Execution Version

SBF MIDCAC Sweden OMX Stockholm (OMXS) CAC Small90 OMXCAP France CAC IT Switzerland CAC MID 100 SWISS PERFORMANCE INDEX Germany CDAX PERFORMANCE INDEX Taiwan DAX 30 INDEX Thailand THAI SET 50 INDEX Germany LDAX Index THAI STOCK EXCHG OF THAI Germany X-DAX Index The Stock Exchange of Thailand HDAX INDEX Turkey TURKEY STOCK MKT NATL 100 MDAX ISE National 30 Index PRIME ALL SHARES UK FTSE AIM INDEX SDAX INDEX MSCI UK Index TECDAX INDEX FTSE ALL SHARE INDEX DAX 100 INDEX FTSE SMALLCAP INDEX Greece Athex Composite USA DOW JONES COMPOSITE FTSE/ASE 20 Index COMPOSITE FTSE/ASE Mid 40 RUSSELL 3000 FTSE/ASE Small Cap 80 IX S&P 1500 SUPERCOMPOSITE Hong Kong HANG SENG CHINA AFF. CRP S&P 400 HANG SENG CHINA ENT IDX S&P 500 INDEX HANG SENG COMPOSITE INDEX S&P 600 NYSE Composite S&P/HKEx LargeCap Index MSCI US Index S&P/HKEx GEM Index DJ INDUSTRIAL AVERAGE Hungary BUDAPEST STOCK EX. INDEX DJ TRANSPORTATION AV. HUNGARIAN TRADED INDEX DJ UTILITIES AVERAGE Iceland Venezuela VENEZUELA STOCK MKT INDX Ireland IRISH OVERALL INDEX Pan-European DJ Euro STOXX 50 P Italy FTSE Italia All Stars Index DJ Euro STOXX Large FTSE Italia MIB Index DJ Euro STOXX P FTSE Italia Mid Cap Index DJ STOXX 600 / Large Israel Tel Aviv 100 Index FTSE Eurotop 300 Japan Japan Topix 500 / 1000 Euronext 100 JASDAQ NEXT150 Index JP MOTHERS INDEX DJ STOXX 50 EUR Topix Core 30 IDX (TSE) Other MSCI Emerging Markets Index NIKKEI 500 INDEX MSCI World Index OSAKA HERCULES INDEX S&P Emerging BMI Tokyo SE REIT Index TOPIX 2ND SECTION TOPIX INDEX

Margin: 110% for: - ETFs

Eligible Collateral may also include securities whose ISINs are specified by GSI to BNYM, including ETFs listed on a regulated exchange and other equities listed in any of the countries listed above, and in each case as identified to BNYM by GSI (to be listed under separate Annex A); provided, in each case, that such ISINs are supported by BNYM.

10

Execution Version

ANNEX A TO SCHEDULE 1

The following list of ISINs shall be eligible as collateral:

HK0028013271 KYG308101578 HK0373013660 CNE100000213 HK3377040226 KYG750041041 KYG5315A1094 BMG524401079 CNE1000003P2 HK0000056835 HK0056039545 VGG972141037 KYG857AW1047 HK0536032532 HK0000047982 HK0086000525 JE00B5BCW814 KYG4587A1031 HK0000051869 KYG2159E1070 KYG611571061 HK2800008867 KYG3663U1085 KYG3108S1066 BMG8598B1090 HK2823028546 HK0000074432 HK0133000726 HK0000051885 KYG901371032 KYG3307Z1090 BMG4516H1209 KYG407691040 HK0000051877 HK0288009266 BMG8162K1137 HK0087000532 BMG8794Y1012 BMG8310J1099 BMG3036C2239 KYG6264V1023 HK0101000591 CNE1000001J9 BMG6773R1051 BMG8219Z1059 HK0000073343 BMG0425Y1057 BMG0403V1072 KYG2114G1064 BMG629601029 HK0000073970 HK0000073350 KYG684581013 HK0103000607 HK2828013055 BMG3615C1073 HK0000074440 CNE100000X85 CNE100000478 KYG2158K1040 BMG4977W1038 BMG6955J1036 CNE1000001B6 CNE100000Q43 KYG2744A1076 KYG6771C1006 CNE100000PP1 BMG5695X1092 CNE1000004B0 KYG2586H1112 HK0000068244 HK0000065737 CNE100000387 CNE100000544 CNE100000171 BMG988031446 CNE1000004J3 KYG846981028 BMG6694J1586 CNE1000001H3 HK0000066313 KYG8917X1218 CNE1000001X0 KYG2950W1087 JE00B3MW7P88 KYG211341048 BMG9319R1007 HK0000066198 CNE1000002Y6 BMG2161E1030 CNE100000585 CNE100000494 CNE100000X44 BMG715071343 CNE1000004T2 KYG8187G1055 CNE100000395 CNE1000004D6 HK0716002271 HK0194000995 CNE100000353 KYG321481015 HK0000066206 CNE100000239 BMG4586T1036 CNE100000445 BMG6842Q1042 KYG4465A1004 KYG6141X1079 KYG039991024 KYG8586D1097 KYG3919S1057 CNE100000TW9 KYG618391091 BMG210901242 KYG837851081 HK2833027330 KYG5213T1013 BMG1808K1009 XS0495865239 CNE1000003B2 KYG577701025 HK0823032773 CNE1000003F3 CNE1000003Y4 CNE100000320 KYG3685B1041 CNE100000Q35 KYG210891001 HK0000071313 BMG6957A2098 KYG234201054 KYG857001054 CNE1000002W0 KYG269691088 CNE1000004N5 KYG550691011 CNE1000003L1 KYG8569A1067 BMG2157E1093 BMG7821D1065 KYG112591014 KYG816971231 KYG640061027 HK0097000571 KYG215A81084 KYG8169D1043 HK0032009356 CNE1000009W5 HK0000065869 BMG3939X1002 HK0226001151 HK0171000877 KYG121611084 KYG8655D1135 BMG2155D1450 KYG8268W1024 HK0000065349 CNE1000003D8 KYG9326E1263 HK2778034606 BMG2885N1240 CNE1000004M7 BMG2335C1082 BMG2155W1010 HK0375001663 BMG7475M1626 HK0170000860 BMG9827P1095 KYG608371046 BMG7304P1059 KYG2352X1262 KYG2158G1038 BMG9031M1082 BMG4403P1106 BMG275871231 KYG2943E1329 BMG814741010 KYG2117P1037 KYG7783W1006 KYG211651081 KYG123731252 CNE1000004G9 CNE1000004F1 CNE100000346 KYG215A11032 CNE1000007G2 KYG9842Z1164 KYG4913C1042 BMG4284Y1497 CNE100000BK2 KYG8655K1094 BMG5456B1063 CNE100000262 KYG546541015 BMG215A41075 HK0018000155 CNE1000003Z1 HK0156000819 KYG8350R1020 BMG6901M1010 BMG2111H1079 KYG9684P1019 KYG459991025 KYG980891082 KYG5319F1202 BMG8064K1045 KYG4935G1091

11

Execution Version

ETF Name ISIN ETF Name ISIN S&P International MidCap SPDR US78463X7646 ISHARES DJ US AEROSPACE & DF US4642887602 1‐30 Laddered Treasury PwrShrs US73936T5240 ISHARES DJ US BASIC MATERIAL US4642878387 1SHARES MSCI AUSTRALIA INDEX US4642861037 ISHARES DJ US BROKER DEALERS US4642887941 1SHARES MSCI USA ISLAMIC IE00B296QM64 ISHARES DJ US CONSMR GOODS US4642878122 1SHARES MSCI WORLD ISLAMIC IE00B27YCN58 ISHARES DJ US ENERGY SECTOR US4642877967 2X S&P Energy Rydex US78355W6848 ISHARES DJ US FINANCIAL SECT US4642877884 2X Technology Rydex US78355W6434 ISHARES DJ US FINANCIAL SVCS US4642877702 ABF HONG KONG BOND INDEX FD HK2819031405 ISHARES DJ US HEALTH CAR PRO US4642888287 ABF MALAYSIA BOND MYL0800EA002 ISHARES DJ US HEALTHCARE SEC US4642877629 ABF Pan Asia Bond Index Fund SG9999002026 ISHARES DJ US HOME CONSTRUCT US4642887529 ABF PAN ASIA BOND INDEX FUND SG9999002026 ISHARES DJ US INDUSTRIAL SEC US4642877546 ABF SINGAPORE BOND INDX FUND SG1S08926457 ISHARES DJ US INSURANCE IND US4642887867 ABN AMRO S&P 500 SHORT IND‐A DE000AA1FJ32 ISHARES DJ US MEDICAL DEVICE US4642888105 ABN NV‐CW50 CROATIA ZAGREB S DE000AA0F677 ISHARES DJ US OIL & GAS EXPL US4642888519 ABN NV‐S&P CONSTR&ENGINE INF DE000AA1FM45 ISHARES DJ US OIL EQUIP & SV US4642888444 ACCESS CHINA H‐CHINA A SPREA DE000AA10CC6 ISHARES DJ US PHARMA INDEX F US4642888360 ACCESS COCOA ENHANCED TR ETC DE000AA1KH45 ISHARES DJ US REAL ESTATE US4642877397 ACCESS COCOA ENHANCED TR QUA DE000AA1KH37 ISHARES DJ US REGIONAL BANKS US4642887784 ACCESS CORN ENHANCED TR ETC DE000AA1KPW6 ISHARES DJ US TECHNOLOGY SEC US4642877215 ACCESS CORN ENHANCED TR QUA DE000AA1KPX4 ISHARES DJ US TECHNOLOGY SEC US4642877215 Access CSI 300 Index China Tracker DE000AA1DEW5 ISHARES DJ US TELECOMMUNICAT US4642877132 ACCESS RICI EN WTI C/OIL Q‐A DE000AA1HXS4 ISHARES DJ US TRANSPORT AVG US4642871929 ACCESS RICI EN WTI C/OIL‐A DE000AA1HXU0 ISHARES DJ US UTILITIES SECT US4642876977 ACCESS RICI ENH BREN C/O Q‐A DE000AA1HXT2 ISHARES DJ‐UBS COM SW DE DE000A0H0728 ACCESS RICI ENH BREN C/O‐A DE000AA1HXV8 ISHARES DJ‐UBS COM SW DE DE000A0H0728 ACCESS RICI GAS OIL TR INDEX DE000AA1KP37 ISHARES DJ‐UBS COM SW DE DE000A0H0728 ACCESS WHEAT ENHANCED TR ETC DE000AA1KPU0 ISHARES DJ‐UBS COM SW DE DE000A0H0728 ACCESS WHEAT ENHANCED TR QUA DE000AA1KPV8 ISHARES DOW JON IND AVE DE DE0006289390 Active Multi‐Cap PwrShrs US73935B2016 ISHARES DOW JON IND AVE DE DE0006289390 iShares Dow Jones Asia Pacific Select Active AlphaQ PwrShrs US73935B1026 30 DE DE000A0H0744 iShares Dow Jones China Offshore 50 Active Low Duration PowerShrs US73935B4095 DE DE000A0F5UE8 Active Mega‐Cap PwrShrs US73935B3006 ISHARES DOW JONES G TI 50 DE DE0006289382 Active US Real Estate PwrShrs US73935B5084 ISHARES DOW JONES G TI 50 DE DE0006289382 ADR RevenueShares US7613966057 ISHARES DOW JONES US SEL DIV DE000A0D8Q49 Aerospace & Defence PwrShrs US73935X6904 ISHARES DOW JONES US SEL DIV DE000A0D8Q49

12

Execution Version

AEX NETs US64118K8457 ISHARES DOW JONES US SEL DIV DE000A0D8Q49 Africa Market Vectors US57060U7871 ISHARES DOW JONES US SEL DIV DE000A0D8Q49 AIG HUATAI DIVIDEND ETF CNE000001PB0 ISHARES EB REXX MONEY MARK‐A DE000A0Q4RZ9 AII S&P ASX ENERGY AU000000ENY8 ISHARES EBREXX GOV GE DE DE0006289465 AII S&P METALS & MINING AU000000MAM3 ISHARES EBREXX GOV GE DE DE0006289465 AII S&P/ASX 200 FIN X‐A‐REIT AU000000FIX7 ISHARES EBREXX GOV GE DE DE0006289465 AII S&P/ASX 200 FINANCIALS AU000000FIN8 ISHARES EBREXX GOV GER 10.5+ DE000A0D8Q31 AII S&P/ASX 200 INDUSTRIALS AU000000IDD4 ISHARES EBREXX GOV GER 10.5+ DE000A0D8Q31 AII S&P/ASX 200 RESOURCES AU000000RSR3 ISHARES EBREXX GOVGO 1.5‐2.5 DE0006289473 AirShares EU Carbon Allow US00950G1040 ISHARES EBREXX GOVGO 1.5‐2.5 DE0006289473 Alerian MLP SEL Bearlinx ETN US0739028357 ISHARES EBREXX GOVGO 1.5‐2.5 DE0006289473 ALPHA ETF FTSE ATHEX 20 DOM GRF000013000 ISHARES EBREXX GOVGO 2.5‐5.5 DE0006289481 ALPS EQUAL SECTOR WEIGHT ETF US00162Q2057 ISHARES EBREXX GOVGO 2.5‐5.5 DE0006289481 Asia 50 ADR BLDRS US09348R1023 ISHARES EBREXX GOVGO 2.5‐5.5 DE0006289481 ATXEX DE000A0D8Q23 ISHARES EBREXX GVG 5.5‐10.5 DE0006289499 Australian $ Trust CurrencyShares US23129U1016 ISHARES EBREXX GVG 5.5‐10.5 DE0006289499 Australian Dollar ELEMENTS ETN US25154H7153 ISHARES EBREXX JUM PFANDB DE DE0002635265 Autonomic Growth NFA Global PwrShrs US73936Q3065 ISHARES EBREXX JUM PFANDB DE DE0002635265 B1 ETHICAL INDEX EURO IE0074344429 ISHARES EBREXX JUM PFANDB DE DE0002635265 B1‐MSCI EURO PARTICIPTNG SHR IE0074344205 ISHARES EBREXX JUM PFANDB DE DE0002635265 B1‐MSCI PAN EURO IE0077933707 ISHARES EPRA ASIA PROPTY YLD IE00B1FZS244 B2B Internet HOLDRs US0560331037 ISHARES EPRA ASIA PROPTY YLD IE00B1FZS244 B2B INTERNET HOLDRS TRUST US0560331037 ISHARES EPRA ASIA PROPTY YLD IE00B1FZS244 Balanced NFA Global PwrShrs US73936Q5045 ISHARES EPRA ASIA PROPTY YLD IE00B1FZS244 BarCap 10‐20 Year Treasury iShares US4642886539 ISHARES EPRA ASIA PROPTY YLD IE00B1FZS244 BarCap 1‐3 Month T‐Bill SPDR US78464A6800 ISHARES EPRA ASIA PROPTY YLD DE000A0LGQJ9 BarCap 1‐3 Year Credit iShares US4642886463 ISHARES EPRA ASIA PROPTY YLD DE000A0LGQJ9 BarCap 1‐3 Year Treasury iShares US4642874576 ISHARES EPRA GBL PROPTY YLD IE00B1FZS350 BarCap 20+ Year Treasury iShares US4642874329 ISHARES EPRA GBL PROPTY YLD DE000A0LGQL5 BarCap 3‐7 Year Treasury iShares US4642886612 ISHARES EPRA GBL PROPTY YLD DE000A0LGQL5 BarCap 7‐10 Year Treasury iShares US4642874402 ISHARES EPRA GBL PROPTY YLD IE00B1FZS350 BarCap Agency Bond iShares US4642881662 ISHARES EPRA GBL PROPTY YLD IE00B1FZS350 BarCap Aggregate Bond SPDR US78464A6495 ISHARES EPRA GBL PROPTY YLD IE00B1FZS350 BarCap Aggregate iShares US4642872265 ISHARES EPRA GBL PROPTY YLD IE00B1FZS350 BarCap Calif Muni Bd SPDR US78464A4417 ISHARES EPRA US PROPTY YLD IE00B1FZSF77 BarCap Credit Bond Fund iShares US4642886208 ISHARES EPRA US PROPTY YLD DE000A0LGQK7 BarCap Govt/Credit iShares US4642885960 ISHARES EPRA US PROPTY YLD DE000A0LGQK7 BarCap High Yield Bond SPDR US78464A4177 ISHARES EPRA US PROPTY YLD IE00B1FZSF77 BarCap Interm Muni Mkt Vectors US57060U8457 ISHARES EPRA US PROPTY YLD IE00B1FZSF77 BarCap Intermediate Credit iShares US4642886380 ISHARES EPRA US PROPTY YLD IE00B1FZSF77 BarCap Intermediate Credit SPDR US78464A3757 ISHARES EPRA US PROPTY YLD IE00B1FZSF77

13

Execution Version

BarCap Intermediate iShares US4642886125 ISHARES EUR COVERED BND‐EUR IE00B3B8Q275 BarCap Intermediate Term Treas SPDR US78464A6727 ISHARES EUR COVERED BND‐GBP IE00B3B8Q275 BarCap Intl Treasury Bd SPDR US78464A5166 ISHARES EURO AGG BOND DE000A0RM447 BarCap Long Muni Market Vectors US57060U8861 ISHARES EURO AGG BOND IE00B3DKXQ41 BarCap Long Term Treasury SPDR US78464A6644 ISHARES EURO AGG BOND IE00B3DKXQ41 BarCap MBS Fixed‐Rate iShares US4642885887 ISHARES EURO CORP BOND DE000A0RM454 BarCap Municipal Bond SPDR US78464A4581 ISHARES EURO CORP BOND IE00B3F81R35 BarCap NY Muni Bond SPDR US78464A4334 ISHARES EURO CORP BOND IE00B3F81R35 BarCap Short Muni Market Vectors US57060U8036 ISHARES EURO CORP BOND IE00B3F81R35 BarCap Short Term Muni SPDR US78464A4250 ISHARES EURO CORPORATE BOND DE0002511243 BarCap Short Treasury iShares US4642886794 ISHARES EURO CORPORATE BOND DE0002511243 BarCap TIPS iShares US4642871762 ISHARES EURO CORPORATE BOND IE0032523478 BarCap TIPS SPDR US78464A6560 ISHARES EURO CORPORATE BOND IE0032523478 Barclays Asian/Gulf Currency ETN US06739H4204 ISHARES EURO CORPORATE BOND IE0032523478 BARCLAYS ETN+ INVERSE S&P 50 US06740L5921 ISHARES EURO CORPORATE BOND IE0032523478 BARCLAYS ETN+LONG B S&P 500 US06740H6743 ISHARES EURO GOVT BOND 1‐3 DE000A0J21A7 BARCLAYS ETN+LONG C S&P 500 US06740H6669 ISHARES EURO GOVT BOND 1‐3 DE000A0J21A7 BARCLAYS ETN+SHORT B S&P 500 US06740H6586 ISHARES EURO GOVT BOND 1‐3 IE00B14X4Q57 BARCLAYS ETN+SHORT C S&P 500 US06740H6412 ISHARES EURO GOVT BOND 1‐3 IE00B14X4Q57 BARCLAYS ETN+SHORT D S&P 500 US06740H6339 ISHARES EURO GOVT BOND 1‐3 IE00B14X4Q57 Barclays GEMS Asia‐8 ETN US06738G8785 ISHARES EURO GOVT BOND 1‐3 IE00B14X4Q57 Barclays GEMS iPath ETN US06739H4535 ISHARES EURO GOVT BOND 1‐3 IE00B14X4Q57 BBVA ACCION FTSE4GOOD IBEX ES0139761003 ISHARES EURO GOVT BOND 15‐30 DE000A0LGQC4 BBVA‐ACCION FTSE LATIB BRAZ ES0105322004 ISHARES EURO GOVT BOND 15‐30 DE000A0LGQC4 BBVA‐ACCION FTSE LATIB BRAZ ES0105322004 ISHARES EURO GOVT BOND 15‐30 IE00B1FZS913 BBVA‐ACCION FTSE LATIB ETF ES0105304002 ISHARES EURO GOVT BOND 15‐30 IE00B1FZS913 BBVA‐ACCION FTSE LATIB ETF‐N ES0105304002 ISHARES EURO GOVT BOND 15‐30 IE00B1FZS913 BBVA‐ACCION IBEX 35 ETF ES0105336038 ISHARES EURO GOVT BOND 15‐30 IE00B1FZS913 BBVA‐ACCION IBEX TOP DIVID ES0105337002 ISHARES EURO GOVT BOND 15‐30 IE00B1FZS913 BBVA‐AFI BONOS MED PLAZO EUR ES0106061007 ISHARES EURO GOVT BOND 15‐30 IE00B1FZS913 BBVA‐AFI BONOS MED PLAZO EUR ES0106061007 ISHARES EURO GOVT BOND 3‐5 DE000A0LGQD2 BBVA‐AFI MONETARIO EURO ES0106078001 ISHARES EURO GOVT BOND 3‐5 DE000A0LGQD2 Bel 20 NETs US64118K7046 ISHARES EURO GOVT BOND 3‐5 IE00B1FZS681 Ben Graham L/C Value ELEMENTS US25154H5744 ISHARES EURO GOVT BOND 3‐5 IE00B1FZS681 Ben Graham S/C Value ELEMENTS US25154H5900 ISHARES EURO GOVT BOND 3‐5 IE00B1FZS681 Ben Graham Tot Mkt Value ELEMENTS US25154H5827 ISHARES EURO GOVT BOND 3‐5 IE00B1FZS681 Biotech HOLDRs US09067D2018 ISHARES EURO GOVT BOND 3‐5 IE00B1FZS681 BIOTECH HOLDRS TRUST US09067D2018 ISHARES EURO GOVT BOND 3‐5 IE00B1FZS681 Biotech SPDR US78464A8707 ISHARES EURO GOVT BOND 7‐10 DE000A0LGQH3 BOCI‐Prudential ‐ W.I.S.E. ‐ SSE 50 China Tracker HK0000052297 ISHARES EURO GOVT BOND 7‐10 DE000A0LGQH3 BP Sterling Trust CurrencyShares US23129S1069 ISHARES EURO GOVT BOND 7‐10 IE00B1FZS806 14

Execution Version

Brazilian Real Wisdomtree US97717W2402 ISHARES EURO GOVT BOND 7‐10 IE00B1FZS806 British Pounds ELEMENTS ETN US25154H7237 ISHARES EURO GOVT BOND 7‐10 IE00B1FZS806 Broadband HOLDRs US11130P1049 ISHARES EURO GOVT BOND 7‐10 IE00B1FZS806 BRTRAC 10 MX1BBR060001 ISHARES EURO GOVT BOND 7‐10 IE00B1FZS806 BUX ETF HU0000704960 ISHARES EURO GOVT BOND 7‐10 IE00B1FZS806 Buyback Achievers PwrShrs US73935X2861 ISHARES EURO INFLAT LNKD BND IE00B0M62X26 CAC40 NETs US64118K2096 ISHARES EURO INFLAT LNKD BND IE00B0M62X26 Canadian $ Trust CurrencyShares US23129X1054 ISHARES EURO INFLAT LNKD BND IE00B0M62X26 Canadian Dollar ELEMENTS ETN US25154H6999 ISHARES EURO INFLAT LNKD BND IE00B0M62X26 CASAM ETF CAC 40 FR0007080973 ISHARES EURO INFLAT LNKD BND DE000A0HG2S8 CASAM ETF DJ EURO STOXX 50 FR0010654913 ISHARES EURO INFLAT LNKD BND DE000A0HG2S8 CASAM ETF DJ STOXX 600 FR0010791004 ISHARES EURO INFLAT LNKD BND IE00B0M62X26 CASAM ETF DOW JONES STOXX 50 FR0010790980 ISHARES FTSE 100 DE DE0006289408 CASAM ETF EONIA FR0010718841 ISHARES FTSE 250 IE00B00FV128 CASAM ETF EURO CORPORATES FR0010754119 ISHARES FTSE BRIC 50 IE00B1W57M07 CASAM ETF EURO INFLATION FR0010754127 ISHARES FTSE BRIC 50 IE00B1W57M07 CASAM ETF Euromt Broad 10‐15 FR0010754143 ISHARES FTSE BRIC 50 IE00B1W57M07 CASAM ETF EUROMTS BROAD FR0010754192 ISHARES FTSE BRIC 50 IE00B1W57M07 CASAM ETF EUROMTS BROAD 1‐3 FR0010754135 ISHARES FTSE BRIC 50 IE00B1W57M07 CASAM ETF EUROMTS BROAD 3‐5 FR0010754168 ISHARES FTSE BRIC 50 DE000A0MSAE7 CASAM ETF EUROMTS BROAD 5‐7 FR0010754176 ISHARES FTSE BRIC 50 DE000A0MSAE7 CASAM ETF EUROMTS BROAD 7‐10 FR0010754184 ISHARES FTSE DEV WRLD X‐UK‐$ IE00B4WXJF27 CASAM ETF EUROMTS CASH 3 MTH FR0010754200 ISHARES FTSE DEV WRLD X‐UK‐GBP IE00B4WXJF27 CASAM ETF FTSE 100 FR0010791129 ISHARES FTSE EPRA/NAR UK PRP IE00B1TXLS18 CASAM ETF LEV DJ EURO ST 50 FR0010756072 ISHARES FTSE EPRA/NAR UK PRP IE00B1TXLS18 CASAM ETF LEVERAGED CAC 40 FR0010756064 ISHARES FTSE EPRA/NAR UK PRP IE00B1TXLS18 iShares FTSE EPRA/NAREIT Developed CASAM ETF LEVERAGED MSCI EUR FR0010756080 Asia Index Fund US4642884633 CASAM ETF LEVERAGED MSCI USA FR0010755611 ISHARES FTSE EPRA/NAREIT EUR US4642884716 CASAM ETF MSCI CHINA FR0010713784 ISHARES FTSE EPRA/NAREIT GLO US4642884898 CASAM ETF MSCI EA EUR EX‐RUS FR0010717074 ISHARES FTSE EPRA/NAREIT NOR US4642884559 CASAM ETF MSCI EMU FR0010655688 ISHARES FTSE GILTS UK 0‐5 IE00B4WXJK79 CASAM ETF MSCI EMU HI DIVIDE FR0010717090 ISHARES FTSE UK DIVIDEND PL DE000A0HG2R0 CASAM ETF MSCI EUR CON DISCR FR0010688184 ISHARES FTSE UK DIVIDEND PL DE000A0HG2R0 CASAM ETF MSCI EUR CON STAP FR0010688168 ISHARES FTSE UK DIVIDEND PL IE00B0M63060 CASAM ETF MSCI EUR HEALTHCAR FR0010688192 ISHARES FTSE UK DIVIDEND PL IE00B0M63060 CASAM ETF MSCI EUR INDUSTRIA FR0010688218 ISHARES FTSE UK DIVIDEND PL IE00B0M63060 CASAM ETF MSCI EUR INSURANCE FR0010688226 ISHARES FTSE UK GLT ALL STCK IE00B1FZSB30 CASAM ETF MSCI EUR TELECOM FR0010713735 ISHARES FTSE UK GLT ALL STCK IE00B1FZSB30 CASAM ETF MSCI EUR UTILITIES FR0010688234 ISHARES FTSE/EPRA EUR PRPRTY IE00B0M63284 CASAM ETF MSCI EURO HI DIVID FR0010718874 ISHARES FTSE/EPRA EUR PRPRTY IE00B0M63284 CASAM ETF MSCI EUROPE FR0010655696 ISHARES FTSE/EPRA EUR PRPRTY IE00B0M63284 15

Execution Version

CASAM ETF MSCI EUROPE BANKS FR0010688176 ISHARES FTSE/EPRA EUR PRPRTY IE00B0M63284 CASAM ETF MSCI EUROPE GROWTH FR0010717108 ISHARES FTSE/EPRA EUR PRPRTY DE000A0HG2Q2 CASAM ETF MSCI EUROPE IT FR0010713768 ISHARES FTSE/EPRA EUR PRPRTY DE000A0HG2Q2 CASAM ETF MSCI EUROPE MATERI FR0010791137 ISHARES FTSE/XINHUA CHINA 25 IE00B02KXK85 CASAM ETF MSCI EUROPE MIDCAP FR0010612218 ISHARES FTSE/XINHUA CHINA 25 IE00B02KXK85 CASAM ETF MSCI EUROPE VALUE FR0010717116 ISHARES FTSE/XINHUA CHINA 25 IE00B02KXK85 CASAM ETF MSCI FRANCE FR0010655704 ISHARES FTSE/XINHUA CHINA 25 IE00B02KXK85 CASAM ETF MSCI GERMANY FR0010655712 ISHARES FTSE/XINHUA CHINA 25 IE00B02KXK85 CASAM ETF MSCI INDIA FR0010713727 ISHARES FTSE/XINHUA CHINA 25 IE00B02KXK85 CASAM ETF MSCI INDIA USD FR0010772699 ISHARES FTSE/XINHUA CHINA 25 DE000A0DPMY5 CASAM ETF MSCI ITALY FR0010655720 ISHARES FTSE/XINHUA CHINA 25 DE000A0DPMY5 CASAM ETF MSCI JAPAN FR0010688242 ISHARES FTSE/XINHUA CHINA 25 AU000000IZZ0 CASAM ETF MSCI NETHERLANDS FR0010688259 ISHARES FTSE/XINHUA CHINA 25 US4642871846 CASAM ETF MSCI NORDIC FR0010655738 ISHARES GBP CORPORATE BOND IE00B00FV011 CASAM ETF MSCI PACIFIC EX‐JAPAN FR0010713669 ISHARES GBP IND LINKED GILT IE00B1FZSD53 CASAM ETF MSCI SPAIN FR0010655746 ISHARES GLBL INF LNK BD‐EUR IE00B3B8PX14 CASAM ETF MSCI SWITZERLAND FR0010655753 ISHARES GLBL INF LNK BD‐EUR DE000A0RFED7 CASAM ETF MSCI UK FR0010655761 ISHARES GLBL INF LNK BD‐GBP IE00B3B8PX14 CASAM ETF MSCI USA FR0010688275 ISHARES GLBL INF LNK BD‐USD IE00B3B8PX14 CASAM ETF MSCI WORLD FR0010756098 ISHARES GLOBAL COMPLETION PO CA46430A1003 CASAM ETF MSCI WORLD ENERGY FR0010791145 ISHARES GLOBAL GOV BOND DE000A0RM439 CASAM ETF MSCI WORLD EX EMU FR0010756114 ISHARES GROWTH CORE PORTFOLI CA46429J1049 CASAM ETF MSCI WORLD EX EURO FR0010756122 ISHARES GSCI CMDTY INDX TRST US46428R1077 CASAM ETF MSCI WORLD FINANCI FR0010791152 ISHARES GSCI CMDTY INDX TRST US46428R1077 CASAM ETF REAL EST REIT IEIF FR0010791160 ISHARES HABITA TOTAL RETURN MX1BIH000002 CASAM ETF S&P EURO IE0031091642 ISHARES IBOVESPA BRBOVACTF003 CASAM ETF S&P EURO IE0031091642 ISHARES IBOXX GBP CB EX FIN‐= IE00B4L60H17 CASAM ETF S&P EURO IE0031091642 ISHARES IBOXX GBP CB EX FIN‐GB IE00B4L60H17 CASAM ETF S&P EUROPE 350 IE0031091428 ISHARES IBOXX H/Y CORP BOND US4642885135 CASAM ETF S&P EUROPE 350 IE0031091428 ISHARES IBOXX INV GR CORP BD US4642872422 CASAM ETF SH MSCI EUROPE DLY FR0010791186 ISHARES IBOXX INV GR CORP BD US4642872422 CASAM ETF SHORT CAC 40 FR0010717124 ISHARES IBOXX LSC1.5‐10.5 DE DE000A0H0785 CASAM ETF SHORT DAX 30 FR0010791178 ISHARES IBOXX LSC1.5‐10.5 DE DE000A0H0785 CASAM ETF SHORT DJ EU STOX50 FR0010757781 ISHARES IBOXX LSC1.5‐2.5 DE DE000A0H0793 CASAM ETF SHORT MSCI USA DLY FR0010791194 ISHARES IBOXX LSC1.5‐2.5 DE DE000A0H0793 CBOE S&P 500 BuyWrite iPath ETN GB00B1WL1590 ISHARES IBOXX LSC10.5+ DE DE000A0H08C4 CHINA 50 ETF CNE000001LM6 ISHARES IBOXX LSC10.5+ DE DE000A0H08C4 CHINA A SHARE PANDA CSI300 JP3046760009 ISHARES IBOXX LSC2.5‐5.5 DE DE000A0H08A8 CHINA SME ETF CNE000001MW3 ISHARES IBOXX LSC2.5‐5.5 DE DE000A0H08A8 China Yuan Wisdowmtree US97717W1826 ISHARES IBOXX LSC5.5‐10.5 DE DE000A0H08B6 CICC‐SZSE 100 INDEX TRACKER HK0000059300 ISHARES IBOXX LSC5.5‐10.5 DE DE000A0H08B6

16

Execution Version

iShares III plc ‐ iShares MSCI Japan CIMB FTSE ASEAN MYL0822EA006 SmallCap DE000A0RFEC9 iShares III plc ‐ iShares MSCI Pacific CIMB FTSE ASEAN 40 SG1T81931787 ex‐Japan IE00B4WXJD03 iShares III plc ‐ iShares MSCI Pacific CIMB FTSE XINHUA MYL0823EA004 ex‐Japan IE00B4WXJD03 CLAYMORE 1‐5 YR LADDERED GOV CA18382R1001 ISHARES INMEX TOTAL RET TRAC MX1BIM030002 CLAYMORE 1‐5 YR LADDERED‐ADV CA18382R2090 ISHARES INTERMEDIATE CREDIT US4642886380 CLAYMORE BALANCED GROWTH COR CA18382U1030 ISHARES INTERMEDIATE GOV/CR US4642886125 CLAYMORE BALANCED GROWTH‐A CA18382U2020 ISHARES IPC COMPMX T RET TRA MX1BIC0F0000 CLAYMORE BALANCED INCOME‐COM CA18382T1066 ISHARES IPC LARGE CAP T R TR MX1BIL000006 CLAYMORE BRIC ETF‐ADVISOR CA1838292094 ISHARES IPC MIDCAP TOTAL RET MX1BIM010004 CLAYMORE BRIC ETF‐COMMON CA1838291005 ISHARES JP MORGAN EM BOND FD US4642882819 CLAYMORE BULLETSHR 2011 CBE US18383M8863 ISHARES JPM EMERG MRKT BOND IE00B2NPKV68 CLAYMORE CANADIAN FD IDX‐ADV CA1838301085 ISHARES JPM EMERG MRKT BOND IE00B2NPKV68 CLAYMORE CANADIAN FD IDX‐COM CA1838302075 ISHARES JPM EMERG MRKT BOND DE000A0RFFT0 Claymore Capital Mkts Bond US18383M6628 ISHARES JPM EMERG MRKT BOND IE00B2NPKV68 CLAYMORE CHINA TECHNOLOGY ET US18383Q1351 ISHARES LATIXX MEX CELETRAC MX1CCE0B0001 Claymore Closed End GS CONNECT ETN US3622731046 ISHARES LATIXX MEX M10TRAC MX1CM1000001 CLAYMORE CN DVD & INC‐ADVIS CA1838312058 ISHARES LATIXX MEX UDITRAC MX1CUD000009 CLAYMORE CN DVD & INC‐COMMON CA1838311068 ISHARES LATIXX MEX UMSTRAC MX1CUM000008 CLAYMORE CN FINCL MNTH I ETF CA18384D1096 ISHARES LATIXX MEXICO M5TRAC MX1CM5000007 CLAYMORE DELTA GLOBAL SHIP US18383Q7960 ISHARES LEHMAN 10‐20 YEAR TR US4642886539 CLAYMORE EQ WEIGHT BANC‐ADV CA18384F3025 ISHARES LEHMAN 1‐3YR TRS BD US4642874576 CLAYMORE EQ WEIGHT BANC‐COM CA18384F2035 ISHARES LEHMAN 20+ YR TREAS US4642874329 CLAYMORE GLB REAL EST ETF‐A CA18384J1066 ISHARES LEHMAN 3‐7 YEAR TREA US4642886612 CLAYMORE GLB REAL EST ETF‐CM CA18384J1140 ISHARES LEHMAN 7‐10YR TREAS US4642874402 CLAYMORE GLBL INFRASTR ETF‐A CA18383B1040 ISHARES LEHMAN AGG BOND FUND US4642872265 CLAYMORE GLBL INFRASTRUC ETF CA18383B1123 ISHARES LEHMAN TRES INF PR S US4642871762 CLAYMORE GLBL MONTHLY AD‐COM CA18383Y1043 ISHARES MACQ GBL INFRA 100 IE00B1FZS467 CLAYMORE GLBL MONTHLY ADVA‐A CA18383Y2033 ISHARES MACQ GBL INFRA 100 IE00B1FZS467 CLAYMORE GLOBAL AGRICULTUR‐A CA18383A2056 ISHARES MACQ GBL INFRA 100 IE00B1FZS467 CLAYMORE GLOBAL AGRICULTURE CA18383A1066 ISHARES MACQ GBL INFRA 100 IE00B1FZS467 CLAYMORE INTL FDMTL IND‐ADVI CA18385H1091 ISHARES MACQ GBL INFRA 100 IE00B1FZS467 CLAYMORE INTL FDMTL IND‐COMM CA18385H2081 ISHARES MACQ GBL INFRA 100 DE000A0LGQM3 CLAYMORE JP FD IDX CD H‐ADVI CA18383P2026 ISHARES MACQ GBL INFRA 100 DE000A0LGQM3 CLAYMORE JP FD IDX CD H‐COMM CA18383P1036 ISHARES MDAX DE DE0005933923 CLAYMORE NATURAL GAS COMMODI CA18384H1001 ISHARES MDAX DE DE0005933923 CLAYMORE NYSE ARCA AIRLINE US18383Q8125 ISHARES MEXICO CORP BOND TR MX1CCO0K0009 CLAYMORE OIL SANDS SECTR‐ADV CA1838322032 ISHARES MSCI AC FAR EAST X‐J IE00B2QWDR12 CLAYMORE OIL SANDS SECTR‐COM CA1838321042 ISHARES MSCI AC FAR EAST X‐J DE000A0RFEF2 CLAYMORE PREMIUM MONEY MKT CA18384K1030 ISHARES MSCI AC FAR EAST XJP IE00B0M63730 CLAYMORE PREMIUM MONEY‐ADV CA18384K2020 ISHARES MSCI AC FAR EAST XJP IE00B0M63730

17

Execution Version

CLAYMORE S&P GLBL WATER ETF CA1838381012 ISHARES MSCI AC FAR EAST XJP IE00B0M63730 CLAYMORE S&P GLOBAL WA‐ADV CA1838382002 ISHARES MSCI AC FAR EAST XJP IE00B0M63730 Claymore S&P Global Water Index ETF US18383Q5071 ISHARES MSCI AC FAR EAST XJP IE00B0M63730 CLAYMORE S&P/TSX CDN PFD‐ADV CA18383X2059 ISHARES MSCI AC FAR EAST XJP DE000A0HGZS9 CLAYMORE S&P/TSX CDN PFD‐COM CA18383X1069 ISHARES MSCI AC FAR EAST XJP DE000A0HGZS9 CLAYMORE S&P/TSX GLBL MIN‐AD CA1838392084 ISHARES MSCI ACWI EX US CONS US4642896363 CLAYMORE S&P/TSX GLBL MIN‐CM CA1838391094 ISHARES MSCI ACWI EX US CONS US4642896280 CLAYMORE US FND ETF C$‐ADVIS CA18384U2002 ISHARES MSCI ACWI EX US ENER US4642895944 CLAYMORE US FND ETF CD‐COMM CA18384U1012 ISHARES MSCI ACWI EX US HEAL US4642895522 CLAYMORE/ALPHASH CHINA ALL‐C US18385P1012 ISHARES MSCI ACWI EX US INDU US4642896108 Claymore/Alphashares China US18383Q8612 ISHARES MSCI ACWI EX US INDX US4642882405 Claymore/Alphashares China Small Cap US18383Q8539 ISHARES MSCI ACWI EX US INFO US4642895860 Claymore/BBD High Income Index ETF US18383M8608 ISHARES MSCI ACWI EX US MATE US4642895787 Claymore/BNY BRIC ETF US18383M1009 ISHARES MSCI ACWI EX US TELE US4642895605 Claymore/BNY Mellon Frontier US18383Q8380 ISHARES MSCI ACWI EX US UTIL US4642895456 Claymore/BNY Mellon Intl Small Cap US18383M8111 ISHARES MSCI ACWI INDEX FUND US4642882579 Claymore/Clear Global EB&A Index ETF US18383Q3092 ISHARES MSCI ALL PERU CAPPED US4642898427 Claymore/Clear Global Timber US18383Q8794 ISHARES MSCI ALL PERU CAPPED US4642898427 Claymore/Clear Spin‐off US18383M6057 iShares MSCI Asia APEX 50 Index ETF HK0000051877 iShares MSCI Asia APEX Mid Cap Index Claymore/Dorchester Micro‐term US18383M6545 ETF HK0000051885 iShares MSCI Asia APEX Small Cap Claymore/Mac Global Solar Energy US18383M6214 Index ETF HK0000051869 Claymore/Morningstar Info Super Sector US18383M7121 ISHARES MSCI ASIA EX‐JAPAN US4642881829 Claymore/Morningstar Manu Sup Sect US18383M6883 ISHARES MSCI AUSTRALIA INDEX US4642861037 Claymore/Morningstar Services Super Sector US18383M6966 ISHARES MSCI AUSTRIA INVESTA US4642862027 Claymore/Ocean Tomo Growth Index ETF US18383M7790 ISHARES MSCI BRAZIL IE00B0M63516 Claymore/Ocean Tomo Patent US18383M7048 ISHARES MSCI BRAZIL IE00B0M63516 Claymore/Raymond James SB‐1 US18383M6131 ISHARES MSCI BRAZIL IE00B0M63516 Claymore/Robb Report Global Luxury US18383Q8877 ISHARES MSCI BRAZIL IE00B0M63516 Claymore/Robeco Dev Intl Equity US18383Q1013 ISHARES MSCI BRAZIL IE00B0M63516 Claymore/Sabrient Defender US18383M8780 ISHARES MSCI BRAZIL DE000A0HG2M1 Claymore/Sabrient Insider ETF US18383M2098 ISHARES MSCI BRAZIL DE000A0HG2M1 Claymore/Sabrient Stealth ETF US18383M3088 ISHARES MSCI BRAZIL US4642864007 Claymore/SWM Canadian Income US18383Q6061 ISHARES MSCI BRIC INDEX FUND AU000000IBK3 Claymore/Zacks Cntry Ratation US18383Q7051 ISHARES MSCI BRIC INDEX FUND US4642866572 Claymore/Zacks Dividend Rotation US18383M6701 ISHARES MSCI CANADA US4642865095 Claymore/Zacks In Yield H In US18383Q8042 ISHARES MSCI CHILE INVESTABL US4642866408 Claymore/Zacks Mid‐Cap Core ETF US18383M7204 ISHARES MSCI CHINA TRACKER HK2801040828 Claymore/Zacks Multi Asset Income US18383M5067 ISHARES MSCI CHINA TRACKER HK2801040828 Claymore/Zacks Sector Rotation ETF US18383M4078 ISHARES MSCI EAFE AU000000IVE4 Cleantech PwrShrs US73935X2788 ISHARES MSCI EAFE GROWTH INX US4642888857 18

Execution Version

CMCI Agric E‐TRACS ETN US9026417603 ISHARES MSCI EAFE INDEX FUND US4642874659 CMCI Energy E‐TRACS ETN US9026417454 ISHARES MSCI EAFE VALUE INX US4642888774 CMCI E‐TRACS ETN US9026417785 ISHARES MSCI EAST EUR 10/40 IE00B0M63953 CMCI Food E‐TRACS ETN US9026417371 ISHARES MSCI EAST EUR 10/40 IE00B0M63953 CMCI Gold E‐TRACS ETN US9026418106 ISHARES MSCI EAST EUR 10/40 IE00B0M63953 CMCI Ind Metals E‐TRACS ETN US9026417520 ISHARES MSCI EAST EUR 10/40 IE00B0M63953 CMCI Livestock E‐TRACS ETN US9026418288 ISHARES MSCI EAST EUR 10/40 IE00B0M63953 CMCI Silver E‐TRACS ETN US9026417942 ISHARES MSCI EAST EUR 10/40 DE000A0HGZV3 CMSTG ETF DJ ST 600 IN G&S‐I LU0378436017 ISHARES MSCI EASTERN EUROPE US4642865665 CMSTGE ETF DJ EU ST S/D 30‐I LU0378434236 ISHARES MSCI EM M M SEC I FD US4642891984 Coal Market Vectors US57060U8374 ISHARES MSCI EM MKT FN S I F US4642891729 Cohen & Steers Global Realty US00162Q1067 ISHARES MSCI EMER MKTS ACC IE00B4L5YC18 Cohen & Steers Realty Majors iShares US4642875649 ISHARES MSCI EMERG MARK ISL IE00B27YCP72 COMEX Gold Trust iShares US4642851053 ISHARES MSCI EMERG MARK ISL IE00B27YCP72 COMMODITY FUND‐I EUR LU0319798384 ISHARES MSCI EMERG MARK ISL IE00B27YCP72 COMSTAGE = LQ SOV DV 10‐15‐I LU0444606452 ISHARES MSCI EMERG MARK ISL DE000A0NA0M3 COMSTAGE = LQ SOV DV 1‐3‐I LU0444605991 ISHARES MSCI EMERG MARK ISL DE000A0NA0M3 COMSTAGE = LQ SOV DV 15+TR‐I LU0444606536 ISHARES MSCI EMERG SMALL CAP DE000A0YBR04 COMSTAGE = LQ SOV DV 25+TR‐I LU0444606619 ISHARES MSCI EMERG SMALL CAP IE00B3F81G20 COMSTAGE = LQ SOV DV 3‐5‐I LU0444606023 iShares MSCI Emerging Asia Index ETF HK0000051851 COMSTAGE = LQ SOV DV 5‐7‐I LU0444606296 ISHARES MSCI EMERGING MARKET DE000A0YBR46 COMSTAGE = LQ SOV DV OV TR‐I LU0444605645 ISHARES MSCI EMERGING MKT AU000000IEM3 COMSTAGE =SV GRMY CAP 10+‐I LU0444607005 ISHARES MSCI EMERGING MKT IN US4642872349 COMSTAGE =SV GRMY CAP 1‐5‐I LU0444606882 ISHARES MSCI EMERGING MKTS IE00B0M63177 COMSTAGE =SV GRMY CAP 5‐10‐I LU0444606965 ISHARES MSCI EMERGING MKTS IE00B0M63177 COMSTAGE =SV GRMY CAP‐3M‐2‐I LU0444606700 ISHARES MSCI EMERGING MKTS IE00B0M63177 COMSTAGE DJ EU STOXX 50 LV‐I LU0392496930 ISHARES MSCI EMERGING MKTS IE00B0M63177 COMSTAGE DJ EU STOXX 50 SH‐I LU0392496856 ISHARES MSCI EMERGING MKTS IE00B0M63177 COMSTAGE ETF ATX LU0392496690 ISHARES MSCI EMERGING MKTS DE000A0HGZT7 COMSTAGE ETF COM EW IDX TR‐I LU0419741177 ISHARES MSCI EMERGING MKTS DE000A0HGZT7 COMSTAGE ETF COMMERZ EONIA LU0378437684 ISHARES MSCI EMU US4642866085 COMSTAGE ETF COMMERZ FED FND LU0378437767 ISHARES MSCI EUR FN SC IN FD US4642891802 COMSTAGE ETF DJ EUR STO 50‐I LU0378434079 ISHARES MSCI EUROPE IE00B1YZSC51 COMSTAGE ETF DJ INDUS AVG LU0378437502 ISHARES MSCI EUROPE IE00B1YZSC51 COMSTAGE ETF DJ ST 600 A&P‐I LU0378435043 ISHARES MSCI EUROPE IE00B1YZSC51 COMSTAGE ETF DJ ST 600 B/R‐I LU0378435472 ISHARES MSCI EUROPE IE00B1YZSC51 COMSTAGE ETF DJ ST 600 BKS‐I LU0378435399 ISHARES MSCI EUROPE DE000A0M5X28 COMSTAGE ETF DJ ST 600 C&M‐I LU0378435639 ISHARES MSCI EUROPE DE000A0M5X28 COMSTAGE ETF DJ ST 600 F&B‐I LU0378435803 ISHARES MSCI EUROPE ACC DE000A0YBR20 COMSTAGE ETF DJ ST 600 F/S‐I LU0378435712 ISHARES MSCI EUROPE ACC IE00B4K48X80 COMSTAGE ETF DJ ST 600 H/C‐I LU0378435985 ISHARES MSCI EUROPE EX.UK IE00B14X4N27

19

Execution Version

COMSTAGE ETF DJ ST 600 INS‐I LU0378436108 ISHARES MSCI EUROPE EX.UK IE00B14X4N27 COMSTAGE ETF DJ ST 600 MED‐I LU0378436363 ISHARES MSCI EUROPE EX.UK IE00B14X4N27 COMSTAGE ETF DJ ST 600 O&G‐I LU0378436447 ISHARES MSCI EUROPE EX.UK IE00B14X4N27 COMSTAGE ETF DJ ST 600 P&H‐I LU0378436520 ISHARES MSCI EUROPE EX.UK DE000A0J2094 COMSTAGE ETF DJ ST 600 RET‐I LU0378436876 ISHARES MSCI EUROPE EX.UK DE000A0J2094 COMSTAGE ETF DJ ST 600 T&L‐I LU0378437254 ISHARES MSCI EUROPE EX‐EMU‐$ IE00B4WXJC95 COMSTAGE ETF DJ ST 600 TEL‐I LU0378437171 ISHARES MSCI EUROPE EX‐EMU‐GBP IE00B4WXJC95 COMSTAGE ETF DJ ST 600 TR‐I LU0378434582 ISHARES MSCI EX US FN IND FD US4642891646 COMSTAGE ETF DJ ST 600 UTI‐I LU0378437338 ISHARES MSCI FAR E F S IN FD US4642892149 COMSTAGE ETF DJ ST TEC 600‐I LU0378437098 ISHARES MSCI FAR EAST XJ USD IE00B2QWDR12 COMSTAGE ETF DJ STOXX 600 RE LU0378436793 ISHARES MSCI FRANCE INDEX FD US4642867075 COMSTAGE ETF MSCI EM EA EU‐I LU0392495379 ISHARES MSCI GCC X‐SAUDI‐EUR DE000A0RM470 COMSTAGE ETF MSCI EMU‐I LU0392494729 ISHARES MSCI GCC X‐SAUDI‐USD IE00B3F81623 COMSTAGE ETF MSCI EUR L/C‐I LU0392496187 ISHARES MSCI GCC X‐SAUDI‐USD IE00B3F81623 COMSTAGE ETF MSCI EUR M/C‐I LU0392496260 ISHARES MSCI GERMANY INDEX US4642868065 COMSTAGE ETF MSCI EUR S/C‐I LU0392496344 ISHARES MSCI HONG KONG INDEX AU000000IHK0 COMSTAGE ETF MSCI EUROPE‐I LU0392494646 ISHARES MSCI HONG KONG INDEX US4642868719 COMSTAGE ETF MSCI JAPAN‐I LU0392495452 ISHARES MSCI INDONESIA INVES US46429B3096 COMSTAGE ETF MSCI NRTH AM‐I LU0392494992 ISHARES MSCI IRELAND CAPPED US46429B5075 COMSTAGE ETF MSCI PAC X‐JP‐I LU0392495296 ISHARES MSCI ISRAEL CPD INVS US4642866325 COMSTAGE ETF MSCI PACIFIC‐I LU0392495023 ISHARES MSCI ITALY INDEX FD US4642868552 COMSTAGE ETF MSCI RUSS 30‐I LU0392495536 ISHARES MSCI JAPAN AU000000IJP5 COMSTAGE ETF MSCI TAIWAN‐I LU0392495619 ISHARES MSCI JAPAN ACC IE00B4L5YX21 COMSTAGE ETF MSCI USA L/C‐I LU0392495882 ISHARES MSCI JAPAN ACC IE00B4L5YX21 COMSTAGE ETF MSCI USA M/C‐I LU0392495965 ISHARES MSCI JAPAN FUND IE00B02KXH56 COMSTAGE ETF MSCI USA S/C‐I LU0392496005 ISHARES MSCI JAPAN FUND IE00B02KXH56 COMSTAGE ETF MSCI USA‐I LU0392495700 ISHARES MSCI JAPAN FUND IE00B02KXH56 COMSTAGE ETF MSCI WORLD‐I LU0392494562 ISHARES MSCI JAPAN FUND IE00B02KXH56 COMSTAGE ETF NASDAQ 100 LU0378449770 ISHARES MSCI JAPAN FUND IE00B02KXH56 COMSTAGE ETF LU0378453376 ISHARES MSCI JAPAN FUND DE000A0DPMW9 COMSTAGE ETF SMI LU0392496427 ISHARES MSCI JAPAN FUND DE000A0DPMW9 COMSTAGE ETF TOPIX LU0392496773 ISHARES MSCI JAPAN INDEX FD US4642868487 COMSTGE ETF DJ ST 600 CHEM‐I LU0378435555 iShares MSCI Japan Index Fund US4642868487 CONSUMER DISC S&P US SELECT IE00B449XP68 ISHARES MSCI JAPAN SM CAP US4642865822 CONSUMER DISCRETIONARY SELT US81369Y4070 ISHARES MSCI JAPAN SMALLCAP IE00B2QWDY88 Consumer Discretionary SPDR US81369Y4070 ISHARES MSCI JPN SM CAP USD IE00B2QWDY88 CONSUMER STAP S&P US SELECT IE00B435BG20 ISHARES MSCI KOKUSAI US4642882652 CONSUMER STAPLES SPDR US81369Y3080 ISHARES MSCI KOREA IE00B0M63391 Consumer Staples SPDR US81369Y3080 ISHARES MSCI KOREA IE00B0M63391 CREDIT SUISSE CUSHING 30 MLP US22542D8526 ISHARES MSCI KOREA IE00B0M63391 CS Global Warming ELEMENTS ETN US22542D4079 ISHARES MSCI KOREA IE00B0M63391

20

Execution Version

CS LONG/SHORT LIQUID INDEX US22542D8781 ISHARES MSCI KOREA IE00B0M63391 C‐Tracks Hang Seng China H‐Financials US17313W3786 ISHARES MSCI KOREA DE000A0HG2L3 C‐Tracks Hang Seng Properties Sub‐ Index US17313W3869 ISHARES MSCI KOREA DE000A0HG2L3 C‐Tracks S&P 500 Financials TR US17313L6873 ISHARES MSCI KOREA DE000A0HG2L3 C‐Tracks TAIEX Building Exchange Traded Certificates US17313L1338 ISHARES MSCI LATIN AMERICA IE00B27YCK28 C‐Tracks TAIEX Electronics Sub‐Index Exchange Traded Certificates US17313L1411 ISHARES MSCI LATIN AMERICA IE00B27YCK28 C‐Tracks TAIEX Finance Sub‐Index Exchange Traded Certificates US17313L1585 ISHARES MSCI LATIN AMERICA DE000A0NA0K7 CURRENCYSHARES EURO TRUST US23130C1080 ISHARES MSCI LATIN AMERICA DE000A0NA0K7 CURRENCYSHARES JAPANESE YEN US23130A1025 ISHARES MSCI LATIN AMERICA IE00B27YCK28 CURRENCYSHARES RUSSIAN RUBLE US23130M1062 ISHARES MSCI LATIN AMERICA IE00B27YCK28 CURRENCYSHARES RUSSIAN RUBLE US23130M1062 ISHARES MSCI MALAYSIA US4642868305 CURRENCYSHARES SWISS FRANC US23129V1098 ISHARES MSCI NETHERLANDS INX US4642868149 Daily 10‐Yr Treas Bear 3X US25459W5572 ISHARES MSCI NORTH AMERICA IE00B14X4M10 Daily 10‐Yr Treas Bull 3X US25459W5655 ISHARES MSCI NORTH AMERICA IE00B14X4M10 Daishin GIANT Hyundai Motor Group ETF KR7107560005 ISHARES MSCI NORTH AMERICA IE00B14X4M10 DAIWA ETF ‐ E POWER TOPIX17 JP3046910000 ISHARES MSCI NORTH AMERICA IE00B14X4M10 DAIWA ETF ‐ NIKKEI 225 JP3027640006 ISHARES MSCI NORTH AMERICA IE00B14X4M10 DAIWA ETF ‐ TOPIX JP3027620008 ISHARES MSCI NORTH AMERICA DE000A0J2060 DAIWA ETF ‐ TOPIX BANKS JP3040130001 ISHARES MSCI NORTH AMERICA DE000A0J2060 DAIWA ETF ‐ TOPIX CORE 30 JP3040100004 ISHARES MSCI PACIFIC EX JPN US4642866655 DAIWA ETF ‐ TOPIX ELECTRIC JP3040110003 ISHARES MSCI PACIFIC X‐JPN‐$ DE000A0YBR12 DAIWA ETF ‐ TOPIX‐17 COM WHO JP3046930008 ISHARES MSCI POLAND INVESTAB US46429B6065 DAIWA ETF ‐ TOPIX‐17 PHARMA JP3046850008 ISHARES MSCI S KOREA INDX‐TR US4642867729 DAIWA ETF‐AUTOMOB TOPIX17 JP3046860007 ISHARES MSCI SINGAPORE AU000000ISG5 DAIWA ETF‐BANKS TOPIX17 JP3046950006 ISHARES MSCI SINGAPORE US4642866739 DAIWA ETF‐CONS MTER TOPIX17 JP3046830000 ISHARES MSCI SINGAPORE FREE US4642866739 DAIWA ETF‐ELEC APP TOPIX17 JP3046890004 ISHARES MSCI SOUTH AFRICA IN US4642867802 DAIWA ETF‐ENERGY RES TOPIX17 JP3046820001 ISHARES MSCI SOUTH KOREA IND AU000000IKO6 DAIWA ETF‐FINANCIALS TOPIX17 JP3046960005 ISHARES MSCI SOUTH KOREA IND US4642867729 DAIWA ETF‐FOODS TOPIX17 JP3046810002 iShares MSCI South Korea Index Fund US4642867729 DAIWA ETF‐IT SERV TOPIX 17 JP3046900001 ISHARES MSCI SPAIN INDEX FD US4642867646 DAIWA ETF‐MACHINE TOPIX17 JP3046880005 ISHARES MSCI SWEDEN INDEX FD US4642867562 DAIWA ETF‐RAW MA&CHE TOPIX17 JP3046840009 ISHARES MSCI SWITZERLAND IND US4642867497 DAIWA ETF‐REAL EST TOPIX 17 JP3046970004 ISHARES MSCI TAIWAN IE00B0M63623 DAIWA ETF‐RETAIL TOPIX17 JP3046940007 ISHARES MSCI TAIWAN DE000A0HG2K5 DAIWA ETF‐STEEL TOPIX17 JP3046870006 ISHARES MSCI TAIWAN DE000A0HG2K5 DAIWA ETF‐TRANSPO&L TOPIX17 JP3046920009 ISHARES MSCI TAIWAN IE00B0M63623 DAIWA FTSE SHARIAH JAPAN 100 SG1W87940357 ISHARES MSCI TAIWAN IE00B0M63623 DAX NETs US64118K1007 ISHARES MSCI TAIWAN IE00B0M63623 DAXEX DE0005933931 ISHARES MSCI TAIWAN IE00B0M63623 21

Execution Version

DB Agric Double Long PwrShrs ETN US25154H5587 ISHARES MSCI TAIWAN INDEX FD US4642867315 DB Agric Double Short PwrShrs ETN US25154H5660 ISHARES MSCI TAIWAN INDEX FD AU000000ITW0 DB Agric Long PwrShrs ETN US25154H5330 ISHARES MSCI TAIWAN INDEX FD US4642867315 DB Agric Short PwrShrs ETN US25154H5413 ISHARES MSCI TAIWAN INDEX‐TR US4642867315 DB Agriculture Fund PwrShrs US73936B4086 iShares MSCI Thailand Index Fund US4642866242 DB Base Metals 2X Short ETN US25154K8586 ISHARES MSCI TURKEY IE00B1FZS574 DB Base Metals Funds PwrShrs US73936B7055 ISHARES MSCI TURKEY DE000A0LGQN1 DB Base Metals Long ETN US25154K8255 ISHARES MSCI TURKEY DE000A0LGQN1 DB Base Metals Short ETN US25154K8339 ISHARES MSCI TURKEY IE00B1FZS574 DB Commodity Double Long PwrShrs ETN US25154H4754 ISHARES MSCI TURKEY IE00B1FZS574 DB Commodity Double Short PwrShrs ETN US25154H4838 ISHARES MSCI TURKEY IE00B1FZS574 DB COMMODITY INDEX TRACKING US73935S1050 ISHARES MSCI TURKEY IE00B1FZS574 DB Commodity Index Tracking US73935S1050 ISHARES MSCI TURKEY INVSTBLE US4642867158 DB Commodity Long PwrShrs ETN US25154H4598 ISHARES MSCI UNITED KINGDOM US4642866994 DB Commodity Short PwrShrs ETN US25154H4671 ISHARES MSCI USA INDEX FUND US4642866812 DB Crude Oil Long ETN US25154K8669 ISHARES MSCI USA ISLAMIC IE00B296QM64 DB Crude Oil Short ETN US25154K8743 ISHARES MSCI USA ISLAMIC IE00B296QM64 DB CSI300 CONSUMER DISCRET LU0460388944 ISHARES MSCI USA ISLAMIC DE000A0NA0N1 DB CSI300 ENERGY INDEX ETF LU0488319822 ISHARES MSCI USA ISLAMIC DE000A0NA0N1 DB CSI300 FINANCIALS INDEX LU0488320242 ISHARES MSCI WORLD IE00B0M62Q58 DB CSI300 HEALTH CARE ETF LU0460389678 ISHARES MSCI WORLD DE000A0HGZR1 DB CSI300 INDUSTRIALS ETF LU0488320671 ISHARES MSCI WORLD DE000A0HGZR1 DB CSI300 TRANSPORTATION ETF LU0460388274 ISHARES MSCI WORLD IE00B0M62Q58 DB Double Long Gold PwrShrs ETN US25154H7492 ISHARES MSCI WORLD IE00B0M62Q58 DB Double Short Gold PwrShrs ETN US25154H7567 ISHARES MSCI WORLD IE00B0M62Q58 DB Energy Fund PwrShrs US73936B1017 ISHARES MSCI WORLD IE00B0M62Q58 DB G10 Currency Harvest PwrShrs US73935Y1029 ISHARES MSCI WORLD IE00B0M62Q58 DB Gold Fund PwrShrs US73936B6065 ISHARES MSCI WORLD ACC IE00B4L5Y983 DB HEDGE FUND INDEX ETF‐2C LU0434446117 ISHARES MSCI WORLD ACC IE00B4L5Y983 DB HEDGE FUND INDEX ETF‐3C LU0434446208 ISHARES MSCI WORLD ISLAMIC IE00B27YCN58 DB Intl Gov Infl‐ProtSPDR US78464A4904 ISHARES MSCI WORLD ISLAMIC IE00B27YCN58 DB Oil 2X Long ETN US25154K8826 ISHARES MSCI WORLD ISLAMIC DE000A0NA0L5 DB Oil 2X Short ETN US25154K8099 ISHARES MSCI WORLD ISLAMIC DE000A0NA0L5 DB Oil Fund PwrShrs US73936B5075 ISHARES NAFTRAC ‐ 02 MX1BNA060006 DB Prec Metals Fund PwrShrs US73936B2007 ISHARES NASDAQ BIOTECH INDX US4642875565 DB Short Gold PwrShrs ETN US25154H7310 ISHARES NASDAQ‐100 DE DE000A0F5UF5 DB Silver Fund PwrShrs US73936B3096 ISHARES NASDAQ‐100 DE DE000A0F5UF5 DB Strategic Value First Trust US33733E1047 ISHARES NASDAQ‐100 DE DE000A0F5UF5 DB TR II IBOXX‐= GRM 1‐3 TR LU0468897110 ISHARES NIKKEI 225 JP3027710007 DB TR II‐EUR IN/R SH TOT RET LU0378818727 ISHARES NIKKEI 225 DE DE000A0H08D2 DB TR II‐EUR IN/R TOT RET LU0378818644 ISHARES NIKKEI 225 DE DE000A0H08D2 22

Execution Version

DB US Dollar Index Bullish PwrShrs US73936D1072 iShares Nikkei 225R DE DE000A0H08D2 DB US$ Bearish PwrShrs US73936D2062 ISHARES PLC‐FTSEUROFST 100 IE0030974079 DB X‐TICKERS S&P 500 ETF‐1C LU0490618542 ISHARES PLC‐FTSEUROFST 100 IE0030974079 DB X‐TR DB CMDTY‐LIGHT ENERG LU0411078123 ISHARES PLC‐FTSEUROFST 100 IE0030974079 DB X‐TR DB CMDTY‐LIGHT ENERG LU0411078123 ISHARES PLC‐FTSEUROFST 100 IE0030974079 DB X‐TR DBLCI‐OY BALANCED LU0455008614 ISHARES PLC‐FTSEUROFST 100 IE0030974079 DB X‐TR HSI SHORT INDEX‐2C LU0429790313 ISHARES PLC‐FTSEUROFST 100 DE000A0DPM16 DB X‐TR HSI SHORT INDEX‐2C LU0429790313 ISHARES PLC‐FTSEUROFST 100 DE000A0DPM16 DB X‐TR HSI SHORT INDEX‐2C LU0429790313 ISHARES PLC‐FTSEUROFST 80 IE0004855221 DB X‐TR IBX EUR SOV EUROZON LU0290355717 ISHARES PLC‐FTSEUROFST 80 IE0004855221 DB X‐TR IBX EUR SOV EUROZON LU0290355717 ISHARES PLC‐FTSEUROFST 80 IE0004855221 DB X‐TR IBX EUR SOV EUROZON LU0290355717 ISHARES PLC‐FTSEUROFST 80 IE0004855221 DB X‐TR IBX EUR SOV EUROZON LU0290355717 ISHARES PLC‐FTSEUROFST 80 IE0004855221 DB X‐TR IBX EUR SOV EZ 1‐3 LU0290356871 ISHARES PLC‐FTSEUROFST 80 DE000A0DPM08 DB X‐TR IBX EUR SOV EZ 1‐3 LU0290356871 ISHARES PLC‐FTSEUROFST 80 DE000A0DPM08 DB X‐TR IBX EUR SOV EZ 15+ LU0290357507 ISHARES PLC‐ISHARES FTSE 100 IE0005042456 DB X‐TR IBX EUR SOV EZ 15+ LU0290357507 ISHARES PLC‐ISHARES FTSE 100 IE0005042456 DB X‐TR IBX EUR SOV EZ 25+ LU0290357846 ISHARES PLC‐ISHARES FTSE 100 IE0005042456 DB X‐TR IBX EUR SOV EZ 25+ LU0290357846 ISHARES PLC‐ISHARES FTSE 100 IE0005042456 DB X‐TR IBX EUR SOV EZ 3‐5 LU0290356954 ISHARES PLC‐ISHARES FTSE 100 IE0005042456 DB X‐TR IBX EUR SOV EZ 3‐5 LU0290356954 ISHARES US4642876225 DB X‐TR IBX EUR SOV EZ 5‐7 LU0290357176 ISHARES RUSSELL 2000 AU000000IRU8 DB X‐TR IBX EUR SOV EZ 5‐7 LU0290357176 ISHARES RUSSELL 2000 US4642876555 DB X‐TR IBX EUR SOV EZ 7‐10 LU0290357259 ISHARES US4642876894 DB X‐TR IBX EUR SOV EZ10‐15 LU0290357333 ISHARES RUSSELL MIDCAP INDEX US4642874998 DB X‐TR IBX EUR SOV EZ10‐15 LU0290357333 ISHARES RUSSELL TOP 200 GROW US4642894384 DB X‐TR II EMG MKTS LIQ EURB LU0321462953 ISHARES RUSSELL TOP 200 INDE US4642894467 DB X‐TR II EMG MKTS LIQ EURB LU0321462953 ISHARES RUSSELL TOP 200 VALU US4642894202 DB X‐TR II EONIA LU0290358497 ISHARES S&P 100 INDEX FUN US4642871010 DB X‐TR II EONIA LU0290358497 ISHARES S&P 1500 INDEX FUND US4642871507 DB X‐TR II EONIA LU0290358497 ISHARES S&P 500 ACC DE000A0YBR61 DB X‐TR II EONIA TR 1C LU0290358497 ISHARES S&P 500 ACC IE00B4L5ZD99 DB X‐TR II EONIA TR 2C LU0378820202 ISHARES S&P 500 GROWTH INDEX US4642873099 DB X‐TR II EONIA TR‐1D LU0335044896 ISHARES S&P 500 INDEX FUND IE0031442068 DB X‐TR II EONIA TR‐1D LU0335044896 ISHARES S&P 500 INDEX FUND IE0031442068 DB X‐TR II EONIA TR‐1D LU0335044896 ISHARES S&P 500 INDEX FUND IE0031442068 DB X‐TR II EUR INF SWAP 5 Y LU0426245436 ISHARES S&P 500 INDEX FUND IE0031442068 DB X‐TR II FED FN EFF RT TRT LU0321465469 ISHARES S&P 500 INDEX FUND IE0031442068 DB X‐TR II FED FN EFF RT TRT LU0321465469 ISHARES S&P 500 INDEX FUND IE0031442068 DB X‐TR II FED FN EFF RT TRT LU0321465469 ISHARES S&P 500 INDEX FUND DE0002643889 DB X‐TR II GL SOV EUR HED IN LU0378818131 ISHARES S&P 500 INDEX FUND DE0002643889

23

Execution Version

DB X‐TR II GL SOV EUR HED IN LU0378818131 ISHARES S&P 500 INDEX FUND AU000000IVV8 DB X‐TR II IBOXX GERM CV TR LU0321463506 ISHARES S&P 500 INDEX FUND US4642872000 DB X‐TR II IBOXX GILTS TT RT LU0321464066 ISHARES S&P 500 INDEX FUND IE0031442068 DB X‐TR II IBOXX UK GILT INF LU0321464223 ISHARES S&P 500 INDEX FUND US4642872000 DB X‐TR II IBX EUR INF‐LNK LU0290358224 ISHARES S&P 500 VALUE INDE US4642874089 DB X‐TR II IBX EUR INF‐LNK LU0290358224 ISHARES S&P ASIA 50 INDEX FD AU000000IAA6 DB X‐TR II IBX GBL INF‐LKD LU0290357929 ISHARES S&P EM MKTS INFRASTR US4642882165 DB X‐TR II IBX GBL INF‐LKD LU0290357929 ISHARES S&P EMER MRKT INFRAS IE00B2NPL135 DB X‐TR II ITRAX SEN SH 5 YR LU0378819709 ISHARES S&P EMER MRKT INFRAS IE00B2NPL135 DB X‐TR II ITRAX SEN SH 5 YR LU0378819709 ISHARES S&P EMER MRKT INFRAS IE00B2NPL135 DB X‐TR II ITRAX SENIOR 5 YR LU0378819295 ISHARES S&P EMER MRKT INFRAS DE000A0RFFS2 DB X‐TR II ITRAX SENIOR 5 YR LU0378819295 ISHARES S&P EUROPE 350 AU000000IEU6 DB X‐TR II ITRAX SUB SH 5 YR LU0378819881 ISHARES S&P EUROPE 350 US4642878619 DB X‐TR II ITRAX SUB SH 5 YR LU0378819881 ISHARES S&P GBL TIM&FORST IE00B27YCF74 DB X‐TR II ITRAX SUBORD 5 YR LU0378819378 ISHARES S&P GBL TIM&FORST DE000A0NA0H3 DB X‐TR II ITRAX SUBORD 5 YR LU0378819378 ISHARES S&P GBL TIM&FORST DE000A0NA0H3 DB X‐TR II SINGAPORE GOVT‐IC LU0378818560 ISHARES S&P GBL TIM&FORST IE00B27YCF74 DB X‐TR II SONIA TOTAL RTRN LU0321464652 ISHARES S&P GBL TIM&FORST IE00B27YCF74 DB X‐TR II SONIA TOTAL RTRN LU0321464652 ISHARES S&P GBL TIM&FORST IE00B27YCF74 DB X‐TR II SONIA TOTAL RTRN LU0321464652 ISHARES S&P GL CLEAN ENERGY IE00B1XNHC34 DB X‐TR II TRX CROSSOVER 5 Y LU0290359032 ISHARES S&P GL CLEAN ENERGY IE00B1XNHC34 DB X‐TR II TRX CROSSOVER 5 Y LU0290359032 ISHARES S&P GL CLEAN ENERGY IE00B1XNHC34 DB X‐TR II TRX CRS 5Y SH TR LU0321462870 ISHARES S&P GL CLEAN ENERGY IE00B1XNHC34 DB X‐TR II TRX CRS 5Y SH TR LU0321462870 ISHARES S&P GL CLEAN ENERGY IE00B1XNHC34 DB X‐TR II TRX EUR 5Y SH TR LU0321462102 ISHARES S&P GL CLEAN ENERGY DE000A0M5X10 DB X‐TR II TRX EUR 5Y SH TR LU0321462102 ISHARES S&P GL CLEAN ENERGY DE000A0M5X10 DB X‐TR II TRX EUROPE 5 YEAR LU0290358653 ISHARES S&P GLBL TELECOMM SE US4642872752 DB X‐TR II TRX EUROPE 5 YEAR LU0290358653 ISHARES S&P GLOBAL 100 AU000000IOO8 DB X‐TR II TRX HIV 5Y SH TR LU0321462441 ISHARES S&P GLOBAL 100 US4642875722 iShares S&P Global Consumer Staples DB X‐TR II TRX HIV 5Y SH TR LU0321462441 Sector Index Fund AU000000IXI1 iShares S&P Global Healthcare Sector DB X‐TR II TRX HIVOL 5 YEAR LU0290358737 Index Fund AU000000IXJ9 iShares S&P Global Telecommunications Sector Index DB X‐TR II TRX HIVOL 5 YEAR LU0290358737 Fund AU000000IXP6 DB X‐TR II‐$ IG IN LT TR‐1C LU0429459513 ISHARES S&P GLOBAL WATER 50 IE00B1TXK627 DB X‐TR II‐$ IG IN LT TR‐1C LU0429459513 ISHARES S&P GLOBAL WATER 50 IE00B1TXK627 DB X‐TR II‐IBX $ TR 1‐3Y‐1C LU0429458895 ISHARES S&P GLOBAL WATER 50 IE00B1TXK627 DB X‐TR II‐IBX $ TREASURY‐1C LU0429459356 ISHARES S&P GLOBAL WATER 50 IE00B1TXK627 DB X‐TR II‐IBX $ TREASURY‐1C LU0429459356 ISHARES S&P GLOBAL WATER 50 IE00B1TXK627 DB X‐TR MSCI PAN‐EURO TRN LU0412624271 ISHARES S&P GLOBAL WATER 50 DE000A0MSAG2 DB X‐TR MSCI PAN‐EURO TRN LU0412624271 ISHARES S&P GLOBAL WATER 50 DE000A0MSAG2 DB X‐TR SHR IBOXX EUR SOV TR LU0321463258 ISHARES S&P INDIA NIFTY 50 I US4642895290 24

Execution Version

DB X‐TR SHR IBOXX EUR SOV TR LU0321463258 ISHARES S&P LATIN AMERICA 40 US4642873909 db x‐trackers ‐ DJ EURO STOXX 50 ETF LU0380865021 ISHARES S&P LISTED PRIVATE E IE00B1TXHL60 db x‐trackers ‐ FTSE VIETNAM ETF LU0322252924 ISHARES S&P LISTED PRIVATE E IE00B1TXHL60 db x‐trackers ‐ FTSE VIETNAM ETF LU0322252924 ISHARES S&P LISTED PRIVATE E IE00B1TXHL60 db x‐trackers ‐ FTSE VIETNAM ETF LU0322252924 ISHARES S&P LISTED PRIVATE E IE00B1TXHL60 db x‐trackers ‐ FTSE/XINHUA CHINA 25 ETF LU0292109856 ISHARES S&P LISTED PRIVATE E IE00B1TXHL60 db x‐trackers ‐ FTSE/XINHUA CHINA 25 ETF LU0292109856 ISHARES S&P LISTED PRIVATE E DE000A0MSAF4 db x‐trackers ‐ MSCI AC ASIA ex JAPAN TRN INDEX ETF LU0322252171 ISHARES S&P LISTED PRIVATE E DE000A0MSAF4 db x‐trackers ‐ MSCI AC ASIA ex JAPAN TRN INDEX ETF LU0322252171 ISHARES S&P MIDCAP 400 AU000000IJH2 db x‐trackers ‐ MSCI AC ASIA ex JAPAN TRN INDEX ETF LU0322252171 ISHARES S&P MIDCAP 400 US4642875078 db x‐trackers ‐ MSCI AC ASIA ex JAPAN TRN INDEX ETF LU0322252171 ISHARES S&P MIDCAP 400/GRWTH US4642876068 db x‐trackers ‐ MSCI AC ASIA ex JAPAN TRN INDEX ETF LU0322252171 ISHARES S&P MIDCAP 400/VALUE US4642877058 db x‐trackers ‐ MSCI EUROPE TRN INDEX ETF LU0274209237 ISHARES S&P SMALLCAP 600 IE00B2QWCY14 db x‐trackers ‐ MSCI KOREA TRN INDEX ETF LU0292100046 ISHARES S&P SMALLCAP 600 IE00B2QWCY14 db x‐trackers ‐ MSCI KOREA TRN INDEX ETF LU0292100046 ISHARES S&P SMALLCAP 600 AU000000IJR1 db x‐trackers ‐ MSCI PACIFIC ex JAPAN TRN INDEX ETF LU0322252338 ISHARES S&P SMALLCAP 600 US4642878049 db x‐trackers ‐ MSCI PACIFIC ex JAPAN TRN INDEX ETF LU0322252338 ISHARES S&P SMALLCAP 600 USD DE000A0RFEB1 db x‐trackers ‐ MSCI PACIFIC ex JAPAN TRN INDEX ETF LU0322252338 ISHARES S&P SMALLCAP 600/GRO US4642878874 db x‐trackers ‐ MSCI PACIFIC ex JAPAN TRN INDEX ETF LU0322252338 ISHARES S&P SMALLCAP 600/VAL US4642878791 db x‐trackers ‐ MSCI TAIWAN TRN INDEX ETF LU0292109187 ISHARES S&P/CITI 1‐3 INT TRE US4642881258 db x‐trackers ‐ MSCI TAIWAN TRN INDEX ETF LU0292109187 ISHARES S&P/CITI INT TRE BND US4642881175 db x‐trackers ‐ MSCI USA TRN INDEX ETF LU0274210672 ISHARES S&P/MIB IE00B1XNH568 db x‐trackers ‐ S&P 500 SHORT ETF LU0322251520 ISHARES S&P/MIB IE00B1XNH568 db x‐trackers ‐ S&P CNX NIFTY ETF LU0292109690 ISHARES SILVER TRUST US46428Q1094 db x‐trackers ‐ S&P CNX NIFTY ETF LU0292109690 ISHARES SILVER TRUST US46428Q1094 db x‐trackers ‐ S&P JAPAN 500 SHARIAH ETF LU0328475289 ISHARES SMI DE DE0005933964 db x‐trackers ‐ S&P/ASX 200 ETF LU0328474803 ISHARES SMI DE DE0005933964 DB X‐TRACKERS 600 TELECOM SH LU0322250126 ISHARES SMI DE DE0005933964 DB X‐TRACKERS 600 TELECOM SH LU0322250126 ISHARES TECDAX DE DE0005933972 DB X‐TRACKERS 600 TELECOM SH LU0322250126 ISHARES TECDAX DE DE0005933972 DB X‐TRACKERS 600 TELECOM SH LU0322250126 ISHARES TREASURY BOND 0‐1 DE000A0RM462 DB X‐TRACKERS CAC 40 LU0322250985 ISHARES TREASURY BOND 0‐1 IE00B3FH7618 DB X‐TRACKERS CAC40 SHORT LU0322251280 ISHARES TREASURY BOND 0‐1 IE00B3FH7618 DB X‐TRACKERS CAC40 SHORT LU0322251280 ISHARES USD CORPORATE BOND DE000A0DPYY0 DB X‐TRACKERS CSI300 BANK 1D LU0460388514 ISHARES USD CORPORATE BOND DE000A0DPYY0 DB X‐TRACKERS CSI300 ETF LU0432553047 ISHARES USD CORPORATE BOND IE0032895942

25

Execution Version

DB X‐TRACKERS CSI300 IND 2D LU0455008887 ISHARES USD CORPORATE BOND IE0032895942 DB X‐TRACKERS CSI300 MAT LU0460390924 ISHARES USD CORPORATE BOND IE0032895942 DB X‐TRACKERS CSI300 REAL ES LU0460390338 ISHARES USD CORPORATE BOND IE0032895942 DB X‐TRACKERS CURRENCY CARRY LU0328474126 ISHARES USD TIPS IE00B1FZSC47 DB X‐TRACKERS CURRENCY MOMNT LU0328474043 ISHARES USD TIPS IE00B1FZSC47 DB X‐TRACKERS CURRENCY RETRN LU0328474472 ISHARES USD TIPS IE00B1FZSC47 DB X‐TRACKERS CURRENCY VAL LU0328473748 ISHARES USD TIPS IE00B1FZSC47 DB X‐TRACKERS DAX LU0274211480 ISHARES USD TIPS DE000A0LGQF7 DB X‐TRACKERS DAX LU0274211480 ISHARES USD TIPS DE000A0LGQF7 DB X‐TRACKERS DBLCI‐OY BALAN LU0292106167 ISHARES USD TIPS IE00B1FZSC47 DB X‐TRACKERS DBLCI‐OY BALAN LU0292106167 ISHARES USD TIPS IE00B1FZSC47 DB X‐TRACKERS DBLCI‐OY BAL‐GBP LU0292106167 ISHARES USD TREASURY BD 1‐3 IE00B14X4S71 DB X‐TRACKERS DJ ES 50 SHORT LU0292106753 ISHARES USD TREASURY BD 1‐3 IE00B14X4S71 DB X‐TRACKERS DJ ES 50 SHORT LU0292106753 ISHARES USD TREASURY BD 1‐3 IE00B14X4S71 DB X‐TRACKERS DJ ES 50 SHORT LU0292106753 ISHARES USD TREASURY BD 1‐3 IE00B14X4S71 DB X‐TRACKERS DJ ES 50 SHORT LU0292106753 ISHARES USD TREASURY BD 1‐3 IE00B14X4S71 DB X‐TRACKERS DJ ES SEL DV30 LU0292095535 ISHARES USD TREASURY BD 1‐3 DE000A0J2078 DB X‐TRACKERS DJ ES SEL DV30 LU0292095535 ISHARES USD TREASURY BD 1‐3 DE000A0J2078 DB X‐TRACKERS DJ ES SEL DV30 LU0292095535 ISHARES USD TREASURY BD 1‐3 IE00B14X4S71 DB X‐TRACKERS DJ ES SEL DV30 LU0292095535 ISHARES USD TREASURY BD 7‐10 IE00B1FZS798 DB X‐TRACKERS DJ ES SEL DV30 LU0292095535 ISHARES USD TREASURY BD 7‐10 IE00B1FZS798 DB X‐TRACKERS DJ EURO STX 50 LU0274211217 ISHARES USD TREASURY BD 7‐10 IE00B1FZS798 DB X‐TRACKERS DJ EURO STX 50 LU0274211217 ISHARES USD TREASURY BD 7‐10 IE00B1FZS798 DB X‐TRACKERS DJ EURO STX 50 LU0274211217 ISHARES USD TREASURY BD 7‐10 IE00B1FZS798 DB X‐TRACKERS DJ EURO STX 50 LU0274211217 ISHARES USD TREASURY BD 7‐10 DE000A0LGQB6 DB X‐TRACKERS DJ EURO STX 50 LU0274211217 ISHARES USD TREASURY BD 7‐10 DE000A0LGQB6 DB X‐TRACKERS DJ ISL MRK TTN LU0328475529 ISHARES USD TREASURY BD 7‐10 IE00B1FZS798 DB X‐TRACKERS DJ ISL MRK TTN LU0328475529 ISTANBUL GOLD EFT TRYFNBK00055 DB X‐TRACKERS DJ S 600 BANKS LU0292103651 JAPAN HIGH D TSE DIVS FO 100 JP3047170000 DB X‐TRACKERS DJ S 600 BANKS LU0292103651 Japan High‐Yielding Equity Wtree US97717W8441 DB X‐TRACKERS DJ S 600 BANKS LU0292103651 JAPAN PHYSICAL GOLD ETF/MUFG JP3047190008 DB X‐TRACKERS DJ S 600 BANKS LU0292103651 JAPAN PHYSICAL PALL ETF/MUFG JP3047220003 DB X‐TRACKERS DJ S6 BS RE DA LU0412624354 JAPAN PHYSICAL PLAT ETF/MUFG JP3047200005 DB X‐TRACKERS DJ S6 BS RESOU LU0292100806 JAPAN PHYSICAL SILV ETF/MUFG JP3047210004 DB X‐TRACKERS DJ S6 BS RESOU LU0292100806 Japan SmallCap Dividend WisdomTree US97717W8367 DB X‐TRACKERS DJ S6 BS RESOU LU0292100806 Japan Total Dividend WisdomTree US97717W8516 DB X‐TRACKERS DJ S6 FOOD/BEV LU0292105359 Japan Yen Wisdomtree Dreyfus US97717W2246 DB X‐TRACKERS DJ S6 FOOD/BEV LU0292105359 Japanese Yen CurrencyShares US23130A1025 DB X‐TRACKERS DJ S6 FOOD/BEV LU0292105359 JB PHYSICAL GOLD FND‐A CHF CH0044781232 DB X‐TRACKERS DJ S6 HLTHCARE LU0292103222 JB PHYSICAL GOLD FND‐A EUR CH0044781174 DB X‐TRACKERS DJ S6 HLTHCARE LU0292103222 JB PHYSICAL GOLD FND‐A USD CH0044781141

26

Execution Version

DB X‐TRACKERS DJ S6 HLTHCARE LU0292103222 JB PHYSICAL GOLD FND‐AX CHF CH0044821731 DB X‐TRACKERS DJ S6 IND GOOD LU0292106084 JB PHYSICAL GOLD FND‐AX EUR CH0044821699 DB X‐TRACKERS DJ S6 IND GOOD LU0292106084 JB PHYSICAL GOLD FND‐AX USD CH0044781257 DB X‐TRACKERS DJ S6 IND GOOD LU0292106084 JEFFERIES TR/J CRB AGRI EQT US00162Q4038 DB X‐TRACKERS DJ S6 INSURANC LU0292105193 JEFFERIES TR/J CRB GLBL IND US00162Q6017 DB X‐TRACKERS DJ S6 INSURANC LU0292105193 JEFFERIES TR/J CRB WILDCATTE US00162Q8096 DB X‐TRACKERS DJ S6 INSURANC LU0292105193 JETS CONTRARIAN OPPOR IND FD US4718922085 DB X‐TRACKERS DJ S6 OIL/GAS LU0292101796 JETS DJ ISLAMIC MKT INTL IND US4718921095 DB X‐TRACKERS DJ S6 OIL/GAS LU0292101796 JP Morgan Em Bond Fd iShares US4642882819 DB X‐TRACKERS DJ S6 OIL/GAS LU0292101796 JPMORGAN ALERIAN MLP INDEX US46625H3654 DB X‐TRACKERS DJ S6 TECHNLGY LU0292104469 JPMORGAN ETF GBI EMU FR0010476515 DB X‐TRACKERS DJ S6 TECHNLGY LU0292104469 JPMORGAN ETF GBI EMU FR0010476515 DB X‐TRACKERS DJ S6 TECHNLGY LU0292104469 JPMORGAN ETF GBI EMU 1‐3Y FR0010561183 DB X‐TRACKERS DJ S6 TELCOMMU LU0292104030 JPMORGAN ETF GBI EMU 1‐3Y FR0010561183 DB X‐TRACKERS DJ S6 TELCOMMU LU0292104030 JPMORGAN ETF GBI EMU 3‐5Y FR0010561225 DB X‐TRACKERS DJ S6 TELCOMMU LU0292104030 JPMORGAN ETF GBI EMU 3‐5Y FR0010561225 DB X‐TRACKERS DJ S6 UTILITIE LU0292104899 JPMORGAN ETF GBI EMU 5‐7Y FR0010561241 DB X‐TRACKERS DJ S6 UTILITIE LU0292104899 JPMORGAN ETF GBI EMU 5‐7Y FR0010561241 DB X‐TRACKERS DJ S6 UTILITIE LU0292104899 JPMORGAN ETF GBI EMU 7‐10Y FR0010561258 DB X‐TRACKERS DJ STOXX 600 LU0328475792 JPMORGAN ETF GBI EMU 7‐10Y FR0010561258 DB X‐TRACKERS DJ STOXX 600 B LU0322249037 JPMORGAN ETF GBI LOCAL US FR0010561365 DB X‐TRACKERS DJ STOXX 600 B LU0322249037 JPMORGAN ETF GBI LOCAL US FR0010561365 DB X‐TRACKERS DJ STOXX 600 B LU0322249037 JPY/USD iPath ETN GB00B1WPB282 DB X‐TRACKERS DJ STOXX 600 B LU0322249037 KB KSTAR LEVERAGE ETF KR7123760001 DB X‐TRACKERS DJ STOXX 600 H LU0322249466 KBW Bank SPDR US78464A7972 DB X‐TRACKERS DJ STOXX 600 H LU0322249466 KBW Capital Markets SPDR US78464A7717 DB X‐TRACKERS DJ STOXX 600 H LU0322249466 KBW Insurance SPDR US78464A7899 DB X‐TRACKERS DJ STOXX 600 H LU0322249466 KBW Reg Banks SPDR US78464A6982 DB X‐TRACKERS DJ STOXX 600 O LU0322249623 KINDEX KOSDAQ Star ETF KR7108440009 DB X‐TRACKERS DJ STOXX 600 O LU0322249623 KINDEX Samsung Group SW ETF KR7108450008 DB X‐TRACKERS DJ STOXX 600 O LU0322249623 KITM KINDEX F15 ETF KR7105270003 DB X‐TRACKERS DJ STOXX 600 O LU0322249623 KITM KINDEX TB ETF KR7114460009 DB X‐TRACKERS DJ STOXX 600 T LU0322250043 KITM KINDEX200 ETF KR7105190003 DB X‐TRACKERS DJ STOXX 600 T LU0322250043 KLD 400 Social iShares US4642885705 DB X‐TRACKERS DJ STOXX 600 T LU0322250043 KODEX200 ETF KR7069500007 DB X‐TRACKERS DJ STOXX 600 T LU0322250043 KStar KOSDAQ Elite30 ETF KR7108480005 DB X‐TRACKERS DJS GL SL D100 LU0292096186 KStar KTB ETF KR7114100001 DB X‐TRACKERS DJS GL SL D100 LU0292096186 KSTAR TOP5 GROUP ETF KR7105780001 DB X‐TRACKERS DJS GL SL D100 LU0292096186 KTB GREAT SRI ETF KR7120210000 DB X‐TRACKERS DJS GL SL D100 LU0292096186 Large Cap Bear 3X Direxionshares US25459W8543 DB X‐TRACKERS DJS GL SL D100 LU0292096186 Large Cap Bull 3X Direxionshares US25459W8626

27

Execution Version

DB X‐TRACKERS DJS GL SL D100 LU0292096186 Large Cap Core AlphaDEX First Trust US33734K1097 DB X‐TRACKERS EMERG MARKET LU0292107645 Large Cap Growth WisdomTree US97717X1072 DB X‐TRACKERS EMERG MARKET LU0292107645 Large Cap RevenueShares US7613961009 DB X‐TRACKERS EMERG MARKET LU0292107645 LargeCap Dividend Wisdomtree US97717W3079 DB X‐TRACKERS EMERG MARKET LU0292107645 LISTED J‐REIT BI MONTHLY DVD JP3047030006 DB X‐TRACKERS EMERG MARKET LU0292107645 Listed Private Equity PwrShrs US73935X1954 DB X‐TRACKERS EMERG MARKET LU0292107645 Long Platinum CMCI E‐TRACS ETN US9026417868 DB X‐TRACKERS EMERG MARKET LU0455009778 Low P/E Fund WisdomTree US97717W5470 DB X‐TRACKERS EMERG MARKET LU0455009778 Lux Nanotech PwrShrs US73935X6334 DB X‐TRACKERS FTSE 100 ETF LU0292097234 LXYOR ETF CHINA ENTERP HSCEI FR0010581413 DB X‐TRACKERS FTSE 100 ETF LU0292097234 LXYOR ETF HONG KONG HSI FR0010581421 DB X‐TRACKERS FTSE 100 SHORT LU0328473581 LXYOR ETF SHR STRATEGY EUROP FR0010589101 DB X‐TRACKERS FTSE 100 SHORT LU0328473581 LXYOR ETF SHR STRATEGY EUROP FR0010589101 DB X‐TRACKERS FTSE 100 SHORT LU0328473581 LXYOR ETF SHR STRATEGY EUROP FR0010589101 DB X‐TRACKERS FTSE 100 SHORT LU0328473581 LYXOR ETF BRAZIL IBOVESPA FR0010408799 DB X‐TRACKERS FTSE 250 ETF LU0292097317 LYXOR ETF BRAZIL IBOVESPA FR0010408799 DB X‐TRACKERS FTSE 250 ETF LU0292097317 LYXOR ETF BRAZIL IBOVESPA FR0010408799 DB X‐TRACKERS FTSE ALL SHAR LU0292097747 LYXOR ETF BRAZIL IBOVESP‐GBP FR0010499731 DB X‐TRACKERS FTSE ALL SHAR LU0292097747 LYXOR ETF BRAZIL IBOVESP‐USD FR0010499731 DB X‐TRACKERS FTSE VIETNAM LU0322252924 LYXOR ETF BRAZIL IBOVESP‐USD FR0010413294 DB X‐TRACKERS FTSE VIETNAM LU0322252924 LYXOR ETF CAC 40 FR0007052782 DB X‐TRACKERS FTSE VIETNAM LU0322252924 LYXOR ETF CAC 40 FR0007052782 DB X‐TRACKERS FTSE VIETNAM LU0322252924 LYXOR ETF CAC 40 FR0007052782 DB X‐TRACKERS FTSE VIETNAM LU0322252924 LYXOR ETF CHINA ENTERPR‐GBP FR0010499749 DB X‐TRACKERS FTSE/XIN CH 25 LU0292109856 LYXOR ETF CHINA ENTERPRISE FR0010204081 DB X‐TRACKERS FTSE/XIN CH 25 LU0292109856 LYXOR ETF CHINA ENTERPRISE FR0010204081 DB X‐TRACKERS FTSE/XIN CH 25 LU0292109856 LYXOR ETF CHINA ENTERPRISE FR0010204081 DB X‐TRACKERS FTSE/XIN CH 25 LU0292109856 LYXOR ETF CHINA ENTERPRISE FR0010377010 DB X‐TRACKERS FTSE/XIN CH 25 LU0292109856 LYXOR ETF CHINA ENTERPR‐USD FR0010499749 DB X‐TRACKERS FTSE/XIN CH 25 LU0292109856 LYXOR ETF CM CRB NON‐ENR USD FR0010358887 DB X‐TRACKERS GBP MNY MRK‐1C LU0356592187 LYXOR ETF CMDT CRB NON‐ENERG FR0010346205 DB X‐TRACKERS II SINGAPORE LU0378819964 LYXOR ETF CMDT CRB NON‐ENERG FR0010346205 DB X‐TRACKERS MSCI BRAZIL LU0292109344 LYXOR ETF CMDT CRB NON‐ENERG FR0010346205 Lyxor ETF Commodities CRB Non DB X‐TRACKERS MSCI BRAZIL LU0292109344 Energy FR0010654079 DB X‐TRACKERS MSCI BRAZIL LU0292109344 LYXOR ETF COMMODITIES CRB‐AD FR0010270033 DB X‐TRACKERS MSCI BRAZIL LU0292109344 LYXOR ETF COMMODITIES CRB‐AD FR0010270033 DB X‐TRACKERS MSCI BRAZIL LU0292109344 LYXOR ETF COMMODITIES CRB‐AD FR0010270033 DB X‐TRACKERS MSCI BRAZIL LU0292109344 LYXOR ETF COMMODITIES CRB‐BD FR0010318998 DB X‐TRACKERS MSCI BRAZIL LU0455009182 LYXOR ETF COMMODITY CRB‐CD FR0010414813 DB X‐TRACKERS MSCI BRAZIL LU0455009182 LYXOR ETF COMMODITY CRB‐CD FR0010414813 DB X‐TRACKERS MSCI CHINA LU0514695690 LYXOR ETF CRB IDX FR0010455485 28

Execution Version

DB X‐TRACKERS MSCI EM ASIA LU0292107991 LYXOR ETF CRB IDX FR0010455485 DB X‐TRACKERS MSCI EM ASIA LU0292107991 LYXOR ETF CRB NON‐ENERGY GBP FR0010455493 DB X‐TRACKERS MSCI EM ASIA LU0292107991 LYXOR ETF CRB NON‐ENERGY USD FR0010455493 DB X‐TRACKERS MSCI EM ASIA LU0292107991 LYXOR ETF DAX LU0252633754 DB X‐TRACKERS MSCI EM ASIA LU0292107991 LYXOR ETF DAX LU0252633754 DB X‐TRACKERS MSCI EM ASIA LU0292107991 LYXOR ETF DAX LU0252633754 DB X‐TRACKERS MSCI EM ASIA LU0455009000 LYXOR ETF DAX LU0252633754 DB X‐TRACKERS MSCI EM ASIA LU0455009000 LYXOR ETF DAX LU0252633754 DB X‐TRACKERS MSCI EM EMEA LU0292109005 LYXOR ETF DAX LU0252633754 DB X‐TRACKERS MSCI EM EMEA LU0292109005 LYXOR ETF DAX PLUS COV CALL LU0252635023 DB X‐TRACKERS MSCI EM EMEA LU0292109005 LYXOR ETF DAX PLUS COV CALL LU0252635023 DB X‐TRACKERS MSCI EM EMEA LU0292109005 LYXOR ETF DAX PLUS COV CALL LU0252635023 DB X‐TRACKERS MSCI EM EMEA LU0292109005 LYXOR ETF DAXPLUS PROTECT PT LU0288030280 DB X‐TRACKERS MSCI EM EMEA LU0292109005 LYXOR ETF DAXPLUS PROTECT PT LU0288030280 DB X‐TRACKERS MSCI EM LATIN LU0292108619 LYXOR ETF DJ EURO STOXX 50 FR0007054358 DB X‐TRACKERS MSCI EM LATIN LU0292108619 LYXOR ETF DJ EURO STOXX 50 FR0007054358 DB X‐TRACKERS MSCI EM LATIN LU0292108619 LYXOR ETF DJ EURO STOXX 50 FR0007054358 DB X‐TRACKERS MSCI EM LATIN LU0292108619 LYXOR ETF DJ EURO STOXX 50 FR0007054358 DB X‐TRACKERS MSCI EM LATIN LU0292108619 LYXOR ETF DJ EURO STOXX 50 FR0007054358 DB X‐TRACKERS MSCI EM LATIN LU0292108619 LYXOR ETF DJ EURO STOXX 50 FR0007054358 DB X‐TRACKERS MSCI EU MID CAP LU0322253732 LYXOR ETF DJ GLOB TITANS 50 FR0007075494 DB X‐TRACKERS MSCI EU MID CP LU0322253732 LYXOR ETF DJ GLOB TITANS 50 FR0007075494 DB X‐TRACKERS MSCI EU MID CP LU0322253732 LYXOR ETF DJ GLOB TITANS 50 FR0007075494 DB X‐TRACKERS MSCI EU MID CP LU0322253732 LYXOR ETF DJ INDS AVER‐GBP FR0010551622 DB X‐TRACKERS MSCI EUR SM CP LU0322253906 LYXOR ETF DJ INDS AVER‐USD FR0010551622 DB X‐TRACKERS MSCI EUR SM CP LU0322253906 LYXOR ETF DJ ST INSURANCE FR0010344903 DB X‐TRACKERS MSCI EUR SM CP LU0322253906 LYXOR ETF DJ ST INSURANCE FR0010344903 DB X‐TRACKERS MSCI EUR SM CP LU0322253906 LYXOR ETF DJ ST INSURANCE FR0010344903 DB X‐TRACKERS MSCI EUROPE TR LU0274209237 LYXOR ETF DJ STX 50 BUYWRITE FR0010389205 DB X‐TRACKERS MSCI EUROPE TR LU0274209237 LYXOR ETF DJ STX 50 BUYWRITE FR0010389205 DB X‐TRACKERS MSCI EUROPE TR LU0274209237 LYXOR ETF DJ STX 50 BUYWRITE FR0010389205 DB X‐TRACKERS MSCI EUROPE TR LU0274209237 LYXOR ETF DJ STX 50 BUYWRITE FR0010389205 DB X‐TRACKERS MSCI EUROPE TR LU0274209237 LYXOR ETF DJ STX 600 MEDIA FR0010344929 DB X‐TRACKERS MSCI INDIA LU0514695187 LYXOR ETF DJ STX 600 MEDIA FR0010344929 DB X‐TRACKERS MSCI JAPAN TRN LU0274209740 LYXOR ETF DJ STX 600 MEDIA FR0010344929 DB X‐TRACKERS MSCI JAPAN TRN LU0274209740 LYXOR ETF DJ STX 600 TECHNOL FR0010344796 DB X‐TRACKERS MSCI JAPAN TRN LU0274209740 LYXOR ETF DJ STX 600 TECHNOL FR0010344796 DB X‐TRACKERS MSCI JAPAN TRN LU0274209740 LYXOR ETF DJ STX 600 TECHNOL FR0010344796 DB X‐TRACKERS MSCI JAPAN TRN LU0274209740 LYXOR ETF DJ STX AUTO PARTS FR0010344630 DB X‐TRACKERS MSCI JAPAN TRN LU0274209740 LYXOR ETF DJ STX AUTO PARTS FR0010344630 DB X‐TRACKERS MSCI JAPAN TRN LU0274209740 LYXOR ETF DJ STX AUTO PARTS FR0010344630

29

Execution Version

DB X‐TRACKERS MSCI KOREA TRN LU0292100046 LYXOR ETF DJ STX BANKS FR0010345371 DB X‐TRACKERS MSCI KOREA TRN LU0292100046 LYXOR ETF DJ STX BANKS FR0010345371 DB X‐TRACKERS MSCI KOREA TRN LU0292100046 LYXOR ETF DJ STX BANKS FR0010345371 DB X‐TRACKERS MSCI KOREA TRN LU0292100046 LYXOR ETF DJ STX BANKS FR0010345371 DB X‐TRACKERS MSCI KOREA TRN LU0292100046 LYXOR ETF DJ STX BANKS FR0010345371 DB X‐TRACKERS MSCI MALAYSIA LU0514694370 LYXOR ETF DJ STX BSC RSRCES FR0010345389 DB X‐TRACKERS MSCI PAC X‐JPN LU0455009935 LYXOR ETF DJ STX BSC RSRCES FR0010345389 DB X‐TRACKERS MSCI PAC X‐JPN LU0455009935 LYXOR ETF DJ STX BSC RSRCES FR0010345389 DB X‐TRACKERS MSCI RUS CP‐2D LU0455009265 LYXOR ETF DJ STX CHEMICALS FR0010345470 DB X‐TRACKERS MSCI RUS CP‐2D LU0455009265 LYXOR ETF DJ STX CHEMICALS FR0010345470 DB X‐TRACKERS MSCI RUS CPD LU0322252502 LYXOR ETF DJ STX CHEMICALS FR0010345470 DB X‐TRACKERS MSCI RUS CPD LU0322252502 LYXOR ETF DJ STX CONST MATL FR0010345504 DB X‐TRACKERS MSCI RUS CPD LU0322252502 LYXOR ETF DJ STX CONST MATL FR0010345504 DB X‐TRACKERS MSCI RUS CPD LU0322252502 LYXOR ETF DJ STX CONST MATL FR0010345504 DB X‐TRACKERS MSCI TAIWAN LU0292109187 LYXOR ETF DJ STX FD BEVERAGE FR0010344861 DB X‐TRACKERS MSCI TAIWAN LU0292109187 LYXOR ETF DJ STX FD BEVERAGE FR0010344861 DB X‐TRACKERS MSCI TAIWAN LU0292109187 LYXOR ETF DJ STX FD BEVERAGE FR0010344861 DB X‐TRACKERS MSCI TAIWAN LU0292109187 LYXOR ETF DJ STX FINL SVCS FR0010345363 DB X‐TRACKERS MSCI TAIWAN LU0292109187 LYXOR ETF DJ STX FINL SVCS FR0010345363 DB X‐TRACKERS MSCI TAIWAN LU0292109187 LYXOR ETF DJ STX FINL SVCS FR0010345363 DB X‐TRACKERS MSCI THAILAND LU0514694701 LYXOR ETF DJ STX HLTH CARE FR0010344879 DB X‐TRACKERS MSCI USA TRN LU0274210672 LYXOR ETF DJ STX HLTH CARE FR0010344879 DB X‐TRACKERS MSCI USA TRN LU0274210672 LYXOR ETF DJ STX HLTH CARE FR0010344879 DB X‐TRACKERS MSCI USA TRN LU0274210672 LYXOR ETF DJ STX INDL GD SVC FR0010344887 DB X‐TRACKERS MSCI USA TRN LU0274210672 LYXOR ETF DJ STX INDL GD SVC FR0010344887 DB X‐TRACKERS MSCI USA TRN LU0274210672 LYXOR ETF DJ STX INDL GD SVC FR0010344887 DB X‐TRACKERS MSCI USA TRN LU0274210672 LYXOR ETF DJ STX PSL & HSLD FR0010344978 DB X‐TRACKERS MSCI WORLD TRN LU0274208692 LYXOR ETF DJ STX PSL & HSLD FR0010344978 DB X‐TRACKERS MSCI WORLD TRN LU0274208692 LYXOR ETF DJ STX PSL & HSLD FR0010344978 DB X‐TRACKERS MSCI WORLD TRN LU0274208692 LYXOR ETF DJ STX RETAIL FR0010344986 DB X‐TRACKERS MSCI WORLD TRN LU0274208692 LYXOR ETF DJ STX RETAIL FR0010344986 DB X‐TRACKERS MSCI WORLD TRN LU0274208692 LYXOR ETF DJ STX RETAIL FR0010344986 DB X‐TRACKERS MSCI WORLD TRN LU0274208692 LYXOR ETF DJ STX SLCT DVD FR0010378604 DB X‐TRACKERS MSCI WORLD TRN LU0455009851 LYXOR ETF DJ STX SLCT DVD 30 FR0010378604 DB X‐TRACKERS MSCI WORLD TRN LU0455009851 LYXOR ETF DJ STX SLCT DVD 30 FR0010378604 DB X‐TRACKERS QUIRIN WEALTH LU0397221945 LYXOR ETF DJ STX SLCT DVD 30 FR0010378604 DB X‐TRACKERS RUSSELL 2000 LU0322248658 LYXOR ETF DJ STX TELECOMMS FR0010344812 DB X‐TRACKERS RUSSELL 2000 LU0322248658 LYXOR ETF DJ STX TELECOMMS FR0010344812 DB X‐TRACKERS RUSSELL 2000 LU0322248658 LYXOR ETF DJ STX TELECOMMS FR0010344812 DB X‐TRACKERS RUSSELL 2000 LU0322248658 LYXOR ETF DJ STX TRV LEISURE FR0010344838 DB X‐TRACKERS S&P 500 SHARIA LU0328475362 LYXOR ETF DJ STX TRV LEISURE FR0010344838

30

Execution Version

DB X‐TRACKERS S&P 500 SHARIA LU0328475362 LYXOR ETF DJ STX TRV LEISURE FR0010344838 DB X‐TRACKERS S&P 500 SHORT LU0322251520 LYXOR ETF DJ STX UTILITIES FR0010344853 DB X‐TRACKERS S&P 500 SHORT LU0322251520 LYXOR ETF DJ STX UTILITIES FR0010344853 DB X‐TRACKERS S&P 500 SHORT LU0322251520 LYXOR ETF DJ STX UTILITIES FR0010344853 DB X‐TRACKERS S&P 500 SHORT LU0322251520 LYXOR ETF DOW JONES IND AVG FR0007056841 DB X‐TRACKERS S&P 500 SHORT LU0322251520 LYXOR ETF DOW JONES IND AVG FR0007056841 DB X‐TRACKERS S&P CNX NIFTY LU0292109690 LYXOR ETF DOW JONES IND AVG FR0007056841 DB X‐TRACKERS S&P CNX NIFTY LU0292109690 LYXOR ETF DOW JONES IND AVG FR0007056841 DB X‐TRACKERS S&P CNX NIFTY LU0292109690 LYXOR ETF EASTERN EUROPE FR0010204073 DB X‐TRACKERS S&P CNX NIFTY LU0292109690 LYXOR ETF EASTERN EUROPE FR0010204073 DB X‐TRACKERS S&P CNX NIFTY LU0292109690 LYXOR ETF EASTERN EUROPE FR0010204073 DB X‐TRACKERS S&P CNX NIFTY LU0292109690 LYXOR ETF EASTERN EUROPE FR0010204073 DB X‐TRACKERS S&P EU 350 SHR LU0328475107 Lyxor ETF Eastern Europe CECE EUR FR0010654095 DB X‐TRACKERS S&P EU 350 SHR LU0328475107 LYXOR ETF EASTERN EUROPE GBP FR0010542043 DB X‐TRACKERS S&P FRONTIER LU0328476410 LYXOR ETF EASTERN EUROPE USD FR0010542043 DB X‐TRACKERS S&P FRONTIER LU0328476410 LYXOR ETF EURO CASH EONIA FR0010510800 DB X‐TRACKERS S&P FRONTIER LU0328476410 LYXOR ETF EURO CASH EONIA IN FR0010510800 DB X‐TRACKERS S&P FRONTIER LU0328476410 LYXOR ETF EURO CASH EONIA IN FR0010510800 DB X‐TRACKERS S&P FRONTIER LU0328476410 LYXOR ETF EURO CASH EONIA IN FR0010510800 DB X‐TRACKERS S&P GLOB INFRA LU0322253229 LYXOR ETF EURO CORP BD EX FN FR0010814236 DB X‐TRACKERS S&P GLOB INFRA LU0322253229 LYXOR ETF EURO CORP BOND FR0010737544 DB X‐TRACKERS S&P GLOB INFRA LU0322253229 LYXOR ETF EURO CORP BOND FR0010737544 DB X‐TRACKERS S&P GLOB INFRA LU0322253229 LYXOR ETF EURO CORP BOND FR0010737544 DB X‐TRACKERS S&P GLOB INFRA LU0322253229 LYXOR ETF EUROMTS 10‐15 Y FR0010037242 DB X‐TRACKERS S&P JAPAN 500 LU0328475289 LYXOR ETF EUROMTS 10‐15 Y FR0010037242 DB X‐TRACKERS S&P JAPAN 500 LU0328475289 LYXOR ETF EUROMTS 10‐15 Y FR0010037242 DB X‐TRACKERS S&P/ASX 200 LU0328474803 LYXOR ETF EUROMTS 1‐3Y FR0010222224 DB X‐TRACKERS S&P/ASX 200 LU0328474803 LYXOR ETF EUROMTS 1‐3Y FR0010222224 DB X‐TRACKERS S&P/ASX 200 LU0328474803 LYXOR ETF EUROMTS 1‐3Y FR0010222224 DB X‐TRACKERS S&P/ASX 200 LU0328474803 LYXOR ETF EUROMTS 1‐3Y FR0010222224 DB X‐TRACKERS S&P/MIB LU0274212538 LYXOR ETF EUROMTS 15+Y FR0010481093 DB X‐TRACKERS S&P/MIB LU0274212538 LYXOR ETF EUROMTS 15+Y FR0010481093 DB X‐TRACKERS S&P/MIB LU0274212538 LYXOR ETF EUROMTS 15+Y FR0010481093 DB X‐TRACKERS SHORTDAX LU0292106241 LYXOR ETF EUROMTS 3‐5 Y FR0010037234 DB X‐TRACKERS SHORTDAX LU0292106241 LYXOR ETF EUROMTS 3‐5 Y FR0010037234 DB X‐TRACKERS SHORTDAX LU0292106241 LYXOR ETF EUROMTS 3‐5 Y FR0010037234 DB X‐TRACKERS SHORTDAX LU0292106241 LYXOR ETF EUROMTS 3‐5 Y FR0010037234 DB X‐TRACKERS SHORTDAX LU0292106241 LYXOR ETF EUROMTS 5‐7 Y FR0010411413 DB X‐TRACKERS SLI LU0322248146 LYXOR ETF EUROMTS 5‐7 Y FR0010411413 DB X‐TRACKERS SLI LU0322248146 LYXOR ETF EUROMTS 5‐7 Y FR0010411413 DB X‐TRACKERS SMI LU0274221281 LYXOR ETF EUROMTS 7‐10 Y FR0010411439

31

Execution Version

DB X‐TRACKERS SMI LU0274221281 LYXOR ETF EUROMTS 7‐10 Y FR0010411439 DB X‐TRACKERS SMI LU0274221281 LYXOR ETF EUROMTS 7‐10 Y FR0010411439 DB X‐TRACKERS US DOLLAR $MK LU0356591882 LYXOR ETF EUROMTS AAA GOV BD FR0010820258 DB X‐TRACKERS USD MY MRK‐1C LU0356591882 LYXOR ETF EUROMTS CBA FR0010481127 DB X‐TRACKERS UTILITIES ETF LU0488319582 LYXOR ETF EUROMTS CBA FR0010481127 DB X‐TRCKERS LPX MM PRV EQTY LU0322250712 LYXOR ETF EUROMTS GLOBAL FR0010028860 DB X‐TRCKERS LPX MM PRV EQTY LU0322250712 LYXOR ETF EUROMTS GLOBAL FR0010028860 DB X‐TRCKERS LPX MM PRV EQTY LU0322250712 LYXOR ETF EUROMTS GLOBAL FR0010028860 DBS SINGAPORE STI ETF SG1X52941694 LYXOR ETF EUROMTS GLOBAL FR0010028860 DB‐TRACKERS DJ STOXX GL DVD LU0292096186 LYXOR ETF EUROMTS INFL LINK FR0010174292 DB‐X TRACKERS FTSE ALL‐WRLD LU0322254383 LYXOR ETF EUROMTS INFL LINK FR0010174292 DBX2‐AUST M/M‐1C LU0482518031 LYXOR ETF EUROMTS INFL LINK FR0010174292 DBX2‐AUST M/M‐2C LU0482521092 LYXOR ETF EUROMTS INFL LINK FR0010174292 DBX2‐AUST M/M‐3C LU0482522900 LYXOR ETF FTSE 100 FR0010438127 DBX2‐MA IB KO‐1C LU0480088441 LYXOR ETF FTSE 100 FR0010438127 DBXT II AUSTRALIA BONDS LU0494592974 LYXOR ETF FTSE 100 FR0010438127 DBX‐TR US CARBON EFFICENT‐1C LU0411076002 LYXOR ETF FTSE 100 FR0010438127 DBX‐TR US CARBON EFFICENT‐1C LU0411076002 LYXOR ETF FTSE 100 FR0010438127 DBX‐TR US CARBON EFFICENT‐1C LU0411076002 LYXOR ETF FTSE 100 FR0010438127 DBX‐TR US CARBON EFFICENT‐1C LU0411076002 LYXOR ETF FTSE 250 FR0010438135 DBX‐TRACK‐DB COM DJUBSCI=‐6C LU0471850924 LYXOR ETF FTSE 250 FR0010438135 DBX‐TRACKERS DJ EU STX 50‐1C LU0380865021 LYXOR ETF FTSE ALL‐SHARE LU0410625502 DBX‐TRACKERS DJ EU STX 50‐1C LU0380865021 LYXOR ETF FTSE ALL‐SHARE FR0010438150 DBX‐TRACKERS‐DB COM DJUBSCI= LU0429790743 LYXOR ETF FTSE RAFI EUR‐GBP FR0010526657 DBX‐TRACKERS‐DB COM DJUBSCI= LU0429790743 LYXOR ETF FTSE RAFI EUR‐GBP FR0010526665 DBX‐TRACKERS‐DJ S6 B INS SHO LU0412624602 LYXOR ETF FTSE RAFI EUR‐USD FR0010526657 DBX‐TRACKERS‐DJ S6 B RES SHO LU0412624602 LYXOR ETF FTSE RAFI EUR‐USD FR0010526665 DBX‐TRACKERS‐DJ S6 UTILIT SH LU0412624867 LYXOR ETF FTSE RAFI JAPAN FR0010400796 DBX‐TRACKERS‐DJ S6 UTILIT SH LU0412624867 LYXOR ETF FTSE RAFI JAP‐GBP FR0010526673 DCI‐DA CH SCI CH HK0000066313 LYXOR ETF FTSE RAFI JAP‐USD FR0010526673 DEFA High‐Yielding Dividend WTree US97717W8029 LYXOR ETF FTSE RAFI US 1000 FR0010400804 DEFA WisdomTree US97717W7039 LYXOR ETF FTSE RAFI US‐GBP FR0010526681 DENT TACTICAL ETF US00768Y1073 LYXOR ETF FTSE RAFI US‐USD FR0010526681 Developed Mkt Bear 3X Direxionshares US25459W7974 LYXOR ETF HANG SENG INDEX 10 FR0010375741 Developed Mkt Bull 3X Direxionshares US25459W7891 LYXOR ETF HONG KONG HSI FR0010361675 Developed Mkts 100 ADR BLDRS US09348R2013 LYXOR ETF HONG KONG HSI FR0010361675 DIAMONDS TRUST SERIES I US2527871063 LYXOR ETF HONG KONG HSI FR0010361675 DIAMONDS TRUST SERIES I US2527871063 LYXOR ETF HONG KONG HSI GBP FR0010542092 DIAMONDS TRUST SERIES I US2527871063 LYXOR ETF HONG KONG HSI USD FR0010542092 DIAMONDS TRUST SERIES I US2527871063 LYXOR ETF IND S&P CNX NF‐GBP FR0010465609 DIAMONDS TRUST SERIES I US78467X1090 LYXOR ETF IND S&P CNX NF‐USD FR0010465609

32

Execution Version

DIREXION DAILY 2‐Y TRE BEAR US25459W5994 LYXOR ETF INDIA S&P CNX NFSD FR0010489435 DIREXION DAILY 2‐Y TRE BULL US25459W6158 LYXOR ETF INDIA USD FR0010375766 DIREXION DAILY BRIC 2X SHARE US25459W3676 LYXOR ETF JAPAN TOPIX FR0010245514 DIREXION DAILY BRIC BEAR 2X US25459W3593 LYXOR ETF JAPAN TOPIX FR0010245514 DIREXION DAILY CHINA 3X BEAR US25459W7636 LYXOR ETF JAPAN TOPIX FR0010245514 DIREXION DAILY CHINA 3X BULL US25459W7719 LYXOR ETF JAPAN TOPIX FR0010477430 DIREXION DAILY EME MKT BU 3X US25459W3007 LYXOR ETF JAPAN TOPIX FR0010477430 DIREXION DAILY FIN BULL 3X US25459W5168 LYXOR ETF JAPAN TOPIX JPY FR0010377028 DIREXION DAILY FINL BEAR 3X US25459W4906 LYXOR ETF JAPAN TOPIX‐GBP FR0010489450 DIREXION DAILY INDIA 2X SHAR US25459W3833 LYXOR ETF JAPAN TOPIX‐USD FR0010489450 DIREXION DAILY INDIA BEAR 2X US25459W3759 LYXOR ETF KOREA FR0010361691 DIREXION DAILY LATIN AMERICA US25459W6984 LYXOR ETF KOREA FR0010361691 DIREXION DAILY LATIN AMERICA US25459W6497 LYXOR ETF KOREA FR0010361691 DIREXION DAILY NATURAL GAS US25459W2272 LYXOR ETF KOREA GBP FR0010542100 DIREXION DAILY NATURAL GAS US25459W2199 LYXOR ETF LEVDAX LU0252634307 DIREXION DAILY REAL EST‐BEAR US25459W3346 LYXOR ETF LEVDAX LU0252634307 DIREXION DAILY REAL EST‐BULL US25459W7552 LYXOR ETF LEVDAX LU0252634307 DIREXION DAILY RETAIL BEAR US25459W3916 LYXOR ETF LEVER DJ STOXX 50 FR0010468983 DIREXION DAILY RETAIL BULL US25459W4179 LYXOR ETF LEVER DJ STOXX 50 FR0010468983 DIREXION DAILY SEMICON 3X SH US25459W4583 LYXOR ETF LEVER DJ STOXX 50 FR0010468983 DIREXION DAILY SEMICON 3X SH US25459W4419 LYXOR ETF LEVERAGE AEX FR0010592006 DIREXION DLY 30‐Y TR BEAR 3X US25459W5325 LYXOR ETF LEVERAGE CAC 40 FR0010592014 DIREXION DLY 30‐Y TR BULL 3X US25459W5408 LYXOR ETF MALAYSIA FR0010397554 DIREXION DLY EMG MKT BEAR 3X US25459W4823 LYXOR ETF MALAYSIA FR0010397554 Direxion Mid Cap Bear 3X US25459W5242 LYXOR ETF MALAYSIA FR0010397554 Direxion Mid Cap Bull 3X US25459W7305 LYXOR ETF MSCI AC A EX‐GBP FR0010499897 Div Achievers PwrShrs US73935X7324 LYXOR ETF MSCI AC A EX‐USD FR0010499897 Dividend Appreciation Vanguard US9219088443 LYXOR ETF MSCI AC ASIA EX JP FR0010312124 Dividend SPDR US78464A7634 LYXOR ETF MSCI AC ASIA EX JP FR0010312124 Dividend Top 100 WisdomTree US97717W4069 LYXOR ETF MSCI AC ASIA EX JP FR0010312124 DJ EPAC Select Dividend iShares US4642884484 LYXOR ETF MSCI AC ASIA EX JP FR0010372185 DJ Euro STOXX 50 SPDR US78463X2027 LYXOR ETF MSCI AC ASIA EX JP FR0010372185 Lyxor ETF MSCI AC Asia‐Pacific ex DJ Global Real Estate SPDR US78463X7497 Japan USD FR0010581439 DJ Global Select Dividend First Trust US33734X2009 LYXOR ETF MSCI AC ASIA‐PACXJ FR0010581439 DJ Global Titans SPDR US78464A7063 LYXOR ETF MSCI ASIA APEX 50 10 FR0010653410 DJ Intl Real Estate SPDR US78463X8636 LYXOR ETF MSCI ASIA APEX 50‐A FR0010652867 DJ Large Cap SPDR US78464A8541 LYXOR ETF MSCI ASIA APEX50‐A FR0010652867 DJ Mid Cap Growth SPDR US78464A8210 LYXOR ETF MSCI ASIA APEX50‐A FR0010652867 DJ Mid Cap SPDR US78464A8475 LYXOR ETF MSCI ASIA APEX50‐A FR0010652867 DJ Mid Cap Value SPDR US78464A8392 LYXOR ETF MSCI EM LAT AMER FR0010410266 DJ REIT SPDR US78464A6073 LYXOR ETF MSCI EM LAT AMER FR0010410266 33

Execution Version

DJ Select Dividend iShares US4642871689 LYXOR ETF MSCI EM LAT AMER FR0010410266 DJ Small Cap SPDR US78464A8137 LYXOR ETF MSCI EM LAT AM‐GBP FR0010526764 DJ STOXX 50 SPDR US78463X1037 LYXOR ETF MSCI EM LAT AM‐USD FR0010526764 DJ STOXX 600 OPT AUTO & PART IE00B5NLX835 LYXOR ETF MSCI EM LATIN AMER FR0010413310 DJ STOXX 600 OPT BASIC RESOU IE00B5MTWY73 LYXOR ETF MSCI EM LATIN AMER FR0010413310 DJ STOXX 600 OPT CHEMICALS IE00B5MTY077 Lyxor ETF MSCI EM Latin America FR0010654103 DJ STOXX 600 OPT CONS & MAT IE00B5MTY309 LYXOR ETF MSCI EMERG MRG‐GBP FR0010526780 DJ STOXX 600 OPT FINANCIAL IE00B5MTYK77 LYXOR ETF MSCI EMERG MRG‐USD FR0010526780 DJ STOXX 600 OPT FOOD & BEVE IE00B5MTYL84 LYXOR ETF MSCI EMERGING MARKETS FR0010435297 DJ STOXX 600 OPT HEALTHCARE IE00B5MJYY16 LYXOR ETF MSCI EMERGING MKTS FR0010429068 DJ STOXX 600 OPT INDUSTRIAL IE00B5MJYX09 LYXOR ETF MSCI EMERGING MKTS FR0010435297 DJ STOXX 600 OPT INSURANCE IE00B5MTXJ97 LYXOR ETF MSCI EMERGING MKTS FR0010429068 DJ STOXX 600 OPT OIL & GAS IE00B5MTWH09 LYXOR ETF MSCI EMERGING MKTS FR0010429068 DJ STOXX 600 OPT PER & HOUSE IE00B5MTZ595 LYXOR ETF MSCI EMERGING MKTS FR0010435297 DJ STOXX 600 OPT TECHNOLOGY IE00B5MTWZ80 LYXOR ETF MSCI EMU FR0007085501 DJ STOXX 600 OPT TELECOM IE00B5MJYB88 LYXOR ETF MSCI EMU FR0007085501 DJ STOXX 600 OPT TRAV & LEIS IE00B5MJYC95 LYXOR ETF MSCI EMU FR0007085501 DJ STOXX 600 OPT UTILITIES IE00B5MTXK03 LYXOR ETF MSCI EMU FR0007085501 DJ STOXX 600 OPTIMISE RETAIL IE00B5MTZM66 LYXOR ETF MSCI EMU GROWTH FR0010168765 DJ STOXX 600 OPTIMISED BANKS IE00B5MTWD60 LYXOR ETF MSCI EMU GROWTH FR0010168765 DJ STOXX 600 OPTIMISED MEDIA IE00B5MTZ488 LYXOR ETF MSCI EMU GROWTH FR0010168765 DJ Sugar iPath ETN US06739H2141 LYXOR ETF MSCI EMU GROWTH FR0010168765 DJ Total Market SPDR US78464A8053 LYXOR ETF MSCI EMU SMALL CAP FR0010168773 DJ Transportation Average iShares US4642871929 LYXOR ETF MSCI EMU SMALL CAP FR0010168773 DJ UBS Agric iPath ETN US06739H2067 LYXOR ETF MSCI EMU SMALL CAP FR0010168773 DJ UBS Aluminim iPath ETN US06739H3214 LYXOR ETF MSCI EMU SMALL CAP FR0010168773 DJ UBS Cocoa iPath ETN US06739H3131 LYXOR ETF MSCI EMU VALUE FR0010168781 DJ UBS Coffee iPath ETN US06739H2976 LYXOR ETF MSCI EMU VALUE FR0010168781 DJ UBS Commodity iPath ETN US06738C7781 LYXOR ETF MSCI EMU VALUE FR0010168781 DJ UBS Copper iPath ETN US06739F1012 LYXOR ETF MSCI EMU VALUE FR0010168781 DJ UBS Cotton iPath ETN US06739H2711 LYXOR ETF MSCI EUROPE FR0010261198 DJ UBS Energy Sub‐Ind iPath ETN US06739H7504 LYXOR ETF MSCI EUROPE FR0010261198 DJ UBS Grains iPath ETN US06739H3057 LYXOR ETF MSCI EUROPE FR0010261198 DJ UBS Ind Metals iPath ETN US06738G4073 LYXOR ETF MSCI EUROPE FR0010261198 DJ UBS Lead iPath ETN US06739H2638 LYXOR ETF MSCI GREECE FR0010405431 DJ UBS Livestock iPath ETN US06739H7439 LYXOR ETF MSCI GREECE FR0010405431 DJ UBS Nat Gas iPath ETN US06739H6449 LYXOR ETF MSCI GREECE FR0010405431 DJ UBS Nickel iPath ETN US06739F1194 LYXOR ETF MSCI INDIA FR0010361683 DJ UBS Platinum iPath ETN US06739H2554 LYXOR ETF MSCI INDIA FR0010361683 DJ UBS Prec Metals iPath ETN US06739H2489 LYXOR ETF MSCI INDIA FR0010361683 DJ UBS Softs iPath ETN US06739H2307 LYXOR ETF MSCI INDIA FR0010375766

34

Execution Version

DJ UBS Tin iPath ETN US06739H1986 Lyxor ETF MSCI India USD FR0010375766 DJ US Aerospace & Defense iShares US4642887602 LYXOR ETF MSCI KOREA FR0010581447 DJ US Basic Materials iShares US4642878387 LYXOR ETF MSCI KOREA USD FR0010542100 DJ US Broker Dealers iShares US4642887941 LYXOR ETF MSCI KOREA‐USD B FR0010375774 DJ US Consumer Cycl iShares US4642875805 LYXOR ETF MSCI KOREA‐USD B FR0010375774 DJ US Consumer Non‐Cycl iShares US4642878122 Lyxor ETF MSCI Malaysia FR0010589069 DJ US Energy iShares US4642877967 LYXOR ETF MSCI TAIWAN FR0010444794 DJ US Financial iShares US4642877884 LYXOR ETF MSCI TAIWAN FR0010398701 DJ US Financial Svcs iShares US4642877702 LYXOR ETF MSCI TAIWAN FR0010398701 DJ US Health Care Providers iShares US4642888287 LYXOR ETF MSCI USA FR0010551630 DJ US Healthcare iShares US4642877629 LYXOR ETF MSCI USA FR0010551630 DJ US Home Construction iShares US4642887529 LYXOR ETF MSCI USA FR0010296061 DJ US Industrial iShares US4642877546 LYXOR ETF MSCI USA FR0010296061 DJ US Insurance iShares US4642887867 LYXOR ETF MSCI USA FR0010296061 DJ US LargeCap Growth SPDR US78464A4094 LYXOR ETF MSCI USA USD FR0010372193 DJ US LargeCap Value SPDR US78464A5083 LYXOR ETF MSCI USA USD FR0010372193 DJ US Medical Devices iShares US4642888105 LYXOR ETF MSCI WORLD FR0010315770 DJ US Oil & Gas Explor & Prod iShares US4642888519 LYXOR ETF MSCI WORLD FR0010315770 DJ US Oil Equip & Serv iShares US4642888444 LYXOR ETF MSCI WORLD FR0010315770 DJ US Pharamaceuticals iShares US4642888360 LYXOR ETF MSCI WORLD FR0010446914 DJ US Real Estate iShares US4642877397 LYXOR ETF MSCI WORLD GBP FR0010551648 DJ US Regional Banks iShares US4642887784 Lyxor ETF MSCI World Hong Kong FR0010446914 DJ US SmallCap Growth SPDR US78464A2015 LYXOR ETF MSCI WORLD USD FR0010551648 DJ US SmallCap Value SPDR US78464A3005 LYXOR ETF MSCI WORLD USD FR0010372201 DJ US Technology iShares US4642877215 LYXOR ETF MSCI WORLD USD FR0010372201 DJ US Telecom iShares US4642877132 LYXOR ETF MSCI‐B FR0010797969 DJ US Tot Market iShares US4642878460 LYXOR ETF NASDAQ 100 FR0010551663 DJ US Utilities iShares US4642876977 LYXOR ETF NASDAQ 100 FR0010551663 DJIA Diamonds US78467X1090 LYXOR ETF NASDAQ 100 FR0007063177 DNB NOR OBX NO0010257801 LYXOR ETF NASDAQ 100 FR0007063177 DNB OBX DERIVAT BEAR NO0010441512 LYXOR ETF NASDAQ 100 FR0007063177 Dogs of Dow ELEMENTS US25153Q6585 LYXOR ETF NASDAQ 100 FR0010446930 DOW JONES EURO STOXX 50‐B IE00B5B5TG76 Lyxor ETF NASDAQ 100 EURO FR0010446930 DOW JONES ISLAMIC MKT TURKEY TRYBZIM00042 LYXOR ETF NEW ENERGY FR0010524777 DOW JONES ISTANBUL 20 TRMCU1WWWWW3 LYXOR ETF NEW ENERGY FR0010524777 Dow Jones STOXX Select Div 30 US33735T1097 LYXOR ETF NEW ENERGY FR0010524777 DWA Developed Markets PwrShrs US73936Q1085 LYXOR ETF NEW ENERGY FR0010524777 DWA Emerging Markets PwrShrs US73936Q2075 LYXOR ETF NEW ENERGY GBP FR0010542118 DWA Technical Leaders PsrShrs US73935X1533 LYXOR ETF NEW ENERGY USD FR0010542118 Dynamic Agressive Growth PwrShrs US73935X2945 LYXOR ETF PAN AFRICA FR0010636464 Dynamic Asia Pacific PwrShrs US73936T1025 LYXOR ETF PAN AFRICA FR0010636464

35

Execution Version

Dynamic Banking PwrShrs US73935X3364 LYXOR ETF PAN AFRICA FR0010636464 Dynamic Basic Materials PwrShrs US73935X4271 LYXOR ETF PRIVATE EQ‐GBP FR0010465625 Dynamic Biotech PwrShrs US73935X8561 LYXOR ETF PRIVATE EQ‐USD FR0010465625 Dynamic Bld & Construc PwrShrs US73935X6664 LYXOR ETF PRIVEX FR0010407197 Dynamic Consumer Discretionary PwrShrs US73935X4198 LYXOR ETF PRIVEX FR0010407197 Dynamic Consumer Staples PwrShrs US73935X3935 LYXOR ETF PRIVEX FR0010407197 Dynamic Deep Value PwrShrs US73935X3109 LYXOR ETF PRIVEX FR0010407197 Dynamic Devel Intl Oppor PwrShrs US73936T8053 LYXOR ETF RAFI EUROPE FR0010400770 Dynamic Energy Explor & Prod PwrShrs US73935X6581 LYXOR ETF RAFI EUROPE FR0010400770 Dynamic Energy PwrShrs US73935X3851 LYXOR ETF RAFI EUROPE FR0010400770 Dynamic Europe PwrShrs US73936T4094 LYXOR ETF RAFI EUROPE FR0010568857 Dynamic Financial PwrShrs US73935X3778 LYXOR ETF RAFI EUROZONE FR0010400788 Dynamic Food & Beverage PwrShrs US73935X8496 LYXOR ETF RAFI US 1000 FR0010400804 Dynamic Hardware & Cons Elect PwrShrs US73935X8314 LYXOR ETF RAFI US 1000 FR0010400804 Dynamic Healthcare PwrShrs US73935X3513 LYXOR ETF RAFI US 1000 FR0010400754 Dynamic Healthcare Svcs PwrShrs US73935X3281 LYXOR ETF RUSSIA FR0010326140 Dynamic Industrials PwrShrs US73935X3695 LYXOR ETF RUSSIA FR0010326140 Dynamic Insurance PwrShrs US73935X6417 LYXOR ETF RUSSIA FR0010326140 Dynamic Large Cap PwrShrs US73935X4503 LYXOR ETF RUSSIA FR0010460998 Dynamic LargeCap Growth PwrShrs US73935X6094 LYXOR ETF RUSSIA USD FR0010339457 Dynamic LargeCap Val PwrShrs US73935X7084 LYXOR ETF RUSSIA‐GBP FR0010499913 Dynamic Leisure & Entertain PwrShrs US73935X7571 LYXOR ETF RUSSIA‐USD FR0010499913 Dynamic MagniQuant PwrShrs US73935X4685 LYXOR ETF S&P/MIB FR0010010827 Dynamic Market PwrShrs US73935X1046 LYXOR ETF S&P/MIB FR0010010827 Dynamic Media PwrShrs US73935X8231 LYXOR ETF SHORT AEX FR0010591354 Dynamic MidCap Growth PwrShrs US73935X8074 LYXOR ETF SHORT CAC 40 FR0010591362 Dynamic MidCap Val PwrShrs US73935X8801 LYXOR ETF SOUTH AFRICA FR0010464446 Dynamic Networking PwrShrs US73935X8157 LYXOR ETF SOUTH AFRICA FR0010464446 Dynamic Oil & Gas Services PwrShrs US73935X6250 LYXOR ETF SOUTH AFRICA FR0010464446 Dynamic OTC PwrShrs US73935X2036 LYXOR ETF SOUTH AFRICA FR0010464446 Dynamic Pharma PwrShrs US73935X7993 LYXOR ETF SOUTH AFRICA‐GBP FR0010465633 Dynamic Retail PwrShrs US73935X6177 LYXOR ETF SOUTH AFRICA‐USD FR0010465633 Dynamic Semiconductors PwrShrs US73935X7811 LYXOR ETF STX 600 OIL & GAS FR0010344960 Dynamic Small Cap PwrShrs US73935X4354 LYXOR ETF STX 600 OIL & GAS FR0010344960 Dynamic SmallCap Growth PwrShrs US73935X8728 LYXOR ETF STX 600 OIL & GAS FR0010344960 Dynamic SmallCap Val PwrShrs US73935X8645 LYXOR ETF TAIWAN FR0010444786 Dynamic Software PwrShrs US73935X7738 LYXOR ETF TAIWAN FR0010444786 Dynamic Technology PwrShrs US73935X3448 LYXOR ETF TAIWAN FR0010444786 Dynamic Telecom & Wireless PwrShrs US73935X7654 LYXOR ETF THAILAND FR0010398719 Dynamic Utilities PwrShrs US73935X5914 LYXOR ETF TURKEY FR0010326256 E FUND SI100 INDEX FUND CNE000001MV5 LYXOR ETF TURKEY FR0010326256 36

Execution Version

Earnings 500 Fund WisdomTree US97717W5884 LYXOR ETF TURKEY FR0010326256 Earnings Top 100 WisdomTree US97717W5546 LYXOR ETF TURKEY FR0010326256 EASY DJ TURK TITANS 20 (USD) FR0010640235 LYXOR ETF TURKEY GBP FR0010542126 EASY FTSE ET50 ENVIRON (USD) FR0010626879 LYXOR ETF TURKEY USD FR0010542126 EASY FTSE SOUTH AFRICA (USD) FR0010640243 LYXOR ETF WISE QUANT STRATEG FR0010540690 EASY S‐BOX BNP GL AG (USD) FR0010629741 LYXOR ETF WISE QUANT STRATEG FR0010540690 EASY S‐BOX BNP NEXT 11 (USD) FR0010626861 LYXOR ETF WORLD WATER FR0010527275 EASYETF ASPI EUROZONE FR0007068028 LYXOR ETF WORLD WATER FR0010527275 EASYETF AUTOMOBILE FR0010018333 LYXOR ETF WORLD WATER FR0010527275 EASYETF BNP GLOBAL RENEW ENE FR0010748343 LYXOR ETF WORLD WATER FR0010527275 EASYETF BNP PARIBAS GL WAS‐$ FR0010671438 LYXOR ETF WORLD WATER GBP FR0010542134 EASYETF BNP PARIBAS GL WAS‐= FR0010668830 LYXOR ETF WORLD WATER USD FR0010542134 EASYETF BNP PARIBAS GL WAS‐= FR0010668830 LYXOR ETN LONG GOLD XS0416722857 EASYETF CAC 40 FR0010150458 LYXOR ETN OIL XS0416703808 EASYETF CAC40 DOUBLE SHORT FR0010689679 LYXOR ETN SHORT OIL XS0416714599 EASYETF CONSTRUCTION FR0010018341 LYXOR FTSE CST KUWAIT‐40‐GBP FR0010614834 EASYETF DJ BRAZIL 15‐EUR LU0339362906 LYXOR FTSE CST KUWAIT‐40‐USD FR0010614834 EASYETF DJ CHINA 15‐EUR LU0339363540 LYXOR‐ETF DJ I‐B FR0010736389 EASYETF DJ EGYPT FR0010636522 LYXOR‐ETF RUSSIA FR0010460998 EASYETF DJ EGYPT (USD) FR0010642587 MacroShares $100 Oil Down US55610T2015 EASYETF DJ EURO STOXX FR0010230516 MacroShares $100 Oil Up US55610W2044 EASYETF DJ EURO STOXX FR0010230516 Market 2000+ HOLDRs US57059Y2046 EASYETF DJ ISLAMIC MTK TTN 1 FR0010378570 MARKET A DJ TURKEY TITANS 20 LU0269999362 EASYETF DJ ISLAMIC MTK TTN 1 FR0010378570 MARKET A DJ TURKEY TITANS 20 LU0269999362 EASYETF DJ KUWAIT TITAN‐30‐$ FR0010671446 MARKET A DJ TURKEY TITANS 20 LU0269999362 EASYETF DJ KUWAIT TITAN‐30‐= FR0010668848 MARKET ACCESS AMEX GOLD BUGS LU0259322260 EASYETF DJ LUXURY FR0010616649 MARKET ACCESS AMEX GOLD BUGS LU0259322260 EASYETF DJ LUXURY (USD) FR0010627315 MARKET ACCESS AMEX GOLD BUGS LU0259322260 EASYETF DJ RUSS TITAN 10‐EUR LU0339363110 MARKET ACCESS AMEX GOLD BUGS LU0259322260 EASYETF DJ SOUTH KOREA TIT30 FR0010636530 MARKET ACCESS DAXGLOBAL ASIA LU0259323235 EASYETF DJ SOUTH KOREA TIT30 FR0010636530 MARKET ACCESS DAXGLOBAL ASIA LU0259323235 EasyETF DJ South Korea Titans 30 USD FR0010640227 MARKET ACCESS DAXGLOBAL ASIA LU0259323235 EASYETF DJ ST 600 DB SH‐CAP= FR0010689687 MARKET ACCESS DAXGLOBAL ASIA LU0259323235 EASYETF DJ STOXX 600 FR0010616250 MARKET ACCESS DAXGLOBAL BRIC LU0269999792 EASYETF DJ STOXX AS/PAC X JP FR0010636514 MARKET ACCESS DAXGLOBAL BRIC LU0269999792 EASYETF DJ STOXX AS/PAC X JP FR0010640219 MARKET ACCESS DAXGLOBAL BRIC LU0269999792 EASYETF DJ TURKEY TITANS 20 FR0010636555 MARKET ACCESS DAXGLOBAL BRIC LU0269999792 EASYETF DJ UNITED ARAB EM‐$ FR0010670935 MARKET ACCESS DAXGLOBAL RUSS LU0269999958 EASYETF DJ UNITED ARAB EM‐= FR0010668855 MARKET ACCESS DAXGLOBAL RUSS LU0269999958 EASYETF EU ST 50 DB SH‐CAP= FR0010689695 MARKET ACCESS DAXGLOBAL RUSS LU0269999958 EASYETF EURO BANK FR0007068077 MARKET ACCESS DAXGLOBAL RUSS LU0269999958

37

Execution Version

EASYETF EURO ENERGY FR0007068085 MARKET ACCESS FTSE/JSE AFR LU0270000028 EASYETF EURO HEALTH FR0007068093 MARKET ACCESS FTSE/JSE AFR LU0270000028 EASYETF EURO INSURANCE FR0007068101 MARKET ACCESS FTSE/JSE AFR LU0270000028 EASYETF EURO MEDIA FR0007068051 MARKET ACCESS FTSE/JSE AFR LU0270000028 EASYETF EURO STOXX 50‐A DIS FR0010129064 MARKET ACCESS RICI INDEX FD LU0249326488 EASYETF EURO STOXX 50‐B FR0010129072 MARKET ACCESS RICI INDEX FD LU0249326488 EASYETF EURO STOXX 50‐B1 CAP FR0010129072 MARKET ACCESS RICI INDEX FD LU0249326488 EASYETF EURO TECHNOLOGY FR0007068069 MARKET ACCESS RICI INDEX FD LU0249326488 EASYETF EURO TELECOMMUNICATI FR0007068044 MARKET ACCESS SOUTH‐EAST EUR LU0259329869 EASYETF EURO UTILITIES FR0007068036 MARKET ACCESS SOUTH‐EAST EUR LU0259329869 EASYETF EUROMTS EONIA FR0010616268 MARKET ACCESS SOUTH‐EAST EUR LU0259329869 EASYETF EUROMTS EONIA FR0010616268 MARKET ACCESS SOUTH‐EAST EUR LU0259329869 EASYETF EUROMTS FED FUNDS FR0010616276 MARKET VECTORS ‐ AFRICA US57060U7871 EASYETF FTSE EPRA EUROPE LU0246033426 MARKET VECTORS AGRIBUSINESS US57060U6055 EASYETF FTSE EPRA EUROPE LU0246033426 Market Vectors Agribusiness US57060U6055 EASYETF FTSE EPRA EUROZONE LU0192223062 MARKET VECTORS COAL ETF US57060U8374 EASYETF FTSE EPRA EUROZONE LU0192223062 MARKET VECTORS EGYPT INDEX US57060U5487 EASYETF FTSE EPRA EUROZONE LU0192223062 MARKET VECTORS EMERGING MARK US57060U5222 Market Vectors Environmental EASYETF FTSE EPRA NAREIT GLB LU0281118355 Services US57060U2096 EASYETF FTSE ET50 ENVIRONMNT FR0010616284 MARKET VECTORS GLOBAL ALT US57060U4076 EASYETF FTSE SOUTH AFRICA FR0010636571 MARKET VECTORS GOLD MINERS US57060U1007 EASYETF FTSE XINHUA CHINA 25 FR0010636589 MARKET VECTORS HARD ASSET PR US57060U7954 EASYETF FTSE XINHUA CHINA 25 FR0010636589 MARKET VECTORS HI YLD MUNI US57060U8788 EASYETF FTSE XINHUA CHINA 25 FR0010640250 MARKET VECTORS INDONESIA IND US57060U7533 EASYETF GLOBAL TITANS 50 FR0000973596 MARKET VECTORS INDONESIA IND US57060U7533 EASYETF IBOXX LQ SOV EX SHRT FR0010276923 MARKET VECTORS JR GOLD MINER US57060U5891 EASYETF IBOXX LQ SOV EX SHRT FR0010276923 MARKET VECTORS LATIN AMERICA US57060U5305 EASYETF IBOXX LQ SOV GLOBAL FR0010276949 MARKET VECTORS NUCLEAR ENRGY US57060U7046 EASYETF IBOXX LQ SOV GLOBAL FR0010276949 MARKET VECTORS POLAND ETF US57060U5719 EASYETF IBOXX LQ SOV LONG FR0010276964 Market Vectors Russia US57060U5065 EASYETF IBOXX LQ SOV LONG FR0010276964 MARKET VECTORS RUSSIA ETF US57060U5065 EASYETF ITRAXX EUROPE CROSS LU0281436138 MARKET VECTORS STEEL INDEX F US57060U3086 EASYETF ITRAXX EUROPE CROSS LU0281436138 MARKET VECTORS VIETNAM ETF US57060U7616 EASYETF ITRAXX EUROPE HIVOL LU0281436302 MARKET VECTORS‐BRAZIL SM‐CAP US57060U6139 EASYETF ITRAXX EUROPE HIVOL LU0281436302 MARKET VECTORS‐BRAZIL SM‐CAP US57060U6139 EASYETF LOW CARBON 100 EUR FR0010655597 MARKET VECTORS‐GULF STATES US57060U7798 EASYETF NMX INFRASTR EUROPE LU0315455286 MARS HILL GLOBAL RELATIVE VA US00768Y4044 EASYETF NMX INFRASTR EUROPE LU0315455286 MATERIALS S&P US SELECT SECT IE00B3XM3R14 EASYETF NMX30 INFRASTRUC GLB LU0315440411 MATERIALS SELECT SECTOR SPDR US81369Y1001 EASYETF NMX30 INFRASTRUC GLB LU0315440411 Materials SPDR US81369Y1001 EASYETF RUSSELL 1000‐EUR FR0010616292 MA‐TIGER CH ETF KR7117690008 38

Execution Version

EASYETF RUSSELL 1000‐EUR FR0010616292 MAXIS Nikkei 225 ETF JP3047040005 EASYETF RUSSELL 1000‐USD FR0010618835 MAXIS S&P Mitsubishi Group ETF JP3047070002 EASYETF S&P 100 FR0010616300 MAXIS TOPIX CORE30 ETF JP3047020007 EASYETF S&P 100 FR0010616300 MAXIS TOPIX ETF JP3047060003 EASYETF S&P 100 FR0010616300 MENA Frontier PwrShrs US73936Q6035 EASYETF S&P 100‐USD FR0010618843 Metals & Mining SPDR US78464A7550 EASYETF S&P GSAL‐A LU0252701189 Mexican Peso Trust CurrencyShares US23130H1077 EASYETF S&P GSCI LU0203243844 MEXTRAC 09 MX1BME0F0008 EASYETF S&P GSCI LU0203243414 Mid Cap Core AlphaDEX First Trust US33735B1089 EASYETF S&P GSCI LU0203243844 Mid Cap RevenueShares US7613962098 EASYETF S&P GSCI LIGH‐A‐EUR LU0309198074 MidCap Dividend WisdomTree US97717W5058 EASYETF S&P GSCI UL‐LG ENRGY LU0246046329 MidCap Earnings WisdomTree US97717W5702 EASYETF S&P GSCI UL‐LG ENRGY LU0246046329 Middle East Dividend Fund US97717X3052 EASYETF S&P GSCI UL‐LG ENRGY LU0246046329 MIRAE ASSET TIGER BANKS ETF KR7091220004 EASYETF S&P GSNE LU0230484932 MIRAE ASSET TIGER BRIC ETF KR7105020002 EASYETF S&P GSNE LU0230484932 MIRAE ASSET TIGER LATIN ETF KR7105010003 EASYETF S&P GSNE LU0230484932 MIRAE MAPS TIGER 200 ‐1X ETF KR7123310005 EASYETF S‐BOX BNP G NUCL‐EUR FR0010636597 MIRAE MAPS TIGER 200 ETF KR7102110004 EASYETF S‐BOX BNP G NUCL‐USD FR0010640268 MIRAE MAPS TIGER KQ PRM ETF KR7122390008 EASYETF S‐BOX BNP G WTR‐EUR FR0010636621 MIRAE MAPS TIGER KRX100 ETF KR7091210005 EASYETF S‐BOX BNP G WTR‐USD FR0010640276 MIRAE MAPS TIGER KTB3 ETF KR7114820004 EASYETF S‐BOX BNP PAR NXT 11 FR0010616656 MIRAE MAPS TIGER WTI FUT ETF KR7130680002 EASYETF S‐BOX BNP PAR NXT 11 FR0010616656 MIRAE MAPS TIGER200 2X ETF KR7123320004 EASYETF S‐BOX BNP PRB GL AGR FR0010616318 MIRAE TIGER MEDIA TELECM ETF KR7098560006 EASYETF SOUTH AFRICA FTSE/JS FR0010636571 MIRAE TIGER MID VALUE ETF KR7097720007 EASYETF STOXX 50 EUROPE‐B FR0010148858 MIRAE TIGER PURE VALUE ETF KR7097710008 EASYETF TOPIX‐CAP EUR FR0010713610 MIRAE TIGER SEMINCON ETF KR7091230003 EASYETF TOPIX‐CAP USD FR0010714261 MIZUHO GOLD ETF JP3047150002 EASYETF TSEC TAIWAN FR0010636563 MLCX Biofuels ELEMENTS ETN US8702971990 EasyETF TSEC Taiwan USD FR0010640292 MLCX Grains ELEMENTS ETN US8702972154 Morningstar Dividend Leaders First EASYETN EMERGING INFRAST ETN NL0006243404 Trust US3369171091 EASYETN GLB ENRG EFFICIENCY NL0006240236 Morningstar Large Core iShares US4642871275 EASYETN GLOBAL INFRASTRU ETN NL0006243396 Morningstar Large Growth iShares US4642871192 EASYETN GLOBAL RENEWABLE ETN NL0006240244 Morningstar Large Value iShares US4642881092 EASYETN GREY GOLD ETN NL0006086795 Morningstar Mid Core iShares US4642882082 EASYETN KEY IDEA EUROPE ETN NL0006076499 Morningstar Mid Growth iShares US4642883072 EASYETN WORLD LUXURY ETN NL0000748937 Morningstar Mid Value iShares US4642884062 EMERG MKT ENERGY TITANS INDX US2684618604 Morningstar Small Core iShares US4642885051 EMERG MKT METAL&MINING TITAN US2684618521 Morningstar Small Growth iShares US4642886042 Emerg Mkt Sov Debt PwrShrs US73936T5737 Morningstar Small Value iShares US4642887032 Morningstar Wide Moat ELEMENTS EMERGING GLOBAL SHARES US2684618117 ETN US25153Q7088 39

Execution Version

EMERGING GLOBAL SHARES DOW J US2684611005 MOTILAL OSWAL MOST SHARES INF247L01015 EMERGING GLOBAL SHARES INDXX US2684618299 MS Technology SPDR US78464A1025 EMERGING GLOBAL SHARES INDXX US2684618372 MSCI ACWI ex US iShares US4642882405 EMERGING GLOBAL SHARES INDXX US2684618455 MSCI ACWI Ex‐US SPDR US78463X8487 EMERGING MARKETS FINAN TITAN US2684615063 MSCI ACWI iShares US4642882579 Emerging Mkt Bear 3X Direxionshares US25459W4823 MSCI Asia ex‐Japan iShares US4642881829 Emerging Mkt Bull 3X Direxionshares US25459W3007 MSCI Australia iShares US4642861037 Emerging Mkts 50 ADR BLDRS US09348R3003 MSCI Austria iShares US4642862027 Emerging Mkts Infrastructure PwrShrs US73937B2097 MSCI Belgium iShares US4642863017 Emerging Mkts Small Cap WisdomTree US97717W2816 MSCI Brazil iShares US4642864007 Emerging Mkts Vanguard US9220428588 MSCI BRIC Index Fund iShares US4642866572 Emg Mkts High Yielding WisdomTree US97717W3152 MSCI Canada iShares US4642865095 Energy Bear 3X Direxionshares US25459W3429 MSCI Chile Index Fund iShares US4642866408 Energy Bull 3X Direxionshares US25459W8881 MSCI EAFE Growth iShares US4642888857 ENERGY S&P US SELECT SECTOR IE00B435CG94 MSCI EAFE iShares US4642874659 ENERGY SELECT SECTOR SPDR US81369Y5069 MSCI EAFE Small Cap iShares US4642882736 Energy SPDR US81369Y5069 MSCI EAFE Value iShares US4642888774 Enhanced 130/30 Large Cap KEYnote ETN US46625H7614 MSCI Emerging Mkts iShares US4642872349 Enhanced S&P GSCI GS CONNECT ETN US38144L8524 MSCI EMU iShares US4642866085 ESG SHARES NORTH AMERICA SUS US70422P1075 MSCI France iShares US4642867075 ETF SILVER TRUST US26922X1072 MSCI Germany iShares US4642868065 ETFLAB DAX DE000ETFL011 MSCI Hong Kong iShares US4642868719 ETFLAB DAX AUSSCHUETTEND DE000ETFL060 MSCI India iPath ETN US06739F2911 ETFLAB DAXPLUS MAXIMUM DIVID DE000ETFL235 MSCI Israel iShares US4642866325 ETFLAB DB EUROGOV GERMA 5‐10 DE000ETFL201 MSCI Italy iShares US4642868552 ETFLAB DB EUROGOV GERMAN 10+ DE000ETFL219 MSCI Japan iShares US4642868487 ETFLAB DB EUROGOV GERMAN 1‐3 DE000ETFL185 MSCI Japan Sm Cap iShares US4642865822 ETFLAB DB EUROGOV GERMAN 3‐5 DE000ETFL193 MSCI Kokusai iShares US4642882652 ETFLAB DB EUROGOV GERMANY DE000ETFL177 MSCI Malaysia iShares US4642868305 ETFLAB DB EUROGOV GERMANY MM DE000ETFL227 MSCI Mexico iShares US4642868222 ETFLAB DJ EURO STOXX 50 DE000ETFL029 MSCI Netherlands iShares US4642868149 ETFLAB DJ EURO STOXX 50 SH DE000ETFL334 MSCI Pacific ex Japan iShares US4642866655 ETFLAB DJ EURO STOXX DVD 30 DE000ETFL078 MSCI Singapore iShares US4642866739 ETFLAB DJ STOXX 50 DE000ETFL250 MSCI South Africa iShares US4642867802 ETFLAB DJ STOXX ST GR 20 DE000ETFL037 MSCI South Korea iShares US4642867729 ETFLAB DJ STOXX ST STL 40 DE000ETFL052 MSCI Spain iShares US4642867646 ETFLAB DJ STOXX ST VAL 20 DE000ETFL045 MSCI Sweden iShares US4642867562 ETFLAB IBOXX LIQUID 10+ DE000ETFL169 MSCI Switzerland iShares US4642867497 ETFLAB IBOXX LIQUID 1‐10 DE000ETFL110 MSCI Taiwan iShares US4642867315 ETFLAB IBOXX LIQUID 1‐3 DE000ETFL128 MSCI Thailand iShares US4642866242 ETFLAB IBOXX LIQUID 3‐5 DE000ETFL136 MSCI Turkey NETs US4642867158 40

Execution Version

ETFLAB IBOXX LIQUID 5‐7 DE000ETFL144 MSCI UK iShares US4642866994 ETFLAB IBOXX LIQUID 7‐10 DE000ETFL151 MTRACK ENERGY ETF THENGY070000 Multi Cap Growth AlphaDEX First ETFLAB MSCI EUROPE LC DE000ETFL086 Trust US33733F1012 ETFlab MSCI Japan DE000ETFL300 Multi Cap Value AlphaDEX First Trust US33733C1080 ETFlab MSCI Japan LC DE000ETFL102 MYETF DJ ISLAMIC TITANS 25 MYL0821EA008 ETFlab MSCI Japan MC DE000ETFL318 NASDAQ 100 ETF SE0003045863 ETFS AGRICULTURE DJ‐UBSC‐GBP GB00B15KYH63 Nasdaq Biotechnology iShares US4642875565 ETFS AGRICULTURE DJ‐UBSCI GB00B15KYH63 Nasdaq Composite US3159128087 ETFS AGRICULTURE DJ‐UBSCISM GB00B15KYH63 Nasdaq Internet PwrShrs US73935X1467 ETFS AGRICULTURE DJ‐UBSCISM GB00B15KYH63 Nasdaq Next‐Q Pwrshrs US73935X1202 ETFS AGRICULTURE DJ‐UBSCISM GB00B15KYH63 Nasdaq‐100 US73935A1043 ETFS AGRICULTURE DJ‐UBSCISM DE000A0KRKB8 Nasdaq‐100 Buywrite PwrShrs US73936G1004 ETFS ALL COMM DJ‐UBSCISM‐GBP GB00B15KY989 NBGAM ETF ATHEX GEN DOM EQTY GRF000054004 ETFS ALL COMMOD DJ‐UBSCISM GB00B15KY989 NETS FTSE CNBC GLOBAL 300 US64118K6964 ETFS ALL COMMOD DJ‐UBSCISM GB00B15KY989 New Zealand Wisdowtree Dreyfus US97717W2162 ETFS ALL COMMOD DJ‐UBSCISM GB00B15KY989 NEXT F FTSE/JFE AFRICA TOP40 JP3046780007 ETFS ALL COMMOD DJ‐UBSCISM DE000A0KRKC6 NEXT F INDIA CNX NIFTY N ETF JP3047100007 ETFS ALL COMMOD DJ‐UBSCISM GB00B15KY989 NEXT F RUSSIA ETS NOMURA ETF JP3046790006 ETFS ALUMINIUM GB00B15KXN58 NEXT FUNDS DOW JONES INDUSTR JP3047250000 ETFS ALUMINIUM GB00B15KXN58 NEXT FUNDS IBOVESPA LINK ETF JP3046800003 ETFS ALUMINIUM GB00B15KXN58 NEXT FUNDS NASDAQ 100 ETF JP3047240001 ETFS ALUMINIUM DE000A0KRJS4 NEXT FUNDS NOMURA CRUDE OIL JP3047180009 ETFS ALUMINIUM GB00B15KXN58 NEXT FUNDS PLATINUM NOMU ETF JP3047140003 ETFS BRENT 1MTH OIL SECR‐GBP GB00B0CTWC01 NEXT FUNDS REIT NOMURA ETF JP3047010008 ETFS BRENT 1MTH OIL SECURIT DE000A0KRKM5 NEXT FUNDS TOPIX‐17 AUTO&TRS JP3046610006 ETFS BRENT 1MTH OIL SECURIT GB00B0CTWC01 NEXT FUNDS TOPIX‐17 BANKS JP3046700005 ETFS BRENT 1MTH OIL SECURIT GB00B0CTWC01 NEXT FUNDS TOPIX‐17 CONS&MAT JP3046580001 ETFS BRENT 1MTH OIL SECURIT GB00B0CTWC01 NEXT FUNDS TOPIX‐17 EL&PR JP3046640003 ETFS BRENT 1MTH OIL SECURIT GB00B0CTWC01 NEXT FUNDS TOPIX‐17 ELEC&GAS JP3046660001 ETFS BRENT 1YR JE00B1YN4R61 NEXT FUNDS TOPIX‐17 ENERGY R JP3046570002 ETFS BRENT 2YR JE00B1YNWG12 NEXT FUNDS TOPIX‐17 FINANCL JP3046710004 ETFS BRENT 3YR JE00B1YP7409 NEXT FUNDS TOPIX‐17 FOODS JP3046560003 ETFS BRENT OIL GB00B0CTWC01 NEXT FUNDS TOPIX‐17 IT&SERV JP3046650002 ETFS CAC 40 2X SHORT FUND IE00B4QNHZ41 NEXT FUNDS TOPIX‐17 MACHINER JP3046630004 ETFS CARBON JE00B3CG6315 NEXT FUNDS TOPIX‐17 PHARMA JP3046600007 ETFS CARBON GBP JE00B3CG6315 NEXT FUNDS TOPIX‐17 RAW M&CH JP3046590000 ETFS COFFEE GB00B15KXP72 NEXT FUNDS TOPIX‐17 REAL EST JP3046720003 ETFS COFFEE GB00B15KXP72 NEXT FUNDS TOPIX‐17 RETAIL JP3046690008 ETFS COFFEE GB00B15KXP72 NEXT FUNDS TOPIX‐17 STL&ML JP3046620005 ETFS COFFEE DE000A0KRJT2 NEXT FUNDS TOPIX‐17 TP&LG JP3046670000 ETFS COPPER GB00B15KXQ89 NEXT FUNDS TOPIX‐17 WHOLESAL JP3046680009 41

Execution Version

ETFS COPPER GB00B15KXQ89 NFA Global Asset PwrShrs US73936Q4055 ETFS COPPER GB00B15KXQ89 NIKKEI 300 STK INDX LIST FD JP3013190008 ETFS COPPER DE000A0KRJU0 NIKKO ETF ‐ 225 JP3027660004 ETFS COPPER GB00B15KXQ89 NIKKO ETF ‐ TOPIX JP3039100007 ETFS CORN GB00B15KXS04 NIKKO ETF MSCI EMERGING JP3047130004 ETFS CORN GB00B15KXS04 NIKKO ETF MSCI JAPAN JP3047230002 ETFS CORN GB00B15KXS04 NIKKO ETF MSCI KOKUSAI JP3047120005 ETFS CORN DE000A0KRJV8 NIKKO ETF S&P JP EMER EQ 100 JP3046550004 Nikko Exchange Traded Index Fund ETFS CORN GB00B15KXS04 FTSE Japan Green Chip 35 JP3047050004 ETFS COTTON GB00B15KXT11 NIKKO‐INTL WGBI JP3047090000 ETFS COTTON GB00B15KXT11 NOMURA ETF ‐ NIKKEI 225 JP3027650005 ETFS COTTON GB00B15KXT11 NOMURA ETF ‐ TOPIX JP3027630007 ETFS COTTON DE000A0KRJW6 NOMURA ETF BANKS INDEX JP3040170007 ETFS CRUDE OIL GB00B15KXV33 NOMURA ETF ELECTRIC APLC IDX JP3040150009 ETFS CRUDE OIL GB00B15KXV33 NOMURA ETF TOPIX CORE 30 JP3040140000 ETFS CRUDE OIL GB00B15KXV33 NON‐FINANCIAL ISTANBUL 20 TRYFNBK00030 ETFS CRUDE OIL DE000A0KRJX4 Nuclear Energy Market Vectors US57060U7046 ETFS CRUDE OIL GB00B15KXV33 NYSE 100 iShares US4642871358 ETFS DAX 2X LONG FUND IE00B4QNHH68 NYSE Composite iShares US4642871432 ETFS DAX GBL ALT ENERGY IE00B3CNHC86 Oil & Gas Equip & Serv SPDR US78464A7485 ETFS DAX GBL ALT ENERGY IE00B3CNHC86 Oil & Gas Explor & Prod SPDR US78464A7303 ETFS DAX GBL ALT ENERGY IE00B3CNHC86 OIL SERVICE HOLDRS TRUST US6780021068 ETFS DAX GBL ALT ENERGY IE00B3CNHC86 Oil Services HOLDRs US6780021068 ETFS DAX GBL ALT ENERGY IE00B3CNHC86 OMSTAGE = LQ SOV DV 5‐7‐I LU0444606379 ETFS DAX GBL ALT ENERGY DE000A0Q8M94 ONE FUNDS US9034371016 ETFS DJ EURO ST 50 DBL SH 2X IE00B4QNJ141 OOK INC US67089E1029 ETFS DJ EURO STOXX 50 LEV 2X IE00B4QNJG91 Optimized Currency iPath ETN US06739H4121 ETFS DJ ST 600 BASIC RESOURC IE00B3CNH733 Pac ex‐Jpn High‐Ylding Equity Wtree US97717W8102 Pacific ex‐Japan Dividend ETFS DJ ST 600 BASIC RESOURC IE00B3CNH733 WisdomTree US97717W8284 ETFS DJ ST 600 BASIC RESOURC IE00B3CNH733 PARAGON CSI RAFI 50 ETF HK0000063765 ETFS DJ ST 600 BASIC RESOURC IE00B3CNH733 Pharmaceutical HOLDRs US71712A2069 ETFS DJ ST 600 BASIC RESOURC IE00B3CNH733 Pharmaceuticals SPDR US78464A7220 ETFS DJ ST 600 OIL&GAS IE00B3CNH840 PIBB FUNDO INDICE BRASIL 50 BRPIBBCTF005 ETFS DJ ST 600 OIL&GAS IE00B3CNH840 PIMCO 1‐3 YR US TREASURY IND US72201R1068 ETFS DJ ST 600 OIL&GAS IE00B3CNH840 PIMCO 1‐5 YEAR US TIPS IN FD US72201R2058 ETFS DJ ST 600 OIL&GAS IE00B3CNH840 PIMCO 15+ YR US TIPS INDX FN US72201R3049 ETFS DJ ST 600 OIL&GAS IE00B3CNH840 PIMCO 20+ YR ZERO CPN US TIF US72201R8824 ETFS DJ ST 600 UTILITIES IE00B3CNH956 PIMCO 3‐7 YR US TREAS IND FD US72201R6018 ETFS DJ ST 600 UTILITIES IE00B3CNH956 PIMCO 7‐15 YR US TREASURY IN US72201R7008 ETFS DJ ST 600 UTILITIES IE00B3CNH956 PIMCO BROAD US TIPS INDX FN US72201R4039 ETFS DJ ST 600 UTILITIES IE00B3CNH956 PIMCO ENHANCED SHORT MATURIT US72201R8337 42

Execution Version

ETFS DJ ST 600 UTILITIES IE00B3CNH956 PIMCO INTERMEDIATE MUNICIPAL US72201R8667 ETFS ENERGY DJ‐UBSCISM GB00B15KYB02 PIMCO SHORT TERM MUNICIPAL B US72201R8741 ETFS ENERGY DJ‐UBSCISM GB00B15KYB02 POLARIS PS MSCI TAIWAN FIN TW0000055003 ETFS ENERGY DJ‐UBSCISM GB00B15KYB02 POLARIS PS S&PT CUS CHP50 FD TW0000054006 ETFS ENERGY DJ‐UBSCISM DE000A0KRKD4 POLARIS PS TAIWAN DVD ETF TW0000056001 ETFS ENERGY DJ‐UBSCISM GB00B15KYB02 POLARIS PS TAIWAN ELECTR TW0000053008 ETFS EX‐ENERGY DJ‐UBSCISM GB00B15KYD26 POLARIS P‐SHARES TSEC TW NON TW0000060003 ETFS EX‐ENERGY DJ‐UBSCISM GB00B15KYD26 POLARIS TAIWAN MID‐CAP 100 TW0000051002 ETFS EX‐ENERGY DJ‐UBSCISM GB00B15KYD26 POLARIS TAIWAN TOP50 H.K HK0000055365 ETFS EX‐ENERGY DJ‐UBSCISM DE000A0KRKE2 POLARIS TAIWAN TOP50 TRACKER TW0000050004 ETFS FORWARD CRUDE OIL JE00B24DLX86 POWERSHARE EQQQ IE0032077012 ETFS FORWARD HEATING OIL JE00B24DM021 POWERSHARE EQQQ IE0032077012 ETFS FORWARD LEAN HOGS JE00B24DM138 POWERSHARE EQQQ IE0032077012 ETFS FORWARD LIVE CATTLE JE00B24DM245 POWERSHARE EQQQ IE0032077012 ETFS FRW AGR DJ‐UBSCI‐F3SM DE000A0SVX83 POWERSHARE EQQQ IE0032077012 ETFS FRW AGR DJ‐UBSCI‐F3SM JE00B24DMK23 POWERSHARE EQQQ IE0032077012 ETFS FRW AGR DJ‐UBSCI‐F3SM JE00B24DMK23 POWERSHARES BUILD AMERICA PO US73937B4077 ETFS FRW AGR DJ‐UBSCI‐F3SM JE00B24DMK23 POWERSHARES CEF INCOME COMPO US73936Q8437 ETFS FRW ALL CMM DJ‐UBSCI‐F3 JE00B24DMC49 POWERSHARES DB 3X LONG 25+ T US25154N5225 ETFS FRW ALL CMM DJ‐UBSCI‐F3 JE00B24DMC49 POWERSHARES DB 3X SHORT 25+ US25154N5308 ETFS FRW ALL CMM DJ‐UBSCI‐F3 JE00B24DMC49 POWERSHARES DB AGRICULTURE F US73936B4086 ETFS FRW ALL CMM DJ‐UBSCI‐F3 DE000A0SVX34 POWERSHARES DB BASE METALS F US73936B7055 ETFS FRW ENR DJ‐UBSCI‐F3SM JE00B24DMD55 POWERSHARES DB CRUDE OIL 2X US25154K8826 ETFS FRW ENR DJ‐UBSCI‐F3SM JE00B24DMD55 POWERSHARES DB ENERGY FUND US73936B1017 ETFS FRW ENR DJ‐UBSCI‐F3SM JE00B24DMD55 POWERSHARES DB G10 CURR HARV US73935Y1029 ETFS FRW ENR DJ‐UBSCI‐F3SM DE000A0SVX42 POWERSHARES DB METALS 2X US25154K8412 ETFS FRW EX‐ENR DJ UBSCI F3S JE00B24DMG86 POWERSHARES DB OIL ‐2X US25154K8099 ETFS FRW EX‐ENR DJ UBSCI F3S JE00B24DMG86 POWERSHARES DB OIL FUND US73936B5075 ETFS FRW EX‐ENR DJ UBSCI F3S DE000A0SVX67 POWERSHARES DB PREC METALS F US73936B2007 ETFS FRW GRAINS DJ‐UBSCI‐F3S DE000A0SVYB4 POWERSHARES DB US DOL IND BE US73936D2062 ETFS FRW GRAINS DJ‐UBSCI‐F3S JE00B24DMN53 POWERSHARES DB US DOL IND BU US73936D1072 ETFS FRW GRAINS DJ‐UBSCI‐F3S JE00B24DMN53 POWERSHARES DYN M/C VALUE US73935X8801 ETFS FRW GRAINS DJ‐UBSCI‐F3S JE00B24DMN53 POWERSHARES DYNAMIC EUROPE IE00B23D9570 ETFS FRW IND MTL DJ UBSCI F3 JE00B24DMJ18 POWERSHARES DYNAMIC EUROPE IE00B23D9570 ETFS FRW IND MTL DJ UBSCI F3 JE00B24DMJ18 POWERSHARES DYNAMIC EUROPE IE00B23D9570 ETFS FRW IND MTL DJ UBSCI F3 DE000A0SVX75 POWERSHARES DYNAMIC EUROPE IE00B23D9570 ETFS FRW LVST DJ‐UBSCI‐F3SM DE000A0SVYA6 POWERSHARES DYNAMIC GL DV MR IE00B23D9463 ETFS FRW LVST DJ‐UBSCI‐F3SM JE00B24DMM47 POWERSHARES DYNAMIC GL DV MR IE00B23D9463 ETFS FRW LVST DJ‐UBSCI‐F3SM JE00B24DMM47 POWERSHARES DYNAMIC GL DV MR IE00B23D9463 ETFS FRW NATURAL GAS DE000A0SVYC2 POWERSHARES DYNAMIC GL DV MR IE00B23D9463 ETFS FRW NATURAL GAS JE00B24DM351 POWERSHARES DYNAMIC ITALY IE00B23LNR19

43

Execution Version

ETFS FRW NATURAL GAS JE00B24DM351 POWERSHARES DYNAMIC UK IE00B23LNQ02 ETFS FRW NATURAL GAS JE00B24DM351 POWERSHARES DYNAMIC US MRKT IE00B23D9240 ETFS FRW PTRL DJ‐UBSCI‐F3SM JE00B24DMF79 POWERSHARES DYNAMIC US MRKT IE00B23D9240 ETFS FRW PTRL DJ‐UBSCI‐F3SM JE00B24DMF79 POWERSHARES DYNAMIC US MRKT IE00B23D9240 ETFS FRW PTRL DJ‐UBSCI‐F3SM DE000A0SVX59 POWERSHARES DYNAMIC US MRKT IE00B23D9240 ETFS FRW SFTS DJ‐UBSCI‐F3SM DE000A0SVX91 POWERSHARES EUROMTS CASH 3M IE00B3BPCH51 ETFS FRW SFTS DJ‐UBSCI‐F3SM JE00B24DML30 POWERSHARES EUROMTS CASH 3M IE00B3BPCH51 ETFS FRW SFTS DJ‐UBSCI‐F3SM JE00B24DML30 POWERSHARES EUROMTS CASH 3M IE00B3BPCH51 ETFS FTSE 100 LEVERAGED 2X IE00B4QNJJ23 POWERSHARES FTSE RAFI DEVEL IE00B23D8W74 ETFS FTSE 100 SUP SHRT ST 2X IE00B4QNK008 POWERSHARES FTSE RAFI DEVEL IE00B23D8W74 ETFS GASOLINE DE000A0KRJY2 POWERSHARES FTSE RAFI DEVEL IE00B23D8W74 ETFS GASOLINE GB00B15KXW40 POWERSHARES FTSE RAFI DEVEL IE00B23D8W74 ETFS GASOLINE GB00B15KXW40 POWERSHARES FTSE RAFI EUROPE IE00B23D8X81 ETFS GASOLINE GB00B15KXW40 POWERSHARES FTSE RAFI EUROPE IE00B23D8X81 ETFS GASOLINE GB00B15KXW40 POWERSHARES FTSE RAFI EUROPE IE00B23D8X81 ETFS GOLD GB00B15KXX56 POWERSHARES FTSE RAFI EUROPE IE00B23D8X81 ETFS GOLD GB00B15KXX56 POWERSHARES FTSE RAFI HONG K IE00B3BPCG45 ETFS GOLD GB00B15KXX56 POWERSHARES FTSE RAFI IT 30 IE00B23LNP94 ETFS GOLD DE000A0KRJZ9 POWERSHARES FTSE RAFI SM MID IE00B23D8Y98 ETFS GOLD TRUST US26922Y1055 POWERSHARES FTSE RAFI SM MID IE00B23D8Y98 ETFS GOLD‐GBP GB00B15KXX56 POWERSHARES FTSE RAFI SM MID IE00B23D8Y98 ETFS GRAINS DJ‐UBSCISM GB00B15KYL00 POWERSHARES FTSE RAFI SM MID IE00B23D8Y98 ETFS GRAINS DJ‐UBSCISM DE000A0KRKF9 POWERSHARES FTSE RAFI UK IE00B23LNN70 ETFS GRAINS DJ‐UBSCISM GB00B15KYL00 POWERSHARES FTSE RAFI US 1K IE00B23D8S39 ETFS GRAINS DJ‐UBSCISM GB00B15KYL00 POWERSHARES FTSE RAFI US 1K IE00B23D8S39 ETFS GRAINS DJ‐UBSCISM GB00B15KYL00 POWERSHARES FTSE RAFI US 1K IE00B23D8S39 ETFS GRAINS DJ‐UBSCISM‐GBP GB00B15KYL00 POWERSHARES FTSE RAFI US 1K IE00B23D8S39 ETFS HEATING OIL GB00B15KXY63 POWERSHARES GL AGRICULTURE‐A IE00B3BQ0418 ETFS HEATING OIL GB00B15KXY63 POWERSHARES GL AGRICULTURE‐A IE00B3BQ0418 ETFS HEATING OIL GB00B15KXY63 POWERSHARES GL AGRICULTURE‐A IE00B3BQ0418 ETFS HEATING OIL DE000A0KRJ02 POWERSHARES GL AGRICULTURE‐A IE00B3BQ0418 ETFS INDUST MTLS DJ‐UBSCISM GB00B15KYG56 POWERSHARES GL AGRICULTURE‐A IE00B3BQ0418 ETFS INDUST MTLS DJ‐UBSCISM GB00B15KYG56 POWERSHARES GLOBAL CLEAN EN IE00B23D9133 ETFS INDUST MTLS DJ‐UBSCISM GB00B15KYG56 POWERSHARES GLOBAL CLEAN EN IE00B23D9133 ETFS INDUST MTLS DJ‐UBSCISM DE000A0KRKG7 POWERSHARES GLOBAL CLEAN EN IE00B23D9133 ETFS INDUST MTLS DJ‐UBSCISM GB00B15KYG56 POWERSHARES GLOBAL CLEAN EN IE00B23D9133 ETFS JANNEY GBL WATER DE000A0Q8M86 POWERSHARES LISTED PRIV EQUI IE00B23D8Z06 ETFS JANNEY GBL WATER IE00B3CNHB79 POWERSHARES LISTED PRIV EQUI IE00B23D8Z06 ETFS JANNEY GBL WATER IE00B3CNHB79 POWERSHARES LISTED PRIV EQUI IE00B23D8Z06 ETFS JANNEY GBL WATER IE00B3CNHB79 POWERSHARES LISTED PRIV EQUI IE00B23D8Z06 ETFS JANNEY GBL WATER IE00B3CNHB79 POWERSHARES PALISADES GL WTR IE00B23D9026

44

Execution Version

ETFS LEAN HOGS GB00B15KXZ70 POWERSHARES PALISADES GL WTR IE00B23D9026 ETFS LEAN HOGS GB00B15KXZ70 POWERSHARES PALISADES GL WTR IE00B23D9026 ETFS LEAN HOGS GB00B15KXZ70 POWERSHARES PALISADES GL WTR IE00B23D9026 ETFS LEAN HOGS DE000A0KRJ10 POWERSHARES QQQ NASDAQ 100 US73935A1043 ETFS LEVERAGED COPPER DE000A0V9YU8 POWERSHARES QQQ NASDAQ 100 US73935A1043 ETFS LEVERAGED COPPER JE00B2NFTF36 POWERSHARES S&P SC CONS STAP US73937B6056 ETFS LEVERAGED COPPER JE00B2NFTF36 POWERSHARES S&P SC ENERGY PO US73937B7047 ETFS LEVERAGED CORN DE000A0V9YV6 POWERSHARES S&P SC FINANCIAL US73937B8037 ETFS LEVERAGED CORN JE00B2NFTG43 POWERSHARES S&P SC HEALTH CA US73937B8862 ETFS LEVERAGED COTTON DE000A0V9YW4 POWERSHARES S&P SC INDUSTRIA US73937B8789 ETFS LEVERAGED COTTON JE00B2NFTH59 POWERSHARES S&P SC INFO TECH US73937B8607 ETFS LEVERAGED CRUDE OIL DE000A0V9YX2 POWERSHARES S&P SC MATERIALS US73937B8524 ETFS LEVERAGED CRUDE OIL JE00B2NFTJ73 POWERSHARES S&P SMALLCAP CON US73937B5066 ETFS LEVERAGED CRUDE OIL JE00B2NFTJ73 POWERSHARES S&P SMALLCAP UTI US73937B8375 ETFS LIVE CATTLE GB00B15KY096 Preferred Port PwrShrs US73936T5653 ETFS LIVE CATTLE GB00B15KY096 Pre‐refunded Muni Market Vectors US57060U7384 ETFS LIVE CATTLE GB00B15KY096 PROSH ULTRAPRO SHORT S&P 500 US74347X8561 ETFS LIVE CATTLE DE000A0KRJ28 PROSHARES CREDIT SUISSE 130 US74347R2489 ETFS LIVESTOCK DJ‐UBSCIS GB00B15KYK92 PROSHARES SHORT 20+ TREASURY US74347X8496 ETFS LIVESTOCK DJ‐UBSCISM GB00B15KYK92 PROSHARES SHORT BASIC MATERI US74347X5591 ETFS LIVESTOCK DJ‐UBSCISM GB00B15KYK92 PROSHARES SHORT DOW30 US74347R7017 ETFS LIVESTOCK DJ‐UBSCISM DE000A0KRKH5 PROSHARES SHORT FTSE/XINHUA US74347X6581 ETFS LONG AUD SHORT USD‐$ JE00B68GQH02 PROSHARES SHORT KBW REGIONAL US74347X4768 ETFS LONG AUD SHORT USD‐GBP JE00B68GQH02 PROSHARES SHORT QQQ US74347R6027 ETFS LONG CAD SHORT USD‐$ JE00B68GRL13 PROSHARES SHORT REAL ESTATE US74347X6417 ETFS LONG CAD SHORT USD‐GBP JE00B68GRL13 PROSHARES ULT FTSE/XIN CH 25 US74347X8801 ETFS LONG CHF SHORT USD JE00B68GVR52 PROSHARES ULT MSCI EMER MKTS US74347X3026 ETFS LONG CHF SHORT USD‐GBP JE00B68GVR52 PROSHARES ULTRA 20+ YEAR TRE US74347R1721 ETFS LONG EUR SHORT USD‐$ JE00B68GS416 PROSHARES ULTRA 7‐10 YEAR TR US74347R1804 ETFS LONG EUR SHORT USD‐GBP JE00B68GS416 PROSHARES ULTRA BASIC MATERI US74347R7769 ETFS LONG GBP SHORT USD‐$ JE00B68GR111 PROSHARES ULTRA FINANCIALS US74347X6334 ETFS LONG GBP SHORT USD‐GBP JE00B68GR111 PROSHARES ULTRA KBW REGIONAL US74347X4842 ETFS LONG JPY SHORT USD JE00B68GSP26 PROSHARES ULTRA MSCI BRAZIL US74347X5427 ETFS LONG JPY SHORT USD‐GBP JE00B68GSP26 PROSHARES ULTRA MSCI EAFE US74347X5005 ETFS LONG NOK SHORT USD JE00B68GTQ08 PROSHARES ULTRA MSCI EUROPE US74347X5260 ETFS LONG NOK SHORT USD‐GBP JE00B68GTQ08 PROSHARES ULTRA MSCI JAPAN US74347X7084 ETFS LONG NZD SHORT USD JE00B68GT711 PROSHARES ULTRA MSCI MEXICO US74347X5187 ETFS LONG NZD SHORT USD‐GBP JE00B68GT711 PROSHARES ULTRA MSCI PACIFIC US74347X5344 ETFS LONG SEK SHORT USD JE00B68GV642 PROSHARES ULTRA NASD BIOTECH US74347R2141 ETFS LONG SEK SHORT USD‐GBP JE00B68GV642 PROSHARES ULTRA OIL & GAS US74347R7199 ETFS LVRD HEATING OIL DE000A0V9Y08 PROSHARES ULTRA REAL ESTATE US74347X6250

45

Execution Version

ETFS LVRD HEATING OIL JE00B2NFTM03 PROSHARES ULTRA RUSSELL 3000 US74347X1046 ETFS LVRG AGRICULT DJ‐UBSCI DE000A0V9YG7 PROSHARES ULTRADOW30 US74347R3057 ETFS LVRG AGRICULT DJ‐UBSCI JE00B2NFT427 PROSHARES ULTRAPRO DOW30 US74347X8231 ETFS LVRG AGRICULT DJ‐UBSCI JE00B2NFT427 PROSHARES ULTRAPRO MIDCAP400 US74347X8157 ETFS LVRG ALL COMM DJ‐UBSCI DE000A0V9YH5 PROSHARES ULTRAPRO QQQ US74347X8314 ETFS LVRG ALL COMM DJ‐UBSCI JE00B2NFV571 PROSHARES ULTRAPRO RUSSELL20 US74347X7993 ETFS LVRG ALL COMM DJ‐UBSCI JE00B2NFV571 PROSHARES ULTRAPRO S&P 500 US74347X8645 ETFS LVRG ALUMINIUM DE000A0V9YS2 PROSHARES ULTRAPRO SHORT DOW US74347X6748 ETFS LVRG ALUMINIUM JE00B2NFTC05 PROSHARES ULTRAPRO SHORT MID US74347X6821 ETFS LVRG ALUMINIUM JE00B2NFTC05 PROSHARES ULTRAPRO SHORT QQQ US74347X6664 ETFS LVRG COCOA JE00B2NFV803 PROSHARES ULTRAPRO SHORT RUS US74347X6904 ETFS LVRG COFFEE DE000A0V9YT0 PROSHARES ULTRASHORT BASIC M US74347X6177 ETFS LVRG COFFEE JE00B2NFTD12 PROSHARES ULTRASHORT CONSUME US74347R6365 ETFS LVRG ENERGY DJ‐UBSCI DE000A0V9YJ1 PROSHARES ULTRASHORT DOW30 US74347R8676 ETFS LVRG ENERGY DJ‐UBSCI JE00B2NFT534 PROSHARES ULTRASHORT FINANCI US74347R6282 ETFS LVRG EX‐ENERGY DJ‐UBSCI DE000A0V9YK9 PROSHARES ULTRASHORT INDUSTR US74347R5946 ETFS LVRG EX‐ENERGY DJ‐UBSCI JE00B2NFT641 PROSHARES ULTRASHORT LEHMAN US74347R2976 ETFS LVRG GASOLINE DE000A0V9YY0 PROSHARES ULTRASHORT MSCI BR US74347X4016 ETFS LVRG GASOLINE JE00B2NFTK88 PROSHARES ULTRASHORT MSCI EU US74347X8074 ETFS LVRG GOLD DE000A0V9YZ7 PROSHARES ULTRASHORT MSCI ME US74347X8728 ETFS LVRG GOLD JE00B2NFTL95 PROSHARES ULTRASHORT MSCI PA US74347X6094 ETFS LVRG GOLD JE00B2NFTL95 PROSHARES ULTRASHORT NAS BIO US74347R1986 ETFS LVRG GRAINS DJ‐UBSCI DE000A0V9YL7 PROSHARES ULTRASHORT OIL & G US74347X5914 ETFS LVRG GRAINS DJ‐UBSCI JE00B2NFT757 PROSHARES ULTRASHORT REAL ES US74347X5831 ETFS LVRG IND METAL DJ‐UBSCI JE00B2NFV688 PROSHARES ULTRASHORT RUSSELL US74347X2036 ETFS LVRG LEAD JE00B2NFTZ32 PROSHARES ULTRASHORT TECHNOL US74347R5789 ETFS LVRG LEAN HOGS JE00B2NFTN10 PRUDENTIAL PREX NEO VAL ETF KR7129270005 ETFS LVRG LIVE CATTLE JE00B2NFTP34 PRU‐PREX LG ETF KR7117740001 ETFS LVRG LIVESTOCK DJ‐UBSCI DE000A0V9YN3 PSI 20 NETs US64118K8374 ETFS LVRG LIVESTOCK DJ‐UBSCI JE00B2NFT864 PWRSHR M/E NO AFR NASDAQ OMX IE00B3BPCJ75 ETFS LVRG NATURAL GAS JE00B2NFTQ41 PWRSHR M/E NO AFR NASDAQ OMX IE00B3BPCJ75 ETFS LVRG NATURAL GAS JE00B2NFTQ41 PWRSHS DB AGR DOUBLE SHT ETN US25154H5660 ETFS LVRG NICKEL JE00B2NFTR57 PWRSHS DB AGRI DOUBLE LONG CA25470E1079 ETFS LVRG PETROLEUM DJ‐UBSCI DE000A0V9YP8 PWRSHS DB GOLD DOUBLE LONG US25154H7492 ETFS LVRG PETROLEUM DJ‐UBSCI JE00B2NFT971 PWRSHS DB GOLD DOUBLE SHORT US25154H7567 ETFS LVRG PLATINUM JE00B2NFV134 R/N SMALL CAP CORE INDEX ETF JP3046520007 ETFS LVRG PLATINUM JE00B2NFV134 Regional Bank HOLDRs US75902E1001 ETFS LVRG PRECIOUS METALS DE000A0V9YQ6 Renminbi/USD Market Vectors ETN US61747W2576 ETFS LVRG PRECIOUS METALS JE00B2NFV795 Retail HOLDRs US76127U1016 ETFS LVRG SILVER JE00B2NFTS64 Retail SPDR US78464A7147 ETFS LVRG SILVER JE00B2NFTS64 RevenueShares Mid Cap ETF US73935X4438

46

Execution Version

ETFS LVRG SOFTS DJ‐UBSCI DE000A0V9YR4 REVENUESHARES NAVELL A‐100 US7613967048 ETFS LVRG SOFTS DJ‐UBSCI JE00B2NFTB97 Rogers Agric ELEMENTS ETN US8702976031 ETFS LVRG SOYBEAN OIL JE00B2NFTT71 Rogers ELEMENTS ETN US8702978011 ETFS LVRG SOYBEANS JE00B2NFTV93 Rogers Energy ELEMENTS ETN US8702973061 ETFS LVRG SUGAR JE00B2NFTW01 Rogers Metals ELEMENTS ETN US8702974051 ETFS LVRG TIN JE00B2NFV241 RP FINANCIALS ETF US3847426075 ETFS LVRG WHEAT JE00B2NFTX18 RP FOCUSED LARGE CAP GROWTH US3847424096 ETFS LVRG WHEAT JE00B2NFTX18 RP GROWTH ETF US3847423007 ETFS LVRG ZINC JE00B2NFTY25 RP TECHNOLOGY ETF US3847425085 ETFS NATURAL GAS GB00B15KY104 Rupee/USD Market Vectors ETN US61747W2659 ETFS NATURAL GAS GB00B15KY104 Russell 1000 Growth iShares US4642876142 ETFS NATURAL GAS GB00B15KY104 Russell 1000 iShares US4642876225 ETFS NATURAL GAS DE000A0KRJ36 Russell 1000 Value iShares US4642875987 ETFS NATURAL GAS GB00B15KY104 Russell 2000 Growth iShares US4642876480 ETFS NATURAL GAS‐GBP GB00B15KY104 Russell 2000 iShares US4642876555 ETFS NICKEL GB00B15KY211 Russell 2000 Value iShares US4642876308 ETFS NICKEL GB00B15KY211 Russell 3000 Growth iShares US4642876712 ETFS NICKEL GB00B15KY211 Russell 3000 iShares US4642876894 ETFS NICKEL DE000A0KRJ44 Russell 3000 Value iShares US4642876639 ETFS NICKEL GB00B15KY211 RUSSELL HIGH DVD AUS SHARES AU000000RDV7 ETFS PALLADIUM TRUST US26923A1060 Russell Micro‐Cap iShares US4642888691 ETFS PETROLEUM DJ‐UBSCIS GB00B15KYC19 Russell MidCap Growth iShares US4642874816 ETFS PETROLEUM DJ‐UBSCISM GB00B15KYC19 Russell MidCap iShares US4642874998 ETFS PETROLEUM DJ‐UBSCISM GB00B15KYC19 Russell MidCap Value iShares US4642874733 ETFS PETROLEUM DJ‐UBSCISM DE000A0KRKJ1 Russell/Nomura PRIME Japan SPDR US78463X8305 ETFS PHYSICAL GOLD JE00B1VS3770 Russell/Nomura SmlCap Japan SPDR US78463X8222 ETFS PHYSICAL GOLD JE00B1VS3770 Russian Ruble Currencyshares US23130M1062 ETFS PHYSICAL GOLD DE000A0N62G0 Rydex 2X Financial US78355W6681 ETFS PHYSICAL GOLD JE00B1VS3770 Rydex 2X Healthcare US78355W6277 ETFS Physical Gold AU00000GOLD7 Rydex 2X Russell 2000 ETF US78355W7267 ETFS PHYSICAL GOLD‐GBP JE00B1VS3770 Rydex 2X S&P 500 ETF US78355W7838 ETFS PHYSICAL PALLADIUM JE00B1VS3002 Rydex 2X S&P Midcap 400 ETF US78355W7598 ETFS PHYSICAL PALLADIUM JE00B1VS3002 Rydex Inverse 2X Financial US78355W6509 ETFS PHYSICAL PALLADIUM DE000A0N62E5 Rydex Inverse 2X Healthcare US78355W6194 ETFS PHYSICAL PALLADIUM JE00B1VS3002 Rydex Inverse 2X Russ 2000 US78355W6921 ETFS Physical Palladium/Australia AU000ETPMPD3 Rydex Inverse 2X S&P 500 ETF US78355W7671 ETFS PHYSICAL PLATINUM JE00B1VS2W53 Rydex Inverse 2X S&P Midcap US78355W7341 ETFS PHYSICAL PLATINUM JE00B1VS2W53 Rydex Russell Top 50 US78355W2052 ETFS PHYSICAL PLATINUM DE000A0N62D7 Rydex S&P 500 Pure Growth US78355W4033 Rydex S&P Equal‐weight Cons ETFS PHYSICAL PLATINUM JE00B1VS2W53 Disretionary US78355W8828 Rydex S&P Equal‐weight Consumer ETFS Physical Platinum/Australia AU000ETPMPT9 Staples US78355W8745 47

Execution Version

ETFS PHYSICAL PM BASKET JE00B1VS3W29 Rydex S&P Equal‐weight Energy US78355W8661 ETFS PHYSICAL PM BASKET JE00B1VS3W29 Rydex S&P Equal‐weight Financials US78355W8588 ETFS PHYSICAL PM BASKET DE000A0N62H8 Rydex S&P Equal‐weight Healthcare US78355W8414 ETFS PHYSICAL PM BASKET JE00B1VS3W29 Rydex S&P Equal‐weight Industrials US78355W8331 ETFS Physical PM Basket/Australia AU000ETPMPM4 Rydex S&P Equal‐weight Materials US78355W8257 ETFS PHYSICAL PM BASKET‐GBP JE00B1VS3W29 Rydex S&P Equal‐weight Technology US78355W8174 ETFS PHYSICAL SILVER JE00B1VS3333 Rydex S&P Equal‐weight Utilities US78355W7911 ETFS PHYSICAL SILVER JE00B1VS3333 Rydex S&P Mid Cap 400 Pure Growth US78355W6012 ETFS PHYSICAL SILVER DE000A0N62F2 Rydex S&P Mid Cap 400 Pure Value US78355W5022 Rydex S&P Small Cap 600 Pure ETFS PHYSICAL SILVER JE00B1VS3333 Growth US78355W8091 ETFS Physical Silver/Australia AU000ETPMAG8 Rydex S&P Small Cap 600 Pure Value US78355W7002 ETFS PHYSICAL SILVER‐GBP JE00B1VS3333 S&P 100 Global iShares US4642875722 ETFS PHYSICAL SWISS GOLD JE00B588CD74 S&P 100 iShares US4642871010 ETFS PLATINUM TRUST US26922V1017 S&P 1500 iShares US4642871507 ETFS PREC METALS DJ‐UBSCISM GB00B15KYF40 S&P 500 BuyWrite PwrShrs US73936G3083 ETFS PREC METALS DJ‐UBSCISM GB00B15KYF40 S&P 500 Growth iShares US4642873099 ETFS PREC METALS DJ‐UBSCISM GB00B15KYF40 S&P 500 iShares US4642872000 ETFS PREC METALS DJ‐UBSCISM DE000A0KRKK9 S&P 500 Pure Value Rydex US78355W3043 ETFS RUSSELL 1000 DE000A0Q8ND6 S&P 500 SPDR US78462F1030 ETFS RUSSELL 1000 IE00B3CNHH32 S&P 500 Value iShares US4642874089 ETFS RUSSELL 1000 IE00B3CNHH32 S&P 500 VIX M/T Fut iPath ETN US06740C5195 ETFS RUSSELL 1000 IE00B3CNHH32 S&P 500 VIX S/T Fut iPath ETN US06740C5278 ETFS RUSSELL 1000 IE00B3CNHH32 S&P Aggressive Alloc iShares US4642898591 ETFS RUSSELL 2000 DE000A0Q8NE4 S&P Asia 50 iShares US4642884302 ETFS RUSSELL 2000 IE00B3CNHJ55 S&P BRIC 40 SPDR US78463X7984 ETFS RUSSELL 2000 IE00B3CNHJ55 S&P Cali Muni Bond iShares US4642883569 ETFS RUSSELL 2000 IE00B3CNHJ55 S&P China ETF SPDR US78463X4007 ETFS RUSSELL 2000 IE00B3CNHJ55 S&P Cmdty Trends ELEMENTS ETN US4042EP6022 ETFS RUSSELL 2000 IE00B3CNHJ55 S&P Conservative Alloc iShares US4642898831 ETFS RUSSELL GBL COAL IE00B3CNHF18 S&P Emerging Asia Pacific SPDR US78463X3017 ETFS RUSSELL GBL COAL IE00B3CNHF18 S&P Emerging Europe SPDR US78463X6085 ETFS RUSSELL GBL COAL IE00B3CNHF18 S&P Emerging Latin America SPDR US78463X7075 ETFS RUSSELL GBL COAL IE00B3CNHF18 S&P Emerging Markets SPDR US78463X5095 ETFS RUSSELL GBL GOLD IE00B3CNHG25 S&P Emerging Middle East SPDR US78463X8065 ETFS RUSSELL GBL GOLD IE00B3CNHG25 S&P Emerging Small Cap SPDR US78463X7562 ETFS RUSSELL GBL GOLD IE00B3CNHG25 S&P Equal Weight US78355W1062 ETFS RUSSELL GBL SHIP LG CAP IE00B3CMS880 S&P Europe 350 iShares US4642878619 ETFS RUSSELL GBL SHIP LG CAP IE00B3CMS880 S&P Global Clean Energy iShares US4642882249 ETFS RUSSELL GBL SHIP LG CAP IE00B3CMS880 S&P Global Cons Discr iShares US4642887453 ETFS RUSSELL GBL SHIP LG CAP IE00B3CMS880 S&P Global Cons Stpls iShares US4642887370 ETFS RUSSELL GBL STEEL L CAP IE00B3CNJ002 S&P Global Energy iShares US4642873412 48

Execution Version

ETFS RUSSELL GBL STEEL L CAP IE00B3CNJ002 S&P Global Financials iShares US4642873339 ETFS RUSSELL GBL STEEL L CAP IE00B3CNJ002 S&P Global Healthcare iShares US4642873255 ETFS RUSSELL GBL STEEL L CAP IE00B3CNJ002 S&P Global Industrials iShares US4642887297 ETFS RUSSELL GLB GOLD MINER DE000A0Q8NC8 S&P Global Infrastructure iShares US4642883726 ETFS SHORT AGRICUL DJ‐UBSCI DE000A0V9XH7 S&P Global Materials iShares US4642886950 ETFS SHORT AGRICUL DJ‐UBSCI JE00B24DL056 S&P Global Nuclear Energy iShares US4642882322 ETFS SHORT AGRICUL DJ‐UBSCI JE00B24DL056 S&P Global Technology iShares US4642872919 ETFS SHORT ALL COMM DJ‐UBSCI DE000A0V9XJ3 S&P Global Telecom iShares US4642872752 ETFS SHORT ALL COMM DJ‐UBSCI JE00B24DKT75 S&P Global Timber iShares US4642881746 ETFS SHORT ALL COMM DJ‐UBSCI JE00B24DKT75 S&P Global Utilities iShares US4642887115 ETFS SHORT ALUMINIUM DE000A0V9XT2 S&P Growth Alloc iShares US4642898674 ETFS SHORT ALUMINIUM JE00B24DK421 S&P GSCI COPPER T/R T‐BILL XS0470829432 ETFS SHORT ALUMINIUM JE00B24DK421 S&P GSCI Crude iPath ETN US06738C7864 ETFS SHORT AUD LONG USD JE00B68GQZ83 S&P GSCI ENH CR OIL TOT RET XS0454792184 ETFS SHORT CAD LONG USD JE00B68GS291 S&P GSCI GOLD T/R T‐BILL XS0417127916 ETFS SHORT CAD LONG USD‐GBP JE00B68GS291 S&P GSCI iPath ETN US06738C7948 ETFS SHORT CHF LONG USD JE00B68GVT76 S&P GSCI NICKEL T/R T‐BILL XS0470829192 ETFS SHORT CHF LONG USD‐GBP JE00B68GVT76 S&P GSCI T/R T‐BILL SEC SOUR XS0417130035 ETFS SHORT COCOA DE000A0V9YF9 S&P GSCI ZINC T/R T‐BILL XS0470829515 ETFS SHORT COCOA JE00B2NFT310 S&P International Dividend SPDR US78463X7729 ETFS SHORT COFFEE DE000A0V9XU0 S&P International Small Cap SPDR US78463X8719 ETFS SHORT COFFEE JE00B24DK538 S&P Intl Cons Disc SPDR US78463X7315 ETFS SHORT COPPER DE000A0V9XV8 S&P Intl Cons Staples SPDR US78463X7232 ETFS SHORT COPPER JE00B24DK645 S&P Intl Energy SPDR US78463X7158 ETFS SHORT COPPER JE00B24DK645 S&P Intl Financials SDPDR US78463X6994 ETFS SHORT CORN DE000A0V9XW6 S&P Intl Health Care SPDR US78463X6812 ETFS SHORT CORN JE00B24DK751 S&P Intl Industrials SPDR US78463X6739 ETFS SHORT COTTON DE000A0V9XX4 S&P Intl Materials SPDR US78463X6655 ETFS SHORT COTTON JE00B24DK868 S&P Intl Technology SPDR US78463X6572 ETFS SHORT CRUDE OIL DE000A0V9XY2 S&P Intl Telecom SPDR US78463X6408 ETFS SHORT CRUDE OIL JE00B24DK975 S&P Intl Utilities SPDR US78463X6325 ETFS SHORT CRUDE OIL JE00B24DK975 S&P Latin America 40 iShares US4642873909 ETFS SHORT ENERGY DJ‐UBSCI DE000A0V9XK1 S&P MidCap 400 iShares US4642875078 ETFS SHORT ENERGY DJ‐UBSCI JE00B24DKV97 S&P MidCap 400 SPDR US78467Y1073 ETFS SHORT EUR LONG USD JE00B68GSM94 S&P MidCap Growth iShares US4642876068 ETFS SHORT EUR LONG USD‐GBP JE00B68GSM94 S&P MidCap Value iShares US4642877058 ETFS SHORT EX‐ENERGY DJ‐UBSC DE000A0V9XL9 S&P Moderate Alloc iShares US4642898757 ETFS SHORT EX‐ENERGY DJ‐UBSC JE00B24DKX12 S&P Nat. Municipal Bond iShares US4642884146 ETFS SHORT GASOLINE DE000A0V9XZ9 S&P NY Muni iShares US4642883239 S&P Preferred Stock Index Fund ETFS SHORT GASOLINE JE00B24DKB91 iShares US4642886877 ETFS SHORT GBP LONG USD JE00B68GRJ90 S&P Short‐term Natl Muni iShares US4642881589 49

Execution Version

ETFS SHORT GBP LONG USD‐GBP JE00B68GRJ90 S&P SmallCap Growth iShares US4642878874 ETFS SHORT GOLD DE000A0V9X09 S&P SmallCap iShares US4642878049 ETFS SHORT GOLD JE00B24DKC09 S&P SmallCap Value iShares US4642878791 ETFS SHORT GOLD JE00B24DKC09 S&P Target Date 2010 iShares US4642892065 ETFS SHORT GRAINS DJ‐UBSCI DE000A0V9XM7 S&P Target Date 2015 iShares US4642893055 ETFS SHORT GRAINS DJ‐UBSCI JE00B24DL387 S&P Target Date 2020 iShares US4642894046 ETFS SHORT HEATING OIL DE000A0V9X17 S&P Target Date 2025 iShares US4642895035 ETFS SHORT HEATING OIL JE00B24DKD16 S&P Target Date 2030 iShares US4642896025 ETFS SHORT INDUSTRIAL METALS DE000A0V9XN5 S&P Target Date 2035 iShares US4642897015 ETFS SHORT INDUSTRIAL METALS JE00B24DKZ36 S&P Target Date 2040 iShares US4642898005 ETFS SHORT JPY LONG USD JE00B68GT596 S&P Target Date Retirement Income US4642891075 ETFS SHORT JPY LONG USD‐GBP JE00B68GT596 S&P TOPIX 150 iShares US4642873826 ETFS SHORT LEAD DE000A0V9YC6 S&P World ex‐US Property iShares US4642884229 ETFS SHORT LEAD JE00B2NFT088 S&P World ex‐US SPDR US78463X8891 ETFS SHORT LEAN HOGS DE000A0V9X25 S&P/ASX 200 NETs US64118K5065 ETFS SHORT LEAN HOGS JE00B24DKF30 S&P/IFCI TURKEY TYPE A ETF TRYAKBK00045 ETFS SHORT LIVE CATTLE DE000A0V9X33 S&P/MIB NETs US64118K8606 ETFS SHORT LIVE CATTLE JE00B24DKG47 SAMSUNG KODEX 200 KR7069500007 ETFS SHORT LIVESTOCK DJ‐UBSC DE000A0V9XP0 SAMSUNG KODEX AUTOS ETF KR7091180000 ETFS SHORT LIVESTOCK DJ‐UBSC JE00B24DL270 SAMSUNG KODEX BANKS ETF KR7091170001 ETFS SHORT NATURAL GAS DE000A0V9X41 SAMSUNG KODEX BRAZIL ETF KR7104580006 ETFS SHORT NATURAL GAS JE00B24DKH53 SAMSUNG KODEX CHINA H ETF KR7099140006 ETFS SHORT NATURAL GAS JE00B24DKH53 SAMSUNG KODEX JAPAN ETF KR7101280006 ETFS SHORT NICKEL DE000A0V9X58 SAMSUNG KODEX LEVERAGE ETF KR7122630007 ETFS SHORT NICKEL JE00B24DKJ77 SAMSUNG KODEX SAMSUNG GR ETF KR7102780004 ETFS SHORT NOK LONG USD JE00B68GTS22 SAMSUNG KODEX SECURITIES ETF KR7102970001 ETFS SHORT NOK LONG USD‐GBP JE00B68GTS22 SAMSUNG KODEX SEMICON ETF KR7091160002 ETFS SHORT NZD LONG USD JE00B68GTN76 SAMSUNG KODEX SHIPBUILD ETF KR7102960002 ETFS SHORT NZD LONG USD‐GBP JE00B68GTN76 Samsung KODEX Treasury Bond ETF KR7114260003 ETFS SHORT PETROLEUM DJ‐UBSC DE000A0V9XQ8 SATRIX RESI ZAE000078622 ETFS SHORT PETROLEUM DJ‐UBSC JE00B24DKW05 SCHWAB EMERGING MARKETS EQUI US8085247067 ETFS SHORT PLATINUM DE000A0V9YD4 SCHWAB INTERMEDIATE‐TERM US US8085248545 ETFS SHORT PLATINUM JE00B2NFT195 SCHWAB INTL EQUITY ETF US8085248057 ETFS SHORT PLATINUM JE00B2NFT195 SCHWAB INTL SMALL‐CAP EQUITY US8085248883 ETFS SHORT PRECIOUS MTLS DE000A0V9XR6 SCHWAB SHORT‐TERM US TREAS US8085248628 ETFS SHORT PRECIOUS MTLS JE00B24DKY29 SCHWAB U.S. LARGE‐CAP GROWTH US8085243009 ETFS SHORT SEK LONG USD JE00B68GV865 SCHWAB U.S. LARGE‐CAP VALUE US8085244098 ETFS SHORT SEK LONG USD‐GBP JE00B68GV865 SCHWAB U.S. TIPS ETF US8085248701 ETFS SHORT SILVER DE000A0V9X66 SCHWAB US BROAD MARKET ETF US8085241029 ETFS SHORT SILVER JE00B24DKK82 SCHWAB US LARGE‐CAP ETF US8085242019 ETFS SHORT SILVER JE00B24DKK82 SCHWAB US SMALL‐CAP ETF US8085246077

50

Execution Version

ETFS SHORT SOFTS DJ‐UBSCI DE000A0V9XS4 Select Social SM iShares US4642888022 ETFS SHORT SOFTS DJ‐UBSCI JE00B24DL163 SEMICONDUCTOR HOLDRS TRUST US8166362033 ETFS SHORT SOYBEAN OIL DE000A0V9X74 Semiconductor SPDR US78464A8624 ETFS SHORT SOYBEAN OIL JE00B24DKL99 Semicondustor HOLDRs US8166362033 ETFS SHORT SOYBEANS DE000A0V9X82 SGAM ETF BEAR CAC 40 FR0010411876 ETFS SHORT SOYBEANS JE00B24DKP38 SGAM ETF BEAR S&P/MIB FR0010446146 ETFS SHORT SUGAR DE000A0V9X90 SGAM ETF BEAR STXX 50 FR0010424135 ETFS SHORT SUGAR JE00B24DKQ45 SGAM ETF BEAR STXX 50 FR0010424135 ETFS SHORT TIN DE000A0V9YE2 SGAM ETF FLEX DJ STOXX 50 FR0010386920 ETFS SHORT TIN JE00B2NFT203 SGAM ETF FLEXI FTSE 80 MINI FR0010301523 ETFS SHORT WHEAT DE000A0V9YA0 SGAM ETF FLEXI FTSE 80 SIZE FR0010303875 ETFS SHORT WHEAT JE00B24DKR51 SGAM ETF FLEXIBLE CAC 40 M FR0010239111 ETFS SHORT WHEAT JE00B24DKR51 SGAM ETF FLEXIBLE CAC 40 S FR0010239129 ETFS SHORT ZINC DE000A0V9YB8 SGAM ETF FTSEUROFIRST 80 FR0010301531 ETFS SHORT ZINC JE00B24DKS68 SGAM ETF LEVERAGED CAC 40 FR0010239186 ETFS SILVER DE000A0KRJ51 SGAM ETF LEVERAGED NSDQ 100 FR0010342592 ETFS SILVER GB00B15KY328 SGAM ETF LEVERAGED S&P/MIB FR0010446658 ETFS SILVER GB00B15KY328 SGAM ETF LEVRGD EURO STXX 50 FR0010368506 ETFS SILVER GB00B15KY328 SGAM ETF LEVRGD EURO STXX 50 FR0010368506 ETFS S‐NET ITG GBL AGRI IE00B3CNHD93 SGAM ETF PRIVATE EQT LPX50 FR0010413518 ETFS S‐NET ITG GBL AGRI DE000A0Q8NA2 SGAM ETF PRIVATE EQUITY FR0010413518 ETFS S‐NET ITG GBL AGRI IE00B3CNHD93 SGAM ETF T‐REX FR0010631374 ETFS S‐NET ITG GBL AGRI IE00B3CNHD93 SGAM ETF XBEAR CAC 40 FR0010411884 ETFS S‐NET ITG GBL AGRI IE00B3CNHD93 SGAM ETF XBEAR S&P/MIB FR0010446666 ETFS SOTFS DJ‐UBSCISM GB00B15KYJ87 SGAM ETF XBEAR STXX 50 FR0010424143 ETFS SOTFS DJ‐UBSCISM GB00B15KYJ87 SGAM ETF XBEAR STXX 50 FR0010424143 ETFS SOTFS DJ‐UBSCISM GB00B15KYJ87 SHANGHAI SSE180 INDEX FUND CNE000001MT9 ETFS SOTFS DJ‐UBSCISM DE000A0KRKL7 SHARES MSCI EAFE SMALL CAP US4642882736 ETFS SOYBEANS DE000A0KRJ77 SHENZHEN STOCK EXCH‐STOCK IN CNE100000R42 ETFS SOYBEANS GB00B15KY542 Short Dow 30 ProShares US74347R7017 ETFS SOYBEANS GB00B15KY542 Short Financial ProShares US74347R2307 ETFS SOYBEANS GB00B15KY542 Short MidCap 400 ProShares US74347R8007 ETFS SOYBEANS GB00B15KY542 Short MSCI EAFE ProShares US74347R3701 ETFS SOYBEANS OIL DE000A0KRJ69 Short MSCI Emerging Mkt ProShares US74347R3966 ETFS SOYBEANS OIL GB00B15KY435 Short Oil & Gas ProShares US74347R2224 ETFS SOYBEANS OIL GB00B15KY435 Short Platinum CMCI E‐TRACS ETN US9026417298 ETFS SOYBEANS OIL GB00B15KY435 Short QQQ ProShares US74347R6027 ETFS SUGAR DE000A0KRJ85 Short Russell 2000 ProShares US74347R8262 ETFS SUGAR GB00B15KY658 Short S&P 500 ProShares US74347R5037 ETFS SUGAR GB00B15KY658 Short SmallCap 600 ProShares US74347R7843 ETFS SUGAR GB00B15KY658 Silver Trust iShares US46428Q1094

51

Execution Version

ETFS WHEAT DE000A0KRJ93 SIMPLEX‐X NY DOW JONES I ETF JP3047110006 ETFS WHEAT GB00B15KY765 Small Cap Bear 3X DirexionShrs US25459W3262 ETFS WHEAT GB00B15KY765 Small Cap Bull 3X DirexionShrs US25459W8477 ETFS WHEAT GB00B15KY765 Small Cap Core AlphaDEX First Trust US33734Y1091 ETFS WHEAT GB00B15KY765 Small Cap RevenueShares US7613963088 ETFS WNA GLB NUCLEAR ENERGY DE000A0Q8M37 SmallCap Dividend WisdomTree US97717W6049 ETFS WNA GLB NUCLEAR ENERGY IE00B3C94706 SmallCap Earnings WisdomTree US97717W5629 ETFS WNA GLB NUCLEAR ENERGY IE00B3C94706 SMARTFONZ NZFNZE0001S4 ETFS WNA GLB NUCLEAR ENERGY IE00B3C94706 SMARTMIDZ NZMDZE0001S1 ETFS WNA GLB NUCLEAR ENERGY IE00B3C94706 SMARTMOZY NZMZYE0001S7 ETFS WTI 1YR JE00B1YPB605 SMARTOZZY NZOZYE0001S3 ETFS WTI 2MTH OIL SECURITIE DE000A0KRKN3 SMARTTENZ NZTNZE0001S5 ETFS WTI 2MTH OIL SECUR‐GBP GB00B0CTWK84 Software HOLDRs US83404B1035 ETFS WTI 2MTH OIL SECURITIES GB00B0CTWK84 Solar Energy Market Vectors US57060U8119 ETFS WTI 2MTH OIL SECURITIES GB00B0CTWK84 SOURCE ‐ AGRICULTURE XS0417183406 ETFS WTI 2MTH OIL SECURITIES GB00B0CTWK84 SOURCE ‐ COFFEE XS0417184040 ETFS WTI 2YR JE00B1YPB712 SOURCE ‐ CORN XS0417184552 ETFS WTI 3YR JE00B1YPB936 SOURCE ‐ COTTON XS0417185104 ETFS ZINC DE000A0KRKA0 SOURCE ‐ CRUDE OIL XS0417132247 ETFS ZINC GB00B15KY872 SOURCE ‐ DJ ES SEL DV 30 IE00B60SX626 ETFS ZINC GB00B15KY872 SOURCE ‐ DJ ESTOXX 50 IE00B60SWX25 ETFS ZINC GB00B15KY872 SOURCE ‐ DJ STOXX 50 IE00B60SX519 E‐TRACS UBS 2X LEVERAGE LONG US9026642002 SOURCE ‐ DJ STOXX 600 IE00B60SWW18 E‐TRACS UBS DJ‐UBS COM INDX US9026416795 SOURCE ‐ ENERGY XS0417135695 EUR/USD iPath ETN GB00B1WPBD95 SOURCE ‐ ESTX MID CAP IE00B60SX063 Euro Currency Trust CurrencyShares US23130C1080 SOURCE ‐ ESTX SM CAP IE00B60SWZ49 Euro Double Long Market Vectors ETN US6174802727 SOURCE ‐ FTSE 100 IE00B60SWT88 Euro Double Short Market Vectors ETN US6174802800 SOURCE ‐ FTSE 250 IE00B60SWV01 Euro ELEMENTS ETN US25154H8144 SOURCE ‐ GRAINS XS0417129961 Euro Wisdowmtree US97717W1743 SOURCE ‐ IND METALS XS0417130381 Europe 100 ADR BLDRS US09348R4092 SOURCE ‐ LIGHT ENERGY XS0417130894 Europe High‐Yielding Equity WTree US97717W8771 SOURCE ‐ LIVESTOCK XS0417150819 Europe SmallCap Dividend Wisdomtree US97717W8698 SOURCE ‐ MSCI EUROPE IE00B60SWY32 Europe Total Dividend WisdomTree US97717W8854 SOURCE ‐ MSCI USA IE00B60SX170 European 2001 HOLDRs US29875G1058 SOURCE ‐ MSCI WORLD IE00B60SX394 FAITHSHARES BAPTIST VALUES F US30605Q1085 SOURCE ‐ NAT GAS XS0417151114 FAITHSHARES CATHOLIC VALUES US30605Q2075 SOURCE ‐ NON‐ENERGY XS0417151544 FAITHSHARES CHRISTIAN VALUES US30605Q3065 SOURCE ‐ POTROLEUM XS0417152278 FAITHSHARES LUTHERAN VALUES US30605Q4055 SOURCE ‐ PRECIOUS METALS XS0417152781 FAITHSHARES METHODIST VALUES US30605Q5045 SOURCE ‐ RUSSELL 2000 IE00B60SX402 FBM30ETF MYL0820EA000 SOURCE ‐ SILVER XS0417171658

52

Execution Version

Financial Bear 3X Direxionshares US25459W4906 SOURCE ‐ SOFTS XS0417171815 Financial Bull 3X Direxionshares US25459W5168 SOURCE ‐ SOYBEANS XS0417181533 Financial Preferred PwrShrs US73935X2291 SOURCE ‐ SUGAR XS0417181616 FINANCIAL SELECT SECTOR SPDR US81369Y6059 SOURCE ‐ ULTRA LIGHT EN XS0417181889 Financial SPDR US81369Y6059 SOURCE ‐ WHEAT XS0417182937 Source Markets Plc ‐ MSCI Japan FINANCIALS S&P US SELECT SEC IE00B42Q4896 Source ETF IE00B60SX287 Financials Sector RevenueShares US7613965067 Source MSCI Japan IE00B60SX287 FIRST TRST NASD CL EDG SGIIF US33737A1088 SOURCE PHYS MRKTS GOLD P‐ETC IE00B579F325 South African Rand Wisdomtree First Trust AMEX Biotechnology Fund US33733E2037 Dreyfus US97717W1586 FIRST TRUST BICK INDEX FUND US33733H1077 Spa ETF Market Grader 100 US7846782032 First Trust Consumer Discret AlphaDEX Fund US33734X1019 Spa ETF Market Grader 200 US7846783022 First Trust Consumer Staples AlphaDEX Fund US33734X1191 Spa ETF Market Grader 40 US7846781042 First Trust DJ Internet Fund US33733E3027 Spa ETF Market Grader Large Cap US7846786090 First Trust DJ Select MicroCap Fund US33718M1053 Spa ETF Market Grader Mid Cap US7846785001 First Trust Energy AlphaDEX Fund US33734X1274 Spa ETF Market Grader Sm Cap US7846784012 First Trust EPRA/NAREIT Glbl Real Est US33736N1019 SPA ETF MARKETGRADER 40 IE00B1X4RN73 First Trust Financials AlphaDEX Fund US33734X1357 SPA MARKETGRADER 100 IE00B1X6MY99 First Trust Health Care AlphaDEX Fund US33734X1431 SPA MARKETGRADER 100‐GBP IE00B1X6MY99 First Trust Indus/Prod Dur AlphaDEX US33734X1506 SPA MARKETGRADER 200 IE00B1X6PB77 First Trust IPOX‐100 US3369201039 SPA MARKETGRADER 200‐GBP IE00B1X6PB77 First Trust ISE Chindia Index Fund US33733A1025 SPA MARKETGRADER 40 IE00B1X4RN73 FIRST TRUST ISE GLOBAL COPPE US33733J1034 SPA MARKETGRADER LARGE CAP IE00B1X6PT51 First Trust ISE Global Eng & Cons US33736M1036 SPA MARKETGRADER LRG CAP‐GBP IE00B1X6PT51 FIRST TRUST ISE GLOBAL PLATI US33737C1045 SPA MARKETGRADER MID CAP IE00B1X6PV73 First Trust ISE Water Index Fund US33733B1008 SPA MARKETGRADER MID CAP‐GBP IE00B1X6PV73 First Trust ISE‐Revere Nat Gas Index Fund US33734J1025 SPA MARKETGRADER SM CAP‐GBP IE00B1X6R117 First Trust Lg Cap Grth Oppor AlphaDEX US33735K1088 SPA MARKETGRADER SMALL CAP IE00B1X6R117 First Trust Lg Cap Val Oppor AlphaDEX US33735J1016 SPDR BARCLAYS CAP INT CP B US78464A1512 First Trust Materials AlphaDEX Fund US33734X1688 SPDR BARCLAYS CAP L/T CR BND US78464A3674 FIRST TRUST NASDAQ ABA CBIF US33736Q1040 SPDR BARCLAYS CAP MORT BACK US78464A3831 First Trust Nasdaq Clean Edge US Liquid US33733E5006 SPDR BARCLAYS CAP S/T CR BND US78464A3344 First Trust Nasdaq‐100 Ex‐Technol US33733E4017 SPDR BARCLAYS CAPITAL 1‐3 MO US78464A6800 First Trust NDX 100 Technology Fund US3373451026 SPDR BARCLAYS CAPITAL HIGH US78464A4177 First Trust NDX EqWgt Index Fund US3373441050 SPDR BARCLAYS CAPITAL INTL D US78464A5166 First Trust S&P REIT Index Fund US33734G1085 SPDR BARCLAYS CAPITAL SHORT US78464A4748 First Trust Technology AlphaDEX Fund US33734X1761 SPDR BARCLAYS CAPITAL TIPS E US78464A6560 First Trust Utilities AlphaDEX Fund US33734X1845 SPDR BARCLAYS CAPTL CONV BND US78464A3591 First Trust Value Line 100 ETF US33735G1076 SPDR CAPITAL BUILD AMER US78464A2767 First Trust Value Line Equity Allocation US3369191057 SPDR DB INTL GOV INFL‐PROT US78464A4904 FTSE 100 NETs US64118K6055 SPDR DJ EURO STOXX 50 FUND US78463X2027 53

Execution Version

FTSE 100 SOURCE ETF‐EURO IE00B60SWT88 SPDR DJ GLOBAL TITANS ETF US78464A7063 FTSE 250 SOURCE ETF‐GBP IE00B60SWV01 SPDR DJ STOXX 50 FUND US78463X1037 SPDR FTSE/Macquarie Glbl Infrastr FTSE China iShares US4642881902 100 US78463X8552 FTSE Developed Small iShares US4642884971 SPDR GOLD TRUST US78463V1070 FTSE EPRA/NAREIT Asia iShares US4642884633 SPDR GOLD TRUST US78463V1070 FTSE EPRA/NAREIT Europe iShares US4642884716 SPDR GOLD TRUST US78463V1070 FTSE EPRA/NAREIT Global iShares US4642884898 SPDR GOLD TRUST US78463V1070 FTSE NAREIT Industrial/Office iShares US4642885549 SPDR GOLD TRUST ETF US78463V1070 FTSE NAREIT Mortgage REITS iShares US4642885390 SPDR KBW CAPITAL MARKETS ETF US78464A7717 FTSE NAREIT Real Estate 50 iShares US4642885218 SPDR KBW MORTGAGE FINANCE US78464A5240 SPDR Russell/Nomura Small Cap Japan FTSE NAREIT Residential iShares US4642885622 ETF US78463X8222 FTSE NAREIT Retail iShares US4642885473 SPDR S&P China ETF US78463X4007 FTSE Nasdaq Small Cap PwrShr US73935X1384 SPDR S&P Emerging Asia Pacific ETF US78463X3017 FTSE RAFE Dev ex‐US Sml‐Mid PwrShrs US73936T7717 SPDR S&P EMERGING LATIN AMER US78463X7075 FTSE RAFE Europe Small‐Mid Pwrshrs US73936T7485 SPDR S&P EMG MARKETS ETF US78463X5095 FTSE RAFI Asia Pac ex‐Jpn Sml‐Mid PwrShrs US73936T8475 SPDR S&P INTL SMALL CAP US78463X8719 FTSE RAFI Asia PowerShrs US73936T8541 SPDR S&P OIL & GAS EXPLORATI US78464A7303 FTSE RAFI Basic Materials PwrShrs US73935X5427 SPDR S&P RUSSIA ETF US78463X5582 FTSE RAFI Consumer Goods PwrShrs US73935X5260 SPDR S&P VRDO MUNICIPAL BOND US78464A3187 FTSE RAFI Consumer Services PwrShrs US73935X4925 SPDR S&P WORLD EX‐US ETF US78463X8891 FTSE RAFI Developed Mkts PowerShrs US73936T7899 SPDR S&P/ASX 200 FUND AU000000STW9 FTSE RAFI Emerging Markets PwrShrs US73936T7634 SPDR S&P/ASX 200 LISTED PROP AU000000SLF1 FTSE RAFI Energy PwrShrs US73935X5591 SPDR S&P/ASX 50 Fund AU000000SFY4 FTSE RAFI Europe PowerShrs US73936T7550 SPDR TRUST SERIES 1 US78462F1030 FTSE RAFI Financials PwrShrs US73935X2374 SPDR TRUST SERIES 1 US78462F1030 FTSE RAFI Health Care PowerShares US73935X5187 SPDR WELLS FARGO PREFERRED US78464A2924 FTSE RAFI Industrials PwrShrs US73935X5344 Spectrum ELEMENTS ETN US8702975041 FTSE Rafi Intl Real Estate PwrShrs US73936T4250 SSE 180 VALUE INDEX FUND CNE0999003K8 FTSE RAFI Japan PowerShrs US73936T6982 SSE50 INDEX LINKED ETF JP3046510008 FTSE RAFI Telecom & Tech PwrShrs US73935X4842 SS‐KODEX CST ETF KR7117700005 FTSE RAFI US 1000 PwrShrs US73935X5831 SS‐KODEX E&C ETF KR7117460006 FTSE RAFI US 1500 Sm‐Mid PwrShrs US73935X5674 SS‐KODEX INVERSE KR7114800006 FTSE RAFI Utilities PwrShrs US73935X4768 SS‐KODEX STL ETF KR7117680009 FTSE Singapore Straits NETs US64118K8291 Steel Market Vectors US57060U3086 FTSE/EPRA NAREIT North America iShrs US4642884559 STREETTRACKS AEX INDEX ETF FR0000001893 FTSE/JSE Top 40 NETs US64118K8119 STREETTRACKS MSCI EU CONS DI FR0000001752 FTSE/Xinhua China iShares US4642871846 STREETTRACKS MSCI EU CONS ST FR0000001745 FUBON MSCI TAIWAN ETF TW0000057009 STREETTRACKS MSCI EU HEALTH FR0000001737 FUBON TAIWAN EIGHT INDUSTRIE TW0000058007 STREETTRACKS MSCI EU INDUSTR FR0000001778 FUBON TAIWAN FINANCE ETF TW0000059005 STREETTRACKS MSCI EU MATERIA FR0000001794

54

Execution Version

FUBON TAIWAN TECHNOLOGY ETF TW0000052000 STREETTRACKS MSCI EU TELECOM FR0000001687 Gaming Market Vectors US57060U8291 STREETTRACKS MSCI EU UTILITI FR0000001646 GBP/USD iPath ETN GB00B1WPB621 STREETTRACKS MSCI EUR SM CAP FR0010149880 Global Agriculture PwrShrs US73936Q7025 STREETTRACKS MSCI EUROPE FR0000001885 Global Alternative Energy Market Vectors US57060U4076 STREETTRACKS MSCI EUROPE FIN FR0000001703 Global Biotech PwrShrs US73936Q8015 STREETTRACKS MSCI EUROPE IT FR0000001695 Global Carbon iPath ETN US06739H1648 STREETTRACKS MSCI EUROPE NRJ FR0000001810 Global Clean Energy PwrShrs US73936T6156 STREETTRACKS STRAITS TIMES SG1W45939194 Global Coal PwrShrs US73936Q8841 Swedish Krona Trust CurrencyShares US23129R1086 Global Gold & Metals PwrShrs US73936Q8767 Swiss Franc ELEMENTS ETN US25154H7989 Global Nuclear PwrShrs US73937B1008 Swiss Franc Trust CurrencyShares US23129V1098 Global Progressive Transport PwrShrs US73936Q8502 TA‐25 NETs US64118K8788 Global Steel PwrShrs US73936Q8684 TDAX Independence 2010 ETF US87238A1088 Global Water PwrShrs US73936T6230 TDAX Independence 2020 ETF US87238A2078 Global Wind Energy PwrShrs US73937B3087 TDAX Independence 2030 ETF US87238A3068 Global Wind First Trust US33736G1067 TDAX Independence 2040 ETF US87238A4058 GLOBAL X BRAZIL CONSUMER ETF US37950E8460 TDAX Independence In‐Target US87238A5048 GLOBAL X BRAZIL FINANCIALS US37950E8387 Technology Bear 3X DirexionShrs US25459W3189 GLOBAL X BRAZIL MID CAP ETF US37950E7884 Technology Bull 3X DirexionShrs US25459W1027 GLOBAL X CHINA CONSUMER ETF US37950E4089 TECHNOLOGY S&P US SELECT SEC IE00B3VSSL01 GLOBAL X CHINA ENERGY ETF US37950E5078 TECHNOLOGY SELECT SECT SPDR US81369Y8030 GLOBAL X CHINA FINANCIALS US37950E6068 Technology SPDR US81369Y8030 GLOBAL X CHINA INDUSTRIALS US37950E7058 Telecom HOLDRs US87927P2002 GLOBAL X CHINA MATERIALS ETF US37950E8791 TEUCRIUM CORN FUND US88166A1025 GLOBAL X CHINA TECHNOLOGY ET US37950E8049 ThaiDEX FTSE SET Large Cap ETF THFSEL070001 GLOBAL X COPPER MINERS ETF US37950E8619 THAIDEX SET50 ETF THSE50070002 GLOBAL X FTSE NORDIC 30 ETF US37950E1010 THINK AEX TRACKER NL0009272749 GLOBAL X LITHIUM ETF US37950E7629 THINK AMX TRACKER NL0009272756 GLOBAL X SILVER MINERS ETF US37950E8536 THINK TOTAL MK TR OFFENSIEF NL0009272780 GLOBAL X/INTERBO FTSE COL 20 US37950E2000 THINK TOTAL MK TRAC NEUTRAAL NL0009272772 GLOBALSHARES FTSE ALL‐CAP AS US68003W3016 THINK TOTAL MKT TR DEFENSIEF NL0009272764 GLOBALSHARES FTSE ALL‐WOLRD US68003W1036 TongYang First Star Bluechip ETF KR7108630005 GLOBALSHARES FTSE ALL‐WORLD US68003W4006 TOPIX MID400 JAPAN MID CAP E JP3046740001 GLOBALSHARES FTSE DEVELOPED US68003W5094 TOPIX NETs US64118K4076 GLOBALSHARES FTSE EMERGING US68003W2026 TOPIX SMALL JAPAN SMALL CAP JP3046750000 GOLD BULLION LTD‐REDEEM PREF AU00000GOLD7 TOPIX100 JAPAN LARGE CAP EQ JP3046730002 GOLD BULLION SECURITIES LTD GB00B00FHZ82 Total Dividend WisdomTree US97717W1099 GOLD BULLION SECURITIES LTD GB00B00FHZ82 Total Earnings WisdomTree US97717W5967 GOLD BULLION SECURITIES LTD GB00B00FHZ82 Total World Stock Index Vanguard US9220427424 GOLD BULLION SECURITIES LTD GB00B00FHZ82 TR JEFFERIES CRB GLOBAL COMM US00162Q3048 GOLD BULLION SECURITIES LTD GB00B00FHZ82 TRACKER FUND OF HONG KONG HK2800008867 55

Execution Version

GOLD BULLION SECURITIES LTD DE000A0LP781 TURKISH SMALL CMPY ISTBL 25 TRYFNBK00048 Gold Miners Market Vectors US57060U1007 TXF LARGE COMPANIES ETF US87311V2016 Gold Trust SPDR US78463V1070 UBS ETC 2X LONG CMCI ESSENCE CH0100722740 Golden Dragon China PwrShrs US73935X4016 UBS ETC AGRICULTURE CH0035787800 GOLD‐PRICE‐LINKED ETF JP3046490003 UBS ETC AGRICULTURE ‐ EUR CH0035787842 GRAIL AMERICAN BEACON L/CAP US3847421027 UBS ETC AGRICULTURE ‐ USD CH0033726370 GRAIL MCDONNELL CORE TAXABLE US3847428055 UBS ETC ALUMINIUM ‐ CHF CH0037787899 GRAIL MCDONNELL INTER MUNI B US3847427065 UBS ETC ALUMINIUM ‐ EUR CH0039918609 Greenhaven Continuous Commodity US3952581060 UBS ETC ALUMINIUM ‐ USD CH0037787576 GS Computer Software iShares US4642875151 UBS ETC BRENT CRUDE ‐ CHF CH0035787859 GS Multimedia Networking iShares US4642875318 UBS ETC BRENT CRUDE ‐ EUR CH0035787909 GS Natural Resources iShares US4642873743 UBS ETC BRENT CRUDE ‐ USD CH0032661685 GS Semiconductor iShares US4642875235 UBS ETC BRENT CRUDE 1YR‐ USD CH0032661719 GS Technology iShares US4642875490 UBS ETC BRENT CRUDE 3MO‐USD CH0032661693 GSCI Commodity‐Indexed Trust iShares US46428R1077 UBS ETC BRENT CRUDE 6MO‐USD CH0032661701 Gulf States Market Vector US57060U7798 UBS ETC CMCI ‐ CHF CH0034808169 H/Y Corp Bd Port PwrShrs US73936T5570 UBS ETC CMCI ‐ EUR CH0034808136 H/Y Eq Div Achievers PwrShrs US73935X3026 UBS ETC CMCI ‐ USD CH0031794263 Hang Seng China Enter NETs US64118K8036 UBS ETC CMCI 1‐YEAR CM‐USD CH0029777445 HANG SENG H‐SHARE IDX ETF HK2828013055 UBS ETC CMCI 3‐MO CM‐USD CH0031794214 HANG SENG H‐SHARE INDEX ETF HK2828013055 UBS ETC CMCI 6‐MO CM‐USD CH0031794206 HANG SENG INDEX ETF HK2833027330 UBS ETC COCOA CH0036985031 HANG SENG INDEX ETF HK2833027330 UBS ETC COCOA CH0036985049 Hang Seng NETs US64118K3086 UBS ETC COCOA CH0035657383 HANHWA ARIRANG KOSPI50 KR7122090004 UBS ETC COFFEE CH0036985015 Hard Assets Producers Market Vectors US57060U7954 UBS ETC COFFEE CH0036985023 HEALTH CARE SELECT SECTOR US81369Y2090 UBS ETC COFFEE CH0035657409 HEALTHCARE S&P US SELECT SEC IE00B3WMTH43 UBS ETC COPPER CH0037787907 Healthcare SPDR US81369Y2090 UBS ETC COPPER CH0039918591 High Dividend Yield Vanguard US9219464065 UBS ETC COPPER CH0037787584 High Growth Rate Div Achievers PwrShrs US73935X7241 UBS ETC CORN CH0036835012 High‐Yielding Equity WisdomTree US97717W2089 UBS ETC CORN CH0036834890 Homebuilders SPDR US78464A8889 UBS ETC CORN CH0034478849 HORIZONS ALPHAPRO MGD ETF CA44045T1012 UBS ETC COTTON CH0036984992 HORIZONS BETA NASD‐100 BEAR+ CA44045N1042 UBS ETC COTTON CH0036985007 HORIZONS BETA NASD‐100 BULL+ CA44045L1085 UBS ETC COTTON CH0035657425 HORIZONS BETA S&P 500 BEAR+ CA44045R1055 UBS ETC ENERGY CH0042990074 HORIZONS BETA S&P 500 BULL+ CA44046M1059 UBS ETC ENERGY CH0042990066 HORIZONS BETA US 30 Y BD BE+ CA44046K1093 UBS ETC ENERGY CH0042990041 HORIZONS BETA US 30 Y BD BU+ CA44046J1021 UBS ETC FOOD CH0038468846 HORIZONS BETAPRO COMEX GOLD CA4404461028 UBS ETC FOOD CH0038468838

56

Execution Version

HORIZONS BETAPRO COMEX GOLD CA4404441079 UBS ETC FOOD CH0038468804 HORIZONS BETAPRO DJ‐UBS AG‐A CA44045K1003 UBS ETC GASOIL CH0037787592 HORIZONS BETAPRO DJ‐UBS AG‐A CA44046X1015 UBS ETC GASOLINE CH0036834981 HORIZONS BETAPRO MSCI EM BEA CA44045M1142 UBS ETC GASOLINE CH0036834882 HORIZONS BETAPRO MSCI EM BUL CA44045Q2062 UBS ETC GASOLINE CH0036834908 HORIZONS BETAPRO NYMEX CRUDE CA44045B1004 UBS ETC GOLD CH0036249057 HORIZONS BETAPRO NYMEX CRUDE CA4404472090 UBS ETC GOLD CH0036248992 HORIZONS BETAPRO NYMEX NATUR CA44045G1090 UBS ETC GOLD CH0036991427 HORIZONS BETAPRO NYMEX NATUR CA44045F1190 UBS ETC HEATING OIL CH0037787600 HORIZONS BETAPRO S&P/BEAR‐A CA44045E1043 UBS ETC INDUSTRIAL METALS CH0036249024 HORIZONS BETAPRO S&P/BULL‐A CA44045D1069 UBS ETC INDUSTRIAL METALS CH0036249016 HORIZONS BETAPRO S&P/TSX CA CA4404531085 UBS ETC INDUSTRIAL METALS CH0035657417 HORIZONS BETAPRO S&P/TSX CAP CA44045X1024 UBS ETC LEAD CH0037787949 HORIZONS BETAPRO S&P/TSX CAP CA4404571099 UBS ETC LEAD CH0037787782 HORIZONS BETAPRO S&P/TSX CAP CA4404491066 UBS ETC LEAD CH0037787626 HORIZONS BETAPRO S&P/TSX GLO CA44045V1141 UBS ETC LEAN HOGS CH0042990223 HORIZONS BETAPRO S&P/TSX GLO CA44045W1041 UBS ETC LEAN HOGS CH0042990215 HORIZONS BETAPRO S&P/TSX GLO CA44046V1132 UBS ETC LEAN HOGS CH0037787634 HORIZONS BETAPRO S&P/TSX GLO CA44045U1084 UBS ETC LIVE CATTLE CH0042990264 HORIZONS BETAPRO USD BEAR + CA44046G1081 UBS ETC LIVE CATTLE CH0042990231 HORIZONS BETAPRO USD BULL + CA44046D1050 UBS ETC LIVE CATTLE CH0037787642 HS FTSE/XINHUA CHINA 25 ETF HK2838031154 UBS ETC NATURAL GAS CH0042990090 HSBC CAC 40 ETF IE00B4L49M32 UBS ETC NATURAL GAS CH0042990082 HSBC DJ EURO STOXX 50 ETF IE00B4K6B022 UBS ETC NATURAL GAS CH0037787659 HSBC FTSE 100 ETF IE00B42TW061 UBS ETC NICKEL CH0037787980 HW‐HISH GOLD ETF KR7110550001 UBS ETC NICKEL CH0037787824 HYUNDAI HI INSURANCE ETF KR7124090002 UBS ETC NICKEL CH0037787667 IBOXX H/Y Corp Bond iShares US4642885135 UBS ETC PLATINUM CH0039205601 IBOXX Investment Grade iShares US4642872422 UBS ETC PLATINUM CH0039205627 ICBC‐CS CEN 50 CNE100000H93 UBS ETC PLATINUM CH0039194219 In Natl Mun B Pt PwrShrs US73936T4748 UBS ETC PRECIOUS METALS CH0042990199 INCATRACK PEP800507100 UBS ETC PRECIOUS METALS CH0042990116 India Earnings Wisdomtree US97717W4226 UBS ETC PRECIOUS METALS CH0042990108 India PwrShrs US73935L1008 UBS ETC SILVER CH0036249040 Indian Rupee Wisdomtree US97717W1669 UBS ETC SILVER CH0036249008 INDO PREMIER‐ETF LQ‐45 IDN000053501 UBS ETC SILVER CH0036991435 INDUSTRIAL SELECT SECT SPDR US81369Y7040 UBS ETC SOYBEAN MEAL CH0037787675 Industrial SPDR US81369Y7040 UBS ETC SOYBEAN OIL CH0037787683 INDUSTRIALS S&P US SELECT SE IE00B3YC1100 UBS ETC SOYBEANS CH0036835038 Insured Calif Muni Bd PwrShrs US73936T4417 UBS ETC SOYBEANS CH0036834924 Insured NY Muni Bd PwrShrs US73936T4581 UBS ETC SUGAR CH0036835046

57

Execution Version

International Div Achievers PwrShrs US73935X7167 UBS ETC SUGAR CH0036834940 Internet HOLDRs US46059W1027 UBS ETC SUGAR CH0035657391 Internet Architecture HOLDRs US46060A1079 UBS ETC WHEAT CH0036835020 INTERNET HOLDRS TRUST US46059W1027 UBS ETC WHEAT CH0036834965 Internet Infrastructure HOLDRs US46059V1044 UBS ETC WHEAT CH0034478864 Intl Dividend Top 100 WisdomTree US97717W7864 UBS ETC WTI CRUDE OIL CH0037069876 Intl Financial Sector WisdomTree US97717W6957 UBS ETC WTI CRUDE OIL CH0037069843 Intl LargeCap Dividend WisdomTree US97717W7948 UBS ETC WTI CRUDE OIL CH0033333326 Intl Listed Private Equity Port PwrShrs US73936T4664 UBS ETC WTI CRUDE OIL 1‐YEAR CH0033333367 Intl MidCap Dividend WisdomTree US97717W7781 UBS ETC WTI CRUDE OIL 3‐MONT CH0033333342 Intl SmallCap Dividend WisdomTree US97717W7609 UBS ETC WTI CRUDE OIL 6‐MONT CH0033333359 Intl Technology Sector WisdomTree US97717W6619 UBS ETC ZINC CH0037788038 Inverse 2X S&P Energy Rydex US78355W6764 UBS ETC ZINC CH0037787873 Inverse 2X Technology Rydex US78355W6350 UBS ETC ZINC CH0037787717 IPATH DOW JONES‐UBS COMMDTY US06738C7781 UBS E‐TRACS ALERIAN INFRASTR US9026416464 IPATH S&P 500 VIX M/T FU ETN DE000BC1C7R4 UBS E‐TRACS ALERIAN NATURAL US9026416209 IPATH S&P 500 VIX SHORT FUT DE000BC1C7Q6 UBS E‐TRACS S&P 500 GOLD HED US9026416613 IPATH TREASURY LONG BD BEAR US06740L4858 UBS INDEX SOL‐GOLD ETF USD‐A CH0106027185 IPATH US TREASURY STEEPENER US06740L4775 UBS INDEX SOL‐GOLD ETF USD‐I CH0106027193 IQ ARB GLOBAL RESOURCES ETF US45409B8836 UBS‐ETF DJ EURO STOXX 50 LU0136234068 IQ ARB MERGER ARBITRAGE US45409B8000 UBS‐ETF DJ EURO STOXX 50 LU0136234068 IQ AUSTRALIA SMALL CAP ETF US45409B8265 UBS‐ETF DJ EURO STOXX 50 LU0136234068 IQ CANADA SMALL CAP ETF US45409B8679 UBS‐ETF DJ EURO STOXX 50 LU0136234068 IQ CPI INFLATION HEDGED ETF US45409B6020 UBS‐ETF DJ EURO STOXX 50‐I LU0155367302 IQ HEDGE MACRO TRACKER ETF US45409B2060 UBS‐ETF DJ EURO STOXX 50‐I LU0155367302 IQ HEDGE MULTI‐STRAT TRACKER US45409B1070 UBS‐ETF DJ EURO STOXX 50‐I LU0155367302 IQ SOUTH KOREA SMALL CAP ETF US45409B7689 UBS‐ETF DJ EURO STOXX 50‐I LU0155367302 IQ TAIWAN SMALL CAP ETF US45409B7507 UBS‐ETF DJ EURO STOXX 50‐I LU0155367302 IS YATIRIM DJ TURKEY EA 15 A TRYISMD00035 UBS‐ETF FTSE 100 LU0136242590 ISEQ 20 ETF SHARES IE00B03TF647 UBS‐ETF FTSE 100 LU0136242590 ISEQ 20 NETs US64118K8861 UBS‐ETF FTSE 100 LU0136242590 ISHARE CSI 300 A HK0000057395 UBS‐ETF FTSE 100 LU0136242590 ISHARE CSI A FIN HK0000057387 UBS‐ETF FTSE 100 LU0136242590 ISHARE CSI ENERG HK0000057429 UBS‐ETF MSCI CANADA I LU0446734955 ISHARE CSI INFRA HK0000057403 UBS‐ETF MSCI CANADA‐A LU0446734872 ISHARE CSI MATER HK0000057411 UBS‐ETF MSCI EMU LU0147308422 ISHARE DIVERSIFIED ALT TRUST US4642941078 UBS‐ETF MSCI EMU LU0147308422 ISHARE MSCI INDIA ETF SG1T41930465 UBS‐ETF MSCI EMU LU0147308422 ISHARES = COVERED BOND‐EUR IE00B3B8Q275 UBS‐ETF MSCI EMU LU0147308422 ISHARES = COVERED BOND‐EUR DE000A0RFEE5 UBS‐ETF MSCI EMU LU0147308422 ISHARES 10+ YEAR CREDIT BOND US4642895118 UBS‐ETF MSCI EMU I LU0446735093

58

Execution Version

ISHARES 10+ YEAR GOVT/CR BD US4642894798 UBS‐ETF MSCI EMU I LU0446735093 ISHARES 100% HEDGED TO CAD I CA46428L1004 UBS‐ETF MSCI EMU VALUE‐A LU0446734369 ISHARES 2012 S&P AMT‐FREE MU US4642894129 UBS‐ETF MSCI EUROPE‐I LU0446734286 ISHARES 2013 S&P AMT‐FREE MU US4642893881 UBS‐ETF MSCI JAPAN A LU0136240974 ISHARES 2014 S&P AMT‐FREE MU US4642893626 UBS‐ETF MSCI JAPAN A LU0136240974 ISHARES 2015 S&P AMT‐FREE MU US4642893394 UBS‐ETF MSCI JAPAN A LU0136240974 ISHARES 2016 S&P AMT‐FREE MU US4642893139 UBS‐ETF MSCI JAPAN A LU0136240974 ISHARES 2017 S&P AMT‐FREE MU US4642892719 UBS‐ETF MSCI JAPAN I LU0258212462 ISHARES A50 CHINA TRACKER HK2823028546 UBS‐ETF MSCI JAPAN I LU0258212462 ISHARES AEX IE00B0M62Y33 UBS‐ETF MSCI JAPAN I LU0258212462 ISHARES AEX IE00B0M62Y33 UBS‐ETF MSCI PACIFIC EX JP‐A LU0446734526 ISHARES AEX IE00B0M62Y33 UBS‐ETF MSCI USA LU0136234654 ISHARES ALTERNATIVES COMPLET CA46429K1012 UBS‐ETF MSCI USA LU0136234654 ISHARES ATX DE DE000A0D8Q23 UBS‐ETF MSCI USA LU0136234654 ISHARES BAR EUR GOV 10‐15‐= DE000A0YBRX2 UBS‐ETF MSCI USA LU0136234654 ISHARES BAR EUR GOV 10‐15‐= IE00B4WXJH41 UBS‐ETF MSCI USA‐I LU0446735259 ISHARES BAR EUR GOV 10‐15‐= IE00B4WXJH41 UBS‐ETF MSCI WORLD LU0340285161 ISHARES BAR EUR GOV BD 5‐7‐= DE000A0YBRY0 UBS‐ETF MSCI WORLD LU0340285161 ISHARES BAR EUR GOV BD 5‐7‐= IE00B4WXJG34 UBS‐ETF MSCI WORLD LU0340285161 ISHARES BAR EUR GOV BD 5‐7‐GBP IE00B4WXJG34 UBS‐ETF MSCI WORLD LU0340285161 ISHARES BAR EURO TREAS BD‐= DE000A0YBRZ7 UBS‐ETF MSCI WORLD LU0340285161 ISHARES BAR EURO TREAS BD‐= IE00B4WXJJ64 UBS‐ETF MSCI WORLD‐I LU0446735416 ISHARES BARC EU BD EX F1‐5 = DE000A0YEEY2 UBS‐ETF SLI‐TM CH0032912732 ISHARES BARC EU BD EX F1‐5 = IE00B4L5ZY03 UBS‐ETF SLI‐TM CH0032912732 ISHARES BARC EU CP BD 1‐5‐= DE000A0YEEZ9 UBS‐ETF SMI CH0017142719 ISHARES BARC EU CP BD 1‐5‐= IE00B4L60045 UBS‐ETF SMI CH0017142719 ISHARES BARC EU CP BD 1‐5‐GBP IE00B4L60045 UBS‐SWIX IMMOBIL ETF (CHF)‐A CH0105994401 ISHARES BARCLAYS 1‐3 YEAR CR US4642886463 UBS‐SWIX IMMOBIL ETF (CHF)‐I CH0105994419 ISHARES BARCLAYS AGENCY BOND US4642881662 Ultra Basic Materials ProShares US74347R7769 ISHARES BARCLAYS CREDIT BOND US4642886208 Ultra Consumer Goods ProShares US74347R7686 ISHARES BARCLAYS EUR BD X F= IE00B4L5ZG21 Ultra Consumer Services ProShares US74347R7504 ISHARES BARCLAYS EUR BD X FGBP DE000A0YEEX4 Ultra DJ UBS Commodity ProShrs US74347W1062 ISHARES BARCLAYS EUR BD X FGBP IE00B4L5ZG21 Ultra DJ UBS Crude Oil ProShrs US74347W5022 ISHARES BARCLAYS MBS BOND FD US4642885887 Ultra Dow 30 ProShares US74347R3057 ISHARES BARCLAYS SHORT TREAS US4642886794 Ultra Euro ProShrs US74347W8745 ISHARES BM&FBOVESPA MIDLARGE BRMILACTF003 Ultra Financials ProShares US74347X6334 ISHARES BM&FBOVESPA SM CAP BRSMALCTF002 Ultra Gold ProShrs US74347W6012 ISHARES BSE SENSEX INDIA TRK HK2836036130 Ultra Health Care ProShares US74347R7355 ISHARES CDN DEX ALL CORPORAT CA46430K1084 Ultra Industrials ProShares US74347R7272 ISHARES CDN DEX ALL GOVERNME CA46428T1030 Ultra MidCap 400 ProShares US74347R4048 ISHARES CDN DEX LONG TERM BO CA46430M1041 Ultra Oil & Gas ProShares US74347R7199

59

Execution Version

ISHARES CDN DEX REAL RETURN CA46431C1059 Ultra QQQ ProShares US74347R2067 ISHARES CDN DEX SHORT TERM CA46431A1093 Ultra Real Estate ProShares US74347X6250 ISHARES CDN DEX UNIVERSE BON CA46430T1093 Ultra Russell 1000 Growth ProShares US74347R5375 ISHARES CDN DJ CAN SEL DVD I CA46430W1023 Ultra Russell 1000 Value ProShares US74347R5292 ISHARES CDN GROWTH INDEX CA46428V1085 Ultra Russell 2000 Growth ProShares US74347R4873 ISHARES CDN JANTZI SOCIAL IN CA46429F1027 Ultra Russell 2000 ProShares US74347R8429 ISHARES CDN RUSSELL 2000 IND CA46430R2028 Ultra Russell 2000 Value ProShares US74347R4790 Ultra Russell MidCap Growth ISHARES CDN S&P 500 HDG TO C CA46428J1057 ProShares US74347R5110 ISHARES CDN S&P/TSX 60 INDX CA46578B1004 Ultra Russell MidCap Value ProShares US74347R4956 ISHARES CDN S&P/TSX 60 INDX CA46428D1087 ULTRA RUSSELL2000 PROSHARES US74347R8429 ISHARES CDN S&P/TSX CAP COMP CA46430J1012 Ultra S&P 500 ProShares US74347R1077 ISHARES CDN S&P/TSX CAP ENRG CA46428C1005 Ultra Semiconductor ProShares US74347R6696 ISHARES CDN S&P/TSX CAP FINL CA46431B1076 Ultra Short DJ‐UBS Commodity ProShr US74347W2052 ISHARES CDN S&P/TSX CAP INFO CA46428N1069 Ultra Short Euro ProShrs US74347W8828 ISHARES CDN S&P/TSX CAP MATE CA46431E1016 Ultra Short Gold ProShrs US74347W7184 ISHARES CDN S&P/TSX CAP REIT CA46431D1033 Ultra Short Silver ProShrs US74347W7267 ISHARES CDN S&P/TSX COMPL IN CA46577V1076 Ultra Short Yen ProShrs US74347W8588 ISHARES CDN S&P/TSX GBL GOLD CA46428M1086 Ultra Silver ProShares US74347W8414 ISHARES CDN S&P/TSX INCOME CA46431F1080 Ultra SmallCap 600 ProShares US74347R8189 ISHARES CDN S&P/TSX SMALLCAP CA46428G2009 Ultra Technology ProShares US74347R6936 ISHARES CDN VALUE INDEX CA46428W1068 Ultra Telecom ProShares US74347R2638 ISHARES COMEX GOLD TRUST US4642851053 Ultra Utilities ProShares US74347R6852 ISHARES COMEX GOLD TRUST US4642851053 Ultra Yen ProShrs US74347W8661 ISHARES CONSERVATIVE CORE PO CA4642921015 Ultrashort BarCap 20+ YEAR US74347R2976 ISHARES CSI CONS DISCRETION HK0000066206 Ultrashort BarCap 7‐10 YEAR US74347R3131 ISHARES CSI CONSUMER STAPLES HK0000066198 UltraShort Basic Materials ProShares US74347X6177 UltraShort Consumer Goods ISHARES DAX DE DE0005933931 ProShares US74347R6449 UltraShort Consumer Services ISHARES DAX DE DE0005933931 ProShares US74347R6365 ISHARES DAX DE DE0005933931 UltraShort DJ UBS Crude Oil ProShrs US74347W8091 ISHARES DAX DE DE0005933931 UltraShort Dow30 ProShares US74347R8676 ISHARES DAX DE DE0005933931 UltraShort Financials Proshares US74347R6282 ISHARES DIVDAX DE DE0002635273 Ultrashort FTSE/Xinhua China ProShrs US74347X5674 ISHARES DIVDAX DE DE0002635273 UltraShort Health Care ProShares US74347R6100 ISHARES DJ AP SEL DIV 30 DE DE000A0H0744 UltraShort Industrials ProShares US74347R5946 ISHARES DJ AP SEL DIV 30 DE DE000A0H0744 UltraShort MidCap400 ProShares US74347R8593 ISHARES DJ ASIA/PAC SEL DIV IE00B14X4T88 Ultrashort MSCI EAFE ProShares US74347R3396 ISHARES DJ ASIA/PAC SEL DIV IE00B14X4T88 Ultrashort MSCI Emerging Mkt US74347X5757 ISHARES DJ ASIA/PAC SEL DIV IE00B14X4T88 Ultrashort MSCI Japan ProShares US74347R3479 ISHARES DJ ASIA/PAC SEL DIV IE00B14X4T88 UltraShort Oil & Gas ProShares US74347X5914 ISHARES DJ ASIA/PAC SEL DIV IE00B14X4T88 UltraShort QQQ ProShares US74347R8759

60

Execution Version

ISHARES DJ ASIA/PAC SEL DIV DE000A0J2086 UltraShort Real Estate ProShares US74347X5831 UltraShort Russell 1000 Growth ISHARES DJ ASIA/PAC SEL DIV DE000A0J2086 ProShrs US74347R4618 ISHARES DJ CHINA OFFSH 50 DE DE000A0F5UE8 UltraShort Russell 1000 Value Pro US74347R4535 UltraShort Russell 2000 Growth ISHARES DJ CHINA OFFSH 50 DE DE000A0F5UE8 ProShrs US74347R4204 ISHARES DJ EST BANKS DE DE0006289309 UltraShort Russell 2000 ProShares US74347R8346 ISHARES DJ EST BANKS DE DE0006289309 UltraShort Russell 2000 Value ProShrs US74347R4121 UltraShort Russell MidCap Growth ISHARES DJ EST HEALTH CA DE DE0006289333 ProShrs US74347R4469 UltraShort Russell MidCap Value ISHARES DJ EST HEALTH CA DE DE0006289333 ProShrs US74347R4386 ISHARES DJ EST TECHNOLOGY DE DE0006289325 ULTRASHORT RUSSELL2000 PROSH US74347R8346 ISHARES DJ EST TECHNOLOGY DE DE0006289325 UltraShort S&P500 ProShares US74347R8833 ISHARES DJ EST TELECOM DE DE0006289317 UltraShort Semiconductors ProShares US74347R5458 ISHARES DJ EST TELECOM DE DE0006289317 UltraShort SmallCap 600 ProShares US74347R7926 ISHARES DJ EUR STOXX SUST 40 DE000A0F5UG3 UltraShort Technology ProShares US74347R5789 ISHARES DJ EUR STOXX SUST 40 DE000A0F5UG3 UltraShort Telecom ProShares US74347R2554 ISHARES DJ EUR STOXX SUST 40 DE000A0F5UG3 UltraShort Utilities ProShares US74347R5607 ISHARES DJ EUR STOXX SUST 40 DE000A0F5UG3 UNITED SSE 50 CHINA ETF SG1Y89950071 ISHARES DJ EURO STOXX 50 IE0008471009 UNITED STATES 12 MONTH NATUR US91288X1090 ISHARES DJ EURO STOXX 50 IE0008471009 United States 12 Month Oil US91288V1035 ISHARES DJ EURO STOXX 50 IE0008471009 UNITED STATES COMMODITY INDE US9117171069 ISHARES DJ EURO STOXX 50 IE0008471009 United States Heating Oil US91204P1075 ISHARES DJ EURO STOXX 50 IE0008471009 UNITED STATES OIL FUND LP US91232N1081 ISHARES DJ EURO STOXX 50 IE0008471009 UNITED STATES SHORT OIL FUND US9126132052 ISHARES DJ EURO STOXX 50 IE0008471009 Unitred States Gasoline Fund US91201T1025 ISHARES DJ EURO STOXX 50 IE0008471009 US Current Income WisdomTree US97717W2733 ISHARES DJ EURO STOXX 50 DE DE0005933956 US Natural Gas Fund US9123181029 ISHARES DJ EURO STOXX 50 DE DE0005933956 US Oil Fund LP US91232N1081 ISHARES DJ EURO STOXX 50 DE DE0005933956 Utilities HOLDRs US9180191002 ISHARES DJ EURO STOXX 50 DE DE0005933956 UTILITIES S&P US SELECT SECT IE00B3VPKB53 ISHARES DJ EURO STOXX 50 DE DE0005933956 UTILITIES SELECT SECTOR SPDR US81369Y8865 ISHARES DJ EURO STOXX DE DE000A0D8Q07 Utilities SPDR US81369Y8865 ISHARES DJ EURO STOXX DE DE000A0D8Q07 VALUE CHINA ETF HK0000058484 ISHARES DJ EURO STOXX DE DE000A0D8Q07 Value Line Dividend First Trust US33734H1068 ISHARES DJ EURO STOXX DE DE000A0D8Q07 Value Line Industry Rotation PwrShrs US73935X1798 ISHARES DJ EURO STOXX GROWTH IE00B0M62V02 Value Line Timeliness Select PwrShrs US73935X6821 ISHARES DJ EURO STOXX GROWTH IE00B0M62V02 Vanguard Australian Shares Index ETF AU000000VAS1 ISHARES DJ EURO STOXX GROWTH IE00B0M62V02 VANGUARD CONSUMER DISCRE ETF US92204A1088 ISHARES DJ EURO STOXX GROWTH IE00B0M62V02 Vanguard Consumer Discretionary ETF US92204A1088 ISHARES DJ EURO STOXX GROWTH DE000A0HG3L1 VANGUARD CONSUMER STAPLE ETF US92204A2078 ISHARES DJ EURO STOXX GROWTH DE000A0HG3L1 Vanguard Consumer Staples ETF US92204A2078 ISHARES DJ EURO STOXX MI CAP IE00B02KXL92 VANGUARD DIVIDEND APPREC ETF US9219088443 61

Execution Version

ISHARES DJ EURO STOXX MI CAP IE00B02KXL92 VANGUARD EMERGING MARKET ETF US9220428588 ISHARES DJ EURO STOXX MI CAP IE00B02KXL92 VANGUARD ENERGY ETF US92204A3068 ISHARES DJ EURO STOXX MI CAP IE00B02KXL92 Vanguard Energy ETF US92204A3068 ISHARES DJ EURO STOXX MI CAP IE00B02KXL92 Vanguard Europe Pacific US9219438580 ISHARES DJ EURO STOXX MI CAP DE000A0DPMX7 VANGUARD EUROPE PACIFIC ETF US9219438580 ISHARES DJ EURO STOXX MI CAP DE000A0DPMX7 VANGUARD EUROPEAN ETF US9220428745 ISHARES DJ EURO STOXX SEL DV DE0002635281 Vanguard European ETF US9220428745 ISHARES DJ EURO STOXX SEL DV DE0002635281 VANGUARD EXTENDED DUR TREAS US9219107094 ISHARES DJ EURO STOXX SM CAP IE00B02KXM00 Vanguard Extended Dur Treas US9219107094 ISHARES DJ EURO STOXX SM CAP IE00B02KXM00 VANGUARD EXTENDED MARKET ETF US9229086528 ISHARES DJ EURO STOXX SM CAP IE00B02KXM00 Vanguard Extended Mkt ETF US9229086528 ISHARES DJ EURO STOXX SM CAP IE00B02KXM00 VANGUARD FINANCIALS ETF US92204A4058 ISHARES DJ EURO STOXX SM CAP IE00B02KXM00 Vanguard Financials ETF US92204A4058 ISHARES DJ EURO STOXX SM CAP DE000A0DPMZ2 VANGUARD FTSE ALL WO X‐US SC US9220427184 ISHARES DJ EURO STOXX SM CAP DE000A0DPMZ2 VANGUARD FTSE ALL WO X‐US SC US9220427184 ISHARES DJ EURO STOXX VALUE IE00B0M62T89 VANGUARD FTSE ALL‐WORLD EX‐U US9220427754 ISHARES DJ EURO STOXX VALUE IE00B0M62T89 Vanguard FTSE All‐World Ex‐US US9220427754 ISHARES DJ EURO STOXX VALUE IE00B0M62T89 Vanguard FTSE All‐World ex‐US ETF AU000000VEU9 ISHARES DJ EURO STOXX VALUE IE00B0M62T89 VANGUARD GROWTH ETF US9229087369 ISHARES DJ EURO STOXX VALUE DE000A0HG2N9 Vanguard Growth ETF US9229087369 ISHARES DJ EURO STOXX VALUE DE000A0HG2N9 VANGUARD HEALTH CARE ETF US92204A5048 ISHARES DJ EURO STX SLCT DVD IE00B0M62S72 Vanguard Health Care ETF US92204A5048 ISHARES DJ EURO STX SLCT DVD IE00B0M62S72 VANGUARD HIGH DVD YIELD ETF US9219464065 ISHARES DJ EURO STX SLCT DVD IE00B0M62S72 VANGUARD INDUSTRIALS ETF US92204A6038 ISHARES DJ EURO STX SLCT DVD IE00B0M62S72 Vanguard Industrials ETF US92204A6038 ISHARES DJ EURO STX SLCT DVD DE000A0HG2P4 VANGUARD INFO TECH ETF US92204A7028 ISHARES DJ EURO STX SLCT DVD DE000A0HG2P4 Vanguard Infor Technology ETF US92204A7028 ISHARES DJ SELECT DIVIDEND US4642871689 VANGUARD INTERMEDIATE‐TERM B US9219378190 Vanguard Intermediate‐Term Bond ISHARES DJ ST 600 A&P SW DE DE000A0D8Q56 ETF US9219378190 ISHARES DJ ST 600 A&P SW DE DE000A0D8Q56 VANGUARD INTERMEDIATE‐TERM C US92206C8709 ISHARES DJ ST 600 A&P SW DE DE000A0D8Q56 VANGUARD INTERM‐TERM GOVT BD US92206C7065 ISHARES DJ ST 600 A&P SW DE DE000A0D8Q56 Vanguard Large Cap ETF US9229086379 ISHARES DJ ST 600 BANK SW DE DE000A0D8Q64 VANGUARD LARGE‐CAP ETF US9229086379 ISHARES DJ ST 600 BANK SW DE DE000A0D8Q64 VANGUARD LONG‐TERM BOND ETF US9219377937 ISHARES DJ ST 600 BANK SW DE DE000A0D8Q64 Vanguard Long‐Term Bond ETF US9219377937 ISHARES DJ ST 600 BANK SW DE DE000A0D8Q64 VANGUARD LONG‐TERM CORP BOND US92206C8139 ISHARES DJ ST 600 BAS RES DE DE0006344724 VANGUARD LONG‐TERM GOV BOND US92206C8477 ISHARES DJ ST 600 BAS RES DE DE0006344724 VANGUARD MATERIALS ETF US92204A8018 ISHARES DJ ST 600 BS R SW DE DE000A0D8Q72 Vanguard Materials ETF US92204A8018 ISHARES DJ ST 600 BS R SW DE DE000A0D8Q72 VANGUARD MEGA CAP 300 ETF US9219108738 ISHARES DJ ST 600 BS R SW DE DE000A0D8Q72 Vanguard Mega Cap 300 ETF US9219108738 62

Execution Version

ISHARES DJ ST 600 BS R SW DE DE000A0D8Q72 VANGUARD MEGA CAP 300 GROWTH US9219108167 ISHARES DJ ST 600 C&MA SW DE DE000A0F5T02 Vanguard Mega Cap 300 Growth US9219108167 ISHARES DJ ST 600 C&MA SW DE DE000A0F5T02 VANGUARD MEGA CAP 300 VALUE US9219108407 ISHARES DJ ST 600 C&MA SW DE DE000A0F5T02 Vanguard Mega Cap 300 Value US9219108407 ISHARES DJ ST 600 C&MA SW DE DE000A0F5T02 Vanguard MidCap ETF US9229086296 ISHARES DJ ST 600 CHEM SW DE DE000A0D8Q80 VANGUARD MID‐CAP ETF US9229086296 ISHARES DJ ST 600 CHEM SW DE DE000A0D8Q80 Vanguard Mid‐Cap Growth ETF US9229085389 ISHARES DJ ST 600 CHEM SW DE DE000A0D8Q80 VANGUARD MID‐CAP GROWTH INDE US9229085389 ISHARES DJ ST 600 CHEM SW DE DE000A0D8Q80 Vanguard Mid‐Cap Value ETF US9229085124 ISHARES DJ ST 600 CHEMCLS DE DE0006344732 VANGUARD MID‐CAP VALUE INDEX US9229085124 ISHARES DJ ST 600 CHEMCLS DE DE0006344732 VANGUARD MORTGAGE‐BACKED SEC US92206C7719 ISHARES DJ ST 600 CON&MAT DE DE0006344740 VANGUARD PACIFIC ETF US9220428661 ISHARES DJ ST 600 CON&MAT DE DE0006344740 Vanguard Pacific ETF US9220428661 ISHARES DJ ST 600 F&BE SW DE DE000A0F5T28 VANGUARD REIT ETF US9229085538 ISHARES DJ ST 600 F&BE SW DE DE000A0F5T28 Vanguard REIT ETF US9229085538 ISHARES DJ ST 600 F&BE SW DE DE000A0F5T28 VANGUARD S/T CORP BOND ETF US92206C4096 ISHARES DJ ST 600 F&BE SW DE DE000A0F5T28 VANGUARD SHORT‐TERM BOND ETF US9219378273 ISHARES DJ ST 600 FIN SER DE DE0006344773 Vanguard Short‐Term Bond ETF US9219378273 ISHARES DJ ST 600 FIN SER DE DE0006344773 VANGUARD SHORT‐TERM GOV BD US92206C1027 ISHARES DJ ST 600 FINS SW DE DE000A0F5T10 Vanguard Small Cap ETF US9229087518 ISHARES DJ ST 600 FINS SW DE DE000A0F5T10 Vanguard Small Cap Value ETF US9229086114 ISHARES DJ ST 600 FINS SW DE DE000A0F5T10 VANGUARD SMALL‐CAP ETF US9229087518 ISHARES DJ ST 600 FINS SW DE DE000A0F5T10 Vanguard SmallCap Growth ETF US9229085959 ISHARES DJ ST 600 FOO&BEV DE DE0006344781 VANGUARD SMALL‐CAP GRWTH ETF US9229085959 ISHARES DJ ST 600 FOO&BEV DE DE0006344781 VANGUARD SMALL‐CAP VALUE ETF US9229086114 ISHARES DJ ST 600 HE CARE DE DE0006289374 VANGUARD TELECOM SERVICE ETF US92204A8844 ISHARES DJ ST 600 HE CARE DE DE0006289374 Vanguard Telecom Srvs ETF US92204A8844 ISHARES DJ ST 600 HTHC SW DE DE000A0F5T36 VANGUARD TOT WORLD STK INDEX US9220427424 ISHARES DJ ST 600 HTHC SW DE DE000A0F5T36 VANGUARD TOTAL BOND MARKET US9219378356 ISHARES DJ ST 600 HTHC SW DE DE000A0F5T36 Vanguard Total Bond Market ETF US9219378356 ISHARES DJ ST 600 HTHC SW DE DE000A0F5T36 Vanguard Total ETF AU000000VTS1 ISHARES DJ ST 600 IG&S SW DE DE000A0F5T44 VANGUARD TOTAL STOCK MKT ETF US9229087690 ISHARES DJ ST 600 IG&S SW DE DE000A0F5T44 Vanguard Total Stock Mkt ETF US9229087690 ISHARES DJ ST 600 IG&S SW DE DE000A0F5T44 VANGUARD UTILITIES ETF US92204A8760 ISHARES DJ ST 600 IG&S SW DE DE000A0F5T44 Vanguard Utilities ETF US92204A8760 ISHARES DJ ST 600 IND G&S DE DE0006344799 VANGUARD VALUE ETF US9229087443 ISHARES DJ ST 600 IND G&S DE DE0006344799 Vanguard Value ETF US9229087443 ISHARES DJ ST 600 INSU SW DE DE000A0F5T51 VONTOBEL ETFS ICPMC LU0317757523 ISHARES DJ ST 600 INSU SW DE DE000A0F5T51 VRDO Tax‐Free Wk PwrShrs US73936T4334 ISHARES DJ ST 600 INSU SW DE DE000A0F5T51 Water Resources PwrShrs US73935X5757 ISHARES DJ ST 600 INSU SW DE DE000A0F5T51 WCM BNY MELLON FOCUSED GROWT US00768Y2063

63

Execution Version

ISHARES DJ ST 600 INSURAN DE DE0006289416 WCS KOSEF BANKS ETF KR7091190009 ISHARES DJ ST 600 INSURAN DE DE0006289416 WCS KOSEF BLUECHIP ETF KR7104520002 ISHARES DJ ST 600 MDIA SW DE DE000A0F5T69 WCS KOSEF HIGH DIVIDEND ETF KR7104530001 ISHARES DJ ST 600 MDIA SW DE DE000A0F5T69 WCS KOSEF IT ETF KR7091200006 ISHARES DJ ST 600 MDIA SW DE DE000A0F5T69 WCS KOSEF KOSPI 200 ETF KR7069660009 ISHARES DJ ST 600 MDIA SW DE DE000A0F5T69 WCS KOSEF KRX100 ETF KR7100910009 ISHARES DJ ST 600 MEDIA DE DE0006289424 WilderHill Clean Energy PwrShrs US73935X5005 ISHARES DJ ST 600 MEDIA DE DE0006289424 WilderHill Progressive Energy PwrShrs US73935X1616 ISHARES DJ ST 600 O&G SW DE DE000A0F5T77 WILSHIRE 4500 COMPLETION ETF US18383M4805 ISHARES DJ ST 600 O&G SW DE DE000A0F5T77 TOTAL MARKET US18383M4987 ISHARES DJ ST 600 O&G SW DE DE000A0F5T77 WILSHIRE US REIT ETF US18383M4722 ISHARES DJ ST 600 O&G SW DE DE000A0F5T77 Wireless HOLDRs US97653L2088 ISHARES DJ ST 600 OIL&GAS DE DE0006344765 WISDOMTREE BRAZILIAN REAL FD US97717W2402 ISHARES DJ ST 600 OIL&GAS DE DE0006344765 WISDOMTREE CHINA YUAN FUND US97717W1826 ISHARES DJ ST 600 P&HG SW DE DE000A0F5T85 WISDOMTREE DREYFUS EMER CURR US97717W1339 ISHARES DJ ST 600 P&HG SW DE DE000A0F5T85 WISDOMTREE DREYFUS EMER CURR US97717W1339 ISHARES DJ ST 600 P&HG SW DE DE000A0F5T85 WISDOMTREE EM SMALL CAP US97717W2816 ISHARES DJ ST 600 P&HG SW DE DE000A0F5T85 WISDOMTREE EMG MKTS EQ INCOM US97717W3152 ISHARES DJ ST 600 P&HHGDS DE DE0006289432 WISDOMTREE EMRG MKTS DEBT US97717X8671 ISHARES DJ ST 600 P&HHGDS DE DE0006289432 WISDOMTREE INDIA EARNINGS US97717W4226 ISHARES DJ ST 600 REAL ES DE DE000A0H0751 WisdomTree Intl Basic Materials US97717W7526 ISHARES DJ ST 600 REAL ES DE DE000A0H0751 WisdomTree Intl Communications US97717W7450 ISHARES DJ ST 600 RETL SW DE DE000A0F5T93 WisdomTree Intl Con Non‐Cyclical US97717W7294 ISHARES DJ ST 600 RETL SW DE DE000A0F5T93 WisdomTree Intl Cons Cyclical US97717W7377 ISHARES DJ ST 600 RETL SW DE DE000A0F5T93 WisdomTree Intl Energy US97717W7112 ISHARES DJ ST 600 RETL SW DE DE000A0F5T93 WisdomTree Intl HealthCare US97717W6874 ISHARES DJ ST 600 TECH SW DE DE000A0F5UA6 WISDOMTREE INTL HEDGED EQ FD US97717X7012 ISHARES DJ ST 600 TECH SW DE DE000A0F5UA6 WisdomTree Intl Industrials US97717W6791 ISHARES DJ ST 600 TECH SW DE DE000A0F5UA6 WisdomTree Intl Real Estate Fund US97717W3319 ISHARES DJ ST 600 TECH SW DE DE000A0F5UA6 WisdomTree Intl Utilities US97717W6536 ISHARES DJ ST 600 TECHNOL DE DE0006289366 WISDOMTREE JAP S/C DVD FUND US97717W8367 ISHARES DJ ST 600 TECHNOL DE DE0006289366 WISDOMTREE L/C DIVIDEND FUND US97717W3079 ISHARES DJ ST 600 TELE SW DE DE000A0F5UB4 WISDOMTREE SMALLCAP EARNINGS US97717W5629 ISHARES DJ ST 600 TELE SW DE DE000A0F5UB4 WISE ‐ CSI 300 CHINA TRACKER HK2827039002 ISHARES DJ ST 600 TELE SW DE DE000A0F5UB4 WISE ‐ CSI HK100 TRACKER HK0000046224 ISHARES DJ ST 600 TELE SW DE DE000A0F5UB4 WISE ‐ POLARIS CSI 300 FUND TW0000061001 ISHARES DJ ST 600 TELECOM DE DE0006289358 WOORI KOSEF ENHNCD CASH ETF KR7130730005 ISHARES DJ ST 600 TELECOM DE DE0006289358 Woori KOSEF KTB ETF ‐ Fixed Income KR7114470008 ISHARES DJ ST 600 TR&L SW DE DE000A0F5UC2 WOORI KOSEF MSB ETF KR7122260003 ISHARES DJ ST 600 TR&L SW DE DE000A0F5UC2 WOORI‐KOSEF INV KR7123930000 ISHARES DJ ST 600 TR&L SW DE DE000A0F5UC2 WTI Crude Oil Price Linked ETF JP3047080001

64

Execution Version

ISHARES DJ ST 600 TR&L SW DE DE000A0F5UC2 XACT BEAR SE0001342387 ISHARES DJ ST 600 TRAV&LE DE DE0006344757 XACT BEAR 2 SE0003051002 ISHARES DJ ST 600 TRAV&LE DE DE0006344757 XACT BULL SE0001342395 ISHARES DJ ST 600 UTIL DE DE0006289457 XACT BULL 2 SE0003051010 ISHARES DJ ST 600 UTIL DE DE0006289457 XACT DERIVAT BEAR NO0010405855 ISHARES DJ ST 600 UTIL SW DE DE000A0F5UD0 XACT DERIVAT BULL NO0010405848 ISHARES DJ ST 600 UTIL SW DE DE000A0F5UD0 XACT EUROPE BEAR 2 SE0003045707 ISHARES DJ ST 600 UTIL SW DE DE000A0F5UD0 XACT EUROPE BULL 2 SE0003045715 ISHARES DJ ST 600 UTIL SW DE DE000A0F5UD0 XACT FTSE RAFI FUNDMNTL SWED SE0001859588 ISHARES DJ ST A P 600 RES DE DE000A0H0777 XACT OBX NO0010262249 ISHARES DJ ST A P 600 RES DE DE000A0H0777 XACT OMXS30 SE0000693293 ISHARES DJ ST AM 600 REST DE DE000A0H0769 XACT OMXSB SE0001056045 ISHARES DJ ST AM 600 REST DE DE000A0H0769 XMTCH (LUX) ON MSCI EMG MKTS LU0254097446 ISHARES DJ ST SEL DIV 30 DE DE0002635299 XMTCH (LUX) ON MSCI EMG MKTS LU0254097446 ISHARES DJ ST SEL DIV 30 DE DE0002635299 XMTCH (LUX) ON MSCI EMU LR C LU0154139132 ISHARES DJ ST SEL DIV 30 DE DE0002635299 XMTCH (LUX) ON MSCI EMU LR C LU0154139132 ISHARES DJ ST SEL DIV 30 DE DE0002635299 XMTCH (LUX) ON MSCI EURO LU0154139132 ISHARES DJ STOXX 50 IE0008470928 XMTCH CH ON SBI DOM GOVT 7+ CH0016999861 ISHARES DJ STOXX 50 IE0008470928 XMTCH CH ON SBI DOM GVT 3‐7 CH0016999846 ISHARES DJ STOXX 50 IE0008470928 XMTCH CH ON SLI‐TM CH0031768937 ISHARES DJ STOXX 50 IE0008470928 XMTCH CH ON SMI CH0008899764 ISHARES DJ STOXX 50 IE0008470928 XMTCH CH ON SMI ‐ TM CH0008899764 ISHARES DJ STOXX 50 IE0008470928 XMTCH CH ON SMIM‐TM CH0019852802 ISHARES DJ STOXX 50 DE DE0005933949 XMTCH CH SWISS BD DOM GOV1‐3 CH0102530786 ISHARES DJ STOXX 50 DE DE0005933949 XMTCH IE DJ INDUST AVERAGE‐B IE00B53L4350 ISHARES DJ STOXX 50 DE DE0005933949 XMTCH IE FTSE MIB‐B IE00B53L4X51 ISHARES DJ STOXX 50 DE DE0005933949 XMTCH IE IBOXX EUR GOVT 1‐3 IE00B3VTMJ91 ISHARES DJ STOXX 600 AUTO DE DE0006344716 XMTCH IE IBOXX EUR GOVT 7‐10 IE00B3VTN290 ISHARES DJ STOXX 600 AUTO DE DE0006344716 XMTCH IE IBOXX EURO INFL LNK IE00B3VTQ640 ISHARES DJ STOXX 600 BKS DE DE0006289341 XMTCH IE IBOXX USD GOVT 1‐3 IE00B3VWN179 ISHARES DJ STOXX 600 BKS DE DE0006289341 XMTCH IE NASDAQ 100‐B IE00B53SZB19 ISHARES DJ STOXX 600 DE DE0002635307 XMTCH IE NIKKEI 225‐B IE00B52MJD48 ISHARES DJ STOXX 600 DE DE0002635307 XMTCH IE ON FTSE 100‐B IE00B53HP851 ISHARES DJ STOXX 600 DE DE0002635307 XMTCH IE ON MSCI CANADA‐B IE00B52SF786 ISHARES DJ STOXX 600 DE DE0002635307 XMTCH IE ON MSCI EMU‐B IE00B53QG562 ISHARES DJ STOXX 600 DE DE0002635307 XMTCH IE ON MSCI EUROPE‐B IE00B53QFR17 ISHARES DJ STOXX 600 RTL DE DE0006289440 Xmtch IE on MSCI Japan Large Cap IE00B3VWM213 ISHARES DJ STOXX 600 RTL DE DE0006289440 XMTCH IE ON MSCI JAPAN‐B IE00B53QDK08 ISHARES DJ STOXX EU NL 15 DE DE000A0D8Q15 XMTCH IE ON MSCI PAC X‐JPN‐B IE00B52MJY50 ISHARES DJ STOXX EU NL 15 DE DE000A0D8Q15 XMTCH IE ON MSCI UK‐B IE00B539F030 ISHARES DJ STOXX EU NL 15 DE DE000A0D8Q15 XMTCH IE ON MSCI USA‐B IE00B52SFT06

65

Execution Version

ISHARES DJ STOXX EU NL 15 DE DE000A0D8Q15 XMTCH IE S&P 500‐B IE00B5BMR087 ISHARES DJ STOXX LRGE 200 DE DE0005933980 XMTCH II CH ON GOLD‐A CH0104136236 ISHARES DJ STOXX LRGE 200 DE DE0005933980 XMTCH II CH ON GOLD‐A‐=‐HDG CH0104136319 ISHARES DJ STOXX LRGE 200 DE DE0005933980 XMTCH II CH ON GOLD‐A‐HDG‐Sfr CH0104136285 ISHARES DJ STOXX LRGE 200 DE DE0005933980 YURIE TREX MIDSMALL VAL ETF KR7097750004 ISHARES DJ STOXX MID 200 DE DE0005933998 Yurie TREX200 ETF KR7108590001 ISHARES DJ STOXX MID 200 DE DE0005933998 Zacks Micro‐Cap PwrShrs US73935X7407 ISHARES DJ STOXX MID 200 DE DE0005933998 Zacks S/C Portfolio PwrShrs US73935X6748 ISHARES DJ STOXX MID 200 DE DE0005933998 ZKB GOLD ETF CH0024391002 ISHARES DJ STOXX SMALL 200DE DE000A0D8QZ7 ZKB PALLADIUM ETF CH0029792683 ISHARES DJ STOXX SMALL 200DE DE000A0D8QZ7 ZKB PLATINUM ETF CH0029792709 ISHARES DJ STOXX SMALL 200DE DE000A0D8QZ7 ZKB SILVER ETF CH0029792717 ISHARES DJ STOXX SMALL 200DE DE000A0D8QZ7

2. TRUSTEE CUSTODY ACCOUNT

The Trustee Custody Account opened for the account of the Trustee, in connection solely with the Notes of Series 2011-01, pursuant to a Trustee Custody Account Agreement, dated as of 23 March 2011, entered into between The Bank of New York Mellon, as securities intermediary, and The Bank of New York Mellon, acting through its London Branch, as Trustee. The Issuer shall provide a copy of the Trustee Custody Account Agreement to the Holders of the Notes of such Series, upon their written or oral request.

3. ACCOUNT DETAILS

The following accounts will be established with respect to the Notes of Series 2011-01:

(i) The Securities Account maintained at The Bank of New York, in its capacity as Eligible Custodian, pursuant to the GSI Securities Agreement, with account no. 003857.

(ii) The Trustee Custody Account maintained at The Bank of New York, in its capacity as securities intermediary on behalf of the Trustee, pursuant to the Trustee Custody Agreement, with account no. 516049.

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