Wealth & Investment Third Party Product Providers

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Wealth & Investment Third Party Product Providers

Investec Wealth & Investment is mandated by the following product suppliers to distribute investment products: Absa Fund Managers Ltd Investec Wealth & Investment (UK) Alexander Forbes Investments Ltd Investment Solutions Limited (Alexander Forbes) Allan Gray Investment Services (Pty) Ltd Momentum Wealth (Pty) Ltd Allan Gray Unit Trust Management (Pty) Ltd Nedgroup Collective Investments Ltd Boutique Collective Investments (Pty) Ltd Ninety One Guernsey Limited The Carlyle Group Ninety One Investment Platform (Pty) Ltd Citigroup Global Markets Limited Ninety One SA (Pty) Ltd Coronation Asset Management (Pty) Ltd Old Mutual Investment Services (Pty) Ltd Foord Asset Management (Pty) Ltd Old Mutual Life Assurance Company (SA) Ltd Franklin Templeton Investments SA (Pty) Ltd Praxis International Fund Management Limited Glacier Financial Solutions (Pty) Ltd Prudential Investment Managers (SA) (Pty) Ltd Goldman Sachs International Sanlam Life Insurance Ltd Hollard Life Assurance Co Ltd Stanlib Asset Management (Ireland) Ltd Investec Bank Switzerland AG Stenham SA (Pty) Ltd Investec Corporate and Institutional Banking (a division of Investec Bank Ltd) Investec Life Limited Investec Property Group Investec Specialist Investments Fund Managers (Pty) Ltd Investec Wealth & Investment (Mauritius) Limited Portfolio Management | Stockbroking | Wealth Management Investec Wealth & Investment (W&I) a division of Investec Securities Proprietary Limited. Reg No.1972/008905/07. Member of the JSE Equity, Equity Derivatives, Currency Derivatives, Bond Derivatives and Interest Rate Derivatives Markets. An authorised financial services provider No.15886. A registered credit provider registration No.NCRCP262..

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UIT Principal Paydown
UNIT INVESTMENT TRUSTS SUPPLEMENTAL PRINCIPAL PAYDOWN REPORT What Is A UIT Sponsors may not add bonds to a portfolio once it is closed. However, they may advise Principal Paydown? the trustee to dispose of certain bonds under Unit Investment Trusts (UIT’s) are a specialized special circumstances that might adversely kind of investment company which assembles affect the value of the trust. These conditions a fixed portfolio of securities (usually tax include potential or actual default of principal exempt municipal bonds) and then offers or interest, institution of domestic lawsuits interest in that portfolio to the public. The against an issuer, a decline in projected minimum investment usually ranges from income pledged for debt service on revenue $1,000 to $5,000. The issues are purchased bonds, advance refunding (calls) and ex- with the intent of holding them until maturity, changes in a refunding offer. usually twenty years or more. No new issues The proceeds from any sale of redemption can be added to the trust. Therefore, the return of bonds may not be reinvested in the trust. on the investment remains the same until Instead, they are distributed to the unit holders portfolio bonds mature, are called or are sold. as distributions of principal. The distribution The firm that organizes the Unit Trust is of these principal amounts results in a known as its “sponsor”. The sponsor buys a corresponding decrease in the assets of the fixed amount of bonds for the trust and then trust and a reduction in the value per unit. closes the fund. The bonds are then deposited Since these distributions are received as cash with the trustee, usually a bank, which provides payments and since the asset value per unit services including issuance of certificates of is decreased for the distribution amount, it ownership, safekeeping of the securities, is necessary to include the values of these interest collection and principal receipts for distributions in estate valuations for matured or called shares, and check process- IRS 706 purposes.
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AXA Framlington Range of Authorised Unit Trust Schemes
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The Unit Investment Trust: Maintaining Integrity Through Time
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Introduction and Overview of 40 Act Liquid Alternative Funds
Introduction and Overview of 40 Act Liquid Alternative Funds July 2013 Citi Prime Finance Introduction and Overview of 40 Act Liquid Alternative Funds I. Introduction 5 II. Overview of Alternative Open-End Mutual Funds 6 Single-Manager Mutual Funds 6 Multi-Alternative Mutual Funds 8 Managed Futures Mutual Funds 9 III. Overview of Alternative Closed-End Funds 11 Alternative Exchange-Traded Funds 11 Continuously Offered Interval or Tender Offer Funds 12 Business Development Companies 13 Unit Investment Trusts 14 IV. Requirements for 40 Act Liquid Alternative Funds 15 Registration and Regulatory Filings 15 Key Service Providers 16 V. Marketing and Distributing 40 Act Liquid Alternative Funds 17 Mutual Fund Share Classes 17 Distribution Channels 19 Marketing Strategy 20 Conclusion 22 Introduction and Overview of 40 Act Liquid Alternative Funds | 3 Section I: Introduction and Overview of 40 Act Liquid Alternative Funds This document is an introduction to ’40 Act funds for hedge fund managers exploring the possibilities available within the publically offered funds market in the United States. The document is not a comprehensive manual for the public funds market; instead, it is a primer for the purpose of introducing the different fund products and some of their high-level requirements. This document does not seek to provide any legal advice. We do not intend to provide any opinion in this document that could be considered legal advice by our team. We would advise all firms looking at these products to engage with a qualified law firm or outside general counsel to review the detailed implications of moving into the public markets and engaging with United States regulators of those markets.
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Singapore Prospectus
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Cis Unit Pricing
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Choosing an Investment Vehicle European Real Estate Fund Regimes
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M&G Investment Funds
M&G Investment Funds (3) Interim Long Report and unaudited Financial Statements for the six months ended 31 December 2020 Contents Authorised Corporate Director’s Report .......... 1 Directors’ statement .......................... 4 Financial statements and notes.................. 5 Authorised Corporate Director’s Reports, including the financial highlights and financial statements and notes for: M&G Corporate Bond Fund .................... 6 M&G Dividend Fund .......................... 38 M&G Emerging Markets Bond Fund............. 61 M&G European Corporate Bond Fund ........... 87 M&G Global Government Bond Fund............ 112 M&G Recovery Fund .......................... 135 M&G Smaller Companies Fund ................. 159 Other regulatory disclosures .................... 178 Glossary ..................................... 179 M&G Investment Funds (3) Interim Long Report and unaudited Financial Statements • December 2020 Authorised Corporate Director’s Report The Authorised Corporate Director (ACD) of M&G A shareholder is not liable for the debts of the Company Investment Funds (3) presents its Interim Long Report and will never be liable to make any further payment to and unaudited Financial Statements for the six months the Company after paying the purchase price of the ended 31 December 2020. shares. The unaudited financial statements of Fund managers M&G Investment Funds (3) and the investment report The following fund managers are employed by M&G FA and unaudited financial statements and notes of each Limited which is an associate of M&G Securities sub-fund are presented in their individual sections of Limited. this report as set out in the contents page. M&G Corporate Bond Fund Please note that we have included an explanation of key Richard Woolnough & Ben Lord investment terminology in the ‘Glossary’ (at the back of this report).
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Introduction to Hedge Funds Hedge Funds –A Separate Asset Class?
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ASSESSMENT of the ASSET MANAGEMENT INDUSTRY in the PHILIPPINES the Case of the Unit Investment Trust Fund (UITF) Sector
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BCT (MPF) Pro Choice (Master Trust Scheme) – Product Summary September 2018 Version Its Volatility Is Expected to Be High
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