4,6]. We will investigate this question in the case of monomial ideals in relation to the integral closure and the formation of multiplier ideals. Given a commutative Noetherian ring R and an ideal I of R,anelementf ∈ R is integral over I if f satisfies the equation d d−1 i (3.1) f + g1f + ···+ gd−1f + gd =0, where gi ∈ I and i =1, ..., d. The integral closure I¯ consists of all elements in R which are integral over I.The following lemma is a standard fact. Lemma 3.1. Let I be a monomial ideal in A.ThenI¯ is also a monomial ideal. Furthermore, a monomial Xθ is in I¯ if and only if (Xθ)l ∈ Il for some integer l>0. Proof. Let f be integral over I. Applying the action of the torus G on (3.1) we obtain d d−1 (3.2) (f (t · X)+g1(t · X)f (t · X)+···+ gd−1(t · X)f(t · X)+gd(t · X)=0),

where t =(t1,...,tn) ∈ G, X =(x1,...,xn)andt · X =(t1x1,...,tnxn). Since Ii is a monomial ideal for all i =1,...,d, hence invariant under the action of G, i we have gi(t · X) ∈ I for all i =1,...,d. Thus (3.2) is the integral dependence equation for f(t · X) ∈ A. Therefore f(t · X) ∈ I¯; hence I¯ is invariant under the action of G and it is a monomial ideal. To prove the second statement, assume Xθ satisfies (3.1). Since each Ii is a monomial ideal, considering terms of weight dθ in (3.1), we obtain an equation of the form

θ d θ1 θ d−1 θd (X ) + k1X (X ) + ···+ kdX =0

θi i for some X ∈ I , i =1,...,d,andk1,...,kd ∈ k.Somecoefficientkl must be θ d θ θ d−l θ l θ l non-zero; thus (X ) = k0X l (X ) ,whereX l ∈ I and k0 ∈ k,so(X ) = θl l k0X ∈ I . The converse is immediate.  The inclusion ¯ (3.3) TA/k(I) ⊆ TA/k(I) is proved in [3, Theorem 3.2.2] using the blow-up of I, for any ideal I. But it is difficult to see how this directly follows from equation (3.1). Here is a direct proof of (3.3) when I is a monomial ideal: By Lemma 2.1, it suffices to prove this for βj ∈ θ ∈ ¯ derivations of the form δ = X ∂xj TA/k(I). Let X I such that θj > 0. Then θ l l l (X ) ∈ I for some l>0. Since TA/k(I) ⊆ TA/k(I ), we have l θ l θ l−1 θ l δ ∈ TA/k(I ) ⇒ δ((X ) )=l(X ) δ(X ) ∈ I . Clearly δ((Xθ)l) is a monomial. We have that δ2((Xθ)l)=δ[l(Xθ)l−1δ(Xθ)] = l(l − 1)(Xθ)l−2(δ(Xθ))2 + l(Xθ)l−1δ2(Xθ) ∈ Il is also a monomial, split into the sum of two monomials of the same weight. It follows that (Xθ)l−2(δ(Xθ))2 ∈ Il. Similarly, δ[(Xθ)l−2(δ(Xθ))2]=(l − 2)(Xθ)l−3(δ(Xθ)3)+2δ(Xθ)δ2(Xθ) ∈ Il is a monomial; hence (Xθ)l−3(δ(Xθ))3 ∈ Il. Continuing in this way, we eventually get (δ(Xθ))l ∈ Il. Hence by Lemma 3.1 δ(Xθ) ∈ I¯.

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⊆ Rn Let conv(I) ≥0 be the convex hull of exp(I). The following lemma immedi- ately follows from (2.3). ∈ Zn − Lemma 3.2. Let I be a monomial ideal and β ≥0 such that βj =0.Ifθ + β ∈ ∈ { − } ∩ Rn ⊆ ej exp(I) for all θ exp(I) such that θj > 0,then[ β ej +conv(I)] ≥0 conv(I). ¯ ∩ Zn We have exp(I)=conv(I) ≥0 [7, Proposition 7.3.4]. Using this we can easily { − } ∩Rn ⊆ ⇒ prove (3.3) using (2.3) and Lemma 3.2, since [ β ej +conv(I)] ≥0 conv(I) { − } ¯ ∩ Zn ⊆ ¯ [ β ej +exp(I)] ≥0 exp(I). Let X =SpecA. By a log resolution of an ideal I ⊂ A we mean a proper birational map f : Y → X with the property that Y is smooth and f −1(I)= OY (−E), where E is an effective Cartier divisor and E + exc(f) has a normal crossing support. Let r>0 be a rational number. We define the multiplier ideal of I with coefficient r as the ideal

J (r · I)=f∗OY (KY/X − rE). ∗ Here KY/X = KY − f KX is the relative canonical bundle and − is the round down for rational divisors. See [5] for a discussion of J (r·I). In general it is difficult to compute J (r · I), but for monomial ideals we have a complete description due to Howald. Theorem 3.3 ([2]). Let I ⊂ A be a monomial ideal and r>0 be a rational number. Then J (r · I) is a monomial ideal generated by the following set of monomials: { θ | ∈ · ∩ Zn } X θ +(1, 1,...,1) Int(r conv(I)) ≥0 , where Int(C) denotes the topological interior of a convex set C ⊆ Rn. Example 3.4. The figure below contains a graphical description of the ideals I =(y6,x2y3,x5y, x8)andJ (r·I)=(y8,xy7,x2y5,x3y4,x5y3,x6y2,x8y, x10)when 31 r = 18 .

y p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p  p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p s p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p J (r · I) p p p p p p p p p sp p I p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p sp p p p p p p p p p p s  x Proof of Theorem 1.1. Consider the monomial ideal J o(r · I) generated by the fol- lowing set of monomials: n { θ ∈ Zn | ∈ · ∈B · ∩ } X ≥0 θ Int(r conv(I)) or θ (r conv(I)) ( Hj) , j=1

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B ⊆ Rn where (C) is the boundary of a convex set C ≥0 and Hj is the coordinate n θ θ o hyperplane xj =0inR . Clearly X ∈J(r·I) if and only if x1 ···xn·X ∈J (r·I). It suffices to show that s(I) ⊆ s(J o(r · I)) ⊆ s(J (r · I)). J o · ⊆ J · If αij > 0 for all i,then(0)=Ixj =( (r I))xj ( (r I))xj . Therefore assume that there exists 1 0. Then − ··· · θ ∈Jo · β ··· · θ ··· · β+θ ej ∈Jo · x1 xn X (r I)andX ∂xj (x1 xn X )=x1 xn X (r I). − θ+β ej ∈J · β ∈ J · This implies that X (r I); hence X ∂xj s( (r I)). To prove the first inclusion it suffices, by Theorem 2.2, to show that CI ⇒CJ o(r·I) j (β) j (β). CI − ∈ ∈ Assume j (β). Then θ + β ej exp(I) for all θ exp(I) such that θj > 0. { − } ∩ Rn ⊆ Hence, by Lemma 3.2 [ β ej +conv(I)] ≥0 conv(I). We divide the proof into two cases. θ o r ≤ 1: Consider X ∈J (r · I) such that θj > 0, so θ ∈ Int(r · conv(I)), and 1 ∈ 1 − ∈ hence r θ Int(conv(I)). By Lemma 3.2, r θ + β ej Int(conv(I)), and therefore

(3.4) θ + rβ − rej ∈ Int(r · conv(I)). Putting r = 1 in (3.4) and using the inclusion Int(conv(I)) ⊆ Int(r · conv(I)), − ∈ · CJ o(r·I) we obtain θ + β ej Int(r conv(I)). This implies j (β). ∈ · 1 ∈ r>1: If θ Int(r conv(I)), then r θ Int(conv(I)); so by Lemma 3.2, it follows 1 − ∈ 1 that r θ + β ej Int(conv(I)), since r θj > 0. By convexity all the points on the 1 1 − line segment joining r θ and r θ + β ej belong to Int(conv(I)). In particular 1 (θ + β − e ) ∈ Int(conv(I)). r j − ∈ · CJ o(r·I)  Hence θ + β ej Int(r conv(I)), implying j (β).

Acknowledgments The author wishes to express his warmest gratitude to his advisor, Rolf K¨allstr¨om, for introducing him to this subject and for his continuing support. This work is financially supported by International Science Programme, Uppsala University.

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Department of Mathematics, Addis Ababa University, P. O. Box 1176, Addis Ababa, Ethiopia E-mail address: [email protected] Current address: Department of Mathematics, Stockholm University, SE 106-91, Stockholm, Sweden E-mail address: [email protected]

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