TAX RETURN FILING INSTRUCTIONS FORM 990-PF

FOR THE YEAR ENDING DECEMBER 31, 2017

PREPARED FOR:

THE 420 FIFTH AVENUE , NY 10018-2702

PREPARED BY:

PKF O'CONNOR DAVIES, LLP 665 FIFTH AVENUE NEW YORK, NY 10022

AMOUNT DUE OR REFUND:

AN OVERPAYMENT OF $4,203,324. THE ENTIRE OVERPAYMENT HAS BEEN APPLIED TO THE ESTIMATED TAX PAYMENTS.

MAKE CHECK PAYABLE TO:

NO AMOUNT IS DUE.

MAIL TAX RETURN AND CHECK (IF APPLICABLE) TO:

NOT APPLICABLE

RETURN MUST BE MAILED ON OR BEFORE:

NOT APPLICABLE

SPECIAL INSTRUCTIONS:

THIS RETURN HAS BEEN PREPARED FOR ELECTRONIC FILING. IF YOU WISH TO HAVE IT TRANSMITTED ELECTRONICALLY TO THE IRS, PLEASE SIGN, DATE, AND RETURN FORM 8879-EO TO OUR OFFICE. WE WILL THEN SUBMIT THE ELECTRONIC RETURN TO THE IRS. DO NOT MAIL A PAPER COPY OF THE RETURN TO THE IRS. RETURN FORM 8879-EO TO US BY NOVEMBER 15, 2018.

PLEASE NOTE THAT THE FORM 990-PF RETURN CONTAINS EXCESS DISTRIBUTION CARRYOVER OF $9,463,647. THIS MAY BE APPLIED TO TAX YEAR 2018 AND SUBSEQUENT YEARS. EXTENDED TO NOVEMBER 15, 2018 Return of Private Foundation OMB No. 1545-0052 Form 990-PF or Section 4947(a)(1) Trust Treated as Private Foundation | Do not enter social security numbers on this form as it may be made public. Department of the Treasury 2017 Internal Revenue Service | Go to www.irs.gov/Form990PF for instructions and the latest information. Open to Public Inspection For calendar year 2017 or tax year beginning , and ending Name of foundation A Employer identification number

THE ROCKEFELLER FOUNDATION 13-1659629 Number and street (or P.O. box number if mail is not delivered to street address) Room/suite B Telephone number 420 FIFTH AVENUE 212-852-8361

City or town, state or province, country, and ZIP or foreign postal code C If exemption application is pending, check here ~ | NEW YORK, NY 10018-2702 G Check all that apply: Initial return Initial return of a former public charity D 1. Foreign organizations, check here ~~ | Final return Amended return 2. Foreign organizations meeting the 85% test, Address change Name change check here and attach computation ~~~~ | X H Check type of organization: Section 501(c)(3) exempt private foundation E If private foundation status was terminated Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation under section 507(b)(1)(A), check here ~ | X I Fair market value of all assets at end of year J Accounting method: Cash Accrual F If the foundation is in a 60-month termination (from Part II, col. (c), line 16) Other (specify) under section 507(b)(1)(B), check here ~ | | $ 4,509,869,144. (Part I, column (d) must be on cash basis.) Part I Analysis of Revenue and Expenses (a) Revenue and (b) Net investment (c) Adjusted net (d) Disbursements (The total of amounts in columns (b), (c), and (d) may not for charitable purposes necessarily equal the amounts in column (a).) expenses per books income income (cash basis only) 1 Contributions, gifts, grants, etc., received ~~~ N/A 2 Check | X if the foundation is not required to attach Sch. B Interest on savings and temporary 3 cash investments ~~~~~~~~~~~~~~ 1,172,333. 1,172,333. STATEMENT 1 4 Dividends and interest from securities~~~~~ 30,378,643. 61,820,106. STATEMENT 2 5a Gross rents ~~~~~~~~~~~~~~~~ b Net rental income or (loss) 6a Net gain or (loss) from sale of assets not on line 10 ~~ 300,063,681. Gross sales price for all b assets on line 6a ~~ 842,659,302. 7 Capital gain net income (from Part IV, line 2) ~~~~~ 226,123,123.

Revenue 8 Net short-term capital gain ~~~~~~~~~ 9 Income modifications~~~~~~~~~~~~ Gross sales less returns 10a and allowances ~~~~ b Less: Cost of goods sold ~ c Gross profit or (loss) ~~~~~~~~~~~~ 11 Other income ~~~~~~~~~~~~~~~ -5,712,980. -2,455,835. STATEMENT 3 12 Total. Add lines 1 through 11  325,901,677. 286,659,727. 13 Compensation of officers, directors, trustees, etc. ~~~ 5,501,673. 1,321,057. 4,180,616. 14 Other employee salaries and wages ~~~~~~ 19,152,382. 3,659,506. 15,360,804. 15 Pension plans, employee benefits ~~~~~~ 6,725,193. 828,197. 7,333,651. 16a Legal fees~~~~~~~~~~~~~~~~~STMT 4 1,567,368. 304,074. 1,263,294. b Accounting fees ~~~~~~~~~~~~~~STMT 5 443,198. 247,311. 137,887. c Other professional fees ~~~~~~~~~~~STMT 6 12,277,930. 5,892,395. 6,119,065. 17 Interest ~~~~~~~~~~~~~~~~~~ 355,879. 1,983,751. 355,879. 18 Taxes~~~~~~~~~~~~~~~~~~~STMT 7 5,739,604. 1,765,619. 0. 19 Depreciation and depletion ~~~~~~~~~ 2,878,318. 199,037. 20 Occupancy ~~~~~~~~~~~~~~~~ 1,938,228. 137,784. 1,799,989. 21 Travel, conferences, and meetings ~~~~~~ 3,101,763. 205,758. 2,857,387. 22 Printing and publications ~~~~~~~~~~ 178,351. 25,964. 151,806. 23 Other expenses ~~~~~~~~~~~~~~STMT 8 2,986,856. 32,588,807. 2,944,164. 24 Total operating and administrative expenses. Add lines 13 through 23 ~~~~~ 62,846,743. 49,159,260. 42,504,542.

Operating and Administrative Expenses 25 Contributions, gifts, grants paid ~~~~~~~ 192,900,544. 157,700,400. 26 Total expenses and disbursements. Add lines 24 and 25  255,747,287. 49,159,260. 200,204,942. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements ~ 70,154,390. b Net investment income (if negative, enter -0-)~~~ 237,500,467. c Adjusted net income (if negative, enter -0-)  N/A 723501 01-03-18 LHA For Paperwork Reduction Act Notice, see instructions. Form 990-PF (2017) 1 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2017) THE ROCKEFELLER FOUNDATION 13-1659629 Page 2 Beginning of year End of year Part II Balance Sheets Attached schedules and amounts in the description column should be for end-of-year amounts only. (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non-interest-bearing ~~~~~~~~~~~~~~~~~~ 16,629,161. 13,186,629. 13,186,629. 2 Savings and temporary cash investments ~~~~~~~~~~~~ 159,071,729. 119,791,936. 119,791,936. 3 Accounts receivable 9 Less: allowance for doubtful accounts 9 4 Pledges receivable 9 Less: allowance for doubtful accounts 9 5 Grants receivable ~~~~~~~~~~~~~~~~~~~~~~~ 6 Receivables due from officers, directors, trustees, and other disqualified persons ~~~~~~~~~~~~~~~~~~~~~~ 7 Other notes and loans receivable ~~~~~~~~9 Less: allowance for doubtful accounts 9 8 Inventories for sale or use ~~~~~~~~~~~~~~~~~~~ 9 Prepaid expenses and deferred charges ~~~~~~~~~~~~~

Assets 10a Investments - U.S. and state government obligations ~~~~~~~STMT 11 25,924,263. 26,608,189. 26,608,189. b Investments - corporate stock ~~~~~~~~~~~~~~~~~STMT 12 361,125,145. 8,471,522. 8,471,522. c Investments - corporate bonds ~~~~~~~~~~~~~~~~~ 11 Investments - land, buildings, and equipment: basis ~~9 Less: accumulated depreciation ~~~~~~~~9 12 Investments - mortgage loans ~~~~~~~~~~~~~~~~~ 13 Investments - other ~~~~~~~~~~~~~~~~~~~~~~STMT 13 3,469,204,796. 4,281,206,137. 4,281,206,137. 14 Land, buildings, and equipment: basis 9 47,362,145. Less: accumulated depreciation ~~~~~~~~STMT 14 9 36,528,403. 11,323,699. 10,833,742. 10,833,742. 15 Other assets (describe 9 STATEMENT 15 ) 43,389,901. 49,770,989. 49,770,989. 16 Total assets (to be completed by all filers - see the instructions. Also, see page 1, item I)  4,086,668,694. 4,509,869,144. 4,509,869,144. 17 Accounts payable and accrued expenses ~~~~~~~~~~~~~ 9,027,458. 8,225,170. 18 Grants payable ~~~~~~~~~~~~~~~~~~~~~~~~ 95,987,689. 129,913,071. 19 Deferred revenue ~~~~~~~~~~~~~~~~~~~~~~~ 20 Loans from officers, directors, trustees, and other disqualified persons ~~~~ 21 Mortgages and other notes payable ~~~~~~~~~~~~~~~ Liabilities 22 Other liabilities (describe 9 STATEMENT 16 ) 46,100,547. 53,501,903.

23 Total liabilities (add lines 17 through 22)  151,115,694. 191,640,144. Foundations that follow SFAS 117, check here ~~~~ 9 X and complete lines 24 through 26, and lines 30 and 31. 24 Unrestricted ~~~~~~~~~~~~~~~~~~~~~~~~~ 3,935,553,000. 4,318,229,000. 25 Temporarily restricted ~~~~~~~~~~~~~~~~~~~~~ 26 Permanently restricted~~~~~~~~~~~~~~~~~~~~~ Foundations that do not follow SFAS 117, check here ~ 9 and complete lines 27 through 31. 27 Capital stock, trust principal, or current funds ~~~~~~~~~~~ 28 Paid-in or capital surplus, or land, bldg., and equipment fund ~~~~ 29 Retained earnings, accumulated income, endowment, or other funds ~ 30 Total net assets or fund balances~~~~~~~~~~~~~~~~ 3,935,553,000. 4,318,229,000. Net Assets or Fund Balances

31 Total liabilities and net assets/fund balances  4,086,668,694. 4,509,869,144. Part III Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 3,935,553,000. 2 Enter amount from Part I, line 27a ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 70,154,390. 3 Other increases not included in line 2 (itemize) 9 SEE STATEMENT 9 3 319,031,160. 4 Add lines 1, 2, and 3 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 4,324,738,550. 5 Decreases not included in line 2 (itemize) 9 SEE STATEMENT 10 5 6,509,550. 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30  6 4,318,229,000. Form 990-PF (2017) 723511 01-03-18 2 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2017) THE ROCKEFELLER FOUNDATION 13-1659629 Page 3 Part IV Capital Gains and Losses for Tax on Investment Income SEE ATTACHED STATEMENTS (a) List and describe the kind(s) of property sold (for example, real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co.) D - Donation (mo., day, yr.) (mo., day, yr.) 1a b c d e (e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale ((e) plus (f) minus (g)) a b c d e 842,659,302. 683,323,472. 226,123,123. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69. (l) Gains (Col. (h) gain minus (j) Adjusted basis (k) Excess of col. (i) col. (k), but not less than -0-) or Losses (from col. (h)) (i) FMV as of 12/31/69 as of 12/31/69 over col. (j), if any a b c d e 226,123,123. rIf gain, also enter in Part I, line 7 p 2 Capital gain net income or (net capital loss) sqIf (loss), enter -0- in Part I, line 7 ~~~~~~ om 2 226,123,123. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). mp If (loss), enter -0- in Part I, line 8 o 3 N/A Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? ~~~~~~~~~~~~~~~~ Yes X No If "Yes," the foundation doesn't qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each year; see the instructions before making any entries. (a) (b) (c) (d) Base period years Distribution ratio Calendar year (or tax year beginning in) Adjusted qualifying distributions Net value of noncharitable-use assets (col. (b) divided by col. (c)) 2016 200,048,032. 3,954,610,518. .050586 2015 212,112,263. 4,158,196,009. .051011 2014 196,412,211. 4,061,252,404. .048362 2013 190,491,092. 3,738,351,329. .050956 2012 183,007,418. 3,527,282,012. .051883

2 Total of line 1, column (d)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 .252798 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 .050560

4 Enter the net value of noncharitable-use assets for 2017 from Part X, line 5 ~~~~~~~~~~~~~~~~~~~~~ 4 4,172,740,418.

5 Multiply line 4 by line 3 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 210,973,756.

6 Enter 1% of net investment income (1% of Part I, line 27b) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 2,375,005.

7 Add lines 5 and 6 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 213,348,761.

8 Enter qualifying distributions from Part XII, line 4~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8 208,280,282. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

723521 01-03-18 Form 990-PF (2017) 3 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2017) THE ROCKEFELLER FOUNDATION 13-1659629 Page 4 Part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions) 1a Exempt operating foundations described in section 4940(d)(2), check here | and enter "N/A" on line 1. np Date of ruling or determination letter: (attach copy of letter if necessary-see instructions) n b Domestic foundations that meet the section 4940(e) requirements in Part V, check here | and enter 1% nm 1 4,750,009. of Part I, line 27b~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ n c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations, enter 4% of Part I, line 12, col. (b). o 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only; others, enter -0-) ~~~~~~~~ 2 0. 3 Add lines 1 and 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 4,750,009. 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only; others, enter -0-) ~~~~~~~~ 4 0. 5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ~~~~~~~~~~~~~~~~~ 5 4,750,009. 6 Credits/Payments: a 2017 estimated tax payments and 2016 overpayment credited to 2017 ~~~~~~~~ 6a 8,953,333. b Exempt foreign organizations - tax withheld at source ~~~~~~~~~~~~~~~~ 6b 0. c Tax paid with application for extension of time to file (Form 8868) ~~~~~~~~~~ 6c 0. d Backup withholding erroneously withheld ~~~~~~~~~~~~~~~~~~~~~ 6d 0. 7 Total credits and payments. Add lines 6a through 6d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 8,953,333. 8 Enter any penalty for underpayment of estimated tax. Check here X if Form 2220 is attached ~~~~~~~~~~~~~ 8 0. 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed ~~~~~~~~~~~~~~~~~~~~ | 9 10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid  | 10 4,203,324. 11 Enter the amount of line 10 to be: Credited to 2018 estimated tax | 4,203,324. Refunded | 11 0. Part VII-A Statements Regarding Activities 1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in Yes No any political campaign? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a X b Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions for the definition ~~~~ 1b X If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120-POL for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c X d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: (1) On the foundation. | $ 0. (2) On foundation managers. | $ 0. e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. | $ 0. 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? ~~~~~~~~~~~~~~~~~~~~ 2 X If "Yes," attach a detailed description of the activities. 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes ~~~~~~~~~~~~~~~~~~~~~~~~ 3 X 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? ~~~~~~~~~~~~~~~~~~~~~ 4a X b If "Yes," has it filed a tax return on Form 990-T for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4b X 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? ~~~~~~~~~~~~~~~~~~~~~~ 5 X If "Yes," attach the statement required by General Instruction T. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: ¥ By language in the governing instrument, or ¥ By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 X 7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV ~~~~~~~~ 7 X

8a Enter the states to which the foundation reports or with which it is registered. See instructions. 9 NY,CA b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G? If "No," attach explanation ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8b X 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar year 2017 or the tax year beginning in 2017? See the instructions for Part XIV. If "Yes," complete Part XIV ~~~~~~~~~~~~~~~~ 9 X 10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses  10 X Form 990-PF (2017)

723531 01-03-18 4 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2017) THE ROCKEFELLER FOUNDATION 13-1659629 Page 5 Part VII-A Statements Regarding Activities (continued) Yes No 11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~STATEMENT 18 STMT 19 11 X 12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If "Yes," attach statement. See instructions ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? ~~~~~~~~~~~ 13 X Website address | WWW.ROCKEFELLERFOUNDATION.ORG 14 The books are in care of | DOMINICK J. IMPEMBA, CPA/CGMA/CFO Telephone no. |212-852-8361 Located at | 420 FIFTH AVENUE, NEW YORK, NY ZIP+4 |10018-2702 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - check here ~~~~~~~~~~~~~~~~~~~~~~~ | and enter the amount of tax-exempt interest received or accrued during the year ~~~~~~~~~~~~~~~~~~~ | 15 N/A 16 At any time during calendar year 2017, did the foundation have an interest in or a signature or other authority over a bank, Yes No securities, or other financial account in a foreign country? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 16 X See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes," enter the name of the foreign country | SEE STATEMENT 17 Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No 1a During the year, did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ~~~~~~~~~~~~~~ Yes X No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ~~~~~~~~~~~~~ X Yes No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ~~~~~~~~~~~~~~ X Yes No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No (6) Agree to pay money or property to a government official? ( Exception. Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days.) ~~~~~~~~~~~~~~~~~~~~~ Yes X No b If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ~~~~~~~~~~~~~~~~~~~~~~ 1b X Organizations relying on a current notice regarding disaster assistance, check here ~~~~~~~~~~~~~~~~~~~~~ | c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2017?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c X 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942(j)(5)): a At the end of tax year 2017, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2017? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No If "Yes," list the years | , , , b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement - see instructions.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~N/A 2b c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here. | , , , 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes No b If "Yes," did it have excess business holdings in 2017 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2017.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 3b X 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? ~~~~~~~~~~~~~ 4a X b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2017?  4b X Form 990-PF (2017)

723541 01-03-18 5 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2017) THE ROCKEFELLER FOUNDATION 13-1659629 Page 6 Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year, did the foundation pay or incur any amount to: Yes No (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ~~~~~~~~~~~~~ Yes X No (2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly, any voter registration drive? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No (3) Provide a grant to an individual for travel, study, or other similar purposes? ~~~~~~~~~~~~~~~~~ X Yes No (4) Provide a grant to an organization other than a charitable, etc., organization described in section 4945(d)(4)(A)? See instructions ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ~~~~~~~~~~~~~~~~~~~~~~~~ 5b X Organizations relying on a current notice regarding disaster assistance, check here ~~~~~~~~~~~~~~~~~~~~~ | c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~SEE STATEMENT 21 X Yes No If "Yes," attach the statement required by Regulations section 53.4945-5(d). 6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ~~~~~~~~~~~~~~~~ 6b X If "Yes" to 6b, file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? ~~~~~~~~~ Yes X No b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? N/A 7b Part VIII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors 1 List all officers, directors, trustees, and foundation managers and their compensation. (b) Title, and average (c) Compensation (d) Contributions to (e) Expense employee benefit plans (a) Name and address hours per week devoted (If not paid, and deferred account, other to position enter -0-) compensation allowances

SEE STATEMENT 20 5501673 663210. 0.

2 Compensation of five highest-paid employees (other than those included on line 1). If none, enter "NONE." (b) Title, and average (d) Contributions to (e) Expense employee benefit plans (a) Name and address of each employee paid more than $50,000 hours per week (c) Compensation and deferred account, other devoted to position compensation allowances CHUN LAI DEPUTY CHIEF INVESTMENT OFFICER 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 861,096. 72,018. 0. DOUGLASS COYLE MANAGING DIRECTOR, INVESTMENTS 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 611,084. 71,318. 0. MICHELLE PAK MANAGING DIRECTOR, INVESTMENTS 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 545,195. 72,293. 0. RONALD CHEN MANAGING DIRECTOR, INVESTMENTS 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 367,565. 62,250. 0. FREDERICK BOLTZ MANAGING DIRECTOR 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 334,040. 48,716. 0. Total number of other employees paid over $50,000  | 104 Form 990-PF (2017)

723551 01-03-18 6 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2017) THE ROCKEFELLER FOUNDATION 13-1659629 Page 7 Part VIII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services. If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation THE BANK OF NEW YORK MELLON 135 SANTILLI HIGHWAY, EVERETT, MA 02149 CUSTODIAL SERVICE 1,233,636. PATTERSON, BELKNAP, WEBB & TYLER LLP - 1133 AVENUE OF THE AMERICAS, NEW YORK, NY 10036 LEGAL SERVICES 1,080,775. VENTUCOM LLC - 145 WEST 28TH ST., 10TH FL., NEW YORK, NY 10001 IT CONSULTANT 776,548. GENERATION INVESTMENT MANAGEMENT U.S., LLP ONE BRYANT PARK 48TH FL., NEW YORK, NY 10036 INVESTMENT MANAGEMENT 674,066. SILCHESTER INTERNATIONAL INVESTORS, INC. - 780 THIRD AVENUE, 42ND FL., NEW YORK, NY INVESTMENT MANAGEMENT 660,390. Total number of others receiving over $50,000 for professional services  9 55 Part IX-A Summary of Direct Charitable Activities List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the Expenses number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. 1 SEE STATEMENTS 30 & 31

4,589,148. 2

3

4

Part IX-B Summary of Program-Related Investments Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount 1

SEE STATEMENT 22 2,932,336. 2

SEE STATEMENT 23 1,457,157. All other program-related investments. See instructions. 3

SEE STATEMENT 24 1,483,531. Total. Add lines 1 through 3  J 5,873,024. Form 990-PF (2017)

723561 01-03-18 7 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2017) THE ROCKEFELLER FOUNDATION 13-1659629 Page 8

Part X Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: a Average monthly fair market value of securities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a 4,196,454,537. b Average of monthly cash balances ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b 30,139,096. c Fair market value of all other assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c 9,691,055. d Total (add lines 1a, b, and c) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1d 4,236,284,688. e Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) ~~~~~~~~~~~~~~~~~~~~~~ 1e 0. 2 Acquisition indebtedness applicable to line 1 assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 0. 3 Subtract line 2 from line 1d~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 4,236,284,688. 4 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) ~~~~~~~~ 4 63,544,270. 5 Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4 ~~~~~~~~~~ 5 4,172,740,418. 6 Minimum investment return. Enter 5% of line 5  6 208,637,021. Part XI Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations, check here 9 and do not complete this part.) 1 Minimum investment return from Part X, line 6  1 208,637,021. 2a Tax on investment income for 2017 from Part VI, line 5 ~~~~~~~~~~~ 2a 4,750,009. b Income tax for 2017. (This does not include the tax from Part VI.) ~~~~~~~ 2b 178,235. c Add lines 2a and 2b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2c 4,928,244. 3 Distributable amount before adjustments. Subtract line 2c from line 1 ~~~~~~~~~~~~~~~~~~~~~~~ 3 203,708,777. 4 Recoveries of amounts treated as qualifying distributions ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 3,754,575. 5 Add lines 3 and 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 207,463,352. 6 Deduction from distributable amount (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 0. 7 Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1  7 207,463,352.

Part XII Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 ~~~~~~~~~~~~~~~~~~~~~~ 1a 200,204,942. b Program-related investments - total from Part IX-B ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b 5,873,024. 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes ~~~~~~~~~ 2 2,202,316. 3 Amounts set aside for specific charitable projects that satisfy the: a Suitability test (prior IRS approval required)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3a b Cash distribution test (attach the required schedule) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3b 4 Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8; and Part XIII, line 4 ~~~~~~~~~ 4 208,280,282. 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1% of Part I, line 27b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 0. 6 Adjusted qualifying distributions. Subtract line 5 from line 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 208,280,282. Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years. Form 990-PF (2017)

723571 01-03-18 8 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2017) THE ROCKEFELLER FOUNDATION 13-1659629 Page 9

Part XIII Undistributed Income (see instructions)

(a) (b) (c) (d) Corpus Years prior to 2016 2016 2017 1 Distributable amount for 2017 from Part XI, line 7 ~~~~~~~~~~~~~~~~~ 207,463,352. 2 Undistributed income, if any, as of the end of 2017: a Enter amount for 2016 only ~~~~~~~ 0. b Total for prior years: , , 0. 3 Excess distributions carryover, if any, to 2017: a From 2012 ~~~ 9,140,481. b From 2013 ~~~ 2,569,481. c From 2014 ~~~ d From 2015 ~~~ 5,493,837. e From 2016 ~~~ 583,399. f Total of lines 3a through e ~~~~~~~~ 17,787,198. 4 Qualifying distributions for 2017 from Part XII, line 4: 9 $ 208,280,282. a Applied to 2016, but not more than line 2a ~ 0. b Applied to undistributed income of prior years (Election required - see instructions) ~ 0. c Treated as distributions out of corpus (Election required - see instructions) ~~~ 0. d Applied to 2017 distributable amount ~~~ 207,463,352. e Remaining amount distributed out of corpus 816,930. 5 Excess distributions carryover applied to 2017 ~~ 0. 0. (If an amount appears in column (d), the same amount must be shown in column (a).) 6 Enter the net total of each column as indicated below: a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 ~~ 18,604,128. b Prior years' undistributed income. Subtract line 4b from line 2b ~~~~~~~~~~~ 0. c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed ~~~~~~~~~~~~~~~ 0. d Subtract line 6c from line 6b. Taxable amount - see instructions ~~~~~~~~ 0. e Undistributed income for 2016. Subtract line 4a from line 2a. Taxable amount - see instr.~ 0. f Undistributed income for 2017. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2018 ~~~~~~~~~~ 0. 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) ~~~~ 0. 8 Excess distributions carryover from 2012 not applied on line 5 or line 7 ~~~~~~~ 9,140,481. 9 Excess distributions carryover to 2018. Subtract lines 7 and 8 from line 6a ~~~~ 9,463,647. 10 Analysis of line 9: a Excess from 2013~ 2,569,481. b Excess from 2014~ c Excess from 2015~ 5,493,837. d Excess from 2016~ 583,399. e Excess from 2017 816,930. 723581 01-03-18 Form 990-PF (2017) 9 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2017) THE ROCKEFELLER FOUNDATION 13-1659629 Page 10 Part XIV Private Operating Foundations (see instructions and Part VII-A, question 9) N/A 1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2017, enter the date of the ruling ~~~~~~~~~~~ 9 b Check box to indicate whether the foundation is a private operating foundation described in section ~~~ 4942(j)(3) or 4942(j)(5) 2 a Enter the lesser of the adjusted net Tax year Prior 3 years income from Part I or the minimum (a) 2017 (b) 2016 (c) 2015 (d) 2014 (e) Total investment return from Part X for each year listed ~~~~~~~~~ b 85% of line 2a ~~~~~~~~~~ c Qualifying distributions from Part XII, line 4 for each year listed ~~~~~ d Amounts included in line 2c not used directly for active conduct of exempt activities ~~~~~~~~~ e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c~~~~ 3 Complete 3a, b, or c for the alternative test relied upon: a "Assets" alternative test - enter: (1) Value of all assets ~~~~~~ (2) Value of assets qualifying under section 4942(j)(3)(B)(i) ~ b "Endowment" alternative test - enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed ~~~~~~~~~~~~~~ c "Support" alternative test - enter: (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ~~~~ (2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii) ~~~ (3) Largest amount of support from an exempt organization ~~~~ (4) Gross investment income  Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year-see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).) NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here 9 X if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc., to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name, address, and telephone number or email address of the person to whom applications should be addressed: OFFICE OF GRANTS MANAGEMENT, 212-852-8465 420 FIFTH AVENUE, NEW YORK, NY 10018 b The form in which applications should be submitted and information and materials they should include: SEE STATEMENT 26 c Any submission deadlines: SEE STATEMENT 26 d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors: SEE STATEMENT 26

723601 01-03-18 Form 990-PF (2017) 10 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2017) THE ROCKEFELLER FOUNDATION 13-1659629 Page 11 Part XV Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ** a Paid during the year

ACCENTURE LLP N/A NC SEE STATEMENT 161 N. CLARK STREET CHICAGO, IL 60601

25,000.

ACCESS HEALTH INTERNATIONAL, INC. N/A PC SEE STATEMENT 845 UN PLAZA SUITE 86A NEW YORK, NY 10017-3536

79,000.

ADAPT INCORPORATED N/A PC EITHER FOR GENERAL 202 MORSE ST PURPOSES OR AS COLDWATER, MI 49036-1426 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750.

ADHIKAAR FOR HUMAN RIGHTS AND SOCIAL N/A PC SEE STATEMENT JUSTICE 71-07 WOODSIDE AVENUE WOODSIDE, NY 11377 25,000.

AFRICA GREENCO N/A PC SEE STATEMENT 20-22 BEDFORD ROW LONDON, LONDON, UNITED KINGDOM

339,170. Total SEE CONTINUATION SHEET(S) 9 3a 157,700,400. b Approved for future payment

ACUMEN FUND, INC. N/A PC SEE STATEMENT 40 WORTH STREET SUITE 303 NEW YORK, NY 10013

250,000.

ADESO N/A PC SEE STATEMENT 1250 24TH STREET NW SUITE 300 WASHINGTON, DC 20037

10,000.

AFRICA KNOWS PHOTOGRAPHY LIMITED N/A NC SEE STATEMENT PO BOX 68151-00200 NAIROBI, NAIROBI, KENYA

5,000. Total SEE CONTINUATION SHEET(S) 9 3b 129,913,071. Form 990-PF (2017) 723611 01-03-18 ** SEE PURPOSE OF GRANT CONTINUATIONS 11 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2017) THE ROCKEFELLER FOUNDATION 13-1659629 Page 12 Part XVI-A Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e) (c) (a) (b) Exclu- (d) Related or exempt Business Amount sion 1 Program service revenue: code code Amount function income a PROGRAM RELATED INVESTMENT INCOME 758,877. b c d e f g Fees and contracts from government agencies ~~~ 2 Membership dues and assessments ~~~~~~~~~ 3 Interest on savings and temporary cash investments ~~~~~~~~~~~~~~~~~~~~ 14 1,172,333. 4 Dividends and interest from securities ~~~~~~~~ 525990 2,524,320. 14 27,854,323. 5 Net rental income or (loss) from real estate: a Debt-financed property ~~~~~~~~~~~~~ b Not debt-financed property ~~~~~~~~~~~~ 6 Net rental income or (loss) from personal property ~~~~~~~~~~~~~~~~~~~~~ 7 Other investment income ~~~~~~~~~~~~~~ 8 Gain or (loss) from sales of assets other than inventory ~~~~~~~~~~~~~~~~~~~ 525990 10,612,750. 18 289,450,931. 9 Net income or (loss) from special events ~~~~~~~ 10 Gross profit or (loss) from sales of inventory ~~~~~ 11 Other revenue: a SEE STATEMENT 25 5634256 -12106113 b c d e 12 Subtotal. Add columns (b), (d), and (e) ~~~~~~~~ 18,771,326. 306,371,474. 758,877. 13 Total. Add line 12, columns (b), (d), and (e) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13 325,901,677. (See worksheet in line 13 instructions to verify calculations.) Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes

Line No. Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of < the foundation's exempt purposes (other than by providing funds for such purposes). 1A SEE STATEMENTS 22 AND 23.

723621 01-03-18 Form 990-PF (2017) 12 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701

CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 1 OF 11 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a PUBLICLY TRADED EQUITY SECURITIES P b PUBLICLY TRADED FIXED INCOME SECURITIES P c MISCELLANEOUS (EQUITY OTHER) P d MISCELLANEOUS (FIXED INCOME FUTURES) P e 12 WEST CAPITAL P f BRAHMAN PARTNERS II P g HARVEST SMALL CAP P h HSCP STRATEGIC I P i SCGE OFFSHORE FUND P j THINK INVESTMENTS P k TPG AXON PRTNR OFFSH P l TRIVEST CHINA FOCUS P m WELLINGTON BAY POND P n WELLINGTON SPINDRIFT P o BAUPOST VALUE IV P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 761,960,425. 603,054,975. 158,905,450. b 80,698,877. 80,268,497. 430,380. c -3,773,590. d 121,411. e -9,420,523. f 2,528. g 220,423. h -420,482. i 2,205,637. j 2,956,075. k 124,546. l 6,509,428. m 15,435. n 379,384. o 3,199,359. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 158,905,450. b 430,380. c -3,773,590. d 121,411. e -9,420,523. f 2,528. g 220,423. h -420,482. i 2,205,637. j 2,956,075. k 124,546. l 6,509,428. m 15,435. n 379,384. o 3,199,359.

~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8  o 3

723591 04-01-17 14 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 2 OF 11 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a FARALLON P b KING STREET CAP II P c MARATHON SPECIAL OPP P d OCH-ZIFF EUR OVRSEAS P e OZ OVERSEAS FUND II P f PANNING OVERSEAS FD P g CARL MARKS STRAT OPP P h CARLMARKS STR OPP II P i WATERSHED P j GRATICULE ASIA MACRO P k E360 P l ALCHEMY SPEC OPPS 3 P m CERBERUS III P n CERBERUS IV P o LONE STAR VI P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 1,109,424. b 220,892. c -235,563. d -522,318. e -1,116,998. f 40,568. g 236,144. h 389,234. i 228,709. j 219,047. k -5,935,422. l 166,779. m 595,259. n 2,251,078. o 107,589. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 1,109,424. b 220,892. c -235,563. d -522,318. e -1,116,998. f 40,568. g 236,144. h 389,234. i 228,709. j 219,047. k -5,935,422. l 166,779. m 595,259. n 2,251,078. o 107,589.

~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8  o 3

723591 04-01-17 15 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 3 OF 11 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a HSI COINVST PADDOCK P b HSI COINVSTA PADDOCK P c HSI COINVSTB PADDOCK P d HSI HY CREDIT I P e HSI HY CREDIT I (A) P f HSI HY CREDIT I (B) P g BLACKSTONE RE VIII P h BRCP RLTY BRDRCH I P i FREMONT FUND II P j HEMISFERIO SUL IV P k HEMISFERIO SUL IV A P l HEMISFERIO SUL IV B P m KILDARE EUROPEAN P n LONE STAR RE FUND II P o M&H RLTY PARTNERS V P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a -34,435. b -34,435. c -34,435. d 1,139,231. e 1,139,231. f 1,139,231. g 413,997. h -2,158,820. i 280,000. j -24,344. k -24,344. l -24,344. m 2,002,472. n 559,300. o 35,586. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a -34,435. b -34,435. c -34,435. d 1,139,231. e 1,139,231. f 1,139,231. g 413,997. h -2,158,820. i 280,000. j -24,344. k -24,344. l -24,344. m 2,002,472. n 559,300. o 35,586.

~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8  o 3

723591 04-01-17 16 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 4 OF 11 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a NCP III (QUADRANGLE) P b PROSPERITAS RE III P c PROSPERITAS RE III-A P d PROSPERITAS RE III-B P e BROOKDALE FUND VI P f ARC ENERGY FUND 8 P g ARCLIGHT FUND III P h ARCLIGHT FUND IV P i ARCLIGHT FUND V P j CARNELIAN ENERGY P k COMMONFD NAT RES VI P l COMMONFD NAT RES VII P m DENHAM CAPITAL VI P n ENCAP ENERGY X P o LIME ROCK FUND IV P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 90,625. b 334. c 334. d 334. e 27,354. f 148,888. g 645,713. h 366,798. i 92,553. j 4,064,037. k 316,701. l 298,003. m 1,476,191. n 1,201,423. o 53,916. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 90,625. b 334. c 334. d 334. e 27,354. f 148,888. g 645,713. h 366,798. i 92,553. j 4,064,037. k 316,701. l 298,003. m 1,476,191. n 1,201,423. o 53,916.

~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8  o 3

723591 04-01-17 17 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 5 OF 11 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a QUANTUM ENERGY IV P b QUANTUM ENERGY V P c QUANTUM RESOURCE P d LYME FOREST FUND P e LYME FOREST FUND III P f ABRY PARTNERS VI P g ABRY PARTNERS VII P h ABRY PARTNERS VIII P i ABRY SR EQUITY FUND P j ALPINE INVESTORS V P k AUDAX FUND III P l AUDAX FUND IV P m BAIN CAPITAL IX P n BERKSHIRE PRTS VI P o BERKSHIRE PRTS VII P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 2,050,070. b 1,477,924. c -1,501,428. d 474,500. e 504,000. f 2,288,781. g 3,722,415. h 217,541. i 824,579. j 1,054,688. k 2,421,425. l 4,056,210. m 128,289. n 1,153,108. o 4,697,831. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 2,050,070. b 1,477,924. c -1,501,428. d 474,500. e 504,000. f 2,288,781. g 3,722,415. h 217,541. i 824,579. j 1,054,688. k 2,421,425. l 4,056,210. m 128,289. n 1,153,108. o 4,697,831.

~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8  o 3

723591 04-01-17 18 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 6 OF 11 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a BERSKHIRE PRTS VIII P b CAP RES LENDERS V P c FLEXPOINT FUND II P d FLEXPOINT SA FUND P e GRAHAM FUND II P f GRAHAM II CO-INV P g LITTLEJOHN III P h LITTLEJOHN IV P i LNK PARTNERS P j SUMMIT PE FUND VI P k SUMMIT PE FUND VII P l SUMMIT VENTURE II-A P m ADELIS EQ PTRNS FD P n ADVANTAGE PRTS IV P o BAIN CAP VIII EUR P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 3,929,602. b 859,864. c 2,330,966. d 24,028. e 138,916. f 92,167. g 746,704. h 3,879,304. i 50,474. j 2,256,996. k 1,163,981. l 282,615. m 109,145. n 1,253,861. o 234,435. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 3,929,602. b 859,864. c 2,330,966. d 24,028. e 138,916. f 92,167. g 746,704. h 3,879,304. i 50,474. j 2,256,996. k 1,163,981. l 282,615. m 109,145. n 1,253,861. o 234,435.

~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8  o 3

723591 04-01-17 19 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 7 OF 11 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a BAIN CAPITAL ASIA P b CATALYST CAPITAL IV P c CATALYST FUND V P d CATALYST IV PARALLEL P e CHRYS CAPITAL V P f CICC GROWTH CAP I P g JC FLOWERS II P h LONGREACH II P i LONGREACH II CO-LVM P j ASIA P k SUMMIT EUROPE I P l TIGER GLOBAL PIP IV P m TIGER GLOBAL PIP V P n SUMMIT PE FUND V P o EMERALD HILL II P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 519,836. b 3,114,686. c -975. d 169,584. e 2,360,707. f 1,927,480. g 701. h 892,369. i 946,839. j -197,921. k 3,055,633. l 2,993,044. m 962,644. n 28,251. o 733,816. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 519,836. b 3,114,686. c -975. d 169,584. e 2,360,707. f 1,927,480. g 701. h 892,369. i 946,839. j -197,921. k 3,055,633. l 2,993,044. m 962,644. n 28,251. o 733,816.

~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8  o 3

723591 04-01-17 20 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 8 OF 11 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a EMERALD HILL III P b ACCEL FUND X P c ACCEL GROWTH II P d AH III P e AH PARALLEL III P f AH PARALLEL IV P g BENCHMARK CAP V P h BENCHMARK CAP VI P i BENCHMARK CAPVII P j BENCHMARK PRTNR VIII P k BENCHMARK VII ANNEX P l CHARLES RIVER XIII P m FIRELAKE FUND II P n FORESITE CAPITAL III P o INSTL VENTURE IV P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 50,090. b 1,695,912. c 871,447. d 327,317. e 283,379. f 369,503. g 114,169. h 2,546,431. i 28,129,737. j 338,990. k -3,336. l 544,718. m 420,282. n 164,318. o 90,359. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 50,090. b 1,695,912. c 871,447. d 327,317. e 283,379. f 369,503. g 114,169. h 2,546,431. i 28,129,737. j 338,990. k -3,336. l 544,718. m 420,282. n 164,318. o 90,359.

~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8  o 3

723591 04-01-17 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 9 OF 11 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a MOHR DAVIDOW IX P b NEW ENTERPRISE IX P c NEW ENTERPRISE XI P d NEW ENTERPRISE XII P e NORTH BRIDGE GRWTH I P f REDPOINT VENST II P g REDPOINT VENST III P h REDPOINT VENTS OMEGA P i SEQUOIA CAP US VI P j SEQUOIA CAPITAL XI P k SEQUOIA CAPITAL XII P l SEQUOIA US GRWTH III P m SEQUOIA US GRWTH IV P n SEQUOIA US GRWTH V P o SEQUOIA US VENT 2010 P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 2,127,053. b 214,339. c 1,265,646. d 211,414. e 1,397,843. f 278,290. g 1,537,578. h 317,805. i 879,024. j 166,999. k 526,076. l 292,301. m 949,838. n 2,008,714. o 1,132,568. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 2,127,053. b 214,339. c 1,265,646. d 211,414. e 1,397,843. f 278,290. g 1,537,578. h 317,805. i 879,024. j 166,999. k 526,076. l 292,301. m 949,838. n 2,008,714. o 1,132,568.

~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8  o 3

723591 04-01-17 22 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 10 OF 11 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a SEQUOIA US VENT XIV P b US VENTURE IX P c US VENTURE VIII P d DECHENG II P e GGV CAPITAL V LP P f IDG-ACCEL CHINA II P g IDG-ACCEL CHN GR P h IDG-ACCEL CHN GR II P i IDG-ACCEL CHN GR III P j SB ASIA INVEST II P k SEQUOIA CAP CHINA P l SEQUOIA CAP CHINA II P m SEQUOIA CAP CHN GR I P n SEQUOIA CH GR FD 3 P o SEQUOIA CHINA GRW 10 P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 276,329. b 4,165,015. c 717,752. d 988,996. e 584,934. f 350,450. g 1,236,796. h 3,899,085. i 487,491. j 2,160,387. k 2,091,018. l 1,467,114. m 142,577. n 640,809. o 1,133,116. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 276,329. b 4,165,015. c 717,752. d 988,996. e 584,934. f 350,450. g 1,236,796. h 3,899,085. i 487,491. j 2,160,387. k 2,091,018. l 1,467,114. m 142,577. n 640,809. o 1,133,116.

~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8  o 3

723591 04-01-17 23 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 11 OF 11 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a SEQUOIA CHINA VEN 10 P b SEQUOIA CHINA VEN IV P c SEQUOIA INDIA GR I P d SEQUOIA INDIA GR II P e SEQUOIA INDIA III P f SEQUOIA ISRAEL IV P g CHARLES RIVER XII P h TROWE PRICE P i AFRICAN AGRICULTURAL CAPITAL - PRI LOSS P j JUHUDI KILIMO - PRI LOSS P k PAMIGA - PRI LOSS P l ACUMEN CAPITAL MARKETS I LP - PRI LOSS P m ADJUSTMENT FOR K-1 ACTIVITY P n o (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 1,274,664. b 65,563. c 252,749. d 76,466. e 187,910. f 173,913. g 87,064. h -90,173. i -1,617,925. j -108,343. k -500,000. l -125,543. m -73,940,558. n o Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 1,274,664. b 65,563. c 252,749. d 76,466. e 187,910. f 173,913. g 87,064. h -90,173. i -1,617,925. j -108,343. k -500,000. l -125,543. m -73,940,558. n o

~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 226,123,123. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8  o 3 N/A

723591 04-01-17 24 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient AFRICA KNOWS PHOTOGRAPHY LIMITED N/A NC SEE STATEMENT PO BOX 68151-00200 NAIROBI, NAIROBI, KENYA

40,000. AFRICA PRACTICE EAST AFRICA LIMITED N/A NC SEE STATEMENT 14 CAMBRIDGE COURT LONDON, LONDON, UNITED KINGDOM

40,000. AFRICA TWENTY-FOUR MEDIA, LTD. N/A NC SEE STATEMENT P.O.BOX 1403 00502 NAIROBI, NAIROBI, KENYA

100,000. AFRICAN RISK CAPACITY SPECIALIZED N/A GOV SEE STATEMENT AGENCY OF THE AFRICAN UNION BUILDING 1, SUNHILL PARK 1 EGLIN ROAD, SUNNINGHILL JOHANNESBURG, JOHANNESBURG, SOUTH AFRICA 138,155. AGA KHAN FOUNDATION U.S.A. N/A PC EITHER FOR GENERAL 1825 K STREET, N.W., STE 901 PURPOSES OR AS WSHINGTON, DC 20006 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. AID TECHNOLOGY LIMITED N/A NC SEE STATEMENT THE DIGITAL HUB, ROE LANE D08 TCV4 DUBLIN, DUBLIN, IRELAND

100,000. AIDS SERVICES FOUNDATION ORANGE N/A PC EITHER FOR GENERAL COUNTY PURPOSES OR AS 17982 SKY PARK CIR STE J DESIGNATED BY THE IRVINE, CA 92614-6482 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. ALAYA LLC N/A NC SEE STATEMENT 651 COLLEGE AVENUE BOULDER, CO 80302

95,000. ALBANY LAW SCHOOL N/A PC EITHER FOR GENERAL 80 NEW SCOTLAND AVE PURPOSES OR AS ALBANY, NY 12208-3434 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 30,000. ALBRIGHT STONEBRIDGE GROUP LLC N/A NC SEE STATEMENT 601 13TH STREET, NW 10TH FLOOR WASHINGTON, DC 20005

200,000. Total from continuation sheets  157,231,480.

723631 04-01-17 25 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ALI FORNEY CENTER N/A PC EITHER FOR GENERAL 224 WEST 35TH ST, 15TH FLOOR PURPOSES OR AS NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. ALI FORNEY CENTER N/A PC EITHER FOR GENERAL 224 WEST 35TH STREET, SUITE 1500 PURPOSES OR AS NEW YORK, NY 10001-2533 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. ALI FORNEY CENTER N/A PC EITHER FOR GENERAL 224 WEST 35TH STREET, SUITE 1500 PURPOSES OR AS NEW YORK, NY 10001-2533 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. ALI FORNEY CENTER N/A PC EITHER FOR GENERAL 224 WEST 35TH STREET, SUITE 1500 PURPOSES OR AS NEW YORK, NY 10001-2533 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. ALI FORNEY CENTER N/A PC EITHER FOR GENERAL 224 WEST 35TH STREET, SUITE 1500 PURPOSES OR AS NEW YORK, NY 10001-2533 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 90. ALI FORNEY INC. N/A PC EITHER FOR GENERAL 224 WEST 35TH STREET, SUITE 1500 PURPOSES OR AS NEW YORK, NY 10001-2533 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. ALLIANCE FOR A GREEN REVOLUTION IN N/A PC SEE STATEMENT AFRICA P.O. BOX 66773 WESTLANDS, 00800 NAIROBI, NAIROBI, KENYA 350,000. ALLIANCE FOR A GREEN REVOLUTION IN N/A PC SEE STATEMENT AFRICA P.O. BOX 66773 NAIROBI, NAIROBI, KENYA 10,000,000. ALLIANCE FOR A GREEN REVOLUTION IN N/A PC SEE STATEMENT AFRICA P.O. BOX 66773 NAIROBI, NAIROBI, KENYA 249,121. ALLIANCE FOR PEACE BUILDING N/A PC EITHER FOR GENERAL 1800 MASSACHUSETTS AVE NW SUITE 401 PURPOSES OR AS WASHINGTON, DC 20036-1806 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,000. Total from continuation sheets 

723631 04-01-17 26 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ALLIANCE OF ARTISTS COMMUNITIES N/A PC EITHER FOR GENERAL 144 WESTMINSTER STREET, SUITE 301 PURPOSES OR AS PROVIDENCE, RI 02903 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 5,000. ALLIANCE OF RESIDENT THEATRES NEW N/A PC EITHER FOR GENERAL YORK INC PURPOSES OR AS 520 8TH AVE STE 319 DESIGNATED BY THE MANHATTAN, NY 10018-0000 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. ALLIANCE OF RESIDENT THEATRES NEW N/A PC EITHER FOR GENERAL YORK INC PURPOSES OR AS 520 8TH AVE SUITE 319 DESIGNATED BY THE MANHATTAN, NY 10018-0000 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. ALZHEIMER'S ASSOCIATION NATIONAL N/A PC EITHER FOR GENERAL OFFICE PURPOSES OR AS 225 N. MICHIGAN AVE FL. 17 DESIGNATED BY THE CHICAGO, IL 60601 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. ALZHEIMERS FOUNDATION OF AMERICA INC N/A PC EITHER FOR GENERAL 322 EIGHTH AVENUE, 7TH FLOOR PURPOSES OR AS NEW YORK, NY 10001-8001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. AMERICAN ASSOCIATION FOR THE N/A PC SEE STATEMENT ADVANCEMENT OF SCIENCE 1200 NEW YORK AVENUE, NW WASHINGTON, DC 20005 300,000. AMERICAN CANCER SOCIETY INC N/A PC EITHER FOR GENERAL 250 WILLIAMS ST PURPOSES OR AS ATLANTA, GA 30303 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. AMERICAN CANCER SOCIETY INC N/A PC EITHER FOR GENERAL 250 WILLIAMS ST PURPOSES OR AS ATLANTA, GA 30303 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 450. AMERICAN CANCER SOCIETY INC N/A PC EITHER FOR GENERAL 250 WILLIAMS ST PURPOSES OR AS ATLANTA, GA 30303 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. AMERICAN CANCER SOCIETY INC N/A PC EITHER FOR GENERAL 250 WILLIAMS ST PURPOSES OR AS ATLANTA, GA 30303 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 450. Total from continuation sheets 

723631 04-01-17 27 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient AMERICAN CANCER SOCIETY INC N/A PC EITHER FOR GENERAL 250 WILLIAMS ST PURPOSES OR AS ATLANTA, GA 30303 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. AMERICAN CIVIL LIBERTIES UNION N/A PC EITHER FOR GENERAL FOUNDATION INC PURPOSES OR AS 125 BROAD STREET, 18TH FLOOR DESIGNATED BY THE NEW YORK, NY 10004-2400 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. AMERICAN CIVIL LIBERTIES UNION N/A PC EITHER FOR GENERAL FOUNDATION INC PURPOSES OR AS 125 BROAD STREET, 18TH FLOOR DESIGNATED BY THE NEW YORK, NY 10004-2400 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. AMERICAN CIVIL LIBERTIES UNION N/A PC EITHER FOR GENERAL FOUNDATION INC PURPOSES OR AS 125 BROAD STREET, 18TH FLOOR DESIGNATED BY THE NEW YORK, NY 10004-2400 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. AMERICAN CIVIL LIBERTIES UNION N/A PC SEE STATEMENT FOUNDATION, INC. 125 BROAD STREET 18TH FLOOR NEW YORK, NY 10004-2400 500,000. AMERICAN DANCE MACHINE FOR THE 21ST N/A PC EITHER FOR GENERAL CENTURY FOUNDATION INC PURPOSES OR AS 45 E 80TH ST APT 18B DESIGNATED BY THE NEW YORK, NY 10075-0189 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. AMERICAN DANCE MACHINE FOR THE 21ST N/A PC EITHER FOR GENERAL CENTURY FOUNDATION INC PURPOSES OR AS 45 E 80TH ST APT 18B DESIGNATED BY THE NEW YORK, NY 10075-0189 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. AMERICAN RED CROSS N/A PC EITHER FOR GENERAL 2025 E STREET PURPOSES OR AS WASHINGTON, DC 20006 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. AMERICAN RED CROSS N/A PC EITHER FOR GENERAL 2025 E. STREET, N.W. PURPOSES OR AS WASHINGTON, DC 20006 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,000. AMERICAN REFUGEE COMMITTEE N/A PC SEE STATEMENT INTERNATIONAL 615 1ST AVENUE NE SUITE 500 MINNEAPOLIS, MN 55413-2681 150,000. Total from continuation sheets 

723631 04-01-17 28 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient AMERICANS FOR OXFORD INC N/A PC EITHER FOR GENERAL 500 5TH AVE FL 32 PURPOSES OR AS NEW YORK, NY 10110-3299 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. AMERICANS FOR OXFORD INC N/A PC EITHER FOR GENERAL 500 5TH AVE FL 32 PURPOSES OR AS NEW YORK, NY 10110-3299 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. AMREF HEALTH AFRICA, INC. N/A PC SEE STATEMENT 4 WEST 43RD STREET, 2ND FLOOR NEW YORK, NY 10036

10,000. ANIMAL HAVEN INC. N/A PC EITHER FOR GENERAL 200 CENTRE STREET PURPOSES OR AS NEW YORK, NY 10013 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. ANIMAL PLACE N/A PC EITHER FOR GENERAL 17314 MCCOURTNEY RD PURPOSES OR AS GRASS VALLEY, CA 95949-9743 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,080. ANIMAL PLACE N/A PC EITHER FOR GENERAL P.O. BOX 1118 PURPOSES OR AS GRASS VALLEY, CA 95945 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,080. ANIMAL RESCUE AND MEDIA N/A PC EITHER FOR GENERAL 4804 LAUREL CANYON BLVD. STE 534 PURPOSES OR AS VALLEY VILLAGE, CA 91607 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 83. ANIMAL RESCUE LEAGUE OF BOSTON N/A PC EITHER FOR GENERAL 10 CHANDLER ST PURPOSES OR AS BOSTON, MA 02116-5221 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. ANTI-DEFAMATION LEAGUE N/A PC EITHER FOR GENERAL 605 3RD AVE PURPOSES OR AS NEW YORK, NY 10158-0180 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. ANTI-DEFAMATION LEAGUE N/A PC EITHER FOR GENERAL 605 3RD AVE PURPOSES OR AS NEW YORK, NY 10158-0180 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. Total from continuation sheets 

723631 04-01-17 29 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ANTI-DEFAMATION LEAGUE N/A PC SEE STATEMENT 605 THIRD AVENUE NEW YORK, NY 10158

500,000. APCO WORLDWIDE INC. N/A NC SEE STATEMENT 1299 PENNSYLVANIA AVE NW SUITE 300 WASHINGTON, DC 20004

500,000. APCO WORLDWIDE INC. N/A NC SEE STATEMENT 1299 PENNSYLVANIA AVE NW SUITE 300 WASHINGTON, DC 20004

356,250. ARCHDIOCESE OF BROOKLYN, CATHOLIC N/A PC EITHER FOR GENERAL APPEAL PURPOSES OR AS 310 PROSPECT PARK WEST DESIGNATED BY THE BROOKLYN, NY 11215 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 225. ART AFRICA CENTRE N/A PC SEE STATEMENT 28 ST. GEORGE'S MALL, 5TH FLOOR THE EXCHANGE BUILDING CAPE TOWN, CAPE TOWN, SOUTH AFRICA 50,000. ART EARTH TECH LIMITED N/A NC SEE STATEMENT ALDWINKLE LODGE PETERBOROUGH, PETERBOROUGH, UNITED KINGDOM 175,000. ASIAN VENTURE PHILANTHROPY NETWORK N/A PC SEE STATEMENT LIMITED 3 SHENTON WAY, SHENTON HOUSE 02-08 SINGAPORE 068805 60,000. ASIAN VENTURE PHILANTHROPY NETWORK N/A PC SEE STATEMENT LIMITED 3 SHENTON WAY, SHENTON HOUSE 02-08 SINGAPORE 068805 20,000. ASIAN VENTURE PHILANTHROPY NETWORK N/A PC SEE STATEMENT LIMITED 3 SHENTON WAY, SHENTON HOUSE, APT 02-08 SINGAPORE 068805 150,000. ASPCA N/A PC EITHER FOR GENERAL 520 8TH AVENUE PURPOSES OR AS NEW YORK, NY 10018 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 108. Total from continuation sheets 

723631 04-01-17 30 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ASPEN INSTITUTE, INC. N/A PC SEE STATEMENT 2300 N STREET NW, APT 700 WASHINGTON, DC 20037-1122

150,000.

ASPEN INSTITUTE, INC. N/A PC IN SUPPORT OF ITS 2017 2300 N STREET NW, STE 700 ASPEN IDEAS FESTIVAL, WASHINGTON, DC 20037-1122 TO BE HELD IN ASPEN, COLORADO, JUNE 2017 100,000. ASPEN INSTITUTE, INC. N/A PC SEE STATEMENT 2300 N STREET, NW, STE 700 WASHINGTON, DC 20037-1122

100,000. ASPEN INSTITUTE, INC. N/A PC SEE STATEMENT 2300 N STREET, NW, STE 700 WASHINGTON, DC 20037-1122

300,000. ASPEN NETWORK OF DEVELOPMENT N/A PC EITHER FOR GENERAL ENTREPRENEURS PURPOSES OR AS ONE DUPONT CIRCLE, NW, SUITE 700 DESIGNATED BY THE WASHINGTON, DC 20036 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 12,000. AUBURN UNIVERSITY N/A PC SEE STATEMENT 107 SAMFORD HALL 182 S. COLLEGE STREET AUBURN, AL 36849

5,000. AUTISM INC N/A PC EITHER FOR GENERAL 500 HORIZON DRIVE, SUITE 530 PURPOSES OR AS ROBBINSVILLE, NJ 08961 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. AUTISM SPEAKS N/A PC EITHER FOR GENERAL 1060 STATE RD ATTN: DATA SERVICES PURPOSES OR AS PRINCETON, NJ 08540 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. AVAIL NYC N/A PC EITHER FOR GENERAL 115 W 45TH STREET, 4TH FL PURPOSES OR AS NEW YORK, NY 10036 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 40,920. AVAIL NYC N/A PC EITHER FOR GENERAL 115 W 45TH STREET, 4TH FL PURPOSES OR AS NEW YORK, NY 10036 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 9,000. Total from continuation sheets 

723631 04-01-17 31 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient AVAIL NYC N/A PC EITHER FOR GENERAL 115 W 45TH STREET, 4TH FL PURPOSES OR AS NEW YORK, NY 10036 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 45,000. B LAB COMPANY N/A PC SEE STATEMENT 155 E. LANCASTER AVENUE 2ND FLOOR WAYNE, PA 19087

200,000. BALLET TECH FOUNDATION INC N/A PC EITHER FOR GENERAL 890 BROADWAY FL 8 PURPOSES OR AS NEW YORK, NY 10003-1211 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. BANQU, INC. N/A NC SEE STATEMENT 4100 HEATHERTON PLACE MINNETONKA, MN 55345

25,000. BCT BROOKLYN CHILDRENS THEATRE N/A PC EITHER FOR GENERAL 135 PROSPECT PARK SW APT B7 PURPOSES OR AS BROOKLYN, NY 11218-1241 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. BCT BROOKLYN CHILDRENS THEATRE N/A PC EITHER FOR GENERAL 135 PROSPECT PARK SW APT B7 PURPOSES OR AS BROOKLYN, NY 11218-1241 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750.

BE THE CHANGE, INC. N/A PC IN SUPPORT OF THE 200 CLARENDON STREET, 9TH FLOOR OPPORTUNITY NATION'S BOSTON, MA 02116 ANNUAL SUMMIT 25,000. BE THE MATCH FOUNDATION N/A PC EITHER FOR GENERAL 500 N. 5TH STREET PURPOSES OR AS MINNEAPOLIS, MN 55401 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 120. BEHAVIORAL IDEAS LAB, INC. N/A PC SEE STATEMENT 80 BROAD STREET, 30TH FLOOR NEW YORK, NY 10004

9,851.

BELLAGIO CENTER THE ROCKEFELLER N/A PC DCA - SEE STATEMENTS FOUNDATION 30 & 31 VILLA SERBELLONI VILLA SERBELLONI, BELLAGIO, ITALY 4,589,148. Total from continuation sheets 

723631 04-01-17 32 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient BEND THE ARC - A JEWISH PARTNERSHIP N/A PC SEE STATEMENT FOR JUSTICE 330 7TH AVENUE, SUITE 1902 NEW YORK, NY 10001 200,000. BERKLEE COLLEGE OF MUSIC INC N/A PC EITHER FOR GENERAL 1140 BOYLSTON STREET PURPOSES OR AS BOSTON, MA 02215-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 30,000. BERKSHIRE SOUTH REGIONAL COMMUNITY N/A PC EITHER FOR GENERAL CENTER PURPOSES OR AS 15 CRISSEY ROAD DESIGNATED BY THE GREAT BARRINGTON, MA 01230 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. BEYOND ZERO N/A NC SEE STATEMENT PO BOX 40530-00100 NAIROBI, NAIROBI, KENYA

300,000. BIPARTISAN POLICY CENTER, INC. N/A PC SEE STATEMENT 1225 I STREET, NW SUITE 1000 WASHINGTON, DC 20005

250,000. BLUE STATE DIGITAL, INC. N/A NC SEE STATEMENT 101 AVENUE OF THE AMERICAS, 12TH FLOOR NEW YORK, NY 10013

1,400,000. BOARD OF TRUSTEES OF THE LELAND N/A PC SEE STATEMENT STANFORD JUNIOR UNIVERSITY C/O OFFICE OF SPONSORED RESEARCH, 3160 PORTER DRIVE, SUITE 100 PALO ALTO, CA 94304 60,000. BOWDOIN COLLEGE N/A PC EITHER FOR GENERAL 4100 COLLEGE STATION PURPOSES OR AS BEUNSWICK, ME 04011-8445 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 30,000. BOY SCOUTS OF AMERICA N/A PC EITHER FOR GENERAL 350 FIFTH AVENUE SUITE 7820 PURPOSES OR AS NEW YORK, NY 10118-0110 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,203. BOY SCOUTS OF AMERICA N/A PC EITHER FOR GENERAL 350 FIFTH AVENUE SUITE 7820 PURPOSES OR AS NEW YORK, NY 10118-0110 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. Total from continuation sheets 

723631 04-01-17 33 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient BOYS AND GIRLS CLUBS OF AMERICA N/A PC EITHER FOR GENERAL 1275 PEACHTREE ST. NE PURPOSES OR AS ATLANTA, GA 30309 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. BRAC USA INC. N/A PC SEE STATEMENT 110 WILLIAM STREET, SUITE 2902 NEW YORK, NY 10038

45,002. BREAKING GROUND N/A PC EITHER FOR GENERAL 505 8TH AVE FL 5 PURPOSES OR AS NEW YORK, NY 10018-6550 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. BREAKING GROUND N/A PC EITHER FOR GENERAL 505 8TH AVE FL 5 PURPOSES OR AS NEW YORK, NY 10018-6550 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. BRICK THEATRE INC. N/A PC EITHER FOR GENERAL PO BOX 1851 PURPOSES OR AS NEW YORK, NY 10101-1851 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. BRITISH SCHOOLS AND UNIVERSITIES N/A PC EITHER FOR GENERAL FOUNDATION INC PURPOSES OR AS 575 MADISON AVE STE 1006 DESIGNATED BY THE NEW YORK, NY 10022-2511 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 309. BRONX MUSEUM OF THE ARTS N/A PC EITHER FOR GENERAL 1040 GRAND CONCOURSE PURPOSES OR AS BRONX, NY 10456-3901 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. BRONX MUSEUM OF THE ARTS N/A PC EITHER FOR GENERAL 1040 GRAND CONCOURSE PURPOSES OR AS BRONX, NY 10456-3901 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. BROOKINGS INSTITUTION N/A PC SEE STATEMENT 1775 MASSACHUSETTS AVENUE, NW WASHINGTON, DC 20036-2188

150,000. BROOKLYN BOTANIC GARDEN CORPORATION N/A PC EITHER FOR GENERAL 1000 WASHINGTON AVE PURPOSES OR AS BROOKLYN, NY 11225-1008 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 240. Total from continuation sheets 

723631 04-01-17 34 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient BROOKLYN BUREAU OF COMMUNITY SERVICE N/A PC EITHER FOR GENERAL 285 SCHERMERHORN STREET PURPOSES OR AS BROOKLYN, NY 11217-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. BROOKLYN COMMUNITY FOUNDATION N/A PC EITHER FOR GENERAL 1000 DEAN STREET PURPOSES OR AS BROOKLYN, NY 11238 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 154. BROOKLYN FRIENDS SCHOOL N/A PC EITHER FOR GENERAL 375 PEARL ST PURPOSES OR AS BROOKLYN, NY 11201 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. BROOKLYN HISTORICAL SOCIETY N/A PC EITHER FOR GENERAL 128 PIERREPONT STREET PURPOSES OR AS BROOKLYN, NY 11201 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. BROOKLYN PUBLIC LIBRARY N/A PC EITHER FOR GENERAL 10 GRAND ARMY PLAZA PURPOSES OR AS BROOKLYN, NY 11238 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,053. BROOKLYN PUBLIC LIBRARY N/A PC EITHER FOR GENERAL 10 GRAND ARMY PLAZA PURPOSES OR AS BROOKLYN, NY 11238 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,053. BROOME STREET ACADEMY N/A PC EITHER FOR GENERAL 121 6TH AVE PURPOSES OR AS NEW YORK, NY 10013-1510 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. N/A PC EITHER FOR GENERAL GIFT CASHIER, 164 ANGELL STREET, BOX PURPOSES OR AS 1877 PROVIDENCE, RI 02912-0001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. BRYN MAWR COLLEGE N/A PC EITHER FOR GENERAL 101 N MERION AVE PURPOSES OR AS BRYN MAWR, PA 19010-2899 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,003. BRYN MAWR COLLEGE N/A PC EITHER FOR GENERAL 101 N MERION AVE PURPOSES OR AS BRYN MAWR, PA 19010-2899 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,003. Total from continuation sheets 

723631 04-01-17 35 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient BUDDHIST INSIGHTS MEDITATION INC N/A PC EITHER FOR GENERAL 504 BEACH 68TH ST PURPOSES OR AS ARVERNE, NY 11692-1316 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. BUILD COMMONWEALTH, INC. N/A PC TOWARD THE COSTS OF 114 WESTERN AVE. CONDUCTING NATIONAL ALLSTON, MA 02314 RESEARCH TO BETTER UNDERSTAND INDEPENDENT WORK AND WORKERS 75,000. BUNI MEDIA LIMITED N/A NC SEE STATEMENT REVLON PROFESSIONAL PLAZA, 3RD FLOOR TUBMAN/BIASHARA STREETS NAIROBI, NAIROBI, KENYA 00100 30,000. BUREAU OF THE ROYAL HOUSEHOLD N/A PC EITHER FOR GENERAL SANAM SUEA, PA, DUSIT PURPOSES OR AS BANGKOK, THAILAND DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,002. BUSINESS FOR SOCIAL RESPONSIBILITY N/A PC SEE STATEMENT 88 KEARNY STREET 12TH FLOOR SAN FRANCISCO, CA 94108

350,000. BUSINESS FOR SOCIAL RESPONSIBILITY N/A PC SEE STATEMENT 88 KEARNY STREET 12TH FLOOR SAN FRANCISCO, CA 94108

180,000. BYTE BACK N/A PC EITHER FOR GENERAL 899 NORTH CAPITOL STREET, NE SUITE 850 PURPOSES OR AS WASHINGTON, DC 20002 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. CAB INTERNATIONAL N/A GOV SEE STATEMENT NOSWORTHY WAY WALLINGFORD, OXFORDSHIRE, UNITED KINGDOM 200,000. CAMPAIGN FOR SOUTHERN EQUALITY N/A PC SEE STATEMENT P.O. BOX 364 ASHEVILLE, NC 28801

100,000. CAMPAIGN FOR SOUTHERN EQUALITY N/A PC EITHER FOR GENERAL PO BOX 364 PURPOSES OR AS ASHEVILLE, NC 28802-0364 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. Total from continuation sheets 

723631 04-01-17 36 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CARIBBEAN MUSEUM CENTER OF ST CROIX N/A PC EITHER FOR GENERAL LTD PURPOSES OR AS 10 STRAND ST DESIGNATED BY THE FREDERIKSTED, VI 00841-0000 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 120. CARNEGIE HALL SOCIETY INC N/A PC EITHER FOR GENERAL 881 SEVENTH AVENUE PURPOSES OR AS NEW YORK, NY 10019-3210 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 423. CAROLINA FOR KIBERA, INC. N/A PC EITHER FOR GENERAL 301 PITTSBORO ST STE 3002 CB 5145 PURPOSES OR AS CHAPEL HILL, NC 27599-5145 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. CAROLINA JUSTICE POLICY CENTER N/A PC EITHER FOR GENERAL PO BOX 309 PURPOSES OR AS DURHAM, NC 27702-0309 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,250. CATHEDRAL HIGH SCHOOL N/A PC EITHER FOR GENERAL 350 E 56TH ST PURPOSES OR AS NEW YORK, NY 10022-8800 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. CATSKILLS PRIDE N/A PC EITHER FOR GENERAL PO BOX 154 PURPOSES OR AS BARRYVILLE, NY 12719 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. CENTER FOR GLOBAL DEVELOPMENT N/A PC SEE STATEMENT 2055 L STREET NW, FIFTH FLOOR WASHINGTON, DC 20036

400,000. CENTER FOR REPRODUCTIVE RIGHTS INC N/A PC EITHER FOR GENERAL 120 WALL STREET 14TH FLOOR PURPOSES OR AS NEW YORK, NY 10005-3904 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500.

CENTER FOR THE NEW ECONOMY INC N/A PC IN SUPPORT OF THE P.O. BOX 9024240 FOUNDATION'S PUERTO OLD SAN JUAN, PR 00902-4240 RICO RELIEF EFFORTS 150,000. CENTRAL PARK CONSERVANCY INC N/A PC EITHER FOR GENERAL 14 EAST 60TH STREET, 8TH FLOOR PURPOSES OR AS NEW YORK, NY 10022-7122 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. Total from continuation sheets 

723631 04-01-17 37 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CENTRE FOR DEVELOPMENT AND ENTERPRISE N/A NC SEE STATEMENT TRANSMEDIT PLACE 5 ETON ROAD PARKTOWN, JOHANNESBURG, SOUTH AFRICA

100,000. CERES, INC. N/A PC SEE STATEMENT 99 CHAUNCY STREET 6TH FLOOR BOSTON, MA 02111

320,000. CERES, INC. N/A PC SEE STATEMENT 99 CHAUNCY STREET 6TH FLOOR BOSTON, MA 02111

50,000. CHANCE FOR CHANGE N/A PC EITHER FOR GENERAL 5 ARCADIA CT PURPOSES OR AS BLOOMFIELD, NJ 07003-5304 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. CHANCE FOR CHANGE N/A PC EITHER FOR GENERAL 5 ARCADIA CT PURPOSES OR AS BLOOMFIELD, NJ 07003-5304 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. CHARITY NAVIGATOR N/A PC EITHER FOR GENERAL 139 HARRISTOWN RD STE 101 PURPOSES OR AS GLEN ROCK, NJ 07452-3304 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. CHAUTAUQUA FOUNDATION INC N/A PC EITHER FOR GENERAL PO BOX 28 PURPOSES OR AS CHAUTAUQUA, NY 14722-0028 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. CHICAGO COUNCIL ON GLOBAL AFFAIRS N/A PC SEE STATEMENT 180 N. STETSON AVENUE, SUITE 1400 CHICAGO, IL 60601

1,000,000. CHILDREN INTERNATIONAL N/A PC EITHER FOR GENERAL 2000 EAST RED BRIDGE ROAD PURPOSES OR AS KANSAS CITY, MO 64131 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 900. CHS NORTH AMERICA FOUNDATION INC N/A PC EITHER FOR GENERAL 131 CROSBY CT APT 1 PURPOSES OR AS WALNUT CREEK, CA 94598-1800 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. Total from continuation sheets 

723631 04-01-17 38 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CHULALONGKORN UNIVERSITY N/A PC SEE STATEMENT 254 PHYATHAI ROAD PATUMWAN BANGKOK, BANGKOK, THAILAND 10330

136,008. CITISCOPE N/A PC SEE STATEMENT 7008 GLEASON ROAD MINNEAPOLIS, MN 55439-1605

25,000. CITY HARVEST INC N/A PC EITHER FOR GENERAL 6 E 32ND ST 5TH FL. PURPOSES OR AS NEW YORK, NY 10016-5422 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 384. CITY OF BOSTON N/A GOV SEE STATEMENT 1 CITY HALL SQUARE FIFTH FLOOR BOSTON, MA 02201

100,000. CITYMEALS-ON-WHEELS N/A PC EITHER FOR GENERAL 355 LEXINGTON AVENUE, 14TH FLOOR PURPOSES OR AS NEW YORK, NY 10017 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. CIVIC HALL LABS, INC. N/A PC SEE STATEMENT 156 FIFTH AVENUE 2ND FLOOR NEW YORK, NY 11217

11,800. CLASSICAL THEATRE OF HARLEM INC N/A PC EITHER FOR GENERAL 566 W 159TH ST APT 44 PURPOSES OR AS NEW YORK, NY 10032-6918 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. CLIMATE BONDS INITIATIVE N/A PC SEE STATEMENT 72 MUSWELL HILL PLACE N10 3RR LONDON, LONDON, UNITED KINGDOM

245,000. CLIMATE BONDS INITIATIVE N/A PC SEE STATEMENT 72 MUSWELL HILL PLACE N10 3RR LONDON, LONDON, UNITED KINGDOM

105,000. CLIMATE BONDS INITIATIVE N/A PC SEE STATEMENT 72 MUSWELL HILL PLACE N10 3RR LONDON, LONDON, UNITED KINGDOM

45,000. Total from continuation sheets 

723631 04-01-17 39 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CLIMATEWORKS FOUNDATION N/A PC SEE STATEMENT 235 MONTGOMERY STREET, 13TH FLOOR SAN FRANCISCO, CA 94104

250,000. COALITION TO ABOLISH SLAVERY & N/A PC EITHER FOR GENERAL TRAFFICKING PURPOSES OR AS 5042 WILSHIRE BLVD STE 586 DESIGNATED BY THE LOS ANGELES, CA 90036 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000.

COASTAL MARINE RESOURCE CENTER OF NEW N/A PC IN SUPPORT OF THE YORK, INC. FOUNDATION'S PUERTO 135 EAST 71ST STREET, APT. 6A RICO RELIEF EFFORTS NEW YORK, NY 10021 50,000. COCA-COLA SCHOLARS FOUNDATION INC N/A PC EITHER FOR GENERAL PO BOX 442 PURPOSES OR AS ATLANTA, GA 30301-0042 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. COCA-COLA SCHOLARS FOUNDATION INC N/A PC EITHER FOR GENERAL PO BOX 442 PURPOSES OR AS ATLANTA, GA 30301-0042 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,000. COLGATE UNIVERSITY TREASURERS OFFICE N/A PC EITHER FOR GENERAL 13 OAK DRIVE PURPOSES OR AS HAMILTON, NY 13346 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. COLGATE UNIVERSITY TREASURERS OFFICE N/A PC EITHER FOR GENERAL 13 OAK DRIVE PURPOSES OR AS HAMILTON, NY 13346 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,000. COLGATE UNIVERSITY TREASURERS OFFICE N/A PC EITHER FOR GENERAL 13 OAK DRIVE PURPOSES OR AS HAMILTON, NY 13346 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. COLLEGE OF WILLIAM AND MARY N/A PC EITHER FOR GENERAL FOUNDATION PURPOSES OR AS P.O. BOX 1693 DESIGNATED BY THE WILLIAMSBURG, VA 23187 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 13,235. COMIC RELIEF INC N/A PC SEE STATEMENT 488 MADISON AVE., 10TH FLOOR NEW YORK, NY 10022

150,000. Total from continuation sheets 

723631 04-01-17 40 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient COMMON MARKET FOR EASTERN AND N/A GOV SEE STATEMENT SOUTHERN AFRICA SECRETARIAT BEN BELLA ROAD, P.O. BOX 30051 LUSAKA, LUSAKA, ZAMBIA 230,000. COMMUNITY OF EVALUATORS - SOUTH ASIA N/A NC SEE STATEMENT NO. 268, GROUND FLOOR, ANARKALI COMPLEX JHANDEWALAN EXTENSION NEW DELHI, NEW DELHI, INDIA 110055 50,000. COMPASSION INTERNATIONAL N/A PC EITHER FOR GENERAL 12290 VOYAGER PARKWAY PURPOSES OR AS COLORADO SPRINGS, CO 80921-3668 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. COMPREHENSIVE DEVELOPMENT N/A PC EITHER FOR GENERAL INCORPORATED PURPOSES OR AS 240 2ND AVE DESIGNATED BY THE NEW YORK, NY 10003-2704 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. COMPREHENSIVE DEVELOPMENT N/A PC EITHER FOR GENERAL INCORPORATED PURPOSES OR AS 240 2ND AVE DESIGNATED BY THE NEW YORK, NY 10003-2704 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,000. COMPREHENSIVE DEVELOPMENT N/A PC EITHER FOR GENERAL INCORPORATED PURPOSES OR AS 240 2ND AVE DESIGNATED BY THE NEW YORK, NY 10003-2704 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,000. CONCORD ANTIQUARIAN SOCIETY N/A PC EITHER FOR GENERAL 200 LEXINGTON RD PURPOSES OR AS CONCORD, MA 01742-3711 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 30,000. CONEY ISLAND HISTORY PROJECT INC N/A PC EITHER FOR GENERAL DENOS WONDER WHEEL, 3059 W 12TH ST PURPOSES OR AS BROOKLYN, NY 11224-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. CONEY ISLAND USA N/A PC EITHER FOR GENERAL 1208 SURF AVE PURPOSES OR AS BROOKLYN, NY 11224-2816 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. CONFERENCING IN A BOX LIMITED N/A NC SEE STATEMENT MORNING SIDE, 2ND FLOOR NGONG ROAD NAIROBI, NAIROBI, KENYA

20,000. Total from continuation sheets 

723631 04-01-17 41 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CONNECTICUT HUMANE SOCIETY N/A PC EITHER FOR GENERAL 701 RUSSELL RD PURPOSES OR AS NEWINGTON, CT 06111-1527 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. CONSERVATION INTERNATIONAL FOUNDATION N/A PC SEE STATEMENT 2011 CRYSTAL DRIVE, SUITE 500 ARLINGTON, VA 22202

150,000. CONSERVATION INTERNATIONAL FOUNDATION N/A PC SEE STATEMENT 2011 CRYSTAL DRIVE, SUITE 500 ARLINGTON, VA 22202

14,509. CORNELL UNIVERSITY N/A PC SEE STATEMENT 300 DAY HALL ITHACA, NY 14853

1,047,165. CORNELL UNIVERSITY N/A PC SEE STATEMENT 300 DAY HALL ITHACA, NY 14853

681,712. CORPORATE COUNCIL ON AFRICA N/A PC SEE STATEMENT 1100 17TH STREET, NW SUITE 1000 WASHINGTON, DC 20036

5,034. COUNCIL ON FOREIGN RELATIONS INC N/A PC EITHER FOR GENERAL 58 E 68TH ST PURPOSES OR AS NEW YORK, NY 10065-5953 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. COUNCIL ON FOREIGN RELATIONS, INC. N/A PC SEE STATEMENT 58 EAST 68TH STREET NEW YORK, NY 10065

25,000. COUNCIL ON FOREIGN RELATIONS, INC. N/A PC SEE STATEMENT 58 EAST 68TH STREET NEW YORK, NY 10065

5,900. COUNCIL ON FOUNDATIONS, INC. N/A PC SEE STATEMENT 2121 CRYSTAL DRIVE SUITE 700 ARLINGTON, VA 22202

55,000. Total from continuation sheets 

723631 04-01-17 42 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CREATIVE MIGRATION, INC. N/A PC SEE STATEMENT 643 MALTMAN AVE., SUITE 104 LOS ANGELES, CA 90026

20,000. CROSSBOUNDARY LLC N/A NC SEE STATEMENT 1220 19TH STREET NW SUITE 500 WASHINGTON DC, DC 20036

100,000. CUNY GRADUATE SCHOOL OF JOURNALISM N/A PC SEE STATEMENT FOUNDATION INC. 219 WEST 40TH STREET NEW YORK, NY 10018 250,000. CURATIO INTERNATIONAL FOUNDATION N/A NC SEE STATEMENT 3 KAVSADZE AVE. TBILISI, TBILISI, GEORGIA

50,000. DALBERG CONSULTING - U.S., LLC N/A NC SEE STATEMENT 99 MADISON AVENUE, 17TH FLOOR NEW YORK, NY 10016

350,000. DALBERG CONSULTING - U.S., LLC N/A NC SEE STATEMENT 99 MADISON AVENUE, 17TH FLOOR NEW YORK, NY 10016

13,583. DALBERG DEVELOPMENT ADVISORS PRIVATE N/A NC SEE STATEMENT LIMITED MEZZANINE FLOOR, A WING, BARODAWALA MANSION 81 DR. ANNIE BESANT ROAD MUMBAI, MUMBAI, INDIA 400018 200,000. DALBERG GROUP APS N/A NC SEE STATEMENT OVERGADEN OVEN VANDET 10, 1ST FLOOR 1415 COPENHAGEN K, COPENHAGEN, DENMARK 79,625. DALBERG RESEARCH LTD N/A NC SEE STATEMENT 72 - 82 ROSEBERY AVENUE, 2ND FLOOR EC1R 4RW LONDON, LONDON, UNITED KINGDOM 30,000. DANIEL J. EDELMAN, INC. N/A NC SEE STATEMENT 250 HUDSON STREET NEW YORK, NY 10013

200,000. Total from continuation sheets 

723631 04-01-17 43 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient DANIEL J. EDELMAN, INC. N/A NC IN SUPPORT OF 250 HUDSON STREET INCREASING THE NEW YORK, NY 10013 VISIBILITY AND UNDERSTANDING THE ISSUE OF FOOD WASTE 149,990. DANIEL J. EDELMAN, INC. N/A NC SEE STATEMENT 250 HUDSON STREET NEW YORK, NY 10013

100,000. DAVIDSON COLLEGE N/A PC EITHER FOR GENERAL PO BOX 7174 PURPOSES OR AS DAVIDSON, NC 28035-7162 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. DELOITTE CONSULTING LLP N/A NC SEE STATEMENT 350 SOUTH GRAND SUITE 200 LOS ANGELES, CA 90071-3462

100,000. DEUTSCHE GESELLSCHAFT FR N/A PC SEE STATEMENT INTERNATIONALE ZUSAMMENARBEIT (GIZ) GMBH DAG-HAMMARSKJOLD-WEG 1-5 65760 ESCHBORN DEUTSCHLAND, DEUTSCHLAND, 30,000. DOCTORS WITHOUT BORDERS MEDECINS SANS N/A PC EITHER FOR GENERAL FRONTIRES (MSF) PURPOSES OR AS 40 RECTOR STREET, 16TH FLOOR DESIGNATED BY THE NEW YORK, NY 10006 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. DOCTORS WITHOUT BORDERS/MEDECINS SANS N/A PC EITHER FOR GENERAL FRONTIERES MSF PURPOSES OR AS 40 RECTOR STREET, 16TH FLOOR DESIGNATED BY THE NEW YORK, NY 10006 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. DONORSCHOOSE.ORG N/A PC EITHER FOR GENERAL 134 W. 37TH STREET, 11TH FLOOR PURPOSES OR AS NEW YORK, NY 10018 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,507. DRAKE UNIVERSITY N/A PC EITHER FOR GENERAL 2507 UNIVERSITY AVE PURPOSES OR AS DES MOINES, IA 50311-4516 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 450. EARTHJUSTICE N/A PC EITHER FOR GENERAL 50 CALIFORNIA ST., STE 500 PURPOSES OR AS SAN FRANCISCO, CA 94111-4608 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. Total from continuation sheets 

723631 04-01-17 44 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient EAST MEADOW HIGH SCHOOL PTA N/A PC EITHER FOR GENERAL 1738 BARD LN PURPOSES OR AS EAST MEADOW, NY 11554-1506 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. ECHOING GREEN INC N/A PC EITHER FOR GENERAL 462 7TH AVE FL 13 PURPOSES OR AS NEW YORK, NY 10018 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. EDUCATION LAW CENTER N/A PC EITHER FOR GENERAL 1315 WALNUT ST STE 400 PURPOSES OR AS PHILADELPHIA, PA 19107-4705 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,000. EDUCATIONAL BROADCASTING CORPORATION N/A PC EITHER FOR GENERAL 825 EIGHTH AVENUE PURPOSES OR AS NEW YORK, NY 10119 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,000. EDWARD M KENNEDY INSTITUTE FOR THE N/A PC EITHER FOR GENERAL UNITED STATES SENATE INC PURPOSES OR AS 210 MORRISSEY BLVD COLUMBIA PO DESIGNATED BY THE BOSTON, MA 02125-0000 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. EIGHTEEN EAST CAPITAL LTD N/A NC SEE STATEMENT 86-90 PAUL STREET LONDON, LONDON, UNITED KINGDOM

175,000. EIGHTEEN EAST CAPITAL LTD N/A NC SEE STATEMENT 86-90 PAUL STREET LONDON, LONDON, UNITED KINGDOM

110,000. EL PUENTE DE WILLIAMSBURG INC N/A PC EITHER FOR GENERAL 211 SOUTH 4TH STREET PURPOSES OR AS BROOKLYN, NY 11211 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. ELECTRONIC FRONTIER FOUNDATION INC N/A PC EITHER FOR GENERAL 815 EDDY ST PURPOSES OR AS SAN FRANCISCO, CA 94109-7701 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. ELECTRONIC FRONTIER FOUNDATION INC N/A PC EITHER FOR GENERAL 815 EDDY ST PURPOSES OR AS SAN FRANCISCO, CA 94109-7701 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,100. Total from continuation sheets 

723631 04-01-17 45 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient EMERSON COLLEGE N/A PC EITHER FOR GENERAL 120 BOYLSTON STREET PURPOSES OR AS BOSTON, MA 02116-4624 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. EMPOWER GENERATION N/A PC EITHER FOR GENERAL 7455 SW MONTCLAIR DR PURPOSES OR AS PORTLAND, OR 97225-1521 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. EMPOWER GENERATION N/A PC EITHER FOR GENERAL 7455 SW MONTCLAIR DR PURPOSES OR AS PORTLAND, OR 97225-1521 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. EMPOWER GENERATION N/A PC EITHER FOR GENERAL 7455 SW MONTCLAIR DR PURPOSES OR AS PORTLAND, OR 97225-1521 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. EMPOWER GENERATION N/A PC EITHER FOR GENERAL 7455 SW MONTCLAIR DR PURPOSES OR AS PORTLAND, OR 97225-1521 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. END POVERTY N/A PC SEE STATEMENT C-9, 1ST C MAIN ROAD MSHS COLONY, HSR LAYOUT SECTOR 6 BANGALORE, BANGALORE, INDIA 250,000. ENERGY 4 IMPACT N/A PC SEE STATEMENT 34 - 36 GRAY'S INN ROAD WC1X 8HR LONDON, LONDON, UNITED KINGDOM

350,000. ENTERPRISE COMMUNITY PARTNERS, INC. N/A PC EITHER FOR GENERAL 11000 BROKEN LAND PARKWAY, SUITE 700 PURPOSES OR AS COLUMBIA, MD 21044 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 50,000. ENTERPRISE COMMUNITY PARTNERS, INC. N/A PC SEE STATEMENT 11000 BROKEN LAND PARKWAY 7TH FLOOR COLUMBIA, MD 21044

130,000. ENVIRONMENTAL DEFENSE FUND N/A PC EITHER FOR GENERAL 257 PARK AVE SOUTH PURPOSES OR AS NEW YORK, NY 10010 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 25,000. Total from continuation sheets 

723631 04-01-17 46 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ENVIRONMENTAL DEFENSE FUND, N/A PC SEE STATEMENT INCORPORATED 257 PARK AVENUE SOUTH, 17TH FLOOR NEW YORK, NY 10010 100,000. EPIC-AFRICA FOUNDATION N/A PC SEE STATEMENT 2711 CENTERVILLE ROAD SUITE 400 WILMINGTON, DE 19808

100,000. EQUAL JUSTICE INITIATIVE N/A PC EITHER FOR GENERAL 122 COMMERCE ST. PURPOSES OR AS MONTGOMERY, AL 36104-2538 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. EQUAL JUSTICE INITIATIVE N/A PC SEE STATEMENT 122 COMMERCE STREET MONTGOMERY, AL 36104

130,000. ESTUDIOOCA CO. LTD. N/A NC SEE STATEMENT 65 CHALOEMPAKRIATE SOI 8 NONGBORN, PRAVET BANGKOK, BANGKOK, THAILAND 10250 70,000. EUROPEAN FOUNDATION CENTRE N/A PC EITHER FOR GENERAL 78, AVENUE DE LA TOISON D OR PURPOSES OR AS BRUSSELS , BELGIUM DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 5,458. EVERY MOTHER COUNTS N/A PC EITHER FOR GENERAL 180 VARICK STREET, SUITE 1116 PURPOSES OR AS NEW YORK, NY 10014 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. FAITH ASSEMBLY OF GOD N/A PC EITHER FOR GENERAL 921 CHESTNUT RIDGE RD PURPOSES OR AS CHESTNUT RIDGE, NY 10977-6616 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 34,272. FAMILY HEALTH INTERNATIONAL N/A PC SEE STATEMENT FHI 360 HEADQUARTERS 359 BLACKWELL STREET, SUITE 200 DURHAM, NC 27701

449,806. FARM CONCERN INTERNATIONAL N/A PC SEE STATEMENT DEVELOPMENT TRUST C/O KARI NARL CAMPUS, WAIYAKI WAY, P.O. BOX 15185-00100 NAIROBI, NAIROBI, KENYA 700,000. Total from continuation sheets 

723631 04-01-17 47 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient FARM RADIO INTERNATIONAL N/A PC SEE STATEMENT 1404 SCOTT STREET OTTAWA, ONTARIO, CANADA

800,000. FAULT LINE THEATRE INC N/A PC EITHER FOR GENERAL 520 8TH AVE RM 336 PURPOSES OR AS NEW YORK, NY 10018-8661 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750.

FEEDBACK LABS INC N/A PC IN SUPPORT OF FEEDBACK 1110 VERMONT AVENUE NW, SUITE 500 LABS INC ANNUAL SUMMIT WASHINGTON, DC 20005 20,000. FEEDING AMERICA N/A PC SEE STATEMENT 35 E. WACKER DRIVE, SUITE 2000 CHICAGO, IL 60601

150,000. FLYING MANES THERAPEUTIC RIDING INC N/A PC EITHER FOR GENERAL PO BOX 508 PURPOSES OR AS SCARSDALE, NY 10583 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,750. FONDATION PANZI RDC N/A PC SEE STATEMENT N 24, AVENUE JEAN MIRUHO 4 QUARTIER PANZI BUKAVU, BUKAVU, CONGO (KINSHASA) 250,000. FOOD FOR SOUL N/A PC SEE STATEMENT VIA RUA MURO 85 MODENA, MODENA, ITALY 41121

150,000. FOOD TANK THE THINK TANK FOR FOOD N/A PC EITHER FOR GENERAL 4659 N RAVENSWOOD AVE, SUITE 105 PURPOSES OR AS CHICAGO, IL 60640 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 50,000. FORDHAM PREPARATORY SCHOOL N/A PC EITHER FOR GENERAL 441 EAST FORDHAM RD PURPOSES OR AS BRONX, NY 10458-5175 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. FORT GREENE PARK CONSERVANCY INC N/A PC EITHER FOR GENERAL 85 S OXFORD ST PURPOSES OR AS BROOKLYN, NY 11217-1607 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. Total from continuation sheets 

723631 04-01-17 48 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient FORUM FOR THE FUTURE US INC N/A PC SEE STATEMENT 81 PROSPECT STREET BROOKLYN, NY 11201

150,000. FOUNDATION CENTER N/A PC EITHER FOR GENERAL 32 OLD SLIP 24TH FLOOR PURPOSES OR AS NEW YORK, NY 10005-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. FOUNDATION CENTER N/A PC SEE STATEMENT 79 FIFTH AVENUE NEW YORK, NY 10003

100,000. FOUNDATION FINANCIAL OFFICERS GROUP, N/A PC EITHER FOR GENERAL INC. PURPOSES OR AS 19 MANTUA ROAD DESIGNATED BY THE MOUNT ROYAL, NJ 08061 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,400.

FOUNDATION FOR LOUISIANA N/A PC TOWARD THE COSTS OF 4354 S. SHERWOOD FOREST BLVD. SUITE ITS COMMUNITY 100 BATON ROUGE, LA 70816 ENGAGEMENT WORK IN THE CITY OF NEW ORLEANS 300,000. FOUNDATION FOR LOUISIANA N/A PC SEE STATEMENT 4354 S. SHERWOOD FOREST BLVD. SUITE 100 BATON ROUGE, LA 70816

239,033. FRANKFURT ZOOLOGICAL SOCIETY US INC N/A PC EITHER FOR GENERAL 3810 ARGYLE TER NW PURPOSES OR AS WASHINGTON, DC 20011-5327 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. FREEDOM ELEMENTARY SCHOOL PTSA N/A PC EITHER FOR GENERAL 5280 BUTTERFIELD DR PURPOSES OR AS COLORADO SPRINGS, CO 80923-8717 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 324. FRICK COLLECTION N/A PC EITHER FOR GENERAL 1 E 70TH ST PURPOSES OR AS NEW YORK, NY 10021-4981 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 225. FRIENDS OF ALTA INC N/A PC EITHER FOR GENERAL PO BOX 8126 PURPOSES OR AS ALTA, UT 84092-8126 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. Total from continuation sheets 

723631 04-01-17 49 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient FRIENDS OF THE SANDS POINT PRESERVE N/A PC EITHER FOR GENERAL 127 MIDDLE NECK ROAD PURPOSES OR AS SANDS POINT, NY 11050 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. FSG, INC. N/A PC SEE STATEMENT 500 BOYLSTON STREET SUITE 600 BOSTON, MA 02116

1,000,000. FSG, INC. N/A PC SEE STATEMENT 500 BOYLSTON STREET SUITE 600 BOSTON, MA 02116

300,000. FSG, INC. N/A PC SEE STATEMENT 500 BOYLSTON STREET SUITE 600 BOSTON, MA 02116

100,000. FSG, INC. N/A PC SEE STATEMENT 500 BOYLSTON STREET SUITE 600 BOSTON, MA 02116

100,000. FSG, INC. N/A PC SEE STATEMENT 500 BOYLSTON STREET SUITE 600 BOSTON, MA 02116

100,000. FSG, INC. N/A PC SEE STATEMENT 500 BOYLSTON STREET SUITE 600 BOSTON, MA 02116

25,000. FT PUBLICATIONS INC. N/A NC SEE STATEMENT 330 HUDSON STREET 8TH FLOOR NEW YORK, NY 10013

50,000. FUND FOR CITIES OF SERVICE, INC. N/A PC SEE STATEMENT 120 PARK AVENUE, 23RD FLOOR NEW YORK, NY 10017

600,000. FUND FOR OUR ECONOMIC FUTURE OF N/A PC EITHER FOR GENERAL NORTHEAST OHIO PURPOSES OR AS 1360 E 9TH ST STE 210 DESIGNATED BY THE CLEVELAND, OH 44114-1746 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. Total from continuation sheets 

723631 04-01-17 50 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient FUND FOR THE CITY OF NEW YORK INC N/A PC EITHER FOR GENERAL 121 SIXTH AVENUE 6TH AVE PURPOSES OR AS NEW YORK, NY 10013-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. FUNDERS FOR LESBIAN AND GAY ISSUES, N/A PC EITHER FOR GENERAL INC. PURPOSES OR AS 45 WEST 36TH STREET, 8TH FLOOR DESIGNATED BY THE NEW YORK, NY 10018 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 30,000. FUNDERS FOR LESBIAN AND GAY ISSUES, N/A PC EITHER FOR GENERAL INC. PURPOSES OR AS 45 WEST 36TH STREET, 8TH FLOOR DESIGNATED BY THE NEW YORK, NY 10018 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 10,000. FUNDERS' NETWORK FOR SMART GROWTH AND N/A PC SEE STATEMENT LIVABLE COMMUNITIES 1500 SAN REMO AVENUE, SUITE 249 CORAL GABLES, FL 33146 75,000. FUTURE FACTORY LLP N/A NC SEE STATEMENT A-55, NANDJYOT INDUSTRIAL ESTATE 2ND FLOOR, SAFED POOL, AK ROAD, MUMBAI, ANDHERI EAST, INDIA 400072 57,500. GAY MENS HEALTH CRISIS INC N/A PC EITHER FOR GENERAL 446 W 33RD ST PURPOSES OR AS NEW YORK, NY 10001-2601 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. GCU-NYC INC. N/A PC SEE STATEMENT 64 WOOSTER STREET NEW YORK, NY 10012

150,000. GENERATION YOU EMPLOYED, INC. N/A PC SEE STATEMENT 1200 19TH STREET, NW SUITE 910 WASHINGTON, DC 20036

800,000. GENESIS ANALYTICS PTY LTD N/A NC SEE STATEMENT 50 SIXTH ROAD HYDE PARK JOHANNESBURG, JOHANNESBURG, SOUTH AFRICA 275,000. GENESIS ANALYTICS PTY LTD N/A NC SEE STATEMENT 50 SIXTH ROAD HYDE PARK JOHANNESBURG, JOHANNESBURG, SOUTH AFRICA 75,000. Total from continuation sheets 

723631 04-01-17 51 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient GEORGETOWN UNIVERSITY N/A PC SEE STATEMENT 37TH AND O STREETS NW BOX 571168 WASHINGTON, DC 20057

100,000. GILDER LEHRMAN INSTITUTE OF AMERICAN N/A PC SEE STATEMENT HISTORY 49 WEST 45TH STREET 6TH FLOOR NEW YORK, NY 10036 1,410,369. GISEN, INC. N/A PC EITHER FOR GENERAL 110 WILLIAM ST, 30TH FL PURPOSES OR AS NEW YORK, NY 10138 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. GLOBAL ALLIANCE FOR IMPROVED N/A PC SEE STATEMENT NUTRITION RUE DE VERMONT 3739 GENEVA, GENEVA, SWITZERLAND 250,000. GLOBAL BPO SOLUTIONS, LLC N/A NC SEE STATEMENT 15600 NE 8TH STREET SUITE B1-800 BELLEVUE, WA 98008

30,040. GLOBAL BPO SOLUTIONS, LLC N/A NC SEE STATEMENT 15600 NE 8TH STREETSUITE B1-800 BELLEVUE, WA 98008

120,000. GLOBAL CHILD NUTRITION FOUNDATION N/A PC EITHER FOR GENERAL P.O. BOX 99435 PURPOSES OR AS SEATTLE, WA 98139 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 25,000. GLOBAL CITIZEN YEAR INCORPORATED N/A PC EITHER FOR GENERAL 1625 CLAY ST PURPOSES OR AS OAKLAND, CA 94612-1562 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 621. GLOBAL GIVING FOUNDATION N/A PC EITHER FOR GENERAL 1100 VERMONT AVE NW, SUITE 550 PURPOSES OR AS WASHINGTON, DC 20005 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 86. GLOBAL HEALTH CORPS N/A PC SEE STATEMENT ONE PENN PLAZA, SUITE 6271 NEW YORK, NY 10119

145,000. Total from continuation sheets 

723631 04-01-17 52 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient GLOBAL IMPACT INVESTING NETWORK N/A PC SEE STATEMENT 30 BROAD STREET 38TH FLOOR NEW YORK, NY 10004

681,500. GLOBAL IMPACT INVESTING NETWORK N/A PC TOWARD THE COSTS OF 30 BROAD STREET 38TH FLOOR STRENGTHENING THE NEW YORK, NY 10004 EVIDENCE BASE FOR IMPACT INVESTING AND MARKET SOLUTIONS 250,000. GLOBAL IMPACT N/A PC EITHER FOR GENERAL 1199 N FAIRFAX STREET SUITE 300 PURPOSES OR AS ALEXANDRIA, VA 22314-1568 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60.

GLOBAL INVESTMENT FUND FOR WATER N/A NC TOWARD THE COSTS OF LIMITED PILOTING A PRIVATE STEEL HOUSE, 13-17 PRINCES ROAD SECTOR-LED MICRO-LEVY RICHMOND, SURREY, UNITED KINGDOM ON BOTTLED WATER 100,000. GLOBAL KNOWLEDGE INITIATIVE N/A PC SEE STATEMENT 1200 NEW YORK AVENUE, NW SUITE 113 WASHINGTON, DC 20005

60,000. GLOBAL STRATEGY GROUP, LLC N/A NC SEE STATEMENT 215 PARK AVENUE, 15TH FLOOR NEW YORK, NY 10003

500,000. GLOBALGIVING FOUNDATION N/A PC EITHER FOR GENERAL 1100 VERMONT AVE NW, SUITE 550 PURPOSES OR AS WASHINGTON, DC 20005 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 543 UNION ST, 1E PURPOSES OR AS BROOKLYN, NY 11215 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 543 UNION ST, 1E PURPOSES OR AS BROOKLYN, NY 11215 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 543 UNION ST, 1E PURPOSES OR AS BROOKLYN, NY 11215 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 105. Total from continuation sheets 

723631 04-01-17 53 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 543 UNION ST, 1E PURPOSES OR AS BROOKLYN, NY 11215 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,250. GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 543 UNION ST, 1E PURPOSES OR AS BROOKLYN, NY 11215 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 543 UNION ST, 1E PURPOSES OR AS BROOKLYN, NY 11215 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,250. GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 543 UNION ST, 1E PURPOSES OR AS BROOKLYN, NY 11215 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. GOWANUS CANAL CONSERVANCY INC. N/A PC EITHER FOR GENERAL P.O. BOX 150-652 PURPOSES OR AS BROOKLYN, NY 11215 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 20,000. GRACE INSTITUTE N/A PC EITHER FOR GENERAL 40 RECTOR STREET PURPOSES OR AS NEW YORK, NY 10006 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,000. GRACE INSTITUTE N/A PC EITHER FOR GENERAL 40 RECTOR STREET, 14TH FLOOR PURPOSES OR AS NEW YORK, NY 10006 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. GRACE INSTITUTE N/A PC EITHER FOR GENERAL 40 RECTOR STREET, 14TH FLOOR PURPOSES OR AS NEW YORK, NY 10006 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. GRACE INSTITUTE N/A PC EITHER FOR GENERAL 40 RECTOR STREET, 14TH FLOOR PURPOSES OR AS NEW YORK, NY 10006 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. GRANTMAKERS FOR EFFECTIVE N/A PC EITHER FOR GENERAL ORGANIZATIONS PURPOSES OR AS 1725 DESALES ST NW, SUITE 404 DESIGNATED BY THE WASHINGTON, DC 20036 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. Total from continuation sheets 

723631 04-01-17 54 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient GRANTMAKERS IN THE ARTS N/A PC EITHER FOR GENERAL 4055 21ST AVE W STE 100 PURPOSES OR AS SEATTLE, WA 98199 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 25,000. GREATER BETHEL INTERDENOMINATIONAL N/A PC EITHER FOR GENERAL CHURCH INC PURPOSES OR AS 215-23 JAMAICA AVE DESIGNATED BY THE QUEENS VILLAGE, NY 11428 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 9,069. GREATER BETHEL INTERDENOMINATIONAL N/A PC EITHER FOR GENERAL CHURCH INC PURPOSES OR AS 215-23 JAMAICA AVE DESIGNATED BY THE QUEENS VILLAGE, NY 11428 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 20,685. GREATER HOUSTON COMMUNITY FOUNDATION N/A PC EITHER FOR GENERAL 5120 WOODWAY DRIVE, SUITE 6000 PURPOSES OR AS HOUSTON, TX 77056 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. GREATER NEW ORLEANS FOUNDATION N/A PC SEE STATEMENT 1055 ST. CHARLES AVENUE, SUITE 100 NEW ORLEANS, LA 70130

780,000. GRENZEBACH GLIER AND ASSOCIATES, INC. N/A NC SEE STATEMENT 401 N. MICHIGAN AVENUE SUITE 2800 CHICAGO, IL 60611

102,170. GREYSTON FOUNDATION, INC. N/A PC EITHER FOR GENERAL 21 PARK AVENUE PURPOSES OR AS YONKERS, NY 10703 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 10,000. GUARDIAN NEWS AND MEDIA LTD N/A NC SEE STATEMENT KING PLACE 90 YORK WAY LONDON, LONDON, UNITED KINGDOM

30,317. GUIDESTAR USA, INC. N/A PC SEE STATEMENT 4801 COURTHOUSE STREET SUITE 220 WILLIAMSBURG, VA 23188-2678

30,000. HABITAT FOR HUMANITY INC. N/A PC EITHER FOR GENERAL 322 W LAMAR ST PURPOSES OR AS AMERICUS, GA 31709 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,200. Total from continuation sheets 

723631 04-01-17 55 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient HABITAT FOR HUMANITY OF METRO N/A PC EITHER FOR GENERAL LOUISVILLE, INC. PURPOSES OR AS 1620 BANK STREET DESIGNATED BY THE LOUISVILLE, KY 40203 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 225. HARAMBEE YOUTH EMPLOYMENT ACCELERATOR N/A PC SEE STATEMENT NPC FIRST FLOOR, 70 FOX STREET JOHANNESBURG, GAUTENG, SOUTH AFRICA 750,000. HATTAWAY COMMUNICATIONS, INC. N/A NC SEE STATEMENT 1717 RHODE ISLAND AVENUE, NW SUITE 650 WASHINGTON, DC 20036

125,000. HAVERFORD COLLEGE N/A PC EITHER FOR GENERAL 370 LANCASTER AVENUE PURPOSES OR AS HAVERFORD, PA 19041 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. HAVERFORD COLLEGE N/A PC EITHER FOR GENERAL 370 LANCASTER AVENUE PURPOSES OR AS HAVERFORD, PA 19041 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 303. HEIFER PROJECT INTERNATIONAL N/A PC EITHER FOR GENERAL 1 WORLD AVE PURPOSES OR AS LITTLE ROCK, AZ 72202-2863 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 360. HENRY VISCARDI SCHOOL N/A PC EITHER FOR GENERAL 201 I U WILLETS RD PURPOSES OR AS ALBERTON, NY 11507-1516 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. HIAS INC N/A PC EITHER FOR GENERAL 411 5TH AVE, SUITE 1006 PURPOSES OR AS NEW YORK, NY 10016 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. HISPANIC FEDERATION INC N/A PC EITHER FOR GENERAL 55 EXCHANGE PLACE 5TH FLOOR PURPOSES OR AS NEW YORK, NY 10005-3301 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. HISPANIC FEDERATION INC N/A PC EITHER FOR GENERAL 55 EXCHANGE PLACE 5TH FLOOR PURPOSES OR AS NEW YORK, NY 10005-3301 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. Total from continuation sheets 

723631 04-01-17 56 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient HISPANIC FEDERATION INC N/A PC EITHER FOR GENERAL 55 EXCHANGE PLACE, 5TH FLOOR PURPOSES OR AS NEW YORK, NY 10005-3301 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. HISPANIC FEDERATION INC N/A PC EITHER FOR GENERAL 55 EXCHANGE PLACE, 5TH FLOOR PURPOSES OR AS NEW YORK, NY 10005-3301 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75.

HISPANIC FEDERATION N/A PC IN SUPPORT OF THE 55 EXCHANGE PLACE, 5TH FLOOR FUNDRAISING EFFORT FOR NEW YORK, NY 10005 PUERTO RICO RECOVERY 50,000. HOPE AND HEROES N/A PC EITHER FOR GENERAL MEDICAL CENTER PURPOSES OR AS 161 FORT WASHINGTON AVENUE DESIGNATED BY THE NEW YORK, NY 10032-3729 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. HOPE FOR NEW YORK N/A PC EITHER FOR GENERAL 1166 AVENUE OF THE AMERICAS, SUITE PURPOSES OR AS 1610 NEW YORK, NY 10036 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,000. HOPEWELL FUND N/A PC SEE STATEMENT 1201 CONNECTICUT AVENUE, NW SUITE 300 WASHINGTON, DC 20036

125,000. HOUSTON FOOD BANK N/A PC EITHER FOR GENERAL 535 PORTWALL ST PURPOSES OR AS HOUSTON, TX 77029-1332 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. HOUSTON HUMANE SOCIETY N/A PC EITHER FOR GENERAL 14700 ALMEDA RD PURPOSES OR AS HOUSTON, TX 77053-4930 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. HRA ADVISORS, INC N/A NC SEE STATEMENT 99 HUDSON STREET, 3RD FLOOR NEW YORK, NY 10013

500,000. HRA ADVISORS, INC N/A NC SEE STATEMENT 99 HUDSON STREET, 3RD FLOOR NEW YORK, NY 10013

3,500. Total from continuation sheets 

723631 04-01-17 57 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient HUDSON RIVER SLOOP CLEARWATER INC N/A PC EITHER FOR GENERAL 724 WOLCOTT AVE PURPOSES OR AS BEACON, NY 12508-4173 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 155. HUMAN NETWORK INTERNATIONAL N/A PC SEE STATEMENT 53335 WISCONSIN AVENUE NW SUITE 440 WASHINGTON, DC 20015

45,000. FOUNDATION, INC N/A PC EITHER FOR GENERAL 695 PARK AVENUE, ROOM EAST 1313 A PURPOSES OR AS NEW YORK, NY 10021 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 20,000. ICE HOCKEY IN HARLEM INC N/A PC EITHER FOR GENERAL 127 W. 127TH ST., SUITE 415 PURPOSES OR AS NEW YORK, NY 10027 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 900. IDENTITY2020 SYSTEMS INC. N/A PC SEE STATEMENT 264 CANAL STREET SUITE 4W NEW YORK, NY 10013

225,000. IDEO LP N/A NC SEE STATEMENT 100 FOREST AVENUE PALO ALTO, CA 94301

240,000. IDEO LP N/A NC SEE STATEMENT 100 FOREST AVENUE PALO ALTO, CA 94301

75,000. IDEO.ORG N/A PC SEE STATEMENT 444 SPEAR STREET, SUITE 213 SAN FRANCISCO, CA 94105

741,350. IDEO.ORG N/A PC SEE STATEMENT 444 SPEAR STREET, SUITE 213 SAN FRANCISCO, CA 94105

205,293. IDFC FOUNDATION N/A PC SEE STATEMENT 3RD FLOOR, MAKHIJA CHAMBERS, 196 TURNER ROAD MUMBAI, MUMBAI, INDIA 400050 150,000. Total from continuation sheets 

723631 04-01-17 58 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient IMENTOR N/A PC EITHER FOR GENERAL 30 BROAD STREET, 9TH FLOOR PURPOSES OR AS NEW YORK, NY 10004 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. IMPACT SHARES CORP. N/A NC SEE STATEMENT 2189 BROKEN BEND FRISCO, TX 75034

200,000. IMPERIAL COLLEGE OF SCIENCE, N/A PC SEE STATEMENT TECHNOLOGY AND MEDICINE SHERFIELD BUILDING SOUTH KENSINGTON LONDON, LONDON, UNITED KINGDOM 289,000. IN OUR BACKYARDS INC N/A PC EITHER FOR GENERAL 540 PRESIDENT STREET, 3RD FL PURPOSES OR AS BROOKLYN, NY 11215 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 90. INCANDESCENT, LLC N/A NC SEE STATEMENT 27 WEST 24TH STREET SUITE 10E NEW YORK, NY 10010

2,275,500. INCANDESCENT, LLC N/A NC SEE STATEMENT 27 WEST 24TH STREET SUITE 10E NEW YORK, NY 10010

1,045,255. INDEPENDENT SECTOR N/A PC SEE STATEMENT 1602 L STREET NW SUITE 900 WASHINGTON, DC 20036

25,000. INITIATIVE FOR A COMPETITIVE INNER N/A PC SEE STATEMENT CITY, INC. 56 WARREN STREET SUITE 300 ROXBURY, MA 02119 50,000. INITIATIVE FOR GLOBAL DEVELOPMENT N/A PC SEE STATEMENT 1130 CONNECTICUT AVE. NW STE 400 WASHINGTON, DC 20036

200,000. INNOVATE-EDUCATE N/A PC EITHER FOR GENERAL P.O. BOX 9919 PURPOSES OR AS SANTE FE, NM 87504 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 50,000. Total from continuation sheets 

723631 04-01-17 59 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INNOVATE-EDUCATE N/A PC SEE STATEMENT 228 GRIFFIN STREET SANTE FE, NM 87501

172,000. INNOVATION NETWORK, INC. N/A PC SEE STATEMENT 1625 K STREET NW, SUITE 1050 WASHINGTON, DC 20006

50,000. INSEAD MANAGEMENT EDUCATION N/A PC EITHER FOR GENERAL FOUNDATION PURPOSES OR AS PO BOX 7555 DESIGNATED BY THE NEW YORK, NY 10150-7555 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. INSTITUTE FOR ADVANCED STUDY N/A PC EITHER FOR GENERAL 1 EINSTEIN DRIVE PURPOSES OR AS PRINCETON, NJ 08540-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60,000. INSTITUTE FOR SOCIAL AND N/A PC SEE STATEMENT ENVIRONMENTAL TRANSITION-INTERNATIONAL 948 NORTH STREET SUITE 7 AND 9 BOULDER, CO 80304 70,000. INSTITUTE FOR SUSTAINABLE COMMUNITIES N/A PC SEE STATEMENT 535 STONE CUTTERS WAY MONTPELIER, VT 05602

24,990. INSTITUTE OF CHARTERED ACCOUNTANTS IN N/A NC SEE STATEMENT ENGLAND AND WALES CHARTERED ACCOUNTANTS HALL, MOORGATE PLACE LONDON, LONDON, UNITED KINGDOM 105,000. INSTITUTE OF INTERNATIONAL EDUCATION, N/A PC SEE STATEMENT INC. 809 PLAZA NEW YORK, NY 10017-3580 1,000,000. INSTITUTE OF INTERNATIONAL EDUCATION, N/A PC SEE STATEMENT INC. 809 UNITED NATIONS PLAZA NEW YORK, NY 10017-3580 750,000. INTELLECAP ADVISORY SERVICES PRIVATE N/A NC SEE STATEMENT LIMITED 10TH FLOOR, UNIT NO. A1002, A BLOCK THE PLATINA GACHIBOWLI HYDERABAD, HYDERABAD, INDIA 327,000. Total from continuation sheets 

723631 04-01-17 60 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INTELLECAP ADVISORY SERVICES PRIVATE N/A NC SEE STATEMENT LIMITED 10TH FLOOR, UNIT NO. A1002, A BLOCK THE PLATINA GACHIBOWLI HYDERABAD, HYDERABAD, INDIA 106,450. INTELLECAP ADVISORY SERVICES PRIVATE N/A NC SEE STATEMENT LIMITED 10TH FLOOR, UNIT NO. A1002, A BLOCK THE PLATINA GACHIBOWLI HYDERABAD, HYDERABAD, INDIA 30,000. INTERACTION: THE AMERICAN COUNCIL FOR N/A PC SEE STATEMENT VOLUNTARY INTERNATIONAL ACTION, INC. 1400 16TH STREET, NW SUITE 210 WASHINGTON, DC 20036 100,000. INTERACTION: THE AMERICAN COUNCIL FOR N/A PC SEE STATEMENT VOLUNTARY INTERNATIONAL ACTION, INC. 1400 16TH STREET, NW SUITE 210 WASHINGTON, DC 20036 15,210. INTERNATIONAL ASSOCIATION OF N/A NC SEE STATEMENT OUTSOURCING PROFESSIONALS 4333 INDIAN DEER ROAD WINDERMERE, FL 34786 30,000. INTERNATIONAL ASSOCIATION OF N/A PC SEE STATEMENT UNIVERSITIES UNESCO HOUSE 1 RUE MIOLLIS PARIS, PARIS, FRANCE 75015 48,370. INTERNATIONAL BANK FOR RECONSTRUCTION N/A GOV SEE STATEMENT AND DEVELOPMENT 1818 H STREET, NW WASHINGTON, DC 20433 3,000,000. INTERNATIONAL BANK FOR RECONSTRUCTION N/A GOV SEE STATEMENT AND DEVELOPMENT 1818 H STREET, NW WASHINGTON, DC 20433 175,000. INTERNATIONAL CENTER FOR RESEARCH ON N/A PC SEE STATEMENT WOMEN 1120 20TH STREET, N.W. SUITE 500 N. WASHINGTON, DC 20036 85,000. INTERNATIONAL CIVIL SOCIETY CENTRE N/A PC TOWARD THE COSTS OF AGRICOLASTRABE 26 LAUNCHING AN INAUGURAL BERLIN, BERLIN, GERMANY 10555 GLOBAL HORIZON SCANNING NETWORK OF INTERNATIONAL NGOS 60,000. Total from continuation sheets 

723631 04-01-17 61 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INTERNATIONAL COMMITTEE OF THE RED N/A PC EITHER FOR GENERAL CROSS PURPOSES OR AS 19 AVENUE DE LA PAIX DESIGNATED BY THE GENEVA, SWITZERLAND ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. INTERNATIONAL COMMITTEE OF THE RED N/A PC EITHER FOR GENERAL CROSS PURPOSES OR AS 19 AVENUE DE LA PAIX DESIGNATED BY THE GENEVA, SWITZERLAND ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,000. INTERNATIONAL CONSERVATION CAUCUS N/A PC EITHER FOR GENERAL FOUNDATION PURPOSES OR AS 1200 POTOMAC STREET NW DESIGNATED BY THE WASHINGTON, DC 20007-3278 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. INTERNATIONAL INSTITUTE FOR N/A PC EITHER FOR GENERAL ENVIRONMENT AND DEVELOPMENT PURPOSES OR AS PO BOX 15163H DESIGNATED BY THE LONDON, UNITED KINGDOM ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 25,000. INTERNATIONAL INSTITUTE OF N/A PC EITHER FOR GENERAL CONNECTICUT PURPOSES OR AS 670 CLINTON AVENUE DESIGNATED BY THE BRIDGEPORT, CT 06605 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. INTERNATIONAL RESCUE COMMITTEE INC N/A PC EITHER FOR GENERAL 122 EAST 42ND STREET PURPOSES OR AS NEW YORK, NY 10168-0002 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. INTERNATIONAL RESCUE COMMITTEE INC N/A PC EITHER FOR GENERAL 122 EAST 42ND STREET PURPOSES OR AS NEW YORK, NY 10168-0002 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. INTERNATIONAL RESCUE COMMITTEE INC N/A PC EITHER FOR GENERAL 122 EAST 42ND STREET PURPOSES OR AS NEW YORK, NY 10168-0002 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. INTERNATIONAL RESCUE COMMITTEE INC N/A PC EITHER FOR GENERAL 122 EAST 42ND STREET PURPOSES OR AS NEW YORK, NY 10168-0002 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. INTERNATIONAL RESCUE COMMITTEE INC N/A PC EITHER FOR GENERAL 122 EAST 42ND STREET PURPOSES OR AS NEW YORK, NY 10168-0002 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. Total from continuation sheets 

723631 04-01-17 62 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INTERNATIONAL RESCUE COMMITTEE INC N/A PC EITHER FOR GENERAL 122 EAST 42ND STREET PURPOSES OR AS NEW YORK, NY 10168-0002 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 72. INTERNATIONAL RESCUE COMMITTEE INC N/A PC EITHER FOR GENERAL 122 EAST 42ND STREET PURPOSES OR AS NEW YORK, NY 10168-0002 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 105. INTERNATIONAL RESCUE COMMITTEE INC N/A PC EITHER FOR GENERAL 122 EAST 42ND STREET PURPOSES OR AS NEW YORK, NY 10168-0002 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. INTERNATIONAL RESCUE COMMITTEE INC N/A PC EITHER FOR GENERAL 122 EAST 42ND STREET PURPOSES OR AS NEW YORK, NY 10168-0002 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. INTERNATIONAL RESCUE COMMITTEE INC N/A PC EITHER FOR GENERAL 122 EAST 42ND STREET PURPOSES OR AS NEW YORK, NY 10168-0002 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. INTERNATIONAL RESCUE COMMITTEE N/A PC SEE STATEMENT 122 EAST 42ND STREET NEW YORK, NY 10168-1289

500,000. INTERNATIONAL RESCUE COMMITTEE, INC. N/A PC EITHER FOR GENERAL 122 EAST 42ND STREET PURPOSES OR AS NEW YORK, NY 10168-0002 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. INVIOLET REPERTORY THEATER COMPANY N/A PC EITHER FOR GENERAL INC PURPOSES OR AS 1302 MCCLELEN WAY DESIGNATED BY THE DECATUR, GA 30033-5632 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. IQBUSINESS PTY LTD N/A NC SEE STATEMENT IQBUSINESS PARK NO 3 THIRD AVENUE SANDTON RIVONIA, RIVONIA, SOUTH AFRICA 150,000. ISLAND INSTITUTE N/A PC EITHER FOR GENERAL P.O. BOX 648 PURPOSES OR AS ROCKLAND, ME 04841 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 25,000. Total from continuation sheets 

723631 04-01-17 63 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient IT TAKES A VILLAGE TO EDUCATE A CHILD N/A PC EITHER FOR GENERAL INC PURPOSES OR AS 55 HILLTOP AVE DESIGNATED BY THE NEW ROCHELLE, NY 10801-2632 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. ITAD LIMITED N/A NC SEE STATEMENT 12 ENGLISH BUSINESS PARK ENGLISH CLOSE HOVE, HOVE, UNITED KINGDOM

100,000. ITAD LIMITED N/A NC SEE STATEMENT 12 ENGLISH BUSINESS PARK ENGLISH CLOSE HOVE, HOVE, UNITED KINGDOM

1,750. JACK STRONG FOUNDATION INC N/A PC EITHER FOR GENERAL PO BOX 370 PURPOSES OR AS BRIDGEPORT, WV 26330-0370 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. JAZZ AT , INC. N/A PC SEE STATEMENT 3 COLUMBUS CIRCLE, 12TH FLOOR NEW YORK, NY 10019

750,000. JESUIT REFUGEE SERVICE USA N/A PC EITHER FOR GENERAL 1016 16TH STREET, NW, SUITE 500 PURPOSES OR AS WASHINGTON, DC 20036 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. JOHNS HOPKINS UNIVERSITY N/A PC SEE STATEMENT 3400 N. CHARLES STREET BALTIMORE, MD 21218

320,000. JOHNS HOPKINS UNIVERSITY N/A PC EITHER FOR GENERAL 3910 KESWICK ROAD N2100 PURPOSES OR AS BALTIMORE, MD 21211-2226 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. JOYCE THEATER FOUNDATION INC N/A PC EITHER FOR GENERAL 175 8TH AVENUE PURPOSES OR AS NEW YORK, NY 10011-1694 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 450. JOYCE THEATER FOUNDATION INC N/A PC EITHER FOR GENERAL 175 8TH AVENUE PURPOSES OR AS NEW YORK, NY 10011-1694 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. Total from continuation sheets 

723631 04-01-17 64 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient JUNIOR LEAGUE OF CITY OF NEW YORK N/A PC EITHER FOR GENERAL 130 E 80TH ST PURPOSES OR AS NEW YORK, NY 10075-0306 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,403. JUNTOS N/A PC EITHER FOR GENERAL 1537 SOUTH 6TH ST 1ST FLOOR PURPOSES OR AS PHILADELPHIA, PA 19147-6549 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. JUNTOS N/A PC EITHER FOR GENERAL 1537 SOUTH 6TH ST 1ST FLOOR PURPOSES OR AS PHILADELPHIA, PA 19147-6549 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. JUNTOS N/A PC EITHER FOR GENERAL 1537 SOUTH 6TH ST 1STH FLOOR PURPOSES OR AS PHILADELPHIA, PA 19147-6549 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. KCRW FOUNDATION INC N/A PC EITHER FOR GENERAL 1900 PICO BLVD PURPOSES OR AS SANTA MONICA, CA 90405-1628 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 144. KENAN-FLAGLER BUSINESS SCHOOL N/A PC EITHER FOR GENERAL FOUNDATION PURPOSES OR AS CAMPUS BOX 3490 MCCOLL BUILDING DESIGNATED BY THE CHAPEL HILL, NC 27599-3440 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,750. KENYA PRIVATE SECTOR ALLIANCE N/A NC SEE STATEMENT P.O. BOX 3556-00100 NAIROBI, NAIROBI, KENYA

850,000. KEYSTONE CENTER N/A PC SEE STATEMENT 1628 STS JOHN ROAD KEYSTONE, CO 80435

125,000. KHOJ INTERNATIONAL ARTISTS N/A PC SEE STATEMENT ASSOCIATION S-17, KHIRKEE EXTENSION NEW DELHI, NEW DELHI, INDIA 110017 40,000. KHOJ INTERNATIONAL ARTISTS N/A PC SEE STATEMENT ASSOCIATION S-17, KHIRKEE EXTENSION NEW DELHI, NEW DELHI, INDIA 110017 22,512. Total from continuation sheets 

723631 04-01-17 65 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient KOIS UK LIMITED N/A NC SEE STATEMENT 34B YORK WAY, IMPACT HUB LONDON, LONDON, UNITED KINGDOM

102,444. KURANTE, LLC N/A NC SEE STATEMENT 708 OCEAN AVE, STE 33 BROOKLYN, NY 11226

45,000. KYNE COMMUNICATIONS, INC. N/A NC SEE STATEMENT 252 W. 37TH STREET, SUITE 500E NEW YORK, NY 10018

125,000. LA PLAZA DE CULTURA Y ARTES N/A PC EITHER FOR GENERAL 501 N MAIN ST PURPOSES OR AS LOS ANGELES, CA 90017-5655 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. LAWYERS ALLIANCE FOR NEW YORK N/A PC EITHER FOR GENERAL 171 MADISON AVENUE, 6TH FLOOR PURPOSES OR AS NEW YORK, NY 10016-5110 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. LEADERSUP N/A PC SEE STATEMENT 2401 ELLIOT AVENUE, SUITE 375 SEATTLE, WA 98107

100,000. LEGAL AID SOCIETY N/A PC EITHER FOR GENERAL 199 WATER STREET PURPOSES OR AS NEW YORK, NY 10038-3526 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. LESBIAN AND GAY COMMUNITY SERVICES N/A PC EITHER FOR GENERAL CENTER INC PURPOSES OR AS 208 W 13TH ST DESIGNATED BY THE NEW YORK, NY 10011-7702 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. LESBIAN AND GAY COMMUNITY SERVICES N/A PC SEE STATEMENT CENTER, INC. 208 WEST 13TH STREET NEW YORK, NY 10011 100,000. LIBERTY HUMANE SOCIETY INC N/A PC EITHER FOR GENERAL 235 JERSEY CITY BLVD PURPOSES OR AS JERSEY CITY, NJ 07305-4635 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 4,080. Total from continuation sheets 

723631 04-01-17 66 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient LIBERTY HUMANE SOCIETY INC N/A PC EITHER FOR GENERAL 235 JERSEY CITY BLVD PURPOSES OR AS JERSEY CITY, NJ 07305-4635 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,000. LINA SRIVASTAVA CONSULTING LLC N/A NC SEE STATEMENT 300 EAST 33RD STREET, NO. 6P NEW YORK, NY 10016

20,000. LINCOLN CENTER FOR THE PERFORMING N/A PC SEE STATEMENT ARTS, INC. 70 LINCOLN CENTER PLAZA NEW YORK, NY 10023-6583 500,000. LINCOLN CENTER THEATER N/A PC EITHER FOR GENERAL 150 W 65TH STREET PURPOSES OR AS NEW YORK, NY 10023 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 90,000. LINCOLN CENTER THEATER N/A PC EITHER FOR GENERAL 150 W 65TH STREET PURPOSES OR AS NEW YORK, NY 10023 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 90,000. LIONS HEAD GLOBAL PARTNERS LLP N/A NC SEE STATEMENT 130 BUCKINGHAM PALACE ROAD LONDON, LONDON, UNITED KINGDOM

160,473. LIONS HEAD GLOBAL PARTNERS LLP N/A NC SEE STATEMENT 130 BUCKINGHAM PALACE ROAD LONDON, LONDON, UNITED KINGDOM

100,000. LIQUID CHURCH N/A PC EITHER FOR GENERAL 299 WEBRO ROAD PURPOSES OR AS PARSIPPANY, NJ 07054 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. LIVING CITIES, INC., THE NATIONAL N/A PC SEE STATEMENT COMMUNITY DEVELOPMENT INITIATIVE 1040 AVENUE OF THE AMERICAS, FLOOR 17 NEW YORK, NY 10018 750,000. LONDON SCHOOL OF ECONOMICS AND N/A PC SEE STATEMENT POLITICAL SCIENCE HOUGHTON STREET LONDON, LONDON, UNITED KINGDOM 21,880. Total from continuation sheets 

723631 04-01-17 67 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient LONG ISLAND BULLDOG RESCUE N/A PC EITHER FOR GENERAL 1254 N COUNTRY RD PURPOSES OR AS STONY BROOK, NY 11790-1923 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. LYMPHOMA RESEARCH FOUNDATION N/A PC EITHER FOR GENERAL 88 PINE STREET, SUITE 2400 PURPOSES OR AS NEW YORK, NY 10005 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. MAGGIE FISCHER MEMORIAL N/A PC EITHER FOR GENERAL 80 IROQUOIS DRIVE PURPOSES OR AS BRIGHTWATERS, NY 11718 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 78. MAHIDOL UNIVERSITY N/A PC SEE STATEMENT 999 PHUTTAMONTHON 4 ROAD SALAYA NAKHON PATHOM, NAKHON PATHOM, THAILAND 73170 100,000. MAKING CENTS INTERNATIONAL, INC. N/A NC SEE STATEMENT 1350 CONNECTICUT AVE., N.W. SUITE 410 WASHINGTON, DC 20036

292,380. MANHATTAN THEATRE CLUB, INC. N/A PC EITHER FOR GENERAL 311 WEST 43RD STREET PURPOSES OR AS NEW YORK, NY 10036-6413 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. MAPLE STREET SCHOOL N/A PC EITHER FOR GENERAL 21 LINCOLN RD PURPOSES OR AS BROOKLYN, NY 11225-3710 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. MAPLE STREET SCHOOL N/A PC EITHER FOR GENERAL 21 LINCOLN RD PURPOSES OR AS BROOKLYN, NY 11225-3710 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. MAPLE STREET SCHOOL N/A PC EITHER FOR GENERAL 21 LINCOLN ROAD PURPOSES OR AS BROOKLYN, NY 11225 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. MARC LUSTGARTEN PANCREATIC CANCER N/A PC EITHER FOR GENERAL FOUNDATION PURPOSES OR AS 415 CROSSWAYS PARK DRIVE, SUITE D DESIGNATED BY THE WOODBURY, NY 11797 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. Total from continuation sheets 

723631 04-01-17 68 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MARC LUSTGARTEN PANCREATIC CANCER N/A PC EITHER FOR GENERAL FOUNDATION PURPOSES OR AS 415 CROSSWAYS PARK DRIVE, SUITE D DESIGNATED BY THE WOODBURY, NY 11797 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. MARIST COLLEGE N/A PC EITHER FOR GENERAL 3399 NORTH RD PURPOSES OR AS POUGHKEPSIE, NY 12601-1350 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. MARTHA'S TABLE N/A PC EITHER FOR GENERAL 2375 ELVANS RD., SE PURPOSES OR AS WASHINGTON, DC 20020 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. MARTHA'S TABLE, INC. N/A PC SEE STATEMENT 2114 14TH STREET, NW WASHINGTON, DC 20009

100,000. MASHABLE, INC. N/A NC SEE STATEMENT 114 FIFTH AVENUE 15TH FLOOR NEW YORK, NY 10011

150,000. MASSACHUSETTS MUSEUM OF CONTEMPORARY N/A PC EITHER FOR GENERAL ART FOUNDATION INC PURPOSES OR AS 1040 MASS MOCA WAY DESIGNATED BY THE NORTH ADAMS, MA 01247 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. MATHEMATICA POLICY RESEARCH, INC. N/A NC SEE STATEMENT 600 ALEXANDER PARK SUITE 100 PRINCETON, NJ 08540

110,000. MATTER UNLIMITED LLC N/A NC SEE STATEMENT 175 VARICK STREET, 8TH FLOOR NEW YORK, NY 10014

190,000. MAXTUDIO, SNC N/A NC SEE STATEMENT PIAZZA MEUCCI 23 ROME, ROME, ITALY 00146

80,000. MAYOR'S FUND TO ADVANCE N/A PC EITHER FOR GENERAL ONE CENTRE STREET, 23RD FLOOR PURPOSES OR AS NEW YORK, NY 10007 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. Total from continuation sheets 

723631 04-01-17 69 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MAYOR'S FUND TO ADVANCE NEW YORK CITY N/A PC SEE STATEMENT 253 BROADWAY 6TH FLOOR NEW YORK, NY 10007

550,000. MCKINSEY AND COMPANY AFRICA PTY LTD N/A NC SEE STATEMENT 88 STELLA STREET, SANDOWN MEWS EAST SANDTON, SANDTON, SOUTH AFRICA

20,040. MCKINSEY AND COMPANY, INC. UNITED N/A NC SEE STATEMENT STATES 55 EAST 52ND STREET NEW YORK, NY 10022 2,450,000. MEDIA IMPACT FUNDERS, INC. N/A PC EITHER FOR GENERAL 200 W WASHINGTON SQ, SUITE 220 PURPOSES OR AS PHILADELPHIA, PA 19106 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 10,000. MEDIC MOBILE, INC. N/A PC SEE STATEMENT 3254 19TH STREET, FLOOR TWO SAN FRANCISCO, CA 94110

100,000. MEETING HOUSE FAMILY CENTER INC N/A PC EITHER FOR GENERAL 133 E 58TH ST STE 705 PURPOSES OR AS NEW YORK, NY 10022-1140 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,250. MEMORIAL SLOAN KETTERING CANCER N/A PC EITHER FOR GENERAL CENTER PURPOSES OR AS 1275 YORK AVENUE DESIGNATED BY THE NEW YORK, NY 10065 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. MEMORIAL SLOAN KETTERING CANCER N/A PC EITHER FOR GENERAL CENTER PURPOSES OR AS 1275 YORK AVENUE DESIGNATED BY THE NEW YORK, NY 10065 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. MEMORIAL SLOAN KETTERING CANCER N/A PC EITHER FOR GENERAL CENTER PURPOSES OR AS 1275 YORK AVENUE DESIGNATED BY THE NEW YORK, NY 10065 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 180. MERCY CORPS N/A PC EITHER FOR GENERAL 45 SW ANKENY ST PURPOSES OR AS PORTLAND, OR 97204-3504 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. Total from continuation sheets 

723631 04-01-17 70 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MERCY MEDICAL CENTER INC N/A PC EITHER FOR GENERAL 301 ST PAUL PLACE PURPOSES OR AS BALTIMORE, MD 21202-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. MERIDIAN INSTITUTE N/A PC SEE STATEMENT 105 VILLAGE PLACE PO BOX 1829 DILLON, CO 80435

200,000. METROPOLITAN OPERA ASSOCIATION INC N/A PC EITHER FOR GENERAL 30 LINCOLN CENTER PURPOSES OR AS NEW YORK, NY 10023-6922 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. METROPOLITAN OPERA ASSOCIATION INC N/A PC EITHER FOR GENERAL 30 LINCOLN CENTER PURPOSES OR AS NEW YORK, NY 10023-6922 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 22,500. METROPOLITAN YMCA OF THE ORANGES INC N/A PC EITHER FOR GENERAL 139 E MCCLELLAN AVE PURPOSES OR AS LIVINGSTON, NJ 07039-1320 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. METROWEST YMCA N/A PC EITHER FOR GENERAL 280 OLD CONNECTICUT PATH PURPOSES OR AS NEW YORK, MA 01701-4539 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 4,500. MICHAEL J FOX FOUNDATION FOR N/A PC EITHER FOR GENERAL PARKINSONS RESEARCH PURPOSES OR AS PO BOX 4777 DESIGNATED BY THE NEW YORK, NY 10163-4777 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 9,000. MICHAEL J FOX FOUNDATION FOR N/A PC EITHER FOR GENERAL PARKINSONS RESEARCH PURPOSES OR AS PO BOX 4777 DESIGNATED BY THE NEW YORK, NY 10163-4777 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. MILAN INNOVINCY B.V. N/A NC SEE STATEMENT KAPTEYNSTRAAT 1 NOORDWIJK, NOORDWIJK, NETHERLANDS

97,840. MISSION HUB LLC N/A NC SEE STATEMENT 901 MISSION STREET, SUITE 105 SAN FRANCISCO, CA 94103

3,000. Total from continuation sheets 

723631 04-01-17 71 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MONITOR GOVERNMENT VENTURE SERVICES, N/A NC SEE STATEMENT LLC 444 SPEAR STREET SUITE 210 SAN FRANCISCO, CA 94105 25,000. MORE ART, INC. N/A PC EITHER FOR GENERAL 71 NASSAU STREET, STE 13A PURPOSES OR AS NEW YORK, NY 10038 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,000. MOREHEAD-CAIN SCHOLARSHIP FUND N/A PC EITHER FOR GENERAL PO BOX 690 PURPOSES OR AS CHAPEL HILL, NC 27514-0690 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. MOTHER CAROLINE ACADEMY EDUCATION N/A PC EITHER FOR GENERAL CENTER PURPOSES OR AS 515 BLUE HILL AVE DESIGNATED BY THE DORCHESTER, MA 02121 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. MOTHERS AGAINST DRUNK DRIVING N/A PC EITHER FOR GENERAL 511 CARPENTER ST STE 700 PURPOSES OR AS IRVING, TX 75062-3983 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. MOUNT SINAI HOSPITAL N/A PC EITHER FOR GENERAL ONE GUSTAVE L LEVY PLACE BOX 1049 PURPOSES OR AS NEW YORK, NY 10029 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. MOUNT SINAI HOSPITAL N/A PC EITHER FOR GENERAL ONE GUSTAVE L LEVY PLACE BOX 1049 PURPOSES OR AS NEW YORK, NY 10029 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. MOUNT SINAI HOSPITAL N/A PC EITHER FOR GENERAL ONE GUSTAVE L LEVY PLACE BOX 1049 PURPOSES OR AS NEW YORK, NY 10029 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. MOUNT SINAI HOSPITAL N/A PC EITHER FOR GENERAL ONE GUSTAVE L LEVY PLACE, BOX 1049 PURPOSES OR AS NEW YORK, NY 10029 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. MOVEMBER FOUNDATION N/A PC EITHER FOR GENERAL PO BOX 1595 PURPOSES OR AS CULVER CITY, CA 90232 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 154. Total from continuation sheets 

723631 04-01-17 72 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MR. PRANAB KISHORE DAS NONE I TO PROVIDE A CASH PK DAS AND ASSOC, SANKALP, 5TH FL PLT PRIZE TO ONE OF THE NO 1040, OFF SAYANI RD MUMBAI, RECIPIENTS OF THE MAHARASHTRA, INDIA ROCKEFELLER FOUNDATION 2016 JANE JACOBS MEDAL 100,000. MUNICIPAL ART SOCIETY OF NEW YORK N/A PC SEE STATEMENT 488 MADISON AVENUE SUITE 1900 NEW YORK, NY 10022

20,000. N/A PC EITHER FOR GENERAL 11 WEST 53 ST. PURPOSES OR AS NEW YORK, NY 10019 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 249. MUSEUM OF MODERN ART N/A PC EITHER FOR GENERAL 11 WEST 53 ST. PURPOSES OR AS NEW YORK, NY 10019 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 249. MUSLIM ADVOCATES N/A PC EITHER FOR GENERAL P.O. BOX 71080 PURPOSES OR AS OAKLAND, CA 94612 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,503. MUSLIM ADVOCATES N/A PC EITHER FOR GENERAL P.O. BOX 71080 PURPOSES OR AS OAKLAND, CA 94612 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,503. NATIONAL ACADEMY OF SCIENCES N/A PC SEE STATEMENT 500 FIFTH STREET, NW WASHINGTON, DC 20001

10,000. NATIONAL ASSOCIATION OF CORPORATE N/A PC SEE STATEMENT DIRECTORS 2001 PENNSYLVANIA AVE NW, SUITE 500 WASHINGTON, DC 20006 60,000. NATIONAL AUDUBON SOCIETY N/A PC EITHER FOR GENERAL 225 VARICK STREET, 7TH FLOOR PURPOSES OR AS NEW YORK, NY 10014 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. NATIONAL AUDUBON SOCIETY N/A PC EITHER FOR GENERAL 225 VARICK STREET, 7TH FLOOR PURPOSES OR AS NEW YORK, NY 10014 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. Total from continuation sheets 

723631 04-01-17 73 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NATIONAL AUDUBON SOCIETY N/A PC EITHER FOR GENERAL 225 VARICK STREET, 7TH FLOOR PURPOSES OR AS NEW YORK, NY 10014 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. NATIONAL CENTER FOR CIVIC INNOVATION N/A PC SEE STATEMENT 121 AVENUE OF THE AMERICAS, 6TH FLOOR NEW YORK, NY 10013

125,000. NATIONAL CHILD RESEARCH CENTER N/A PC EITHER FOR GENERAL 3209 HIGHLAND PL NW PURPOSES OR AS WASHINGTON, DC 20008-3232 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. NATIONAL COMMITTEE FOR RESPONSIVE N/A PC SEE STATEMENT PHILANTHROPY 1900 L STREET NW, SUITE 825 WASHINGTON, DC 20036 75,000. NATIONAL COMMITTEE FOR RESPONSIVE N/A PC SEE STATEMENT PHILANTHROPY 1900 L STREET NW, SUITE 825 WASHINGTON, DC 20036 75,000. NATIONAL EATING DISORDERS ASSOCIATION N/A PC EITHER FOR GENERAL 165 W 46TH ST STE 402 PURPOSES OR AS NEW YORK, NY 10036-2522 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 105. NATIONAL MULTIPLE SCLEROSIS SOCIETY N/A PC EITHER FOR GENERAL 733 3RD AVE FL 3 PURPOSES OR AS NEW YORK, NY 10017-3211 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. NATIONAL MULTIPLE SCLEROSIS SOCIETY N/A PC EITHER FOR GENERAL 733 3RD AVE FL 3 PURPOSES OR AS NEW YORK, NY 10017-3211 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. NATIONAL NETWORK FOR IMMIGRANT AND N/A PC EITHER FOR GENERAL REFUGEE RIGHTS PURPOSES OR AS 310 8TH ST. STE. 310 DESIGNATED BY THE OAKLAND, CA 94607 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. NATIONAL PARK FOUNDATION N/A PC EITHER FOR GENERAL 1201 EYE STREET NW, SUITE 550B PURPOSES OR AS WASHINGTON, DC 20005-3544 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. Total from continuation sheets 

723631 04-01-17 74 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NATIONAL PARTNERSHIP FOR WOMEN AND N/A PC EITHER FOR GENERAL CHILDREN PURPOSES OR AS 1875 CONNECTICUT AVE NW, SUITE 650 DESIGNATED BY THE WASHINGTON, DC 20009 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. NATIONAL PUBLIC RADIO, INC. N/A PC SEE STATEMENT 1111 NORTH CAPITOL STREET NE WASHINGTON, DC 20002

200,000. NATIONAL SPAY ALLIANCE FOUNDATION N/A PC EITHER FOR GENERAL 2518 CLEVELAND HWY STE 15 PURPOSES OR AS DALTON, GA 30721-2131 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 707. NATURAL RESOURCES DEFENSE COUNCIL, N/A PC SEE STATEMENT INC. 40 WEST 20TH STREET NEW YORK, NY 10011 1,050,000. NATURAL RESOURCES DEFENSE COUNCIL, N/A PC SEE STATEMENT INC. 40 WEST 20TH STREET NEW YORK, NY 10011 346,151. NEIGHBORS TOGETHER CORP N/A PC EITHER FOR GENERAL 2094 FULTON ST PURPOSES OR AS BROOKLYN, NY 11233-6009 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,003. NEIGHBORS TOGETHER CORP N/A PC EITHER FOR GENERAL 2094 FULTON ST PURPOSES OR AS BROOKLYN, NY 11233-6009 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,003. NETWORK FOR TEACHING ENTREPRENEURSHIP N/A PC EITHER FOR GENERAL 120 WALL STREET, 18TH FLOOR PURPOSES OR AS NEW YORK, NY 10005 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. NEW ALTERNATIVES FOR LGBT HOMELESS N/A PC EITHER FOR GENERAL YOUTH INC PURPOSES OR AS 410 W 40TH ST DESIGNATED BY THE NEW YORK, NY 10018 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. NEW AMERICA FOUNDATION N/A PC SEE STATEMENT 740 15TH STREET NW, SUITE 900 WASHINGTON, DC 20005

475,000. Total from continuation sheets 

723631 04-01-17 75 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NEW AMERICA FOUNDATION N/A PC SEE STATEMENT 740 15TH STREET NW, SUITE 900 WASHINGTON, DC 20005

197,500. NEW AMERICAN LEADERS N/A PC EITHER FOR GENERAL 25 WEST 39TH STREET PURPOSES OR AS NEW YORK, NY 10018 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. NEW AMERICAN LEADERS N/A PC EITHER FOR GENERAL 25 WEST 39TH STREET PURPOSES OR AS NEW YORK, NY 10018 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. NEW JERSEY AUDUBON SOCIETY N/A PC EITHER FOR GENERAL 9 HARDSCRABBLE RD PURPOSES OR AS BERNARDSVILLE, NJ 07924-1303 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. NEW VENTURE FUND N/A PC EITHER FOR GENERAL 1201 CONNECTICUT AVE NW - STE PURPOSES OR AS WASHINGTON, DC 20036-2605 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. NEW VENTURE FUND N/A PC EITHER FOR GENERAL 1201 CONNECTICUT AVE NW - STE PURPOSES OR AS WASHINGTON, DC 20036-2605 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. NEW VENTURE FUND N/A PC SEE STATEMENT 1201 CONNECTICUT AVE. NW SUITE 300 WASHINGTON, DC 20036

1,700,000. NEW VENTURE FUND N/A PC FOR USE BY CO-IMPACT, 1201 CONNECTICUT AVE. NW SUITE 300 A GLOBAL COLLABORATIVE WASHINGTON, DC 20036 FOR SYSTEMS CHANGE, TOWARD ITS OPERATIONAL COSTS 800,000. NEW VENTURE FUND N/A PC SEE STATEMENT 1201 CONNECTICUT AVE. NW SUITE 300 WASHINGTON, DC 20036

400,000. NEW VENTURE FUND N/A PC SEE STATEMENT 1201 CONNECTICUT AVE. NW SUITE 300 WASHINGTON, DC 20036

150,000. Total from continuation sheets 

723631 04-01-17 76 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NEW VENTURE FUND N/A PC SEE STATEMENT 1201 CONNECTICUT AVE. NW SUITE 300 WASHINGTON, DC 20036

125,000. NEW VENTURE FUND N/A PC SEE STATEMENT 1201 CONNECTICUT AVE. NW SUITE 300 WASHINGTON, DC 20036

50,000. NEW WOMEN NEW YORKERS INC N/A PC EITHER FOR GENERAL 601 WEST 26TH STREET, SUITE 325 SUITE PURPOSES OR AS 99 NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. NEW WOMEN NEW YORKERS INC N/A PC EITHER FOR GENERAL 601 W 26TH STREET, STE 325-99 PURPOSES OR AS NEW YORK, NY 10001-1101 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 90. NEW YORK ACADEMY OF SCIENCES N/A PC EITHER FOR GENERAL 250 GREENWICH STREET, 40TH FLOOR PURPOSES OR AS NEW YORK, NY 10007 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 25,000. NEW YORK BOTANICAL GARDEN N/A PC EITHER FOR GENERAL 2900 SOUTHERN BLVD PURPOSES OR AS BRONX, NY 10458-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 315. NEW YORK CITY BALLET, INC. N/A PC EITHER FOR GENERAL 20 LINCOLN PLAZA, ROOM 307 PURPOSES OR AS NEW YORK, NY 10023-6913 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. NEW YORK CITY MEALS-ON-WHEELS N/A PC EITHER FOR GENERAL 355 LEXINGTON AVE FL 3 PURPOSES OR AS NEW YORK, NY 10017-6603 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,016. NEW YORK FOUNDATION FOR ARCHITECTURE, N/A PC SEE STATEMENT INC. 536 LAGUARDIA PLACE NEW YORK, NY 10012 210,000. NEW YORK FOUNDATION FOR THE ARTS, N/A PC EITHER FOR GENERAL INC. PURPOSES OR AS 20 JAY STREET, SUITE 740 DESIGNATED BY THE BROOKLYN, NY 11201 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. Total from continuation sheets 

723631 04-01-17 77 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NEW YORK GILBERT SULLIVAN PLAYERS INC N/A PC EITHER FOR GENERAL 225 W. 99TH ST. PURPOSES OR AS NEW YORK, NY 10025 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. NEW YORK GILBERT SULLIVAN PLAYERS INC N/A PC EITHER FOR GENERAL 225 W. 99TH ST. PURPOSES OR AS NEW YORK, NY 10025 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. NEW YORK LAW SCHOOL N/A PC EITHER FOR GENERAL 57 WORTH STREET, 3RD FLOOR PURPOSES OR AS NEW YORK, NY 10013-2921 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. NEW YORK LAW SCHOOL N/A PC EITHER FOR GENERAL 57 WORTH STREET, 3RD FLOOR PURPOSES OR AS NEW YORK, NY 10013-2921 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,475. NEW YORK LAW SCHOOL N/A PC EITHER FOR GENERAL 57 WORTH STREET, 3RD FLOOR PURPOSES OR AS NEW YORK, NY 10013-2921 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,900. NEW YORK LAW SCHOOL N/A PC EITHER FOR GENERAL 57 WORTH STREET, 3RD FLOOR PURPOSES OR AS NEW YORK, NY 10013-2921 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 315. NEW YORK PUBLIC RADIO N/A PC EITHER FOR GENERAL 160 VARICK STREET PURPOSES OR AS NEW YORK, NY 10013-1220 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,200. NEW YORK PUBLIC RADIO N/A PC EITHER FOR GENERAL 160 VARICK STREET PURPOSES OR AS NEW YORK, NY 10013-1220 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 303. NEW YORK PUBLIC RADIO N/A PC EITHER FOR GENERAL 160 VARICK STREET PURPOSES OR AS NEW YORK, NY 10013-1220 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 303. NEW YORK PUBLIC RADIO N/A PC EITHER FOR GENERAL 160 VARICK STREET PURPOSES OR AS NEW YORK, NY 10013-1220 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 360. Total from continuation sheets 

723631 04-01-17 78 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NEW YORK PUBLIC RADIO N/A PC EITHER FOR GENERAL 160 VARICK STREET PURPOSES OR AS NEW YORK, NY 10013-1220 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 360. NEW YORK PUBLIC RADIO N/A PC EITHER FOR GENERAL 160 VARICK STREET PURPOSES OR AS NEW YORK, NY 10013-1220 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 360. NEW YORK PUBLIC RADIO N/A PC SEE STATEMENT 160 VARICK STREET NEW YORK, NY 10013-1270

100,000. NEW YORK ROAD RUNNERS INC N/A PC EITHER FOR GENERAL 156 W 56TH STREET, 3RD FLOOR PURPOSES OR AS NEW YORK, NY 10019 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. NEW YORK ROAD RUNNERS INC N/A PC EITHER FOR GENERAL 156 W 56TH STREET, 3RD FLOOR PURPOSES OR AS NEW YORK, NY 10019 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. NEW YORK ROAD RUNNERS INC N/A PC EITHER FOR GENERAL 156 W 56TH STREET, 3RD FLOOR PURPOSES OR AS NEW YORK, NY 10019 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. NEW YORK SHAKESPEARE FESTIVAL N/A PC EITHER FOR GENERAL 425 LAFAYETTE ST PURPOSES OR AS NEW YORK, NY 10003-7021 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 5,175. NEW YORK SHAKESPEARE FESTIVAL N/A PC EITHER FOR GENERAL 425 LAFAYETTE ST PURPOSES OR AS NEW YORK, NY 10003-7021 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. NEW YORK SHAKESPEARE FESTIVAL N/A PC EITHER FOR GENERAL 425 LAFAYETTE ST PURPOSES OR AS NEW YORK, NY 10003-7021 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. NEW YORK SHAKESPEARE FESTIVAL N/A PC EITHER FOR GENERAL 425 LAFAYETTE ST PURPOSES OR AS NEW YORK, NY 10003-7021 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 5,175. Total from continuation sheets 

723631 04-01-17 79 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NEW YORK SHAKESPEARE FESTIVAL N/A PC EITHER FOR GENERAL 425 LAFAYETTE STREET PURPOSES OR AS NEW YORK, NY 10003 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. NEW YORK TIMES COMPANY N/A NC SEE STATEMENT 620 EIGHTH AVENUE NEW YORK, NY 10036-3959

325,000. NEW YORK UNIVERSITY N/A PC EITHER FOR GENERAL 25 WEST 4TH STREET, 4TH FLOOR PURPOSES OR AS NEW YORK, NY 10012 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. NEW YORK UNIVERSITY N/A PC EITHER FOR GENERAL 25 WEST 4TH STREET, 4TH FLOOR PURPOSES OR AS NEW YORK, NY 10012 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,503. NEW YORK UNIVERSITY N/A PC SEE STATEMENT 655 BROADWAY ROOM 801 NEW YORK, NY 10012

400,000. NEW YORK UNIVERSITY N/A PC SEE STATEMENT 655 BROADWAY ROOM 801 NEW YORK, NY 10012

160,000. NEW YORKERS FOR PARKS N/A PC SEE STATEMENT 55 BROAD STREET 23RD FLOOR NEW YORK, NY 10004

75,000. NEWARK PUBLIC RADIO INC N/A PC EITHER FOR GENERAL 54 PARK PL PURPOSES OR AS NEWARK, NJ 07102-4302 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. NONPROFIT FINANCE FUND N/A PC EITHER FOR GENERAL 5 HANOVER SQUARE NINTH FLOOR PURPOSES OR AS NEW YORK, NY 10004 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. NONPROFIT FINANCE FUND N/A PC EITHER FOR GENERAL 5 HANOVER SQUARE NINTH FLOOR PURPOSES OR AS NEW YORK, NY 10004 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. Total from continuation sheets 

723631 04-01-17 80 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NON-PROFIT TECHNOLOGY ENTERPRISE N/A PC EITHER FOR GENERAL NETWORK PURPOSES OR AS 621 SW ALDER ST STE 310 DESIGNATED BY THE PORTLAND, OR 97205-3634 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. NON-PROFIT TECHNOLOGY ENTERPRISE N/A PC EITHER FOR GENERAL NETWORK PURPOSES OR AS 621 SW ALDER ST, STE 310 DESIGNATED BY THE PORTLAND, OR 97205-3634 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. NORMAN ROCKWELL MUSEUM AT STOCKBRIDGE N/A PC EITHER FOR GENERAL INC PURPOSES OR AS 9 GLENDALE RD DESIGNATED BY THE STOCKBRIDGE, MA 01262-9702 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. NORTHWESTERN UNIVERSITY N/A PC EITHER FOR GENERAL 1201 DAVIS ST., RM. 1-400 PURPOSES OR AS EVANSTON, IL 60201 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 23,250. NORTHWESTERN UNIVERSITY N/A PC EITHER FOR GENERAL 1201 DAVIS ST., RM. 1-400 PURPOSES OR AS EVANSTON, IL 60201 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 23,250. NORTHWESTERN UNIVERSITY N/A PC SEE STATEMENT 633 CLARK STREET EVANSTON, IL 60208

220,000. OCEANA INC N/A PC EITHER FOR GENERAL 1350 CONNECTICUT AVE NW FL 5 PURPOSES OR AS WASHINGTON, DC 20036-1727 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. OGILVY AND MATHER GROUP HOLDINGS N/A NC SEE STATEMENT LIMITED SEA CONTAINERS, 18 UPPER GROUND LONDON, LONDON, UNITED KINGDOM 210,000. OGILVY PUBLIC RELATIONS WORLDWIDE N/A NC SEE STATEMENT INC. 636 11TH AVENUE NEW YORK, NY 10036 200,000. OHIO STATE UNIVERSITY FOUNDATION N/A PC EITHER FOR GENERAL 1480 W LANE AVE PURPOSES OR AS COLUMBUS, OH 43221 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 533. Total from continuation sheets 

723631 04-01-17 81 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient OIL CHANGE INTERNATIONAL N/A PC EITHER FOR GENERAL 714 G STREET SE SUITE 202 PURPOSES OR AS MT RANIER, DC 20003-2883 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. OIL CHANGE INTERNATIONAL N/A PC EITHER FOR GENERAL 714 G STREET SE SUITE 202 PURPOSES OR AS WASHINGTON, DC 20003 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. ONE ACRE FUND N/A PC EITHER FOR GENERAL 80 BROAD ST, SUITE 2500 PURPOSES OR AS NEW YORK, NY 10004 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. ONFRONTIERS INC. N/A NC SEE STATEMENT 1407 BROADWAY 24TH FLOOR NEW YORK, NY 10018

350,000. OPEN SPACE INSTITUTE LAND TRUST N/A PC EITHER FOR GENERAL 291 HUDSON AVENUE, SUITE B PURPOSES OR AS ALBANY, NY 12210 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 25,000. ORGANIZATIONAL RESEARCH SERVICES, N/A NC SEE STATEMENT INC. 1100 OLIVE WAY SUITE 1350 SEATTLE, WA 98101 2,000. OVE ARUP AND PARTNERS INTERNATIONAL N/A NC SEE STATEMENT LIMITED 13 FITZROY STREET LONDON, LONDON, UNITED KINGDOM 332,943. OVE ARUP AND PARTNERS INTERNATIONAL N/A NC SEE STATEMENT LIMITED 13 FITZROY STREET LONDON, LONDON, UNITED KINGDOM 300,000. OXFAM-AMERICA INC N/A PC EITHER FOR GENERAL 226 CAUSEWAY ST FL 5 PURPOSES OR AS BOSTON, MA 02114-2155 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. PACIFIC INSTITUTE FOR STUDIES IN N/A PC SEE STATEMENT DEVELOPMENT, ENVIRONMENT AND SECURITY 654 13TH STEET OAKLAND, CA 94612 150,000. Total from continuation sheets 

723631 04-01-17 82 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PAMOJA MEDIA EAST AFRICA LIMITED N/A NC SEE STATEMENT APT 4 KINDARUMA LANE NAIROBI, NAIROBI, KENYA

5,000. PAN MASSACHUSETTS CHALLENGE, INC N/A PC EITHER FOR GENERAL 77 4TH AVENUE PURPOSES OR AS NEEDHAM, MA 02494 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. PAN MASSACHUSETTS CHALLENGE, INC N/A PC EITHER FOR GENERAL 77 4TH AVENUE PURPOSES OR AS NEEDHAM, MA 02494 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. PAN MASSACHUSETTS CHALLENGE, INC N/A PC EITHER FOR GENERAL 77 4TH AVENUE PURPOSES OR AS NEEDHAM, MA 02494 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. PAN MASSACHUSETTS CHALLENGE, INC N/A PC EITHER FOR GENERAL 77 4TH AVENUE PURPOSES OR AS NEEDHAM, MA 02494 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. PAN MASSACHUSETTS CHALLENGE, INC N/A PC EITHER FOR GENERAL 77 4TH AVENUE PURPOSES OR AS NEEDHAM, MA 02494 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. PANORAMA GLOBAL N/A PC SEE STATEMENT 117 EAST LOUISA STREET SEATTLE, WA 98102

332,500. PARK SLOPE CHRISTIAN HELP INC N/A PC EITHER FOR GENERAL 200 4TH AVENUE PURPOSES OR AS BROOKLYN, NY 11217-3180 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. PARK SLOPE CHRISTIAN HELP INC N/A PC EITHER FOR GENERAL 200 4TH AVENUE PURPOSES OR AS BROOKLYN, NY 11217-3180 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000.

PATHNORTH, INC. N/A PC IN SUPPORT OF ITS 2018 1717 RHODE ISLAND AVENUE NW SUITE 700 ANNUAL GATHERING TO BE WASHINGTON, DC 20036 HELD IN NEW ORLEANS 150,000. Total from continuation sheets 

723631 04-01-17 83 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PEAK GRANTMAKING N/A PC EITHER FOR GENERAL 1666 K STREET, NW, SUITE 440 PURPOSES OR AS WASHINGTON, DC 20006 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 10,000. PEAK GRANTMAKING INC. N/A PC EITHER FOR GENERAL 1666 K STREET, NW, SUITE 440 PURPOSES OR AS WASHINGTON, DC 20006 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 10,000. PER SCHOLAS, INC. N/A PC EITHER FOR GENERAL 804 EAST 138TH STREET, 2ND FLOOR PURPOSES OR AS BRONX, NY 10454 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,092. PER SCHOLAS, INC. N/A PC EITHER FOR GENERAL 804 EAST 138TH STREET, 2ND FLOOR PURPOSES OR AS BRONX, NY 10454 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,478. PERFORMANCE ZONE, INC DBA THE FIELD N/A PC EITHER FOR GENERAL 75 MAIDEN LANE STE 906 PURPOSES OR AS NEW YORK, NY 10038-4626 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. PERFORMANCE ZONE, INC. N/A PC EITHER FOR GENERAL 75 MAIDEN LN STE 906 PURPOSES OR AS NEW YORK, NY 10038 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. PERSON TO PERSON INC N/A PC EITHER FOR GENERAL 1864 POST RD PURPOSES OR AS DARIEN, CT 06820-5802 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. PERSON TO PERSON INC N/A PC EITHER FOR GENERAL 1864 POST RD PURPOSES OR AS DARIEN, CT 06820-5802 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. PETS ARE WONDERFUL SUPPORT INC N/A PC EITHER FOR GENERAL 240 KENT AVENUE 2ND FLOOR PURPOSES OR AS BROOKLYN, NY 11249-4121 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 317. PHILANTHROPY NEW YORK INC N/A PC EITHER FOR GENERAL 1500 BROADWAY 7TH FLOOR PURPOSES OR AS NEW YORK, NY 10036-4055 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. Total from continuation sheets 

723631 04-01-17 84 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PHILANTHROPY NEW YORK, INC. N/A PC SEE STATEMENT 1500 BROADWAY, 7TH FLOOR FOURTH FLOOR NEW YORK, NY 10036

40,000. PHYSICIANS FOR REPRODUCTIVE CHOICE N/A PC EITHER FOR GENERAL AND HEALTH PURPOSES OR AS 55 W 39TH STREET, SUITE 1001 DESIGNATED BY THE NEW YORK, NY 10018 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 8,250. PHYSICIANS FOR REPRODUCTIVE HEALTH N/A PC EITHER FOR GENERAL INC PURPOSES OR AS 1430 BROADWAY, SUITE 1614 DESIGNATED BY THE NEW YORK, NY 10018 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. PHYSICIANS FOR REPRODUCTIVE HEALTH N/A PC EITHER FOR GENERAL INC PURPOSES OR AS 1430 BROADWAY, SUITE 1614 DESIGNATED BY THE NEW YORK, NY 10018 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. PIERPONT MORGAN LIBRARY N/A PC EITHER FOR GENERAL 225 MADISON AVENUE PURPOSES OR AS NEW YORK, NY 10016-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 270. PIERPONT MORGAN LIBRARY N/A PC EITHER FOR GENERAL 225 MADISON AVENUE PURPOSES OR AS NEW YORK, NY 10016-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 270. PLANNED PARENTHOOD FEDERATION OF N/A PC EITHER FOR GENERAL AMERICA PURPOSES OR AS 123 WILLIAM STREET, 10TH FL. DESIGNATED BY THE NEW YORK, NY 10038 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. PLANNED PARENTHOOD FEDERATION OF N/A PC EITHER FOR GENERAL AMERICA PURPOSES OR AS 123 WILLIAM STREET, 10TH FL. DESIGNATED BY THE NEW YORK, NY 10038 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. PLANNED PARENTHOOD FEDERATION OF N/A PC EITHER FOR GENERAL AMERICA PURPOSES OR AS 123 WILLIAM STREET, 10TH FL. DESIGNATED BY THE NEW YORK, NY 10038 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. PLANNED PARENTHOOD FEDERATION OF N/A PC EITHER FOR GENERAL AMERICA PURPOSES OR AS 123 WILLIAM STREET, 10TH FL. DESIGNATED BY THE NEW YORK, NY 10038 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 105. Total from continuation sheets 

723631 04-01-17 85 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PLANNED PARENTHOOD FEDERATION OF N/A PC EITHER FOR GENERAL AMERICA PURPOSES OR AS 123 WILLIAM STREET, 10TH FL. DESIGNATED BY THE NEW YORK, NY 10038 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. PLANNED PARENTHOOD FEDERATION OF N/A PC EITHER FOR GENERAL AMERICA PURPOSES OR AS 123 WILLIAM STREET, 10TH FL. DESIGNATED BY THE NEW YORK, NY 10038 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,200. PLANNED PARENTHOOD FEDERATION OF N/A PC EITHER FOR GENERAL AMERICA PURPOSES OR AS 123 WILLIAM STREET, 10TH FL. DESIGNATED BY THE NEW YORK, NY 10038 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. PLANNED PARENTHOOD FEDERATION OF N/A PC EITHER FOR GENERAL AMERICA PURPOSES OR AS 123 WILLIAM STREET, 10TH FL. DESIGNATED BY THE NEW YORK, NY 10038 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 105. PLANNED PARENTHOOD FEDERATION OF N/A PC EITHER FOR GENERAL AMERICA PURPOSES OR AS 123 WILLIAM STREET, 10TH FL. DESIGNATED BY THE NEW YORK, NY 10038 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,050. PLANNED PARENTHOOD OF METROPOLITAN N/A PC EITHER FOR GENERAL WASHINGTON DC INC. PURPOSES OR AS 1225 4TH ST., NE DESIGNATED BY THE WASHINGTON, DC 20002 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375.

POLICYLINK N/A PC IN SUPPORT OF EQUITY 1438 WEBSTER STREET, SUITE 303 SUMMIT 2018 OAKLAND, CA 94612 50,000. POLY PREP COUNTRY DAY SCHOOL N/A PC EITHER FOR GENERAL 9216 SEVENTH AVENUE, POLY PREP PURPOSES OR AS COUNTRY DAY SCHOOL DEVELOPMENT OFFICE DESIGNATED BY THE BROOKLYN, NY 11228 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. POSSIBILITIES AFRICA N/A PC EITHER FOR GENERAL PO BOX 209 PURPOSES OR AS ELKHORN, NE 68022 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 30,000. POSSIBILITIES AFRICA N/A PC EITHER FOR GENERAL PO BOX 209 PURPOSES OR AS ELKHORN, NE 68022 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. Total from continuation sheets 

723631 04-01-17 86 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient POST ROAD FOUNDATION N/A PC SEE STATEMENT 1935 ADDISON STREET, SUITE A BERKELEY, CA 94704

150,000. PRABHAT EDUCATION FOUNDATION N/A PC SEE STATEMENT B1002 RUSHIN TOWERS, OPP STAR BAZAAR SATELLITE ROAD GUJARAT, GUJARAT, INDIA 380015 140,000. PRACHAKOM YAN KADEEJEEN-KHOLNGSAN N/A PC EITHER FOR GENERAL FOUNDATION PURPOSES OR AS 276 THESSABAN SAI 2 RD DESIGNATED BY THE BANGKOK, BANGKOK, THAILAND ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. PRESBYTERIAN CHURCH OF UPPER N/A PC EITHER FOR GENERAL MONTCLAIR PURPOSES OR AS 53 NORWOOD AVE DESIGNATED BY THE MONTCLAIR, NJ 07043 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,920. PRESBYTERIAN CHURCH OF UPPER N/A PC EITHER FOR GENERAL MONTCLAIR PURPOSES OR AS 53 NORWOOD AVE DESIGNATED BY THE MONTCLAIR, NJ 07043 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 13,350. PRESBYTERIAN CHURCH OF UPPER N/A PC EITHER FOR GENERAL MONTCLAIR PURPOSES OR AS 53 NORWOOD AVENUE DESIGNATED BY THE UPPER MONTCLAIR, NJ 07043 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. PRESBYTERIAN CHURCH OF UPPER N/A PC EITHER FOR GENERAL MONTCLAIR PURPOSES OR AS 53 NORWOOD AVENUE DESIGNATED BY THE UPPER MONTCLAIR, NJ 07043 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. PRESIDENT AND FELLOWS OF HARVARD N/A PC SEE STATEMENT COLLEGE 1350 MASSACHUSETTS AVENUE MASSACHUSETTS HALL CAMBRIDGE, MA 02138 500,000. PRESIDENT AND FELLOWS OF HARVARD N/A PC SEE STATEMENT COLLEGE 1350 MASSACHUSETTS AVENUE MASSACHUSETTS HALL CAMBRIDGE, MA 02138 50,000. PRESIDENT AND FELLOWS OF HARVARD N/A PC SEE STATEMENT COLLEGE 1350 MASSACHUSETTS AVENUE MASSACHUSETTS HALL CAMBRIDGE, MA 02138 49,297. Total from continuation sheets 

723631 04-01-17 87 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PRESIDENT AND FELLOWS OF HARVARD N/A PC SEE STATEMENT COLLEGE 1350 MASSACHUSETTS AVENUE MASSACHUSETTS HALL CAMBRIDGE, MA 02138 20,000. PRESIDENT AND FELLOWS OF HARVARD N/A PC SEE STATEMENT COLLEGE 1350 MASSACHUSETTS AVENUE, MASSACHUSETTS HALL CAMBRIDGE, MA 02138 1,445,599. PRESIDENTS & FELLOWS OF HARVARD N/A PC EITHER FOR GENERAL COLLEGE PURPOSES OR AS 124 MOUNT AUBURN STREET - 5TH FLOOR DESIGNATED BY THE CAMBRIDGE, MA 02138 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 12,000. PRINCETON DAY SCHOOL INC N/A PC EITHER FOR GENERAL PO BOX 75 PURPOSES OR AS PRINCETON, NJ 08542-0075 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. PRINCETON DAY SCHOOL INC N/A PC EITHER FOR GENERAL PO BOX 75 PURPOSES OR AS PRINCETON, NJ 08542-0075 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. PRINCETON PROJECT 55 INC N/A PC EITHER FOR GENERAL 12 STOCKTON ST PURPOSES OR AS PRINCETON, NJ 08540-6813 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,165. PRINCETON PROJECT 55 INC N/A PC EITHER FOR GENERAL 12 STOCKTON ST PURPOSES OR AS PRINCETON, NJ 08540-6813 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,165. PRINCETON UNIVERSITY N/A PC EITHER FOR GENERAL 330 ALEXANDER STREET PO BOX 5357 PURPOSES OR AS PRINCETON, NJ 08543-5357 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. PRINCETON UNIVERSITY N/A PC EITHER FOR GENERAL 330 ALEXANDER STREET, PO BOX 5357 PURPOSES OR AS PRINCETON, NJ 08543-5357 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 61. PRO PUBLICA INC N/A PC EITHER FOR GENERAL 155 AVENUE OF THE AMERICAS PURPOSES OR AS NEW YORK, NY 10013 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. Total from continuation sheets 

723631 04-01-17 88 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PRO PUBLICA INC N/A PC EITHER FOR GENERAL 155 AVENUE OF THE AMERICAS PURPOSES OR AS NEW YORK, NY 10013 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. PROJECT OF EASTON INC N/A PC EITHER FOR GENERAL 320 FERRY ST PURPOSES OR AS EASTON, PA 18042-4539 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 450. PROSPECT PARK ALLIANCE N/A PC EITHER FOR GENERAL 95 PROSPECT PARK W PURPOSES OR AS BROOKLYN, NY 11215-3709 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. PS 230 PTA N/A PC EITHER FOR GENERAL 1 ALBEMARLE RD PURPOSES OR AS BROOKLYN, NY 11218-2201 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. PS 41 CHESS CLUB INC N/A PC EITHER FOR GENERAL 116 W 11TH ST PURPOSES OR AS NEW YORK, NY 10011-8306 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,250. PUBLIC ALLIES INC N/A PC EITHER FOR GENERAL 735 N WATER ST STE 550 PURPOSES OR AS MILWAUKEE, WI 53202-4104 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. PUBLIC ALLIES INC N/A PC EITHER FOR GENERAL 735 N WATER ST STE 550 PURPOSES OR AS MILWAUKEE, WI 53202-4104 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. PUBLIC ALLIES INC. N/A PC EITHER FOR GENERAL 735 N. WATER STREET, STE 550 PURPOSES OR AS MILWAUKEE, WI 53202-4104 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. PUBLISEZ, INC. N/A NC SEE STATEMENT 27 PARK PLACE BROOKLYN, NY 11217

255,000. PUBLISEZ, INC. N/A NC SEE STATEMENT 27 PARK PLACE BROOKLYN, NY 11217

162,500. Total from continuation sheets 

723631 04-01-17 89 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PUBLISEZ, INC. N/A NC SEE STATEMENT 27 PARK PLACE BROOKLYN, NY 11217

100,000. PURDUE UNIVERSITY N/A PC EITHER FOR GENERAL 403 WEST WOOD STREET PURPOSES OR AS WEST LAFAYETTE, IN 47907-2007 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. PURPOSE GLOBAL LLC N/A NC SEE STATEMENT 115 5TH AVENUE, 6TH FLOOR NEW YORK, NY 10003

460,000. PYMETRICS, INC. N/A NC SEE STATEMENT 79 MADISON AVENUE NEW YORK, NY 10016

100,000. PYXERA GLOBAL INC. N/A PC SEE STATEMENT 1030 15TH STREET NW, SUITE 730 EAST WASHINGTON, DC 20005

2,500,000. QUANTIFIED VENTURES LLC N/A NC SEE STATEMENT 1875 CONNECTICUT AVENUE NW, 10TH FLOOR WASHINGTON, DC 20009

267,688. QUEENS MUSEUM OF ART NEW YORK CITY N/A PC EITHER FOR GENERAL BUILDING PURPOSES OR AS FLUSHING MEADOWS CORONA PARK DESIGNATED BY THE QUEENS, NY 11368 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. QUEENS UNIVERSITY OF CHARLOTTE N/A PC EITHER FOR GENERAL 1900 SELWYN AVE PURPOSES OR AS CHARLOTTE , NC 28274-0001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 9,000. QUEENS UNIVERSITY OF CHARLOTTE N/A PC EITHER FOR GENERAL 1900 SELWYN AVE PURPOSES OR AS CHARLOTTE , NC 28274-0001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 33,750. RAND CORPORATION N/A PC SEE STATEMENT 1776 MAIN STREET SANTA MONICA, CA 90407

238,335. Total from continuation sheets 

723631 04-01-17 90 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient RARE N/A PC EITHER FOR GENERAL 1310 N. COURTHOUSE ROAD SUITE 110 PURPOSES OR AS ARLINGTON, VA 22201 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. RED HOOK INITIATIVE N/A PC EITHER FOR GENERAL 767 HICKS STREET PURPOSES OR AS BROOKLYN, NY 11231-2505 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150.

RED HOOK INITIATIVE, INC. N/A PC IN SUPPORT OF RED HOOK 767 HICKS STREET RESILIENCY FORUM BROOKLYN, NY 11231 25,000. REGIONAL PLAN ASSOCIATION, INC. N/A PC EITHER FOR GENERAL 4 IRVING PLACE, 7TH FLOOR PURPOSES OR AS NEW YORK, NY 10003 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 25,000. REGIONAL PLAN ASSOCIATION, INC. N/A PC SEE STATEMENT 4 IRVING PLACE, SUITE 711-S NEW YORK, NY 10003

95,000. RESEARCH FOUNDATION OF THE CITY N/A PC SEE STATEMENT UNIVERSITY OF NEW YORK 230 WEST 41ST STREET NEW YORK, NY 10036 1,500,000. RESEARCH FOUNDATION OF THE CITY N/A PC SEE STATEMENT UNIVERSITY OF NEW YORK 230 WEST 41ST STREET NEW YORK, NY 10036 500,000. RESEARCH TRIANGLE INSTITUTE N/A PC SEE STATEMENT 3040 E. CORNWALLIS ROAD RESEARCH TRIANGLE PARK, NC 27709

50,000. RESEAU D'ORGANISATIONS POUR LA N/A NC SEE STATEMENT SURVEILLANCE REGIONALE DES MALADIES 17 RUE BOURGELAT 20 RUE DE LA VILLETTE LYON, FRANCE 227,476. RESOLUTION PROJECT INC N/A PC EITHER FOR GENERAL 420 LEXINGTON AVENUE, SUITE 1626-27 PURPOSES OR AS NEW YORK, NY 10170 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,298. Total from continuation sheets 

723631 04-01-17 91 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient RESOLUTION PROJECT INC N/A PC EITHER FOR GENERAL 420 LEXINGTON AVENUE, SUITE 1626-27 PURPOSES OR AS NEW YORK, NY 10170 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 492. RESOURCE ALLIANCE LIMITED N/A PC SEE STATEMENT 5TH FLOOR, DEVELOPMENT HOUSE 56-64 LEONARD STREET LONDON, LONDON, UNITED KINGDOM 62,650. RESULTS FOR DEVELOPMENT INSTITUTE, N/A PC SEE STATEMENT INC. 1111 19TH STREET NW, SUITE 700 WASHINGTON, DC 20036 250,000. RIGHT MANAGEMENT INC. N/A NC SEE STATEMENT 100 MANPOWER PLACE MILWAUKEE, WI 53212

100,000. ROCKEFELLER ARCHIVE CENTER N/A POF SEE STATEMENT 15 DAYTON AVENUE SLEEPY HOLLOW, NY 10591

172,249.

ROCKEFELLER PHILANTHROPY ADVISORS INC N/A PC IN-KIND CONTRIBUTION 6 WEST 48TH STREET 10TH FLOOR FOR THE 100 RESILIENT NEW YORK, NY 10036 CITIES PROJECT 442,964. ROCKEFELLER PHILANTHROPY ADVISORS INC N/A PC EITHER FOR GENERAL 6 WEST 48TH STREET, 10TH FLOOR PURPOSES OR AS NEW YORK, NY 10036 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 50,000. ROCKEFELLER PHILANTHROPY ADVISORS, N/A PC SEE STATEMENT INC. 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036 20,000,000. ROCKEFELLER PHILANTHROPY ADVISORS, N/A PC SEE STATEMENT INC. 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036 13,000,000. ROCKEFELLER PHILANTHROPY ADVISORS, N/A PC SEE STATEMENT INC. 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036 1,500,000. Total from continuation sheets 

723631 04-01-17 92 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ROCKEFELLER PHILANTHROPY ADVISORS, N/A PC SEE STATEMENT INC. 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036 1,463,140. ROCKEFELLER PHILANTHROPY ADVISORS, N/A PC SEE STATEMENT INC. 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036 250,000. ROCKEFELLER PHILANTHROPY ADVISORS, N/A PC SEE STATEMENT INC. 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036 135,000. ROCKEFELLER PHILANTHROPY ADVISORS, N/A PC SEE STATEMENT INC. 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036 90,000. ROCKY MOUNTAIN INSTITUTE N/A PC SEE STATEMENT 1820 FOLSOM STREET BOULDER, CO 80302-5703

650,000. ROYAL INSTITUTE OF INTERNATIONAL N/A PC SEE STATEMENT AFFAIRS CHATHAM HOUSE 10 ST. JAMES'S SQUARE LONDON, LONDON, UNITED KINGDOM 40,070. ROYAL INSTITUTE OF INTERNATIONAL N/A PC SEE STATEMENT AFFAIRS CHATHAM HOUSE 10 ST. JAMES'S SQUARE LONDON, LONDON, UNITED KINGDOM 25,000. RURAL DEVELOPMENT INSTITUTE N/A PC SEE STATEMENT 1424 FOURTH AVE. SUITE 300 SEATTLE, WA 98101

92,282. SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 4 W 43RD ST, SUITE 502 PURPOSES OR AS NEW YORK, NY 10036-7408 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 4 W 43RD ST, SUITE 502 PURPOSES OR AS NEW YORK, NY 10036-7408 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. Total from continuation sheets 

723631 04-01-17 93 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 4 W 43RD ST, SUITE 502 PURPOSES OR AS NEW YORK, NY 10036-7408 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 825. SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 4 W 43RD ST, SUITE 502 PURPOSES OR AS NEW YORK, NY 10036-7408 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 4 W 43RD ST, SUITE 502 PURPOSES OR AS NEW YORK, NY 10036-7408 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 4 W 43RD ST, SUITE 502 PURPOSES OR AS NEW YORK, NY 10036-7408 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 4 W 43RD ST, SUITE 502 PURPOSES OR AS NEW YORK, NY 10036-7408 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,125. SAFE HORIZON N/A PC EITHER FOR GENERAL 2 LAFAYETTE STREET 3RD FLOOR PURPOSES OR AS NEW YORK, NY 10007 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. SAFE PASSAGE PROJECT CORPORATION N/A PC EITHER FOR GENERAL 185 W BROADWAY PURPOSES OR AS NEW YORK, NY 10013-2921 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. SAFE PASSAGE PROJECT CORPORATION N/A PC EITHER FOR GENERAL 185 W BROADWAY PURPOSES OR AS NEW YORK, NY 10013-2921 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. SAFE PASSAGE PROJECT CORPORATION N/A PC EITHER FOR GENERAL 185 W BROADWAY PURPOSES OR AS NEW YORK, NY 10013-2921 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. SAFE PASSAGE PROJECT CORPORATION N/A PC EITHER FOR GENERAL 185 W BROADWAY PURPOSES OR AS NEW YORK, NY 10013-2921 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,200. Total from continuation sheets 

723631 04-01-17 94 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SAILORS FOR THE SEA INC N/A PC EITHER FOR GENERAL 449 THAMES ST UNIT 300D PURPOSES OR AS NEWPORT, RI 02840-6750 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 90,000. SAMBODHI RESEARCH AND COMMUNICATIONS N/A NC SEE STATEMENT PRIVATE LIMITED C - 126, SECTOR 2, NOIDA UTTAR PRADESH, UTTAR PRADESH, INDIA 200,000. SAMBODHI RESEARCH AND COMMUNICATIONS N/A NC SEE STATEMENT PRIVATE LIMITED C - 126, SECTOR 2, NOIDA UTTAR PRADESH, UTTAR PRADESH, INDIA 108,925. SAMBODHI RESEARCH AND COMMUNICATIONS N/A NC SEE STATEMENT PRIVATE LIMITED C - 126, SECTOR 2, NOIDA UTTAR PRADESH, UTTAR PRADESH, INDIA 10,000. SAMHITA SOCIAL VENTURES PRIVATE N/A NC SEE STATEMENT LIMITED 502, ATLANTA CENTRE SONAWALA CROSS LANE MUMBAI, MUMBAI, INDIA 400063 30,000. SANCTUARY FOR FAMILIES INC N/A PC EITHER FOR GENERAL P.O. BOX 1406, WALL STREET STATION PURPOSES OR AS NEW YORK, NY 10268-1406 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. SANCTUARY FOR FAMILIES INC N/A PC EITHER FOR GENERAL P.O. BOX 1406, WALL STREET STATION PURPOSES OR AS NEW YORK, NY 10268-1406 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. SAVE THE CHILDREN FEDERATION INC N/A PC EITHER FOR GENERAL 501 KINGS HIGHWAY EAST, SUITE 400 PURPOSES OR AS FAIRFIELD, CT 06825 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. SAVE THE CHILDREN FEDERATION N/A PC SEE STATEMENT 501 KINGS HIGHWAY EAST SUITE 400 FAIRFIELD, CT 06825

200,000. SEABROOK ISLAND GREEN SPACE N/A PC EITHER FOR GENERAL CONSERVANCY PURPOSES OR AS PO BOX 185 DESIGNATED BY THE JOHNS ISLAND, SC 29457-0185 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. Total from continuation sheets 

723631 04-01-17 95 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SEABROOK ISLAND GREEN SPACE N/A PC EITHER FOR GENERAL CONSERVANCY PURPOSES OR AS PO BOX 185 DESIGNATED BY THE JOHNS ISLAND, SC 29457-0185 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. SECOND STAGE THEATRE N/A PC EITHER FOR GENERAL 307 WEST 43RD STREET, 5TH FLOOR PURPOSES OR AS NEW YORK, NY 10023-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. SECOND STAGE THEATRE N/A PC EITHER FOR GENERAL 307 WEST 43RD STREET, 5TH FLOOR PURPOSES OR AS NEW YORK, NY 10023-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. SERVICES AND ADVOCACY FOR GAY LESBIAN N/A PC EITHER FOR GENERAL BISEXUAL AND TRANS ELDERS INC PURPOSES OR AS 305 7TH AVE FL 15 DESIGNATED BY THE NEW YORK, NY 10001-6152 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. SETTLEMENT HOUSING FUND INC N/A PC EITHER FOR GENERAL 247 W 37TH STREET 4TH FLOOR PURPOSES OR AS NEW YORK, NY 10018-5706 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. SHACK DWELLERS INTERNATIONAL N/A PC SEE STATEMENT NO 4 SEYMOUR STREET OBSERVATORY CAPE TOWN, CAPE TOWN, SOUTH AFRICA

300,000. SHACK DWELLERS INTERNATIONAL N/A PC SEE STATEMENT NO 4 SEYMOUR STREET OBSERVATORY CAPE TOWN, CAPE TOWN, SOUTH AFRICA

6,000. SHAKTI SUSTAINABLE ENERGY FOUNDATION N/A PC SEE STATEMENT THE CAPITAL COURT 104B/2 FOURTH FLOOR LEFT WING NEW DELHI, NEW DELHI, INDIA 110067 600,000. SHATTERPROOF N/A PC EITHER FOR GENERAL 101 MERRITT 7 CORPORATE PARK, FIRST PURPOSES OR AS FLOOR NORWALK, CT 06851 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 225. SHINING HOPE FOR COMMUNITIES INC. N/A PC SEE STATEMENT 175 VARICK STREET NEW YORK, NY 10014

100,000. Total from continuation sheets 

723631 04-01-17 96 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SIDWELL FRIENDS SCHOOL N/A PC EITHER FOR GENERAL 3825 WISCONSIN AVE NW PURPOSES OR AS WASHINGTON, DC 20016-2907 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. SILICON VALLEY COMMUNITY FOUNDATION N/A PC SEE STATEMENT 2440 W. EL CAMINO REAL SUITE 300 MOUNTAIN VIEW, CA 94040

100,000. SILICON VALLEY COMMUNITY FOUNDATION N/A PC EITHER FOR GENERAL 2440 W. EL CAMINO REAL, SUITE 300 PURPOSES OR AS MOUNTAIN VIEW, CA 94040 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 8,250. SKDKNICKERBOCKER LLC N/A NC SEE STATEMENT 594 BROADWAY, SUITE 805 NEW YORK, NY 10012

60,000. SMART POWER FOR RURAL DEVELOPMENT N/A NC SEE STATEMENT INDIA FOUNDATION C/O SCORPIO CORPORATE ADVISORS S-405 LGF, GREATER KAILASH - II NEW DELHI, NEW DELHI, INDIA 110048 2,981,229. SMILE ORGANIZATION INC N/A PC EITHER FOR GENERAL 39 HOOVER AVENUE PURPOSES OR AS PASSAIC, NJ 07055 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. SMILE ORGANIZATION INC N/A PC EITHER FOR GENERAL 39 HOOVER AVENUE PURPOSES OR AS PASSAIC, NJ 07055 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,503. SMILE ORGANIZATION INC. N/A PC EITHER FOR GENERAL 39 HOOVER AVENUE PURPOSES OR AS PASSAIC, NJ 07055 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,503. SMITHSONIAN INSTITUTE N/A PC EITHER FOR GENERAL P.O. BOX 37012, MRC 712 PURPOSES OR AS WASHINGTON, DC 20013-7012 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 7,500. SOCIAL TEES ANIMAL RESCUE FOUNDATION N/A PC EITHER FOR GENERAL 325 EAST 5TH STREET PURPOSES OR AS NEW YORK, NY 10003 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. Total from continuation sheets 

723631 04-01-17 97 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SOCIAL VENTURE PARTNERS INTERNATIONAL N/A PC EITHER FOR GENERAL 220 SECOND AVENUE SOUTH THIRD FLOOR PURPOSES OR AS SEATTLE, WA 98104-2222 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 9,000.

SOCIETY FOR INTERNATIONAL DEVELOPMENT N/A PC IN SUPPORT OF CHAPTER 1101 15TH STREET NW ONE KENYA'S WASHINGTON, DC 20005 PEACE-BUILDING ACTIVITIES 50,000. SOCIETY OF THE THIRD STREET MUSIC N/A PC EITHER FOR GENERAL SCHOOL SETTLEMENT PURPOSES OR AS 235 EAST 11TH STREET DESIGNATED BY THE NEW YORK, NY 10003-7305 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 900. SOJOURNERS N/A PC SEE STATEMENT 408 C STREET, NE WASHINGTON, DC 20002

250,000. SOKA GAKKAI INTERNATIONAL USA N/A PC EITHER FOR GENERAL 606 WILSHIRE BLVD PURPOSES OR AS SANTA MONICA, CA 90401 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. SOLIDAGO FOUNDATION N/A PC SEE STATEMENT 150 MAIN STREET SUITE 24 NORTHAMPTON, MA 01060

220,000. SOLIDARIETA KENYA ONLUS N/A PC EITHER FOR GENERAL VIA G. MAZZINI 18/C PURPOSES OR AS LOMBARDIA, ITALY DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,058. SOLIDARIETA KENYA ONLUS N/A PC EITHER FOR GENERAL VIA G. MAZZINI 18/C PURPOSES OR AS LOMBARDIA, ITALY DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,622. SOLIDARIETA KENYA ONLUS N/A PC EITHER FOR GENERAL VIA G. MAZZINI 18/C PURPOSES OR AS ERBA, ITALY DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,230. SOLIDARIETA KENYA ONLUS N/A PC EITHER FOR GENERAL VIA G. MAZZINI 18/C PURPOSES OR AS LOMBARDIA, ITALY DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,551. Total from continuation sheets 

723631 04-01-17 98 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SOLUTIONS JOURNALISM NETWORK, INC. N/A PC SEE STATEMENT 79 MADISON AVENUE 2ND FLOOR,STE 224 NEW YORK, NY 10016

250,000. SOUTHAMPTON FRESH AIR HOME N/A PC EITHER FOR GENERAL 36 BARKERS ISLAND ROAD PURPOSES OR AS SOUTHAMPTON, NY 11968 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 400 WASHINGTON AVE PURPOSES OR AS MONTGOMERY, AL 36104-4344 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 400 WASHINGTON AVE PURPOSES OR AS MONTGOMERY, AL 36104-4344 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 400 WASHINGTON AVE PURPOSES OR AS MONTGOMERY, AL 36104-4344 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 400 WASHINGTON AVE PURPOSES OR AS MONTGOMERY, AL 36104-4344 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 330. SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 400 WASHINGTON AVE PURPOSES OR AS MONTGOMERY, AL 36104-4344 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 400 WASHINGTON AVE PURPOSES OR AS MONTGOMERY, AL 36104-4344 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 400 WASHINGTON AVE PURPOSES OR AS MONTGOMERY, AL 36104-4344 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 400 WASHINGTON AVE PURPOSES OR AS MONTGOMERY, AL 36104-4344 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. Total from continuation sheets 

723631 04-01-17 99 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SPARK PROGRAM INC N/A PC EITHER FOR GENERAL 223 W JACKSON BLVD, STE 520 PURPOSES OR AS CHICAGO, IL 60606 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. SPECIAL OLYMPICS CONNECTICUT INC N/A PC EITHER FOR GENERAL 2666 STATE ST STE 1 PURPOSES OR AS HAMDEN , CT 06517-2232 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. SPECIAL OLYMPICS CONNECTICUT INC. N/A PC EITHER FOR GENERAL 2666-1 STATE STREET,STE 1 PURPOSES OR AS HAMDEN, CT 06517 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. SQ FOUNDATION N/A PC EITHER FOR GENERAL 3900 W. ALAMEDA AVE., SUITE 2100 PURPOSES OR AS BURBANK, CA 91505 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. SQ FOUNDATION N/A PC EITHER FOR GENERAL SQ FOUNDATION AGMB / BILL ABRAMS PURPOSES OR AS LOS ANGELES, CA 90036 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. SQ FOUNDATION N/A PC EITHER FOR GENERAL SQ FOUNDATION AGMB / BILL ABRAMS PURPOSES OR AS LOS ANGELES, CA 90036 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. SQ FOUNDATION N/A PC EITHER FOR GENERAL SQ FOUNDATION AGMB / BILL ABRAMS PURPOSES OR AS LOS ANGELES, CA 90036 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. SQ FOUNDATION N/A PC EITHER FOR GENERAL SQ FOUNDATION AGMB / BILL ABRAMS PURPOSES OR AS LOS ANGELES, CA 90036 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. ST JUDE CHILDRENS N/A PC EITHER FOR GENERAL 501 ST. JUDE PLACE PURPOSES OR AS MEMPHIS, TN 38105 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. ST RAPHAEL CHURCH N/A PC EITHER FOR GENERAL 600 NEWBRIDGE RD PURPOSES OR AS EAST MEADOW, NY 11554-5295 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,946. Total from continuation sheets 

723631 04-01-17 100 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ST WILLIAM THE ABBOT ROMAN CATHOLIC N/A PC EITHER FOR GENERAL CHURCH PURPOSES OR AS 2000 JACKSON AVE DESIGNATED BY THE SEAFORD, NY 11783-2628 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 4,425. ST. BALDRICK'S FOUNDATION N/A PC EITHER FOR GENERAL 1333 SOUTH MAYFLOWER AVENUE, SUITE 400 PURPOSES OR AS MONROVIA, CA 91016 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 450. ST. JUDE CHILDREN'S RESEARCH HOSPITAL N/A PC EITHER FOR GENERAL 501 ST. JUDE PLACE PURPOSES OR AS MEMPHIS, TN 38105 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. ST. JUDE CHILDREN'S RESEARCH HOSPITAL N/A PC EITHER FOR GENERAL 501 ST. JUDE PLACE PURPOSES OR AS MEMPHIS, TN 38105 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. ST. JUDE CHILDREN'S RESEARCH HOSPITAL N/A PC EITHER FOR GENERAL 501 ST. JUDE PLACE PURPOSES OR AS MEMPHIS, TN 38105 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. ST. JUDE CHILDREN'S RESEARCH HOSPITAL N/A PC EITHER FOR GENERAL 501 ST. JUDE PLACE PURPOSES OR AS MEMPHIS, TN 38105 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 270. ST. JUDE CHILDREN'S RESEARCH HOSPITAL N/A PC EITHER FOR GENERAL 501 ST. JUDE PLACE PURPOSES OR AS MEMPHIS, TN 38105 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. ST. LUKE'S EPISCOPAL CHURCH N/A PC EITHER FOR GENERAL 1864 POST ROAD PURPOSES OR AS DARIEN, CT 06820 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 4,500. START SMALL THINK BIG N/A PC EITHER FOR GENERAL 8 WEST 126TH STREET, 3RD FLOOR PURPOSES OR AS NEW YORK, NY 10027 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,000. START SMALL THINK BIG N/A PC EITHER FOR GENERAL 8 WEST 126TH STREET, 3RD FLOOR PURPOSES OR AS NEW YORK, NY 10027 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. Total from continuation sheets 

723631 04-01-17 101 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient STELLA AND CHARLES GUTTMAN COMMUNITY N/A PC EITHER FOR GENERAL COLLEGE ASSOCIATION INC PURPOSES OR AS 50 WEST 40TH STREET 7TH FLOOR DESIGNATED BY THE NEW YORK, NY 10018-2602 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. STELLA AND CHARLES GUTTMAN COMMUNITY N/A PC EITHER FOR GENERAL COLLEGE ASSOCIATION INC PURPOSES OR AS 50 WEST 40TH STREET 7TH FLOOR DESIGNATED BY THE NEW YORK, NY 10018-2602 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,125. STICHTING DIENST LANDBOUWKUNDIG N/A PC SEE STATEMENT ONDERZOEK DROEVENDAALSESTEEG 1 6708 PB WAGENINGEN GELDERLAND, NETHERLANDS 200,000. STIFTUNG GLOBAL INFRASTRUCTURE BASEL N/A PC SEE STATEMENT ELISABETHENSTRASSE 22 CH-4051 BASEL, BASEL, SWITZERLAND

25,206. STOCKHOLM WATER FOUNDATION N/A PC SEE STATEMENT LINNEGATAN 87A BOX 101 87 STOCKHOLM, STOCKHOLM, SWEDEN

300,000. STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 1270 BROADWAY RM 501 PURPOSES OR AS NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 1270 BROADWAY RM 501 PURPOSES OR AS NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 1270 BROADWAY RM 501 PURPOSES OR AS NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 1270 BROADWAY RM 501 PURPOSES OR AS NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 305. STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 1270 BROADWAY RM 501 PURPOSES OR AS NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. Total from continuation sheets 

723631 04-01-17 102 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 1270 BROADWAY RM 501 PURPOSES OR AS NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 1270 BROADWAY RM 501 PURPOSES OR AS NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,309. STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 1270 BROADWAY RM 501 PURPOSES OR AS NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,763. STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 1270 BROADWAY RM 501 PURPOSES OR AS NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 446 WEST 33RD ST. PURPOSES OR AS NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,165. STONY BROOK FOUNDATION N/A PC SEE STATEMENT 230 ADMINISTRATION, STONY BROOK UNIVERSITY STONY BROOK, NY 11794-1188 500,000. STOP THE TRAFFIK USA INC N/A PC EITHER FOR GENERAL 743 VIRGINIA AVE NE PURPOSES OR AS ATLANTA, GA 30306-3683 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. STORYCORPS INC. N/A PC SEE STATEMENT 80 HANSON PLACE 2ND FLOOR BROOKLYN, NY 11217

500,000. STREETSQUASH NEWARK N/A PC EITHER FOR GENERAL 50 PARK PLACE PURPOSES OR AS NEWARK, NJ 07102 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. SUMMIT SCHOOL N/A PC EITHER FOR GENERAL 339 N BROADWAY PURPOSES OR AS UPPER NYACK, NY 10960-1522 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. Total from continuation sheets 

723631 04-01-17 103 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SUSTAINABILITY ACCOUNTING STANDARDS N/A PC SEE STATEMENT BOARD 1045 SANSOME STREET SUITE 450 SAN FRANCISCO, CA 94111 150,000. SUSTAINABLE FISHERIES PARTNERSHIP N/A PC SEE STATEMENT FOUNDATION 4348 WAIALAE AVE., STE 692 HONOLULU, HI 96816 200,000. SUSTAINABLE FOOD LAB N/A PC SEE STATEMENT 3 LINDEN ROAD HARTLAND, VT 05048

300,000. SYLVIA RIVERA LAW PROJECT, INC. N/A PC SEE STATEMENT 147 W. 24TH ST., 5TH FLOOR NEW YORK, NY 10011

100,000. TAKATAKA SOLUTIONS LTD N/A NC SEE STATEMENT P.O. BOX 29273 NAIROBI, NAIROBI, KENYA 00625

80,000. TALENT BEYOND BOUNDARIES INC. N/A POF SEE STATEMENT 2000 MASSACHUSETTS AVENUE, NW WASHINGTON, DC 20036

150,000. TAP CANCER OUT INC N/A PC EITHER FOR GENERAL 1274 SALVIA ST PURPOSES OR AS STRATFORD, CT 06614-2719 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 314. TARU LEADING EDGE PRIVATE LIMITED N/A NC SEE STATEMENT D-406, GANESH MERIDIAN OPP. GUJARAT HIGH COURT AHMEDABAD, AHMEDABAD, INDIA 380060 10,807. TCC GROUP, INC. N/A NC SEE STATEMENT 31 WEST 27TH STREET 4TH FLOOR NEW YORK, NY 10001

13,729. TEANECK COMMUNITY CHORUS N/A PC EITHER FOR GENERAL 1100 CAMBRIDGE RD PURPOSES OR AS TEANECK, NJ 07666-1901 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. Total from continuation sheets 

723631 04-01-17 104 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient TEANECK COMMUNITY CHORUS N/A PC EITHER FOR GENERAL 1100 CAMBRIDGE RD PURPOSES OR AS TEANECK, NJ 07666-1901 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. TECHNOSERVE, INC. N/A PC SEE STATEMENT 1120 19TH STREET NW 8TH FLOOR WASHINGTON, DC 20036

1,000,000. TECHNOSERVE, INC. N/A PC SEE STATEMENT 1120 19TH STREET NW 8TH FLOOR WASHINGTON, DC 20036

1,000,000. TECHNOSERVE, INC. N/A PC SEE STATEMENT 1120 19TH STREET NW 8TH FLOOR WASHINGTON, DC 20036

600,000. TECHNOSERVE, INC. N/A PC SEE STATEMENT 1120 19TH STREET NW 8TH FLOOR WASHINGTON, DC 20036

183,266. THE AMERICAN ARCHITECTURAL N/A PC EITHER FOR GENERAL FOUNDATION, INC. PURPOSES OR AS 740 15TH STREET NW, SUITE 225 DESIGNATED BY THE BROOKLYN, DC 20005 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 25,000. THE ATLANTIC MONTHLY GROUP, INC. N/A NC IN SUPPORT OF 600 NEW HAMPSHIRE AVE. NW ATLANTICLIVES 2017 WASHINGTON, DC 20037 FUTURE OF WORK EVENT TO BE HELD IN ATLANTA, OCTOBER 2017 100,000. THE BRIDGESPAN GROUP, INC. N/A PC SEE STATEMENT 2 COPLEY PLACE SUITE 3700B BOSTON, MA 02116

287,000. THE BRIDGESPAN GROUP, INC. N/A PC SEE STATEMENT 2 COPLEY PLACE SUITE 3700B BOSTON, MA 02116

232,500. THE BRIDGESPAN GROUP, INC. N/A PC SEE STATEMENT 2 COPLEY PLACE SUITE 3700B BOSTON, MA 02116

149,132. Total from continuation sheets 

723631 04-01-17 105 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE BRIDGESPAN GROUP, INC. N/A PC SEE STATEMENT 2 COPLEY PLACE SUITE 3700B BOSTON, MA 02116

10,000. THE BRIDGESPAN GROUP, INC. N/A PC SEE STATEMENT 2 COPLEY PLACE SUITE 3700B BOSTON, MA 02116

10,000. THE BROOKLYN HISTORICAL SOCIETY N/A PC IN SUPPORT OF 128 PIERREPONT STREET PLANNING, FACILITATION BROOKLYN, NY 11201 AND IMPLEMENTATION OF THE EXHIBIT WATERFRONT EVENT 25,000. THE BROTHERHOOD SISTER SOL INC N/A PC EITHER FOR GENERAL 512 W 143RD ST PURPOSES OR AS NEW YORK, NY 10031-6501 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. THE BROTHERHOOD SISTER SOL INC N/A PC EITHER FOR GENERAL 512 W 143RD ST PURPOSES OR AS NEW YORK, NY 10031-6501 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. THE CARE INSTITUTE INC. N/A NC SEE STATEMENT 77 4TH AVENUE 5TH FLOOR WALTHAM, MA 02451

170,000. THE CENTER FOR EFFECTIVE N/A PC SEE STATEMENT PHILANTHROPY, INC. 675 MASSACHUSETTS AVENUE, 7TH FLOOR CAMBRIDGE, MA 02139 100,000. THE COMMUNICATIONS NETWORK N/A PC SEE STATEMENT 718 7TH STREET NW, 3RD FLOOR WASHINGTON, DC 20001

50,000. THE COMMUNITY FDN FOR THE NATIONAL N/A PC EITHER FOR GENERAL CAPITAL REGION PURPOSES OR AS 1201 15TH STREET NW STE 420 DESIGNATED BY THE WASHINGTON, DC 20005-2899 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 4,500. THE DELAWARE VALLEY LEGACY FUND N/A PC EITHER FOR GENERAL 1234 MARKET STREET SUITE 18TH FLR PURPOSES OR AS PHILADELPHIA, PA 19107-3727 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. Total from continuation sheets 

723631 04-01-17 106 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE END FUND N/A PC EITHER FOR GENERAL 2 PARK AVENUE 18TH FLOOR PURPOSES OR AS NEW YORK, NY 10016-5675 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. THE FATHER'S HEART MINISTRIES N/A PC EITHER FOR GENERAL 543-545 EAST 11TH STREET PURPOSES OR AS NEW YORK, NY 10009 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. THE FUND FOR PUBLIC SCHOOLS, INC. N/A PC SEE STATEMENT 52 CHAMBERS STREET, ROOM 305 NEW YORK, NY 10007

25,000. THE FUTURO MEDIA GROUP N/A PC EITHER FOR GENERAL 361 WEST 125TH STREET, SIXTH FLOOR PURPOSES OR AS NEW YORK, NY 10025 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. THE FUTURO MEDIA GROUP N/A PC EITHER FOR GENERAL 361 WEST 125TH STREET, SIXTH FLOOR PURPOSES OR AS NEW YORK, NY 10025 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 105. THE GLOBAL DEVELOPMENT INCUBATOR, N/A POF SEE STATEMENT INC. 1634 EYE STREET NW SUITE 300 WASHINGTON, DC 20006 375,000. THE GLOBAL DEVELOPMENT INCUBATOR, N/A POF SEE STATEMENT INC. 1634 EYE STREET NW, SUITE 300 WASHINGTON, DC 20006 420,000. THE H E L P USA FUND INC. N/A PC EITHER FOR GENERAL 115 E 13TH ST PURPOSES OR AS NEW YORK, NY 10003 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 50,000. THE INSTITUTE FOR TRANSFORMATIVE N/A NC SEE STATEMENT TECHNOLOGIES, INC. 812 CREED ROAD OAKLAND, CA 94610 824,500. THE INSTITUTE FOR TRANSFORMATIVE N/A NC SEE STATEMENT TECHNOLOGIES, INC. 812 CREED ROAD OAKLAND, CA 94610 500,000. Total from continuation sheets 

723631 04-01-17 107 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE JAMES BEARD FOUNDATION, INC. N/A PC SEE STATEMENT 167 WEST 12TH STREET NEW YORK, NY 10011

175,000. THE KENYA KESHO TRUST N/A PC EITHER FOR GENERAL P.O. BOX 86952 PURPOSES OR AS MOMBASA, KENYA DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,302. THE LEUKEMIA AND LYMPHOMA SOCIETY LLS N/A PC EITHER FOR GENERAL 3 INTERNATIONAL DRIVE, SUITE 200 PURPOSES OR AS RYE BROOK, NY 10573 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. THE LEUKEMIA AND LYMPHOMA SOCIETY LLS N/A PC EITHER FOR GENERAL 3 INTERNATIONAL DRIVE, SUITE 200 PURPOSES OR AS RYE BROOK, NY 10573 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. THE LEUKEMIA AND LYMPHOMA SOCIETY, N/A PC EITHER FOR GENERAL LLS PURPOSES OR AS 3 INTERNATIONAL DRIVE, SUITE 200 DESIGNATED BY THE RYE BROOK, NY 10573 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. THE MEDIAE COMPANY LIMITED N/A NC SEE STATEMENT TURLEY FARM DELLEY END HAILEY, HAILEY, UNITED KINGDOM

20,000. THE METROPOLITAN MUSEUM OF ART N/A PC EITHER FOR GENERAL 1000 FIFTH AVENUE PURPOSES OR AS NEW YORK, NY 10028-0198 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,530. THE METROPOLITAN MUSEUM OF ART N/A PC EITHER FOR GENERAL 1000 FIFTH AVENUE PURPOSES OR AS NEW YORK, NY 10028-0198 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 240. THE METROPOLITAN MUSEUM OF ART N/A PC EITHER FOR GENERAL 1000 FIFTH AVENUE PURPOSES OR AS NEW YORK, NY 10028-0198 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 210. THE MIAMI FOUNDATION INC. N/A PC SEE STATEMENT 40 NW 3RD STREET SUITE 305 MIAMI, FL 33128

1,000,000. Total from continuation sheets 

723631 04-01-17 108 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE MULTIPLE MYELOMA RESEARCH N/A PC EITHER FOR GENERAL FOUNDATION INC PURPOSES OR AS 383 MAIN AVE., 5TH. FL. DESIGNATED BY THE NORWALK, CT 06851 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 30,000. THE NATURE CONSERVANCY N/A PC SEE STATEMENT 4245 N. FAIRFAX DRIVE SUITE 100 ARLINGTON, VA 22203-1606

200,000. THE NATURE CONSERVANCY N/A PC SEE STATEMENT 4245 N. FAIRFAX DRIVE SUITE 100 ARLINGTON, VA 22203-1606

150,000. THE OHIO STATE UNIVERSITY N/A PC EITHER FOR GENERAL 4663 ZUBER RD PURPOSES OR AS ORIENT, OH 43146-9450 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. THE PARENT TEACHER ASSOCIATION OF PS N/A PC EITHER FOR GENERAL 41 MANHATTAN PURPOSES OR AS 116 W 11TH ST DESIGNATED BY THE NEW YORK, NY 10011-8306 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. THE PARENT TEACHER ASSOCIATION OF PS N/A PC EITHER FOR GENERAL 41 MANHATTAN PURPOSES OR AS 116 W 11TH ST DESIGNATED BY THE NEW YORK, NY 10011-8306 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. THE PEW CHARITABLE TRUSTS N/A PC SEE STATEMENT ONE COMMERCE SQUARE 2005 MARKET STREET, SUITE 1700 PHILADELPHIA, PA 19103-7077 250,000. THE PIKE PLACE MARKET FOUNDATION N/A PC EITHER FOR GENERAL 85 PIKE ST STE 500 PURPOSES OR AS SEATTLE, WA 98101-2166 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. THE REGENTS OF THE UNIVERSITY OF N/A PC SEE STATEMENT CALIFORNIA 1156 HIGH STREET SANTA CRUZ, CA 95064-1077 100,000. THE REGENTS OF THE UNIVERSITY OF N/A PC SEE STATEMENT COLORADO MAILSTOP F428, ANSCHUTZ MEDICAL CAMPUS BUILDING 500 AURORA, CO 80217 23,989. Total from continuation sheets 

723631 04-01-17 109 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE RESOLUTION PROJECT, INC. N/A PC SEE STATEMENT 420 LEXINGTON AVENUE, 16TH FLOOR NEW YORK, NY 10170

130,000. THE ROXBURY LATIN SCHOOL INC N/A PC EITHER FOR GENERAL 101 SAINT THERESA AVE PURPOSES OR AS WEST ROXBURY, MA 02132-3419 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,275. THE ROXBURY LATIN SCHOOL INC N/A PC EITHER FOR GENERAL 101 SAINT THERESA AVE PURPOSES OR AS WEST ROXBURY, MA 02132-3419 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,275. THE SYNERGOS INSTITUTE, INC. N/A PC SEE STATEMENT 3 EAST 54TH STREET 14TH FLOOR NEW YORK, NY 10022

150,000. THE SYNERGOS INSTITUTE, INC. N/A PC SEE STATEMENT 3 EAST 54TH STREET, 14TH FLOOR NEW YORK, NY 10022

50,000. THE TRUSTEES OF COLUMBIA UNIVERSITY N/A PC SEE STATEMENT IN THE CITY OF NEW YORK 202 LOW MEMORIAL LIBRARY 535 W 116TH STREET NEW YORK, NY 10027 300,000. THE URBAN INSTITUTE N/A PC SEE STATEMENT 2100 M STREET, N.W. WASHINGTON, DC 20037

500,000. THOMSON REUTERS FOUNDATION N/A PC SEE STATEMENT THE THOMSON REUTERS BUILDING 30 SOUTH COLONNADE, CANARY WHARF LONDON, LONDON, UNITED KINGDOM 200,000. THOMSON REUTERS FOUNDATION N/A PC SEE STATEMENT THE THOMSON REUTERS BUILDING 30 SOUTH COLONNADE, CANARY WHARF LONDON, LONDON, UNITED KINGDOM 5,430. THUNDER VALLEY COMMUNITY DEVELOPMENT N/A PC SEE STATEMENT CORPORATION PO BOX 290 PORCUPINE, SD 57772 150,000. Total from continuation sheets 

723631 04-01-17 110 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient TIDES FOUNDATION N/A PC EITHER FOR GENERAL P.O. BOX 29903 PURPOSES OR AS SAN FRANCISCO, CA 94129-0198 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. TRANSPORTATION ALTERNATIVES N/A PC EITHER FOR GENERAL 111 JOHN STREET, SUITE 260 PURPOSES OR AS NEW YORK, NY 10038 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. TRANSPORTATION ALTERNATIVES N/A PC EITHER FOR GENERAL 111 JOHN STREET, SUITE 260 PURPOSES OR AS NEW YORK, NY 10038 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. TRANSPORTATION ALTERNATIVES N/A PC EITHER FOR GENERAL 111 JOHN STREET, SUITE 260 PURPOSES OR AS NEW YORK, NY 10038 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. TRANSPORTATION ALTERNATIVES N/A PC EITHER FOR GENERAL 111 JOHN STREET, SUITE 260 PURPOSES OR AS NEW YORK, NY 10038 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. TREATMENT ACTION CAMPAIGN N/A PC SEE STATEMENT 122 LONGMARKET STREETTHIRD FLOOR, WESTMINSTER HOUSE CAPE TOWN, CAPE TOWN, SOUTH AFRICA 60,000. TREMONT WEST DEVELOPMENT CORPORATION N/A PC EITHER FOR GENERAL 2406 PROFESSOR STREET PURPOSES OR AS CLEVELAND, OH 44113-4673 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. TREVOR PROJECT INC N/A PC EITHER FOR GENERAL 8704 STA MON BLVD STE 200 PURPOSES OR AS WEST HOLLYWOOD, CA 90069-7002 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. TRINITY COLLEGE N/A PC EITHER FOR GENERAL 300 SUMMIT STREET PURPOSES OR AS HARTFORD, CT 06106-3100 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,000. TRINITY GRACE CHURCH N/A PC EITHER FOR GENERAL 21 W 38TH ST FL 2 PURPOSES OR AS NEW YORK, NY 10018-2255 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 2,400. Total from continuation sheets 

723631 04-01-17 111 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient TRINITY GRACE CHURCH N/A PC EITHER FOR GENERAL 21 W 38TH ST FL 2 PURPOSES OR AS NEW YORK, NY 10018-2255 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,150. TROOPER SANDERS NONE I SEE STATEMENT 631 D STREET NW APT. 730 WASHINGTON, DC 20004

40,000. TRUST FOR CONSERVATION INNOVATION N/A PC SEE STATEMENT 405 14TH STREET, SUITE 164 OAKLAND, CA 94612-2705

3,663,801. TRUST FOR CONSERVATION INNOVATION N/A PC SEE STATEMENT 405 14TH STREET, SUITE 164 OAKLAND, CA 94612-2705

50,000. TRUSTEES OF BOSTON UNIVERSITY N/A PC EITHER FOR GENERAL 595 COMMONWEALTH AVENUE, SUITE 700 PURPOSES OR AS WEST ENT. BOSTON, MA 02215 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. TRUSTEES OF BOSTON UNIVERSITY N/A PC SEE STATEMENT ONE SILBER WAY BOSTON, MA 02215

50,000. TRUSTEES OF COLUMBIA UNIVERSITY IN N/A PC EITHER FOR GENERAL THE CITY OF NEW YORK PURPOSES OR AS 622 WEST 113TH STREET, MC 4524 DESIGNATED BY THE NEW YORK, NY 10025 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. TRUSTEES OF COLUMBIA UNIVERSITY IN N/A PC EITHER FOR GENERAL THE CITY OF NEW YORK PURPOSES OR AS 622 WEST 113TH STREET, MC 4524 DESIGNATED BY THE NEW YORK, NY 10025 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. TRUSTEES OF COLUMBIA UNIVERSITY IN N/A PC EITHER FOR GENERAL THE CITY OF NEW YORK PURPOSES OR AS 622 WEST 113TH STREET, MC 4524 DESIGNATED BY THE NEW YORK, NY 10025 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. TRUSTEES OF COLUMBIA UNIVERSITY IN N/A PC EITHER FOR GENERAL THE CITY OF NEW YORK PURPOSES OR AS 622 WEST 113TH STREET, MC 4524 DESIGNATED BY THE NEW YORK, NY 10025 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. Total from continuation sheets 

723631 04-01-17 112 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient TRUSTEES OF COLUMBIA UNIVERSITY IN N/A PC EITHER FOR GENERAL THE CITY OF NEW YORK PURPOSES OR AS 622 WEST 113TH STREET, MC 4524 DESIGNATED BY THE NEW YORK, NY 10025 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 90,000. TRUSTEES OF THE UNIVERSITY OF N/A PC SEE STATEMENT PENNSYLVANIA OFFICE OF RESEARCH SERVICES 3451 WALNUT STREET, RM. P-221 PHILADELPHIA, PA 19104-6205 250,000. TRUSTEES OF THE UNIVERSITY OF N/A PC EITHER FOR GENERAL PENNSYLVANIA PURPOSES OR AS SUITE 300 - GAA&R / 2929 WALNUT DESIGNATED BY THE STREET PHILADELPHIA, PA 19104-5099 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 90,000. TURNING POINT FOR WOMEN AND FAMILIES N/A PC EITHER FOR GENERAL PO BOX 670086 PURPOSES OR AS FLUSHING, NY 11367-0086 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. TURRET MEDIA FZ LLC N/A NC SEE STATEMENT PO BOX 77806, OFFICE 201, LEVEL 2 ABU DHABI, ABU DHABI, UNITED ARAB EMIRATES 10,000. TUSK STRATEGIES, INC. N/A NC SEE STATEMENT 928 BROADWAY, SUITE 300 NEW YORK, NY 10010

2,000,000. UNFCCC SECRETARIAT, THE KYOTO N/A GOV SEE STATEMENT PROTOCOL AND THE PARIS AGREEMENT UNFCCC SECRETARIAT, UN CAMPUS PLATZ DER VEREINTEN NATIONEN 1 BONN, BONN, GERMANY 53113 80,000. UNION OF CONCERNED SCIENTISTS, INC. N/A PC SEE STATEMENT 2 BRATTLE SQUARE CAMBRIDGE, MA 02138-3780

400,000. UNITED CHARITABLE N/A PC EITHER FOR GENERAL 8201 GREENSBORO DR., STE. 702 PURPOSES OR AS TYSONS, VA 22102 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 225. UNITED CHARITABLE N/A PC EITHER FOR GENERAL 8201 GREENSBORO DR., STE. 702 PURPOSES OR AS TYSONS, VA 22102 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. Total from continuation sheets 

723631 04-01-17 113 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient UNITED NATIONS FOUNDATION, INC. N/A PC SEE STATEMENT 1750 PENNSYLVANIA AVENUE, NW, SUITE 300 WASHINGTON, DC 20006

200,000. UNITED NATIONS HABITAT AND HUMAN N/A PC EITHER FOR GENERAL SETTLEMENT FOUNDATION GAINS ACC PURPOSES OR AS P.O. BOX 30030 DESIGNATED BY THE NAIROBI, KENYA ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 100,000. UNITED STATES ARTISTS, INC. N/A PC SEE STATEMENT 900 N. MICHIGAN AVENUE SUITE 1300 CHICAGO, IL 60611

50,000. UNITED STATES ENDOWMENT FOR FORESTRY N/A PC SEE STATEMENT AND COMMUNITIES, INC. 908 EAST NORTH STREET GREENVILLE, SC 29601 100,000. UNITED STATES FUND FOR UNICEF N/A PC SEE STATEMENT 125 MAIDEN LANE 11TH FLOOR NEW YORK, NY 10038

30,613. UNITED STATES FUND FOR UNICEF N/A PC SEE STATEMENT 125 MAIDEN LANE 11TH FLOOR NEW YORK, NY 10038

19,746. UNITED WAY OF GREATER HOUSTON N/A PC EITHER FOR GENERAL 50 WAUGH DR PURPOSES OR AS BOSTON, TX 77007-5813 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. UNIVERSITY OF CAPE TOWN N/A PC SEE STATEMENT PRIVATE BAG X3 RONDEBOSCH 7701 CAPE TOWN, CAPE TOWN, SOUTH AFRICA

168,036. UNIVERSITY OF GREENWICH N/A PC SEE STATEMENT MARITIME GREENWICH CAMPUS OLD ROYAL NAVAL COLLEGE LONDON, LONDON, UNITED KINGDOM 200,000. UNIVERSITY OF HAWAII FOUNDATION N/A PC EITHER FOR GENERAL 2444 DOLE ST STE 105 PURPOSES OR AS HONOLULU, HI 96822-2388 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 30,000. Total from continuation sheets 

723631 04-01-17 114 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient UNIVERSITY OF MASSACHUSETTS, AMHERST N/A PC IN SUPPORT OF OFFICE OF GRANT AND CONTRACT CONDUCTING RESEARCH ADMINISTRATION 70 BUTTERFIELD TERRACE AND ANALYSIS TO AMHERST, MA 01003-9242 DEMONSTRATE FRESHWATER RESILIENCE GLOBALLY 599,313. UNIVERSITY OF MASSACHUSETTS, AMHERST N/A PC SEE STATEMENT OFFICE OF GRANT AND CONTRACT ADMINISTRATION 70 BUTTERFIELD TERRACE AMHERST, MA 01003-9242 35,799. UNIVERSITY OF MICHIGAN N/A PC EITHER FOR GENERAL 3003 S. STATE STREET, SUITE 8000 PURPOSES OR AS ANN ARBOR, MI 48109-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 303. UNIVERSITY OF MICHIGAN N/A PC EITHER FOR GENERAL 3003 S. STATE STREET, SUITE 8000 PURPOSES OR AS ANN ARBOR, MI 48109-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 303. UNIVERSITY OF MICHIGAN N/A PC EITHER FOR GENERAL 3003 S. STATE STREET, SUITE 8000 PURPOSES OR AS ANN ARBOR, MI 48109-0000 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. UNIVERSITY OF NAIROBI N/A PC SEE STATEMENT P.O. BOX 30197-00100 NAIROBI, NAIROBI, KENYA

250,000. UNIVERSITY OF NEBRASKA FOUNDATION N/A PC EITHER FOR GENERAL 1010 LINCOLN MALL, STE 300 PURPOSES OR AS LINCOLN, NE 68508 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 4,500. UNIVERSITY OF NEW ORLEANS N/A PC SEE STATEMENT 2000 LAKESHORE DRIVE NEW ORLEANS, LA 70148

300,000. UNIVERSITY OF RWANDA N/A PC SEE STATEMENT KIGALI KICUKIRO, KICUKIRO, RWANDA

10,144. UNREASONABLE INSTITUTE N/A PC SEE STATEMENT 1801 13TH STREET SUITE 400 BOULDER, CO 80302

1,025,000. Total from continuation sheets 

723631 04-01-17 115 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient URBAN JUSTICE CENTER N/A PC EITHER FOR GENERAL 40 RECTOR STREET, 9TH FLOOR PURPOSES OR AS NEW YORK, NY 10006 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. USHAHIDI, INC. N/A PC SEE STATEMENT 12472 LAKE UNDERHILL ROAD STE 330 ORLANDO, FL 32828

300,000. V-DAY N/A PC EITHER FOR GENERAL 4104 24TH STREET 4515 PURPOSES OR AS SAN FRANCISCO, CA 94114-3615 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. VERA INSTITUTE OF JUSTICE N/A PC EITHER FOR GENERAL 233 BROADWAY, 12TH FLOOR PURPOSES OR AS NEW YORK, NY 10279 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. VILCAP INC. N/A PC SEE STATEMENT 419 7TH STREET NW SUITE 300 WASHINGTON, DC 20004

200,000. VIRGINIA ORGANIZING N/A PC SEE STATEMENT 703 CONCORD AVENUE CHARLOTTESVILLE, VA 22903

125,000. VIRGINIA ORGANIZING N/A PC SEE STATEMENT 703 CONCORD AVENUE CHARLOTTESVILLE, VA 22903

125,000. VITAL VOICES GLOBAL PARTNERSHIP N/A PC EITHER FOR GENERAL 1625 MASS AVE NW STE 300 PURPOSES OR AS WASHINGTON, DC 20036 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,540. WASAFIRI CONSULTING LTD. N/A NC IN SUPPORT OF SERVING THE DOCK WILBURY VILLAS, HOVE AS A LEARNING PARTNER EAST SUSSEX, EAST SUSSEX, UNITED FOR RESILIENCE WEEK TO KINGDOM BE HELD IN NAIROBI, KENYA, DECEMBER 2016 14,471. WASHINGTON AREA WOMEN'S FOUNDATION N/A PC EITHER FOR GENERAL 1331 H STREET, NW SUITE 1000 PURPOSES OR AS WASHINGTON, DC 20005 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. Total from continuation sheets 

723631 04-01-17 116 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient WASHINGTON MONTHLY CORPORATION N/A PC SEE STATEMENT 1200 18TH STREET NW SUITE 330 WASHINGTON, DC 20036

25,000. WATERFRONT ALLIANCE N/A PC EITHER FOR GENERAL 217 WATER STREET, SUITE 300 PURPOSES OR AS NEW YORK, NY 10038 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 35,000. WATERFRONT ALLIANCE, INC. N/A PC SEE STATEMENT 217 WATER STREET, SUITE 300 NEW YORK, NY 10038

50,000. WAYNE STATE UNIVERSITY N/A PC EITHER FOR GENERAL 5700 CASS AVENUE 1200 PURPOSES OR AS DETROIT, MI 48202-3692 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. WELCOMING AMERICA INC. N/A PC SEE STATEMENT 315 W. PONCE DE LEON AVE., SUITE 500 DECATUR, GA 30030

50,000. WELLESLEY COLLEGE N/A PC EITHER FOR GENERAL 106 CENTRAL STREET PURPOSES OR AS WELLESLEY, MA 02481-8203 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. WELLESLEY COLLEGE N/A PC EITHER FOR GENERAL 106 CENTRAL STREET PURPOSES OR AS WELLESLEY, MA 02481-8203 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. WENDY TAYLOR NONE I SEE STATEMENT 2501 RIDGE ROAD DRIVE ALEXANDRIA, VA 22302

68,750. WEROBOTICS, INC. N/A PC SEE STATEMENT 1225 OLIVIA AVENUE ANN ARBOR, MI 48104

102,101. WESLEYAN UNIVERSITY N/A PC EITHER FOR GENERAL 77 PEARL STREET PURPOSES OR AS MIDDLETOWN, CT 06459 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. Total from continuation sheets 

723631 04-01-17 117 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient WESPO, INC. N/A NC SEE STATEMENT 423 WASHINGTON STREET, 4TH FLOOR SAN FRANCISCO, CA 94111

200,400. WEST SIDE CATHOLIC CENTER N/A PC EITHER FOR GENERAL 3135 LORAIN AVE PURPOSES OR AS CLEVELAND, OH 44113-3407 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. WEST SIDE CATHOLIC CENTER N/A PC EITHER FOR GENERAL 3135 LORAIN AVE PURPOSES OR AS CLEVELAND, OH 44113-3407 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. WGBH EDUCATIONAL FOUNDATION N/A PC EITHER FOR GENERAL 1 GUEST ST PURPOSES OR AS BOSTON, MA 02135-2016 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 55,500. WGBH EDUCATIONAL FOUNDATION N/A PC EITHER FOR GENERAL 1 GUEST ST PURPOSES OR AS BOSTON, MA 02135-2016 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 15,000. WGBH EDUCATIONAL FOUNDATION N/A PC EITHER FOR GENERAL 1 GUEST ST PURPOSES OR AS BOSTON, MA 02135-2016 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 19,500. WHAT WOULD JANE DO LLC N/A NC SEE STATEMENT 3249 CASITAS AVE. LOS ANGELES, CA 90039

80,000. WIKIMEDIA FOUNDATION N/A PC EITHER FOR GENERAL P.O. BOX 98204 PURPOSES OR AS WASHINGTON, DC 20090 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. WILLA CATHER FOUNDATION N/A PC EITHER FOR GENERAL 413 N WEBSTER ST PURPOSES OR AS RED CLOUD, NE 68970-2466 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 750. WINDWARD FUND N/A PC SEE STATEMENT 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON, DC 20036

150,000. Total from continuation sheets 

723631 04-01-17 118 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient WOMEN IN INFORMAL EMPLOYMENT N/A PC SEE STATEMENT GLOBALIZING AND ORGANIZING 521 ROYAL EXCHANGE MANCHESTER, MANCHESTER, UNITED KINGDOM 300,000. WOMEN IN INFORMAL EMPLOYMENT N/A PC SEE STATEMENT GLOBALIZING AND ORGANIZING 521 ROYAL EXCHANGE MANCHESTER, MANCHESTER, UNITED KINGDOM 49,550. WOMEN IN NEED INC N/A PC EITHER FOR GENERAL 115 WEST 31ST STREET, 7TH FLOOR PURPOSES OR AS NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 60. WOMEN IN NEED INC N/A PC EITHER FOR GENERAL 115 WEST 31ST STREET, 7TH FLOOR PURPOSES OR AS NEW YORK, NY 10001 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. WOMEN IN THE WORLD MEDIA LLC N/A NC SEE STATEMENT 620 EIGHTH AVENUE, 17TH FLOOR NEW YORK, NY 10018

350,000. WORDS WITHOUT BORDERS N/A PC EITHER FOR GENERAL 147 PRINCE STREET PURPOSES OR AS BROOKLYN, NY 11201 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. WORKFORCE DEVELOPMENT CORPORATION N/A PC SEE STATEMENT 110 WILLIAM STREET 8TH FLOOR NEW YORK, NY 10038

96,663. WORKLIFE PARTNERSHIP N/A PC SEE STATEMENT 99 INCA STREET DENVER, CO 80223

750,000. WORLD AFFAIRS COUNCIL OF NORTHERN N/A PC SEE STATEMENT CALIFORNIA 312 SUTTER STREET SUITE 200 SAN FRANCISCO, CA 94108-4384 75,000. WORLD AFFAIRS COUNCIL OF NORTHERN N/A PC SEE STATEMENT CALIFORNIA 312 SUTTER STREET,SUITE 200 SAN FRANCISCO, CA 94108-4384 250,000. Total from continuation sheets 

723631 04-01-17 119 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient WORLD PARROT TRUST USA INC N/A PC EITHER FOR GENERAL PO BOX 935 PURPOSES OR AS LAKE ALFRED, FL 33850-0935 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 225. WORLD RESOURCES INSTITUTE N/A PC SEE STATEMENT 10 G STREET, NE SUITE 800 WASHINGTON, DC 20002

100,000. WORLD WILDLIFE FUND INC. N/A PC SEE STATEMENT 1250 24TH STREET, NW WASHINGTON, DC 20037

165,000. WORLDWIDE INITIATIVES FOR GRANTMAKER N/A PC SEE STATEMENT SUPPORT, INC. AVENIDA 9 DE JULHO, 5143 SUITE 61 SAO PAULO, SAO PAULO, BRAZIL 01407-200 80,000. WWW.NY4P.ORG N/A PC EITHER FOR GENERAL 55 BROAD ST, 23RD FLOOR PURPOSES OR AS NEW YORK, NY 10004 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 75. WWW.NY4P.ORG N/A PC EITHER FOR GENERAL 55 BROAD ST, 23RD FLOOR PURPOSES OR AS NEW YORK, NY 10004 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 300. WYLIE E. GROVES HIGH SCHOOL N/A PC EITHER FOR GENERAL 20500 WEST 13 MILE RD PURPOSES OR AS BEVERLY HILLS, MI 48025 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,000. XAVIER HIGH SCHOOL N/A PC EITHER FOR GENERAL 30 WEST 16TH STREET PURPOSES OR AS NEW YORK, NY 10011 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. YALE UNIVERSITY N/A PC EITHER FOR GENERAL PO BOX 2038 PURPOSES OR AS NEW HAVEN, CT 06521-2038 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 30,000. YALE UNIVERSITY N/A PC EITHER FOR GENERAL PO BOX 2038 PURPOSES OR AS NEW HAVEN, CT 06521-2038 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 90,000. Total from continuation sheets 

723631 04-01-17 120 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient YIDDISH BOOK CENTER N/A PC EITHER FOR GENERAL 1021 WEST STREET PURPOSES OR AS AMHERST, MA 01002-3375 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 1,500. YINGHUA INTERNATIONAL SCHOOL A NJ N/A PC EITHER FOR GENERAL NONPROFIT CORP PURPOSES OR AS PO BOX 88 DESIGNATED BY THE KINGSTON, NJ 08528 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 450. YOUNG LIFE N/A PC EITHER FOR GENERAL 420 N CASCADE AVE PURPOSES OR AS COLORADO SPRINGS, CO 80903-3325 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,000. YOUNG LIFE N/A PC EITHER FOR GENERAL 420 N CASCADE AVE PURPOSES OR AS COLORADO SPRINGS, CO 80903-3325 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 6,000. YOUNG MEN'S CHRISTIAN ASSOCIATION OF N/A PC EITHER FOR GENERAL GREATER NEW YORK PURPOSES OR AS 5 WEST 63RD ST, 6TH FL DESIGNATED BY THE NEW YORK, NY 10023 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 25,000. YOUNG MENS CHRISTIAN ASSOCIATION OF N/A PC EITHER FOR GENERAL GREATER NEW YORK PURPOSES OR AS 5 W 63RD ST 6TH FL DESIGNATED BY THE NEW YORK, NY 10023-7162 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 150. YOUNG MENS CHRISTIAN ASSOCIATION OF N/A PC EITHER FOR GENERAL GREATER NEW YORK PURPOSES OR AS 5 W 63RD ST 6TH FL DESIGNATED BY THE NEW YORK, NY 10023-7162 ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. YOUNG SURVIVAL COALITION INC N/A PC EITHER FOR GENERAL 80 BROAD ST FL 17 PURPOSES OR AS NEW YORK, NY 10004-2209 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 600. YOUNG SURVIVAL COALITION INC N/A PC EITHER FOR GENERAL 80 BROAD ST FL 17 PURPOSES OR AS NEW YORK, NY 10004-2209 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 375. YOUTH CHALLENGE N/A PC EITHER FOR GENERAL 800 SHARON DR PURPOSES OR AS WESTLAKE, OH 44145-1521 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 3,750. Total from continuation sheets 

723631 04-01-17 121 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient YOUTH CHALLENGE N/A PC EITHER FOR GENERAL 800 SHARON DR PURPOSES OR AS WESTLAKE, OH 44145-1521 DESIGNATED BY THE ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTION 4,500. YOUTH IMPROVED, INC. N/A PC SEE STATEMENT 515 MADISON AVENUE 26TH FLOOR NEW YORK, NY 10022

359,250. YUNUS SOCIAL BUSINESS GMBH N/A NC SEE STATEMENT NIDDASTR 63 FRANKFURT, FRANKFURT, GERMANY 60329

63,951. ZERO POINT ZERO PRODUCTION, INC. N/A NC SEE STATEMENT 875 AVENUE OF THE AMERICAS NEW YORK, NY 10001

580,501.

Total from continuation sheets 

723631 04-01-17 122 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient AFRICA PRACTICE EAST AFRICA LIMITED N/A NC SEE STATEMENT 14 CAMBRIDGE COURT LONDON, LONDON, UNITED KINGDOM

35,918. AFRICA TWENTY-FOUR MEDIA, LTD. N/A NC SEE STATEMENT P.O.BOX 1403 00502 NAIROBI, NAIROBI, KENYA

25,000. AFRICAN UNION COMMISSION N/A GOV SEE STATEMENT P.O. BOX 3243 ADDIS ABABA, ADDIS ABABA, ETHIOPIA

50,000. AGNES M. DASEWICZ NONE I SEE STATEMENT 7110 RICHARD CASEY CT. ALEXANDRIA, VA 22307

235,000. AGRICULTURE CLIMATE CHANGE EDUCATION N/A NC SEE STATEMENT COMMUNITY PROGRAMMES MOMBASA ROAD PANESAR CENTRE, 3RD FLOOR NAIROBI, NAIROBI, KENYA 00300 5,000. AID TECHNOLOGY LIMITED N/A NC SEE STATEMENT THE DIGITAL HUB, ROE LANE D08 TCV4 DUBLIN, DUBLIN, IRELAND

99,983. ALLIANCE FOR A GREEN REVOLUTION IN N/A PC SEE STATEMENT AFRICA P.O. BOX 66773 NAIROBI, NAIROBI, KENYA 2,124,221. ALLIANCE FOR A GREEN REVOLUTION IN N/A PC SEE STATEMENT AFRICA P.O. BOX 66773 NAIROBI, NAIROBI, KENYA 40,000,000. ALLIANCE FOR A GREEN REVOLUTION IN N/A PC SEE STATEMENT AFRICA P.O. BOX 66773 WESTLANDS,00800 NAIROBI, NAIROBI, KENYA 250,000. ALLIANCE FOR A GREEN REVOLUTION IN N/A PC SEE STATEMENT AFRICA P.O. BOX 66773 NAIROBI, NAIROBI, KENYA 200,000. Total from continuation sheets  129,648,071.

723635 04-01-17 123 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient AMERICAN ASSOCIATION FOR THE N/A PC SEE STATEMENT ADVANCEMENT OF SCIENCE 1200 NEW YORK AVENUE, NW WASHINGTON, DC 20005 600,000. APCO WORLDWIDE INC. N/A NC SEE STATEMENT 1299 PENNSYLVANIA AVE NW SUITE 300 WASHINGTON, DC 20004

100,000. APCO WORLDWIDE INC. N/A NC SEE STATEMENT 1299 PENNSYLVANIA AVE NW SUITE 300 WASHINGTON, DC 20004

17,812. ARMILLARIA, LLC NONE PC SEE STATEMENT 2420 NE SANDY BLVD. SUITE 103 PORTLAND, OR 97232

27,500. ART AFRICA CENTRE N/A PC SEE STATEMENT 28 ST. GEORGE'S MALL, 5TH FLOOR THE EXCHANGE BUILDING CAPE TOWN, CAPE TOWN, SOUTH AFRICA 63,850. ART EARTH TECH LIMITED N/A NC SEE STATEMENT ALDWINKLE LODGE PETERBOROUGH, PETERBOROUGH, UNITED KINGDOM 24,975. ASIAN VENTURE PHILANTHROPY NETWORK N/A PC SEE STATEMENT LIMITED 3 SHENTON WAY, SHENTON HOUSE, APT 02-08 SINGAPORE 068805 100,000. ASPEN INSTITUTE, INC. N/A PC SEE STATEMENT 2300 N STREET, NW, STE 700 WASHINGTON, DC 20037-1122

100,000. ASPEN INSTITUTE, INC. N/A PC SEE STATEMENT 2300 N STREET, NW, STE 700 WASHINGTON, DC 20037-1122

200,000. BANQU, INC. N/A NC SEE STATEMENT 4100 HEATHERTON PLACE MINNETONKA, MN 55345

25,000. Total from continuation sheets 

723635 04-01-17 124 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient BEYOND ZERO N/A NC SEE STATEMENT PO BOX 40530-00100 NAIROBI, NAIROBI, KENYA

200,000. BIPARTISAN POLICY CENTER, INC. N/A PC SEE STATEMENT 1225 I STREET, NW SUITE 1000 WASHINGTON, DC 20005

250,000. BLUE STATE DIGITAL, INC. N/A NC SEE STATEMENT 101 AVENUE OF THE AMERICAS, 12TH FLOOR NEW YORK, NY 10013

110,000. BOARD OF TRUSTEES OF THE LELAND N/A PC SEE STATEMENT STANFORD JUNIOR UNIVERSITY C/O OFFICE OF SPONSORED RESEARCH, 3160 PORTER DRIVE, SUITE 100 PALO ALTO, CA 94304 60,000. BROOKINGS INSTITUTION N/A PC SEE STATEMENT 1775 MASSACHUSETTS AVENUE, NW WASHINGTON, DC 20036-2188

400,000. BUSINESS FOR SOCIAL RESPONSIBILITY N/A PC SEE STATEMENT 88 KEARNY STREET 12TH FLOOR SAN FRANCISCO, CA 94108

200,000. BUSINESS FOR SOCIAL RESPONSIBILITY N/A PC SEE STATEMENT 88 KEARNY STREET 12TH FLOOR SAN FRANCISCO, CA 94108

149,366. CAB INTERNATIONAL N/A GOV SEE STATEMENT NOSWORTHY WAY WALLINGFORD, OXFORDSHIRE, UNITED KINGDOM 77,049. CENTER FOR AMERICAN PROGRESS N/A PC SEE STATEMENT 1333 H STREET, NW 10TH FLOOR WASHINGTON, DC 20005

500,000. CERES, INC. N/A PC SEE STATEMENT 99 CHAUNCY STREET 6TH FLOOR BOSTON, MA 02111

80,000. Total from continuation sheets 

723635 04-01-17 125 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CHANCELLOR, MASTERS AND SCHOLARS OF N/A PC SEE STATEMENT THE UNIVERSITY OF OXFORD UNIVERSITY OFFICES WELLINGTON SQUARE OXFORD, OXFORD, UNITED KINGDOM 250,000. CHICAGO COOK WORKFORCE PARTNERSHIP N/A PC SEE STATEMENT 69 WEST WASHINGTON STREET SUITE 2860 CHICAGO, IL 60602

500,000. CHICAGO COUNCIL ON GLOBAL AFFAIRS N/A PC SEE STATEMENT 180 N. STETSON AVENUE, SUITE 1400 CHICAGO, IL 60601

806,400. CLIMATE BONDS INITIATIVE N/A PC SEE STATEMENT 72 MUSWELL HILL PLACE N10 3RR LONDON, LONDON, UNITED KINGDOM

155,000. CLIMATE BONDS INITIATIVE N/A PC SEE STATEMENT 72 MUSWELL HILL PLACE N10 3RR LONDON, LONDON, UNITED KINGDOM

20,000. CLOUD TIGER MEDIA, INC. N/A NC SEE STATEMENT 6380 WILSHIRE BLVD, 15TH FLOOR LOS ANGELES, CA 90048

425,000. CORNELL UNIVERSITY N/A PC SEE STATEMENT 300 DAY HALL ITHACA, NY 14853

132,152. CREATIVE MIGRATION, INC. N/A PC SEE STATEMENT 643 MALTMAN AVE., SUITE 104 LOS ANGELES, CA 90026

140,000. CUNY GRADUATE SCHOOL OF JOURNALISM N/A PC SEE STATEMENT FOUNDATION INC. 219 WEST 40TH STREET NEW YORK, NY 10018 250,000. DALBERG CONSULTING - U.S., LLC N/A NC SEE STATEMENT 99 MADISON AVENUE, 17TH FLOOR NEW YORK, NY 10016

44,530. Total from continuation sheets 

723635 04-01-17 126 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient DALBERG CONSULTING - U.S., LLC N/A NC SEE STATEMENT 99 MADISON AVENUE, 17TH FLOOR NEW YORK, NY 10016

67,000. DALBERG RESEARCH LTD N/A NC SEE STATEMENT 72 - 82 ROSEBERY AVENUE, 2ND FLOOR EC1R 4RW LONDON, LONDON, UNITED KINGDOM 50,600. DANIEL J. EDELMAN, INC. N/A NC SEE STATEMENT 250 HUDSON STREET NEW YORK, NY 10013

250,000. EIGHTEEN EAST CAPITAL LTD N/A NC SEE STATEMENT 86-90 PAUL STREET LONDON, LONDON, UNITED KINGDOM

25,000. ELEVATE CONSULTING AND N/A NC SEE STATEMENT COMMUNICATIONS, LLC P.O. BOX 8325 PORTLAND, ME 04104 20,000. ENTERPRISE COMMUNITY PARTNERS, INC. N/A PC SEE STATEMENT 11000 BROKEN LAND PARKWAY 7TH FLOOR COLUMBIA, MD 21044

20,000. ENVIRONMENTAL DEFENSE FUND, N/A PC SEE STATEMENT INCORPORATED 257 PARK AVENUE SOUTH, 17TH FLOOR NEW YORK, NY 10010 25,000. ENVIRONNEMENT ET DEVELOPPEMENT DU N/A PC SEE STATEMENT TIERS MONDE COMP SICAP PNT EBATIMENT B,1ER ETAGE AVE CHEIH ANTA DIOP X CANALIVBP DAKAR, DAKAR, SENEGAL 10,000. EPIC-AFRICA FOUNDATION N/A PC SEE STATEMENT 2711 CENTERVILLE ROAD SUITE 400 WILMINGTON, DE 19808

50,000. EQUAL JUSTICE INITIATIVE N/A PC SEE STATEMENT 122 COMMERCE STREET MONTGOMERY, AL 36104

20,000. Total from continuation sheets 

723635 04-01-17 127 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ESTUDIOOCA CO. LTD. N/A NC SEE STATEMENT 65 CHALOEMPAKRIATE SOI 8 NONGBORN, PRAVET BANGKOK, BANGKOK, THAILAND 10250 39,680. FACTORE VENTURES PBC N/A NC SEE STATEMENT 430 NORTH COLLEGE AVE FORT COLLINS, CO 80524

503,910. FAMILY HEALTH INTERNATIONAL N/A PC SEE STATEMENT FHI 360 HEADQUARTERS,359 BLACKWELL STREET, SUITE 200 DURHAM, NC 27701

149,700. FARM CONCERN INTERNATIONAL N/A PC SEE STATEMENT DEVELOPMENT TRUST C/O KARI NARL CAMPUS, WAIYAKI WAY, P.O. BOX 15185-00100 NAIROBI, NAIROBI, KENYA 950,000. FARM RADIO INTERNATIONAL N/A PC SEE STATEMENT 1404 SCOTT STREET OTTAWA, ONTARIO, CANADA

550,000. FARMDRIVE LIMITED N/A NC SEE STATEMENT L.R. 1/437 KINDARUMA ROAD NAIROBI, KENYA 22323-00400

300,000. FOOD AND AGRICULTURE ORGANIZATION OF N/A GOV SEE STATEMENT THE UNITED NATIONS VIALE DELLE TERME DI CARACALLA ROME, ROME, ITALY 00153 249,298. FOOD FOR SOUL N/A PC SEE STATEMENT VIA RUA MURO 85 MODENA, MODENA, ITALY 41121

500,000. FOUNDATION FOR LOUISIANA N/A PC SEE STATEMENT 4354 S. SHERWOOD FOREST BLVD. SUITE 100 BATON ROUGE, LA 70816

200,000. FOUNDATION FOR THE GRADUATE INSTITUTE N/A PC SEE STATEMENT OF INTL RELATIONS AND DEVELOPMENT MAISON DE LA PAIX CHEMIN EUGENE-RIGOT 2 GENEVA, GENEVA, SWITZERLAND 10,708. Total from continuation sheets 

723635 04-01-17 128 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient FSG, INC. N/A PC SEE STATEMENT 500 BOYLSTON STREET SUITE 600 BOSTON, MA 02116

100,000. FSG, INC. N/A PC SEE STATEMENT 500 BOYLSTON STREET SUITE 600 BOSTON, MA 02116

230,000. FSG, INC. N/A PC SEE STATEMENT 500 BOYLSTON STREET SUITE 600 BOSTON, MA 02116

548,273. FUND FOR THE CITY OF NEW YORK, INC. N/A PC SEE STATEMENT 121 AVENUE OF THE AMERICAS,6TH FLOOR NEW YORK, NY 10013-1590

7,500. FUNDACION JUMEX ASOCIACION CIVIL N/A NC SEE STATEMENT BOULEVARD VIA MORELOS 72-A COL. RUSTICA XALOSTOC ECATEPEC, MEXICO

4,000. FUNDACION JUMEX ASOCIACION CIVIL N/A NC SEE STATEMENT BOULEVARD VIA MORELOS 72-A COL. RUSTICA XALOSTOC ECATEPEC, MEXICO

3,000. FUNDACION JUMEX ASOCIACION CIVIL N/A NC SEE STATEMENT BOULEVARD VIA MORELOS 72-A COL. RUSTICA XALOSTOC ECATEPEC, MEXICO

105,800. FUTURE FACTORY LLP N/A NC SEE STATEMENT A-55, NANDJYOT INDUSTRIAL ESTATE 2ND FLOOR, SAFED POOL, AK ROAD, MUMBAI, ANDHERI EAST, INDIA 400072 57,270. GENERATION YOU EMPLOYED, INC. N/A PC SEE STATEMENT 1200 19TH STREET, NW SUITE 910 WASHINGTON, DC 20036

700,000. GENESIS ANALYTICS PTY LTD N/A NC SEE STATEMENT 50 SIXTH ROAD HYDE PARK JOHANNESBURG, JOHANNESBURG, SOUTH AFRICA 25,000. Total from continuation sheets 

723635 04-01-17 129 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient GEORGETOWN UNIVERSITY N/A PC SEE STATEMENT 37TH AND O STREETS NW BOX 571168 WASHINGTON, DC 20057

150,000. GILDER LEHRMAN INSTITUTE OF AMERICAN N/A PC SEE STATEMENT HISTORY 49 WEST 45TH STREET 6TH FLOOR NEW YORK, NY 10036 3,000,000. GLOBAL ALLIANCE FOR IMPROVED N/A PC SEE STATEMENT NUTRITION RUE DE VERMONT 3739 GENEVA, GENEVA, SWITZERLAND 40,000. GLOBAL BPO SOLUTIONS, LLC N/A NC SEE STATEMENT 15600 NE 8TH STREETSUITE B1-800 BELLEVUE, WA 98008

45,000. GLOBAL HEALTH CORPS N/A PC SEE STATEMENT ONE PENN PLAZA, SUITE 6271 NEW YORK, NY 10119

125,000. GLOBAL HEALTH STRATEGIES LLC N/A NC SEE STATEMENT 38 E 32ND STREET, 12TH FLOOR SUITE 900 NEW YORK, NY 10016

299,910. GLOBAL IMPACT INVESTING NETWORK N/A PC TOWARD THE COSTS OF 30 BROAD STREET 38TH FLOOR STRENGTHENING THE NEW YORK, NY 10004 EVIDENCE BASE FOR IMPACT INVESTING AND MARKET SOLUTIONS 50,000.

GLOBAL INVESTMENT FUND FOR WATER N/A NC TOWARD THE COSTS OF LIMITED PILOTING A PRIVATE STEEL HOUSE, 13-17 PRINCES ROAD SECTOR-LED MICRO-LEVY RICHMOND, SURREY, UNITED KINGDOM ON BOTTLED WATER 100,000. GRENZEBACH GLIER AND ASSOCIATES, INC. N/A NC SEE STATEMENT 401 N. MICHIGAN AVENUE SUITE 2800 CHICAGO, IL 60611

10,035. GUARDIAN NEWS AND MEDIA LTD N/A NC SEE STATEMENT KING PLACE 90 YORK WAY LONDON, LONDON, UNITED KINGDOM

2,000,000. Total from continuation sheets 

723635 04-01-17 130 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient HABITAT FOR HUMANITY INTERNATIONAL, N/A PC SEE STATEMENT INC. 270 PEACHTREE STREET, NW SUITE 1300 ATLANTA, GA 30303 200,000. HEALTH STRATEGY AND POLICY INSTITUTE N/A GOV SEE STATEMENT A36 LANE, HO TUNG MAU ST, CAU GIAY DISTRICT HANOI, HANOI, VIETNAM

50,000. HEALTH SYSTEMS GLOBAL ASSOCIATION N/A PC SEE STATEMENT C/O SWISSBENEFITS AG SEIFTIGENSTRASSE 310 WABERN, WABERN, SWITZERLAND

200,000. HOPEWELL FUND N/A PC SEE STATEMENT 1201 CONNECTICUT AVENUE, NW SUITE 300 WASHINGTON, DC 20036

125,000. HUMAN NEEDS PROJECT INC. N/A PC SEE STATEMENT 36 PROFESSIONAL CENTER PARKWAY SAN RAFAEL, CA 94903

535,000. HUMAN NETWORK INTERNATIONAL N/A PC SEE STATEMENT 53335 WISCONSIN AVENUE NW SUITE 440 WASHINGTON, DC 20015

55,000. IDENTITY2020 SYSTEMS INC. N/A PC SEE STATEMENT 264 CANAL STREET SUITE 4W NEW YORK, NY 10013

50,000. IDEO.ORG N/A PC SEE STATEMENT 444 SPEAR STREET, SUITE 213 SAN FRANCISCO, CA 94105

12,000. IDH SUSTAINABLE TRADE INITIATIVE N/A PC SEE STATEMENT ARTHUR VAN SCHENDELSTRAAT 500 UTRECHT, UTRECHT, NETHERLANDS

2,000,000. IMPACT INVESTMENT SHUJOG LIMITED N/A PC SEE STATEMENT KING GEORGE'S AVENUE NO 05-00 REHAU BUILDING SINGAPORE 208557

50,000. Total from continuation sheets 

723635 04-01-17 131 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient IMPACT SHARES CORP. N/A NC SEE STATEMENT 2189 BROKEN BEND FRISCO, TX 75034

100,000. INITIATIVE FOR GLOBAL DEVELOPMENT N/A PC SEE STATEMENT 1130 CONNECTICUT AVE. NW STE 400 WASHINGTON, DC 20036

50,000. INNOVATIVE FINANCE FOUNDATION N/A NC SEE STATEMENT 7 AVENUE PICTET-DE-ROCHEMONT GENEVA, GENEVA, SWITZERLAND

25,000. INSTITUTE FOR SUSTAINABLE COMMUNITIES N/A PC SEE STATEMENT 535 STONE CUTTERS WAY MONTPELIER, VT 05602

20,000. INSTITUTE OF CHARTERED ACCOUNTANTS IN N/A NC SEE STATEMENT ENGLAND AND WALES CHARTERED ACCOUNTANTS HALL, MOORGATE PLACE LONDON, LONDON, UNITED KINGDOM 105,000. INSTITUTE OF INTERNATIONAL EDUCATION, N/A PC SEE STATEMENT INC. 809 UNITED NATIONS PLAZA NEW YORK, NY 10017-3580 750,380. INSTITUTE OF INTERNATIONAL EDUCATION, N/A PC SEE STATEMENT INC. 809 UNITED NATIONS PLAZA NEW YORK, NY 10017-3580 849,600. INSTITUTE OF INTERNATIONAL EDUCATION, N/A PC SEE STATEMENT INC. 809 UNITED NATIONS PLAZA NEW YORK, NY 10017-3580 353,700. INTELLECAP ADVISORY SERVICES PRIVATE N/A NC SEE STATEMENT LIMITED 10TH FLOOR, UNIT NO. A1002, A BLOCK THE PLATINA GACHIBOWLI HYDERABAD, HYDERABAD, INDIA 30,000. INTERACTION: THE AMERICAN COUNCIL FOR N/A PC SEE STATEMENT VOLUNTARY INTERNATIONAL ACTION, INC. 1400 16TH STREET, NW SUITE 210 WASHINGTON, DC 20036 50,000. Total from continuation sheets 

723635 04-01-17 132 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INTERNATIONAL ASSOCIATION OF N/A NC SEE STATEMENT OUTSOURCING PROFESSIONALS 4333 INDIAN DEER ROAD WINDERMERE, FL 34786 15,000. INTERNATIONAL INSTITUTE FOR N/A PC SEE STATEMENT ENVIRONMENT AND DEVELOPMENT 80-86 GRAYS INN ROAD LONDON, LONDON, UNITED KINGDOM 94,817. INTERNATIONAL INSTITUTE OF RURAL N/A PC SEE STATEMENT RECONSTRUCTION 601 WEST 26TH STREET, 325-1 NEW YORK, NY 10001 66,000. IQBUSINESS PTY LTD N/A NC SEE STATEMENT IQBUSINESS PARK NO 3 THIRD AVENUE SANDTON RIVONIA, RIVONIA, SOUTH AFRICA 173,167. JOHNS HOPKINS UNIVERSITY N/A PC SEE STATEMENT 3400 N. CHARLES STREET BALTIMORE, MD 21218

78,191. KARAN CAPOOR NONE I SEE STATEMENT 3507 CUMMINGS LANE CHEVY CHASE, MD 20815

250,000. KENYA PRIVATE SECTOR ALLIANCE N/A NC SEE STATEMENT P.O. BOX 3556-00100 NAIROBI, NAIROBI, KENYA

150,000. KEYSTONE CENTER N/A PC SEE STATEMENT 1628 STS JOHN ROAD KEYSTONE, CO 80435

50,000. KHOJ INTERNATIONAL ARTISTS N/A PC SEE STATEMENT ASSOCIATION S-17, KHIRKEE EXTENSION NEW DELHI, NEW DELHI, INDIA 110017 23,461. KKS ADVISORS LLC N/A NC SEE STATEMENT 559 EAST 2ND STREET, UNIT 3 BOSTON, MA 02127

89,470. Total from continuation sheets 

723635 04-01-17 133 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient KNACK.IT CORP. N/A NC SEE STATEMENT P.O. BOX 591316 SAN FRANCISCO, CA 94159

10,000. KOIS UK LIMITED N/A NC SEE STATEMENT 34B YORK WAY, IMPACT HUB LONDON, LONDON, UNITED KINGDOM

20,000. KURANTE, LLC N/A NC SEE STATEMENT 708 OCEAN AVE, STE 33 BROOKLYN, NY 11226

5,000. KYNE COMMUNICATIONS, INC. N/A NC SEE STATEMENT 252 W. 37TH STREET, SUITE 500E NEW YORK, NY 10018

25,000. LINCOLN CENTER FOR THE PERFORMING N/A PC SEE STATEMENT ARTS, INC. 70 LINCOLN CENTER PLAZA NEW YORK, NY 10023-6583 650,000. LIONS HEAD GLOBAL PARTNERS LLP N/A NC SEE STATEMENT 130 BUCKINGHAM PALACE ROAD LONDON, LONDON, UNITED KINGDOM

75,000. LIONS HEAD GLOBAL PARTNERS LLP N/A NC SEE STATEMENT 130 BUCKINGHAM PALACE ROAD LONDON, LONDON, UNITED KINGDOM

50,000. LIVING CITIES, INC., THE NATIONAL N/A PC SEE STATEMENT COMMUNITY DEVELOPMENT INITIATIVE 1040 AVENUE OF THE AMERICAS, FLOOR 17 NEW YORK, NY 10018 750,000. LONDON SCHOOL OF ECONOMICS AND N/A PC SEE STATEMENT POLITICAL SCIENCE HOUGHTON STREET LONDON, LONDON, UNITED KINGDOM 71,468. MARTHA'S TABLE, INC. N/A PC SEE STATEMENT 2114 14TH STREET, NW WASHINGTON, DC 20009

200,000. Total from continuation sheets 

723635 04-01-17 134 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MASSACHUSETTS INSTITUTE OF TECHNOLOGY N/A PC SEE STATEMENT 77 MASSACHUSETTS AVENUE, ROOM 3-208 CAMBRIDGE, MA 02139-4307

60,000. MATHEMATICA POLICY RESEARCH, INC. N/A NC SEE STATEMENT 600 ALEXANDER PARK SUITE 100 PRINCETON, NJ 08540

5,000. MAXTUDIO, SNC N/A NC SEE STATEMENT PIAZZA MEUCCI 23 ROME, ROME, ITALY 00146

20,000. MCKINSEY AND COMPANY, INC. UNITED N/A NC SEE STATEMENT STATES 55 EAST 52ND STREET NEW YORK, NY 10022 550,000. MELANIE WALKER NONE I SEE STATEMENT 715 SECOND AVENUE, STE 1503 SEATTLE, WA 98104

175,750. MERIDIAN INSTITUTE N/A PC SEE STATEMENT 105 VILLAGE PLACE PO BOX 1829 DILLON, CO 80435

50,000. MILAN INNOVINCY B.V. N/A NC SEE STATEMENT KAPTEYNSTRAAT 1 NOORDWIJK, NOORDWIJK, NETHERLANDS

146,760. MISSION INVESTORS EXCHANGE, INC. N/A PC SEE STATEMENT 107 SPRING STREET SEATTLE, WA 98104

100,000. NATIONAL AIDS CONTROL COUNCIL N/A GOV SEE STATEMENT PO BOX 61307-00200 NAIROBI, NAIROBI, KENYA

20,000. NATIONAL CENTER FOR CIVIC INNOVATION N/A PC SEE STATEMENT 121 AVENUE OF THE AMERICAS, 6TH FLOOR NEW YORK, NY 10013

25,000. Total from continuation sheets 

723635 04-01-17 135 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NATIONAL COMMITTEE FOR RESPONSIVE N/A PC SEE STATEMENT PHILANTHROPY 1900 L STREET NW, SUITE 825 WASHINGTON, DC 20036 150,000. NATURAL RESOURCES DEFENSE COUNCIL, N/A PC SEE STATEMENT INC. 40 WEST 20TH STREET NEW YORK, NY 10011 1,962,732. NEW AMERICA FOUNDATION N/A PC SEE STATEMENT 740 15TH STREET NW, SUITE 900 WASHINGTON, DC 20005

50,000. NEW AMERICA FOUNDATION N/A PC SEE STATEMENT 740 15TH STREET NW, SUITE 900 WASHINGTON, DC 20005

50,000. NEW VENTURE FUND N/A PC SEE STATEMENT 1201 CONNECTICUT AVE. NW SUITE 300 WASHINGTON, DC 20036

950,000. NEW YORK FOUNDATION FOR ARCHITECTURE, N/A PC SEE STATEMENT INC. 536 LAGUARDIA PLACE NEW YORK, NY 10012 39,077. NEW YORK UNIVERSITY N/A PC SEE STATEMENT 655 BROADWAY ROOM 801 NEW YORK, NY 10012

100,000. NONPROFIT FINANCE FUND N/A PC SEE STATEMENT 5 HANOVER SQUARE, 9TH FLOOR NEW YORK, NY 10004

150,000. OGILVY AND MATHER GROUP HOLDINGS N/A NC SEE STATEMENT LIMITED SEA CONTAINERS, 18 UPPER GROUND LONDON, LONDON, UNITED KINGDOM 60,000. ONFRONTIERS INC. N/A NC SEE STATEMENT 1407 BROADWAY 24TH FLOOR NEW YORK, NY 10018

247,800. Total from continuation sheets 

723635 04-01-17 136 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient OVE ARUP AND PARTNERS INTERNATIONAL N/A NC SEE STATEMENT LIMITED 13 FITZROY STREET LONDON, LONDON, UNITED KINGDOM 100,000. OVERSEAS DEVELOPMENT INSTITUTE N/A PC SEE STATEMENT 203 BLACKFRIARS ROAD LONDON, LONDON, UNITED KINGDOM

25,000. PHILANTHROPY NEW YORK, INC. N/A PC SEE STATEMENT 1500 BROADWAY, 7TH FLOOR FOURTH FLOOR NEW YORK, NY 10036

40,000. POST ROAD FOUNDATION N/A PC SEE STATEMENT 1935 ADDISON STREET, SUITE A BERKELEY, CA 94704

390,000. POWER FOR ALL N/A NC SEE STATEMENT 1012 TORNEY AVE SAN FRANCISCO, CA 94129

310,000. PRABHAT EDUCATION FOUNDATION N/A PC SEE STATEMENT B1002 RUSHIN TOWERS, OPP STAR BAZAAR SATELLITE ROAD GUJARAT, GUJARAT, INDIA 380015 10,000. PRESIDENT AND FELLOWS OF HARVARD N/A PC SEE STATEMENT COLLEGE 1350 MASSACHUSETTS AVENUE MASSACHUSETTS HALL CAMBRIDGE, MA 02138 551,261. PRESIDENT AND FELLOWS OF HARVARD N/A PC SEE STATEMENT COLLEGE 1350 MASSACHUSETTS AVENUE MASSACHUSETTS HALL CAMBRIDGE, MA 02138 160,000. PRESIDENT AND FELLOWS OF HARVARD N/A PC SEE STATEMENT COLLEGE 1350 MASSACHUSETTS AVENUE, MASSACHUSETTS HALL CAMBRIDGE, MA 02138 1,438,308. PRI ASSOCIATION N/A PC SEE STATEMENT 25 CAMPERDOWN STREET, 5TH FLOOR LONDON, LONDON, UNITED KINGDOM

119,080. Total from continuation sheets 

723635 04-01-17 137 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PUBLISEZ, INC. N/A NC SEE STATEMENT 27 PARK PLACE BROOKLYN, NY 11217

257,500. PULITZER CENTER ON CRISIS REPORTING N/A PC SEE STATEMENT 1779 MASSACHUSETTS AVENUE, NW SUITE 615 WASHINGTON, DC 20036

250,000. PURDUE UNIVERSITY N/A PC SEE STATEMENT HOVDE HALL, ROOM 200, 610 PURDUE MALL WEST LAFAYETTE, IN 47907

250,000. PYMETRICS, INC. N/A NC SEE STATEMENT 79 MADISON AVENUE NEW YORK, NY 10016

50,000. PYXERA GLOBAL INC. N/A PC SEE STATEMENT 1030 15TH STREET NW, SUITE 730 EAST WASHINGTON, DC 20005

1,000,000. RENEWABLE ENERGY AND ENERGY N/A PC SEE STATEMENT EFFICIENCY PARTNERSHIP WAGRAMERSTRASSE 5, VIENNA INTERNATIONAL CENTER D2169 A-1400 VIENNA, VIENNA, AUSTRIA 62,894. RESEARCH FOUNDATION OF THE CITY N/A PC SEE STATEMENT UNIVERSITY OF NEW YORK 230 WEST 41ST STREET NEW YORK, NY 10036 500,000. RESEARCH FOUNDATION OF THE CITY N/A PC SEE STATEMENT UNIVERSITY OF NEW YORK 230 WEST 41ST STREET NEW YORK, NY 10036 500,000. RESEARCH FOUNDATION OF THE CITY N/A PC SEE STATEMENT UNIVERSITY OF NEW YORK 230 WEST 41ST STREET NEW YORK, NY 10036 100,000. RESEARCH TRIANGLE INSTITUTE N/A PC IN SUPPORT OF 3040 E. CORNWALLIS ROAD CONDUCTING AN IMPACT RESEARCH TRIANGLE PARK, NC 27709 EVALUATION OF THE FOUNDATIONS YIELDWISE INITIATIVE 125,000. Total from continuation sheets 

723635 04-01-17 138 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient RIGHT MANAGEMENT INC. N/A NC SEE STATEMENT 100 MANPOWER PLACE MILWAUKEE, WI 53212

60,000. ROCKEFELLER ARCHIVE CENTER N/A POF SEE STATEMENT 15 DAYTON AVENUE SLEEPY HOLLOW, NY 10591

226,240. ROCKEFELLER FOUNDATION DONATIONS N/A PC SEE STATEMENT 420 FIFTH AVENUE NEW YORK, NY 10018

1,781,093. ROCKEFELLER PHILANTHROPY ADVISORS, N/A PC SEE STATEMENT INC. 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036 22,000,000. ROCKEFELLER PHILANTHROPY ADVISORS, N/A PC SEE STATEMENT INC. 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036 500,000. ROCKEFELLER PHILANTHROPY ADVISORS, N/A PC SEE STATEMENT INC. 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036 10,000. ROCKEFELLER PHILANTHROPY ADVISORS, N/A PC SEE STATEMENT INC. 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036 2,265,116. ROCKY MOUNTAIN INSTITUTE N/A PC SEE STATEMENT 1820 FOLSOM STREET BOULDER, CO 80302-5703

650,000. ROYAL INSTITUTE OF INTERNATIONAL N/A PC SEE STATEMENT AFFAIRS CHATHAM HOUSE 10 ST. JAMES'S SQUARE LONDON, LONDON, UNITED KINGDOM 22,670. RURAL DEVELOPMENT INSTITUTE N/A PC SEE STATEMENT 1424 FOURTH AVE. SUITE 300 SEATTLE, WA 98101

20,797. Total from continuation sheets 

723635 04-01-17 139 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SAMBODHI RESEARCH AND COMMUNICATIONS N/A NC SEE STATEMENT PRIVATE LIMITED C - 126, SECTOR 2, NOIDA UTTAR PRADESH, UTTAR PRADESH, INDIA 300,000. SAMHITA SOCIAL VENTURES PRIVATE N/A NC SEE STATEMENT LIMITED 502, ATLANTA CENTRE SONAWALA CROSS LANE MUMBAI, MUMBAI, INDIA 400063 10,000. SAVE THE CHILDREN FEDERATION N/A PC SEE STATEMENT 501 KINGS HIGHWAY EAST SUITE 400 FAIRFIELD, CT 06825

100,154. SHACK DWELLERS INTERNATIONAL N/A PC SEE STATEMENT NO 4 SEYMOUR STREET OBSERVATORY CAPE TOWN, CAPE TOWN, SOUTH AFRICA

200,000. SHAKTI SUSTAINABLE ENERGY FOUNDATION N/A PC SEE STATEMENT THE CAPITAL COURT 104B/2 FOURTH FLOOR LEFT WING NEW DELHI, NEW DELHI, INDIA 110067 463,712. SILICON VALLEY COMMUNITY FOUNDATION N/A PC SEE STATEMENT 2440 W. EL CAMINO REAL SUITE 300 MOUNTAIN VIEW, CA 94040

100,000. SOLIDAGO FOUNDATION N/A PC SEE STATEMENT 150 MAIN STREET SUITE 24 NORTHAMPTON, MA 01060

200,000. SOUTHERN POVERTY LAW CENTER N/A PC SEE STATEMENT 400 WASHINGTON AVENUE MONTGOMERY, AL 36104

100,000. STICHTING DIENST LANDBOUWKUNDIG N/A PC SEE STATEMENT ONDERZOEK DROEVENDAALSESTEEG 1 6708 PB WAGENINGEN GELDERLAND, NETHERLANDS 150,772. SUSTAINABLE FOOD LAB N/A PC SEE STATEMENT 3 LINDEN ROAD HARTLAND, VT 05048

200,000. Total from continuation sheets 

723635 04-01-17 140 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SUSTAINBIZ, INC. N/A NC SEE STATEMENT 1700 15TH STREET, NW SUITE 103 WASHINGTON, DC 20009

25,000. TAKATAKA SOLUTIONS LTD N/A NC SEE STATEMENT P.O. BOX 29273 NAIROBI, NAIROBI, KENYA 00625

10,000. TECHSOUP GLOBAL N/A PC SEE STATEMENT 435 BRANNAN STREET SUITE 100 SAN FRANCISCO, CA 94107

150,000. THE BRIDGESPAN GROUP, INC. N/A PC SEE STATEMENT 2 COPLEY PLACE SUITE 3700B BOSTON, MA 02116

60,000. THE BRIDGESPAN GROUP, INC. N/A PC IN SUPPORT OF 2 COPLEY PLACE SUITE 3700B IDENTIFYING COMPELLING BOSTON, MA 02116 OPPORTUNITIES FOR TRANSFORMATIVE SOCIAL IMPACT 125,000. THE BRIDGESPAN GROUP, INC. N/A PC SEE STATEMENT 2 COPLEY PLACE SUITE 3700B BOSTON, MA 02116

630,000. THE CENTER FOR EFFECTIVE N/A PC SEE STATEMENT PHILANTHROPY, INC. 675 MASSACHUSETTS AVENUE, 7TH FLOOR CAMBRIDGE, MA 02139 100,000. THE COMMUNICATIONS NETWORK N/A PC SEE STATEMENT 718 7TH STREET NW, 3RD FLOOR WASHINGTON, DC 20001

200,000. THE COMMUNICATIONS NETWORK N/A PC SEE STATEMENT 718 7TH STREET NW, 3RD FLOOR WASHINGTON, DC 20001

100,000. THE JAMES BEARD FOUNDATION, INC. N/A PC SEE STATEMENT 167 WEST 12TH STREET NEW YORK, NY 10011

53,070. Total from continuation sheets 

723635 04-01-17 141 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE MIAMI FOUNDATION INC. N/A PC SEE STATEMENT 40 NW 3RD STREET SUITE 305 MIAMI, FL 33128

250,000. THE MIAMI FOUNDATION INC. N/A PC SEE STATEMENT 40 NW 3RD STREET SUITE 305 MIAMI, FL 33128

150,000. THE MIAMI FOUNDATION INC. N/A PC SEE STATEMENT 40 NW 3RD STREET SUITE 305 MIAMI, FL 33128

100,000. THE PEW CHARITABLE TRUSTS N/A PC SEE STATEMENT ONE COMMERCE SQUARE 2005 MARKET STREET, SUITE 1700 PHILADELPHIA, PA 19103-7077 250,000. THE REGENTS OF THE UNIVERSITY OF N/A PC SEE STATEMENT CALIFORNIA 1156 HIGH STREET SANTA CRUZ, CA 95064-1077 100,000. THE RESOLUTION PROJECT, INC. N/A PC SEE STATEMENT 420 LEXINGTON AVENUE, 16TH FLOOR NEW YORK, NY 10170

20,000. THE SYNERGOS INSTITUTE, INC. N/A PC SEE STATEMENT 3 EAST 54TH STREET, 14TH FLOOR NEW YORK, NY 10022

50,000. THE TRUSTEES OF COLUMBIA UNIVERSITY N/A PC SEE STATEMENT IN THE CITY OF NEW YORK 202 LOW MEMORIAL LIBRARY 535 W 116TH STREET NEW YORK, NY 10027 1,200,000. THE TRUSTEES OF COLUMBIA UNIVERSITY N/A PC SEE STATEMENT IN THE CITY OF NEW YORK 202 LOW MEMORIAL LIBRARY, 535 W 116TH STREET NEW YORK, NY 10027 35,253. THE URBAN INSTITUTE N/A PC SEE STATEMENT 2100 M STREET, N.W. WASHINGTON, DC 20037

3,529,387. Total from continuation sheets 

723635 04-01-17 142 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THOMSON REUTERS FOUNDATION N/A PC SEE STATEMENT THE THOMSON REUTERS BUILDING 30 SOUTH COLONNADE, CANARY WHARF LONDON, LONDON, UNITED KINGDOM 50,000. THOMSON REUTERS FOUNDATION N/A PC SEE STATEMENT THE THOMSON REUTERS BUILDING 30 SOUTH COLONNADE, CANARY WHARF LONDON, LONDON, UNITED KINGDOM 248,000. TRANSFAIR USA N/A PC SEE STATEMENT 1500 BROADWAY, SUITE 400 OAKLAND, CA 94612

200,000. TROOPER SANDERS NONE I SEE STATEMENT 631 D STREET NW APT. 730 WASHINGTON, DC 20004

120,000. TRUST FOR CONSERVATION INNOVATION N/A PC SEE STATEMENT 405 14TH STREET, SUITE 164 OAKLAND, CA 94612-2705

1,000,000. TRUSTEES OF BOSTON UNIVERSITY N/A PC SEE STATEMENT ONE SILBER WAY BOSTON, MA 02215

50,000. TUSK STRATEGIES, INC. N/A NC SEE STATEMENT 928 BROADWAY, SUITE 300 NEW YORK, NY 10010

1,963,358. UNFCCC SECRETARIAT, THE KYOTO N/A GOV SEE STATEMENT PROTOCOL AND THE PARIS AGREEMENT UNFCCC SECRETARIAT, UN CAMPUS PLATZ DER VEREINTEN NATIONEN 1 BONN, BONN, GERMANY 53113 650,000. UNION OF CONCERNED SCIENTISTS, INC. N/A PC SEE STATEMENT 2 BRATTLE SQUARE CAMBRIDGE, MA 02138-3780

200,000. UNITED NATIONS FOUNDATION, INC. N/A PC SEE STATEMENT 1750 PENNSYLVANIA AVENUE, NW, SUITE 300 WASHINGTON, DC 20006

950,000. Total from continuation sheets 

723635 04-01-17 143 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient UNITED NATIONS HUMAN SETTLEMENTS N/A GOV SEE STATEMENT PROGRAMME P.O. BOX 30030 NAIROBI, NAIROBI, KENYA 75,000. UNITED STATES ARTISTS, INC. N/A PC SEE STATEMENT 900 N. MICHIGAN AVENUE SUITE 1300 CHICAGO, IL 60611

50,000. UNITED STATES ENDOWMENT FOR FORESTRY N/A PC SEE STATEMENT AND COMMUNITIES, INC. 908 EAST NORTH STREET GREENVILLE, SC 29601 50,000. UNIVERSITY OF GREENWICH N/A PC SEE STATEMENT MARITIME GREENWICH CAMPUS OLD ROYAL NAVAL COLLEGE LONDON, LONDON, UNITED KINGDOM 300,000. UNIVERSITY OF MARYLAND N/A GOV SEE STATEMENT 3112 LEE BUILDING, 7809 REGENTS DRIVE COLLEGE PARK, MD 20742-1811

200,000. UNIVERSITY OF NAIROBI N/A PC SEE STATEMENT P.O. BOX 30197-00100 NAIROBI, NAIROBI, KENYA

54,823. UNIVERSITY OF NEW ORLEANS N/A PC SEE STATEMENT 2000 LAKESHORE DRIVE NEW ORLEANS, LA 70148

260,966. USHAHIDI, INC. N/A PC SEE STATEMENT 12472 LAKE UNDERHILL ROAD STE 330 ORLANDO, FL 32828

50,000. VALUELAB BV N/A NC SEE STATEMENT JOOP DEN UYLLAAN 18 LEIDEN, LEIDEN, NETHERLANDS

50,000. VILCAP INC. N/A PC SEE STATEMENT 419 7TH STREET NW SUITE 300 WASHINGTON, DC 20004

50,000. Total from continuation sheets 

723635 04-01-17 144 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient VIRGINIA ORGANIZING N/A PC SEE STATEMENT 703 CONCORD AVENUE CHARLOTTESVILLE, VA 22903

25,000. VIRGINIA ORGANIZING N/A PC SEE STATEMENT 703 CONCORD AVENUE CHARLOTTESVILLE, VA 22903

25,000. VITAL RESEARCH LLC N/A NC SEE STATEMENT 6380 WILSHIRE BOULEVARD SUITE 1700 LOS ANGELES, CA 90048

100,000. WENDY TAYLOR NONE I SEE STATEMENT 2501 RIDGE ROAD DRIVE ALEXANDRIA, VA 22302

206,250. WINDWARD FUND N/A PC SEE STATEMENT 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON, DC 20036

500,000. WNET N/A PC SEE STATEMENT 825 EIGHTH AVENUE NEW YORK, NY 10019

150,000. WORLD AFFAIRS COUNCIL OF NORTHERN N/A PC SEE STATEMENT CALIFORNIA 312 SUTTER STREET SUITE 200 SAN FRANCISCO, CA 94108-4384 150,000. WORLD ECONOMIC FORUM N/A NC SEE STATEMENT 91-93 ROUTE DE LA CAPITE COLOGNY GENEVA, GENEVA, SWITZERLAND

800,000. WORLD FOOD PROGRAMME N/A GOV SEE STATEMENT VIA CESARE GIULIO VIOLA 68 PARCO DEI MEDICI ROME, ITALY 00148

14,332. WORLD HEALTH ORGANIZATION N/A GOV SEE STATEMENT 20 AVENUE APPIA CH-1211 GENEVA, GENEVA, SWITZERLAND

748,945. Total from continuation sheets 

723635 04-01-17 145 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient WORLD WILDLIFE FUND INC. N/A PC SEE STATEMENT 1250 24TH STREET, NW WASHINGTON, DC 20037

3,263,000. WORLDWIDE INITIATIVES FOR GRANTMAKER N/A PC SEE STATEMENT SUPPORT, INC. AVENIDA 9 DE JULHO, 5143 SUITE 61 SAO PAULO, SAO PAULO, BRAZIL 01407-200 80,000. YALE UNIVERSITY N/A PC SEE STATEMENT WOODBRIDGE HALL 105 WALL STREET NEW HAVEN, CT 06520-8229

53,275. YALE UNIVERSITY N/A PC SEE STATEMENT WOODBRIDGE HALL 105 WALL STREET NEW HAVEN, CT 06520-8229

115,000. YUNUS SOCIAL BUSINESS GMBH N/A NC SEE STATEMENT NIDDASTR 63 FRANKFURT, FRANKFURT, GERMANY 60329

113,002.

Total from continuation sheets 

723635 04-01-17 146 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - ACCENTURE LLP

FOR USE BY ITS ACCENTURE DEVELOPMENT PARTNERSHIPS IN SUPPORT OF

INFORMING THE GLOBAL RESILIENCE PARTNERSHIPS TRANSITION TO A NEW

OPERATING MODEL

NAME OF RECIPIENT - ACCESS HEALTH INTERNATIONAL, INC.

FOR USE BY ITS JOINT LEARNING NETWORK FOR UNIVERSAL HEALTHCARE IN

SUPPORT OF THE JOINT LEARNING FUND IN ORDER TO BROADEN ENGAGEMENT AND

TECHNICAL LEARNING OUTCOMES WITHIN MEMBER COUNTRIES, INSTITUTIONALIZE

COUNTRY CORE GROUPS, AND STRENGTHEN ITS PROFILE THROUGH SUPPORT FOR

COUNTRY-LEVEL EFFORTS

NAME OF RECIPIENT - ADHIKAAR FOR HUMAN RIGHTS AND SOCIAL JUSTICE

IN SUPPORT OF STRENGTHENING ITS APPROACH AND CAPACITY TO MEASURE

RESILIENCE AND INCLUSIVITY IN ITS WORK, AND TO BETTER DETERMINE THE

IMPACT ITS WORK IS HAVING ON THE NEPALI-SPEAKING COMMUNITY IN NEW YORK

AND BEYOND

NAME OF RECIPIENT - AFRICA GREENCO

IN SUPPORT OF ESTABLISHING A NEW PUBLIC-PRIVATE PARTNERSHIP THAT

CATALYZES PRIVATE SECTOR INVESTMENT IN AFRICAN ENERGY PROJECTS

NAME OF RECIPIENT - AFRICA KNOWS PHOTOGRAPHY LIMITED

IN SUPPORT OF GENERATING AND SHARING NEW INSIGHTS FROM EMERGING LEADERS

THROUGHOUT SUB-SAHARAN AFRICA ON THE MOST PROMISING SOLUTIONS TO

ECONOMIC, SOCIAL, AND ENVIRONMENTAL CHALLENGES FOR POOR AND VULNERABLE

PEOPLE

723655 04-01-17 147 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - AFRICA PRACTICE EAST AFRICA LIMITED

IN SUPPORT OF INCREASING AWARENESS OF THE ISSUE OF POSTHARVEST LOSS IN

SPECIFIC COUNTRIES OF SUB-SAHARA AFRICA AND ACROSS VALUE CHAINS

NAME OF RECIPIENT - AFRICA TWENTY-FOUR MEDIA, LTD.

IN SUPPORT OF DEVELOPING MEDIA COLLATERAL TO RAISE AWARENESS ABOUT

POST-HARVEST LOSS TO DIFFERENT STAKEHOLDERS IN THE AGRICULTURE SECTOR

NAME OF RECIPIENT - AFRICAN RISK CAPACITY SPECIALIZED AGENCY OF THE

AFRICAN UNION

IN SUPPORT OF PLANNING AND DESIGNING A NEW SOVEREIGN RISK POOL TO

INSURE PARTICIPATING NATIONS IN THE EVENT OF DISEASE OUTBREAKS AND

EPIDEMICS

NAME OF RECIPIENT - AID TECHNOLOGY LIMITED

IN SUPPORT OF IMPLEMENTING TWO DISCRETE PILOT PROJECTS THAT DEMONSTRATE

THE TRANSFORMATIVE POTENTIAL OF BLOCKCHAIN TECHNOLOGY FOR SOCIAL IMPACT

NAME OF RECIPIENT - ALAYA LLC

IN SUPPORT OF PREPARATIONS FOR A CONVENING FOCUSED ON IDENTIFYING

CRITICAL PATTERNS, TENSIONS, AND PROGRESS IN RESILIENCE PRACTICE AND

THEORY IN ORDER TO STRENGTHEN FUTURE APPLICATIONS OF RESILIENCE, TO BE

HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, MAY 2017

NAME OF RECIPIENT - ALBRIGHT STONEBRIDGE GROUP LLC

IN SUPPORT OF CONDUCTING AGRICULTURAL POLICY ASSESSMENTS IN TANZANIA

AND NIGERIA IN ORDER TO CONTRIBUTE TO AGRICULTURAL DEVELOPMENT AND

IMPROVED OUTCOMES FOR SMALL SHAREHOLDER FARMERS

723655 04-01-17 148 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA

TOWARD THE COSTS OF TRANSITIONING TO A NEW ORGANIZATIONAL STRUCTURE AND

DEVELOPING A SET OF CAPABILITIES BEST PLACED TO EXECUTE THE NEW

STRATEGY

NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA

TOWARD THE COSTS OF IMPLEMENTING ITS NEW STRATEGIC APPROACH TO

INCLUSIVE AND INTEGRATED AGRICULTURAL TRANSFORMATION IN AFRICA

NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA

IN SUPPORT OF BUILDING AND IMPROVING ITS INTERNAL PROGRAM MANAGEMENT

CAPABILITIES IN ORDER TO EXECUTE A COORDINATED AND INTEGRATED

POST-HARVEST LOSS INTERVENTION ON TANZANIAS MAIZE VALUE CHAIN

NAME OF RECIPIENT - AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE

TOWARD THE COSTS OF ESTABLISHING THE CENTER FOR SCIENTIFIC EVIDENCE IN

PUBLIC ISSUES IN ORDER TO PROVIDE IMPARTIAL, EVIDENCE-BASED,

RAPID-RESPONSE SCIENTIFIC INFORMATION RELEVANT TO PUBLIC ISSUES

NAME OF RECIPIENT - AMERICAN CIVIL LIBERTIES UNION FOUNDATION, INC.

IN GENERAL SUPPORT OF ITS MISSION TO PRESERVE AND PROMOTE CIVIL RIGHTS

AND CIVIL LIBERTIES PROTECTED BY THE U.S. CONSTITUTION

NAME OF RECIPIENT - AMERICAN REFUGEE COMMITTEE INTERNATIONAL

IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE ESSENTIAL SERVICES TO

SURVIVORS OF WAR AND NATURAL DISASTERS IN ORDER TO HELP THEM REBUILD

THEIR LIVES

723655 04-01-17 149 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - AMREF HEALTH AFRICA, INC.

TOWARD THE COSTS OF A PLENARY SESSION ON UNIVERSAL HEALTH COVERAGE AT

THE AFRICA HEALTH AGENDA INTERNATIONAL CONFERENCE HELD IN NAIROBI,

KENYA, MARCH 2017

NAME OF RECIPIENT - ANTI-DEFAMATION LEAGUE

IN GENERAL SUPPORT OF ITS MISSION TO FIGHT ANTI-SEMITISM AND ALL FORMS

OF BIGOTRY, DEFEND DEMOCRATIC IDEALS, AND PROTECT CIVIL RIGHTS FOR ALL

NAME OF RECIPIENT - APCO WORLDWIDE INC.

IN SUPPORT OF PROVIDING COMMUNICATION AND STAKEHOLDER ENGAGEMENT

SUPPORT TO THE SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION AND

SMART POWER FOR RURAL DEVELOPMENT INITIATIVE

NAME OF RECIPIENT - APCO WORLDWIDE INC.

IN SUPPORT OF ADVANCING FRESHWATER RESILIENCE GLOBALLY, INCLUDING THE

COSTS OF FACILITATING A CONFERENCE ON WATER VALUATION TO BE HELD AT THE

ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, AND SUPPORTING A

CONVENING OF GLOBAL LEADERS ON WORLD WATER DAY

NAME OF RECIPIENT - ART AFRICA CENTRE

IN SUPPORT OF CONDUCTING OUTREACH AND NOMINATING AFRICAN ARTISTS AS

CANDIDATES FOR RESIDENCIES AT THE ROCKEFELLER FOUNDATION BELLAGIO

CENTER, ITALY

NAME OF RECIPIENT - ART EARTH TECH LIMITED

IN SUPPORT OF DEVELOPING A FEASIBILITY STUDY OF A NEW FUNDING MODEL FOR

723655 04-01-17 150 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

HEALTH CARE WITH THE POTENTIAL TO SPUR INVESTMENT IN THE DEVELOPMENT

AND DISTRIBUTION OF DRUGS WITH HIGHER LIFESAVING HEALTH OUTCOMES FOR

POOR AND VULNERABLE PEOPLE

NAME OF RECIPIENT - ASIAN VENTURE PHILANTHROPY NETWORK LIMITED

TOWARDS THE COST OF THE 5TH ANNUAL AVPN CONFERENCE, COLLABORATING FOR

IMPACT, TO BRING TOGETHER SOCIAL IMPACT ORGANIZATIONS TO ADDRESS HOW

FOSTERING INCLUSIVE ECONOMIES CAN MAKE A LASTING IMPACT ON THE POOR AND

VULNERABLE IN ASIA, TO BE HELD IN BANGKOK, THAILAND, JUNE 2017

NAME OF RECIPIENT - ASIAN VENTURE PHILANTHROPY NETWORK LIMITED

TOWARD THE COSTS OF ESTABLISHING A KNOWLEDGE CENTER THAT WILL SERVE AS

A RESOURCE FOR VENTURE PHILANTHROPISTS AND ADVANCE PHILANTHROPIC

PRACTICE IN ASIA

NAME OF RECIPIENT - ASIAN VENTURE PHILANTHROPY NETWORK LIMITED

IN SUPPORT OF BUILDING AN EFFECTIVE AND HIGH-IMPACT PHILANTHROPIC AND

SOCIAL INVESTMENT COMMUNITY IN ASIA

NAME OF RECIPIENT - ASPEN INSTITUTE, INC.

IN SUPPORT OF ITS 2017 ASPEN IDEAS FESTIVAL SPOTLIGHT HEALTH CONVENING,

TO BE HELD IN ASPEN, COLORADO, JUNE 2017

NAME OF RECIPIENT - ASPEN INSTITUTE, INC.

IN SUPPORT OF CREATING A FORMAL ASPEN NETWORK OF DEVELOPMENT

ENTREPRENEURS (ANDE) CHAPTER THAT WILL HELP NEW AND EXISTING, SMALL AND

GROWING BUSINESSES IN ASIA TO ADOPT INCLUSIVE BUSINESS APPROACHES

723655 04-01-17 151 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - ASPEN INSTITUTE, INC.

FOR USE BY ITS FUTURE OF WORK INITIATIVE TOWARD THE COSTS OF A

NONPARTISAN EFFORT TO IDENTIFY CONCRETE WAYS TO ADDRESS THE CHALLENGES

AMERICAN WORKERS FACE DUE TO THE CHANGING NATURE OF WORK IN THE 21ST

CENTURY

NAME OF RECIPIENT - AUBURN UNIVERSITY

FOR USE BY ITS HUNGER SOLUTIONS INSTITUTE AND THE UNIVERSITIES FIGHTING

WORLD HUNGER TOWARD THE COSTS OF A CURRICULUM, TOOLKIT, AND SUMMIT TO

EDUCATE AND MOBILIZE STUDENT LEADERS TO ADDRESS FOOD WASTE AND HUNGER

ON THEIR CAMPUSES

NAME OF RECIPIENT - B LAB COMPANY

TOWARD THE COSTS OF ITS BEST FOR NEW YORK CITY INITIATIVE AND THE

NATIONAL EXPANSION OF THE BEST FOR PROJECT TO PROVIDE TOOLS FOR SMALL

BUSINESSES TO MEASURE, BENCHMARK, AND IMPROVE THEIR ECONOMIC AND SOCIAL

IMPACT

NAME OF RECIPIENT - BANQU, INC.

IN SUPPORT OF DEVELOPING A DATABASE DESIGNED TO SUPPORT APPLICATIONS

FOR BUILDING ECONOMIC IDENTITIES FOR REFUGEES

NAME OF RECIPIENT - BEHAVIORAL IDEAS LAB, INC.

IN SUPPORT OF EXECUTING A BEHAVIOR CHANGE THEMED MONTH AT THE

ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, JULY 2016 AND COLLECTING

AND DISSEMINATING RESULTING KNOWLEDGE ASSETS

NAME OF RECIPIENT - BEND THE ARC - A JEWISH PARTNERSHIP FOR JUSTICE

723655 04-01-17 152 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

FOR USE BY ITS CARING ACROSS GENERATIONS CAMPAIGN TOWARD THE COSTS OF A

RESEARCH STUDY ON HAWAIIS KAPUNA CAREGIVERS PROGRAM

NAME OF RECIPIENT - BEYOND ZERO

IN SUPPORT OF STUDYING THE FEASIBILITY OF ESTABLISHING NEW SPECIALIZED

CARE HEALTH FACILITIES IN KENYA TO HELP CONTROL HIV AND PROMOTE

MATERNAL, NEWBORN, AND CHILDRENS HEALTH

NAME OF RECIPIENT - BIPARTISAN POLICY CENTER, INC.

IN SUPPORT OF IDENTIFYING, CATALOGING AND ASSESSING INNOVATIVE POLICY

IDEAS AT THE STATE, COUNTY AND LOCAL LEVELS TO ENHANCE ECONOMIC

OPPORTUNITY AND SECURITY FOR AMERICAS VULNERABLE WORKERS

NAME OF RECIPIENT - BLUE STATE DIGITAL, INC.

IN SUPPORT OF BUILDING, LAUNCHING, AND OPTIMIZING A PUBLISHING AND

KNOWLEDGE-SHARING PLATFORM TO UNITE AND BUILD THE FIELD OF RESILIENCE

BY DELIVERING WIDE-RANGING, QUALITY CONTENT, CONNECTIONS, EVENTS, AND

RECOMMENDATIONS TO RESILIENCE PRACTITIONERS

NAME OF RECIPIENT - BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR

UNIVERSITY

FOR USE BY ITS NATURAL CAPITAL PROJECT IN SUPPORT OF DEVELOPING A

GLOBAL SCIENCE AND TECHNOLOGY PLATFORM TO MAINSTREAM ACCOUNTING FOR

NATURAL CAPITAL INTO POLICIES AND MARKETS AFFECTING HUMAN WELLBEING

NAME OF RECIPIENT - BRAC USA INC.

IN SUPPORT OF PROVIDING SUBSIDIZED FINANCIAL SERVICES TO POOR AND

INFORMALLY EMPLOYED COMMUNITIES IN SIERRA LEONE AND LIBERIA IN AN

723655 04-01-17 153 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

EFFORT TO BUILD RESILIENCE TO THE EBOLA EPIDEMIC, AND TO STRENGTHEN

INTERNAL CAPACITY TO DELIVER SERVICES IN PERIODS OF CRISIS

NAME OF RECIPIENT - BROOKINGS INSTITUTION

TOWARD THE COSTS OF ITS 2017 BROOKINGS BLUM ROUNDTABLE ON GLOBAL

POVERTY, TO BE HELD IN ASPEN, COLORADO, AUGUST 2017

NAME OF RECIPIENT - BUNI MEDIA LIMITED

TOWARD THE COSTS OF CREATING A GRAPHIC VERSION OF THE KENYAN

CONSTITUTION IN ORDER TO MAKE IT MORE ACCESSIBLE AND THEREBY EDUCATE,

ENGAGE AND EMPOWER THE CITIZENS OF KENYA

NAME OF RECIPIENT - BUSINESS FOR SOCIAL RESPONSIBILITY

IN SUPPORT OF THE DEVELOPMENT AND EXPANSION OF THE GLOBAL IMPACT

SOURCING COALITION TO SUPPORT WIDE-SCALE ADOPTION OF IMPACT SOURCING AS

AN INCLUSIVE HIRING PRACTICE

NAME OF RECIPIENT - BUSINESS FOR SOCIAL RESPONSIBILITY

IN SUPPORT OF DEVELOPING, ADMINISTERING AND LAUNCHING A GLOBAL IMPACT

SOURCING COALITION TO SUPPORT WIDE-SCALE ADOPTION OF IMPACT SOURCING AS

AN INCLUSIVE HIRING PRACTICE IN THE BUSINESS PROCESS OUTSOURCING

INDUSTRY

NAME OF RECIPIENT - CAB INTERNATIONAL

FOR USE BY ITS SCIDEV.NET DIVISION IN SUPPORT OF EXECUTING A THEMATIC

RESIDENCY AND A SELECT NUMBER OF CONFERENCES ALIGNED WITH SCIENCE FOR

DEVELOPMENT AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY,

NOVEMBER 2018, AND COLLECTING AND DISSEMINATING THE RESULTING KNOWLEDGE

723655 04-01-17 154 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

ASSETS

NAME OF RECIPIENT - CAMPAIGN FOR SOUTHERN EQUALITY

IN GENERAL SUPPORT OF ITS MISSION TO PROMOTE THE FULL EQUALITY, BOTH

LEGAL AND LIVED, OF LESBIAN, GAY, BISEXUAL, TRANSGENDER AND QUEER OR

QUESTIONING LGBTQ INDIVIDUALS AND FAMILIES ACROSS THE U.S. SOUTH

NAME OF RECIPIENT - CENTER FOR GLOBAL DEVELOPMENT

TOWARD THE COSTS OF ACCELERATING HIGH IMPACT ENERGY ACCESS FOR

HOUSEHOLDS AND BUSINESSES IN AFRICA AND INCUBATING THE ENERGY FOR

GROWTH HUB TO SUPPORT SMART, EFFECTIVE ENERGY SYSTEMS IN THE DEVELOPING

WORLD

NAME OF RECIPIENT - CENTRE FOR DEVELOPMENT AND ENTERPRISE

IN SUPPORT OF STRENGTHENING ITS INSTITUTIONAL CAPACITY TO PROMOTE

RESEARCH ON DEVELOPMENT ISSUES IN SOUTH AFRICA

NAME OF RECIPIENT - CERES, INC.

TOWARD THE COSTS OF PROMOTING ADOPTION OF ITS INVESTOR WATER RISK

ANALYSIS FRAMEWORK TO ENCOURAGE MORE SUSTAINABLE CORPORATE WATER

PRACTICES

NAME OF RECIPIENT - CERES, INC.

IN SUPPORT OF DEVELOPING GUIDANCE FOR INVESTORS ON HOW TO INTEGRATE

WATER RISKS INTO THEIR DECISION-MAKING PRACTICES IN AN EFFORT TO

ENCOURAGE THE STEWARDSHIP OF WATER RESOURCES BY LARGE COMPANIES

NAME OF RECIPIENT - CHICAGO COUNCIL ON GLOBAL AFFAIRS

723655 04-01-17 155 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

IN SUPPORT OF A FELLOWSHIP TO REVIEW THE INTERNATIONAL INSTITUTIONS AND

PROGRAMS THAT COULD ADVANCE HUMANITARIAN RELIEF, DEVELOPMENT AND PEACE,

AND TO IDENTIFY SPECIFIC RECOMMENDATIONS FOR GOVERNANCE AND

ORGANIZATIONAL CHANGES TO IMPROVE THE EFFECTIVENESS OF INTERNATIONAL

RESPONSES TO HUMANITARIAN CHALLENGES

NAME OF RECIPIENT - CHULALONGKORN UNIVERSITY

FOR USE BY ITS URBAN DESIGN AND DEVELOPMENT CENTER IN SUPPORT OF

DEVELOPING AN OPEN DATA PLATFORM TO SYSTEMATICALLY CROWDSOURCE PUBLIC

OPINIONS AND IDEAS IN ORDER TO PROMOTE URBAN INCLUSION IN BANGKOK

NAME OF RECIPIENT - CITISCOPE

TOWARD THE COSTS OF DEVELOPING EDITORIAL COVERAGE OF THE RUN-UP TO THE

HABITAT III CONFERENCE, WITH A FOCUS ON HOW CITIES ARE INNOVATING TO

BUILD RESILIENCE

NAME OF RECIPIENT - CITY OF BOSTON

TOWARD THE COSTS OF RESEARCHING AND PLANNING AN ECONOMIC MOBILITY LAB

TO ADVANCE ECONOMIC MOBILITY AND SECURITY FOR LOWER AND LOWER-MIDDLE

CLASS BOSTONIANS

NAME OF RECIPIENT - CIVIC HALL LABS, INC.

IN SUPPORT OF ORGANIZING THREE CONVENINGS CENTERED ON DRIVING IMPACT

AND LEVERAGING INNOVATION TO EFFECT CHANGE

NAME OF RECIPIENT - CLIMATE BONDS INITIATIVE

IN SUPPORT OF DEVELOPING DEFINITIONS AND STANDARDS THAT VERIFY THE

GREEN CREDENTIALS OF A BOND IN ORDER TO ENCOURAGE INVESTMENT IN CLIMATE

723655 04-01-17 156 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

CHANGE ADAPTATION AND MITIGATION

NAME OF RECIPIENT - CLIMATE BONDS INITIATIVE

IN SUPPORT OF DEVELOPING DEMONSTRATION PROJECTS TO PROMOTE THE USE OF

FINANCIAL AGGREGATION SOLUTIONS FOR GREEN PROJECTS IN DEVELOPING

COUNTRIES

NAME OF RECIPIENT - CLIMATE BONDS INITIATIVE

TOWARD THE COSTS OF DEVELOPING DEFINITIONS AND STANDARDS THAT VERIFY

THE GREEN CREDENTIALS OF A BOND AND ENCOURAGE INVESTMENT IN CLIMATE

CHANGE ADAPTATION AND MITIGATION

NAME OF RECIPIENT - CLIMATEWORKS FOUNDATION

TOWARD THE COSTS OF THE HEALTH AND CLIMATE FAST-START FUND, AN EFFORT

TO HELP LEADING FUNDERS AND PARTNERS COME TOGETHER TO BE MORE

STRATEGIC, EFFICIENT, AND EFFECTIVE IN THEIR RESPONSES TO GLOBAL

CLIMATE CHANGE

NAME OF RECIPIENT - COMIC RELIEF INC

IN GENERAL SUPPORT OF ITS MISSION TO EFFECT POSITIVE CHANGE THROUGH THE

POWER OF ENTERTAINMENT BY SUPPORTING CHILDREN AND YOUNG PEOPLE LIVING

IN POVERTY IN THE UNITED STATES AND SOME OF THE POOREST COMMUNITIES IN

LATIN AMERICA, ASIA AND AFRICA

NAME OF RECIPIENT - COMMON MARKET FOR EASTERN AND SOUTHERN AFRICA

SECRETARIAT

IN SUPPORT OF CONVENING A RESILIENCE ACADEMY FOR ITS 19 MEMBER STATES

TO SENSITIZE DECISION MAKERS ON RESILIENCE THINKING AND APPROACHES TO

723655 04-01-17 157 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

REGIONAL INTEGRATION AND NATIONAL DEVELOPMENT

NAME OF RECIPIENT - COMMUNITY OF EVALUATORS - SOUTH ASIA

IN SUPPORT OF FACILITATING THE 4TH EVALUATION CONCLAVE, CONCLAVE 2017,

TO BE HELD IN BHUTAN, JUNE 2017, TO STRENGTHEN THE ABILITY OF SOUTH

ASIAN PRACTITIONERS TO EVALUATE THE EFFECTIVENESS OF PROGRAMS AIMED AT

IMPROVING THE LIVES OF THE POOR AND VULNERABLE IN THE REGION

NAME OF RECIPIENT - CONFERENCING IN A BOX LIMITED

IN SUPPORT OF CONVENING THE AFRICA REGIONAL OFFICE RESILIENCE WEEK AND

THE AFRICA REGIONAL OFFICE RESILIENCE ACADEMY TO BE HELD IN NAIROBI,

KENYA, DECEMBER 2016

NAME OF RECIPIENT - CONSERVATION INTERNATIONAL FOUNDATION

IN SUPPORT OF THE SELIGMANN INNOVATION FUND TO ENHANCE EFFORTS TO

EMPOWER SOCIETIES TO RESPONSIBLY AND SUSTAINABLY CARE FOR NATURE,

GLOBAL BIODIVERSITY, AND THE WELL-BEING OF HUMANITY

NAME OF RECIPIENT - CONSERVATION INTERNATIONAL FOUNDATION

IN SUPPORT OF RESILIENCE ATLAS, AN INTEGRATIVE DECISION SUPPORT TOOL

FOR RISK ASSESSMENT AND INVESTMENT DECISIONS, AND THE INCORPORATION OF

IT INTO THE GLOBAL RESILIENCE PARTNERSHIP WEBSITE

NAME OF RECIPIENT - CORNELL UNIVERSITY

FOR USE BY ITS COLLEGE OF VETERINARY MEDICINE IN SUPPORT OF ACTIVITIES

TO LAUNCH A NEW FIELD OF PLANETARY HEALTH IN ORDER TO YIELD BETTER

SOLUTIONS TO HEALTH CHALLENGES IN THE 21ST CENTURY

723655 04-01-17 158 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - CORNELL UNIVERSITY

FOR USE BY ITS COLLEGE OF VETERINARY MEDICINE IN SUPPORT OF ACTIVITIES

TO LAUNCH A NEW FIELD OF PLANETARY HEALTH IN ORDER TO YIELD BETTER

SOLUTIONS TO HEALTH CHALLENGES IN THE 21ST CENTURY

NAME OF RECIPIENT - CORPORATE COUNCIL ON AFRICA

IN SUPPORT OF LAUNCHING THE YIELDWISE INITIATIVE IN AFRICA AT THE

U.S.-AFRICA BUSINESS SUMMIT TO BE HELD IN ADDIS ABABA, ETHIOPIA,

FEBRUARY 2016

NAME OF RECIPIENT - COUNCIL ON FOREIGN RELATIONS, INC.

FOR USE BY ITS PUBLICATION FOREIGN AFFAIRS, IN SUPPORT OF

COMMUNICATIONS ACTIVITIES TO RAISE AWARENESS AND BUILD MOMENTUM FOR THE

INNOVATIVE FINANCE FIELD AND ITS POTENTIAL TO MOBILIZE FUNDING FOR

CRITICAL SOCIAL, ECONOMIC AND ENVIRONMENTAL CHALLENGES

NAME OF RECIPIENT - COUNCIL ON FOREIGN RELATIONS, INC.

IN SUPPORT OF A SERIES OF HIGH-LEVEL ROUNDTABLE DISCUSSIONS TO OUTLINE

THE IDEAL QUALITIES OF THE NEXT DIRECTOR-GENERAL OF THE WORLD HEALTH

ORGANIZATION IN THE CONTEXT OF ITS EVOLVING ROLE WITHIN THE GLOBAL

HEALTH COMMUNITY

NAME OF RECIPIENT - COUNCIL ON FOUNDATIONS, INC.

IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE THE OPPORTUNITY,

LEADERSHIP AND TOOLS NEEDED BY PHILANTHROPIC ORGANIZATIONS TO EXPAND,

ENHANCE AND SUSTAIN THEIR ABILITY TO ADVANCE THE COMMON GOOD

NAME OF RECIPIENT - CREATIVE MIGRATION, INC.

723655 04-01-17 159 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

IN SUPPORT OF CREATING A NEW CENTER IN BANGKOK TO SERVE AS A PLATFORM

FOR PROMOTING CIVIL SOCIETY AND CREATIVITY IN THAILAND

NAME OF RECIPIENT - CROSSBOUNDARY LLC

IN SUPPORT OF DESIGNING AN EAST-AFRICAN MINI-GRID FACILITY TO SUPPORT

ENERGY SERVICE COMPANIES TO ACCELERATE ENERGY ACCESS FOR POOR AND

VULNERABLE PEOPLE IN RURAL AREAS

NAME OF RECIPIENT - CUNY GRADUATE SCHOOL OF JOURNALISM FOUNDATION INC.

FOR USE BY THE CITY UNIVERSITY OF NEW YORK GRADUATE SCHOOL OF

JOURNALISM IN SUPPORT OF CREATING A THREE YEAR RESILIENCE FELLOWSHIP

PROGRAM

NAME OF RECIPIENT - CURATIO INTERNATIONAL FOUNDATION

FOR USE AS THE HEALTH SYSTEMS GLOBAL SECRETARIAT TOWARD THE COSTS OF

ORGANIZING THE FOURTH HEALTH SYSTEMS SYMPOSIUM AND CONSOLIDATING THE

SUSTAINABILITY OF HEALTH SYSTEMS GLOBAL

NAME OF RECIPIENT - DALBERG CONSULTING - U.S., LLC

IN SUPPORT OF A RESEARCH AND LANDSCAPE ASSESSMENT THAT SYNTHESIZES

FORWARD-LOOKING KNOWLEDGE ON PRESSING PROBLEMS AND DYNAMIC

OPPORTUNITIES IN THE LIVES OF POOR OR VULNERABLE POPULATIONS

NAME OF RECIPIENT - DALBERG CONSULTING - U.S., LLC

IN SUPPORT OF DESIGNING, LAUNCHING, AND EXECUTING THE CASSAVA

INNOVATION CHALLENGE IN ORDER TO SURFACE SOLUTIONS TO INCREASE THE

SHELF LIFE OF CASSAVA AND THEREBY IMPROVE THE LIVELIHOODS OF SMALL

HOLDER FARMERS IN AFRICA

723655 04-01-17 160 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - DALBERG DEVELOPMENT ADVISORS PRIVATE LIMITED

IN SUPPORT OF A FEASIBILITY STUDY OF MINI-GRID MODELS AND THE DESIGN OF

A MINI-GRID PARTNERSHIP FACILITY AND STRATEGY FOR CATALYZING ENERGY

ACCESS FOR POOR AND VULNERABLE PEOPLE IN MYANMAR

NAME OF RECIPIENT - DALBERG GROUP APS

IN SUPPORT OF THE PILOT PHASE OF THE BIG BETS MATCH-UP INITIATIVE TO

CREATE A NETWORKING AND SOLUTION PLATFORM THAT BRINGS TOGETHER CIVIL

SOCIETY ORGANIZATIONS, ENTREPRENEURS, INVESTORS, AND PHILANTHROPISTS

FOR ACTION TOWARD IMPLEMENTING THE SUSTAINABLE DEVELOPMENT GOALS

NAME OF RECIPIENT - DALBERG RESEARCH LTD

IN SUPPORT OF PRODUCING EARLY-STAGE RESEARCH PRODUCTS THAT WILL ENHANCE

THE STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY

ON EMERGING AND CHANGING PROBLEMS AFFECTING THE POOR AND VULNERABLE

NAME OF RECIPIENT - DANIEL J. EDELMAN, INC.

IN SUPPORT OF INCREASING THE UNDERSTANDING OF THE ISSUES RELATED TO

FOOD LOSS AND WASTE INCLUDING THE CHALLENGES OF ENDING HUNGER,

ACHIEVING FOOD SECURITY AND IMPROVED NUTRITION, AND PROMOTING

SUSTAINABLE AGRICULTURE

NAME OF RECIPIENT - DANIEL J. EDELMAN, INC.

IN SUPPORT OF INCREASING THE VISIBILITY AND UNDERSTANDING OF IMPACT

HIRING AMONG EMPLOYER AUDIENCES TO BENEFIT DISADVANTAGED YOUTH IN THE

UNITED STATES

723655 04-01-17 161 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

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NAME OF RECIPIENT - DELOITTE CONSULTING LLP

FOR USE BY ITS MONITOR INSTITUTE TOWARD THE COSTS OF EXPLORING HOW

PHILANTHROPISTS CAN USE NEW APPROACHES TO MORE EFFECTIVELY MEASURE AND

EVALUATE THEIR WORK AND TO DEVELOP TOOLS AND SYSTEMS THAT ENABLE MORE

TIMELY AND EFFECTIVE EVIDENCE-BASED DECISION-MAKING

NAME OF RECIPIENT - DEUTSCHE GESELLSCHAFT FR INTERNATIONALE

ZUSAMMENARBEIT (GIZ) GMBH

IN SUPPORT OF A FEASIBILITY STUDY ON THE VIABILITY OF COMMUNITY-BASED

RENEWABLE ENERGY HYBRID SYSTEMS FOR ISLANDS IN THAILAND

NAME OF RECIPIENT - EIGHTEEN EAST CAPITAL LTD

IN SUPPORT OF DEVELOPING IMPACTBAY, A NOT-FOR-PROFIT MARKET PLACE

DESIGNED TO FACILITATE SECONDARY TRANSACTIONS OF FRONTIER AND EMERGING

MARKET IMPACT INVESTMENTS IN AN EFFORT TO GROW THE ASSETS AVAILABLE TO

BENEFIT POOR AND VULNERABLE POPULATIONS IN DEVELOPING COUNTRIES

NAME OF RECIPIENT - EIGHTEEN EAST CAPITAL LTD

IN SUPPORT OF DEVELOPING A MODEL CLOSED-END INVESTMENT COMPANY CEIC TO

CHANNEL PRIVATE EQUITY IMPACT INVESTMENT CAPITAL TOWARD EMERGING MARKET

SECTORS LIKE HEALTHCARE, EDUCATION AND AGRICULTURE FOR THE BENEFIT OF

POOR AND VULNERABLE POPULATIONS

NAME OF RECIPIENT - END POVERTY

TOWARD THE COSTS OF PROVIDING JOB TRAINING AND PLACEMENT FOR 3,000

UNDERSERVED YOUTH IN INDIA AND LAUNCHING AN OPEN SOURCE LIFE SKILLS

TRAINING CURRICULUM

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NAME OF RECIPIENT - ENERGY 4 IMPACT

IN SUPPORT OF IMPLEMENTING APPLIANCE FINANCING AND TARIFF BUY-DOWN

PROTOTYPES FOR MINI-GRID DEVELOPERS IN KENYA AND TANZANIA AND CREATING

A FACILITY TO MANAGE AND MONITOR THE IMPACT OF THIS WORK ON THE LIVES

OF POOR AND VULNERABLE PEOPLE

NAME OF RECIPIENT - ENTERPRISE COMMUNITY PARTNERS, INC.

IN GENERAL SUPPORT OF ITS MISSION TO CREATE OPPORTUNITY FOR LOW- AND

MODERATE-INCOME PEOPLE THROUGH AFFORDABLE HOUSING IN DIVERSE, THRIVING

COMMUNITIES

NAME OF RECIPIENT - ENVIRONMENTAL DEFENSE FUND, INCORPORATED

IN SUPPORT OF DEVELOPING THE REDD ACCELERATION FUND RAF IN AN EFFORT TO

USE CLIMATE FINANCE TO REDUCE TROPICAL DEFORESTATION

NAME OF RECIPIENT - EPIC-AFRICA FOUNDATION

IN SUPPORT OF CREATING A PAN-AFRICAN CIVIL SOCIETY ORGANIZATION

EXCELLENCE AWARD TO ENCOURAGE THE EFFICIENCY AND EFFECTIVENESS OF

PHILANTHROPIC AND CIVIL SOCIETY ORGANIZATIONS

NAME OF RECIPIENT - EQUAL JUSTICE INITIATIVE

IN GENERAL SUPPORT OF ITS MISSION TO CONTINUE COMBATTING INJUSTICES IN

THE UNITED STATES LEGAL SYSTEM INCLUDING MASS INCARCERATION THROUGH

ADVOCACY AND LITIGATION

NAME OF RECIPIENT - ESTUDIOOCA CO. LTD.

IN SUPPORT OF DESIGNING A GREEN INFRASTRUCTURE MASTER PLAN FOR UDON

THANI, A CITY IN NORTHEASTERN THAILAND

723655 04-01-17 163 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

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NAME OF RECIPIENT - FAMILY HEALTH INTERNATIONAL

IN SUPPORT OF A PROJECT TO SURFACE GLOBAL INNOVATIONS THAT IMPROVE THE

ABILITY OF INDIVIDUALS, COMMUNITIES, LOCAL GOVERNMENTS AND BUSINESSES

TO PROMOTE ECONOMIC STABILITY

NAME OF RECIPIENT - FARM CONCERN INTERNATIONAL DEVELOPMENT TRUST

IN SUPPORT OF THE DEVELOPMENT AND IMPLEMENTATION OF AN AGGREGATION

STRATEGY ACROSS THREE VALUE CHAINS - MANGO, MAIZE AND TOMATO - AND THE

DEVELOPMENT OF FORTY AGRI-MARKET SERVICE CENTERS

NAME OF RECIPIENT - FARM RADIO INTERNATIONAL

IN SUPPORT OF DEVELOPING BEHAVIOR CHANGE COMMUNICATION MESSAGING FOR

USE IN FARMER TRAINING AND TO SUPPORT DELIVERY OF POST-HARVEST

MESSAGING USING DIFFERENT MEDIA CHANNELS

NAME OF RECIPIENT - FEEDING AMERICA

IN SUPPORT OF IDENTIFYING AND TESTING METHODS TO MORE EFFECTIVELY

REDUCE FOOD WASTE AND LOSS IN ORDER TO MAKE MORE FOOD AVAILABLE TO

VULNERABLE COMMUNITIES IN THE UNITED STATES

NAME OF RECIPIENT - FONDATION PANZI RDC

IN SUPPORT OF PROVIDING HOLISTIC QUALITY CARE TO MARGINALIZED GROUPS IN

EASTERN CONGO AT ITS PANZI HOSPITAL IN THE DEMOCRATIC REPUBLIC OF THE

CONGO

NAME OF RECIPIENT - FOOD FOR SOUL

IN SUPPORT OF BUILDING ITS ORGANIZATIONAL CAPACITY IN SUPPORT OF ITS

723655 04-01-17 164 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

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MISSION TO REDUCE FOOD WASTE AND ADDRESS FOOD INSECURITY, AND TO

SUPPORT THE LAUNCH OF SEVERAL INNOVATIVE SOUP KITCHENS IN THE UNITED

STATES

NAME OF RECIPIENT - FORUM FOR THE FUTURE US INC

TOWARD THE COSTS OF ITS FEED COMPASS PROJECT TO INCREASE TRANSPARENCY

OF ANIMAL FEED PRODUCTION AND BUILD DEMAND FOR MORE SUSTAINABLE SOURCES

OF ANIMAL FEED

NAME OF RECIPIENT - FOUNDATION CENTER

IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN THE SOCIAL SECTOR BY

ADVANCING KNOWLEDGE ABOUT PHILANTHROPY IN THE U.S. AND AROUND THE WORLD

NAME OF RECIPIENT - FOUNDATION FOR LOUISIANA

TOWARD THE COSTS OF EXPANDING AND ENHANCING ITS WORK IN CREATING

REGIONAL AND STATEWIDE CONSISTENCY IN PLANNING FOR FUTURE FLOOD RISK

NAME OF RECIPIENT - FSG, INC.

IN SUPPORT OF ITS SHARED VALUE INITIATIVE TO CATALYZE EMPLOYER ADOPTION

OF IMPACT HIRING TO EXPAND EMPLOYMENT OPPORTUNITIES FOR DISADVANTAGED

YOUTH

NAME OF RECIPIENT - FSG, INC.

TOWARD THE COSTS OF CONTINUED DEVELOPMENT OF MARKET SYSTEMS INNOVATIONS

AS AN APPROACH TO ADVANCE INCLUSIVE ECONOMIES

NAME OF RECIPIENT - FSG, INC.

TOWARD THE COSTS OF ITS SHARED VALUE INITIATIVE, TO CONTINUE TO DEVELOP

723655 04-01-17 165 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

THE CONCEPT OF SHARED VALUE AND PROMOTE IT AS A GUIDING PHILOSOPHY AND

CORE BUSINESS PRACTICE THAT DRIVES INNOVATION BY ADDRESSING SOCIAL

NEEDS

NAME OF RECIPIENT - FSG, INC.

TOWARD THE COSTS OF LEADING LEARNING ACTIVITIES TO CATALYZE EMPLOYER

ADOPTION OF IMPACT HIRING TO EXPAND EMPLOYMENT OPPORTUNITIES FOR

DISADVANTAGED YOUTH, IN COLLABORATION WITH THE 100,000 OPPORTUNITIES

COALITION AND OTHER EMPLOYER ORGANIZATIONS

NAME OF RECIPIENT - FSG, INC.

TOWARD THE COSTS OF THE 100,000 OPPORTUNITIES INITIATIVE, AN

EMPLOYER-LED COALITION COMMITTED TO CREATING EMPLOYMENT PATHWAYS FOR

YOUNG PEOPLE IN THE U.S.

NAME OF RECIPIENT - FSG, INC.

TOWARD THE COSTS OF THE DEVELOPMENT OF A DIFFERENTIATED FRAMEWORK FOR

MARKET SYSTEMS INNOVATIONS MSIS, AS AN APPROACH TO ADVANCE INCLUSIVE

ECONOMIES

NAME OF RECIPIENT - FT PUBLICATIONS INC.

FOR USE BY ITS FINANCIAL TIMES LIVE CONFERENCE DIVISION IN SUPPORT OF A

SERIES OF CONVENINGS OF PRIVATE SECTOR STAKEHOLDERS TO DISCUSS METHODS

FOR INCORPORATING NATURAL ASSETS INTO FINANCIAL DECISION MAKING, TO BE

HELD IN NEW YORK AND LONDON IN 2016

NAME OF RECIPIENT - FUND FOR CITIES OF SERVICE, INC.

TOWARD THE COSTS OF PILOTING RESILIENCE AMERICORPS, A PROGRAM TO

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

ADDRESS SOCIAL AND ENVIRONMENTAL RESILIENCE CHALLENGES IN TEN U.S.

CITIES

NAME OF RECIPIENT - FUNDERS' NETWORK FOR SMART GROWTH AND LIVABLE

COMMUNITIES

IN SUPPORT OF CONDUCTING A LISTENING AND LEARNING TOUR TO UNDERSTAND

ECONOMIC INCLUSION OPPORTUNITIES IN SMALL U.S. CITIES

NAME OF RECIPIENT - FUTURE FACTORY LLP

IN SUPPORT OF DEVELOPING STRATEGIC OPPORTUNITIES THAT REDUCE

POST-HARVEST FOOD LOSS AND IMPROVE THE LIVELIHOODS OF SMALL-HOLDER

FARMERS THROUGH INNOVATIVE PROTOTYPING METHODOLOGIES

NAME OF RECIPIENT - GCU-NYC INC.

FOR USE BY ITS FAIR FASHION CENTER TOWARD THE COSTS OF PILOTING A NEW

INVESTMENT VEHICLE TO FINANCE LOW-COST, CLEAN ENERGY WITHIN THE FASHION

INDUSTRYS SUPPLY CHAIN, AND TO USE THE ENERGY COST SAVINGS FOR

IMPROVING THE WORKING AND LIVING CONDITIONS OF POOR AND VULNERABLE

WORKERS

NAME OF RECIPIENT - GENERATION YOU EMPLOYED, INC.

TOWARD THE COSTS OF MEASURING AND DEMONSTRATING IMPACT HIRING PRACTICES

THAT HELP COMPANIES HIRE OPPORTUNITY YOUTH AND OTHER MARGINALIZED

WORKER POPULATIONS

NAME OF RECIPIENT - GENESIS ANALYTICS PTY LTD

IN SUPPORT OF MONITORING AND EVALUATION ACTIVITIES FOR THE FOUNDATIONS

DIGITAL JOBS AFRICA INITIATIVE, AS WELL AS ITS GRANTEES AND PARTNERS,

723655 04-01-17 167 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

IN ORDER TO BENEFIT THE FIELDS OF YOUTH EMPLOYMENT, DIGITAL JOBS AND

INCLUSIVE ECONOMIES

NAME OF RECIPIENT - GENESIS ANALYTICS PTY LTD

IN SUPPORT OF A THEMATIC TRACK ON INNOVATIONS IN EVALUATION AT THE

AFRICAN EVALUATION ASSOCIATION CONFERENCE AIMED AT STRENGTHENING THE

EFFECTIVENESS OF MARKET SOLUTIONS TO IMPROVE THE LIVES OF POOR OR

VULNERABLE PEOPLE, TO BE HELD IN KAMPALA, UGANDA, MARCH 2017

NAME OF RECIPIENT - GEORGETOWN UNIVERSITY

FOR USE BY ITS BEECK CENTER FOR SOCIAL IMPACT AND INNOVATION IN SUPPORT

OF DESIGNING AN ETHICAL FRAMEWORK FOR BLOCKCHAIN TECHNOLOGY AND

STUDYING ITS ABILITY TO EXPAND THE DIGITAL IDENTITY OF POOR AND

VULNERABLE POPULATIONS

NAME OF RECIPIENT - GILDER LEHRMAN INSTITUTE OF AMERICAN HISTORY

TOWARD THE COSTS OF EXPANDING ITS HAMILTON EDUCATION PROGRAM TO PROVIDE

SUBSIDIZED TICKETS TO THE SHOW HAMILTON FOR UNDERPRIVILEGED HIGH SCHOOL

STUDENTS, AND TO DISTRIBUTE ACCOMPANYING EDUCATIONAL MATERIALS THAT

INTEGRATE THEATRICAL PERFORMANCE AND THE STUDY OF AMERICAN HISTORY

NAME OF RECIPIENT - GLOBAL ALLIANCE FOR IMPROVED NUTRITION

FOR USE BY THE POSTHARVEST LOSS ALLIANCE FOR NUTRITION IN SUPPORT OF

TECHNICAL ASSISTANCE TO STAKEHOLDERS IN THE NIGERIAN TOMATO VALUE CHAIN

TO REDUCE POSTHARVEST LOSS AND IMPROVE PRODUCE PACKAGING IN ORDER TO

BENEFIT LOW INCOME CONSUMERS

NAME OF RECIPIENT - GLOBAL BPO SOLUTIONS, LLC

723655 04-01-17 168 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

IN SUPPORT OF SCALING IMPACT SOURCING BY DRIVING MEMBERSHIP RECRUITMENT

FOR THE GLOBAL IMPACT SOURCING COALITION AND COORDINATING DEVELOPMENT

OF RELEVANT TOOLS AND RESOURCES FOR BUILDING ITS VALUE PROPOSITION

NAME OF RECIPIENT - GLOBAL BPO SOLUTIONS, LLC

IN SUPPORT OF SCALING IMPACT SOURCING BY DRIVING MEMBERSHIP RECRUITMENT

FOR THE GLOBAL IMPACT SOURCING COALITION AND PROMOTING IMPACT SOURCING

TO NEW SECTORS

NAME OF RECIPIENT - GLOBAL HEALTH CORPS

IN SUPPORT OF DEVELOPING AND IMPLEMENTING A PLANETARY HEALTH TRAINING

CURRICULUM AND OTHER PROGRAMMING FOR ITS FELLOWS AND ALUMNI

NAME OF RECIPIENT - GLOBAL IMPACT INVESTING NETWORK

IN SUPPORT OF ASSESSING THE STATE OF THE IMPACT INVESTING MARKET,

HOSTING A CONVENING OF INDUSTRY LEADERS, AND DISSEMINATING RESEARCH IN

ORDER TO LEVERAGE MORE CAPITAL INTO INVESTMENTS THAT BENEFIT POOR AND

VULNERABLE PEOPLE

NAME OF RECIPIENT - GLOBAL KNOWLEDGE INITIATIVE

IN SUPPORT OF CATALYZING INNOVATION TO IMPROVE THE EFFICIENCY,

EFFECTIVENESS, AND IMPACT OF THE YIELDWISE INITIATIVE BY BUILDING

INNOVATION CAPACITY AMONG KEY ORGANIZATIONS AND SCANNING FOR DISTINCT

INNOVATIVE SOLUTIONS THAT WILL LEAD TO REDUCED FOOD LOSS AND IMPROVED

LIVELIHOODS FOR SMALLHOLDER FARMERS

NAME OF RECIPIENT - GLOBAL STRATEGY GROUP, LLC

IN SUPPORT OF OVERSEEING STRATEGIC INFLUENCE ACTIVITIES AND

723655 04-01-17 169 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

COORDINATING CONVENINGS FOR THE FOUNDATIONS 100X25 CAMPAIGN

NAME OF RECIPIENT - GREATER NEW ORLEANS FOUNDATION

IN SUPPORT OF CREATING NEW MODELS FOR BUILDING CLIMATE RESILIENCE

THROUGH INNOVATIVE FINANCE MECHANISMS

NAME OF RECIPIENT - GRENZEBACH GLIER AND ASSOCIATES, INC.

IN SUPPORT OF DEVELOPING AN ALUMNI ENGAGEMENT STRATEGY FOR THE

ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, IN ORDER TO ENHANCE

ALUMNI RELATIONS, PROMOTE ALUMNI ACHIEVEMENTS, AND SHARE KNOWLEDGE

NAME OF RECIPIENT - GUARDIAN NEWS AND MEDIA LTD

IN SUPPORT OF GENERATING AND SHARING NEW INSIGHTS FROM DIVERSE, GLOBAL

JOURNALISTS AND EDITORS AROUND SOCIAL, ECONOMIC, AND ENVIRONMENTAL

THEMES AND ISSUES THAT IMPACT POOR AND VULNERABLE PEOPLE

NAME OF RECIPIENT - GUIDESTAR USA, INC.

IN GENERAL SUPPORT OF ITS MISSION TO REVOLUTIONIZE PHILANTHROPY AND

NONPROFIT PRACTICE BY PROVIDING INFORMATION THAT ADVANCES TRANSPARENCY

IN THE PHILANTHROPIC SECTOR, ENABLES USERS TO MAKE BETTER DECISIONS,

AND ENCOURAGES CHARITABLE GIVING

NAME OF RECIPIENT - HARAMBEE YOUTH EMPLOYMENT ACCELERATOR NPC

IN SUPPORT OF SCALING A DEMAND-DRIVEN MODEL FOR TRAINING HIGH POTENTIAL

BUT DISADVANTAGED YOUTH, AND PLACING THEM IN DIGITAL JOBS IN THE

RETAIL, BUSINESS PROCESS OUTSOURCING AND FINANCIAL SERVICES SECTORS IN

SOUTH AFRICA

723655 04-01-17 170 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - HATTAWAY COMMUNICATIONS, INC.

IN SUPPORT OF CONTINUING TO ADVANCE THE WORK OF HATCH FOR GOOD IN

BUILDING STORYTELLING ORGANIZATIONS WITHIN THE SOCIAL AND DEVELOPMENT

SECTORS, INCLUDING AN ASSESSMENT OF ITS EFFECTIVENESS AND THE

EXPLORATION OF SUSTAINABILITY MODELS

NAME OF RECIPIENT - HOPEWELL FUND

FOR USE BY ITS ECONOMIC SECURITY PROJECT TOWARD THE COSTS OF RESEARCH

AND MODELING TO EXPLORE THE VIABILITY OF EARNED INCOME TAX CREDIT

INNOVATION IN SIX STATES

NAME OF RECIPIENT - HRA ADVISORS, INC

IN SUPPORT OF TESTING THE GLOBAL RESILIENCE ACADEMY PROTOTYPE TO

DETERMINE THE HIGHEST VALUE DOMAINS FOR FUTURE DEPLOYMENT

NAME OF RECIPIENT - HRA ADVISORS, INC

IN SUPPORT OF RESILIENCE ACADEMIES FOR THE RESILIENCE AMERICORPS VISTAS

PROGRAM, AS WELL AS THE DEVELOPMENT OF AN UPDATED ONLINE CURRICULUM FOR

THE RESILIENCE AGE WEBSITE

NAME OF RECIPIENT - HUMAN NETWORK INTERNATIONAL

IN SUPPORT OF TESTING A TECHNOLOGY-ENABLED APPROACH FOR COLLECTING

MONITORING AND EVALUATION DATA ON VULNERABLE POPULATIONS IN RURAL

COMMUNITIES

NAME OF RECIPIENT - IDENTITY2020 SYSTEMS INC.

TOWARD THE COSTS OF ESTABLISHING AN ALLIANCE OF GOVERNMENTS,

NON-GOVERNMENTAL ORGANIZATIONS AND PRIVATE SECTOR COMPANIES COMMITTED

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

TO PROVIDING DIGITAL IDENTITY TO POPULATIONS CURRENTLY LACKING ANY TYPE

OF FORMAL IDENTIFICATION

NAME OF RECIPIENT - IDEO LP

IN SUPPORT OF A SUITE OF DESIGN RESEARCH AND PROTOTYPING MODULES THAT

WILL TEST AND VALIDATE MANY OF THE POTENTIAL SOLUTIONS AND IDEAS

ARISING FROM A BROADER SET OF ACTIVITIES BEING INITIATED TO ADDRESS

FOOD WASTE IN THE U.S.

NAME OF RECIPIENT - IDEO LP

IN SUPPORT OF THE DESIGN AND EXECUTION OF THE OPENIDEO FOOD WASTE

CHALLENGE ALONG WITH THE SUBSEQUENT LAUNCH OF A FOOD WASTE IDEAS LAB

MEANT TO FACILITATE DESIGN SUPPORT AND KNOWLEDGE EXCHANGE AMONG AN

EMERGENT COMMUNITY OF PRACTICE OF GLOBAL INNOVATORS ADDRESSING FOOD

WASTE

NAME OF RECIPIENT - IDEO.ORG

IN SUPPORT OF THE INNOVATION BONUS PROJECT, AN INTEGRATED PROGRAM OF

FUNDING, INNOVATION COACHING, AND NETWORK CONVENING DEVELOPED TO EQUIP

ORGANIZATIONS WITH THE RESOURCES TO TEST INNOVATIONS THAT ATTEMPT TO

CHANGE THE SYSTEMS THAT CONSTRAIN POOR OR VULNERABLE YOUNG PEOPLE IN

THE U.S.

NAME OF RECIPIENT - IDEO.ORG

IN SUPPORT OF THE FOURTH ITERATION OF THE AMPLIFY CHALLENGE AN IDEAS

COMPETITION THAT WILL SOLICIT INNOVATIVE APPROACHES FOR BUILDING

RESILIENCE TO CLIMATE CHANGE IN URBAN SLUM COMMUNITIES ACROSS THE SAHEL

AND SOUTHEAST ASIA

723655 04-01-17 172 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - IDFC FOUNDATION

IN SUPPORT OF ITS IDFC INSTITUTES ONGOING RESEARCH AND PROGRAMMATIC

WORK AIMING TO ENABLE THE ADVANCEMENT OF INCLUSIVE ECONOMIES AND MARKET

SYSTEMS INNOVATION IN INDIA

NAME OF RECIPIENT - IMPACT SHARES CORP.

TOWARD THE COSTS OF DEVELOPING A SERIES OF CAUSE-BASED EXCHANGE TRADED

FUNDS ETFS IN PARTNERSHIP WITH LEADING NONPROFITS IN AN EFFORT TO

CREATE BETTER SOCIALLY RESPONSIBLE INVESTMENT SOLUTIONS

NAME OF RECIPIENT - IMPERIAL COLLEGE OF SCIENCE, TECHNOLOGY AND MEDICINE

IN SUPPORT OF IMPLEMENTING A STRATEGIC PLAN TO ADVOCATE FOR AND

ENGENDER THE PROCESS OF SYSTEMS-LEVEL PRIORITY SETTING FOR BETTER

DECISION-MAKING FOR UNIVERSAL HEALTH COVERAGE BOTH AT THE GLOBAL AND

COUNTRY LEVELS

NAME OF RECIPIENT - INCANDESCENT, LLC

IN SUPPORT OF DEVELOPING STRATEGIES TO TEST IMPACT HIRING SOLUTIONS

THAT IMPROVE AND CREATE EMPLOYMENT OPPORTUNITIES FOR DISADVANTAGED

YOUTH IN THE UNITED STATES

NAME OF RECIPIENT - INCANDESCENT, LLC

IN SUPPORT OF EFFORTS TO PROTOTYPE A NEW ENTITY THAT WOULD CATALYZE THE

GROWTH OF IMPACT HIRING PRACTICES TO IMPROVE EMPLOYMENT OUTCOMES FOR

DISADVANTAGED YOUTH IN THE U.S.

NAME OF RECIPIENT - INDEPENDENT SECTOR

723655 04-01-17 173 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

IN GENERAL SUPPORT OF ITS MISSION TO ADVANCE THE COMMON GOOD BY

LEADING, STRENGTHENING AND MOBILIZING THE NONPROFIT COMMUNITY

NAME OF RECIPIENT - INITIATIVE FOR A COMPETITIVE INNER CITY, INC.

IN SUPPORT OF SURFACING NEW LEARNINGS ON URBAN FOOD RESILIENCE IN ORDER

TO IDENTIFY BEST PRACTICES IN FOOD SYSTEM EFFICIENCY AND RESILIENCE,

AND DEVELOP A SET OF RECOMMENDATIONS FOR CITY LEADERS

NAME OF RECIPIENT - INITIATIVE FOR GLOBAL DEVELOPMENT

IN SUPPORT OF SCOPING THE LANDSCAPE OF ALTERNATIVE MARKETS ACROSS THE

COMPONENTS OF THE FOUNDATIONS YIELDWISE MODEL, DEVELOPING

RECOMMENDATIONS FOR THE IMPLEMENTING PARTNERS AND ENABLING CONNECTIONS

FOR ACTIONABLE EXECUTION

NAME OF RECIPIENT - INNOVATE-EDUCATE

IN SUPPORT OF ITS ANNUAL CLOSE IT SUMMIT AND JOB READY HIRE INITIATIVE,

AND THE CREATION OF AN EMPLOYER COMMUNITY TO ADVANCE SKILLS-BASED

HIRING AMONG DISADVANTAGED YOUNG PEOPLE IN THE UNITED STATES

NAME OF RECIPIENT - INNOVATION NETWORK, INC.

FOR USE BY ITS CENTER FOR EVALUATION INNOVATION TOWARD THE COSTS OF THE

2017 EVALUATION ROUNDTABLE IN ORDER TO STRENGTHEN THE PHILANTHROPIC

COMMUNITY'S ABILITY TO EVALUATE AND LEARN STRATEGICALLY FROM ITS WORK

NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL

TRANSITION-INTERNATIONAL

IN SUPPORT OF IMPLEMENTING INNOVATIVE REBUILDING APPROACHES IN AREAS

MOST DEVASTATED BY THE GORKHA EARTHQUAKE BY USING KEY LEVERS SUCH AS

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

REMITTANCE FLOWS TO ENABLE COMMUNITIES TO REALIZE A LASTING RESILIENCE

DIVIDEND

NAME OF RECIPIENT - INSTITUTE FOR SUSTAINABLE COMMUNITIES

IN SUPPORT OF ORGANIZING AND FACILITATING A CONVENING FOCUSED ON

RESILIENCE, CREDIT RATING, AND INSURANCE TO BE HELD AT THE ROCKEFELLER

FOUNDATION BELLAGIO CENTER, AUGUST 2016

NAME OF RECIPIENT - INSTITUTE OF CHARTERED ACCOUNTANTS IN ENGLAND AND

WALES

FOR USE BY ITS PROJECT, THE NATURAL CAPITAL COALITION, IN SUPPORT OF

STRENGTHENING THE NATURAL CAPITAL COMMUNITY BY STANDARDIZING A

FRAMEWORK FOR BUSINESSES TO MEASURE AND VALUE THEIR DIRECT AND INDIRECT

IMPACTS AND DEPENDENCIES ON NATURAL RESOURCES

NAME OF RECIPIENT - INSTITUTE OF INTERNATIONAL EDUCATION, INC.

IN SUPPORT OF ADMINISTERING SEVERAL ACTIVITIES AND PROGRAMS AT THE

ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY THE SEMI-ANNUAL

COMPETITIONS FOR BELLAGIO RESIDENTS, THE BELLAGIO TRAVEL AND LEARNING

FUND, AND OUTREACH ACTIVITIES

NAME OF RECIPIENT - INSTITUTE OF INTERNATIONAL EDUCATION, INC.

IN SUPPORT OF ADMINISTERING A TRAVEL AND LEARNING FUND TO FACILITATE

TRAVEL AND OTHER EXPENSES ASSOCIATED WITH THE ROCKEFELLER FOUNDATION

FELLOWSHIP PROGRAM

NAME OF RECIPIENT - INTELLECAP ADVISORY SERVICES PRIVATE LIMITED

IN SUPPORT OF DEVELOPING AND TESTING HIGH-POTENTIAL PROTOTYPES DESIGNED

723655 04-01-17 175 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

TO REDUCE POST-HARVEST LOSS AND GENERATE LIVELIHOOD BENEFITS FOR

SMALL-HOLDER FARMERS IN INDIA

NAME OF RECIPIENT - INTELLECAP ADVISORY SERVICES PRIVATE LIMITED

IN SUPPORT OF RESEARCH TO BUILD THE KNOWLEDGE BASE OF THE SOCIAL SECTOR

ON KEY AREAS OF DYNAMISM AND POLICY DEVELOPMENTS RELATED TO

POST-HARVEST LOSS IN INDIA

NAME OF RECIPIENT - INTELLECAP ADVISORY SERVICES PRIVATE LIMITED

IN SUPPORT OF PRODUCING RESEARCH PRODUCTS THAT WILL ENHANCE THE

STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ON

TOPICS RELATED TO POVERTY REDUCTION IN THE GLOBAL SOUTH

NAME OF RECIPIENT - INTERACTION: THE AMERICAN COUNCIL FOR VOLUNTARY

INTERNATIONAL ACTION, INC.

IN SUPPORT OF ADVANCING THE MEASUREMENT AND EVALUATION OF MARKET-BASED

SOLUTIONS FOR INTERNATIONAL DEVELOPMENT BY STRENGTHENING THE CAPACITY

TO DESIGN AND IMPLEMENT INNOVATIVE FINANCE APPROACHES

NAME OF RECIPIENT - INTERACTION: THE AMERICAN COUNCIL FOR VOLUNTARY

INTERNATIONAL ACTION, INC.

IN SUPPORT OF OUTREACH ACTIVITIES TO ENABLE GLOBAL SOCIAL SECTOR

LEADERS AND THEIR ORGANIZATIONS TO MAKE EFFECTIVE USE OF THE RESIDENCY

AND CONFERENCE PROGRAMS AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER,

THEREBY DEVELOPING SOCIAL SECTOR LEADERSHIP AND CATALYZING MORE

EFFECTIVE ACTION TOWARDS SOCIAL IMPACT

NAME OF RECIPIENT - INTERNATIONAL ASSOCIATION OF OUTSOURCING

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

PROFESSIONALS

IN SUPPORT OF SCALING IMPACT SOURCING THROUGH AN ANNUAL RECOGNITION

PROCESS TO PROMOTE ITS ADOPTION AMONG MEMBERS AND ASSOCIATES IN THE

BUSINESS PROCESS OUTSOURCING SECTOR

NAME OF RECIPIENT - INTERNATIONAL ASSOCIATION OF UNIVERSITIES

IN SUPPORT OF CONDUCTING OUTREACH ACTIVITIES TO EXPAND THE GEOGRAPHIC

DIVERSITY OF APPLICATIONS RECEIVED FOR THE ACADEMIC WRITING RESIDENCY

PROGRAM AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY

NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT

TOWARD THE COSTS OF IMPLEMENTING ITS GLOBAL WATER PRACTICE PARTNERSHIP,

INCLUDING A GLOBAL KNOWLEDGE INITIATIVE ON FRESHWATER RESILIENCE, TO

ENSURE THE AVAILABILITY AND SUSTAINABLE MANAGEMENT OF WATER AND

SANITATION GLOBALLY

NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT

IN SUPPORT OF ITS GLOBAL MENTAL HEALTH INITIATIVE, AN EFFORT TO

MOBILIZE AN INTERNATIONAL COALITION TO DESIGN AND IMPLEMENT MENTAL

HEALTH AND PSYCHOSOCIAL SUPPORT PROGRAMS THAT BUILD COMMUNITY

RESILIENCE AND DRAW UPON BROADER HEALTH SERVICES

NAME OF RECIPIENT - INTERNATIONAL CENTER FOR RESEARCH ON WOMEN

IN SUPPORT OF A PROJECT TO WORK WITH STAKEHOLDERS IN THE INDIAN

MINI-GRID SECTOR TO CREATE AND EXECUTE AN INCLUSION STRATEGY TO

DEMONSTRATE APPROACHES FOR IMPROVING AND EXPANDING THE IMPACT OF

MINI-GRID POWER ON PEOPLE IN MARGINALIZED COMMUNITIES IN RURAL INDIA

WHO ARE NOT CURRENTLY BENEFITING FROM SMART POWER FOR RURAL DEVELOPMENT

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

SPRD MINI-GRID POWER

NAME OF RECIPIENT - INTERNATIONAL RESCUE COMMITTEE

IN GENERAL SUPPORT OF ITS MISSION TO HELP PEOPLE WHOSE LIVES ARE

SHATTERED BY CONFLICT AND DISASTER TO SURVIVE, RECOVER AND GAIN CONTROL

OF THEIR FUTURE

NAME OF RECIPIENT - IQBUSINESS PTY LTD

IN SUPPORT OF PROMOTING THE DEMAND DRIVEN TRAINING TOOLKIT TO TECHNICAL

AND VOCATIONAL EDUCATION AND TRAINING COLLEGES AND UNIVERSITIES IN

SOUTH AFRICA TO SCALE SKILLS DEVELOPMENT FOR YOUTH

NAME OF RECIPIENT - ITAD LIMITED

IN SUPPORT OF ENGAGING DEVELOPMENT EVALUATION LEADERS TO PROVIDE

PRACTICAL ASSISTANCE TO ROCKEFELLER FOUNDATION GRANTEES, PARTNERS, AND

INITIATIVE TEAMS IN ORDER TO BETTER PLAN, ARTICULATE OUTCOMES, AND

IMPACT, MONITOR, EVALUATE AND REPORT ON RESULTS

NAME OF RECIPIENT - ITAD LIMITED

IN SUPPORT OF STRENGTHENING THE CAPACITY OF THE FOUNDATION, GRANTEES,

AND PARTNERS TO INFUSE AND INTEGRATE RESILIENCE THINKING INTO THEIR

WORK AND TO CREATE AN ENABLING ENVIRONMENT FOR PARTNERS AND GRANTEES TO

BETTER UNDERSTAND HOW TO USE RESILIENCE IN PLANNING PROGRAMS

NAME OF RECIPIENT - JAZZ AT LINCOLN CENTER, INC.

IN SUPPORT OF CONTINUING ITS LET FREEDOM SWING THE RESILIENT CITIES

TOUR, AN EFFORT TO INFORM STUDENTS ABOUT JAZZ AND ITS MUSICAL,

HISTORICAL AND CULTURAL IMPACT ON BUILDING RESILIENT COMMUNITIES

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - JOHNS HOPKINS UNIVERSITY

FOR USE BY ITS BLOOMBERG SCHOOL OF PUBLIC HEALTHS JOHNS HOPKINS CENTER

FOR HEALTH SECURITY IN SUPPORT OF DEVELOPING A HEALTH SYSTEM RESILIENCE

CHECKLIST AND IMPLEMENTATION GUIDE THAT HEALTH SYSTEMS IN A BROAD SET

OF COUNTRIES CAN USE TO ENSURE AN EFFECTIVE RESPONSE TO HEALTH

EMERGENCIES

NAME OF RECIPIENT - KENYA PRIVATE SECTOR ALLIANCE

TOWARD THE COSTS OF ITS AJIRA DIGITAL PROJECT TO SCALE DEMAND DRIVEN

TRAINING AND DEVELOP A SUSTAINABLE MODEL FOR CONNECTING DISADVANTAGED

YOUTH TO ONLINE JOBS

NAME OF RECIPIENT - KEYSTONE CENTER

TOWARD THE COSTS OF LAUNCHING A NATIONAL DIGITAL PLATFORM TO SHARE

DATA, TOOLS, RESEARCH, AND BEST PRACTICES PERTAINING TO FOOD LOSS AND

WASTE IN THE UNITED STATES

NAME OF RECIPIENT - KHOJ INTERNATIONAL ARTISTS ASSOCIATION

IN SUPPORT OF CONDUCTING OUTREACH AND NOMINATING ASIAN ARTISTS AS

CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION

BELLAGIO CENTER, ITALY

NAME OF RECIPIENT - KHOJ INTERNATIONAL ARTISTS ASSOCIATION

IN SUPPORT OF CONDUCTING OUTREACH AND NOMINATING ASIAN ARTISTS AS

CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION

BELLAGIO CENTER IN ITALY

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - KOIS UK LIMITED

IN SUPPORT OF CONDUCTING A FEASIBILITY STUDY ON A MULTI-YEAR LEASING

MECHANISM TO ADDRESS BUDGET PROCUREMENT CHALLENGES FACED IN THE

HUMANITARIAN SPACE, WITH THE INITIAL FOCUS ON REFUGEE HOUSING SHELTERS

NAME OF RECIPIENT - KURANTE, LLC

IN SUPPORT OF DEVELOPING NEW TECHNOLOGIES TO IMPROVE THE MONITORING AND

EVALUATION OF COMPLEX INTERVENTIONS AIMED AT ALLEVIATING POVERTY IN THE

GLOBAL SOUTH

NAME OF RECIPIENT - KYNE COMMUNICATIONS, INC.

IN SUPPORT OF ACTIVITIES TO RAISE AWARENESS, UNDERSTANDING, AND

ACCEPTANCE OF PLANETARY HEALTH, INCLUDING THE ECONOMIC BENEFITS OF

POLICIES THAT ADDRESS ENVIRONMENTAL SUSTAINABILITY TOGETHER WITH HUMAN

HEALTH AND DEVELOPMENT GOALS

NAME OF RECIPIENT - LEADERSUP

TOWARD THE COSTS OF ITS THE FUTURE AT WORK RETAINING AND ADVANCING

SKILLED TALENT INITIATIVE, AN EFFORT TO ENGAGE LARGE CORPORATE

EMPLOYERS IN LOS ANGELES AND CHICAGO IN PARTNERSHIPS TO DEVELOP

STRATEGIES FOR RETAINING DISADVANTAGED YOUNG PEOPLE AS EMPLOYEES

NAME OF RECIPIENT - LESBIAN AND GAY COMMUNITY SERVICES CENTER, INC.

IN GENERAL SUPPORT OF ITS MISSION TO EMPOWER LESBIAN, GAY, BISEXUAL AND

TRANSGENDER LGBT PEOPLE TO BUILD STRONG COMMUNITIES AND LEAD HEALTHY,

SUCCESSFUL LIVES BY CELEBRATING DIVERSITY AND ADVOCATING FOR JUSTICE

AND OPPORTUNITY

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - LINA SRIVASTAVA CONSULTING LLC

IN SUPPORT OF A PROJECT TO CAPTURE AND COMMUNICATE THE INSIGHTS AND

LESSONS OF CHANGE LEADERS IN DEVELOPMENT AND MARKET-BASED SOLUTIONS, IN

ORDER TO INSPIRE, EDUCATE AND MOTIVATE OTHER LEADERS

NAME OF RECIPIENT - LINCOLN CENTER FOR THE PERFORMING ARTS, INC.

IN SUPPORT OF EXPANDING ITS PILOT FOR A SECOND ROUND OF THE LINCOLN

CENTER CULTURAL INNOVATION FUND, A GRANT PROGRAM TO SUPPORT NEW YORK

CITY-BASED CULTURAL AND COMMUNITY ORGANIZATIONS TO SPUR CULTURAL

INNOVATION IN THE SOUTH BRONX AND CENTRAL BROOKLYN

NAME OF RECIPIENT - LIONS HEAD GLOBAL PARTNERS LLP

IN SUPPORT OF DEVELOPING A NEW FINANCIAL MECHANISM FOR ADDRESSING THE

NEEDS OF SYRIAN REFUGEES

NAME OF RECIPIENT - LIONS HEAD GLOBAL PARTNERS LLP

IN SUPPORT OF LAUNCHING A DEBT RELIEF FACILITY FOR JORDAN AS IT

ADDRESSES THE NEEDS OF A SURGE IN REFUGEES, AS WELL AS A FEASIBILITY

STUDY FOR THE CREATION OF A JORDANIAN PERMANENT CAPITAL VEHICLE TO FUND

PROJECTS BENEFICIAL TO BOTH REFUGEES AND THE JORDANIAN POPULATION

NAME OF RECIPIENT - LIVING CITIES, INC., THE NATIONAL COMMUNITY

DEVELOPMENT INITIATIVE

IN SUPPORT OF A NEW CAMPAIGN TO SUPPORT THE START-UP AND SCALE-UP OF

COMPANIES THAT CREATE GOOD, STABLE JOBS FOR LOW-INCOME PEOPLE, AND IN

GENERAL SUPPORT OF ITS MISSION TO ADVANCE OPPORTUNITY AND PROSPERITY IN

U.S. CITIES AND THEIR LOW-INCOME POPULATIONS

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE

FOR USE BY ITS INTERNATIONAL GROWTH CENTRE TOWARD THE COSTS OF

COLLABORATING WITH THE GOVERNMENT OF SIERRA LEONE TO DEVELOP A NATIONAL

STRATEGIC PLAN FOR A COMMUNITY HEALTH WORKFORCE AS AN INTEGRAL PART OF

THEIR EFFORTS TO BUILD RESILIENCE WITHIN THE COUNTRYS HEALTH SYSTEM IN

THE WAKE OF THE EBOLA CRISIS

NAME OF RECIPIENT - MAHIDOL UNIVERSITY

FOR USE BY ITS INSTITUTE FOR POPULATION AND SOCIAL RESEARCH IN SUPPORT

OF THE 2016, 2017 AND 2018 PRINCE MAHIDOL AWARD CONFERENCES, AIMED AT

PROMOTING EVIDENCE OF AND BEST PRACTICES ON STRENGTHENING HEALTH

SYSTEMS

NAME OF RECIPIENT - MAKING CENTS INTERNATIONAL, INC.

IN SUPPORT OF DEVELOPING, SHARING AND SCALING BEST-IN-CLASS MODELS OF

DEMAND DRIVEN TRAINING IN SOUTH AFRICA

NAME OF RECIPIENT - MARTHA'S TABLE, INC.

IN GENERAL SUPPORT OF ITS MISSION TO INCREASE ACCESS TO QUALITY

EDUCATION, HEALTHY FOOD, AND OPPORTUNITY FOR VULNERABLE AND IN-NEED

CHILDREN, FAMILIES AND NEIGHBORS

NAME OF RECIPIENT - MASHABLE, INC.

TOWARD THE COSTS OF SHOWING THE POWER IN HAND VIRTUAL REALITY FILM AT

ITS SOCIAL GOOD SUMMIT TO BE HELD IN NEW YORK CITY, SEPTEMBER 2017, AND

PRODUCING A CONTENT PACKAGE TO SHARE THE FILM WITH BROADER ONLINE

AUDIENCES, IN ORDER TO ADVANCE THE ENERGY ACCESS CONVERSATION

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - MATHEMATICA POLICY RESEARCH, INC.

FOR USE BY ITS CENTER FOR INTERNATIONAL POLICY AND PROGRAM EVALUATION

IN SUPPORT OF PRODUCING TWO CASE STUDIES AND CONDUCTING A FINAL

EVALUATION OF THE FOUNDATIONS TRANSFORMING HEALTH SYSTEMS INITIATIVE

NAME OF RECIPIENT - MATTER UNLIMITED LLC

IN SUPPORT OF PRODUCING A VIRTUAL REALITY FILM AS PART OF ITS INSIDE

IMPACT SERIES TO SHOWCASE THE FOUNDATIONS SMART POWER FOR RURAL

DEVELOPMENT INITIATIVE IN ORDER TO ATTRACT ATTENTION FROM KEY

STAKEHOLDERS, INCLUDING THE PRIVATE SECTOR

NAME OF RECIPIENT - MAXTUDIO, SNC

IN SUPPORT OF DEVELOPING KNOWLEDGE PRODUCTS BASED ON MONITORING AND

EVALUATION OF THE FOUNDATION'S INITIATIVES IN ORDER TO SUPPORT LEARNING

PRACTICE AND THOUGHT LEADERSHIP AMONG THE FOUNDATIONS GRANTEES AND

PARTNERS IN DEVELOPMENT AND PHILANTHROPY

NAME OF RECIPIENT - MAYOR'S FUND TO ADVANCE NEW YORK CITY

FOR USE BY ITS NYC CENTER FOR YOUTH EMPLOYMENT TOWARD THE COSTS OF A

PILOT TO TEST THE APPLICATION OF A NEW SOCIAL IMPACT BOND MODEL TO

FINANCE POST-PLACEMENT SUPPORT SERVICES TO LOW-INCOME WORKERS IN NEW

YORK CITY VIA THEIR EMPLOYERS

NAME OF RECIPIENT - MCKINSEY AND COMPANY AFRICA PTY LTD

TOWARD THE COSTS OF DESIGNING THE FINANCIAL INCLUSION FUNDING FACILITY,

AN EFFORT TO SPUR FINANCIAL INCLUSION ACROSS AFRICA, BY COORDINATING

INVESTMENTS AND TECHNICAL ASSISTANCE BY COMMERCIAL INSTITUTIONS,

PHILANTHROPIC ORGANIZATIONS, GOVERNMENTS AND DEVELOPMENT AID AGENCIES

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - MCKINSEY AND COMPANY, INC. UNITED STATES

TOWARD THE COSTS OF IDENTIFYING POTENTIAL HIGH-IMPACT STRATEGIES AND

INNOVATIONS TO ADDRESS THE GLOBAL HEALTH SUSTAINABLE DEVELOPMENT GOALS

BY 2030

NAME OF RECIPIENT - MEDIC MOBILE, INC.

IN GENERAL SUPPORT OF ITS MISSION TO BUILD, DELIVER AND SUPPORT MOBILE

TOOLS THAT HELP COMMUNITY HEALTH WORKERS PROVIDE EQUITABLE CARE TO

MARGINALIZED COMMUNITIES

NAME OF RECIPIENT - MERIDIAN INSTITUTE

TOWARD THE COSTS OF DEVELOPING A GLOBAL ARCHITECTURE FOR INTERNATIONAL

TRANSACTIONS FOR REDUCED EMISSIONS FROM DEFORESTATION AND FOREST

DEGRADATION REDD INCLUDING THE DEVELOPMENT OF A REDD STANDARD FOR

FUTURE COMPLIANCE MARKETS

NAME OF RECIPIENT - MILAN INNOVINCY B.V.

IN SUPPORT OF COLLECTING AND USING GEOGRAPHIC DATA TO PROVIDE

INFORMATION TO ENHANCE DECISION MAKING FOR STAKEHOLDERS WORKING TO

REDUCE POSTHARVEST LOSS IN MANGO AND MAIZE VALUE CHAINS IN KENYA AND

TANZANIA

NAME OF RECIPIENT - MISSION HUB LLC

IN SUPPORT OF THE PROMOTION AND DELIVERY OF A SPECIAL WORKSHOP STREAM

ON SOCIAL IMPACT MEASUREMENT AND EVALUATION AT THE SOCIAL CAPITAL

MARKETS CONFERENCE SOCAP TO BE HELD IN SAN FRANCISCO SEPTEMBER, 2016

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - MONITOR GOVERNMENT VENTURE SERVICES, LLC

IN SUPPORT OF USING DATA SCIENCE TOOLS TO IDENTIFY SIGNALS OF DYNAMISM

AROUND THE PROBLEMS AFFECTING POOR OR VULNERABLE PEOPLE

NAME OF RECIPIENT - MUNICIPAL ART SOCIETY OF NEW YORK

IN SUPPORT OF COORDINATING THE AWARD COMPETITION FOR THE ROCKEFELLER

FOUNDATION-SPONSORED 2016 JANE JACOBS MEDAL TO BE PRESENTED AT HABITAT

III IN QUITO, ECUADOR AND OTHER COMPLEMENTARY PUBLIC PROGRAMS

NAME OF RECIPIENT - NATIONAL ACADEMY OF SCIENCES

FOR USE BY ITS INSTITUTE OF MEDICINE TOWARD THE COSTS OF ASSESSING THE

CURRENT GLOBAL HEALTH LANDSCAPE AND IDENTIFYING EFFECTIVE INVESTMENTS

IN GLOBAL HEALTH INITIATIVES TO INFORM THE NEXT PRESIDENTIAL

ADMINISTRATION IN THE U.S.

NAME OF RECIPIENT - NATIONAL ASSOCIATION OF CORPORATE DIRECTORS

IN SUPPORT OF CONDUCTING EVENTS AND PRODUCING EDITORIAL CONTENT RELATED

TO THE ADVANCEMENT OF GENDER DIVERSITY ON CORPORATE BOARDS

NAME OF RECIPIENT - NATIONAL CENTER FOR CIVIC INNOVATION

FOR USE BY ITS PROJECT, GOVLAB, IN SUPPORT OF MAPPING BLOCKCHAIN

PRACTICES TO ASSESS THEIR POTENTIAL FOR EXPANDING THE DIGITAL IDENTITY

OF POOR AND VULNERABLE POPULATIONS

NAME OF RECIPIENT - NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY

IN GENERAL SUPPORT OF ITS MISSION TO PROMOTE PHILANTHROPY THAT SERVES

THE PUBLIC GOOD, IS RESPONSIVE TO PEOPLE AND COMMUNITIES WITH THE LEAST

WEALTH AND OPPORTUNITY, AND IS HELD ACCOUNTABLE TO THE HIGHEST

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

STANDARDS OF INTEGRITY AND OPENNESS

NAME OF RECIPIENT - NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY

IN GENERAL SUPPORT OF ITS MISSION TO PROMOTE PHILANTHROPY THAT SERVES

THE PUBLIC GOOD, IS RESPONSIVE TO PEOPLE AND COMMUNITIES WITH THE LEAST

WEALTH AND OPPORTUNITY, AND IS HELD ACCOUNTABLE TO THE HIGHEST

STANDARDS OF INTEGRITY AND OPENNESS

NAME OF RECIPIENT - NATIONAL PUBLIC RADIO, INC.

TOWARD THE COSTS OF EXPANDING ITS HIDDEN BRAIN PODCAST TO A NATIONAL

RADIO PROGRAM THAT COMBINES SCIENCE AND STORYTELLING

NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL, INC.

IN SUPPORT OF REDUCING FOOD WASTE IN TWO U.S. CITIES OVER THE NEXT

FIVE YEARS, AND IMPLEMENTING ADDITIONAL PROGRAMS AND POLICIES THAT

PROMOTE GOOD WASTE PREVENTION, SURPLUS FOOD RESCUE, AND RECYCLING OF

FOOD SCRAPS ACROSS THE COUNTRY

NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL, INC.

IN SUPPORT OF TESTING FOOD WASTE ASSESSMENT METHODOLOGIES AND

DEVELOPING REPLICABLE TOOLS THAT WILL SUPPORT ACTION TO REDUCE FOOD

WASTE AT THE MUNICIPAL LEVEL IN THE U.S.

NAME OF RECIPIENT - NEW AMERICA FOUNDATION

IN SUPPORT OF PILOTING AND TESTING A NEW MODEL FOR HELPING CITIES TO

DIAGNOSE AND DEVELOP SOLUTIONS FOR AUTOMATION-RELATED JOB LOSS IN

AMERICAN CITIES

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - NEW AMERICA FOUNDATION

IN SUPPORT OF ITS BLOCKCHAIN TRUST ACCELERATOR PROGRAM, AN EFFORT TO

EXPAND PUBLIC UNDERSTANDING OF HOW BLOCKCHAIN TECHNOLOGY CAN ADDRESS

SOCIAL AND GOVERNANCE CHALLENGES

NAME OF RECIPIENT - NEW VENTURE FUND

FOR USE BY CO-IMPACT, A GLOBAL COLLABORATIVE FOR SYSTEMS CHANGE, TOWARD

THE COSTS OF FUNDING SYSTEMS CHANGE EFFORTS IN HEALTH, EDUCATION AND

ECONOMIC OPPORTUNITY FOCUSING ON UNDERSERVED POPULATIONS WITH THE

GREATEST NEED

NAME OF RECIPIENT - NEW VENTURE FUND

TOWARD THE COSTS OF ITS EMPLOYMENT TECHNOLOGY FUND PROJECT, A

MULTI-FUNDER COLLABORATIVE TO FACILITATE THE DESIGN AND DEPLOYMENT OF

TECHNOLOGY-BASED SOLUTIONS THAT IMPROVE EMPLOYMENT OUTCOMES FOR

LOW-INCOME WORKERS IN THE U.S.

NAME OF RECIPIENT - NEW VENTURE FUND

FOR USE BY THE SCIENCE PHILANTHROPY ALLIANCE TOWARD THE COSTS OF

INCREASING PHILANTHROPIC SUPPORT FOR BASIC SCIENTIFIC RESEARCH

NAME OF RECIPIENT - NEW VENTURE FUND

IN SUPPORT OF A PROJECT TO IDENTIFY THE TRANSFORMATIVE OPPORTUNITIES

AND IMPLEMENTATION REQUIREMENTS TO ACCELERATE THE PATH TO REDUCING U.S.

FOOD WASTE BY FIFTY PERCENT BY 2030

NAME OF RECIPIENT - NEW VENTURE FUND

IN SUPPORT OF ITS PROJECT, REFED, A COLLABORATION TO RAISE AWARENESS

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

ABOUT FOOD WASTE IN THE U.S. AND TO PROVIDE INFORMATION AND TOOLS

ACROSS SECTORS TO ENABLE ADOPTION OF WASTE REDUCTION SOLUTIONS

NAME OF RECIPIENT - NEW YORK FOUNDATION FOR ARCHITECTURE, INC.

IN SUPPORT OF DEVELOPING AND DISSEMINATING BUILDING DESIGN GUIDELINES

THAT ENABLE MORE EFFECTIVE SEPARATION AND COLLECTION OF FOOD WASTE,

RECYCLABLES, AND OTHER TRASH IN ORDER TO SUPPORT URBAN ZERO WASTE

STRATEGIES

NAME OF RECIPIENT - NEW YORK PUBLIC RADIO

TOWARD THE COSTS OF RADIO PROGRAMMING AND COMPLEMENTARY ONLINE

MATERIALS FOCUSED ON RESILIENCE, BOTH IN THE GREATER NEW YORK AREA AND

NATIONALLY, AND PROVIDING ONGOING TRAINING TO OTHER PUBLIC RADIO

STATIONS ON HOW TO REPORT STORIES WITH A RESILIENCE FRAMEWORK

NAME OF RECIPIENT - NEW YORK TIMES COMPANY

TOWARD THE COSTS OF ITS ANNUAL CITIES OF TOMORROW CONFERENCE SERIES, IN

ORDER TO ELEVATE THE DISCUSSION REGARDING THE CRUCIAL NEED FOR

RESILIENT AND INCLUSIVE CITIES

NAME OF RECIPIENT - NEW YORK UNIVERSITY

FOR USE BY THE INSTITUTE OF KNOWLEDGE IN SUPPORT OF ITS RESILIENT

CITIES BY DESIGN PROJECT, WHICH WILL PARTNER WITH MEMBERS OF THE 100

RESILIENT CITIES NETWORK TO ORCHESTRATE PROCESSES AND COMPETITIONS

BASED ON THE REBUILD BY DESIGN MODEL

NAME OF RECIPIENT - NEW YORK UNIVERSITY

FOR USE BY ITS MARRON INSTITUTE OF URBAN MANAGEMENT IN SUPPORT OF A

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

PROJECT TO IDENTIFY THE SPATIAL ATTRIBUTES OF CITIES AND RECOMMEND

INTERVENTIONS THAT CAN IMPROVE THE LONG-TERM INCLUSIVENESS OF

METROPOLITAN AND URBAN ECONOMIES GLOBALLY

NAME OF RECIPIENT - NEW YORKERS FOR PARKS

IN SUPPORT OF DEVELOPING NEW RESEARCH METHODOLOGIES AND TOOLS IN ORDER

TO BETTER ADVOCATE FOR PARKS AND OPEN SPACES IN THE INCREASINGLY

COMPLEX PLANNING CHALLENGES EMERGING IN MODERN CITIES

NAME OF RECIPIENT - NORTHWESTERN UNIVERSITY

FOR USE BY ITS KELLOGG SCHOOL OF MANAGEMENT IN SUPPORT OF THE

ROCKEFELLER FOUNDATION & KELLOGG SCHOOL OF MANAGEMENT SUSTAINABLE

INVESTING FELLOWSHIP, AN EFFORT TO BUILD THE FIELD OF IMPACT INVESTING

IN BUSINESS AND PROFESSIONAL EDUCATION

NAME OF RECIPIENT - OGILVY AND MATHER GROUP HOLDINGS LIMITED

IN SUPPORT OF FACILITATING A CONVENING ON EFFECTIVE COMMUNICATIONS TO

IMPLEMENT THE PARIS AGREEMENT, TO BE HELD AT THE ROCKEFELLER FOUNDATION

BELLAGIO CENTER, ITALY, JUNE 2017

NAME OF RECIPIENT - OGILVY PUBLIC RELATIONS WORLDWIDE INC.

IN SUPPORT OF PROVIDING COMMUNICATIONS SUPPORT FOR THE INFLUENCE

OBJECTIVES OF THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, TO INFORM NEW

AUDIENCES ABOUT THE RESIDENCY AND CONFERENCE OPPORTUNITIES, INCREASE

AWARENESS OF THE FOUNDATIONS STRATEGIC GOALS AMONGST PARTICIPANTS, AND

ELEVATE THE WORK ADVANCED BY PARTICIPANTS, PARTICULARLY THOSE WORKING

TO BUILD RESILIENCE AND MORE INCLUSIVE ECONOMIES

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - ONFRONTIERS INC.

IN SUPPORT OF NETWORK-BUILDING ACTIVITIES FOR ZILIENT, A RESILIENCE

ONLINE PUBLISHING AND KNOWLEDGE-SHARING PLATFORM

NAME OF RECIPIENT - ORGANIZATIONAL RESEARCH SERVICES, INC.

IN SUPPORT OF CONDUCTING A MARKET LANDSCAPE OF CURRENT SOCIAL IMPACT

MEASUREMENT AND EVALUATION APPROACHES AND SHARING THE FINDINGS IN ORDER

TO STRENGTHEN THE EVIDENCE BASE FOR IMPACT INVESTMENTS AND MARKET-BASED

SOLUTIONS

NAME OF RECIPIENT - OVE ARUP AND PARTNERS INTERNATIONAL LIMITED

IN SUPPORT OF ENABLING CITIES TO USE THE CITY RESILIENCE INDEX TO

ASSESS THEIR RESILIENCE THROUGH DIRECT ENGAGEMENT, TECHNICAL SUPPORT

AND GUIDING MATERIALS

NAME OF RECIPIENT - OVE ARUP AND PARTNERS INTERNATIONAL LIMITED

IN SUPPORT OF DEVELOPING A CITY WATER RESILIENCE FRAMEWORK TO PROVIDE A

COMPREHENSIVE SET OF INDICATORS, VARIABLES AND METRICS THAT CAN BE USED

BY CITIES TO MEASURE THE RESILIENCE OF THEIR URBAN WATER SYSTEMS OVER

TIME

NAME OF RECIPIENT - PACIFIC INSTITUTE FOR STUDIES IN DEVELOPMENT,

ENVIRONMENT AND SECURITY

FOR USE BY CIRCLE OF BLUE TOWARD THE COSTS OF ORGANIZING A GLOBAL

CONVERSATION AT THE VATICAN ON WORLD WATER DAY 2017 THAT WILL HELP

REFRAME HOW THE WORLD UNDERSTANDS, VALUES, AND STEWARDS ITS WATER

SUPPLIES

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NAME OF RECIPIENT - PAMOJA MEDIA EAST AFRICA LIMITED

IN SUPPORT OF TRANSITIONING A GROUP OF CLIMATE EXCHANGE NETWORK FOR

AFRICA GRANTEES TO AN ENHANCED ONLINE KNOWLEDGE SHARING AND MANAGEMENT

SYSTEM FOR RESEARCH AND DEVELOPMENT WORK ON CLIMATE CHANGE RESILIENCE

FOR AFRICAN AGRICULTURE

NAME OF RECIPIENT - PANORAMA GLOBAL

IN SUPPORT OF ESTABLISHING THE ROCKEFELLER FOUNDATION COMMISSION ON

PLANETARY HEALTH, AN EFFORT TO HELP BUILD THE MULTI-DISCIPLINARY FIELD

OF PLANETARY HEALTH

NAME OF RECIPIENT - PHILANTHROPY NEW YORK, INC.

IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN PHILANTHROPY BY

OFFERING PROGRAMS AND RESOURCES THAT SUPPORT EFFECTIVE, STRATEGIC

GRANTMAKING, FACILITATING COLLABORATION AND KNOWLEDGE SHARING, AND

COMMUNICATING THE VALUE OF THE PHILANTHROPIC SECTOR IN OUR SOCIETY, AND

TOWARD THE COSTS OF ITS FUND FOR 2025 CAPITAL CAMPAIGN, A CAPACITY

BUILDING EFFORT FOCUSED ON IMPLEMENTING ITS STRATEGIC PLAN

NAME OF RECIPIENT - POST ROAD FOUNDATION

TOWARD THE COSTS OF CONDUCTING PRE-FEASIBILITY STUDIES FOR THREE

COMMUNITIES IN THE U.S. TO ASSESS THE POTENTIAL FOR INTEGRATED AND

SUSTAINABLE DIGITAL INFRASTRUCTURE INVESTMENTS

NAME OF RECIPIENT - PRABHAT EDUCATION FOUNDATION

IN SUPPORT OF STRENGTHENING ITS CORE CAPACITY AND LEADERSHIP CAPACIATY

TO ACHIEVE ITS MISSION OF PROVIDING COMMUNITY-BASED SERVICES TO

MARGINALIZED DISABLED POPULATIONS IN THE SLUMS OF AHMEDABAD, INDIA

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - PRESIDENT AND FELLOWS OF HARVARD COLLEGE

FOR USE BY ITS HUTCHINS CENTER FOR AFRICAN & AFRICAN AMERICAN RESEARCH

IN SUPPORT OF DEVELOPING SELMA ONLINE, A MULTIMEDIA, INTERACTIVE ONLINE

EDUCATION PLATFORM USING THE SELMA VOTING RIGHTS CAMPAIGN AS A

CASE-STUDY IN LEADERSHIP, DECISION-MAKING, RACE, CIVIL RIGHTS AND

ENGAGED CITIZENSHIP

NAME OF RECIPIENT - PRESIDENT AND FELLOWS OF HARVARD COLLEGE

FOR USE BY ITS HARVARD KENNEDY SCHOOLS CENTER FOR PUBLIC LEADERSHIP IN

SUPPORT OF THE INITIATIVE FOR RESPONSIBLE INVESTING, AN EFFORT TO

EXPLORE ALTERNATIVE APPROACHES TO INSTITUTIONAL INVESTMENT IN

SUSTAINABLE INFRASTRUCTURE IN THE U.S.

NAME OF RECIPIENT - PRESIDENT AND FELLOWS OF HARVARD COLLEGE

FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF DEVELOPING,

TESTING AND DEEPENING THE CONCEPTUALIZATION OF RESILIENT HEALTH SYSTEMS

IN WEST AFRICA IN THE WAKE OF THE EBOLA CRISIS

NAME OF RECIPIENT - PRESIDENT AND FELLOWS OF HARVARD COLLEGE

FOR USE BY ITS GLOBAL HEALTH INSTITUTE IN COLLABORATION WITH THE LONDON

SCHOOL OF HYGIENE AND TROPICAL MEDICINE IN SUPPORT OF HOLDING A

CONVENING AND PRODUCING A REPORT TO EXAMINE WEAKNESSES IN THE GLOBAL

HEALTH SYSTEM EXPOSED BY THE EBOLA EPIDEMIC IN AN EFFORT TO IMPROVE

GLOBAL RESPONSES TO FUTURE HEALTH CRISES

NAME OF RECIPIENT - PRESIDENT AND FELLOWS OF HARVARD COLLEGE

FOR USE BY ITS CENTER FOR THE ENVIRONMENT IN SUPPORT OF ACTIVITIES TO

723655 04-01-17 192 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

LAUNCH A NEW FIELD OF PLANETARY HEALTH IN ORDER TO YIELD BETTER

SOLUTIONS TO HEALTH CHALLENGES IN THE 21ST CENTURY

NAME OF RECIPIENT - PUBLISEZ, INC.

IN SUPPORT OF COMMUNICATIONS EFFORTS FOR THE FINANCING MECHANISMS

SUPPORTED BY THE ROCKEFELLER FOUNDATIONS INNOVATIVE FINANCE ZERO GAP

PORTFOLIO TO INCREASE THE LIKELIHOOD OF MARKET ADOPTION BY RAISING

AWARENESS AMONG KEY STAKEHOLDERS ABOUT HOW INNOVATIVE FINANCE CAN BE

HARNESSED TO DRIVE PRIVATE SECTOR CAPITAL TOWARD ACHIEVING CRITICAL

SOCIAL AND ENVIRONMENTAL OUTCOMES

NAME OF RECIPIENT - PUBLISEZ, INC.

IN SUPPORT OF COMMUNICATIONS EFFORTS FOR THE FINANCING MECHANISMS

SUPPORTED BY THE ROCKEFELLER FOUNDATIONS INNOVATIVE FINANCE ZERO GAP

PORTFOLIO TO INCREASE THE LIKELIHOOD OF MARKET ADOPTION BY RAISING

AWARENESS AMONG KEY STAKEHOLDERS ABOUT HOW INNOVATIVE FINANCE CAN BE

HARNESSED TO DRIVE PRIVATE SECTOR CAPITAL TOWARD ACHIEVING CRITICAL

SOCIAL AND ENVIRONMENTAL OUTCOMES

NAME OF RECIPIENT - PUBLISEZ, INC.

IN SUPPORT OF AMPLIFYING THE IMPACT OF THE FOUNDATIONS SCAN AND SEARCH

GRANTMAKING BY MORE BROADLY COMMUNICATING AND DISSEMINATING KEY

FINDINGS AND INSIGHTS

NAME OF RECIPIENT - PURPOSE GLOBAL LLC

IN SUPPORT OF CONDUCTING A NATIONAL CAMPAIGN TO IMPROVE THE QUALITY OF

JOBS IN AMERICA BY INFLUENCING EMPLOYERS TO COMMIT TO GIVING THEIR

SHIFT EMPLOYEES AT LEAST TWO WEEKS' NOTICE ON THEIR SCHEDULES

723655 04-01-17 193 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - PYMETRICS, INC.

IN SUPPORT OF A PILOT PROJECT TO DEMONSTRATE HOW CANDIDATE ASSESSMENT

TECHNOLOGIES CAN REDUCE BIAS IN YOUTH HIRING AND UNLOCK ADDITIONAL

EMPLOYMENT OPPORTUNITIES FOR DISADVANTAGED YOUNG PEOPLE IN THE U.S.

NAME OF RECIPIENT - PYXERA GLOBAL INC.

IN SUPPORT OF REDUCING POST-HARVEST FOOD LOSS AND IMPROVING THE LIVES

OF SMALLHOLDER FARMERS AND OTHER VULNERABLE PEOPLE IN THE NIGERIAN

TOMATO VALUE CHAIN

NAME OF RECIPIENT - QUANTIFIED VENTURES LLC

IN SUPPORT OF ASSISTING TWO U.S. MUNICIPAL WATER AUTHORITIES TO ISSUE

PAY-FOR-SUCCESS MUNICIPAL BONDS TO FINANCE GREEN INFRASTRUCTURE

PROJECTS SERVING POOR AND VULNERABLE COMMUNITIES

NAME OF RECIPIENT - RAND CORPORATION

IN SUPPORT OF QUANTIFYING THE RETURNS ON RESILIENCE INVESTMENT BY

DEVELOPING A FRAMEWORK AND MODEL, AND IDENTIFYING DATA SOURCES AND

ESTIMATION STRATEGIES

NAME OF RECIPIENT - REGIONAL PLAN ASSOCIATION, INC.

TOWARD THE COSTS OF REGIONAL CORRIDORS OF RESILIENCE AND EQUITY, A

PUBLIC DESIGN COMPETITION, EXHIBITION AND EDUCATION PROGRAM TO EXAMINE

HOW COMMUNITIES IN THE NEW YORK-NEW JERSEY-CONNECTICUT METROPOLITAN

AREA CAN CHANGE AND GROW IN A WAY THAT PROMOTES ECONOMIC OPPORTUNITY,

REDUCES INEQUALITY, AND INCREASES RESILIENCE

723655 04-01-17 194 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW

YORK

FOR USE BY ITS INSTITUTE FOR STATE AND LOCAL GOVERNANCE IN SUPPORT OF

CONTINUING ITS EQUALITY INDICATORS PROJECT IN NEW YORK CITY WITH

ADDITIONAL FOCUS ON IMPROVING DISPARITIES IN HEALTH AND JUSTICE, AND OF

EXPANDING THE FRAMEWORK TO FIVE OTHER CITIES ACROSS THE COUNTRY THROUGH

EITHER TECHNICAL OR IMPLEMENTATION ASSISTANCE

NAME OF RECIPIENT - RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW

YORK

IN CONTINUED SUPPORT OF ITS CUNY CULTURAL CORPS TO PROVIDE TRAINING AND

PAID INTERNSHIPS TO LOW-INCOME YOUTH AT CULTURAL INSTITUTIONS

THROUGHOUT NEW YORK CITY IN AN EFFORT TO DIVERSIFY THE WORKFORCE OF THE

CULTURAL SECTOR AND TO ENDOW FIVE DAVID ROCKEFELLER CULTURAL CORPS

FELLOWSHIPS

NAME OF RECIPIENT - RESEARCH TRIANGLE INSTITUTE

IN SUPPORT OF MONITORING AND LEARNING ACTIVITIES RELATED TO THE

FOUNDATIONS YIELDWISE INITIATIVE AND ITS GRANTEES AND PARTNERS, IN

ORDER TO BENEFIT THE FIELD OF AGRICULTURE AT LARGE AND MORE

SPECIFICALLY SMALL-HOLDER FARMER HOUSEHOLDS

NAME OF RECIPIENT - RESEAU D'ORGANISATIONS POUR LA SURVEILLANCE REGIONALE

DES MALADIES

IN SUPPORT OF PLANNING ACTIVITIES TO ESTABLISH A WEST AFRICAN DISEASE

SURVEILLANCE NETWORK IN THE WAKE OF THE EBOLA CRISIS

NAME OF RECIPIENT - RESOURCE ALLIANCE LIMITED

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

TOWARD THE COSTS OF EXPANDING THE NGO AWARDS PROGRAM IN ASIA TO VIETNAM

IN CONSOLIDATION WITH THE TWO EXISTING NGO AWARDS IN INDIA AND THAILAND

NAME OF RECIPIENT - RESULTS FOR DEVELOPMENT INSTITUTE, INC.

FOR USE BY THE INTERNATIONAL DEVELOPMENT INNOVATION ALLIANCE IDIA, A

NETWORK OF LEADING DEVELOPMENT INNOVATION FUNDERS, TOWARD THE COSTS OF

PROMOTING AND ADVANCING INNOVATION AS A MEANS TO HELP ACHIEVE

SUSTAINABLE DEVELOPMENT WITH POOR OR VULNERABLE POPULATIONS IN THE

GLOBAL SOUTH

NAME OF RECIPIENT - RIGHT MANAGEMENT INC.

IN SUPPORT OF A PROJECT TO TEST THE POTENTIAL OF A STAFFING AGENCY

MODEL FOR PROVIDING EMPLOYMENT TO DISADVANTAGED YOUNG PEOPLE IN THE

U.S.

NAME OF RECIPIENT - ROCKEFELLER ARCHIVE CENTER

IN SUPPORT OF HISTORICAL RESEARCH, SEMINARS, WEB-BASED CONTENT DELIVERY

AND CONFERENCES TO STRENGTHEN THE UNDERSTANDING OF THE FOUNDATIONS

HISTORY IN A GLOBAL CONTEXT

NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.

FOR USE BY 100 RESILIENT CITIES TOWARD THE COSTS OF BUILDING CITIES

CAPACITY GLOBALLY TO MAINTAIN AND RECOVER CRITICAL FUNCTIONS IN THE

FACE OF SHOCKS AND STRESSES, AND TO SUPPORT THEIR PROGRESS TOWARD

OPERATIONAL INDEPENDENCE AND SUSTAINABILITY

NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.

FOR USE BY 100 RESILIENT CITIES TOWARD THE COSTS OF BUILDING CITIES

723655 04-01-17 196 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

CAPACITY GLOBALLY TO MAINTAIN AND RECOVER CRITICAL FUNCTIONS IN THE

FACE OF SHOCKS AND STRESSES, AND TO SUPPORT THEIR PROGRESS TOWARD

OPERATIONAL INDEPENDENCE AND SUSTAINABILITY

NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.

FOR USE BY ITS INTERNATIONAL COMMISSION ON FINANCING GLOBAL EDUCATION

OPPORTUNITY TOWARD THE COSTS OF DESIGNING THE INTERNATIONAL FINANCE

FACILITY FOR EDUCATION, A PARTNERSHIP BETWEEN DEVELOPING COUNTRIES,

INTERNATIONAL FINANCIAL INSTITUTIONS AND PUBLIC AND PRIVATE DONORS TO

MOBILIZE NEW, CRITICALLY NEEDED FUNDING FOR EDUCATION

NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.

FOR USE BY 100 RESILIENT CITIES IN SUPPORT OF EXPANDING AND ENRICHING

THE GLOBAL RESILIENCE ACADEMY CURRICULUM AND INSTITUTIONALIZING ITS

APPROACH IN PARTNERSHIP WITH COLUMBIA UNIVERSITYS GRADUATE SCHOOL OF

ARCHITECTURE, PLANNING, AND PRESERVATION

NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.

FOR USE BY ITS FUND FOR SHARED INSIGHT TOWARD THE COSTS OF ITS EFFORTS

TO IMPROVE PHILANTHROPY BY INCREASING OPENNESS IN FOUNDATIONS AND

CAPTURING AND SHARING CROSS-CUTTING LEARNING ACROSS FOUNDATIONS,

GRANTEES AND THEIR BENEFICIARIES

NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.

FOR USE BY ITS FUND FOR SHARED INSIGHT IN SUPPORT OF IMPROVING

BENEFICIARY FEEDBACK LOOPS FOR SOCIAL SERVICE ORGANIZATIONS IN ORDER TO

INCREASE TRANSPARENCY AND IMPACT IN BOTH THE NON-PROFIT AND

PHILANTHROPIC SECTORS

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.

FOR USE BY ITS UPSTART CO-LAB TOWARD THE COSTS OF ITS MISSION TO

CONNECT ARTISTS, IMPACT INVESTORS, AND SOCIAL ENTREPRENEURS TO CREATE

OPPORTUNITIES FOR SCALABLE SOCIAL IMPACT.

NAME OF RECIPIENT - ROCKY MOUNTAIN INSTITUTE

FOR USE BY ITS CARBON WAR ROOM, TOWARD THE COSTS OF THE SEED

INITIATIVE, TO ACCELERATE ENERGY ACCESS IN SUB-SAHARAN AFRICA BY

CREATING INTEGRATED ENERGY PLANS AND BUILDING THE CAPACITY OF THE

PUBLIC AND PRIVATE SECTORS TO ACT ON THESE PLANS

NAME OF RECIPIENT - ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS

FOR USE BY ITS CENTRE ON GLOBAL HEALTH SECURITY IN SUPPORT OF THE

PLANNING PROCESS FOR THE DEVELOPMENT OF A WEST AFRICAN DISEASE

SURVEILLANCE NETWORK

NAME OF RECIPIENT - ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS

FOR USE BY ITS NEWLY CREATED UNIVERSAL HEALTH COVERAGE UHC POLICY FORUM

TOWARD THE COSTS OF PROVIDING STRATEGIC POLITICAL ADVOCACY ADVICE ON

UHC AND POSITIONING UHC WITHIN THE POST-2015 DEVELOPMENT AGENDA

NAME OF RECIPIENT - RURAL DEVELOPMENT INSTITUTE

IN SUPPORT OF CONDUCTING A LAND TENURE ASSESSMENT TO UNDERSTAND THE

CORRELATION BETWEEN INCREASED INVESTMENTS IN THE MANGO VALUE CHAIN AND

THEIR IMPACT ON THE LAND TENURE STRUCTURES FOR SMALLHOLDER FARMERS

NAME OF RECIPIENT - SAMBODHI RESEARCH AND COMMUNICATIONS PRIVATE LIMITED

723655 04-01-17 198 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

IN SUPPORT OF A PROJECT TO CONDUCT AN IMPACT ASSESSMENT OF THE

FOUNDATIONS SMART POWER FOR RURAL DEVELOPMENT SPRD INITIATIVE AND THE

EXTENT TO WHICH THE INITIATIVE IS POSITIVELY IMPACTING THE LIVES OF

PEOPLE AND SPURRING ECONOMIC GROWTH IN SPRD-SUPPORTED COMMUNITIES IN

INDIA

NAME OF RECIPIENT - SAMBODHI RESEARCH AND COMMUNICATIONS PRIVATE LIMITED

IN SUPPORT OF ANALYZING IMPACT POTENTIAL AND KEY AREAS OF RISK RELATED

TO INTERVENTIONS DESIGNED TO REDUCE POST-HARVEST LOSS AND GENERATE

BENEFITS FOR SMALL-HOLDER FARMERS IN INDIA

NAME OF RECIPIENT - SAMBODHI RESEARCH AND COMMUNICATIONS PRIVATE LIMITED

IN SUPPORT OF A PROJECT TO CONDUCT AN IMPACT EVALUATION OF THE

FOUNDATION'S SMART POWER FOR RURAL DEVELOPMENT SPRD INITIATIVE IN INDIA

AND ASSESS THE EXTENT TO WHICH THE INITIATIVE IS POSITIVELY IMPACTING

THE LIVES OF PEOPLE AND SPURRING ECONOMIC GROWTH IN RURAL COMMUNITIES

IN BIHAR AND UTTAR PRADESH

NAME OF RECIPIENT - SAMHITA SOCIAL VENTURES PRIVATE LIMITED

IN SUPPORT OF A PROJECT TO DEVELOP GUIDELINES FOR IMPLEMENTING INDIAS

NEW CORPORATE SOCIAL RESPONSIBILITY MANDATE THROUGH BUILDING

COLLABORATIVE PLATFORMS TO ADDRESS STRATEGIC SOCIAL AND DEVELOPMENT

CHALLENGES AND TESTING THE FEASIBILITY FOR SUCH PLATFORMS IN THE ENERGY

ACCESS AND RURAL ENTERPRISE PROMOTION SECTOR

NAME OF RECIPIENT - SAVE THE CHILDREN FEDERATION

FOR USE BY ITS PROJECT, THE START NETWORK, IN SUPPORT OF LAUNCHING A

REPLICA INSURANCE PRODUCT THROUGH THE AFRICAN RISK CAPACITY INITIATIVE,

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

IN AN EFFORT TO DEVELOP NEW FINANCING INSTRUMENTS TO ENABLE FASTER,

MORE EFFECTIVE HUMANITARIAN AID

NAME OF RECIPIENT - SHACK DWELLERS INTERNATIONAL

IN SUPPORT OF STRENGTHENING ITS KNOW YOUR CITY DATA PLATFORM WITH THE

AIM OF MAKING IT THE PREMIER SOURCE OF COMMUNITY-GATHERED INFORMATION

ON INFORMAL SETTLEMENTS FOR RESILIENCE CITY PLANNING IN AFRICA, AND A

KEY PLATFORM PARTNER FOR RELEVANT CITIES IN THE 100 RESILIENT CITIES

NETWORK

NAME OF RECIPIENT - SHACK DWELLERS INTERNATIONAL

IN SUPPORT OF A PROJECT TO FURTHER ADVANCE ITS LEARNING, MONITORING AND

EVALUATION SYSTEM AND TO PRESENT AND PROMOTE WORK THAT DEMONSTRATES

INCLUSIVE ECONOMIES AND RESILIENCE IN AN URBAN CONTEXT AT HABITAT III,

THE UN CONFERENCE ON HOUSING AND SUSTAINABLE URBAN DEVELOPMENT, TO BE

HELD IN QUITO, ECUADOR, OCTOBER 2016

NAME OF RECIPIENT - SHAKTI SUSTAINABLE ENERGY FOUNDATION

IN SUPPORT OF INFORMING POLICY OUTCOMES AND POLICY, REGULATORY AND

UTILITY PLANNING SOLUTIONS TO ENERGY ACCESS IN RURAL INDIA, ULTIMATELY

INCREASING THE AVAILABILITY OF PUBLIC FUNDING FOR RURAL DECENTRALIZED

RENEWABLE ENERGY POWER PLANTS AND OTHER ENERGY EFFICIENT TECHNOLOGIES

NAME OF RECIPIENT - SHINING HOPE FOR COMMUNITIES INC.

TOWARD THE COSTS OF PROMOTING PEACE AND PREVENTING POST-ELECTORAL

VIOLENCE IN INFORMAL SETTLEMENTS IN NAIROBI AND MOMBASA FOLLOWING THE

2017 KENYAN PRESIDENTIAL ELECTION RERUN

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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - SILICON VALLEY COMMUNITY FOUNDATION

FOR USE BY ITS PROJECT, THE 100,000 OPPORTUNITIES INITIATIVE, TOWARD

THE COSTS OF AN EMPLOYER-LED COALITION COMMITTED TO INCREASING

EMPLOYMENT OPPORTUNITIES FOR DISADVANTAGED YOUNG PEOPLE IN THE U.S.

NAME OF RECIPIENT - SKDKNICKERBOCKER LLC

IN SUPPORT OF COMMUNICATIONS AND COMMUNITY ENGAGEMENT ASSISTANCE FOR

THE NATIONAL DISASTER RESILIENCE COMPETITION WINNING JURISDICTIONS, AND

RESILIENCE OUTREACH AND COMMUNICATIONS TO FEDERAL AGENCIES,

PHILANTHROPIC ORGANIZATIONS, AND PRIVATE BUSINESSES

NAME OF RECIPIENT - SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION

IN SUPPORT OF SCALING UP ORGANIZATIONAL CAPACITY TO SUPPORT THE LAUNCH

OF 300 NEW DECENTRALIZED RENEWABLE ENERGY POWER PLANTS IN INDIA AND

PROVIDE CONTINUED ACCELERATED ENERGY ACCESS TO RURAL HOMES AND LOCAL

BUSINESSES.

NAME OF RECIPIENT - SOJOURNERS

IN SUPPORT OF THE MATTHEW 25 MOVEMENT, AN EFFORT TO BUILD ALLIES AND

COALITIONS ACROSS DIVERSE PERSPECTIVES OF LEADERS AND ORGANIZATIONS

SEEKING TO ADVOCATE ON BEHALF OF VULNERABLE COMMUNITIES IN THE U.S.

NAME OF RECIPIENT - SOLIDAGO FOUNDATION

FOR USE BY THE WORKERS LAB IN SUPPORT OF DESIGNING AND POTENTIALLY

PILOTING PORTABLE BENEFITS THAT INCREASE FINANCIAL STABILITY FOR

WORKERS IN THE UNITED STATES

NAME OF RECIPIENT - SOLUTIONS JOURNALISM NETWORK, INC.

723655 04-01-17 201 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

IN SUPPORT OF CREATING A PLATFORM FOR AGGREGATING SOCIAL-IMPACT DRIVEN

REPORTING ON SOCIAL AND ENVIRONMENTAL CHALLENGES AND MAKING IT

ACCESSIBLE TO UNIVERSITY PROFESSORS AND STUDENTS, THE PHILANTHROPIC AND

SOCIAL SECTORS, AND THE GENERAL PUBLIC

NAME OF RECIPIENT - STICHTING DIENST LANDBOUWKUNDIG ONDERZOEK

FOR USE BY THE CENTRE FOR DEVELOPMENT INNOVATION IN SUPPORT OF A STUDY

ON THE EFFECTIVENESS OF MULTI-STAKEHOLDER PLATFORMS AND PARTNERSHIPS IN

CERTAIN AGRICULTURE AND FOOD SECURITY VALUE CHAIN INTERVENTIONS

NAME OF RECIPIENT - STIFTUNG GLOBAL INFRASTRUCTURE BASEL

IN SUPPORT OF APPLYING ITS SUSTAINABILITY AND RESILIENCE STANDARD TO

INFRASTRUCTURE PROJECTS IN ORDER TO DEMONSTRATE THE RESILIENCE DIVIDEND

NAME OF RECIPIENT - STOCKHOLM WATER FOUNDATION

FOR USE BY ITS STOCKHOLM INTERNATIONAL WATER INSTITUTE IN SUPPORT OF

CONDUCTING RESEARCH AND ANALYSIS TO DEVELOP A STRATEGY TO ADVANCE

FRESHWATER RESILIENCE GLOBALLY

NAME OF RECIPIENT - STONY BROOK FOUNDATION

FOR USE BY ITS GLOBAL HEALTH INSTITUTE IN SUPPORT OF A FELLOWSHIP TO

LANDSCAPE AND IDENTIFY PROMISING OPPORTUNITIES TO IMPROVE ACCESS TO AND

QUALITY OF COMMUNITY-BASED PRIMARY HEALTH CARE THROUGH DATA AND OTHER

TECHNICAL TOOLS

NAME OF RECIPIENT - STORYCORPS INC.

TOWARD THE COSTS OF ITS PROJECT ONE SMALL STEP THAT SEEKS TO HELP

BRIDGE AMERICAS POLITICAL DIVIDES THROUGH STORYTELLING

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NAME OF RECIPIENT - SUSTAINABILITY ACCOUNTING STANDARDS BOARD

IN SUPPORT OF DEVELOPING AND DISSEMINATING ACCOUNTING STANDARDS FOCUSED

ON THE SOCIAL, ENVIRONMENTAL AND GOVERNANCE PERFORMANCE OF PUBLIC

COMPANIES IN THE UNITED STATES IN AN EFFORT TO HELP INVESTORS COMPARE

PERFORMANCE AND DRIVE CAPITAL TO IMPROVED SUSTAINABILITY OUTCOMES

NAME OF RECIPIENT - SUSTAINABLE FISHERIES PARTNERSHIP FOUNDATION

IN SUPPORT OF ACTIVITIES DESIGNED TO TRANSITION THE ASIAN BLUE SWIMMING

CRAB FISHERIES TOWARD SUSTAINABLE, RESPONSIBLE PRODUCTION BY SCALING

THE FISHERIES IMPROVEMENT PROJECT MODEL FOR BENEFITTING SMALL-SCALE

FISHERIES IN INDONESIA AND GLOBALLY

NAME OF RECIPIENT - SUSTAINABLE FOOD LAB

IN SUPPORT OF DEVELOPING AND INTEGRATING FOOD LOSS METRICS IN SELECTED

SUPPLY CHAIN PROCESSES FOR GLOBAL, REGIONAL, AND NATIONAL CORPORATES

WORKING ACROSS AGRICULTURAL CHAINS

NAME OF RECIPIENT - SYLVIA RIVERA LAW PROJECT, INC.

IN GENERAL SUPPORT OF ITS MISSION TO GUARANTEE THAT ALL PEOPLE ARE FREE

TO SELF-DETERMINE GENDER IDENTITY AND EXPRESSION, REGARDLESS OF INCOME

OR RACE, AND WITHOUT FACING HARASSMENT, DISCRIMINATION OR VIOLENCE

NAME OF RECIPIENT - TAKATAKA SOLUTIONS LTD

TOWARD THE COSTS OF DEVELOPING A SUSTAINABLE WASTE MANAGEMENT BLUEPRINT

TO DEMONSTRATE HOW TO IMPLEMENT A RECYCLING-BASED WASTE MANAGEMENT

SYSTEM THAT CAN BE ADAPTED THROUGHOUT NAIROBI AND OTHER CITIES IN KENYA

723655 04-01-17 203 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - TALENT BEYOND BOUNDARIES INC.

IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE SAFE AND LEGAL IMMIGRATION

AND LIVELIHOOD OPPORTUNITIES FOR REFUGEES

NAME OF RECIPIENT - TARU LEADING EDGE PRIVATE LIMITED

IN SUPPORT OF CREATING A CLIMATE AND HEALTH CENTER OF EXCELLENCE IN

SURAT, INDIA TO DEVELOP AND SHARE AN EVIDENCE BASE OF PRACTICE

REGARDING THE DELIVERY OF EFFECTIVE HEALTH SERVICES THAT BUILD

RESILIENCE TO CLIMATE RELATED IMPACTS ON HEALTH FOR URBAN POOR

COMMUNITIES, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE

NETWORK

NAME OF RECIPIENT - TCC GROUP, INC.

IN SUPPORT OF REFINING THE GLOBAL RESILIENCE PARTNERSHIPS LEARNING

AGENDA AND DESIGNING A RELATED PARTNER CONVENING TO ENABLE HORIZON

SCANNING FOR HIGH-POTENTIAL PARTNERSHIP OPPORTUNITIES

NAME OF RECIPIENT - TECHNOSERVE, INC.

IN SUPPORT OF REDUCING POST-HARVEST FOOD LOSS AND IMPROVING THE LIVES

OF SMALLHOLDER FARMERS AND OTHER VULNERABLE PEOPLE IN KENYAS MANGO

VALUE CHAIN

NAME OF RECIPIENT - TECHNOSERVE, INC.

TOWARD THE COSTS OF EXPANDING THE DEMONSTRATION OF POSTHARVEST LOSS

REDUCTION IN NIGERIAS TOMATO VALUE CHAIN IN ORDER TO IMPROVE THE LIVES

OF SMALLHOLDER FARMERS

NAME OF RECIPIENT - TECHNOSERVE, INC.

723655 04-01-17 204 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

IN SUPPORT OF EXPANDING THE DEMONSTRATION OF FOOD LOSS REDUCTION IN

KENYA'S MANGO VALUE CHAIN IN ORDER TO IMPROVE THE LIVES OF SMALLHOLDER

FARMERS AND OTHER VULNERABLE PEOPLE

NAME OF RECIPIENT - TECHNOSERVE, INC.

IN SUPPORT OF A PROJECT TO REDUCE POST-HARVEST FOOD LOSS AND IMPROVE

THE LIVES OF SMALLHOLDER FARMERS AND OTHER VULNERABLE PEOPLE IN THE

MANGO VALUE CHAIN IN KENYA

NAME OF RECIPIENT - THE BRIDGESPAN GROUP, INC.

IN SUPPORT OF SURFACING, EXPLORING, AND ADVANCING MAJOR, HIGH-LEVERAGE

OPPORTUNITIES TO ADDRESS CRITICAL PROBLEMS FACING POOR OR VULNERABLE

POPULATIONS

NAME OF RECIPIENT - THE BRIDGESPAN GROUP, INC.

IN SUPPORT OF DESIGNING AND LAUNCHING THE COLLABORATIVE FOR SCALING

SOCIAL IMPACT, A NEW VEHICLE FOR DONORS WHO ARE COMMITTED TO SOLVING

PROBLEMS AT SCALE BY CATALYZING ENDURING CHANGE IN THE AREAS OF

EDUCATION, HEALTH AND JOBS IN THE DEVELOPING WORLD

NAME OF RECIPIENT - THE BRIDGESPAN GROUP, INC.

IN SUPPORT OF ORGANIZING A CONVENING TO EXPLORE, ASSESS, AND

DISSEMINATE INFORMATION ABOUT POTENTIAL SOLUTIONS TO THE CHALLENGES

FACING INDEPENDENT WORKERS

NAME OF RECIPIENT - THE BRIDGESPAN GROUP, INC.

IN SUPPORT OF AN EFFORT TO ADVANCE THE KNOWLEDGE OF THE PHILANTHROPIC

SECTOR REGARDING HIGH-IMPACT IMPLEMENTATION APPROACHES, DRAWING FROM

723655 04-01-17 205 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

LESSONS AND EXAMPLES FROM FOUNDATIONS, MULTI-LATERALS, AND THE PRIVATE

SECTOR

NAME OF RECIPIENT - THE BRIDGESPAN GROUP, INC.

IN SUPPORT OF THE DEVELOPMENT AND FACILITATION OF A COMMUNITY OF

PHILANTHROPIC FUNDERS DEDICATED TO JOINT LEARNING ON METHODS FOR

SOURCING AND ASSESSING OPPORTUNITIES FOR SOCIAL IMPACT

NAME OF RECIPIENT - THE CARE INSTITUTE INC.

IN SUPPORT OF A MEDIA AWARENESS CAMPAIGN AROUND A WORKFORCE TRAINING

PROGRAM TO EMPOWER AND EMPLOY REFUGEES IN GERMANYS CARE INDUSTRY

NAME OF RECIPIENT - THE CENTER FOR EFFECTIVE PHILANTHROPY, INC.

IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE DATA AND CREATE INSIGHT SO

PHILANTHROPIC FUNDERS CAN BETTER DEFINE, ASSESS AND IMPROVE THEIR

EFFECTIVENESS AND IMPACT

NAME OF RECIPIENT - THE COMMUNICATIONS NETWORK

IN SUPPORT OF DEVELOPING AND MANAGING THE FRANK KAREL/ROCKEFELLER

FOUNDATION SCHOLARSHIP TO PROVIDE NONPROFIT COMMUNICATIONS LEADERS FREE

ATTENDANCE TO ITS ANNUAL COMNET CONFERENCE

NAME OF RECIPIENT - THE FUND FOR PUBLIC SCHOOLS, INC.

TOWARD THE COSTS OF DEVELOPING THE NYC SCHOOL FINDER, A DIGITAL TOOL TO

HELP NEW YORK CITY 8TH GRADERS CHOOSE TO WHICH HIGH SCHOOLS TO APPLY

NAME OF RECIPIENT - THE GLOBAL DEVELOPMENT INCUBATOR, INC.

IN SUPPORT OF DESIGNING AND LAUNCHING THE COLLABORATIVE FOR SCALING

723655 04-01-17 206 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

SOCIAL IMPACT, A NEW VEHICLE FOR DONORS WHO ARE COMMITTED TO SOLVING

PROBLEMS AT SCALE BY CATALYZING ENDURING CHANGE IN THE AREAS OF

EDUCATION, HEALTH AND JOBS IN THE DEVELOPING WORLD

NAME OF RECIPIENT - THE GLOBAL DEVELOPMENT INCUBATOR, INC.

FOR USE BY ITS INITIATIVE FOR SMALLHOLDER FINANCE IN SUPPORT OF

PILOTING A TECHNOLOGY-DRIVEN FINANCING MECHANISM TO PROVIDE LOW-COST

SUPPLY CHAIN FINANCING TO UNDERSERVED SMALL AND MEDIUM-SIZED

ENTERPRISES IN INDIA AS AN INCENTIVE FOR MEETING ENVIRONMENTAL, LABOR

AND SAFETY STANDARDS

NAME OF RECIPIENT - THE INSTITUTE FOR TRANSFORMATIVE TECHNOLOGIES, INC.

TOWARD THE COSTS OF FINAL DESIGN, PROTOTYPING AND TESTING OF A PROJECT

TO REDUCE THE CAPITAL EXPENDITURE COSTS OF RENEWABLE MINIGRIDS AND

FACILITATE THE ESTABLISHMENT AND OPERATIONS OF AFFORDABLE MINIGRIDS IN

POOR RURAL VILLAGES IN INDIA

NAME OF RECIPIENT - THE INSTITUTE FOR TRANSFORMATIVE TECHNOLOGIES, INC.

IN SUPPORT OF DEVELOPING AND DEPLOYING A PIPELINE OF HIGH-POTENTIAL

TECHNOLOGY INNOVATIONS TO ADDRESS SOCIAL AND ENVIRONMENTAL PROBLEMS

FACING POOR AND VULNERABLE PEOPLE IN SOUTH ASIA AND SUB-SAHARAN AFRICA

NAME OF RECIPIENT - THE JAMES BEARD FOUNDATION, INC.

TOWARD THE COSTS OF DEVELOPING A FOOD WASTE TRAINING PROGRAM FOR

CULINARY INSTRUCTORS TO TRAIN THE NEXT GENERATION OF CHEFS AND CULINARY

PROFESSIONALS TO PREVENT FOOD WASTE

NAME OF RECIPIENT - THE MEDIAE COMPANY LIMITED

723655 04-01-17 207 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

TOWARD THE COSTS OF TELEVISION EPISODES ON POST-HARVEST LOSS SOLUTIONS

FOR THE AFRICAN SERIES, SHAMBA SHAPE UP, A REALITY MAKEOVER SHOW THAT

EDUCATES FARMERS TO IMPROVE THEIR PRODUCTION AND INCOMES

NAME OF RECIPIENT - THE MIAMI FOUNDATION INC.

TOWARD THE COSTS OF THE REIMAGINING THE CIVIC COMMONS INITIATIVE, AN

EFFORT TO DEMONSTRATE HOW A CONNECTED SET OF CIVIC ASSETS CAN YIELD

INCREASED AND SHARED PROSPERITY FOR CITIES IN THE UNITED STATES

NAME OF RECIPIENT - THE NATURE CONSERVANCY

TOWARD THE COSTS OF PILOTING THE WATER SHARING INVESTMENT PARTNERSHIP

CONCEPT FOR THE BENEFIT OF FRESHWATER ECOSYSTEMS AND RIVER-DEPENDENT

COMMUNITIES IN CHILE AND THE AMERICAN WEST

NAME OF RECIPIENT - THE NATURE CONSERVANCY

IN SUPPORT OF DEVELOPING THE REEF RESILIENCE AND INSURANCE FUND, A TOOL

TO USE INSURANCE PREMIUMS TO PROTECT AND RESTORE CORAL REEFS IN MEXICO

NAME OF RECIPIENT - THE PEW CHARITABLE TRUSTS

TOWARD THE COSTS OF IDENTIFYING FACTORS THAT SUPPORT AND INHIBIT

AMERICAN FAMILIES FROM BEING AND FEELING FINANCIALLY SECURE AND

UPWARDLY MOBILE

NAME OF RECIPIENT - THE REGENTS OF THE UNIVERSITY OF CALIFORNIA

IN SUPPORT OF TESTING AND REFINING THE ROCKEFELLER FOUNDATIONS EMERGING

INCLUSIVE ECONOMIES FRAMEWORK IN DIFFERENT GEOGRAPHIC CONTEXTS AND

MARKETS, AND GENERATING NEW KNOWLEDGE ON WHAT IT TAKES TO BUILD AN

INCLUSIVE ECONOMY

723655 04-01-17 208 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - THE REGENTS OF THE UNIVERSITY OF COLORADO

FOR USE BY ITS BUECHNER INSTITUTE FOR GOVERNANCE TO ESTABLISH AN

INTERMOUNTAIN INFRASTRUCTURE EXCHANGE THROUGH A COLLABORATIVE EFFORT OF

THE INTERMOUNTAIN STATE GOVERNORS FROM ARIZONA COLORADO, AND UTAH

NAME OF RECIPIENT - THE RESOLUTION PROJECT, INC.

IN GENERAL SUPPORT OF ITS MISSION TO DEVELOP SOCIALLY-RESPONSIBLE YOUNG

LEADERS AND EMPOWER THEM TO MAKE A POSITIVE IMPACT TODAY

NAME OF RECIPIENT - THE SYNERGOS INSTITUTE, INC.

IN SUPPORT OF FACILITATING A CONVENING ON EMERGING PATTERNS IN NEW

BUSINESS ENTERPRISES THAT REFLECT THE VALUES OF SUSTAINABILITY,

RESPONSIBILITY AND OPPORTUNITY TO BE HELD AT THE ROCKEFELLER FOUNDATION

BELLAGIO CENTER, ITALY, JUNE 2017

NAME OF RECIPIENT - THE SYNERGOS INSTITUTE, INC.

IN GENERAL SUPPORT OF ITS MISSION TO MOBILIZE RESOURCES AND BRIDGE

SOCIAL AND ECONOMIC DIVIDES TO REDUCE POVERTY AND INCREASE EQUITY

AROUND THE WORLD

NAME OF RECIPIENT - THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF

NEW YORK

FOR USE BY ITS SCHOOL OF INTERNATIONAL AND PUBLIC AFFAIRS IN SUPPORT OF

RESEARCH AND PUBLIC PRESENTATIONS ON RESILIENCE PRACTICE AND THEORY

NAME OF RECIPIENT - THE URBAN INSTITUTE

IN SUPPORT OF MONITORING AND EVALUATING THE PROGRESS AND LONG-TERM

723655 04-01-17 209 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

IMPACTS OF 100 RESILIENT CITIES - PIONEERED BY THE ROCKEFELLER

FOUNDATION, AND GENERATING LEARNING FOR THE URBAN PLANNING AND

RESILIENCE MEASUREMENT FIELDS

NAME OF RECIPIENT - THOMSON REUTERS FOUNDATION

IN SUPPORT OF PRODUCING, CURATING, AND PUBLISHING A WIDE RANGE OF

MULTIMEDIA RESILIENCE CONTENT AND RESOURCES FOR ZILIENT, AN ONLINE

PUBLISHING AND KNOWLEDGE-SHARING PLATFORM FOR RESILIENCE

NAME OF RECIPIENT - THOMSON REUTERS FOUNDATION

IN SUPPORT OF ORGANIZING TRAININGS ON RESILIENCE AND URBAN DEVELOPMENT

REPORTING FOR JOURNALISTS IN AFRICA AND ASIA, AND RELATED ON-THE-JOB

TRAINING AT THE HABITAT III CONFERENCE IN QUITO, ECUADOR

NAME OF RECIPIENT - THUNDER VALLEY COMMUNITY DEVELOPMENT CORPORATION

IN GENERAL SUPPORT OF ITS MISSION TO EMPOWER LAKOTA YOUTH AND FAMILIES

TO IMPROVE THE HEALTH, CULTURE, AND ENVIRONMENT OF THEIR COMMUNITIES

THROUGH THE HEALING AND STRENGTHENING OF CULTURAL IDENTITY

NAME OF RECIPIENT - TREATMENT ACTION CAMPAIGN

IN SUPPORT OF GENERATING POLICY BRIEFS AND ANALYSES IN ORDER TO

IMPLEMENT UNIVERSAL HEALTH COVERAGE IN SOUTH AFRICA AS PART OF THE

COUNTRYS EFFORTS TO SHAPE THE POST-2015 DEVELOPMENT AGENDA

NAME OF RECIPIENT - TROOPER SANDERS

IN SUPPORT OF A FELLOWSHIP TO IDENTIFY JOB GROWTH OPPORTUNITIES

RESULTING FROM TECHNOLOGICAL ADVANCEMENT AND INNOVATION, AND FURTHER

CHARITABLE PURPOSES

723655 04-01-17 210 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - TRUST FOR CONSERVATION INNOVATION

FOR USE BY ITS PROJECT, THE RESILIENT BY DESIGN CHALLENGE, TOWARD THE

COSTS OF DELIVERING A CHALLENGE IN THE SAN FRANCISCO BAY AREA

NAME OF RECIPIENT - TRUST FOR CONSERVATION INNOVATION

FOR USE BY ITS PROJECT, PRIVATE CAPITAL FOR PUBLIC GOOD, TOWARD THE

COSTS OF RESEARCHING AND DEVELOPING A REPLICABLE, MULTI-STAKEHOLDER

WILDFIRE RESILIENCE IMPACT BOND DESIGNED TO FUND FOREST RESTORATION IN

THE WESTERN UNITED STATES

NAME OF RECIPIENT - TRUSTEES OF BOSTON UNIVERSITY

FOR USE BY ITS INITIATIVE ON CITIES TOWARD THE COSTS OF CONDUCTING THE

2017 MENINO SURVEY OF MAYORS, INCREASING THE SURVEY'S REPRESENTATION OF

AND RELEVANCE TO CITIES IN THE U.S., AND DISSEMINATING THE SURVEY

FINDINGS BROADLY

NAME OF RECIPIENT - TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA

FOR USE BY ITS WARREN CENTER FOR DATA AND NETWORK SCIENCES IN SUPPORT

OF CONDUCTING RESEARCH ON THE FOUNDATIONS OF RESILIENCE IN FINANCIAL

AND TECHNOLOGICAL NETWORKS

NAME OF RECIPIENT - TURRET MEDIA FZ LLC

IN SUPPORT OF EVENTS SURROUNDING THE CASSAVA INNOVATION CHALLENGE

LAUNCH AT ITS GLOBAL FORUM ON INNOVATIONS IN AGRICULTURE TO ENCOURAGE

THE DEVELOPMENT OF INNOVATIVE SOLUTIONS TO REDUCE POST-HARVEST CASSAVA

LOSS AND INFLUENCE AGRICULTURE LEADERS TO PRIORITIZE LOSS REDUCTION

STRATEGIES

723655 04-01-17 211 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

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NAME OF RECIPIENT - TUSK STRATEGIES, INC.

IN SUPPORT OF THE COORDINATION AND FACILITATION OF THE FUTURE OF

RESILIENCE SUMMIT, A HIGH-PROFILE CONVENING AND A RELATED FOLLOW-UP

EVENT TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY

NAME OF RECIPIENT - UNFCCC SECRETARIAT, THE KYOTO PROTOCOL AND THE PARIS

AGREEMENT

IN SUPPORT OF DEVELOPING A COMMUNICATIONS STRATEGY TO HELP DRIVE THE

IMPLEMENTATION OF THE PARIS AGREEMENT AND THE SUSTAINABLE DEVELOPMENT

GOALS

NAME OF RECIPIENT - UNION OF CONCERNED SCIENTISTS, INC.

TOWARD THE COSTS OF A SUSTAINED AND STRATEGIC COMMUNICATIONS EFFORT TO

DEFEND THE VITAL ROLE SCIENCE PLAYS IN OUR DEMOCRACY TO KEEP AMERICANS

SAFE AND HEALTHY

NAME OF RECIPIENT - UNITED NATIONS FOUNDATION, INC.

FOR USE BY ITS BUSINESS AND SUSTAINABLE DEVELOPMENT COMMISSION TOWARD

THE COSTS OF TWO KEY PROGRAMS SEEKING TO MOBILIZE PRIVATE SECTOR

FUNDING AND ACTION FOR THE SUSTAINABLE DEVELOPMENT GOALS

NAME OF RECIPIENT - UNITED STATES ARTISTS, INC.

IN SUPPORT OF IDENTIFYING POTENTIAL ARTISTS FOR THE ARTS AND LITERARY

ARTS RESIDENCY PROGRAM AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER,

ITALY

NAME OF RECIPIENT - UNITED STATES ENDOWMENT FOR FORESTRY AND COMMUNITIES,

723655 04-01-17 212 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

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INC.

FOR USE BY ITS PROJECT, FOREST RESILIENCE BOND, TOWARD THE COSTS OF

FUNDING FOREST RESTORATION IN THE U.S. BY LEVERAGING PRIVATE CAPITAL

NAME OF RECIPIENT - UNITED STATES FUND FOR UNICEF

IN SUPPORT OF A JOURNAL SUPPLEMENT ARTICULATING WHY MULTISECTORAL

ACTION FOR HEALTH IN LOW- AND MIDDLE-INCOME COUNTRIES IS ESSENTIAL FOR

KEY DEVELOPMENT AGENDAS, INCLUDING UNIVERSAL HEALTH COVERAGE,

RESILIENCE AND PLANETARY HEALTH

NAME OF RECIPIENT - UNITED STATES FUND FOR UNICEF

IN SUPPORT OF DEVELOPING RESILIENCE THINKING FOR REBUILDING HEALTH

SYSTEMS IN WEST AFRICA AND ELSEWHERE IN SUB-SAHARAN AFRICA IN THE WAKE

OF THE EBOLA CRISIS

NAME OF RECIPIENT - UNIVERSITY OF CAPE TOWN

FOR USE BY ITS GRADUATE SCHOOL OF BUSINESSS BERTHA CENTRE FOR SOCIAL

INNOVATION AND ENTREPRENEURSHIP IN SUPPORT OF A PROJECT TO REDESIGN THE

ROCKEFELLER FOUNDATION GLOBAL FELLOWSHIP PROGRAM ON SOCIAL INNOVATION

TO BUILD THE INNOVATION CAPACITY OF SOCIAL SECTOR LEADERS TO CATALYZE

MORE TRANSFORMATIVE AND RESILIENT SOLUTIONS TO ENDEMIC SOCIAL AND

ENVIRONMENTAL PROBLEMS

NAME OF RECIPIENT - UNIVERSITY OF GREENWICH

FOR USE BY ITS NATURAL RESOURCES INSTITUTE IN SUPPORT OF DEVELOPING A

CASSAVA BAG THAT WILL INCREASE THE SHELF LIFE OF CASSAVA BY UP TO 10

DAYS IN ORDER TO IMPROVE FOOD SECURITY FOR POOR AND VULNERABLE PEOPLE

723655 04-01-17 213 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - UNIVERSITY OF MASSACHUSETTS, AMHERST

IN SUPPORT OF CONDUCTING RESEARCH AND ANALYSIS OF INCENTIVE-BASED WATER

ALLOCATION MECHANISMS DESIGNED TO PROVIDE WATER FOR POOR OR VULNERABLE

PEOPLE

NAME OF RECIPIENT - UNIVERSITY OF NAIROBI

IN SUPPORT OF ESTABLISHING FRUIT AGGREGATION AND PROCESSING HUBS FOR

SMALLHOLDER FARMERS, AND FACILITATING THE FIRST ALL AFRICA POSTHARVEST

CONGRESS AND EXHIBITION, TO BE HELD IN NAIROBI, KENYA, MARCH 2017

NAME OF RECIPIENT - UNIVERSITY OF NEW ORLEANS

FOR USE BY ITS CENTER FOR HAZARDS ASSESSMENT, RESPONSE AND TECHNOLOGY

TOWARD THE COSTS OF LEADING GLOBAL CONVERSATIONS AND RESEARCH TO

ENHANCE THE COLLECTIVE UNDERSTANDING OF HOW TO PLAN FOR AND ADAPT TO

CLIMATE CHANGE AND SEA LEVEL RISE

NAME OF RECIPIENT - UNIVERSITY OF RWANDA

FOR USE BY ITS COLLEGE OF MEDICINE AND HEALTH SCIENCES, SCHOOL OF

PUBLIC HEALTH IN SUPPORT OF THE CENTER OF EXCELLENCE FOR HEALTH SYSTEM

STRENGTHENINGS ACTIVITIES TO PROMOTE LONG-TERM SUSTAINABILITY AND

SUPPORT OF RWANDAS PROGRESS TOWARDS UNIVERSAL HEALTH COVERAGE

NAME OF RECIPIENT - UNREASONABLE INSTITUTE

IN SUPPORT OF DEVELOPING AND MANAGING A FUTURE CITIES ACCELERATOR

CHALLENGE AND FUND TARGETING NEXT GENERATION CHANGEMAKERS WHO CREATE

INNOVATIVE SOLUTIONS TO KEY PROBLEM SPACES FACING CITIES

NAME OF RECIPIENT - USHAHIDI, INC.

723655 04-01-17 214 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

IN SUPPORT OF ITS UCHAGUZI ELECTION MONITORING PROGRAM FOR THE RERUN OF

THE 2017 KENYAN PRESIDENTIAL ELECTION

NAME OF RECIPIENT - VILCAP INC.

TOWARD THE COSTS OF A ONE-YEAR PILOT TO BUILD A MORE INCLUSIVE

ENTREPRENEURIAL ECOSYSTEM IN WASHINGTON, D.C. AND TO CREATE A

REPLICABLE MODEL FOR SUBSEQUENT DEPLOYMENT IN OTHER U.S. CITIES

NAME OF RECIPIENT - VIRGINIA ORGANIZING

FOR USE BY ITS PROJECT, TRANSFORM FINANCE, TOWARD THE COSTS OF

DEVELOPING AN INVESTING TOOLKIT THAT AIMS TO EMPOWER INVESTORS TO MAKE

CAPITAL ALLOCATION DECISIONS BASED ON AN ENHANCED UNDERSTANDING OF

RACIAL JUSTICE

NAME OF RECIPIENT - VIRGINIA ORGANIZING

FOR USE BY ITS PROJECT, TRANSFORM FINANCE, TOWARD THE COSTS OF

RESEARCHING AND ANALYZING FINANCIAL TOOLS IN AN EFFORT TO EMPOWER

INVESTORS TO PLAY A ROLE IN FURTHERING THE GOALS OF SOCIAL AND

ENVIRONMENTAL JUSTICE MOVEMENTS IN THE PUBLIC MARKETS

NAME OF RECIPIENT - WASHINGTON MONTHLY CORPORATION

TOWARD THE COSTS OF THE CONTINUATION AND EXPANSION OF THE SUCCESSES OF

PHILANTHROPY SERIES FOCUSED ON RAISING AWARENESS OF THE IMPACT OF U.S.

PHILANTHROPIC FOUNDATIONS

NAME OF RECIPIENT - WATERFRONT ALLIANCE, INC.

TOWARD THE COSTS OF TESTING AND VALIDATING ITS WATERFRONT EDGE DESIGN

GUIDELINES, A VOLUNTARY RATINGS SYSTEM USED TO INFLUENCE PLANNING AND

723655 04-01-17 215 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

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DESIGN DECISION-MAKING ALONG THE WATERS EDGE, IN ORDER TO BALANCE

PUBLIC ACCESS WITH COASTAL RESILIENCY AND ECOSYSTEM RESTORATION

NAME OF RECIPIENT - WELCOMING AMERICA INC.

TOWARD THE COSTS OF ENSURING THAT IMMIGRANT AND REFUGEE POPULATIONS ARE

ABLE TO ACHIEVE MORE EQUITABLE OUTCOMES IN AMERICA, BY SUPPORTING

CONVENINGS, CASE STUDIES, AND THE DEVELOPMENT OF WELCOMING METRICS

NAME OF RECIPIENT - WENDY TAYLOR

IN SUPPORT OF A FELLOWSHIP TO LEVERAGE ACCELERATING TECHNOLOGIES AND

DATA TO IMPROVE DISEASE SURVEILLANCE AND RESPONSE, AND DIGITALLY

ENABLED COMMUNITY HEALTH, AND FURTHER CHARITABLE PURPOSES

NAME OF RECIPIENT - WEROBOTICS, INC.

IN SUPPORT OF INCUBATING THREE FLYING LABS, PHYSICAL SPACES WHERE LOCAL

COMMUNITIES CAN LEARN HOW TO USE ROBOTICS TO ACCELERATE HUMANITARIAN

AID, DEVELOPMENT AND ENVIRONMENTAL PROTECTION EFFORTS IN HIGHLY

VULNERABLE COMMUNITIES ACROSS THE GLOBE

NAME OF RECIPIENT - WESPO, INC.

IN SUPPORT OF DEVELOPING A STRATEGY AND IMPLEMENTATION PLAN TO CATALYZE

THE TRANSITION TO MORE INCLUSIVE AND RESILIENT WATER MANAGEMENT SYSTEMS

GLOBALLY

NAME OF RECIPIENT - WHAT WOULD JANE DO LLC

IN SUPPORT OF THE NEW YORK CITY LAUNCH AND PROMOTION OF A

FEATURE-LENGTH DOCUMENTARY, CITIZEN JANE BATTLE FOR THE CITY, ON GLOBAL

URBANIZATION THROUGH THE LENS OF JANE JACOBS

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NAME OF RECIPIENT - WINDWARD FUND

FOR USE BY ITS WATER FUNDER INITIATIVE TOWARD THE COSTS OF DEVELOPING

AND COORDINATING THE IMPLEMENTATION OF SIX ACTION PLANS TO ADDRESS

WATER CHALLENGES IMPACTING COMMUNITIES AND FRESHWATER ECOSYSTEMS IN THE

U.S. WEST

NAME OF RECIPIENT - WOMEN IN INFORMAL EMPLOYMENT GLOBALIZING AND

ORGANIZING

IN GENERAL SUPPORT OF ITS MISSION TO IMPROVE THE STATUS OF THE WORKING

POOR IN THE INFORMAL ECONOMY, ESPECIALLY WOMEN

NAME OF RECIPIENT - WOMEN IN INFORMAL EMPLOYMENT GLOBALIZING AND

ORGANIZING

TOWARD THE COSTS OF A PILOT PROJECT TO PROMOTE THE LIVELIHOODS OF

INFORMAL WORKERS IN MULTIPLE OCCUPATIONAL SECTORS IN BANGKOK, THAILAND

NAME OF RECIPIENT - WOMEN IN THE WORLD MEDIA LLC

TOWARD THE COSTS OF ITS 8TH ANNUAL WOMEN IN THE WORLD SUMMIT WHICH

ADDRESSES WOMENS ISSUES AND CONCERNS GLOBALLY

NAME OF RECIPIENT - WORKFORCE DEVELOPMENT CORPORATION

TOWARD THE COSTS OF CONDUCTING EMPLOYER-LED JOB TRAINING AND PLACEMENT

FOR LOW-INCOME NEW YORKERS AND DEVELOPING A PRODUCT THAT COMMUNICATES

THE VALUE OF THIS PROCESS TO INCENT OTHER EMPLOYERS PARTICIPATION AND

INVESTMENT

NAME OF RECIPIENT - WORKLIFE PARTNERSHIP

723655 04-01-17 217 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution

FOR USE BY ITS PROJECT, CONSORTIUM FOR SUSTAINABLE WORKFORCE PRACTICES,

TOWARD THE COSTS OF REPLICATING THEIR MODEL FOR OFFERING

POST-EMPLOYMENT RETENTION SUPPORT TO LOW-INCOME WORKERS ACROSS THE

UNITED STATES

NAME OF RECIPIENT - WORLD AFFAIRS COUNCIL OF NORTHERN CALIFORNIA

TOWARD THE COSTS OF ITS GLOBAL PHILANTHROPY FORUM, WHICH BRINGS

TOGETHER FOUNDATION LEADERS, INDIVIDUAL DONORS, SOCIAL INVESTORS, AND

AGENTS OF CHANGE TO LEARN MORE ABOUT OPPORTUNITIES FOR INTERNATIONAL

PHILANTHROPY

NAME OF RECIPIENT - WORLD AFFAIRS COUNCIL OF NORTHERN CALIFORNIA

IN SUPPORT OF BUILDING THE CAPACITY OF ITS AFRICAN PHILANTHROPY FORUM,

AND ESTABLISHING IT AS A STAND-ALONE AFRICA-BASED ORGANIZATION THAT IS

MANAGED, GOVERNED, AND LARGELY FINANCED BY AFRICANS

NAME OF RECIPIENT - WORLD RESOURCES INSTITUTE

IN SUPPORT OF PROVIDING TECHNICAL ASSISTANCE FOR THE IMPLEMENTATION OF

WATER RIGHTS TRADING SYSTEMS IN CHINA AND THE DEVELOPMENT OF A

FRAMEWORK FOR IMPLEMENTING SIMILAR WATER RIGHTS TRADING SYSTEMS IN

OTHER PARTS OF THE WORLD

NAME OF RECIPIENT - WORLD WILDLIFE FUND INC.

IN SUPPORT OF CATALYZING SUSTAINABLE SOURCING AND FOOD WASTE REDUCTION

IN THE U.S. HOSPITALITY SECTOR

NAME OF RECIPIENT - WORLDWIDE INITIATIVES FOR GRANTMAKER SUPPORT, INC.

IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN PHILANTHROPY AND A

723655 04-01-17 218 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

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CULTURE OF GIVING THROUGH MUTUAL LEARNING AND SUPPORT, KNOWLEDGE

SHARING AND PROFESSIONAL DEVELOPMENT AMONG ITS MEMBERS

NAME OF RECIPIENT - YOUTH IMPROVED, INC.

IN SUPPORT OF PROVIDING PHYSICAL FITNESS KITS TO 500 UNDER-RESOURCED

SCHOOLS ACROSS THE UNITED STATES IN ORDER TO POSITION STUDENTS FOR

LIFELONG HEALTH AND SUCCESS BY INCREASING PHYSICAL ACTIVITY

NAME OF RECIPIENT - YUNUS SOCIAL BUSINESS GMBH

IN SUPPORT OF PILOTING THE SOCIAL SUCCESS NOTE, AN INNOVATIVE FINANCING

INSTRUMENT, TO ENABLE IMPACT WATER OR A COMPARABLE SOCIAL ENTERPRISE)

TO FUND WATER PURIFICATION SYSTEMS IN UGANDA

NAME OF RECIPIENT - ZERO POINT ZERO PRODUCTION, INC.

IN SUPPORT OF PRODUCING A FEATURE LENGTH DOCUMENTARY FILM, WASTED, AND

A CORRESPONDING AWARENESS CAMPAIGN AND EDUCATIONAL CURRICULUM TO

HIGHLIGHT EFFORTS TO REDUCE FOOD WASTE

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NAME OF RECIPIENT - ACUMEN FUND, INC.

IN SUPPORT OF EQUIPPING SOCIAL ENTERPRISES AND IMPACT INVESTORS WITH

INNOVATIVE TECHNOLOGIES TO COST-EFFECTIVELY COLLECT AND ANALYZE DATA ON

THE SOCIAL IMPACT OF THEIR PROGRAMS

NAME OF RECIPIENT - ADESO

TOWARD THE COSTS OF ESTABLISHING A GLOBAL NETWORK OF SOUTHERN NGOS

WORKING ON HUMANITARIAN RESPONSE, RECOVERY AND RESILIENCE BUILDING

NAME OF RECIPIENT - AFRICA KNOWS PHOTOGRAPHY LIMITED

IN SUPPORT OF GENERATING AND SHARING NEW INSIGHTS FROM EMERGING LEADERS

THROUGHOUT SUB-SAHARAN AFRICA ON THE MOST PROMISING SOLUTIONS TO

ECONOMIC, SOCIAL, AND ENVIRONMENTAL CHALLENGES FOR POOR AND VULNERABLE

PEOPLE

NAME OF RECIPIENT - AFRICA PRACTICE EAST AFRICA LIMITED

IN SUPPORT OF INCREASING AWARENESS OF THE ISSUE OF POSTHARVEST LOSS IN

SPECIFIC COUNTRIES OF SUB-SAHARA AFRICA AND ACROSS VALUE CHAINS

NAME OF RECIPIENT - AFRICA TWENTY-FOUR MEDIA, LTD.

IN SUPPORT OF DEVELOPING MEDIA COLLATERAL TO RAISE AWARENESS ABOUT

POST-HARVEST LOSS TO DIFFERENT STAKEHOLDERS IN THE AGRICULTURE SECTOR

NAME OF RECIPIENT - AFRICAN UNION COMMISSION

IN SUPPORT OF STRENGTHENING ITS INTERNAL CAPACITY TO DESIGN AND

IMPLEMENT THE AFRICA RISK CAPACITY PROJECT, A DISASTER RISK POOL THAT

WOULD PROVIDE RESOURCES TO AFRICAN NATIONS IN THE EVENT OF A SEVERE

WEATHER SHOCK

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NAME OF RECIPIENT - AGNES M. DASEWICZ

IN SUPPORT OF A FELLOWSHIP TO LANDSCAPE OPPORTUNITIES FOR

INFRASTRUCTURE INVESTMENT IN SELECT CITIES IN THE U.S. AND ASIA, AND

FURTHER CHARITABLE PURPOSES

NAME OF RECIPIENT - AGRICULTURE CLIMATE CHANGE EDUCATION COMMUNITY

PROGRAMMES

IN SUPPORT OF LAUNCHING A PARTICIPATORY RADIO SHOW THAT WILL ENCOURAGE

YOUTH TO ENTER FARMING IN KIKUYU-SPEAKING DISTRICTS OF KENYA

NAME OF RECIPIENT - AID TECHNOLOGY LIMITED

IN SUPPORT OF IMPLEMENTING TWO DISCRETE PILOT PROJECTS THAT DEMONSTRATE

THE TRANSFORMATIVE POTENTIAL OF BLOCKCHAIN TECHNOLOGY FOR SOCIAL IMPACT

NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA

IN SUPPORT OF REDUCING POST-HARVEST FOOD LOSS AND IMPROVING THE LIVES

OF SMALL HOLDER FARMERS AND OTHER VULNERABLE PEOPLE IN THE MAIZE VALUE

CHAIN IN TANZANIA

NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA

TOWARD THE COSTS OF IMPLEMENTING ITS NEW STRATEGIC APPROACH TO

INCLUSIVE AND INTEGRATED AGRICULTURAL TRANSFORMATION IN AFRICA

NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA

TOWARD THE COSTS OF TRANSITIONING TO A NEW ORGANIZATIONAL STRUCTURE AND

DEVELOPING A SET OF CAPABILITIES BEST PLACED TO EXECUTE THE NEW

STRATEGY

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NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA

IN SUPPORT OF BUILDING AND IMPROVING ITS INTERNAL PROGRAM MANAGEMENT

CAPABILITIES IN ORDER TO EXECUTE A COORDINATED AND INTEGRATED

POST-HARVEST LOSS INTERVENTION ON TANZANIAS MAIZE VALUE CHAIN

NAME OF RECIPIENT - AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE

TOWARD THE COSTS OF ESTABLISHING THE CENTER FOR SCIENTIFIC EVIDENCE IN

PUBLIC ISSUES IN ORDER TO PROVIDE IMPARTIAL, EVIDENCE-BASED,

RAPID-RESPONSE SCIENTIFIC INFORMATION RELEVANT TO PUBLIC ISSUES

NAME OF RECIPIENT - APCO WORLDWIDE INC.

IN SUPPORT OF PROVIDING COMMUNICATION AND STAKEHOLDER ENGAGEMENT

SUPPORT TO THE SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION AND

SMART POWER FOR RURAL DEVELOPMENT INITIATIVE

NAME OF RECIPIENT - APCO WORLDWIDE INC.

IN SUPPORT OF ADVANCING FRESHWATER RESILIENCE GLOBALLY, INCLUDING THE

COSTS OF FACILITATING A CONFERENCE ON WATER VALUATION TO BE HELD AT THE

ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, AND SUPPORTING A

CONVENING OF GLOBAL LEADERS ON WORLD WATER DAY

NAME OF RECIPIENT - ARMILLARIA, LLC

IN GENERAL SUPPORT OF ESTABLISHING A NEW HYBRID SOCIAL ENTERPRISE TO

CONTINUE THE DEVELOPMENT AND DEPLOYMENT OF THE RESILIENCE EXCHANGE

PLATFORM.

NAME OF RECIPIENT - ART AFRICA CENTRE

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IN SUPPORT OF CONDUCTING OUTREACH AND NOMINATING AFRICAN ARTISTS AS

CANDIDATES FOR RESIDENCIES AT THE ROCKEFELLER FOUNDATION BELLAGIO

CENTER, ITALY

NAME OF RECIPIENT - ART EARTH TECH LIMITED

IN SUPPORT OF DEVELOPING A FEASIBILITY STUDY OF A NEW FUNDING MODEL FOR

HEALTH CARE WITH THE POTENTIAL TO SPUR INVESTMENT IN THE DEVELOPMENT

AND DISTRIBUTION OF DRUGS WITH HIGHER LIFESAVING HEALTH OUTCOMES FOR

POOR AND VULNERABLE PEOPLE

NAME OF RECIPIENT - ASIAN VENTURE PHILANTHROPY NETWORK LIMITED

IN SUPPORT OF BUILDING AN EFFECTIVE AND HIGH-IMPACT PHILANTHROPIC AND

SOCIAL INVESTMENT COMMUNITY IN ASIA

NAME OF RECIPIENT - ASPEN INSTITUTE, INC.

FOR USE BY ITS ASPEN FORUM FOR COMMUNITY SOLUTIONS TOWARD THE COSTS OF

EFFORTS TO DEEPEN AND EXPAND THE COMMUNITY-BASED WORK OF THE 100,000

OPPORTUNITIES INITIATIVE, AN EMPLOYER-LED COALITION COMMITTED TO

INCREASING EMPLOYMENT OPPORTUNITIES FOR DISADVANTAGED YOUNG PEOPLE IN

THE U.S.

NAME OF RECIPIENT - ASPEN INSTITUTE, INC.

FOR USE BY ITS FUTURE OF WORK INITIATIVE TOWARD THE COSTS OF A

NONPARTISAN EFFORT TO IDENTIFY CONCRETE WAYS TO ADDRESS THE CHALLENGES

AMERICAN WORKERS FACE DUE TO THE CHANGING NATURE OF WORK IN THE 21ST

CENTURY

NAME OF RECIPIENT - BANQU, INC.

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IN SUPPORT OF DEVELOPING A DATABASE DESIGNED TO SUPPORT APPLICATIONS

FOR BUILDING ECONOMIC IDENTITIES FOR REFUGEES

NAME OF RECIPIENT - BEYOND ZERO

IN SUPPORT OF STUDYING THE FEASIBILITY OF ESTABLISHING NEW SPECIALIZED

CARE HEALTH FACILITIES IN KENYA TO HELP CONTROL HIV AND PROMOTE

MATERNAL, NEWBORN, AND CHILDRENS HEALTH

NAME OF RECIPIENT - BIPARTISAN POLICY CENTER, INC.

IN SUPPORT OF IDENTIFYING, CATALOGING AND ASSESSING INNOVATIVE POLICY

IDEAS AT THE STATE, COUNTY AND LOCAL LEVELS TO ENHANCE ECONOMIC

OPPORTUNITY AND SECURITY FOR AMERICAS VULNERABLE WORKERS

NAME OF RECIPIENT - BLUE STATE DIGITAL, INC.

IN SUPPORT OF BUILDING, LAUNCHING, AND OPTIMIZING A PUBLISHING AND

KNOWLEDGE-SHARING PLATFORM TO UNITE AND BUILD THE FIELD OF RESILIENCE

BY DELIVERING WIDE-RANGING, QUALITY CONTENT, CONNECTIONS, EVENTS, AND

RECOMMENDATIONS TO RESILIENCE PRACTITIONERS

NAME OF RECIPIENT - BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR

UNIVERSITY

FOR USE BY ITS NATURAL CAPITAL PROJECT IN SUPPORT OF DEVELOPING A

GLOBAL SCIENCE AND TECHNOLOGY PLATFORM TO MAINSTREAM ACCOUNTING FOR

NATURAL CAPITAL INTO POLICIES AND MARKETS AFFECTING HUMAN WELLBEING

NAME OF RECIPIENT - BROOKINGS INSTITUTION

IN SUPPORT OF A RESEARCH AND ENGAGEMENT EFFORT TO HELP RESHAPE AND

INFORM INTERNATIONAL COOPERATION THROUGH THE GROUP OF 20, A FORUM OF

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THE WORLD'S LEADING INDUSTRIALIZED AND EMERGING ECONOMIES

NAME OF RECIPIENT - BUSINESS FOR SOCIAL RESPONSIBILITY

IN SUPPORT OF THE DEVELOPMENT AND EXPANSION OF THE GLOBAL IMPACT

SOURCING COALITION TO SUPPORT WIDE-SCALE ADOPTION OF IMPACT SOURCING AS

AN INCLUSIVE HIRING PRACTICE

NAME OF RECIPIENT - BUSINESS FOR SOCIAL RESPONSIBILITY

IN SUPPORT OF ENABLING THE GLOBAL RESILIENCE PARTNERSHIP ASIA TO

ENHANCE ITS BUSINESS INTEGRATION ACTIONS AND STRATEGIES IN ORDER TO

INFLUENCE CORPORATE INVESTMENT IN CLIMATE RESILIENCE ACTIONS AND

INITIATIVES THROUGHOUT THE SOUTHEAST ASIA REGION

NAME OF RECIPIENT - CAB INTERNATIONAL

FOR USE BY ITS SCIDEV.NET DIVISION IN SUPPORT OF EXECUTING A THEMATIC

RESIDENCY AND A SELECT NUMBER OF CONFERENCES ALIGNED WITH SCIENCE FOR

DEVELOPMENT AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY,

NOVEMBER 2018, AND COLLECTING AND DISSEMINATING THE RESULTING KNOWLEDGE

ASSETS

NAME OF RECIPIENT - CENTER FOR AMERICAN PROGRESS

IN SUPPORT OF RESEARCHING AND COMMUNICATING RECOMMENDATIONS FOR

ADVANCING EQUITY AND STIMULATING JOB GROWTH THROUGH FEDERAL

INFRASTRUCTURE INVESTMENTS

NAME OF RECIPIENT - CERES, INC.

TOWARD THE COSTS OF PROMOTING ADOPTION OF ITS INVESTOR WATER RISK

ANALYSIS FRAMEWORK TO ENCOURAGE MORE SUSTAINABLE CORPORATE WATER

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PRACTICES

NAME OF RECIPIENT - CHANCELLOR, MASTERS AND SCHOLARS OF THE UNIVERSITY OF

OXFORD

FOR USE BY ITS OXFORD MARTIN SCHOOL IN SUPPORT OF THE ROCKEFELLER

FOUNDATION ECONOMIC COUNCIL ON PLANETARY HEALTH, AN EFFORT TO ESTABLISH

THE ECONOMIC AND BUSINESS CASE FOR PLANETARY HEALTH

NAME OF RECIPIENT - CHICAGO COOK WORKFORCE PARTNERSHIP

TOWARD THE COSTS OF LAUNCHING TECHNOLOGY TRAINING CENTERS IN CHICAGO TO

EQUIP LOW SKILL WORKERS WITH 21ST CENTURY TECH SKILLS THAT CAN INCREASE

ACCESS TO QUALITY JOBS

NAME OF RECIPIENT - CHICAGO COUNCIL ON GLOBAL AFFAIRS

IN SUPPORT OF A FELLOWSHIP TO REVIEW THE INTERNATIONAL INSTITUTIONS AND

PROGRAMS THAT COULD ADVANCE HUMANITARIAN RELIEF, DEVELOPMENT AND PEACE,

AND TO IDENTIFY SPECIFIC RECOMMENDATIONS FOR GOVERNANCE AND

ORGANIZATIONAL CHANGES TO IMPROVE THE EFFECTIVENESS OF INTERNATIONAL

RESPONSES TO HUMANITARIAN CHALLENGES

NAME OF RECIPIENT - CLIMATE BONDS INITIATIVE

IN SUPPORT OF DEVELOPING DEFINITIONS AND STANDARDS THAT VERIFY THE

GREEN CREDENTIALS OF A BOND IN ORDER TO ENCOURAGE INVESTMENT IN CLIMATE

CHANGE ADAPTATION AND MITIGATION

NAME OF RECIPIENT - CLIMATE BONDS INITIATIVE

IN SUPPORT OF DEVELOPING DEMONSTRATION PROJECTS TO PROMOTE THE USE OF

FINANCIAL AGGREGATION SOLUTIONS FOR GREEN PROJECTS IN DEVELOPING

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COUNTRIES

NAME OF RECIPIENT - CLOUD TIGER MEDIA, INC.

IN SUPPORT OF LEVERAGING THE POWER OF STORYTELLING TO HUMANIZE RESEARCH

FINDINGS AND PROMOTE INNOVATIVE WAYS TO INCLUDE MORE PEOPLE IN THE

CONVERSATION ABOUT HOW INNOVATIVE FINANCE, INCREASED ECONOMIC

OPPORTUNITY, AND COMMUNITY HEALTH POSITIVELY IMPACT THE LIVES OF POOR

AND VULNERABLE PEOPLE

NAME OF RECIPIENT - CORNELL UNIVERSITY

FOR USE BY ITS CENTER FOR SUSTAINABLE GLOBAL ENTERPRISE IN SUPPORT OF

DEVELOPING A CURRICULUM AND HOSTING A CERTIFICATE PROGRAM TO EDUCATE

SENIOR CORPORATE EXECUTIVES ON HOW TO BETTER ADDRESS AND CHAMPION

ISSUES OF FOOD WASTE AND LOSS WITHIN THEIR ORGANIZATIONS

NAME OF RECIPIENT - CREATIVE MIGRATION, INC.

IN SUPPORT OF CREATING A NEW CENTER IN BANGKOK TO SERVE AS A PLATFORM

FOR PROMOTING CIVIL SOCIETY AND CREATIVITY IN THAILAND

NAME OF RECIPIENT - CUNY GRADUATE SCHOOL OF JOURNALISM FOUNDATION INC.

FOR USE BY THE CITY UNIVERSITY OF NEW YORK GRADUATE SCHOOL OF

JOURNALISM IN SUPPORT OF CREATING A THREE YEAR RESILIENCE FELLOWSHIP

PROGRAM

NAME OF RECIPIENT - DALBERG CONSULTING - U.S., LLC

IN SUPPORT OF EXECUTING A THEMED RESIDENCY AT THE ROCKEFELLER

FOUNDATION BELLAGIO CENTER, ITALY, JULY/AUGUST 2017, AND COLLECTING AND

DISSEMINATING RESULTING KNOWLEDGE ASSETS

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NAME OF RECIPIENT - DALBERG CONSULTING - U.S., LLC

IN SUPPORT OF A RESEARCH AND LANDSCAPE ASSESSMENT THAT SYNTHESIZES

FORWARD-LOOKING KNOWLEDGE ON PRESSING PROBLEMS AND DYNAMIC

OPPORTUNITIES IN THE LIVES OF POOR OR VULNERABLE POPULATIONS

NAME OF RECIPIENT - DALBERG RESEARCH LTD

IN SUPPORT OF PRODUCING EARLY-STAGE RESEARCH PRODUCTS THAT WILL ENHANCE

THE STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY

ON EMERGING AND CHANGING PROBLEMS AFFECTING THE POOR AND VULNERABLE

NAME OF RECIPIENT - DANIEL J. EDELMAN, INC.

IN SUPPORT OF INCREASING THE UNDERSTANDING OF THE ISSUES RELATED TO

FOOD LOSS AND WASTE INCLUDING THE CHALLENGES OF ENDING HUNGER,

ACHIEVING FOOD SECURITY AND IMPROVED NUTRITION, AND PROMOTING

SUSTAINABLE AGRICULTURE

NAME OF RECIPIENT - EIGHTEEN EAST CAPITAL LTD

IN SUPPORT OF DEVELOPING IMPACTBAY, A NOT-FOR-PROFIT MARKET PLACE

DESIGNED TO FACILITATE SECONDARY TRANSACTIONS OF FRONTIER AND EMERGING

MARKET IMPACT INVESTMENTS IN AN EFFORT TO GROW THE ASSETS AVAILABLE TO

BENEFIT POOR AND VULNERABLE POPULATIONS IN DEVELOPING COUNTRIES

NAME OF RECIPIENT - ELEVATE CONSULTING AND COMMUNICATIONS, LLC

IN SUPPORT OF ESTABLISHING THE NORTHEAST INFRASTRUCTURE ACCELERATOR AND

DESIGNING AN INFRASTRUCTURE INVESTMENT MODEL FOR STATES AND REGIONS TO

UNDERSTAND THE SAVINGS ASSOCIATED WITH ADOPTING A RESILIENT WATER

INFRASTRUCTURE

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NAME OF RECIPIENT - ENTERPRISE COMMUNITY PARTNERS, INC.

IN GENERAL SUPPORT OF ITS MISSION TO CREATE OPPORTUNITY FOR LOW- AND

MODERATE-INCOME PEOPLE THROUGH AFFORDABLE HOUSING IN DIVERSE, THRIVING

COMMUNITIES

NAME OF RECIPIENT - ENVIRONMENTAL DEFENSE FUND, INCORPORATED

IN SUPPORT OF DEVELOPING THE REDD ACCELERATION FUND RAF IN AN EFFORT TO

USE CLIMATE FINANCE TO REDUCE TROPICAL DEFORESTATION

NAME OF RECIPIENT - ENVIRONNEMENT ET DEVELOPPEMENT DU TIERS MONDE

IN SUPPORT OF DEVELOPING THE GENUINE/ALTERNATIVE REPORT ON AFRICA TO

SHOWCASE A NEW NARRATIVE FOR THE CONTINENT BASED ON AFRICAS INNOVATION

CAPACITY, BUSINESS AND ECONOMIC OPPORTUNITY, AND AVAILABILITY OF TALENT

AND SKILLS

NAME OF RECIPIENT - EPIC-AFRICA FOUNDATION

IN SUPPORT OF CREATING A PAN-AFRICAN CIVIL SOCIETY ORGANIZATION

EXCELLENCE AWARD TO ENCOURAGE THE EFFICIENCY AND EFFECTIVENESS OF

PHILANTHROPIC AND CIVIL SOCIETY ORGANIZATIONS

NAME OF RECIPIENT - EQUAL JUSTICE INITIATIVE

IN GENERAL SUPPORT OF ITS MISSION TO CONTINUE COMBATTING INJUSTICES IN

THE UNITED STATES LEGAL SYSTEM INCLUDING MASS INCARCERATION THROUGH

ADVOCACY AND LITIGATION

NAME OF RECIPIENT - ESTUDIOOCA CO. LTD.

IN SUPPORT OF DESIGNING A GREEN INFRASTRUCTURE MASTER PLAN FOR UDON

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THANI, A CITY IN NORTHEASTERN THAILAND

NAME OF RECIPIENT - FACTORE VENTURES PBC

IN SUPPORT OF A TECHNICAL AND MARKET ASSESSMENT OF HOW TO DELIVER

PRODUCTIVE POWER AND ASSOCIATED APPLIANCES TO POOR AND VULNERABLE

PEOPLE IN OFF-GRID CONTEXTS

NAME OF RECIPIENT - FAMILY HEALTH INTERNATIONAL

IN SUPPORT OF A PROJECT TO IDENTIFY AND ENGAGE HIGH-POTENTIAL

INNOVATORS IN DIGITAL TECHNOLOGY WITH A FOCUS ON RESILIENCE OUTCOMES IN

ASIA

NAME OF RECIPIENT - FARM CONCERN INTERNATIONAL DEVELOPMENT TRUST

IN SUPPORT OF THE DEVELOPMENT AND IMPLEMENTATION OF AN AGGREGATION

STRATEGY ACROSS THREE VALUE CHAINS - MANGO, MAIZE AND TOMATO - AND THE

DEVELOPMENT OF FORTY AGRI-MARKET SERVICE CENTERS

NAME OF RECIPIENT - FARM RADIO INTERNATIONAL

IN SUPPORT OF DEVELOPING BEHAVIOR CHANGE COMMUNICATION MESSAGING FOR

USE IN FARMER TRAINING AND TO SUPPORT DELIVERY OF POST-HARVEST

MESSAGING USING DIFFERENT MEDIA CHANNELS

NAME OF RECIPIENT - FARMDRIVE LIMITED

IN SUPPORT OF DEVELOPING INNOVATIVE CREDIT SCORING ALGORITHMS TO

FACILITATE ACCESS TO INPUTS AND ASSET FINANCING TO SMALLHOLDER FARMERS

FOR POST-HARVEST LOSS TECHNOLOGIES

NAME OF RECIPIENT - FOOD AND AGRICULTURE ORGANIZATION OF THE UNITED

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NATIONS

IN SUPPORT OF PROVIDING TECHNICAL ASSISTANCE TO THE AFRICAN UNION IN

THE DEVELOPMENT OF POLICIES AND STRATEGIES FOR COUNTRY-SPECIFIC PLANS

TO REDUCE POST-HARVEST FOOD LOSS

NAME OF RECIPIENT - FOOD FOR SOUL

IN SUPPORT OF BUILDING ITS ORGANIZATIONAL CAPACITY IN SUPPORT OF ITS

MISSION TO REDUCE FOOD WASTE AND ADDRESS FOOD INSECURITY, AND TO

SUPPORT THE LAUNCH OF SEVERAL INNOVATIVE SOUP KITCHENS IN THE UNITED

STATES

NAME OF RECIPIENT - FOUNDATION FOR LOUISIANA

TOWARD THE COSTS OF EXPANDING AND ENHANCING ITS WORK IN CREATING

REGIONAL AND STATEWIDE CONSISTENCY IN PLANNING FOR FUTURE FLOOD RISK

NAME OF RECIPIENT - FOUNDATION FOR THE GRADUATE INSTITUTE OF INTL

RELATIONS AND DEVELOPMENT

FOR USE BY ITS GLOBAL HEALTH CENTRE IN SUPPORT OF A ROUNDTABLE AND

DEBATE INTENDED TO MAKE THE ELECTION OF THE NEXT WORLD HEALTH

ORGANIZATION DIRECTOR-GENERAL A MORE OPEN AND INCLUSIVE PROCESS, AND TO

HIGHLIGHT THE TYPE OF LEADERSHIP NECESSARY FOR THE CURRENT GLOBAL

HEALTH LANDSCAPE

NAME OF RECIPIENT - FSG, INC.

TOWARD THE COSTS OF ITS SHARED VALUE INITIATIVE, TO CONTINUE TO DEVELOP

THE CONCEPT OF SHARED VALUE AND PROMOTE IT AS A GUIDING PHILOSOPHY AND

CORE BUSINESS PRACTICE THAT DRIVES INNOVATION BY ADDRESSING SOCIAL

NEEDS

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NAME OF RECIPIENT - FSG, INC.

TOWARD THE COSTS OF CONTINUED DEVELOPMENT OF MARKET SYSTEMS INNOVATIONS

AS AN APPROACH TO ADVANCE INCLUSIVE ECONOMIES

NAME OF RECIPIENT - FSG, INC.

IN SUPPORT OF ITS SHARED VALUE INITIATIVE TO CATALYZE EMPLOYER ADOPTION

OF IMPACT HIRING TO EXPAND EMPLOYMENT OPPORTUNITIES FOR DISADVANTAGED

YOUTH

NAME OF RECIPIENT - FUND FOR THE CITY OF NEW YORK, INC.

FOR USE BY ITS PROJECT, ZAKTI, TOWARD THE COSTS OF IMPLEMENTING A PRIZE

THAT WILL YIELD SOLUTIONS FOR THE FOUNDATIONS SMART POWER FOR RURAL

DEVELOPMENT INITIATIVE, AND TO CONDUCT RESEARCH AND PRODUCE A PUBLIC

REPORT ABOUT THE EFFECTIVENESS OF APPLYING OPEN INNOVATION AND PRIZE

CHALLENGE METHODOLOGIES TO LARGE-SCALE PROBLEMS, SUCH AS ENERGY POVERTY

AND NUTRITION, EXPERIENCED BY POOR AND VULNERABLE PEOPLE

NAME OF RECIPIENT - FUNDACION JUMEX ASOCIACION CIVIL

IN SUPPORT OF CONDUCTING OUTREACH AND SELECTING LATIN AMERICAN ARTISTS

AS CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION

BELLAGIO CENTER, ITALY

NAME OF RECIPIENT - FUNDACION JUMEX ASOCIACION CIVIL

IN SUPPORT OF CONDUCTING OUTREACH AND NOMINATING LATIN AMERICAN ARTISTS

AS CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATIONS

BELLAGIO CENTER IN ITALY

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NAME OF RECIPIENT - FUNDACION JUMEX ASOCIACION CIVIL

IN SUPPORT OF CONDUCTING OUTREACH AND NOMINATING LATIN AMERICAN ARTISTS

AS CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION

BELLAGIO CENTER, ITALY

NAME OF RECIPIENT - FUTURE FACTORY LLP

IN SUPPORT OF DEVELOPING STRATEGIC OPPORTUNITIES THAT REDUCE

POST-HARVEST FOOD LOSS AND IMPROVE THE LIVELIHOODS OF SMALL-HOLDER

FARMERS THROUGH INNOVATIVE PROTOTYPING METHODOLOGIES

NAME OF RECIPIENT - GENERATION YOU EMPLOYED, INC.

TOWARD THE COSTS OF MEASURING AND DEMONSTRATING IMPACT HIRING PRACTICES

THAT HELP COMPANIES HIRE OPPORTUNITY YOUTH AND OTHER MARGINALIZED

WORKER POPULATIONS

NAME OF RECIPIENT - GENESIS ANALYTICS PTY LTD

IN SUPPORT OF MONITORING AND EVALUATION ACTIVITIES FOR THE FOUNDATIONS

DIGITAL JOBS AFRICA INITIATIVE, AS WELL AS ITS GRANTEES AND PARTNERS,

IN ORDER TO BENEFIT THE FIELDS OF YOUTH EMPLOYMENT, DIGITAL JOBS AND

INCLUSIVE ECONOMIES

NAME OF RECIPIENT - GEORGETOWN UNIVERSITY

FOR USE BY ITS BEECK CENTER FOR SOCIAL IMPACT AND INNOVATION IN SUPPORT

OF DESIGNING AN ETHICAL FRAMEWORK FOR BLOCKCHAIN TECHNOLOGY AND

STUDYING ITS ABILITY TO EXPAND THE DIGITAL IDENTITY OF POOR AND

VULNERABLE POPULATIONS

NAME OF RECIPIENT - GILDER LEHRMAN INSTITUTE OF AMERICAN HISTORY

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TOWARD THE COSTS OF EXPANDING ITS HAMILTON EDUCATION PROGRAM TO PROVIDE

SUBSIDIZED TICKETS TO THE SHOW HAMILTON FOR UNDERPRIVILEGED HIGH SCHOOL

STUDENTS, AND TO DISTRIBUTE ACCOMPANYING EDUCATIONAL MATERIALS THAT

INTEGRATE THEATRICAL PERFORMANCE AND THE STUDY OF AMERICAN HISTORY

NAME OF RECIPIENT - GLOBAL ALLIANCE FOR IMPROVED NUTRITION

FOR USE BY THE POSTHARVEST LOSS ALLIANCE FOR NUTRITION IN SUPPORT OF

TECHNICAL ASSISTANCE TO STAKEHOLDERS IN THE NIGERIAN TOMATO VALUE CHAIN

TO REDUCE POSTHARVEST LOSS AND IMPROVE PRODUCE PACKAGING IN ORDER TO

BENEFIT LOW INCOME CONSUMERS

NAME OF RECIPIENT - GLOBAL BPO SOLUTIONS, LLC

IN SUPPORT OF SCALING IMPACT SOURCING BY DRIVING MEMBERSHIP RECRUITMENT

FOR THE GLOBAL IMPACT SOURCING COALITION AND PROMOTING IMPACT SOURCING

TO NEW SECTORS

NAME OF RECIPIENT - GLOBAL HEALTH CORPS

IN SUPPORT OF DEVELOPING AND IMPLEMENTING A PLANETARY HEALTH TRAINING

CURRICULUM AND OTHER PROGRAMMING FOR ITS FELLOWS AND ALUMNI

NAME OF RECIPIENT - GLOBAL HEALTH STRATEGIES LLC

IN SUPPORT OF A PROJECT TO SUSTAIN MOMENTUM FOR UNIVERSAL HEALTH

COVERAGE UHC THROUGH BUILDING A SUSTAINABLE UHC COALITION

NAME OF RECIPIENT - GRENZEBACH GLIER AND ASSOCIATES, INC.

IN SUPPORT OF DEVELOPING AN ALUMNI ENGAGEMENT STRATEGY FOR THE

ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, IN ORDER TO ENHANCE

ALUMNI RELATIONS, PROMOTE ALUMNI ACHIEVEMENTS, AND SHARE KNOWLEDGE

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NAME OF RECIPIENT - GUARDIAN NEWS AND MEDIA LTD

IN CONTINUED SUPPORT OF ITS GUARDIAN CITIES SECTION TO FOSTER READER

ENGAGEMENT AND UNDERSTANDING OF RESILIENCE AS IT AFFECTS POOR AND

VULNERABLE COMMUNITIES IN URBAN AREAS

NAME OF RECIPIENT - HABITAT FOR HUMANITY INTERNATIONAL, INC.

IN SUPPORT OF CONDUCTING A FEASIBILITY STUDY ON THE VIABILITY OF A

SECURITIZATION MECHANISM FOR ITS AFFILIATES TO SCALE UP HOMEBUILDING

EFFORTS

NAME OF RECIPIENT - HEALTH STRATEGY AND POLICY INSTITUTE

IN SUPPORT OF A PROJECT TO STRENGTHEN POLICY AROUND AND THE PRACTICE OF

IMPROVING UNIVERSAL HEALTH COVERAGE IMPLEMENTATION IN VIETNAM BY USING

EVIDENCE-BASED DATA AND ANALYSES AND BUILDING LOCAL CAPACITY

NAME OF RECIPIENT - HEALTH SYSTEMS GLOBAL ASSOCIATION

IN SUPPORT OF THE FIFTH GLOBAL SYMPOSIA ON HEALTH SYSTEMS RESEARCH TO

BE HELD IN LIVERPOOL, ENGLAND, OCTOBER 2018, AND A SERIES OF THEMATIC

WORKING GROUP WEBINARS LEADING UP TO THE EVENT

NAME OF RECIPIENT - HOPEWELL FUND

FOR USE BY ITS ECONOMIC SECURITY PROJECT TOWARD THE COSTS OF RESEARCH

AND MODELING TO EXPLORE THE VIABILITY OF EARNED INCOME TAX CREDIT

INNOVATION IN SIX STATES

NAME OF RECIPIENT - HUMAN NEEDS PROJECT INC.

IN SUPPORT OF A PROJECT TO PROVIDE INNOVATIVE ENERGY TECHNOLOGIES IN

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THE KIBERA SLUM IN NAIROBI, KENYA AND IN GENERAL SUPPORT OF ITS MISSION

TO ENABLE THE POOR TO ACCESS PROSPERITY THROUGH LOCALIZED COMMUNITY

CENTERS

NAME OF RECIPIENT - HUMAN NETWORK INTERNATIONAL

IN SUPPORT OF TESTING A TECHNOLOGY-ENABLED APPROACH FOR COLLECTING

MONITORING AND EVALUATION DATA ON VULNERABLE POPULATIONS IN RURAL

COMMUNITIES

NAME OF RECIPIENT - IDENTITY2020 SYSTEMS INC.

TOWARD THE COSTS OF ESTABLISHING AN ALLIANCE OF GOVERNMENTS,

NON-GOVERNMENTAL ORGANIZATIONS AND PRIVATE SECTOR COMPANIES COMMITTED

TO PROVIDING DIGITAL IDENTITY TO POPULATIONS CURRENTLY LACKING ANY TYPE

OF FORMAL IDENTIFICATION

NAME OF RECIPIENT - IDEO.ORG

IN SUPPORT OF THE INNOVATION BONUS PROJECT, AN INTEGRATED PROGRAM OF

FUNDING, INNOVATION COACHING, AND NETWORK CONVENING DEVELOPED TO EQUIP

ORGANIZATIONS WITH THE RESOURCES TO TEST INNOVATIONS THAT ATTEMPT TO

CHANGE THE SYSTEMS THAT CONSTRAIN POOR OR VULNERABLE YOUNG PEOPLE IN

THE U.S.

NAME OF RECIPIENT - IDH SUSTAINABLE TRADE INITIATIVE

IN SUPPORT OF PROVIDING TECHNICAL ASSISTANCE TO CASSAVA PROCESSORS IN

NIGERIA IN ORDER TO INTEGRATE SMALL HOLDER FARMERS INTO THEIR SUPPLY

CHAINS AND RESOLVE SYSTEMIC CHALLENGES IN THE CASSAVA VALUE CHAIN

NAME OF RECIPIENT - IMPACT INVESTMENT SHUJOG LIMITED

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IN SUPPORT OF MONITORING AND EVALUATING THE WOMENS LIVELIHOOD BOND, A

REPLICABLE SOCIAL MISSION BOND DESIGNED TO RAISE CAPITAL TO PROMOTE

ECONOMIC INCLUSION AND RESILIENCE FOR POOR AND VULNERABLE WOMEN IN

SOUTH AND SOUTHEAST ASIA

NAME OF RECIPIENT - IMPACT SHARES CORP.

TOWARD THE COSTS OF DEVELOPING A SERIES OF CAUSE-BASED EXCHANGE TRADED

FUNDS ETFS IN PARTNERSHIP WITH LEADING NONPROFITS IN AN EFFORT TO

CREATE BETTER SOCIALLY RESPONSIBLE INVESTMENT SOLUTIONS

NAME OF RECIPIENT - INITIATIVE FOR GLOBAL DEVELOPMENT

IN SUPPORT OF SCOPING THE LANDSCAPE OF ALTERNATIVE MARKETS ACROSS THE

COMPONENTS OF THE FOUNDATIONS YIELDWISE MODEL, DEVELOPING

RECOMMENDATIONS FOR THE IMPLEMENTING PARTNERS AND ENABLING CONNECTIONS

FOR ACTIONABLE EXECUTION

NAME OF RECIPIENT - INNOVATIVE FINANCE FOUNDATION

IN SUPPORT OF THE SCALE-UP OF UNITLIFE, A GLOBAL INNOVATIVE FINANCING

MECHANISM TO FIGHT CHRONIC MALNUTRITION USING REVENUE FROM MICRO-LEVIES

ON NATURAL RESOURCES, AND DEVELOPING AN OPERATIONAL STRATEGY FOR

DEPLOYMENT OF THE CAPITAL IT RAISES

NAME OF RECIPIENT - INSTITUTE FOR SUSTAINABLE COMMUNITIES

IN SUPPORT OF APPLYING THE RESILIENCE VALUE REALIZATION PROCESS TO ITS

WATER RESILIENT MANUFACTURING COMMUNITIES PROJECT IN INDIA

NAME OF RECIPIENT - INSTITUTE OF CHARTERED ACCOUNTANTS IN ENGLAND AND

WALES

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FOR USE BY ITS PROJECT, THE NATURAL CAPITAL COALITION, IN SUPPORT OF

STRENGTHENING THE NATURAL CAPITAL COMMUNITY BY STANDARDIZING A

FRAMEWORK FOR BUSINESSES TO MEASURE AND VALUE THEIR DIRECT AND INDIRECT

IMPACTS AND DEPENDENCIES ON NATURAL RESOURCES

NAME OF RECIPIENT - INSTITUTE OF INTERNATIONAL EDUCATION, INC.

IN SUPPORT OF ADMINISTERING SEVERAL ACTIVITIES AND PROGRAMS AT THE

ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY THE SEMI-ANNUAL

COMPETITIONS FOR BELLAGIO RESIDENTS, THE BELLAGIO TRAVEL AND LEARNING

FUND, AND OUTREACH ACTIVITIES

NAME OF RECIPIENT - INSTITUTE OF INTERNATIONAL EDUCATION, INC.

IN SUPPORT OF ADMINISTERING SEVERAL ACTIVITIES AND PROGRAMS AT THE

ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY THE SEMI-ANNUAL

COMPETITIONS FOR BELLAGIO RESIDENTS, THE BELLAGIO TRAVEL AND LEARNING

FUND, AND OUTREACH ACTIVITIES

NAME OF RECIPIENT - INSTITUTE OF INTERNATIONAL EDUCATION, INC.

IN SUPPORT OF ADMINISTERING A TRAVEL AND LEARNING FUND TO FACILITATE

TRAVEL AND OTHER EXPENSES ASSOCIATED WITH THE ROCKEFELLER FOUNDATION

FELLOWSHIP PROGRAM

NAME OF RECIPIENT - INTELLECAP ADVISORY SERVICES PRIVATE LIMITED

IN SUPPORT OF PRODUCING RESEARCH PRODUCTS THAT WILL ENHANCE THE

STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ON

TOPICS RELATED TO RESILIENCE AND INCLUSIVE ECONOMIES IN THE GLOBAL

SOUTH

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NAME OF RECIPIENT - INTERACTION: THE AMERICAN COUNCIL FOR VOLUNTARY

INTERNATIONAL ACTION, INC.

IN SUPPORT OF ADVANCING THE MEASUREMENT AND EVALUATION OF MARKET-BASED

SOLUTIONS FOR INTERNATIONAL DEVELOPMENT BY STRENGTHENING THE CAPACITY

TO DESIGN AND IMPLEMENT INNOVATIVE FINANCE APPROACHES

NAME OF RECIPIENT - INTERNATIONAL ASSOCIATION OF OUTSOURCING

PROFESSIONALS

IN SUPPORT OF SCALING IMPACT SOURCING THROUGH AN ANNUAL RECOGNITION

PROCESS TO PROMOTE ITS ADOPTION AMONG MEMBERS AND ASSOCIATES IN THE

BUSINESS PROCESS OUTSOURCING SECTOR

NAME OF RECIPIENT - INTERNATIONAL INSTITUTE FOR ENVIRONMENT AND

DEVELOPMENT

IN SUPPORT OF LAUNCHING THE INTERNATIONAL CENTRE FOR CLIMATE CHANGE AND

DEVELOPMENT TO DEVELOP AND IMPLEMENT A SERIES OF URBAN CLIMATE CHANGE

RESILIENCE-BUILDING SHORT COURSES AND A RELATED MASTERS OF SCIENCE

MODULE AND TO UNDERTAKE INSTITUTIONAL STRENGTHENING AND ORGANIZATIONAL

DEVELOPMENT

NAME OF RECIPIENT - INTERNATIONAL INSTITUTE OF RURAL RECONSTRUCTION

IN SUPPORT OF ORGANIZING AND FACILITATING PARTNER CONVENINGS FOR THE

FOUNDATIONS YIELDWISE INITIATIVE, AND DOCUMENTING AND SHARING LEARNINGS

WITH STAKEHOLDERS

NAME OF RECIPIENT - IQBUSINESS PTY LTD

IN SUPPORT OF PROMOTING THE DEMAND DRIVEN TRAINING TOOLKIT TO TECHNICAL

AND VOCATIONAL EDUCATION AND TRAINING COLLEGES AND UNIVERSITIES IN

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SOUTH AFRICA TO SCALE SKILLS DEVELOPMENT FOR YOUTH

NAME OF RECIPIENT - JOHNS HOPKINS UNIVERSITY

FOR USE BY ITS BLOOMBERG SCHOOL OF PUBLIC HEALTHS JOHNS HOPKINS CENTER

FOR HEALTH SECURITY IN SUPPORT OF DEVELOPING A HEALTH SYSTEM RESILIENCE

CHECKLIST AND IMPLEMENTATION GUIDE THAT HEALTH SYSTEMS IN A BROAD SET

OF COUNTRIES CAN USE TO ENSURE AN EFFECTIVE RESPONSE TO HEALTH

EMERGENCIES

NAME OF RECIPIENT - KARAN CAPOOR

IN SUPPORT OF A FELLOWSHIP TO LANDSCAPE AND IDENTIFY THE MOST PROMISING

OPPORTUNITIES TO SCALE ENERGY INFRASTRUCTURE IN ORDER TO INCREASE

ENERGY ACCESS TO POOR PEOPLE AROUND THE WORLD, AND FURTHER CHARITABLE

PURPOSES

NAME OF RECIPIENT - KENYA PRIVATE SECTOR ALLIANCE

TOWARD THE COSTS OF ITS AJIRA DIGITAL PROJECT TO SCALE DEMAND DRIVEN

TRAINING AND DEVELOP A SUSTAINABLE MODEL FOR CONNECTING DISADVANTAGED

YOUTH TO ONLINE JOBS

NAME OF RECIPIENT - KEYSTONE CENTER

TOWARD THE COSTS OF LAUNCHING A NATIONAL DIGITAL PLATFORM TO SHARE

DATA, TOOLS, RESEARCH, AND BEST PRACTICES PERTAINING TO FOOD LOSS AND

WASTE IN THE UNITED STATES

NAME OF RECIPIENT - KHOJ INTERNATIONAL ARTISTS ASSOCIATION

IN SUPPORT OF CONDUCTING OUTREACH AND NOMINATING ASIAN ARTISTS AS

CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION

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BELLAGIO CENTER, ITALY

NAME OF RECIPIENT - KKS ADVISORS LLC

IN SUPPORT OF PROVIDING ANALYSIS AND STRATEGIC SUPPORT TO ENABLE THE

ROCKEFELLER FOUNDATIONS REVALUE ECOSYSTEMS GRANTEES TO OPTIMIZE THE

POSITIONING OF AND INFLUENCE FROM THEIR EFFORTS

NAME OF RECIPIENT - KNACK.IT CORP.

IN SUPPORT OF A PROJECT TO DEMONSTRATE INNOVATIVE JOB-MATCHING

TECHNOLOGY AND CONNECT DISADVANTAGED YOUTH TO JOBS IN THE UNITED

STATES, SOUTH AFRICA, AND INDIA

NAME OF RECIPIENT - KOIS UK LIMITED

IN SUPPORT OF CONDUCTING A FEASIBILITY STUDY ON A MULTI-YEAR LEASING

MECHANISM TO ADDRESS BUDGET PROCUREMENT CHALLENGES FACED IN THE

HUMANITARIAN SPACE, WITH THE INITIAL FOCUS ON REFUGEE HOUSING SHELTERS

NAME OF RECIPIENT - KURANTE, LLC

IN SUPPORT OF DEVELOPING NEW TECHNOLOGIES TO IMPROVE THE MONITORING AND

EVALUATION OF COMPLEX INTERVENTIONS AIMED AT ALLEVIATING POVERTY IN THE

GLOBAL SOUTH

NAME OF RECIPIENT - KYNE COMMUNICATIONS, INC.

IN SUPPORT OF ACTIVITIES TO RAISE AWARENESS, UNDERSTANDING, AND

ACCEPTANCE OF PLANETARY HEALTH, INCLUDING THE ECONOMIC BENEFITS OF

POLICIES THAT ADDRESS ENVIRONMENTAL SUSTAINABILITY TOGETHER WITH HUMAN

HEALTH AND DEVELOPMENT GOALS

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NAME OF RECIPIENT - LINCOLN CENTER FOR THE PERFORMING ARTS, INC.

IN SUPPORT OF EXPANDING ITS PILOT FOR A SECOND ROUND OF THE LINCOLN

CENTER CULTURAL INNOVATION FUND, A GRANT PROGRAM TO SUPPORT NEW YORK

CITY-BASED CULTURAL AND COMMUNITY ORGANIZATIONS TO SPUR CULTURAL

INNOVATION IN THE SOUTH BRONX AND CENTRAL BROOKLYN

NAME OF RECIPIENT - LIONS HEAD GLOBAL PARTNERS LLP

IN SUPPORT OF DEVELOPING GREEN COUPONS TO QUANTIFY THE CARBON IMPACT OF

PROJECTS FINANCED THROUGH GREEN BONDS

NAME OF RECIPIENT - LIONS HEAD GLOBAL PARTNERS LLP

IN SUPPORT OF LAUNCHING A DEBT RELIEF FACILITY FOR JORDAN AS IT

ADDRESSES THE NEEDS OF A SURGE IN REFUGEES, AS WELL AS A FEASIBILITY

STUDY FOR THE CREATION OF A JORDANIAN PERMANENT CAPITAL VEHICLE TO FUND

PROJECTS BENEFICIAL TO BOTH REFUGEES AND THE JORDANIAN POPULATION

NAME OF RECIPIENT - LIVING CITIES, INC., THE NATIONAL COMMUNITY

DEVELOPMENT INITIATIVE

IN SUPPORT OF A NEW CAMPAIGN TO SUPPORT THE START-UP AND SCALE-UP OF

COMPANIES THAT CREATE GOOD, STABLE JOBS FOR LOW-INCOME PEOPLE, AND IN

GENERAL SUPPORT OF ITS MISSION TO ADVANCE OPPORTUNITY AND PROSPERITY IN

U.S. CITIES AND THEIR LOW-INCOME POPULATIONS

NAME OF RECIPIENT - LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE

FOR USE BY ITS INTERNATIONAL GROWTH CENTRE TOWARD THE COSTS OF

COLLABORATING WITH THE GOVERNMENT OF SIERRA LEONE TO DEVELOP A NATIONAL

STRATEGIC PLAN FOR A COMMUNITY HEALTH WORKFORCE AS AN INTEGRAL PART OF

THEIR EFFORTS TO BUILD RESILIENCE WITHIN THE COUNTRYS HEALTH SYSTEM IN

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THE WAKE OF THE EBOLA CRISIS

NAME OF RECIPIENT - MARTHA'S TABLE, INC.

IN GENERAL SUPPORT OF ITS MISSION TO INCREASE ACCESS TO QUALITY

EDUCATION, HEALTHY FOOD, AND OPPORTUNITY FOR VULNERABLE AND IN-NEED

CHILDREN, FAMILIES AND NEIGHBORS

NAME OF RECIPIENT - MASSACHUSETTS INSTITUTE OF TECHNOLOGY

FOR USE BY ITS COMMUNITY INDICATORS LAB IN SUPPORT OF PILOTING

PARTICIPATORY REAL ESTATE DEVELOPMENT TOOLS IN THE BRONX TO INFORM

EFFORTS IN CITIES WHERE RESIDENTS ARE FACING THE THREAT OF DISPLACEMENT

NAME OF RECIPIENT - MATHEMATICA POLICY RESEARCH, INC.

FOR USE BY ITS CENTER FOR INTERNATIONAL POLICY AND PROGRAM EVALUATION

IN SUPPORT OF PRODUCING TWO CASE STUDIES AND CONDUCTING A FINAL

EVALUATION OF THE FOUNDATIONS TRANSFORMING HEALTH SYSTEMS INITIATIVE

NAME OF RECIPIENT - MAXTUDIO, SNC

IN SUPPORT OF DEVELOPING KNOWLEDGE PRODUCTS BASED ON MONITORING AND

EVALUATION OF THE FOUNDATION'S INITIATIVES IN ORDER TO SUPPORT LEARNING

PRACTICE AND THOUGHT LEADERSHIP AMONG THE FOUNDATIONS GRANTEES AND

PARTNERS IN DEVELOPMENT AND PHILANTHROPY

NAME OF RECIPIENT - MCKINSEY AND COMPANY, INC. UNITED STATES

TOWARD THE COSTS OF IDENTIFYING POTENTIAL HIGH-IMPACT STRATEGIES AND

INNOVATIONS TO ADDRESS THE GLOBAL HEALTH SUSTAINABLE DEVELOPMENT GOALS

BY 2030

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NAME OF RECIPIENT - MELANIE WALKER

IN SUPPORT OF A FELLOWSHIP TO IDENTIFY THE NEXT GENERATION OF

FUNDAMENTALS IN THE LIFE SCIENCES AND PROMOTE LESS INVASIVE APPROACHES

TO DISEASE MANAGEMENT, AND FURTHER CHARITABLE PURPOSES

NAME OF RECIPIENT - MERIDIAN INSTITUTE

TOWARD THE COSTS OF DEVELOPING A GLOBAL ARCHITECTURE FOR INTERNATIONAL

TRANSACTIONS FOR REDUCED EMISSIONS FROM DEFORESTATION AND FOREST

DEGRADATION REDD INCLUDING THE DEVELOPMENT OF A REDD STANDARD FOR

FUTURE COMPLIANCE MARKETS

NAME OF RECIPIENT - MILAN INNOVINCY B.V.

IN SUPPORT OF COLLECTING AND USING GEOGRAPHIC DATA TO PROVIDE

INFORMATION TO ENHANCE DECISION MAKING FOR STAKEHOLDERS WORKING TO

REDUCE POSTHARVEST LOSS IN MANGO AND MAIZE VALUE CHAINS IN KENYA AND

TANZANIA

NAME OF RECIPIENT - MISSION INVESTORS EXCHANGE, INC.

IN GENERAL SUPPORT OF ITS MISSION TO BUILD PARTNERSHIPS AND STRENGTHEN

THE MISSION INVESTING FIELD THROUGH AN EXPANDED RANGE OF PROGRAMMING

NAME OF RECIPIENT - NATIONAL AIDS CONTROL COUNCIL

FOR USE BY THE BEYOND ZERO CAMPAIGN IN SUPPORT OF CREATING A NEW

STRATEGIC FRAMEWORK TO FURTHER THE CAMPAIGNS WORK TOWARD HIV CONTROL

AND THE PROMOTION OF MATERNAL, NEWBORN, AND CHILDREN'S HEALTH IN KENYA

NAME OF RECIPIENT - NATIONAL CENTER FOR CIVIC INNOVATION

FOR USE BY ITS PROJECT, GOVLAB, IN SUPPORT OF MAPPING BLOCKCHAIN

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PRACTICES TO ASSESS THEIR POTENTIAL FOR EXPANDING THE DIGITAL IDENTITY

OF POOR AND VULNERABLE POPULATIONS

NAME OF RECIPIENT - NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY

IN GENERAL SUPPORT OF ITS MISSION TO PROMOTE PHILANTHROPY THAT SERVES

THE PUBLIC GOOD, IS RESPONSIVE TO PEOPLE AND COMMUNITIES WITH THE LEAST

WEALTH AND OPPORTUNITY, AND IS HELD ACCOUNTABLE TO THE HIGHEST

STANDARDS OF INTEGRITY AND OPENNESS

NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL, INC.

IN SUPPORT OF REDUCING FOOD WASTE IN TWO U.S. CITIES OVER THE NEXT

FIVE YEARS, AND IMPLEMENTING ADDITIONAL PROGRAMS AND POLICIES THAT

PROMOTE GOOD WASTE PREVENTION, SURPLUS FOOD RESCUE, AND RECYCLING OF

FOOD SCRAPS ACROSS THE COUNTRY

NAME OF RECIPIENT - NEW AMERICA FOUNDATION

IN SUPPORT OF ITS BLOCKCHAIN TRUST ACCELERATOR PROGRAM, AN EFFORT TO

EXPAND PUBLIC UNDERSTANDING OF HOW BLOCKCHAIN TECHNOLOGY CAN ADDRESS

SOCIAL AND GOVERNANCE CHALLENGES

NAME OF RECIPIENT - NEW AMERICA FOUNDATION

TOWARD THE COSTS OF A DIGITAL HEALTH INNOVATION SUMMIT THAT WILL

EXPLORE INNOVATIVE APPLICATIONS OF INFORMATION TECHNOLOGY TO IMPROVE

NUTRITION FOR LOW-INCOME WOMEN AND CHILDREN IN THE U.S.

NAME OF RECIPIENT - NEW VENTURE FUND

IN SUPPORT OF LAUNCHING AND MANAGING THE GLOBAL DEVELOPMENT AND

ECONOMIC OPPORTUNITY FUND IN ORDER TO STRENGTHEN AND INCREASE

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DEVELOPMENT AND AID POLICY AND INCREASE ECONOMIC OPPORTUNITY IN THE

U.S.

NAME OF RECIPIENT - NEW YORK FOUNDATION FOR ARCHITECTURE, INC.

IN SUPPORT OF DEVELOPING AND DISSEMINATING BUILDING DESIGN GUIDELINES

THAT ENABLE MORE EFFECTIVE SEPARATION AND COLLECTION OF FOOD WASTE,

RECYCLABLES, AND OTHER TRASH IN ORDER TO SUPPORT URBAN ZERO WASTE

STRATEGIES

NAME OF RECIPIENT - NEW YORK UNIVERSITY

FOR USE BY ITS MARRON INSTITUTE OF URBAN MANAGEMENT IN SUPPORT OF A

PROJECT TO IDENTIFY THE SPATIAL ATTRIBUTES OF CITIES AND RECOMMEND

INTERVENTIONS THAT CAN IMPROVE THE LONG-TERM INCLUSIVENESS OF

METROPOLITAN AND URBAN ECONOMIES GLOBALLY

NAME OF RECIPIENT - NONPROFIT FINANCE FUND

IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE NONPROFIT ORGANIZATIONS

WITH ADVISORY SERVICES AND TOOLS TO UNDERSTAND THEIR FINANCIAL HEALTH,

FINANCIALLY PROTECT THEMSELVES AND THEIR PROGRAMS, AND GROW

STRATEGICALLY

NAME OF RECIPIENT - OGILVY AND MATHER GROUP HOLDINGS LIMITED

IN SUPPORT OF FACILITATING A CONVENING ON EFFECTIVE COMMUNICATIONS TO

IMPLEMENT THE PARIS AGREEMENT, TO BE HELD AT THE ROCKEFELLER FOUNDATION

BELLAGIO CENTER, ITALY, JUNE 2017

NAME OF RECIPIENT - ONFRONTIERS INC.

IN SUPPORT OF NETWORK-BUILDING ACTIVITIES FOR ZILIENT, A RESILIENCE

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ONLINE PUBLISHING AND KNOWLEDGE-SHARING PLATFORM

NAME OF RECIPIENT - OVE ARUP AND PARTNERS INTERNATIONAL LIMITED

IN SUPPORT OF DEVELOPING A CITY WATER RESILIENCE FRAMEWORK TO PROVIDE A

COMPREHENSIVE SET OF INDICATORS, VARIABLES AND METRICS THAT CAN BE USED

BY CITIES TO MEASURE THE RESILIENCE OF THEIR URBAN WATER SYSTEMS OVER

TIME

NAME OF RECIPIENT - OVERSEAS DEVELOPMENT INSTITUTE

IN SUPPORT OF PRODUCING RESEARCH PRODUCTS THAT WILL ENHANCE THE

KNOWLEDGE BASE RELATED TO RESILIENCE THOUGHT AND ACTION FOR A GLOBAL

AUDIENCE

NAME OF RECIPIENT - PHILANTHROPY NEW YORK, INC.

IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN PHILANTHROPY BY

OFFERING PROGRAMS AND RESOURCES THAT SUPPORT EFFECTIVE, STRATEGIC

GRANTMAKING, FACILITATING COLLABORATION AND KNOWLEDGE SHARING, AND

COMMUNICATING THE VALUE OF THE PHILANTHROPIC SECTOR IN OUR SOCIETY, AND

TOWARD THE COSTS OF ITS FUND FOR 2025 CAPITAL CAMPAIGN, A CAPACITY

BUILDING EFFORT FOCUSED ON IMPLEMENTING ITS STRATEGIC PLAN

NAME OF RECIPIENT - POST ROAD FOUNDATION

TOWARD THE COSTS OF CONDUCTING PRE-FEASIBILITY STUDIES FOR THREE

COMMUNITIES IN THE U.S. TO ASSESS THE POTENTIAL FOR INTEGRATED AND

SUSTAINABLE DIGITAL INFRASTRUCTURE INVESTMENTS

NAME OF RECIPIENT - POWER FOR ALL

TOWARD THE COSTS OF ESTABLISHING A GLOBAL POLICY PLATFORM THAT ADVANCES

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THE ADOPTION OF INTEGRATED NATIONAL ELECTRIFICATION FRAMEWORKS IN

LOW-ENERGY-ACCESS COUNTRIES

NAME OF RECIPIENT - PRABHAT EDUCATION FOUNDATION

IN SUPPORT OF STRENGTHENING ITS CORE CAPACITY AND LEADERSHIP CAPACIATY

TO ACHIEVE ITS MISSION OF PROVIDING COMMUNITY-BASED SERVICES TO

MARGINALIZED DISABLED POPULATIONS IN THE SLUMS OF AHMEDABAD, INDIA

NAME OF RECIPIENT - PRESIDENT AND FELLOWS OF HARVARD COLLEGE

FOR USE BY ITS HUTCHINS CENTER FOR AFRICAN & AFRICAN AMERICAN RESEARCH

IN SUPPORT OF DEVELOPING SELMA ONLINE, A MULTIMEDIA, INTERACTIVE ONLINE

EDUCATION PLATFORM USING THE SELMA VOTING RIGHTS CAMPAIGN AS A

CASE-STUDY IN LEADERSHIP, DECISION-MAKING, RACE, CIVIL RIGHTS AND

ENGAGED CITIZENSHIP

NAME OF RECIPIENT - PRESIDENT AND FELLOWS OF HARVARD COLLEGE

FOR USE BY ITS HARVARD KENNEDY SCHOOLS CENTER FOR PUBLIC LEADERSHIP IN

SUPPORT OF THE INITIATIVE FOR RESPONSIBLE INVESTING, AN EFFORT TO

EXPLORE ALTERNATIVE APPROACHES TO INSTITUTIONAL INVESTMENT IN

SUSTAINABLE INFRASTRUCTURE IN THE U.S.

NAME OF RECIPIENT - PRESIDENT AND FELLOWS OF HARVARD COLLEGE

FOR USE BY ITS CENTER FOR THE ENVIRONMENT IN SUPPORT OF ACTIVITIES TO

LAUNCH A NEW FIELD OF PLANETARY HEALTH IN ORDER TO YIELD BETTER

SOLUTIONS TO HEALTH CHALLENGES IN THE 21ST CENTURY

NAME OF RECIPIENT - PRI ASSOCIATION

TOWARD THE COSTS OF PROMOTING THE SYSTEMATIC AND TRANSPARENT

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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

INCORPORATION OF ENVIRONMENTAL, SOCIAL AND GOVERNANCE FACTORS INTO

CREDIT RATINGS IN ORDER TO DEVELOP A MORE ECONOMICALLY EFFICIENT AND

SOCIALLY SUSTAINABLE SYSTEM

NAME OF RECIPIENT - PUBLISEZ, INC.

IN SUPPORT OF COMMUNICATIONS EFFORTS FOR THE FINANCING MECHANISMS

SUPPORTED BY THE ROCKEFELLER FOUNDATIONS INNOVATIVE FINANCE ZERO GAP

PORTFOLIO TO INCREASE THE LIKELIHOOD OF MARKET ADOPTION BY RAISING

AWARENESS AMONG KEY STAKEHOLDERS ABOUT HOW INNOVATIVE FINANCE CAN BE

HARNESSED TO DRIVE PRIVATE SECTOR CAPITAL TOWARD ACHIEVING CRITICAL

SOCIAL AND ENVIRONMENTAL OUTCOMES

NAME OF RECIPIENT - PULITZER CENTER ON CRISIS REPORTING

IN SUPPORT OF A FELLOWSHIP PROGRAM TO PROMOTE INTERNATIONAL LONG-FORM

REPORTING AND EDUCATIONAL OUTREACH FOCUSED ON GLOBAL HEALTH, CLIMATE

CHANGE, ENERGY ACCESS AND FOOD SECURITY

NAME OF RECIPIENT - PURDUE UNIVERSITY

TOWARD THE COSTS OF ITS PROJECT STRENGTHENING AFRICAN FOOD PROCESSORS

TO HELP REDUCE FOOD LOSS, EXPAND MARKETS FOR LOCAL FARMERS, AND IMPROVE

NUTRITION IN KENYA AND TANZANIA THROUGH INCREASED AVAILABILITY AND

ADOPTION OF MODERN FOOD PROCESSING TECHNOLOGIES

NAME OF RECIPIENT - PYMETRICS, INC.

IN SUPPORT OF A PILOT PROJECT TO DEMONSTRATE HOW CANDIDATE ASSESSMENT

TECHNOLOGIES CAN REDUCE BIAS IN YOUTH HIRING AND UNLOCK ADDITIONAL

EMPLOYMENT OPPORTUNITIES FOR DISADVANTAGED YOUNG PEOPLE IN THE U.S.

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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - PYXERA GLOBAL INC.

IN SUPPORT OF REDUCING POST-HARVEST FOOD LOSS AND IMPROVING THE LIVES

OF SMALLHOLDER FARMERS AND OTHER VULNERABLE PEOPLE IN THE NIGERIAN

TOMATO VALUE CHAIN

NAME OF RECIPIENT - RENEWABLE ENERGY AND ENERGY EFFICIENCY PARTNERSHIP

IN SUPPORT OF A PROJECT TO PRODUCE A SERIES OF KNOWLEDGE PUBLICATIONS

AND FACILITATE RELATED ROUNDTABLES TO DISSEMINATE BEST PRACTICES AND

INSIGHTS BASED ON SMART POWER RURAL DEVELOPMENTS WORK IN INDIA ON

IMPLEMENTING MINI-GRIDS IN RURAL COMMUNITIES AND USING THE MINI-GRID

MODEL TO SPUR GLOBAL ECONOMIC DEVELOPMENT THROUGH ENERGY ACCESS

NAME OF RECIPIENT - RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW

YORK

FOR USE BY ITS INSTITUTE FOR STATE AND LOCAL GOVERNANCE IN SUPPORT OF

CONTINUING ITS EQUALITY INDICATORS PROJECT IN NEW YORK CITY WITH

ADDITIONAL FOCUS ON IMPROVING DISPARITIES IN HEALTH AND JUSTICE, AND OF

EXPANDING THE FRAMEWORK TO FIVE OTHER CITIES ACROSS THE COUNTRY THROUGH

EITHER TECHNICAL OR IMPLEMENTATION ASSISTANCE

NAME OF RECIPIENT - RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW

YORK

IN CONTINUED SUPPORT OF ITS CUNY CULTURAL CORPS TO PROVIDE TRAINING AND

PAID INTERNSHIPS TO LOW-INCOME YOUTH AT CULTURAL INSTITUTIONS

THROUGHOUT NEW YORK CITY IN AN EFFORT TO DIVERSIFY THE WORKFORCE OF THE

CULTURAL SECTOR AND TO ENDOW FIVE DAVID ROCKEFELLER CULTURAL CORPS

FELLOWSHIPS

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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW

YORK

IN SUPPORT OF ITS CUNY CULTURAL CORPS TO PROVIDE TRAINING AND PAID

INTERNSHIPS TO LOW-INCOME YOUTH AT CULTURAL INSTITUTIONS THROUGHOUT NEW

YORK CITY IN AN EFFORT TO DIVERSIFY THE WORKFORCE OF THE CULTURAL

SECTOR

NAME OF RECIPIENT - RIGHT MANAGEMENT INC.

IN SUPPORT OF A PROJECT TO TEST THE POTENTIAL OF A STAFFING AGENCY

MODEL FOR PROVIDING EMPLOYMENT TO DISADVANTAGED YOUNG PEOPLE IN THE

U.S.

NAME OF RECIPIENT - ROCKEFELLER ARCHIVE CENTER

IN SUPPORT OF HISTORICAL RESEARCH, SEMINARS, WEB-BASED CONTENT DELIVERY

AND CONFERENCES TO STRENGTHEN THE UNDERSTANDING OF THE FOUNDATIONS

HISTORY IN A GLOBAL CONTEXT

NAME OF RECIPIENT - ROCKEFELLER FOUNDATION DONATIONS

TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE

ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR

PROGRAMS TO BE USED EITHER FOR GENERAL PURPOSES OR AS DESIGNATED BY THE

ROCKEFELLER FOUNDATION EMPLOYEES CONTRIBUTIONS TO PHILANTHROPIC SECTOR

ORGANIZATIONS

NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.

FOR USE BY 100 RESILIENT CITIES TOWARD THE COSTS OF BUILDING CITIES

CAPACITY GLOBALLY TO MAINTAIN AND RECOVER CRITICAL FUNCTIONS IN THE

FACE OF SHOCKS AND STRESSES, AND TO SUPPORT THEIR PROGRESS TOWARD

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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

OPERATIONAL INDEPENDENCE AND SUSTAINABILITY

NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.

FOR USE BY ITS FUND FOR SHARED INSIGHT TOWARD THE COSTS OF ITS EFFORTS

TO IMPROVE PHILANTHROPY BY INCREASING OPENNESS IN FOUNDATIONS AND

CAPTURING AND SHARING CROSS-CUTTING LEARNING ACROSS FOUNDATIONS,

GRANTEES AND THEIR BENEFICIARIES

NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.

FOR USE BY ITS UPSTART CO-LAB TOWARD THE COSTS OF ITS MISSION TO

CONNECT ARTISTS, IMPACT INVESTORS, AND SOCIAL ENTREPRENEURS TO CREATE

OPPORTUNITIES FOR SCALABLE SOCIAL IMPACT.

NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.

FOR USE BY 100 RESILIENT CITIES IN SUPPORT OF EXPANDING AND ENRICHING

THE GLOBAL RESILIENCE ACADEMY CURRICULUM AND INSTITUTIONALIZING ITS

APPROACH IN PARTNERSHIP WITH COLUMBIA UNIVERSITYS GRADUATE SCHOOL OF

ARCHITECTURE, PLANNING, AND PRESERVATION

NAME OF RECIPIENT - ROCKY MOUNTAIN INSTITUTE

FOR USE BY ITS CARBON WAR ROOM, TOWARD THE COSTS OF THE SEED

INITIATIVE, TO ACCELERATE ENERGY ACCESS IN SUB-SAHARAN AFRICA BY

CREATING INTEGRATED ENERGY PLANS AND BUILDING THE CAPACITY OF THE

PUBLIC AND PRIVATE SECTORS TO ACT ON THESE PLANS

NAME OF RECIPIENT - ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS

IN SUPPORT OF RESEARCH IDENTIFYING POLICY PRIORITIES AND ENTRY POINTS

FOR MAINSTREAMING THE CIRCULAR ECONOMY CONCEPT IN DEVELOPING COUNTRIES

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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - RURAL DEVELOPMENT INSTITUTE

IN SUPPORT OF CONDUCTING A LAND TENURE ASSESSMENT TO UNDERSTAND THE

CORRELATION BETWEEN INCREASED INVESTMENTS IN THE MANGO VALUE CHAIN AND

THEIR IMPACT ON THE LAND TENURE STRUCTURES FOR SMALLHOLDER FARMERS

NAME OF RECIPIENT - SAMBODHI RESEARCH AND COMMUNICATIONS PRIVATE LIMITED

IN SUPPORT OF A PROJECT TO CONDUCT AN IMPACT ASSESSMENT OF THE

FOUNDATIONS SMART POWER FOR RURAL DEVELOPMENT SPRD INITIATIVE AND THE

EXTENT TO WHICH THE INITIATIVE IS POSITIVELY IMPACTING THE LIVES OF

PEOPLE AND SPURRING ECONOMIC GROWTH IN SPRD-SUPPORTED COMMUNITIES IN

INDIA

NAME OF RECIPIENT - SAMHITA SOCIAL VENTURES PRIVATE LIMITED

IN SUPPORT OF A PROJECT TO DEVELOP GUIDELINES FOR IMPLEMENTING INDIAS

NEW CORPORATE SOCIAL RESPONSIBILITY MANDATE THROUGH BUILDING

COLLABORATIVE PLATFORMS TO ADDRESS STRATEGIC SOCIAL AND DEVELOPMENT

CHALLENGES AND TESTING THE FEASIBILITY FOR SUCH PLATFORMS IN THE ENERGY

ACCESS AND RURAL ENTERPRISE PROMOTION SECTOR

NAME OF RECIPIENT - SAVE THE CHILDREN FEDERATION

FOR USE BY ITS PROJECT, THE START NETWORK, IN SUPPORT OF LAUNCHING A

REPLICA INSURANCE PRODUCT THROUGH THE AFRICAN RISK CAPACITY INITIATIVE,

IN AN EFFORT TO DEVELOP NEW FINANCING INSTRUMENTS TO ENABLE FASTER,

MORE EFFECTIVE HUMANITARIAN AID

NAME OF RECIPIENT - SHACK DWELLERS INTERNATIONAL

IN SUPPORT OF STRENGTHENING ITS KNOW YOUR CITY DATA PLATFORM WITH THE

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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

AIM OF MAKING IT THE PREMIER SOURCE OF COMMUNITY-GATHERED INFORMATION

ON INFORMAL SETTLEMENTS FOR RESILIENCE CITY PLANNING IN AFRICA, AND A

KEY PLATFORM PARTNER FOR RELEVANT CITIES IN THE 100 RESILIENT CITIES

NETWORK

NAME OF RECIPIENT - SHAKTI SUSTAINABLE ENERGY FOUNDATION

IN SUPPORT OF INFORMING POLICY OUTCOMES AND POLICY, REGULATORY AND

UTILITY PLANNING SOLUTIONS TO ENERGY ACCESS IN RURAL INDIA, ULTIMATELY

INCREASING THE AVAILABILITY OF PUBLIC FUNDING FOR RURAL DECENTRALIZED

RENEWABLE ENERGY POWER PLANTS AND OTHER ENERGY EFFICIENT TECHNOLOGIES

NAME OF RECIPIENT - SILICON VALLEY COMMUNITY FOUNDATION

FOR USE BY ITS PROJECT, THE 100,000 OPPORTUNITIES INITIATIVE, TOWARD

THE COSTS OF AN EMPLOYER-LED COALITION COMMITTED TO INCREASING

EMPLOYMENT OPPORTUNITIES FOR DISADVANTAGED YOUNG PEOPLE IN THE U.S.

NAME OF RECIPIENT - SOLIDAGO FOUNDATION

FOR USE BY THE WORKERS LAB IN SUPPORT OF DESIGNING AND POTENTIALLY

PILOTING PORTABLE BENEFITS THAT INCREASE FINANCIAL STABILITY FOR

WORKERS IN THE UNITED STATES

NAME OF RECIPIENT - SOUTHERN POVERTY LAW CENTER

IN SUPPORT OF DEVELOPING A STUDENT CURRICULUM USING THE SELMA VOTING

RIGHTS CAMPAIGN AS A CASE-STUDY IN LEADERSHIP, DECISION-MAKING, RACE,

CIVIL RIGHTS AND ENGAGED CITIZENSHIP

NAME OF RECIPIENT - STICHTING DIENST LANDBOUWKUNDIG ONDERZOEK

FOR USE BY THE CENTRE FOR DEVELOPMENT INNOVATION IN SUPPORT OF A STUDY

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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

ON THE EFFECTIVENESS OF MULTI-STAKEHOLDER PLATFORMS AND PARTNERSHIPS IN

CERTAIN AGRICULTURE AND FOOD SECURITY VALUE CHAIN INTERVENTIONS

NAME OF RECIPIENT - SUSTAINABLE FOOD LAB

IN SUPPORT OF DEVELOPING AND INTEGRATING FOOD LOSS METRICS IN SELECTED

SUPPLY CHAIN PROCESSES FOR GLOBAL, REGIONAL, AND NATIONAL CORPORATES

WORKING ACROSS AGRICULTURAL CHAINS

NAME OF RECIPIENT - SUSTAINBIZ, INC.

IN SUPPORT OF SYNTHESIZING KNOWLEDGE OF INSTITUTIONS AND ACTIONS

CURRENTLY UNDERTAKEN AND ENVISIONED TO QUANTIFY AND INTERNALIZE THE

VALUE OF ECOSYSTEMS IN PUBLIC AND PRIVATE INVESTMENT PRACTICE

NAME OF RECIPIENT - TAKATAKA SOLUTIONS LTD

TOWARD THE COSTS OF DEVELOPING A SUSTAINABLE WASTE MANAGEMENT BLUEPRINT

TO DEMONSTRATE HOW TO IMPLEMENT A RECYCLING-BASED WASTE MANAGEMENT

SYSTEM THAT CAN BE ADAPTED THROUGHOUT NAIROBI AND OTHER CITIES IN KENYA

NAME OF RECIPIENT - TECHSOUP GLOBAL

FOR USE BY NGOSOURCE IN SUPPORT OF ONGOING OPERATIONS TO ENHANCE ITS

REPOSITORY OF EQUIVALENCY DETERMINATIONS IN ORDER TO STREAMLINE AND

DEMOCRATIZE INTERNATIONAL GRANTMAKING AND GLOBAL PHILANTHROPY

NAME OF RECIPIENT - THE BRIDGESPAN GROUP, INC.

TOWARD THE COSTS OF A CONVENING OF INDIAN PHILANTHROPIC LEADERS AND

FOUNDATIONS INTERESTED IN LEARNING ABOUT STRATEGIC PHILANTHROPY

NAME OF RECIPIENT - THE BRIDGESPAN GROUP, INC.

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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

IN SUPPORT OF SURFACING, EXPLORING, AND ADVANCING MAJOR, HIGH-LEVERAGE

OPPORTUNITIES TO ADDRESS CRITICAL PROBLEMS FACING POOR OR VULNERABLE

POPULATIONS

NAME OF RECIPIENT - THE CENTER FOR EFFECTIVE PHILANTHROPY, INC.

IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE DATA AND CREATE INSIGHT SO

PHILANTHROPIC FUNDERS CAN BETTER DEFINE, ASSESS AND IMPROVE THEIR

EFFECTIVENESS AND IMPACT

NAME OF RECIPIENT - THE COMMUNICATIONS NETWORK

IN SUPPORT OF FURTHER DEVELOPMENT OF HATCH FOR GOOD AN INDEPENDENT

STORYTELLING PLATFORM FOR THE SOCIAL AND DEVELOPMENT SECTOR, AND

EXPLORING HOW TO FIT IT INTO THE NETWORKS MODEL

NAME OF RECIPIENT - THE COMMUNICATIONS NETWORK

IN SUPPORT OF DEVELOPING AND MANAGING THE FRANK KAREL/ROCKEFELLER

FOUNDATION SCHOLARSHIP TO PROVIDE NONPROFIT COMMUNICATIONS LEADERS FREE

ATTENDANCE TO ITS ANNUAL COMNET CONFERENCE

NAME OF RECIPIENT - THE JAMES BEARD FOUNDATION, INC.

TOWARD THE COSTS OF DEVELOPING A FOOD WASTE TRAINING PROGRAM FOR

CULINARY INSTRUCTORS TO TRAIN THE NEXT GENERATION OF CHEFS AND CULINARY

PROFESSIONALS TO PREVENT FOOD WASTE

NAME OF RECIPIENT - THE MIAMI FOUNDATION INC.

TOWARD THE COSTS OF THE REIMAGINING THE CIVIC COMMONS INITIATIVE, AN

EFFORT TO DEMONSTRATE HOW A CONNECTED SET OF CIVIC ASSETS CAN YIELD

INCREASED AND SHARED PROSPERITY FOR CITIES IN THE UNITED STATES

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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - THE MIAMI FOUNDATION INC.

TOWARD THE COSTS OF EXPLORING THE INTEGRATION OF MIAMI AND CUBA INTO

THE 100 RESILIENT CITIES RESILIENCE FRAMEWORK

NAME OF RECIPIENT - THE MIAMI FOUNDATION INC.

TOWARD THE COSTS OF ITS ROLE AS THE CONVENER, COMMUNICATOR, ADVISOR,

AND MONITOR OF PROGRESS FOR THE GREATER MIAMI AND THE BEACHES 100

RESILIENT CITIES RESILIENCE STRATEGY AND PARTNERSHIP, AND SUPPORT FOR

THE VAN ALEN INSTITUTES SOUTH FLORIDA CHALLENGE

NAME OF RECIPIENT - THE PEW CHARITABLE TRUSTS

TOWARD THE COSTS OF IDENTIFYING FACTORS THAT SUPPORT AND INHIBIT

AMERICAN FAMILIES FROM BEING AND FEELING FINANCIALLY SECURE AND

UPWARDLY MOBILE

NAME OF RECIPIENT - THE REGENTS OF THE UNIVERSITY OF CALIFORNIA

IN SUPPORT OF TESTING AND REFINING THE ROCKEFELLER FOUNDATIONS EMERGING

INCLUSIVE ECONOMIES FRAMEWORK IN DIFFERENT GEOGRAPHIC CONTEXTS AND

MARKETS, AND GENERATING NEW KNOWLEDGE ON WHAT IT TAKES TO BUILD AN

INCLUSIVE ECONOMY

NAME OF RECIPIENT - THE RESOLUTION PROJECT, INC.

IN GENERAL SUPPORT OF ITS MISSION TO DEVELOP SOCIALLY-RESPONSIBLE YOUNG

LEADERS AND EMPOWER THEM TO MAKE A POSITIVE IMPACT TODAY

NAME OF RECIPIENT - THE SYNERGOS INSTITUTE, INC.

IN GENERAL SUPPORT OF ITS MISSION TO MOBILIZE RESOURCES AND BRIDGE

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SOCIAL AND ECONOMIC DIVIDES TO REDUCE POVERTY AND INCREASE EQUITY

AROUND THE WORLD

NAME OF RECIPIENT - THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF

NEW YORK

FOR USE BY ITS SCHOOL OF INTERNATIONAL AND PUBLIC AFFAIRS IN SUPPORT OF

RESEARCH AND PUBLIC PRESENTATIONS ON RESILIENCE PRACTICE AND THEORY

NAME OF RECIPIENT - THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF

NEW YORK

FOR USE BY ITS MAILMAN SCHOOL OF PUBLIC HEALTH IN SUPPORT OF THE GLOBAL

CONSORTIUM ON CLIMATE AND HEALTH EDUCATION, AN EFFORT TO INCREASE

SOCIETAL AWARENESS OF AND RESILIENCE TO THE HUMAN AND PLANETARY HEALTH

EFFECTS OF CLIMATE CHANGE

NAME OF RECIPIENT - THE URBAN INSTITUTE

IN SUPPORT OF MONITORING AND EVALUATING THE PROGRESS AND LONG-TERM

IMPACTS OF 100 RESILIENT CITIES - PIONEERED BY THE ROCKEFELLER

FOUNDATION, AND GENERATING LEARNING FOR THE URBAN PLANNING AND

RESILIENCE MEASUREMENT FIELDS

NAME OF RECIPIENT - THOMSON REUTERS FOUNDATION

TOWARD THE COSTS OF INTEGRATING CONTENT FROM THE CITISCOPE GLOBAL NEWS

WEBSITE WITH ITS PLACE WEBSITE IN ORDER TO BOLSTER COVERAGE OF CITIES

AND URBAN DEVELOPMENT

NAME OF RECIPIENT - THOMSON REUTERS FOUNDATION

IN SUPPORT OF PRODUCING, CURATING, AND PUBLISHING A WIDE RANGE OF

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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

MULTIMEDIA RESILIENCE CONTENT AND RESOURCES FOR ZILIENT, AN ONLINE

PUBLISHING AND KNOWLEDGE-SHARING PLATFORM FOR RESILIENCE

NAME OF RECIPIENT - TRANSFAIR USA

TOWARD THE COSTS OF ACTIVITIES DESIGNED TO DEVELOP A MARKET FOR

RESPONSIBLE SEAFOOD BY SCALING FAIR TRADE PRINCIPLES TO OTHER SEAFOOD

COMMODITIES

NAME OF RECIPIENT - TROOPER SANDERS

IN SUPPORT OF A FELLOWSHIP TO IDENTIFY JOB GROWTH OPPORTUNITIES

RESULTING FROM TECHNOLOGICAL ADVANCEMENT AND INNOVATION, AND FURTHER

CHARITABLE PURPOSES

NAME OF RECIPIENT - TRUST FOR CONSERVATION INNOVATION

FOR USE BY ITS PROJECT, THE RESILIENT BY DESIGN CHALLENGE, TOWARD THE

COSTS OF DELIVERING A CHALLENGE IN THE SAN FRANCISCO BAY AREA

NAME OF RECIPIENT - TRUSTEES OF BOSTON UNIVERSITY

FOR USE BY ITS INITIATIVE ON CITIES TOWARD THE COSTS OF CONDUCTING THE

2017 MENINO SURVEY OF MAYORS, INCREASING THE SURVEY'S REPRESENTATION OF

AND RELEVANCE TO CITIES IN THE U.S., AND DISSEMINATING THE SURVEY

FINDINGS BROADLY

NAME OF RECIPIENT - TUSK STRATEGIES, INC.

IN SUPPORT OF THE COORDINATION AND FACILITATION OF THE FUTURE OF

RESILIENCE SUMMIT, A HIGH-PROFILE CONVENING AND A RELATED FOLLOW-UP

EVENT TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY

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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - UNFCCC SECRETARIAT, THE KYOTO PROTOCOL AND THE PARIS

AGREEMENT

IN SUPPORT OF LAUNCHING A PLANETARY HEALTH PILLAR WITHIN ITS MOMENTUM

FOR CHANGE INITIATIVE TO RECOGNIZE INNOVATIVE PLANETARY HEALTH

APPROACHES THAT HELP MITIGATE THE THREAT OF CLIMATE CHANGE WHILE

IMPROVING THE HEALTH AND RESILIENCE OF COMMUNITIES AROUND THE WORLD

NAME OF RECIPIENT - UNION OF CONCERNED SCIENTISTS, INC.

TOWARD THE COSTS OF A SUSTAINED AND STRATEGIC COMMUNICATIONS EFFORT TO

DEFEND THE VITAL ROLE SCIENCE PLAYS IN OUR DEMOCRACY TO KEEP AMERICANS

SAFE AND HEALTHY

NAME OF RECIPIENT - UNITED NATIONS FOUNDATION, INC.

FOR USE BY ITS FUTURE STATE INITIATIVE IN SUPPORT OF A PLANNING PHASE

TO EXPLORE WAYS TO ASSIST NATIONS AND INSTITUTIONS WHO WANT TO EMULATE

AND ADAPT MODELS THAT FOSTER INCLUSIVE DIGITAL INFRASTRUCTURE

NAME OF RECIPIENT - UNITED NATIONS HUMAN SETTLEMENTS PROGRAMME

IN SUPPORT OF PREPARATIONS BY ITS URBAN ECOLOGY AND RESILIENCE POLICY

UNIT FOR THE 2016 HABITAT III CONVENING TO BE HELD IN QUITO, ECUADOR,

OCTOBER 2016

NAME OF RECIPIENT - UNITED STATES ARTISTS, INC.

IN SUPPORT OF IDENTIFYING POTENTIAL ARTISTS FOR THE ARTS AND LITERARY

ARTS RESIDENCY PROGRAM AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER,

ITALY

NAME OF RECIPIENT - UNITED STATES ENDOWMENT FOR FORESTRY AND COMMUNITIES,

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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

INC.

FOR USE BY ITS PROJECT, FOREST RESILIENCE BOND, TOWARD THE COSTS OF

FUNDING FOREST RESTORATION IN THE U.S. BY LEVERAGING PRIVATE CAPITAL

NAME OF RECIPIENT - UNIVERSITY OF GREENWICH

FOR USE BY ITS NATURAL RESOURCES INSTITUTE IN SUPPORT OF DEVELOPING A

CASSAVA BAG THAT WILL INCREASE THE SHELF LIFE OF CASSAVA BY UP TO 10

DAYS IN ORDER TO IMPROVE FOOD SECURITY FOR POOR AND VULNERABLE PEOPLE

NAME OF RECIPIENT - UNIVERSITY OF MARYLAND

FOR USE BY ITS ROBERT H. SMITH SCHOOL OF BUSINESS IN SUPPORT OF

CONDUCTING RESEARCH AND ANALYSIS ON POST-HARVEST LOSS ACROSS VALUE

CHAINS AND TO SHARE THE LEARNING WITH KEY STAKEHOLDERS

NAME OF RECIPIENT - UNIVERSITY OF NAIROBI

IN SUPPORT OF ESTABLISHING FRUIT AGGREGATION AND PROCESSING HUBS FOR

SMALLHOLDER FARMERS, AND FACILITATING THE FIRST ALL AFRICA POSTHARVEST

CONGRESS AND EXHIBITION, TO BE HELD IN NAIROBI, KENYA, MARCH 2017

NAME OF RECIPIENT - UNIVERSITY OF NEW ORLEANS

FOR USE BY ITS CENTER FOR HAZARDS ASSESSMENT, RESPONSE AND TECHNOLOGY

TOWARD THE COSTS OF LEADING GLOBAL CONVERSATIONS AND RESEARCH TO

ENHANCE THE COLLECTIVE UNDERSTANDING OF HOW TO PLAN FOR AND ADAPT TO

CLIMATE CHANGE AND SEA LEVEL RISE

NAME OF RECIPIENT - USHAHIDI, INC.

IN SUPPORT OF ITS UCHAGUZI ELECTION MONITORING PROGRAM FOR THE RERUN OF

THE 2017 KENYAN PRESIDENTIAL ELECTION

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NAME OF RECIPIENT - VALUELAB BV

IN SUPPORT OF APPLYING THE RESILIENCE VALUE REVIEW PROCESS TO FOUR

PROJECTS IN ORDER TO VALIDATE THE PROCESS WHILE BUILDING THE RESILIENCE

CAPACITY OF THE PARTICIPATING INTUITIONS

NAME OF RECIPIENT - VILCAP INC.

TOWARD THE COSTS OF A ONE-YEAR PILOT TO BUILD A MORE INCLUSIVE

ENTREPRENEURIAL ECOSYSTEM IN WASHINGTON, D.C. AND TO CREATE A

REPLICABLE MODEL FOR SUBSEQUENT DEPLOYMENT IN OTHER U.S. CITIES

NAME OF RECIPIENT - VIRGINIA ORGANIZING

FOR USE BY ITS PROJECT, TRANSFORM FINANCE, TOWARD THE COSTS OF

DEVELOPING AN INVESTING TOOLKIT THAT AIMS TO EMPOWER INVESTORS TO MAKE

CAPITAL ALLOCATION DECISIONS BASED ON AN ENHANCED UNDERSTANDING OF

RACIAL JUSTICE

NAME OF RECIPIENT - VIRGINIA ORGANIZING

FOR USE BY ITS PROJECT, TRANSFORM FINANCE, TOWARD THE COSTS OF

RESEARCHING AND ANALYZING FINANCIAL TOOLS IN AN EFFORT TO EMPOWER

INVESTORS TO PLAY A ROLE IN FURTHERING THE GOALS OF SOCIAL AND

ENVIRONMENTAL JUSTICE MOVEMENTS IN THE PUBLIC MARKETS

NAME OF RECIPIENT - VITAL RESEARCH LLC

IN SUPPORT OF MONITORING AND EVALUATION ACTIVITIES FOR THE ROCKEFELLER

FOUNDATION BELLAGIO CENTER, ITS GRANTEES, RESIDENTS AND CONFERENCE

PARTICIPANTS IN ORDER TO SUPPORT THE ADAPTIVE MANAGEMENT OF THE CENTER

AND TO DEVELOP KNOWLEDGE PRODUCTS ON USING IT TO PROMOTE GLOBAL CHANGE

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NAME OF RECIPIENT - WENDY TAYLOR

IN SUPPORT OF A FELLOWSHIP TO LEVERAGE ACCELERATING TECHNOLOGIES AND

DATA TO IMPROVE DISEASE SURVEILLANCE AND RESPONSE, AND DIGITALLY

ENABLED COMMUNITY HEALTH, AND FURTHER CHARITABLE PURPOSES

NAME OF RECIPIENT - WINDWARD FUND

TOWARD THE COSTS OF IMPLEMENTING THE RESILIENCE MEASUREMENT, EVIDENCE

AND LEARNING COMMUNITY OF PRACTICE, A PROJECT WHICH BRINGS TOGETHER

LEADING RESILIENCE MEASUREMENT EXPERTS AND PRACTITIONERS TO JOINTLY

ADVANCE THE CONCEPT AND PRACTICE OF RESILIENCE MEASUREMENT

NAME OF RECIPIENT - WNET

TOWARD THE COSTS OF PRODUCING EPISODE 9, THE FUTURE OF CITIES FOR ITS

AWARD-WINNING DOCUMENTARY SERIES, NEW YORK

NAME OF RECIPIENT - WORLD AFFAIRS COUNCIL OF NORTHERN CALIFORNIA

TOWARD THE COSTS OF ITS GLOBAL PHILANTHROPY FORUM, WHICH BRINGS

TOGETHER FOUNDATION LEADERS, INDIVIDUAL DONORS, SOCIAL INVESTORS, AND

AGENTS OF CHANGE TO LEARN MORE ABOUT OPPORTUNITIES FOR INTERNATIONAL

PHILANTHROPY

NAME OF RECIPIENT - WORLD ECONOMIC FORUM

TOWARD THE COSTS OF BRINGING INNOVATIVE SOLUTIONS TO TODAYS MOST

PRESSING GLOBAL CHALLENGES THROUGH ITS LONG-TERM INVESTING,

INFRASTRUCTURE AND DEVELOPMENT, GENDER, EDUCATION AND EMPLOYMENT, FOOD

SECURITY AND AGRICULTURE, AND HEALTH AND HEALTHCARE PROGRAMS

723651 04-01-17 263 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - WORLD FOOD PROGRAMME

IN SUPPORT OF SCALING ITS AGRICULTURAL MARKET ACCESS AND ZERO FOOD LOSS

INITIATIVE TO TANZANIA AND TO ALIGN POST-HARVEST TRAINING AND

TECHNOLOGIES WITH EXISTING VALUE CHAINS

NAME OF RECIPIENT - WORLD HEALTH ORGANIZATION

IN SUPPORT OF SERVING AS THE OFFICIAL SOURCE FOR MEASURING AND

MONITORING UNIVERSAL HEALTH COVERAGE (UHC) PROGRESS, AND COORDINATING

STRATEGIES AND ACTIVITIES TOWARDS ATTAINING THE SUSTAINABLE DEVELOPMENT

GOALS 3.8

NAME OF RECIPIENT - WORLD WILDLIFE FUND INC.

IN SUPPORT OF REDUCING FOOD WASTE AND ASSESSING GLOBAL PROTEIN

PRODUCTION SYSTEMS TO INFORM HIGH-IMPACT, STRATEGIC INTERVENTIONS AIMED

AT SUPPORTING A NOURISHING AND SUSTAINABLE FOOD SYSTEM

NAME OF RECIPIENT - WORLDWIDE INITIATIVES FOR GRANTMAKER SUPPORT, INC.

IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN PHILANTHROPY AND A

CULTURE OF GIVING THROUGH MUTUAL LEARNING AND SUPPORT, KNOWLEDGE

SHARING AND PROFESSIONAL DEVELOPMENT AMONG ITS MEMBERS

NAME OF RECIPIENT - YALE UNIVERSITY

FOR USE BY ITS CENTER FOR THE STUDY OF GLOBALIZATION TOWARD THE COSTS

OF DEVELOPING A SET OF GUIDING PRINCIPLES FOR EQUITABLE AND FINANCIALLY

SUSTAINABLE UNIVERSAL HEALTH COVERAGE UHC, WHICH WILL SERVE AS A

RESOURCE FOR GOVERNMENTS TO DEVELOP UHC STRATEGIES AND POLICIES AND AS

AN INSTRUMENT FOR ORGANIZATIONS AND AGENCIES TO DISCUSS AND BENCHMARK

PROGRESS

723651 04-01-17 264 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information

3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution

NAME OF RECIPIENT - YALE UNIVERSITY

FOR USE BY ITS CENTER FOR THE STUDY OF GLOBALIZATION IN SUPPORT OF

ACTIVITIES TO AID AND PROMOTE THE WORK OF THE ROCKEFELLER FOUNDATION

COMMISSION ON PLANETARY HEALTH, AN INITIATIVE TO DEVELOP THE ECONOMIC

CASE FOR THE NEW FIELD OF PLANETARY HEALTH, AND TO RECOMMEND HIGH-LEVEL

POLICY ACTIONS

NAME OF RECIPIENT - YUNUS SOCIAL BUSINESS GMBH

IN SUPPORT OF PILOTING THE SOCIAL SUCCESS NOTE, AN INNOVATIVE FINANCING

INSTRUMENT, TO ENABLE IMPACT WATER OR A COMPARABLE SOCIAL ENTERPRISE)

TO FUND WATER PURIFICATION SYSTEMS IN UGANDA

723651 04-01-17 265 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Form 2220 Underpayment of Estimated Tax by Corporations OMB No. 1545-0123 | Attach to the corporation's tax return. FORM 990-PF Department of the Treasury 2017 Internal Revenue Service | Go to www.irs.gov/Form2220 for instructions and the latest information. Name Employer identification number THE ROCKEFELLER FOUNDATION 13-1659629 Note: Generally, the corporation isn't required to file Form 2220 (see Part II below for exceptions) because the IRS will figure any penalty owed and bill the corporation. However, the corporation may still use Form 2220 to figure the penalty. If so, enter the amount from page 2, line 38 on the estimated tax penalty line of the corporation's income tax return, but do not attach Form 2220. Part I Required Annual Payment

1 Total tax (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 4,750,009.

2 a Personal holding company tax (Schedule PH (Form 1120), line 26) included on line 1 ~~~~~~ 2a b Look-back interest included on line 1 under section 460(b)(2) for completed long-term contracts or section 167(g) for depreciation under the income forecast method ~~~~~~~~~ 2b

c Credit for federal tax paid on fuels (see instructions) ~~~~~~~~~~~~~~~~~~~~~ 2c d Total. Add lines 2a through 2c 2d 3 Subtract line 2d from line 1. If the result is less than $500, do not complete or file this form. The corporation doesn't owe the penalty ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 4,750,009. 4 Enter the tax shown on the corporation's 2016 income tax return. See instructions. Caution: If the tax is zero or the tax year was for less than 12 months, skip this line and enter the amount from line 3 on line 5 ~~~~~~~~~~~~ 4 419,020.

5 Required annual payment. Enter the smaller of line 3 or line 4. If the corporation is required to skip line 4, enter the amount from line 3  5 419,020. Part II Reasons for Filing - Check the boxes below that apply. If any boxes are checked, the corporation must file Form 2220 even if it doesn't owe a penalty. See instructions. 6 The corporation is using the adjusted seasonal installment method. 7 X The corporation is using the annualized income installment method. 8 X The corporation is a "large corporation" figuring its first required installment based on the prior year's tax. Part III Figuring the Underpayment (a) (b) (c) (d) 9 Installment due dates. Enter in columns (a) through (d) the 15th day of the 4th (Form 990-PF filers: Use 5th month), 6th, 9th, and 12th months of the corporation's tax year ~~~~~~~~~~~~~~~~ 9 05/15/17 06/15/17 09/15/17 12/15/17 10 Required installments. If the box on line 6 and/or line 7 above is checked, enter the amounts from Sch A, line 38. If the box on line 8 (but not 6 or 7) is checked, see instructions for the amounts to enter. If none of these boxes are checked, enter 25% (0.25) of line 5 above in each column ~~~~ 10 104,755. 2,270,250. 1,190,471. 1,184,534. 11 Estimated tax paid or credited for each period. For column (a) only, enter the amount from line 11 on line 15. See instructions ~~~~~~~~~~~~~~~~~~ 11 6,253,333. 1,900,000. 800,000. Complete lines 12 through 18 of one column before going to the next column. 12 Enter amount, if any, from line 18 of the preceding column 12 6,148,578. 5,778,328. 5,387,857. 13 Add lines 11 and 12 ~~~~~~~~~~~~~~~~~ 13 8,048,578. 6,578,328. 5,387,857. 14 Add amounts on lines 16 and 17 of the preceding column 14 15 Subtract line 14 from line 13. If zero or less, enter -0- ~~ 15 6,253,333. 8,048,578. 6,578,328. 5,387,857. 16 If the amount on line 15 is zero, subtract line 13 from line 14. Otherwise, enter -0- ~~~~~~~~~~~~~~~ 16 0. 0. 17 Underpayment. If line 15 is less than or equal to line 10, subtract line 15 from line 10. Then go to line 12 of the next column. Otherwise, go to line 18 ~~~~~~~~~~~ 17 18 Overpayment. If line 10 is less than line 15, subtract line 10 from line 15. Then go to line 12 of the next column  18 6,148,578. 5,778,328. 5,387,857. Go to Part IV on page 2 to figure the penalty. Do not go to Part IV if there are no entries on line 17 - no penalty is owed. LHA For Paperwork Reduction Act Notice, see separate instructions. Form 2220 (2017)

712801 02-07-18 266 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 FORM 990-PF Form 2220 (2017) THE ROCKEFELLER FOUNDATION 13-1659629 Page 2 Part IV Figuring the Penalty

(a) (b) (c) (d) 19 Enter the date of payment or the 15th day of the 4th month after the close of the tax year, whichever is earlier. (C Corporations with tax years ending June 30 and S corporations: Use 3rd month instead of 4th month. Form 990-PF and Form 990-T filers: Use 5th month instead of 4th month.) See instructions ~~~~~~~~ 19 20 Number of days from due date of installment on line 9 to the date shown on line 19 ~~~~~~~~~~~~~~~~~ 20

21 Number of days on line 20 after 4/15/2017 and before 7/1/2017 ~~ 21

22 Underpayment on line 17 x Number of days on line 21 x 4% (0.04) ~ 22 $ $ $ $ 365

23 Number of days on line 20 after 06/30/2017 and before 10/1/2017 ~ 23

24 Underpayment on line 17 x Number of days on line 23 x 4% (0.04) ~ 24 $ $ $ $ 365

25 Number of days on line 20 after 9/30/2017 and before 1/1/2018 ~~ 25

26 Underpayment on line 17 x Number of days on line 25 x 4% (0.04) ~ 26 $ $ $ $ 365

27 Number of days on line 20 after 12/31/2017 and before 4/1/2018 ~ 27

28 Underpayment on line 17 x Number of days on line 27 x 4% (0.04) ~ 28 $ $ $ $ 365

29 Number of days on line 20 after 3/31/2018 and before 7/1/2018 ~~ 29

30 Underpayment on line 17 x Number of days on line 29 x *% ~~~ 30 $ $ $ $ 365

31 Number of days on line 20 after 6/30/2018 and before 10/1/2018 ~ 31

32 Underpayment on line 17 x Number of days on line 31 x *% ~~~ 32 $ $ $ $ 365

33 Number of days on line 20 after 9/30/2018 and before 1/1/2019 ~~ 33

34 Underpayment on line 17 x Number of days on line 33 x *% ~~~ 34 $ $ $ $ 365

35 Number of days on line 20 after 12/31/2018 and before 3/16/2019 ~ 35

36 Underpayment on line 17 x Number of days on line 35 x *% ~~~ 36 $ $ $ $ 365

37 Add lines 22, 24, 26, 28, 30, 32, 34, and 36 ~~~~~~~~~ 37 $ $ $ $

38 Penalty. Add columns (a) through (d) of line 37. Enter the total here and on Form 1120, line 33; or the comparable line for other income tax returns  38 $ 0. * Use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter. These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin. To obtain this information on the Internet, access the IRS website at www.irs.gov. You can also call 1-800-829-4933 to get interest rate information. Form 2220 (2017)

712802 02-07-18 267 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Form 2220 (2017) FORM 990-PF Page 3 Schedule A Adjusted Seasonal Installment Method and Annualized Income Installment Method See instructions. Form 1120S filers: For lines 1, 2, 3, and 21, below, "taxable income" refers to excess net passive income or the amount on which tax is imposed under section 1374(a), whichever applies. Part I Adjusted Seasonal Installment Method Caution: Use this method only if the base period percentage for any 6 consecutive months is at least 70%. See instructions.

(a) (b) (c) (d) 1 Enter taxable income for the following periods. First 3 months First 5 months First 8 months First 11 months a Tax year beginning in 2014 ~~~~~~~~~~~~ 1a b Tax year beginning in 2015 ~~~~~~~~~~~~ 1b

c Tax year beginning in 2016 ~~~~~~~~~~~~ 1c 2 Enter taxable income for each period for the tax year beginning in 2017. See the instructions for the treatment of extraordinary items 2

First 4 months First 6 months First 9 months Entire year 3 Enter taxable income for the following periods.

a Tax year beginning in 2014 ~~~~~~~~~~~~ 3a

b Tax year beginning in 2015 ~~~~~~~~~~~~ 3b

c Tax year beginning in 2016 ~~~~~~~~~~~~ 3c 4 Divide the amount in each column on line 1a by the amount in column (d) on line 3a ~~~~~~~~~~ 4 5 Divide the amount in each column on line 1b by the amount in column (d) on line 3b ~~~~~~~~~~ 5 6 Divide the amount in each column on line 1c by the amount in column (d) on line 3c ~~~~~~~~~~ 6

7 Add lines 4 through 6 ~~~~~~~~~~~~~~~ 7

8 Divide line 7 by 3.0 ~~~~~~~~~~~~~~~~ 8 9a Divide line 2 by line 8 ~~~~~~~~~~~~~~~ 9a b Extraordinary items (see instructions) ~~~~~~~~ 9b c Add lines 9a and 9b ~~~~~~~~~~~~~~~ 9c 10 Figure the tax on the amt on ln 9c using the instr for Form 1120, Sch J, line 2 or comparable line of corp's return ~ 10 11a Divide the amount in columns (a) through (c) on line 3a by the amount in column (d) on line 3a ~~~~~~~ 11a b Divide the amount in columns (a) through (c) on line 3b by the amount in column (d) on line 3b ~~~~~~~ 11b c Divide the amount in columns (a) through (c) on line 3c by the amount in column (d) on line 3c ~~~~~~~ 11c 12 Add lines 11a though 11c ~~~~~~~~~~~~~ 12 13 Divide line 12 by 3.0 ~~~~~~~~~~~~~~~ 13 14 Multiply the amount in columns (a) through (c) of line 10 by columns (a) through (c) of line 13. In column (d), enter the amount from line 10, column (d) ~~~~~~~~ 14 15 Enter any alternative minimum tax for each payment period. See instructions ~~~~~~~~~~~~~~ 15

16 Enter any other taxes for each payment period. See instr. 16 17 Add lines 14 through 16 ~~~~~~~~~~~~~~ 17 18 For each period, enter the same type of credits as allowed on Form 2220, lines 1 and 2c. See instructions ~~~~ 18 19 Total tax after credits. Subtract line 18 from line 17. If zero or less, enter -0-  19 712821 02-07-18 Form 2220 (2017) 268 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Form 2220 (2017) FORM 990-PF Page 4 ** Part II Annualized Income Installment Method

(a) (b) (c) (d) First 2 First 3 First 6 First 9 20 Annualization periods (see instructions) ~~~~~~~ 20 months months months months 21 Enter taxable income for each annualization period. See instructions for the treatment of extraordinary items ~~ 21 38,439,084. 77,279,740. 129,072,882. 223,650,063.

22 Annualization amounts (see instructions) ~~~~~~ 22 6.000000 4.000000 2.000000 1.333330

23a Annualized taxable income. Multiply line 21 by line 22 ~ 23a 230,634,504. 309,118,960. 258,145,764. 298,199,338. b Extraordinary items (see instructions) ~~~~~~~~ 23b c Add lines 23a and 23b ~~~~~~~~~~~~~~ 23c 230,634,504. 309,118,960. 258,145,764. 298,199,338. 24 Figure the tax on the amount on line 23c using the instructions for Form 1120, Schedule J, line 2, or comparable line of corporation's return ~~~~~~ 24 4,612,690. 6,182,379. 5,162,915. 5,963,987. 25 Enter any alternative minimum tax for each payment period (see instructions) ~~~~~~~~~~~~~~ 25

26 Enter any other taxes for each payment period. See instr. 26

27 Total tax. Add lines 24 through 26 ~~~~~~~~~ 27 4,612,690. 6,182,379. 5,162,915. 5,963,987. 28 For each period, enter the same type of credits as allowed on Form 2220, lines 1 and 2c. See instructions ~~~~ 28 29 Total tax after credits. Subtract line 28 from line 27. If zero or less, enter -0- ~~~~~~~~~~~~~~~ 29 4,612,690. 6,182,379. 5,162,915. 5,963,987.

30 Applicable percentage ~~~~~~~~~~~~~~ 30 25% 50% 75% 100%

31 Multiply line 29 by line 30  31 1,153,173. 3,091,190. 3,872,186. 5,963,987. Part III Required Installments

Note: Complete lines 32 through 38 of one column 1st 2nd 3rd 4th before completing the next column. installment installment installment installment 32 If only Part I or Part II is completed, enter the amount in each column from line 19 or line 31. If both parts are completed, enter the smaller of the amounts in each column from line 19 or line 31 ~~~~~~~~~~~ 32 1,153,173. 3,091,190. 3,872,186. 5,963,987. 33 Add the amounts in all preceding columns of line 38. See instructions ~~~~~~~~~~~~~~~~~ 33 104,755. 2,375,005. 3,562,507. 34 Adjusted seasonal or annualized income installments. Subtract line 33 from line 32. If zero or less, enter -0- ~ 34 1,153,173. 2,986,435. 1,497,181. 2,401,480. 35 Enter 25% (0.25) of line 5 on page 1 of Form 2220 in each column. Note: "Large corporations," see the instructions for line 10 for the amounts to enter ~~~~ 35 104,755. 2,270,250. 1,187,502. 1,187,503. 36 Subtract line 38 of the preceding column from line 37 of the preceding column ~~~~~~~~~~~~~~ 36

37 Add lines 35 and 36 ~~~~~~~~~~~~~~~ 37 104,755. 2,270,250. 1,187,502. 1,187,503. 38 Required installments. Enter the smaller of line 34 or line 37 here and on page 1 of Form 2220, line 10. See instructions  38 104,755. 2,270,250. 1,187,502. 1,187,503. Form 2220 (2017) ** ANNUALIZED INCOME INSTALLMENT METHOD USING STANDARD OPTION

712822 02-07-18 269 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS STATEMENT 1 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) REVENUE NET INVESTMENT ADJUSTED SOURCE PER BOOKS INCOME NET INCOME }}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS 1,172,333. 1,172,333. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO PART I, LINE 3 1,172,333. 1,172,333. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 2 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

CAPITAL (A) (B) (C) GROSS GAINS REVENUE NET INVEST- ADJUSTED SOURCE AMOUNT DIVIDENDS PER BOOKS MENT INCOME NET INCOME }}}}}} }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} DIVIDENDS AND INTEREST 30,378,643. 0. 30,378,643. 30,378,643. DIVIDENDS AND INTEREST THROUGH K-1S 0. 0. 0. 31,441,463. }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} TO PART I, LINE 4 30,378,643. 0. 30,378,643. 61,820,106. ~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER INCOME STATEMENT 3 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) REVENUE NET INVEST- ADJUSTED DESCRIPTION PER BOOKS MENT INCOME NET INCOME }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} OTHER INCOME THROUGH K-1S, NET OF UBI 0. 5,718,344. PROGRAM RELATED INVESTMENT INCOME 758,877. 758,877. FOREIGN EXCHANGE LOSS -9,023,244. -9,023,244. SECURITIES LITIGATION PROCEEDS 85,457. 85,457. GRANT REFUNDS 1,866,807. 0. ROYALTIES 3,755. 3,755. OTHER INCOME 976. 976. UBIT STATE REFUNDS 594,392. 0. }}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} TOTAL TO FORM 990-PF, PART I, LINE 11 -5,712,980. -2,455,835. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~

270 STATEMENT(S) 1, 2, 3 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF LEGAL FEES STATEMENT 4 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} AZB & PARTNERS 52,075. 0. 52,075. BATES WELLS BRAITHWAITE 10,341. 0. 10,341. BOWMANS COULSON HARNEY 2,182. 0. 2,182. DAVIS WRIGHT TREMAINE LLP 12,621. 0. 12,621. FRAGOMEN, DEL REY, BERNSEN & LOEWY, P.C. 25,249. 0. 25,249. GOODELL, DEVRIES, LEECH & DANN, LLP 27,227. 0. 27,227. K & L GATES LLP 66,705. 0. 66,705. KAPLAN & STRATTON 2,033. 0. 2,033. PATTERSON, BELKNAP, WEBB & TYLER LLP 1,080,775. 27,760. 1,053,015. PROSKAUER ROSE LLP 76,752. 64,906. 11,846. ROPES AND GRAY LLP 211,408. 211,408. 0. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FM 990-PF, PG 1, LN 16A 1,567,368. 304,074. 1,263,294. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF ACCOUNTING FEES STATEMENT 5 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} PKF O'CONNOR DAVIES, LLP 443,198. 247,311. 137,887. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990-PF, PG 1, LN 16B 443,198. 247,311. 137,887. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER PROFESSIONAL FEES STATEMENT 6 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} CONSULTANTS (ADMINISTRATIVE) 2,556,861. 0. 2,555,736. CONSULTANTS (DIRECT PROGRAMMATIC EXPENDITURES) 3,563,329. 0. 3,563,329. CUSTODIANS & INVESTMENT MANAGERS 6,157,740. 5,892,395. 0. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990-PF, PG 1, LN 16C 12,277,930. 5,892,395. 6,119,065. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

271 STATEMENT(S) 4, 5, 6 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF TAXES STATEMENT 7 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} FOREIGN WITHHOLDING TAXES 311,484. 1,765,619. 0. FEDERAL EXCISE AND UBI TAX 5,382,490. 0. 0. STATE UBI TAXES 45,630. 0. 0. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990-PF, PG 1, LN 18 5,739,604. 1,765,619. 0. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER EXPENSES STATEMENT 8 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} COMPUTER/FURNITURE AND EQUIPMENT 1,099,757. 364. 1,092,556. OFFICE EXPENSES (SUPPLIES, POSTAGE, OTHER) 411,330. 2,140. 407,892. SUNDRIES (INSURANCE, MEMBERSHIPS, TRAINING, STAFF FUNCTIONS, OTHER) 1,255,898. 18,162. 1,231,772. CREDIT FACILITY FEES 211,944. 0. 211,944. OTHER PORTFOLIO DEDUCTIONS 0. 32,560,214. 0. BROKER COMMISSIONS 7,927. 7,927. 0. }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990-PF, PG 1, LN 23 2,986,856. 32,588,807. 2,944,164. ~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER INCREASES IN NET ASSETS OR FUND BALANCES STATEMENT 9 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} CHANGE IN UNREALIZED GAIN ON INVESTMENTS AND PRI'S 315,585,463. PENSION AND POSTRETIREMENT BENEFIT LIABILITY ADJUSTMENTS 3,299,195. CHANGE IN FAIR VALUE OF INTEREST RATE SWAP 146,502.

}}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART III, LINE 3 319,031,160. ~~~~~~~~~~~~~~

272 STATEMENT(S) 7, 8, 9 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER DECREASES IN NET ASSETS OR FUND BALANCES STATEMENT 10 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} PROVISION FOR DEFERRED FEDERAL EXCISE TAX 6,312,000. DEFERRED COMPENSATION PLAN (457B) UNREALIZED 197,550.

}}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART III, LINE 5 6,509,550. ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF U.S. AND STATE/CITY GOVERNMENT OBLIGATIONS STATEMENT 11 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

U.S. OTHER FAIR MARKET DESCRIPTION GOV'T GOV'T BOOK VALUE VALUE }}}}}}}}}}} }}}}} }}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} SHORT TERM INVESTMENT FUND II X INVESTMENT FUND II 7,347,120. 7,347,120. U S TREASURY NOTE 1.000% 11/30/2019 X DD 11/30/12 1,868,764. 1,868,764. U S TREASURY NOTE 1.375% 01/15/2020 X DD 01/15/17 494,845. 494,845. U S TREASURY NOTE 1.625% 02/15/2026 X DD 02/15/16 1,511,008. 1,511,008. U S TREASURY NOTE 1.625% 11/15/2022 X DD 11/15/12 1,851,607. 1,851,607. U S TREASURY NOTE 1.750% 05/15/2023 X DD 05/15/13 3,316,190. 3,316,190. U S TREASURY NOTE 2.000% 02/15/2023 X DD 02/15/13 296,919. 296,919. U S TREASURY NOTE 2.000% 11/15/2021 X DD 11/15/11 2,093,763. 2,093,763. U S TREASURY NOTE 2.000% 11/15/2026 X DD 11/15/16 1,935,540. 1,935,540. U S TREASURY NOTE 2.250% 11/15/2025 X DD 11/15/15 2,775,388. 2,775,388. U S TREASURY NOTE 2.375% 05/15/2027 X DD 05/15/17 1,695,155. 1,695,155. U S TREASURY NOTE 2.500% 05/15/2024 X DD 05/15/14 505,645. 505,645. U S TREASURY NOTE 2.625% 11/15/2020 X DD 11/15/10 916,245. 916,245.

}}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL U.S. GOVERNMENT OBLIGATIONS 26,608,189. 26,608,189. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART II, LINE 10A 26,608,189. 26,608,189. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

273 STATEMENT(S) 10, 11 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF CORPORATE STOCK STATEMENT 12 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FAIR MARKET DESCRIPTION BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} 2U INC 1,482,182. 1,482,182. ATLASSIAN CORP PLC 778,483. 778,483. COUPA SOFTWARE INC 2,072,321. 2,072,321. CTRIP.COM INTERNATIONAL LTD ADR 848,440. 848,440. FACEBOOK INC 632,786. 632,786. JUMEI INTERNATIONAL HOLDING LT ADR 202,727. 202,727. OKTA INC 1,403,735. 1,403,735. QUANTENNA COMMUNICATIONS INC 4,782. 4,782. SUNRUN INC 189,785. 189,785. TABLEAU SOFTWARE INC 856,281. 856,281. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART II, LINE 10B 8,471,522. 8,471,522. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER INVESTMENTS STATEMENT 13 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

VALUATION FAIR MARKET DESCRIPTION METHOD BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} 12 WEST CAPITAL FMV 32,529,332. 32,529,332. 12 WEST PUNCH CARD FUND LP FMV 6,179,125. 6,179,125. ABRY ADVANCED SECS FD III LP FMV 8,543,866. 8,543,866. ABRY ADVANCED SECURITIES FD II FMV 2,367,294. 2,367,294. ABRY HERITAGE PARTNERS LP FMV 1,289,736. 1,289,736. ABRY PARTNERS VI LP FMV 475,638. 475,638. ABRY PARTNERS VII L.P. FMV 4,737,711. 4,737,711. ABRY PARTNERS VIII LP FMV 13,446,904. 13,446,904. ABRY SENIOR EQUITY IV L.P. FMV 5,933,790. 5,933,790. ABRY SENIOR EQUITY V LP FMV 785,490. 785,490. ACCEL GROWTH FD IV LP FMV 5,777,139. 5,777,139. ACCEL GROWTH FUND II LP FMV 12,862,993. 12,862,993. ACCEL GROWTH FUND III LP FMV 18,629,877. 18,629,877. ACCEL INDIA III LIMITED PARTNERSHIP FMV 8,171,246. 8,171,246. ACCEL INDIA IV LP FMV 12,485,600. 12,485,600. ACCEL INDIA V LP FMV 2,681,203. 2,681,203. ACCEL IX LP FMV 2,521,352. 2,521,352. ACCEL LEADERS FUND LP FMV 1,612,384. 1,612,384. ACCEL X LP FMV 15,597,819. 15,597,819. ACCEL XI FMV 6,221,590. 6,221,590. ACCEL XII LP FMV 9,347,605. 9,347,605. ACCEL XIII LP FMV 1,741,821. 1,741,821. ADAGE CAPITAL PARTNERS FMV 160,776,676. 160,776,676. ADELIS EQUITY PARTNERS FD I AB FMV 14,307,515. 14,307,515. ADELIS EQUITY PARTNERS FUND II AB FMV 24,520. 24,520. ADP II HOLDING 8 LP FMV 2,735,029. 2,735,029. AETOS CAPITAL ASIA T E II LTD FMV 1,460,292. 1,460,292. AFRICAN DEVELOP PTNS II HLDG 4 LP FMV 3,480,741. 3,480,741. AFRICAN DEVELOPMENT PARTNERS II LP FMV 6,573,066. 6,573,066. AH ANNEX FUND L.P FMV 6,399,450. 6,399,450. AH BIO FUND I LP FMV 1,794,768. 1,794,768. AH PARALLEL FUND III LP FMV 7,412,930. 7,412,930. 274 STATEMENT(S) 12, 13 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} AH PARALLEL FUND IV LP FMV 8,464,844. 8,464,844. AH PARALLEL FUND V LP FMV 692,318. 692,318. ALCHEMY SPECIAL OPP FD III LP FMV 7,443,331. 7,443,331. ALLIED INVENTORS FUND LLC FMV 1,837,067. 1,837,067. ALPINE INVESTORS III FMV 9,040,536. 9,040,536. ALPINE INVESTORS IV LP FMV 14,193,073. 14,193,073. ALPINE INVESTORS V LP FMV 11,050,610. 11,050,610. ANCHORAGE CAPITAL PARTNERS OFFSHORE FMV LTD 65,209,968. 65,209,968. ANDREESSEN HOROWITZ FD IV LP FMV 14,988,739. 14,988,739. ANDREESSEN HOROWITZ FUND II LP FMV 13,511,933. 13,511,933. ANDREESSEN HOROWITZ FUND III LP FMV 20,300,331. 20,300,331. ANDREESSEN HOROWITZ FUND V LP FMV 2,503,826. 2,503,826. AP CAYMAN PARTNERS II LP FMV 1,317,079. 1,317,079. ARC ENERGY FUND 7 US LP FMV 7,013,345. 7,013,345. ARC ENERGY FUND 8 LP FMV 7,927,376. 7,927,376. ARCLIGHT ENERGY III FMV 50,860. 50,860. ARCLIGHT ENERGY PARTNERS FUND V LP FMV 9,535,619. 9,535,619. ARCLIGHT ENERGY PTNRS FUND IV LP FMV 1,545,089. 1,545,089. ARIOSE CHINA GROWTH OFFSHORE FUND FMV 33,175,200. 33,175,200. ASLAN RLTY PRTNRS II LP FMV 1,820,900. 1,820,900. ASPENLEAF ENERGY LIMITED FMV 1,331,336. 1,331,336. ATERIAN INVESTMENT PARTNERS II LP FMV 11,836,182. 11,836,182. AUDAX PRIVATE EQUITY FUND II FMV 654,968. 654,968. AUDAX PRIVATE EQUITY FUND III FMV 3,430,982. 3,430,982. AUDAX PRIVATE EQUITY FUND IV LP FMV 20,544,586. 20,544,586. BAILLIE GIFFORD EM FUND CL K FMV 69,046,957. 69,046,957. BAIN CAPITAL ASIA FUND LP FMV 109,969. 109,969. BAIN CAPITAL FUND IX LP FMV 1,548,062. 1,548,062. BAIN CAPITAL FUND VIII-E LP FMV 351,265. 351,265. BAIN CAPITAL IX COINVESTMENT FUND FMV LP 1,170,762. 1,170,762. BANYAN PARTNERS FD I LP FMV 29,620,785. 29,620,785. BANYAN PARTNERS FUND II LP FMV 18,543,846. 18,543,846. BANYAN PARTNERS FUND III LP FMV 771,676. 771,676. BATTERY VENTURES VI LP FMV 25,958. 25,958. BAUPOST VALUE IV FMV 88,499,761. 88,499,761. BC EUROPEAN CAPITAL VII FMV 88,453. 88,453. BENCHMARK CAP PTNRS VII-ANNEX LP FMV 471,267. 471,267. BENCHMARK CAPITAL PARTNERS IV FMV 594,865. 594,865. BENCHMARK CAPITAL PARTNERS V FMV 5,253,300. 5,253,300. BENCHMARK CAPITAL PARTNERS VI LP FMV 10,963,491. 10,963,491. BENCHMARK CAPITAL PARTNERS VIII LP FMV 8,999,873. 8,999,873. BENCHMARK CAPITAL PTRNS VII FMV 152,839,994. 152,839,994. BERKSHIRE FUND VI LP FMV 8,030,180. 8,030,180. BERKSHIRE FUND VII LP FMV 8,293,097. 8,293,097. BERKSHIRE FUND VIII LP FMV 16,666,450. 16,666,450. BLACKROCK 1 3YR TREASURY INDEX NON FMV LENDABLE FUND B 82,814,013. 82,814,013. BLACKROCK 7 10YR TREASURY INDEX NON FMV LENDABLE FUND B 44,910,814. 44,910,814. BLACKSTONE RE PARTNERS VIII LP FMV 8,153,487. 8,153,487. BLUE RIDGE OFFSHORE PARTNERSHIP LP FMV 01/07 34,994,435. 34,994,435. BLUEHOUSE ACCESSION PRPTY III FMV 8,824,539. 8,824,539. BLUEHOUSE PROPERTY FD IV FEEDER LP FMV 909,911. 909,911. BRACEBRIDGE FMV 41,739,879. 41,739,879. BRIDGEWATER PURE ALPHA FMV 62,454,833. 62,454,833.

275 STATEMENT(S) 13 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} BROADREACH CAPITAL PARTNERS LLC FMV REIT II 1,986,795. 1,986,795. BROOKDALE INVESTORS FIVE LP FMV 4,168,337. 4,168,337. BROOKDALE INVESTORS SIX LP FMV 8,667. 8,667. CADENT ENERGY PARTNERS I FMV 215,740. 215,740. CADENT ENERGY PARTNERS II FMV 14,799,168. 14,799,168. CAPITAL RESOURCE PARTNERS V FMV 2,389,361. 2,389,361. CARL MARKS STRATEGIC OPPORTUNITIES FMV FUND II LP 24,667,718. 24,667,718. CARL MARKS STRATEGIC OPPTYSFD LP FMV 783,699. 783,699. CARNELIAN ENERGY CAPITAL II LP FMV 1,203,277. 1,203,277. CARNELIAN ENERGY CAPITAL LP FMV 11,718,462. 11,718,462. CASTANEA PARTNERS III LP FMV 10,011,725. 10,011,725. CATALYST FUND IV PARALLEL LP FMV 4,500,782. 4,500,782. CATALYST FUND LIMITED PARTNERSHIP FMV IV 16,776,246. 16,776,246. CATALYST FUND V FMV 5,834,458. 5,834,458. CERBERUS INSTITUTIONAL PARTNERS FMV (SERIES FOUR) L P 3,701,125. 3,701,125. CERBERUS INSTITUTIONAL PARTNERS LP FMV SERIES III 805,496. 805,496. CERBERUS INSTITUTIONAL PARTNERS V FMV LP 17,636,056. 17,636,056. CHARLES RIVER PARTNERSHIP XI FMV 140,686. 140,686. CHARLES RIVER PARTNERSHIP XII LP FMV 165,483. 165,483. CHARLES RIVER PARTNERSHIP XIII LP FMV 844,969. 844,969. CHARLES RIVER XII ANNEX FMV 3,153. 3,153. CHRYSCAPITAL IV LLC FMV 983. 983. CHRYSCAPITAL V LLC FMV 835. 835. CICC GROWTH I FMV 9,523,508. 9,523,508. COMMONFUND NATURAL RESOURCE VI FMV 3,852,040. 3,852,040. COMMONFUND NATURAL RESOURCES FMV PARTNERS VII 5,746,255. 5,746,255. CROSSPOINT VTR PTRS 2000 Q FMV 1,000,139. 1,000,139. CRP XI ANNEX FUND LP FMV 19,820. 19,820. DECHENG CAP CHINA LIFE SCIENCE USD FMV FD II LP 10,404,959. 10,404,959. DENHAM COMMODITY PARTNERS VI FMV 17,588,828. 17,588,828. DESIGNATED INVESTMENT -A NR APRIL FMV 2014 USD 1,552,475. 1,552,475. DESIGNATED INVESTMENT -A NR INITAL FMV SUB SERIES USD 6,623,881. 6,623,881. DYMON ASIA MACRO FUND SERIES 1 FMV 9,975,529. 9,975,529. DYMON ASIA MACRO FUND SERIES 393 FMV 5,355,900. 5,355,900. DYMON ASIA MACRO FUND SERIES 450 FMV 32,856,900. 32,856,900. DYNAMO BRAZIL VIII FMV 16,499,642. 16,499,642. EDGBASTON ASIAN EQUITY TRUST FMV 61,702,209. 61,702,209. ELLIOT INTERNATIONAL FMV 7,003,856. 7,003,856. EMERALD HILL CAP PARTNERS II LP FMV 14,823,397. 14,823,397. EMERALD HILL CAP PARTNERS III LP FMV 5,133,873. 5,133,873. ENA FUND FMV 38,420,212. 38,420,212. ENCAP ENERGY CAPITAL FUND X LP FMV 8,607,434. 8,607,434. FARALLON CAPITAL INST PARTNERS LP FMV 5,405,081. 5,405,081. FIRELAKE STRATEGIC TECH II FMV 1,299,706. 1,299,706. FIVE POINT CAP MIDSTREAM FD FMV COINVEST IIA LP 6,555,527. 6,555,527. FIVE POINT CAP MIDSTREAM FD III LP FMV 3,067,065. 3,067,065.

276 STATEMENT(S) 13 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} FIVE POINT CAP MIDSTREAM FD III FMV SIDE CAR-I LP 1,398,911. 1,398,911. FIVE POINT CAPITAL MIDSTREAM II LP FMV 18,270,868. 18,270,868. FLEXPOINT FUND II LP FMV 6,572,715. 6,572,715. FLEXPOINT FUND III LP FMV 3,070,418. 3,070,418. FLEXPOINT PPH AGGREGATOR LLC FMV 2,370,196. 2,370,196. FLEXPOINT SPECIAL ASSETS FD LP FMV 457,313. 457,313. FORESITE CAPITAL FD II LP FMV 15,290,041. 15,290,041. FORESITE CAPITAL FUND IV LP FMV 3,870,468. 3,870,468. FORESITE CAPITAL III LP FMV 15,980,103. 15,980,103. FORESITE CAPITAL V-B LLC FMV 3,057,303. 3,057,303. FORESITE CAPITAL V-C LLC FMV 1,510,768. 1,510,768. FORESITE CAPITAL V-D LLC FMV 2,143,616. 2,143,616. FORTRESS INVEST FD III (FD-B) FMV 3,692,368. 3,692,368. FORTRESS INVESTMENT FUND V FMV (COINVESTMENT FUNDS) 1,630,384. 1,630,384. FORTRESS INVESTMENT FUND V (FUND C) FMV LP 25,435,394. 25,435,394. FORTRESS INVESTMENTS IV FMV 6,835,299. 6,835,299. FORUM ASIAN REALTY INCOME II LP FMV 176,540. 176,540. FREMONT STRATEGIC PROPERTY PARTNERS FMV II 1,009,265. 1,009,265. GENERATION IM GLOBAL EQUITY FUND FMV LLC 122,945,919. 122,945,919. GGV CAPITAL V FMV 10,686,532. 10,686,532. GGV CAPITAL VI LP FMV 2,249,999. 2,249,999. GGV DISCOVERY FD I LP FMV 1,839,086. 1,839,086. GIM (GLOBAL EQUITY) INVESTMENT LP FMV 444,208. 444,208. GLENDON OPPORTUNITIES FD LP FMV 17,215,779. 17,215,779. GLOBAL MKT NEUTRAL FUND B FMV 40,876,874. 40,876,874. GRAFTON DIRECT ASSETS STRATEGY LP FMV 10,936,975. 10,936,975. GRAHAM PARTNERS II FMV 4,398,336. 4,398,336. GRAHAM PTNRS II CO-INVEST LP FMV 2,063,676. 2,063,676. GRATICULE ASIA MACRO FUND FMV 45,951,820. 45,951,820. HAMPSHIRE PARTNERS FUND VIII FMV 4,711,662. 4,711,662. HARVEST SMALL CAP OFFSHORE CLASS A FMV SER 1 18,402,457. 18,402,457. HARVEST SMALL CAP OFFSHORE CLASS A FMV SER 4 449,921. 449,921. HARVEST SMALL CAP OFFSHORE LTD FMV CLASS A SER 1 2017 1,371,965. 1,371,965. HARVEST SMALL CAP OFFSHORE LTD FMV CLASS A SER 2 2017 689,257. 689,257. HARVEST SMALL CAP OFFSHORE LTD FMV CLASS A SERIES 12 2017 1,448,918. 1,448,918. HEMISFERIO SUL INVESTIMENTOS FD IV FMV 1,756,273. 1,756,273. HEMISFERIO SUL INVESTIMENTOS FD IV FMV (A) 1,756,273. 1,756,273. HEMISFERIO SUL INVESTIMENTOS FD IV FMV (B) 1,756,273. 1,756,273. HIGHFIELDS FMV 48,848,504. 48,848,504. HIGHLAND CAPITAL PARTNERS V FMV 172,186. 172,186. HIGHLAND CAPITAL PARTNERS VI L P FMV 1,326,551. 1,326,551. HOSKING PARTNERS LLC FUND (HPGEF) FMV 123,324,203. 123,324,203. HSCP STRATEGIC I FMV 2,623,263. 2,623,263. HSI HIGH YIELD CREDIT I A LP FMV 3,880,074. 3,880,074. HSI HIGH YIELD CREDIT I B LP FMV 3,880,074. 3,880,074.

277 STATEMENT(S) 13 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} HSI HIGH YIELD CREDIT I CO- INVEST FMV PADDOCK LP 475,116. 475,116. HSI HIGH YIELD CREDIT I CO-INVEST FMV PADDOCK A 475,116. 475,116. HSI HIGH YIELD CREDIT I CO-INVEST FMV PADDOCK B 475,116. 475,116. HSI HIGH YIELD CREDIT I LP FMV 3,880,074. 3,880,074. HUTENSKY CAPITAL REIT 1 FMV 2,729,000. 2,729,000. ICG COMMUNICATIONS INC WT EXP FMV 10/10/07 921. 921. IDG ACCEL CHINA CAPITAL I FMV 16,629,648. 16,629,648. IDG ACCEL CHINA GROWTH FD II FMV 48,530,623. 48,530,623. IDG CHINA VENTURE CAP FD IV LP FMV 12,867,050. 12,867,050. IDG-ACCEL CHINA CAPITAL FUND II FMV L.P. 12,759,084. 12,759,084. IDG-ACCEL CHINA GROWTH FUND III LP FMV 14,764,345. 14,764,345. IDG-ACCEL CHINA GROWTH FUND LP FMV 10,581,932. 10,581,932. INSTITUTIONAL VENTURE L P IV FMV 1,436,722. 1,436,722. JC FLOWERS II LP FMV 3,327,499. 3,327,499. KILDARE EUROPEAN PARTNERS I LP FMV 8,307,376. 8,307,376. KING STREET CAPITAL II FMV 806,512. 806,512. LANSDOWNE UK EQUITY FUND LIMITED FMV 50,088,505. 50,088,505. LASCAUX RESOURCE CAPITAL FUND I LP FMV 10,187,801. 10,187,801. LATIN POWER FD III FMV 1,557,415. 1,557,415. LC FUND V LP FMV 13,267,334. 13,267,334. LIME ROCK PARTNERS III LP FMV 116,799. 116,799. LIME ROCK PARTNERS IV LP FMV 33,412,353. 33,412,353. LIME ROCK PARTNERS V LP FMV 14,209,366. 14,209,366. LITTLEJOHN FUND III LP FMV 305,756. 305,756. LITTLEJOHN FUND IV FMV 5,618,415. 5,618,415. LJ BRODER CO-INVEST II LLC FMV 1,097,230. 1,097,230. LJ BRODER CO-INVEST LLC FMV 4,353,485. 4,353,485. LNK PARTNERS II L.P. FMV 20,267,238. 20,267,238. LNK PARTNERS III LP FMV 1,089. 1,089. LONE CASCADE FMV 98,428,196. 98,428,196. LONE PINON LTD FMV 7,893,682. 7,893,682. LONE STAR FUND V (U.S.) L.P. FMV 1,869,189. 1,869,189. LONE STAR FUND VI U S LP FMV 3,702,414. 3,702,414. LONE STAR REAL ESTATE FUND II (US) FMV LP 1,484,197. 1,484,197. LONGREACH CAPITAL PARTNERS I LP FMV 6,999,956. 6,999,956. LONGREACH CAPITAL PTNRS 2-USD LP FMV 10,954,378. 10,954,378. LVM LP CO INVESTMENT LP FMV 2,624,879. 2,624,879. LYME FOREST FUND FMV 175,000. 175,000. LYME FOREST FUND III FMV 2,914,887. 2,914,887. M + H REALTY PART V LP FMV 1,284,764. 1,284,764. MAGELLAN-FRONTEGRA FMV 67,223,756. 67,223,756. MAP 2006 FMV 11,982,962. 11,982,962. MARATHON SPECIAL OPPORTUNITY FUND FMV 425,210. 425,210. MERIT ENERGY PARTNERS E-1 FMV 1,103,281. 1,103,281. MERIT ENERGY PARTNERS F-I LP FMV 115,074. 115,074. MINERVA NETWORKS SERIES AD FMV 67,845. 67,845. MISSIONPOINT CAPITAL PARTNERS FUND FMV I LP 4,222,224. 4,222,224. MODERN RESOURCES INC FMV 1,138,614. 1,138,614. MOHR DAVIDOW VENTURES IX FMV 8,699,958. 8,699,958. MOHR DAVIDOW VENTURES VI LP FMV 938,295. 938,295. MOHR DAVIDOW VENTURES VII LP FMV 2,059,662. 2,059,662.

278 STATEMENT(S) 13 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MOHR DAVIDOW VENTURES VIII FMV 2,102,531. 2,102,531. MORGAN STANLEY-PRIVATE EQUITY ASIA FMV LP 4,986,903. 4,986,903. NATIONAL CAPITAL PROP III FMV 1,796,669. 1,796,669. NATIONAL CAPITAL PROPERTIES IV FMV 5,621,842. 5,621,842. NEA IX LP FMV 432,047. 432,047. NEUBERGER BERMAN CHINA EQUITY FMV 62,234,225. 62,234,225. NEW ENTERPRISE ASSOCIATES X FMV 1,697,297. 1,697,297. NEW ENTERPRISE ASSOCIATES XII LP FMV 1,322,930. 1,322,930. NEW ENTERPRISE XI FMV 2,009,485. 2,009,485. NORTH BRIDGE GROWTH I LP FMV 2,987,134. 2,987,134. OAKTREE CAP MGMT OPP FD IV LP FMV 859. 859. OCM OPPORTUNITIES FUND III LP FMV 7,332. 7,332. ONYX LATIN AMERICA EQUITY FD FMV 20,774,225. 20,774,225. ONYX LATIN AMERICA EQUITY SERIES FMV 0314 15,708,150. 15,708,150. ONYX LATIN AMERICA EQUITY SERIES FMV 0815 319,285. 319,285. ORION EUR RE II EURO FMV 294,284. 294,284. ORION EUROPEAN REAL ESTATE III FMV 901,067. 901,067. OZ EUROPE OVERSEAS FUND LTD CLASS B FMV 129,330. 129,330. OZ OVERSEAS FMV 4,583,791. 4,583,791. PALOMA INT'L CLASS C USD SER JUL FMV 2017 25,962,495. 25,962,495. PALOMA INT'L CLASS D USD SER JUL FMV 2017 20,702,628. 20,702,628. PANNING OVERSEAS SERIES A NON FMV RESTRICTED 8,385,310. 8,385,310. PANNING SERIES A NR APRIL 2014 FMV 1,965,310. 1,965,310. PARVUS EURO ABS OPP FD JUL2016 FMV 6,265,904. 6,265,904. PARVUS EURO ABS OPP FD SEP2015 FMV 33,172,200. 33,172,200. PEARL ENERGY INVESTMENTS II LP FMV 7,573. 7,573. PEEPUL CAPITAL II LLC FMV 7,582,694. 7,582,694. PENDING SECURITY TRANSACTIONS & FMV FUNDING - NET 18,848,652. 18,848,652. PRIVATVARDE FUND LP FMV 56,203. 56,203. PROSPERITAS RE PARTNERS III LP FMV 427,546. 427,546. PROSPERITAS RE PTNRS III A LP FMV 427,534. 427,534. PROSPERITAS RE PTNRS III B LP FMV 427,530. 427,530. QUANTUM ENERGY PARTNERS IV FMV 5,148,000. 5,148,000. QUANTUM ENERGY PARTNERS V FMV 11,610,000. 11,610,000. REDPOINT OMEGA FMV 6,243,292. 6,243,292. REDPOINT VENTURES II FMV 587,674. 587,674. REDPOINT VENTURES III FMV 2,509,275. 2,509,275. RESOURCE CAPITAL FUND VI LP FMV 16,552,335. 16,552,335. ROCKLAND POWER PARTNERS LP FMV 4,197,428. 4,197,428. RWC EM MKT EQTY FD FMV 63,943,635. 63,943,635. SB ASIA INVESTMENT FUND II LP FMV 6,859,594. 6,859,594. SCGE OFFSHORE FUND FMV 51,824,410. 51,824,410. SEQUOIA CAP CHINA GROWTH FD I FMV 5,631,169. 5,631,169. SEQUOIA CAP CHINA GROWTH FD III LP FMV 18,377,197. 18,377,197. SEQUOIA CAP CHINA GROWTH IV LP FMV 11,232,260. 11,232,260. SEQUOIA CAP CHINA VENTURE 2010 FMV 11,288,281. 11,288,281. SEQUOIA CAP CHINA VENTURE FD IV FMV 10,965,866. 10,965,866. SEQUOIA CAP CHINA VENTURE V LP FMV 12,036,751. 12,036,751. SEQUOIA CAP CHINA VENTURE VI LP FMV 4,676,765. 4,676,765. SEQUOIA CAP GBL GROWTH FD II FMV 12,107,991. 12,107,991. SEQUOIA CAP GROWTH FUND III FMV 5,991,025. 5,991,025.

279 STATEMENT(S) 13 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SEQUOIA CAP INDIA FD IV LP FMV 16,255,008. 16,255,008. SEQUOIA CAP ISRAEL VENTURE FD V FMV 5,962,335. 5,962,335. SEQUOIA CAP US GROWTH FD VI LP FMV 14,586,312. 14,586,312. SEQUOIA CAP US GROWTH FD VII LP FMV 8,873,721. 8,873,721. SEQUOIA CAP US SCOUT SEED FD III LP FMV 359,755. 359,755. SEQUOIA CAP US VENTURE 2010 FMV 23,582,741. 23,582,741. SEQUOIA CAP US VENTURE FD XV LP FMV 5,936,192. 5,936,192. SEQUOIA CAPITAL CHINA GR 2010 LP FMV 8,065,014. 8,065,014. SEQUOIA CAPITAL CHINA I LP FMV 8,437,636. 8,437,636. SEQUOIA CAPITAL CHINA II FMV 11,919,245. 11,919,245. SEQUOIA CAPITAL GLOBAL GROWTH FD FMV 18,092,575. 18,092,575. SEQUOIA CAPITAL INDIA GROWTH FD II FMV 5,499,370. 5,499,370. SEQUOIA CAPITAL INDIA GROWTH FUND I FMV 1,747,283. 1,747,283. SEQUOIA CAPITAL INDIA III LP FMV 2,897,830. 2,897,830. SEQUOIA CAPITAL INDIA V LTD FMV 6,942,672. 6,942,672. SEQUOIA CAPITAL ISRAEL III FMV 1,560,445. 1,560,445. SEQUOIA CAPITAL ISRAEL IV LP FMV 3,553,451. 3,553,451. SEQUOIA CAPITAL IX LP FMV 167,960. 167,960. SEQUOIA CAPITAL U S SCOUT SEED FMV FUND 2013 L P 261,182. 261,182. SEQUOIA CAPITAL U.S. GROWTH FUND V FMV L.P. 16,804,552. 16,804,552. SEQUOIA CAPITAL US GROWTH FUND IV FMV LP 12,141,345. 12,141,345. SEQUOIA CAPITAL US VENTURE 2010 FMV FUND-SEED FUND 4,666,259. 4,666,259. SEQUOIA CAPITAL US VENTURE FUND XIV FMV 17,572,032. 17,572,032. SEQUOIA CAPITAL X LP FMV 338,597. 338,597. SEQUOIA CAPITAL XI LP FMV 275,598. 275,598. SEQUOIA CAPITAL XII LP FMV 28,226,086. 28,226,086. SFC ENERGY PARTNERS II-B FMV 8,940,398. 8,940,398. SG GROWTH PARTNERS II LP FMV 17,709,415. 17,709,415. SG GROWTH PARTNERS III LP FMV 15,414,889. 15,414,889. SG III CO-INVEST I LP FMV 3,450,716. 3,450,716. SIERRA VENTURES VII LP FMV 319,174. 319,174. SILCHESTER INTL INV TOBACCO FMV 112,314,437. 112,314,437. SOWOOD ALPHA FUND FMV 98,392. 98,392. SQM FRONT AF CLASS F -2016 -12 FMV 12,362,411. 12,362,411. SQM FRONT AF CLASS F-2014-01 FMV 14,123,084. 14,123,084. SQM FRONT AF CLASS F-2014-03 FMV 556,264. 556,264. SQM FRONT AF CLASS F-2014-04 FMV 3,199,349. 3,199,349. SQM FRONT AF CLASS F-2014-05 FMV 3,125,131. 3,125,131. SQM FRONT AF CLASS F-2014-06 FMV 770,269. 770,269. SQM FRONT AF CLASS F-2014-12 FMV 7,305,888. 7,305,888. SUMMIT PARTNERS EUROPE PE LP FMV 5,532,679. 5,532,679. SUMMIT PARTNERS PRIVATE EQUITY FUND FMV VII-A LP 2,955,693. 2,955,693. SUMMIT VENTURES II-A FMV 480,162. 480,162. SUMMITT VENTURES VI FMV 397,223. 397,223. SVEAFASTIGHETER FUND III FMV 564,721. 564,721. THE CHILDRENS INVESTMENT FUND - FMV CLASS D1 156,531,409. 156,531,409. THINK INVESTMENTS OFFSHORE LTD FMV 31,473,024. 31,473,024. THINK INVESTMENTS TRANCHE 01 D11 FMV 64,111. 64,111. THINK INVESTMENTS TRANCHE 01 NSE FMV 751,512. 751,512. TIGER GLOBAL PRVT INV PRTNRS V FMV 4,485,481. 4,485,481. TIGER GLOBAL PVT INVESTMENT FUND IV FMV 6,647,869. 6,647,869. TPG AXON PARTNERS (OFFSHORE) FMV 1,042,701. 1,042,701.

280 STATEMENT(S) 13 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} TRIVEST CHINA FOCUS FUND FMV 65,062,208. 65,062,208. UNICORN PARTNERS FD ZERO LP FMV 3,615,264. 3,615,264. UNICORN PARTNERS FUND I LP FMV 1,024,591. 1,024,591. US VENTURE PARTNERS IX LP FMV 2,682,538. 2,682,538. US VENTURE PARTNERS VII FMV 822,939. 822,939. US VENTURE PARTNERS VIII LP FMV 210,519. 210,519. VANGUARD SHORT-TERM TIPS FMV 40,090,838. 40,090,838. VARDE FUND IX L.P. FMV 1,238,630. 1,238,630. VARDE FUND VIII LP FMV 803,968. 803,968. VESTAR CAPITAL PARTNERS III LP FMV 102,748. 102,748. VESTAR CAPITAL PARTNERS IV LP FMV 177,879. 177,879. WELLINGTON BAY POND FMV 36,288,716. 36,288,716. WELLINGTON SPINDRIFT PARTNERS FMV 366,586. 366,586. WTC-CTF EMO FUND FMV 111,438,852. 111,438,852. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART II, LINE 13 4,281,206,137. 4,281,206,137. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF DEPRECIATION OF ASSETS NOT HELD FOR INVESTMENT STATEMENT 14 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

COST OR ACCUMULATED DESCRIPTION OTHER BASIS DEPRECIATION BOOK VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} CONDOMINIUM INTEREST IN 420 FIFTH AVE AND IMPROVEMENTS 30,446,247. 22,292,364. 8,153,883. FURNITURE, FIXTURES AND EQUIPMENT 16,915,898. 14,236,039. 2,679,859. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FM 990-PF, PART II, LN 14 47,362,145. 36,528,403. 10,833,742. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER ASSETS STATEMENT 15 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

BEGINNING OF END OF YEAR FAIR MARKET DESCRIPTION YR BOOK VALUE BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} PROGRAM RELATED INVESTMENTS 23,084,359. 24,717,843. 24,717,843. PREPAID PENSION COST 13,902,213. 21,596,290. 21,596,290. REDEMPTIONS, DIVIDENDS, INTEREST, AND OTHER RECEIVABLES 1,880,180. 404,115. 404,115. PREPAID FEDERAL EXCISE AND UNRELATED BUSINESS INCOME TAXES 4,523,149. 3,040,659. 3,040,659. INTEREST RATE SWAP ASSET 0. 12,082. 12,082. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TO FORM 990-PF, PART II, LINE 15 43,389,901. 49,770,989. 49,770,989. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

281 STATEMENT(S) 13, 14, 15 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER LIABILITIES STATEMENT 16 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

DESCRIPTION BOY AMOUNT EOY AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} POSTRETIREMENT BENEFIT OBLIGATION 19,013,473. 21,967,834. DEFERRED FEDERAL EXCISE TAX 15,127,000. 21,439,000. INTEREST RATE SWAP LIABILITY 134,421. 0. TERM LOAN PAYABLE 11,825,653. 10,095,069. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART II, LINE 22 46,100,547. 53,501,903. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF NAME OF FOREIGN COUNTRY IN WHICH STATEMENT 17 ORGANIZATION HAS FINANCIAL INTEREST }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

NAME OF COUNTRY }}}}}}}}}}}}}}} BRAZIL COLOMBIA CYPRUS DENMARK GREECE HUNGARY INDIA INDONESIA IRELAND ITALY KENYA MALAYSIA NORWAY POLAND RUSSIA KOREA (SOUTH) SRI LANKA SWEDEN TAIWAN THAILAND TURKEY UNITED ARAB EMIRATES UNITED KINGDOM

282 STATEMENT(S) 16, 17 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF TRANSFERS TO CONTROLLED ENTITIES STATEMENT 18 PART VII-A, LINE 11 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

NAME OF CONTROLLED ENTITY EMPLOYER ID NO }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION (SEE 12-3456789 STMT 28)

ADDRESS }}}}}}} C/O SCORPIO CORPORATE ADVISORSS-405 (LGF), GREATER KAILASH - II , NEW DELHI, INDIA 110048

DESCRIPTION OF TRANSFER }}}}}}}}}}}}}}}}}}}}}}} GRANT PAYMENT

AMOUNT OF TRANSFER }}}}}}}}}}}}}} 2,981,229. }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}

NAME OF CONTROLLED ENTITY EMPLOYER ID NO }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} HOSKING PARTNERS EQUITY FUND LLC 32-2587661

ADDRESS }}}}}}} LANDMARK SQUARE, WEST BAY ROAD, PO BOX 775 GRAND CAYMAN, CAYMAN ISLANDS KY1-9006

DESCRIPTION OF TRANSFER }}}}}}}}}}}}}}}}}}}}}}} CAPITAL CONTRIBUTION

AMOUNT OF TRANSFER }}}}}}}}}}}}}} 113,828,913. }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}

TOTAL AMOUNT OF TRANSFERS TO CONTROLLED ENTITIES 116,810,142. ~~~~~~~~~~~~~~

283 STATEMENT(S) 18 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF SCHEDULE OF CONTROLLED ENTITIES STATEMENT 19 PART VII-A, LINE 11 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

NAME OF CONTROLLED ENTITY EMPLOYER ID NO }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION (SEE 12-3456789 STMT 28)

ADDRESS EXCESS BUSINESS HOLDING [ ] YES [X ] NO }}}}}}} C/O SCORPIO CORPORATE ADVISORSS-405 (LGF), GREATER KAILASH - II , NEW DELHI, INDIA 110048

}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

NAME OF CONTROLLED ENTITY EMPLOYER ID NO }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} HOSKING PARTNERS EQUITY FUND LLC 32-2587661

ADDRESS EXCESS BUSINESS HOLDING [ ] YES [X ] NO }}}}}}} LANDMARK SQUARE, WEST BAY ROAD, PO BOX 775 GRAND CAYMAN, CAYMAN ISLANDS KY1-9006

}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

284 STATEMENT(S) 19 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF PART VIII - LIST OF OFFICERS, DIRECTORS STATEMENT 20 TRUSTEES AND FOUNDATION MANAGERS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

EMPLOYEE TITLE AND COMPEN- BEN PLAN EXPENSE NAME AND ADDRESS AVRG HRS/WK SATION CONTRIB ACCOUNT }}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}} }}}}}}}} RICHARD D. PARSONS TRUSTEE, CHAIR C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,500. 0. 0. NEW YORK, NY 10018

HELENE GAYLE TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018

DONALD KABERUKA TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 7,500. 0. 0. NEW YORK, NY 10018

MARTIN LEIBOWITZ TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.50 9,500. 0. 0. NEW YORK, NY 10018

YIFEI LI TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018

MONICA LOZANO TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,500. 0. 0. NEW YORK, NY 10018

STRIVE MASIYIWA TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.50 7,000. 0. 0. NEW YORK, NY 10018

NGOZI OKONJO-IWEALA TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 7,000. 0. 0. NEW YORK, NY 10018

SHARON PERCY ROCKEFELLER TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 3.00 5,000. 0. 0. NEW YORK, NY 10018

JOHN W. ROWE TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.50 9,500. 0. 0. NEW YORK, NY 10018

285 STATEMENT(S) 20 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} RAVI VENKATESAN TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018

RAJIV SHAH PRESIDENT - BEGINNING 2/20/17 C/O FOUNDATION, 420 FIFTH AVENUE 45.00 994,768. 231,226. 0. NEW YORK, NY 10018

JUDITH RODIN PRESIDENT UNTIL 4/4/17 C/O FOUNDATION, 420 FIFTH AVENUE 45.00 550,370. 32,959. 0. NEW YORK, NY 10018

PATRICK BRENNAN - CHIEF OPERATING OFFICER BEGINNING 12/20/17 C/O FOUNDATION, 420 FIFTH AVENUE 45.00 383,240. 71,733. 0. NEW YORK, NY 10019

PETER MADONIA CHIEF OPERATING OFFICER C/O FOUNDATION, 420 FIFTH AVENUE 45.00 601,458. 53,835. 0. NEW YORK, NY 10018

DONNA J. DEAN CHIEF INVESTMENT OFFICER C/O FOUNDATION, 420 FIFTH AVENUE 45.00 1,316,307. 52,985. 0. NEW YORK, NY 10018

ELLEN TAUS TREASURER & CFO C/O FOUNDATION, 420 FIFTH AVENUE 45.00 392,449. 54,157. 0. NEW YORK, NY 10018

SHARI PATRICK GENERAL COUNSEL & CORP SECRETARY C/O FOUNDATION, 420 FIFTH AVENUE 45.00 425,231. 72,018. 0. NEW YORK, NY 10018

NEILL COLEMAN VICE PRESIDENT C/O FOUNDATION, 420 FIFTH AVENUE 45.00 270,549. 41,788. 0. NEW YORK, NY 10018

ZIA KHAN VICE PRESIDENT C/O FOUNDATION, 420 FIFTH AVENUE 45.00 475,801. 52,509. 0. NEW YORK, NY 10018

}}}}}}}}}}} }}}}}}}} }}}}}}}} TOTALS INCLUDED ON 990-PF, PAGE 6, PART VIII 5,501,673. 663,210. 0. ~~~~~~~~~~~ ~~~~~~~~ ~~~~~~~~

286 STATEMENT(S) 20 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF EXPENDITURE RESPONSIBILITY STATEMENT STATEMENT 21 PART VII-B, LINE 5C }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W) MUMBAI, INDIA, 400 064

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 361,843. 06/30/09 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A MICRO-EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/29/17,02/15/18,05/03/18,05/17/18,08/16/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

287 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W) MUMBAI, INDIA, 400 064

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 493,281. 11/16/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A MICRO-EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/29/17,02/15/18,05/03/18,05/17/18,08/16/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

288 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W) MUMBAI, INDIA, 400 064

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 135,646. 11/15/11 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A MICRO-EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/29/17,02/15/18,05/03/18,05/17/18,08/16/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

289 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W) MUMBAI, INDIA, 400 064

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 73,125. 02/13/13 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $80,000 PROGRAM-RELATED INVESTMENT IN SUPPORT OF A MICRO-EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN INDIA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/29/17,02/15/18,05/3/18,05/17/18,08/16/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

290 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ACCENTURE LLP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 161 N. CLARK STREET CHICAGO, IL 60601

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 02/17/17 25,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS ACCENTURE DEVELOPMENT PARTNERSHIPS IN SUPPORT OF INFORMING THE GLOBAL RESILIENCE PARTNERSHIP'S TRANSITION TO A NEW OPERATING MODEL

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/21/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

291 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ACUMEN CAPITAL MARKETS I, LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 76 NINTH AVENUE SUITE 315 NEW YORK, NY 10011

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 630,000. 12/29/08 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,500,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 09/30/17,03/01/18,04/30/18,05/30/18,08/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

292 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ACUMEN CAPITAL MARKETS I, LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 76 NINTH AVENUE, SUITE 315 NEW YORK, NY 10011

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 875,000. 11/13/11 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,500,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 09/30/17,03/01/18,04/30/18,05/30/18,08/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

293 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ACUMEN CAPITAL MARKETS I, LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 76 NINTH AVENUE, SUITE 315 NEW YORK, NY 10011

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,750,000. 12/19/13 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,500,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 09/30/17,03/01/18,04/30/18,05/30/18,08/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

294 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ACUMEN CAPITAL MARKETS I, LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 76 NINTH AVENUE, SUITE 315 NEW YORK, NY 10011

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 125,543. 01/13/17 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,500,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 09/30/17,03/01/18,04/30/18,05/30/18,08/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

295 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICA KNOWS PHOTOGRAPHY LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 68151-00200 NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 11/08/16 30,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF GENERATING AND SHARING NEW INSIGHTS FROM EMERGING LEADERS THROUGHOUT SUB-SAHARAN AFRICA ON THE MOST PROMISING SOLUTIONS TO ECONOMIC, SOCIAL, AND ENVIRONMENTAL CHALLENGES FOR POOR AND VULNERABLE PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/07/17, 03/21/17, 08/24/17, 02/05/18/, 02/06/18, 02/07/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

296 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICA KNOWS PHOTOGRAPHY LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 68151-00200 NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 40,000. 04/20/17 40,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF GENERATING AND SHARING NEW INSIGHTS FROM EMERGING LEADERS THROUGHOUT SUB-SAHARAN AFRICA ON THE MOST PROMISING SOLUTIONS TO ECONOMIC, SOCIAL, AND ENVIRONMENTAL CHALLENGES FOR POOR AND VULNERABLE PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/24/17,02/05/18/,02/06/18,02/07/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

297 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICA PRACTICE EAST AFRICA LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 14 CAMBRIDGE COURT LONDON, UNITED KINGDOM, W6 7NJ

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 40,000. 08/23/17 40,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF INCREASING AWARENESS OF THE ISSUE OF POSTHARVEST LOSS IN SPECIFIC COUNTRIES OF SUB-SAHARA AFRICAN AND ACROSS VALUE CHAINS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/21/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

298 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICA TWENTY-FOUR MEDIA, LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O.BOX 1403 00502 NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 125,000. 12/06/16 125,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING MEDIA COLLATERAL TO RAISE AWARENESS ABOUT POST-HARVEST LOSS TO DIFFERENT STAKEHOLDERS IN THE AGRICULTURE SECTOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 04/04/18,05/15/18,05/16/18,05/23/18,06/25/18,06/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

299 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICA TWENTY-FOUR MEDIA, LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O.BOX 1403 00502 NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 07/07/17 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING MEDIA COLLATERAL TO RAISE AWARENESS ABOUT POST-HARVEST LOSS TO DIFFERENT STAKEHOLDERS IN THE AGRICULTURE SECTOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/09/18,04/04/18,05/15/18,05/16/18,05/23/18,06/25/18,06/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

300 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN AGRICULTURAL CAPITAL LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 4 CHWA II ROAD, MBUYA HILL KAMPALA, UGANDA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,411. 11/16/11 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/07/17,10/28/17,11/29/17,03/01/18,05/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

301 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN AGRICULTURAL CAPITAL LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 4 CHWA II ROAD, MBUYA HILL KAMPALA, UGANDA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 598,025. 12/10/12 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/07/17,10/28/17,11/29/17,03/01/18,05/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

302 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN AGRICULTURAL CAPITAL LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 4 CHWA II ROAD, MBUYA HILL KAMPALA, UGANDA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 358,758. 12/16/13 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/07/17,10/28/17,11/29/17,03/01/18,05/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

303 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN AGRICULTURAL CAPITAL LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 4 CHWA II ROAD, MBUYA HILL KAMPALA, UGANDA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 306,000. 11/26/14 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/07/17,10/28/17,11/29/17,03/01/18,05/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

304 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN AGRICULTURAL CAPITAL LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 4 CHWA II ROAD, MBUYA HILL KAMPALA, UGANDA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 192,000. 10/27/15 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/07/17,10/28/17,11/29/17,03/01/18,05/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

305 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN AGRICULTURAL CAPITAL LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 4 CHWA II ROAD, MBUYA HILL KAMPALA, UGANDA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 110,000. 09/13/16 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/07/17,10/28/17,11/29/17,03/01/18,05/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

306 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AGRICULTURE CLIMATE CHANGE EDUCATION COMMUNITY PROGRAMMES*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} MOMBASA ROAD, PANESAR CENTRE, 3RD FLOOR NAIROBI, KENYA, 00300

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 10/16/13 24,322.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF LAUNCHING A PARTICIPATORY RADIO SHOW THAT WILL ENCOURAGE YOUTH TO ENTER FARMING IN KIKUYU-SPEAKING DISTRICTS OF KENYA. INCOMPLETE REPORTING: NO FURTHER FUNDING WILL BE PROVIDED TO THIS GRANTEE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/07/14,06/08/15

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

307 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AID TECHNOLOGY LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} THE DIGITAL HUB, ROE LANE DUBLIN, IRELAND, D08 TCV4

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 11/29/17 15,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF IMPLEMENTING TWO DISCRETE PILOT PROJECTS THAT DEMONSTRATE THE TRANSFORMATIVE POTENTIAL OF BLOCKCHAIN TECHNOLOGY FOR SOCIAL IMPACT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/3/18,07/17/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

308 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ALAYA LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 651 COLLEGE AVENUE BOULDER, CO 80302

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 60,000. 07/27/16 60,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PREPARATIONS FOR A CONVENING FOCUSED ON IDENTIFYING CRITICAL PATTERNS, TENSIONS, AND PROGRESS IN RESILIENCE PRACTICE AND THEORY IN ORDER TO STRENGTHEN FUTURE APPLICATIONS OF RESILIENCE, TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, MAY 2017

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 02/26/18,02/28/18,03/13/18,03/20/18,03/27/18,05/12/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

309 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ALAYA LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 651 COLLEGE AVENUE BOULDER, CO 80302

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 95,000. 04/28/17 95,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PREPARATIONS FOR A CONVENING FOCUSED ON IDENTIFYING CRITICAL PATTERNS, TENSIONS, AND PROGRESS IN RESILIENCE PRACTICE AND THEORY IN ORDER TO STRENGTHEN FUTURE APPLICATIONS OF RESILIENCE, TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, MAY 2017

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 02/26/18,02/28/18,03/13/18,03/20/18,03/27/18,05/12/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

310 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ALBRIGHT STONEBRIDGE GROUP LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 601 13TH STREET, NW WASHINGTON, DC 20005

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 11/30/16 300,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING AGRICULTURAL POLICY ASSESSMENTS IN TANZANIA AND NIGERIA IN ORDER TO CONTRIBUTE TO AGRICULTURAL DEVELOPMENT AND IMPROVED OUTCOMES FOR SMALL SHAREHOLDER FARMERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/28/17,04/28/17,10/31/17,01/31/18,03/01/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

311 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ALBRIGHT STONEBRIDGE GROUP LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 601 13TH STREET, NW WASHINGTON, DC 20005

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 09/14/17 200,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING AGRICULTURAL POLICY ASSESSMENTS IN TANZANIA AND NIGERIA IN ORDER TO CONTRIBUTE TO AGRICULTURAL DEVELOPMENT AND IMPROVED OUTCOMES FOR SMALL SHAREHOLDER FARMERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/31/17,01/31/18,03/01/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

312 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} APCO WORLDWIDE INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1299 PENNSYLVANIA AVE NW WASHINGTON, DC 20004

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 275,000. 07/13/17 275,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ADVANCING FRESHWATER RESILIENCE GLOBALLY, INCLUDING THE COSTS OF FACILITATING A CONFERENCE ON WATER VALUATION TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, AND SUPPORTING A CONVENING OF GLOBAL LEADERS ON WORLD WATER DAY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/21/17,06/21/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

313 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} APCO WORLDWIDE INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1299 PENNSYLVANIA AVE NW WASHINGTON, DC 20004

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 08/30/17 500,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PROVIDING COMMUNICATION AND STAKEHOLDER ENGAGEMENT SUPPORT TO THE SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION AND SMART POWER FOR RURAL DEVELOPMENT INITIATIVE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/27/18, 02/15/18, 06/14/18, 07/02/18, 09/05/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

314 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} APCO WORLDWIDE INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1299 PENNSYLVANIA AVE NW WASHINGTON, DC 20004

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 81,250. 10/04/17 79,144.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ADVANCING FRESHWATER RESILIENCE GLOBALLY, INCLUDING THE COSTS OF FACILITATING A CONFERENCE ON WATER VALUATION TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, AND SUPPORTING A CONVENING OF GLOBAL LEADERS ON WORLD WATER DAY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/21/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

315 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ARAB WORLD & AFRICA TRAINING CO.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ALMADINEH ALMONAWARAH STREET, OMAIR LOUZI BUILDING, OFFICE # 101 AMMAN, JORDAN

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 76,000. 10/13/15 73,856.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE PRODUCTION OF FOUR NEWSLETTERS AND TWO WORKSHOPS TO PROMOTE A PAN-AFRICAN DIALOGUE ON THE FUTURE OF THE AFRICAN CONTINENT WITH A FOCUS ON INTEGRATION OF THE MIDDLE EAST AND NORTH AFRICA REGION WITH SUB-SAHARAN AFRICA TO PROMOTE SOCIAL AND ECONOMIC DEVELOPMENT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/04/16, 08/24/16, 09/21/16, 11/07/16, 05/18/17, 09/21/17, 09/27/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

316 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ART EARTH TECH LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ALDWINKLE LODGE PETERBOROUGH, UNITED KINGDOM, PE85SZ

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 175,000. 08/23/17 121,133.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A FEASIBILITY STUDY OF A NEW FUNDING MODEL FOR HEALTH CARE WITH THE POTENTIAL TO SPUR INVESTMENT IN THE DEVELOPMENT AND DISTRIBUTION OF DRUGS WITH HIGHER LIFESAVING HEALTH OUTCOMES FOR POOR AND VULNERABLE PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/15/17,01/31/18,02/21/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

317 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BANQU, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 4100 HEATHERTON PLACE MINNETONKA, MN 55345

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 09/15/16 300,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A DATABASE DESIGNED TO SUPPORT APPLICATIONS FOR BUILDING ECONOMIC IDENTITIES FOR REFUGEES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/22/17,07/11/17,03/12/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

318 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BANQU, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 4100 HEATHERTON PLACE MINNETONKA, MN 55345

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 07/13/17 25,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A DATABASE DESIGNED TO SUPPORT APPLICATIONS FOR BUILDING ECONOMIC IDENTITIES FOR REFUGEES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/12/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

319 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BCLF VENTURES LLC, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 56 WARREN STREET BOSTON, MA 02119

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 750,000. 05/08/02 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT IN FULL OF A $750,000 PROGRAM-RELATED INVESTMENT COMMITMENT TO SUPPORT ITS INVESTMENTS IN BUSINESSES LOCATED IN MASSACHUSETTS AND THE NORTHEASTERN UNITED STATES THAT CAN GENERATE FINANCIAL AND SOCIAL RETURNS THROUGH CREATION AND RETENTION OF HIGH-QUALITY ENTRY- AND MID-LEVEL JOBS FOR LOW-INCOME AND OTHER DISADVANTAGED GROUPS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/15/17,11/15/17,02/15/18,05/17/18,08/16/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

320 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BEYOND ZERO

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 40530-00100 NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 04/25/17 114,875.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF STUDYING THE FEASIBILITY OF ESTABLISHING NEW SPECIALIZED CARE HEALTH FACILITIES IN KENYA TO HELP CONTROL HIV AND PROMOTE MATERNAL, NEWBORN, AND CHILDREN'S HEALTH

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/07/17, 03/09/18, 05/31/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

321 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BLUE STATE DIGITAL, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 101 AVENUE OF THE AMERICAS, 12TH FLOOR NEW YORK, NY 10013

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,100,000. 10/13/16 1,100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF BUILDING, LAUNCHING, AND OPTIMIZING A PUBLISHING AND KNOWLEDGE-SHARING PLATFORM TO UNITE AND BUILD THE FIELD OF RESILIENCE BY DELIVERING WIDE-RANGING, QUALITY CONTENT, CONNECTIONS, EVENTS, AND RECOMMENDATIONS TO RESILIENCE PRACTITIONERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/21/16,01/17/17,03/17/17,08/15/17,02/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

322 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BLUE STATE DIGITAL, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 101 AVENUE OF THE AMERICAS, 12TH FLOOR NEW YORK, NY 10013

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 02/10/17 500,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF BUILDING, LAUNCHING, AND OPTIMIZING A PUBLISHING AND KNOWLEDGE-SHARING PLATFORM TO UNITE AND BUILD THE FIELD OF RESILIENCE BY DELIVERING WIDE-RANGING, QUALITY CONTENT, CONNECTIONS, EVENTS, AND RECOMMENDATIONS TO RESILIENCE PRACTITIONERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/17/17,08/15/17,02/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

323 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BLUE STATE DIGITAL, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 101 AVENUE OF THE AMERICAS, 12TH FLOOR NEW YORK, NY 10013

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 04/13/17 500,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF BUILDING, LAUNCHING, AND OPTIMIZING A PUBLISHING AND KNOWLEDGE-SHARING PLATFORM TO UNITE AND BUILD THE FIELD OF RESILIENCE BY DELIVERING WIDE-RANGING, QUALITY CONTENT, CONNECTIONS, EVENTS, AND RECOMMENDATIONS TO RESILIENCE PRACTITIONERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/15/17,02/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

324 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BLUE STATE DIGITAL, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 101 AVENUE OF THE AMERICAS, 12TH FLOOR NEW YORK, NY 10013

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 400,000. 09/20/17 103,855.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF BUILDING, LAUNCHING, AND OPTIMIZING A PUBLISHING AND KNOWLEDGE-SHARING PLATFORM TO UNITE AND BUILD THE FIELD OF RESILIENCE BY DELIVERING WIDE-RANGING, QUALITY CONTENT, CONNECTIONS, EVENTS, AND RECOMMENDATIONS TO RESILIENCE PRACTITIONERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

325 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BUNI MEDIA LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} REVLON PROFESSIONAL PLAZA, 3RD FLOOR NAIROBI, KENYA, 00100

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 07/28/17 13,548.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF CREATING A GRAPHIC VERSION OF THE KENYAN CONSTITUTION IN ORDER TO MAKE IT MORE ACCESSIBLE AND THEREBY EDUCATE, ENGAGE AND EMPOWER THE CITIZENS OF KENYA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

326 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR DEVELOPMENT AND ENTERPRISE

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TRANSMEDIT PLACE, 5 ETON ROAD JOHANNESBURG, SOUTH AFRICA, 2193

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 12/06/17 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF STRENGTHENING ITS INSTITUTIONAL CAPACITY TO PROMOTE RESEARCH ON DEVELOPMENT ISSUES IN SOUTH AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/31/18,04/30/18,07/31/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

327 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CLIMATE POLICY INITIATIVE, INC.*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 235 MONTGOMERY STREET, 13TH FLOOR SAN FRANCISCO, CA 94104

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 11/02/16 200,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS GLOBAL INNOVATION LAB FOR CLIMATE FINANCE TOWARD THE COSTS OF FURTHER DEVELOPING A CLIMATE RESILIENCE WORK STREAM TO LEVERAGE INNOVATIVE SOURCES OF CAPITAL THAT BENEFIT POOR AND VULNERABLE POPULATIONS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/28/17,03/17/17,04/03/17,11/08/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

328 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CLOUDFACTORY GROUP LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1010 MIRAMAR TOWER, 132 NATHAN ROAD, TSIM SHA TSUI, KOWLOON HONG KONG, CHINA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,000,000. 12/11/14 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT LOAN TO SUPPORT JOB CREATION AND SKILLS DEVELOPMENT FOR DISADVANTAGED AFRICAN YOUTH BY CAPITALIZING A LEADING IMPACT SOURCING COMPANY THAT IS GROWING IN KENYA AS WELL AS OTHER AFRICAN COUNTRIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/31/17, 09/05/17,03/07/18, 05/31/18, 08/31/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

329 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CLOUDFACTORY GROUP LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1010 MIRAMAR TOWER, 132 NATHAN ROAD, TSIM SHA TSUI, KOWLOON HONG KONG, CHINA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,000,000. 08/18/15 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT LOAN TO SUPPORT JOB CREATION AND SKILLS DEVELOPMENT FOR DISADVANTAGED AFRICAN YOUTH BY CAPITALIZING A LEADING IMPACT SOURCING COMPANY THAT IS GROWING IN KENYA AS WELL AS OTHER AFRICAN COUNTRIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/31/17, 09/05/17,03/07/18, 05/31/18, 08/31/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

330 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} COMMUNITY OF EVALUATORS - SOUTH ASIA

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO. 268, GROUND FLOOR, ANARKALI COMPLEX NEW DELHI, INDIA, 110055

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 47,000. 06/29/17 47,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF FACILITATING THE 4TH EVALUATION CONCLAVE (CONCLAVE 2017), TO BE HELD IN BHUTAN, JUNE 2017, TO STRENGTHEN THE ABILITY OF SOUTH ASIAN PRACTITIONERS TO EVALUATE THE EFFECTIVENESS OF PROGRAMS AIMED AT IMPROVING THE LIVES OF THE POOR AND VULNERABLE IN THE REGION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/30/17,09/12/17,10/04/17,12/01/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

331 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} COMMUNITY OF EVALUATORS - SOUTH ASIA

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO. 268, GROUND FLOOR, ANARKALI COMPLEX NEW DELHI, INDIA, 110055

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 3,000. 09/20/17 3,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF FACILITATING THE 4TH EVALUATION CONCLAVE (CONCLAVE 2017), TO BE HELD IN BHUTAN, JUNE 2017, TO STRENGTHEN THE ABILITY OF SOUTH ASIAN PRACTITIONERS TO EVALUATE THE EFFECTIVENESS OF PROGRAMS AIMED AT IMPROVING THE LIVES OF THE POOR AND VULNERABLE IN THE REGION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/04/17,12/01/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

332 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CONFERENCING IN A BOX LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} MORNING SIDE, 2ND FLOOR NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 03/16/17 20,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONVENING THE AFRICA REGIONAL OFFICE RESILIENCE WEEK AND THE AFRICA REGIONAL OFFICE RESILIENCE ACADEMY TO BE HELD IN NAIROBI, KENYA, DECEMBER 2016

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/01/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

333 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CROSSBOUNDARY LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1220 19TH STREET NW WASHINGTON DC, DC 20036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 12/14/16 200,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DESIGNING AN EAST-AFRICAN MINI-GRID FACILITY TO SUPPORT ENERGY SERVICE COMPANIES TO ACCELERATE ENERGY ACCESS FOR POOR AND VULNERABLE PEOPLE IN RURAL AREAS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/04/17, 08/01/17, 10/25/17, 05/03/18, 05/11/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

334 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CROSSBOUNDARY LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1220 19TH STREET NW WASHINGTON DC, DC 20036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 08/24/17 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DESIGNING AN EAST-AFRICAN MINI-GRID FACILITY TO SUPPORT ENERGY SERVICE COMPANIES TO ACCELERATE ENERGY ACCESS FOR POOR AND VULNERABLE PEOPLE IN RURAL AREAS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/25/17, 05/03/18, 05/11/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

335 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CURATIO INTERNATIONAL FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3 KAVSADZE AVE. TBILISI, GEORGIA, 162

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 03/03/17 50,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE AS THE HEALTH SYSTEMS GLOBAL SECRETARIAT TOWARD THE COSTS OF ORGANIZING THE FOURTH HEALTH SYSTEMS SYMPOSIUM AND CONSOLIDATING THE SUSTAINABILITY OF HEALTH SYSTEMS GLOBAL

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/24/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

336 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG CONSULTING - U.S., LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 99 MADISON AVENUE, 17TH FLOOR NEW YORK, NY 10016

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 149,468. 04/19/16 149,468.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO INCREASE FUNDERS' USE OF INNOVATION CONCEPTS TO ACCELERATE THE PACE OF SOCIAL CHANGE FOR POOR OR VULNERABLE COMMUNITIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/01/16,12/09/16

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

337 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG CONSULTING - U.S., LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 99 MADISON AVENUE, 17TH FLOOR NEW YORK, NY 10016

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 175,000. 09/20/16 175,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF EXECUTING A THEMED RESIDENCY AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, JULY/AUGUST 2017, AND COLLECTING AND DISSEMINATING RESULTING KNOWLEDGE ASSETS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/26/17,07/17/17,09/12/17,11/13/17,12/13/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

338 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG CONSULTING - U.S., LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 99 MADISON AVENUE, 17TH FLOOR NEW YORK, NY 10016

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 350,000. 06/02/17 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A RESEARCH AND LANDSCAPE ASSESSMENT THAT SYNTHESIZES FORWARD-LOOKING KNOWLEDGE ON PRESSING PROBLEMS AND DYNAMIC OPPORTUNITIES IN THE LIVES OF POOR OR VULNERABLE POPULATIONS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/18/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

339 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG CONSULTING - U.S., LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 99 MADISON AVENUE, 17TH FLOOR NEW YORK, NY 10016

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 13,583. 10/11/17 13,583.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DESIGNING, LAUNCHING, AND EXECUTING THE "CASSAVA INNOVATION CHALLENGE" IN ORDER TO SURFACE SOLUTIONS TO INCREASE THE SHELF LIFE OF CASSAVA AND THEREBY IMPROVE THE LIVELIHOODS OF SMALL HOLDER FARMERS IN AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/07/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

340 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG DEVELOPMENT ADVISORS PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} MEZZANINE FLOOR, 'A' WING, BARODAWALA MANSION MUMBAI, INDIA, 400018

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 10/11/17 200,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A FEASIBILITY STUDY OF MINI-GRID MODELS AND THE DESIGN OF A MINI-GRID PARTNERSHIP FACILITY AND STRATEGY FOR CATALYZING ENERGY ACCESS FOR POOR AND VULNERABLE PEOPLE IN MYANMAR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/09/18,07/23/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

341 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG GROUP APS

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} OVERGADEN OVEN VANDET 10, 1ST FLOOR COPENHAGEN, DENMARK

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 60,000. 05/11/17 60,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE PILOT PHASE OF THE BIG BETS MATCH-UP INITIATIVE TO CREATE A NETWORKING AND SOLUTION PLATFORM THAT BRINGS TOGETHER CIVIL SOCIETY ORGANIZATIONS, ENTREPRENEURS, INVESTORS, AND PHILANTHROPISTS FOR ACTION TOWARD IMPLEMENTING THE SUSTAINABLE DEVELOPMENT GOALS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/31/17,10/01/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

342 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG GROUP APS

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} OVERGADEN OVEN VANDET 10, 1ST FLOOR COPENHAGEN, DENMARK

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 19,625. 06/08/17 19,625.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE PILOT PHASE OF THE BIG BETS MATCH-UP INITIATIVE TO CREATE A NETWORKING AND SOLUTION PLATFORM THAT BRINGS TOGETHER CIVIL SOCIETY ORGANIZATIONS, ENTREPRENEURS, INVESTORS, AND PHILANTHROPISTS FOR ACTION TOWARD IMPLEMENTING THE SUSTAINABLE DEVELOPMENT GOALS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/01/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

343 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG RESEARCH LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 72 - 82 ROSEBERY AVENUE, 2ND FLOOR LONDON, UNITED KINGDOM, EC1R 4RW

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 190,000. 12/15/16 120,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING EARLY-STAGE RESEARCH PRODUCTS THAT WILL ENHANCE THE STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ON EMERGING AND CHANGING PROBLEMS AFFECTING THE POOR AND VULNERABLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/29/17,08/30/17,09/13/17,09/25/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

344 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG RESEARCH LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 72 - 82 ROSEBERY AVENUE, 2ND FLOOR LONDON, UNITED KINGDOM, EC1R 4RW

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 09/28/17 30,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING EARLY-STAGE RESEARCH PRODUCTS THAT WILL ENHANCE THE STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ON EMERGING AND CHANGING PROBLEMS AFFECTING THE POOR AND VULNERABLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/13/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

345 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DANIEL J. EDELMAN, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 250 HUDSON STREET NEW YORK, NY 10013

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 149,990. 01/05/17 149,990.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF INCREASING THE VISIBILITY AND UNDERSTANDING THE ISSUE OF FOOD WASTE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/29/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

346 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DANIEL J. EDELMAN, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 250 HUDSON STREET NEW YORK, NY 10013

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 02/10/17 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF INCREASING THE VISIBILITY AND UNDERSTANDING OF IMPACT HIRING AMONG EMPLOYER AUDIENCES TO BENEFIT DISADVANTAGED YOUTH IN THE UNITED STATES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/28/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

347 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DANIEL J. EDELMAN, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 250 HUDSON STREET NEW YORK, NY 10013

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 12/21/17 120,703.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF INCREASING THE UNDERSTANDING OF THE ISSUES RELATED TO FOOD LOSS AND WASTE INCLUDING THE CHALLENGES OF ENDING HUNGER, ACHIEVING FOOD SECURITY AND IMPROVED NUTRITION, AND PROMOTING SUSTAINABLE AGRICULTURE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/09/18,07/16/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

348 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DELOITTE CONSULTING LLP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 350 SOUTH GRAND LOS ANGELES, CA 90071-3462

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 08/24/17 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS MONITOR INSTITUTE TOWARD THE COSTS OF EXPLORING HOW PHILANTHROPISTS CAN USE NEW APPROACHES TO MORE EFFECTIVELY MEASURE AND EVALUATE THEIR WORK AND TO DEVELOP TOOLS AND SYSTEMS THAT ENABLE MORE TIMELY AND EFFECTIVE EVIDENCE-BASED DECISION-MAKING. THE GRANT WAS FULLY ACCOUNTED FOR.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/16/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

349 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DIABETIC ASSOCIATION OF BANGLADESH

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 122 KAZI NAZRUL ISLAM AVENUE, SHAHBAG DHAKA, BANGLADESH, 1000

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 135,000. 12/21/11 111,490.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS BANGLADESH INSTITUTE OF SCIENCES TOWARD THE COSTS OF ESTABLISHING THE DEPARTMENT OF HEALTH INFORMATICS TO LAUNCH A MASTERS OF SCIENCE CURRICULUM ON HEALTH INFORMATICS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 01/04/17, 04/24/17, 11/14/17, 12/13/17, 04/06/18, 05/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

350 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DIABETIC ASSOCIATION OF BANGLADESH

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 122 KAZI NAZRUL ISLAM AVENUE, SHAHBAG DHAKA, BANGLADESH, 1000

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 90,000. 12/16/12 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS BANGLADESH INSTITUTE OF SCIENCES TOWARD THE COSTS OF ESTABLISHING THE DEPARTMENT OF HEALTH INFORMATICS TO LAUNCH A MASTERS OF SCIENCE CURRICULUM ON HEALTH INFORMATICS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 01/04/17, 04/24/17, 11/14/17, 12/13/17, 04/06/18, 05/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

351 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} EIGHTEEN EAST CAPITAL LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 86-90 PAUL STREET LONDON, UNITED KINGDOM, EC2A 4NE

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 85,000. 05/04/17 85,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A MODEL CLOSED-END INVESTMENT COMPANY (CEIC) TO CHANNEL PRIVATE EQUITY IMPACT INVESTMENT CAPITAL TOWARD EMERGING MARKET SECTORS LIKE HEALTHCARE, EDUCATION AND AGRICULTURE FOR THE BENEFIT OF POOR AND VULNERABLE POPULATIONS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/28/17,10/17/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

352 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} EIGHTEEN EAST CAPITAL LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 86-90 PAUL STREET LONDON, UNITED KINGDOM, EC2A 4NE

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 08/03/17 25,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A MODEL CLOSED-END INVESTMENT COMPANY (CEIC) TO CHANNEL PRIVATE EQUITY IMPACT INVESTMENT CAPITAL TOWARD EMERGING MARKET SECTORS LIKE HEALTHCARE, EDUCATION AND AGRICULTURE FOR THE BENEFIT OF POOR AND VULNERABLE POPULATIONS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/17/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

353 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} EIGHTEEN EAST CAPITAL LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 86-90 PAUL STREET LONDON, UNITED KINGDOM, EC2A 4NE

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 175,000. 12/13/17 2,816.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING IMPACTBAY, A NOT-FOR-PROFIT MARKET PLACE DESIGNED TO FACILITATE SECONDARY TRANSACTIONS OF FRONTIER AND EMERGING MARKET IMPACT INVESTMENTS IN AN EFFORT TO GROW THE ASSETS AVAILABLE TO BENEFIT POOR AND VULNERABLE POPULATIONS IN DEVELOPING COUNTRIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/27/18, 03/29/18, 05/31/18, 07/31/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

354 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 06/26/14 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/30/17,03/12/18,04/04/18,06/01/18, 08/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

355 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 513,114. 12/08/15 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/30/17,03/12/18,04/04/18,06/01/18, 08/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

356 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 734,886. 12/30/16 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/30/17,03/12/18,04/04/18,06/01/18, 08/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

357 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 812,000. 09/13/17 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/30/17,03/12/18,04/04/18,06/01/18, 08/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

358 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ELEVATE CONSULTING & COMMUNICATIONS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 8325 PORTLAND, ME 04104

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 180,000. 07/31/15 112,184.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ESTABLISHING THE NORTHEAST INFRASTRUCTURE ACCELERATOR AND DESIGNING AN INFRASTRUCTURE INVESTMENT MODEL FOR STATES AND REGIONS TO UNDERSTAND THE SAVINGS ASSOCIATED WITH ADOPTING A RESILIENT WATER INFRASTRUCTURE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/18/16, 06/30/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

359 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ESTUDIOOCA CO. LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 65 CHALOEMPAKRIATE SOI 8 BANGKOK, THAILAND, 10250

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 70,000. 07/07/17 70,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DESIGNING A GREEN INFRASTRUCTURE MASTER PLAN FOR UDON THANI, A CITY IN NORTHEASTERN THAILAND

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/17/18,02/28/18,05/31/18,08/20/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

360 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FT PUBLICATIONS INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 330 HUDSON STREET NEW YORK, NY 10013

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 04/28/17 50,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS FINANCIAL TIMES LIVE CONFERENCE DIVISION IN SUPPORT OF A SERIES OF CONVENINGS OF PRIVATE SECTOR STAKEHOLDERS TO DISCUSS METHODS FOR INCORPORATING NATURAL ASSETS INTO FINANCIAL DECISION MAKING, TO BE HELD IN NEW YORK AND LONDON IN 2016

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/24/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

361 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION JUMEX ASOCIACION CIVIL

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} BOULEVARD VIA MORELOS 72-A ECATEPEC, MEXICO

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 44,200. 12/17/15 44,071.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING OUTREACH AND SELECTING LATIN AMERICAN ARTISTS AS CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/19/16, 02/26/16, 04/15/16, 06/15/16, 03/15/17, 03/15/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

362 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION JUMEX ASOCIACION CIVIL

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} BOULEVARD VIA MORELOS 72-A ECATEPEC, MEXICO

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 15,000. 06/28/16 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING OUTREACH AND SELECTING LATIN AMERICAN ARTISTS AS CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/15/17,03/15/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

363 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION JUMEX ASOCIACION CIVIL

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} BOULEVARD VIA MORELOS 72-A ECATEPEC, MEXICO

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 46,900. 12/01/16 46,900.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING OUTREACH AND NOMINATING LATIN AMERICAN ARTISTS AS CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/16/17,03/18/17,05/16/17,01/04/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

364 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FUTURE FACTORY LLP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} A-55, NANDJYOT INDUSTRIAL ESTATE, 2ND FLOOR, SAFED POOL, AK ROAD MUMBAI, INDIA, 400072

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 57,500. 07/13/17 57,500.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING STRATEGIC OPPORTUNITIES THAT REDUCE POST-HARVEST FOOD LOSS AND IMPROVE THE LIVELIHOODS OF SMALL-HOLDER FARMERS THROUGH INNOVATIVE PROTOTYPING METHODOLOGIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/31/17,12/21/17,03/19/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

365 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GENESIS ANALYTICS PTY LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 50 SIXTH ROAD JOHANNESBURG, SOUTH AFRICA, 2196

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 01/13/17 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF MONITORING AND EVALUATION ACTIVITIES FOR THE FOUNDATION'S DIGITAL JOBS AFRICA INITIATIVE, AS WELL AS ITS GRANTEES AND PARTNERS, IN ORDER TO BENEFIT THE FIELDS OF YOUTH EMPLOYMENT, DIGITAL JOBS AND INCLUSIVE ECONOMIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 10/16/17,11/02/17,02/12/18,02/28/18,03/16/18,04/10/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

366 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GENESIS ANALYTICS PTY LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 50 SIXTH ROAD JOHANNESBURG, SOUTH AFRICA, 2196

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 65,000. 03/28/17 65,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A THEMATIC TRACK ON INNOVATIONS IN EVALUATION AT THE AFRICAN EVALUATION ASSOCIATION CONFERENCE AIMED AT STRENGTHENING THE EFFECTIVENESS OF MARKET SOLUTIONS TO IMPROVE THE LIVES OF POOR OR VULNERABLE PEOPLE, TO BE HELD IN KAMPALA, UGANDA, MARCH 2017

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/20/17,08/11/17,11/22/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

367 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GENESIS ANALYTICS PTY LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 50 SIXTH ROAD JOHANNESBURG, SOUTH AFRICA, 2196

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 03/30/17 75,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF MONITORING AND EVALUATION ACTIVITIES FOR THE FOUNDATION'S DIGITAL JOBS AFRICA INITIATIVE, AS WELL AS ITS GRANTEES AND PARTNERS, IN ORDER TO BENEFIT THE FIELDS OF YOUTH EMPLOYMENT, DIGITAL JOBS AND INCLUSIVE ECONOMIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 10/16/17,11/02/17,02/12/18,02/28/18,03/16/18,04/10/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

368 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GENESIS ANALYTICS PTY LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 50 SIXTH ROAD JOHANNESBURG, SOUTH AFRICA, 2196

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 10,000. 08/30/17 10,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A THEMATIC TRACK ON INNOVATIONS IN EVALUATION AT THE AFRICAN EVALUATION ASSOCIATION CONFERENCE AIMED AT STRENGTHENING THE EFFECTIVENESS OF MARKET SOLUTIONS TO IMPROVE THE LIVES OF POOR OR VULNERABLE PEOPLE, TO BE HELD IN KAMPALA, UGANDA, MARCH 2017

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/22/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

369 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GENESIS ANALYTICS PTY LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 50 SIXTH ROAD JOHANNESBURG, SOUTH AFRICA, 2196

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 11/14/17 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF MONITORING AND EVALUATION ACTIVITIES FOR THE FOUNDATION'S DIGITAL JOBS AFRICA INITIATIVE, AS WELL AS ITS GRANTEES AND PARTNERS, IN ORDER TO BENEFIT THE FIELDS OF YOUTH EMPLOYMENT, DIGITAL JOBS AND INCLUSIVE ECONOMIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/12/18,02/28/18,03/16/18,04/10/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

370 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL BPO SOLUTIONS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15600 NE 8TH STREET BELLEVUE, WA 98008

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 24,640. 02/17/17 24,640.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SCALING IMPACT SOURCING BY DRIVING MEMBERSHIP RECRUITMENT FOR THE GLOBAL IMPACT SOURCING COALITION AND COORDINATING DEVELOPMENT OF RELEVANT TOOLS AND RESOURCES FOR BUILDING ITS VALUE PROPOSITION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/02/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

371 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL BPO SOLUTIONS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15600 NE 8TH STREET BELLEVUE, WA 98008

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 70,000. 05/04/17 70,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SCALING IMPACT SOURCING BY DRIVING MEMBERSHIP RECRUITMENT FOR THE GLOBAL IMPACT SOURCING COALITION AND PROMOTING IMPACT SOURCING TO NEW SECTORS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/14/17, 07/31/17, 08/01/17, 08/07/17, 02/27/18, 02/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

372 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL BPO SOLUTIONS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15600 NE 8TH STREET BELLEVUE, WA 98008

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 5,400. 06/21/17 5,400.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SCALING IMPACT SOURCING BY DRIVING MEMBERSHIP RECRUITMENT FOR THE GLOBAL IMPACT SOURCING COALITION AND COORDINATING DEVELOPMENT OF RELEVANT TOOLS AND RESOURCES FOR BUILDING ITS VALUE PROPOSITION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/02/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

373 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL BPO SOLUTIONS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15600 NE 8TH STREET BELLEVUE, WA 98008

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 08/10/17 50,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SCALING IMPACT SOURCING BY DRIVING MEMBERSHIP RECRUITMENT FOR THE GLOBAL IMPACT SOURCING COALITION AND PROMOTING IMPACT SOURCING TO NEW SECTORS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/27/18,02/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

374 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL HEALTH STRATEGIES LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 38 E 32ND STREET, 12TH FLOOR NEW YORK, NY 10016

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 11/18/16 500,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO SUSTAIN MOMENTUM FOR UNIVERSAL HEALTH COVERAGE (UHC) THROUGH BUILDING A SUSTAINABLE UHC COALITION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/01/16,02/28/17,08/22/17,10/13/17,03/05/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

375 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL INVESTMENT FUND FOR WATER LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} STEEL HOUSE, 13-17 PRINCES ROAD SURREY, UNITED KINGDOM, TW10 6DG

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 11/14/17 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF PILOTING A PRIVATE SECTOR-LED MICRO-LEVY ON BOTTLED WATER

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NO REPORTS TO DATE

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

376 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL STRATEGY GROUP, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 215 PARK AVENUE, 15TH FLOOR NEW YORK, NY 10003

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 03/10/17 500,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF OVERSEEING STRATEGIC INFLUENCE ACTIVITIES AND COORDINATING CONVENINGS FOR THE FOUNDATION'S "100X25" CAMPAIGN

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/19/17,06/04/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

377 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GRENZEBACH GLIER AND ASSOCIATES, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 401 N. MICHIGAN AVENUE CHICAGO, IL 60611

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 56,210. 05/04/17 56,210.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING AN ALUMNI ENGAGEMENT STRATEGY FOR THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, IN ORDER TO ENHANCE ALUMNI RELATIONS, PROMOTE ALUMNI ACHIEVEMENTS, AND SHARE KNOWLEDGE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/23/17, 02/02/18, 08/09/18, 09/27/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

378 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GRENZEBACH GLIER AND ASSOCIATES, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 401 N. MICHIGAN AVENUE CHICAGO, IL 60611

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 45,960. 08/17/17 45,960.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING AN ALUMNI ENGAGEMENT STRATEGY FOR THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, IN ORDER TO ENHANCE ALUMNI RELATIONS, PROMOTE ALUMNI ACHIEVEMENTS, AND SHARE KNOWLEDGE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/02/18, 08/09/18, 09/27/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

379 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GUARDIAN NEWS AND MEDIA LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} KING PLACE 90 YORK WAY LONDON, UNITED KINGDOM, N1 9GU

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 10/13/16 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF GENERATING AND SHARING NEW INSIGHTS FROM DIVERSE, GLOBAL JOURNALISTS AND EDITORS AROUND SOCIAL, ECONOMIC, AND ENVIRONMENTAL THEMES AND ISSUES THAT IMPACT POOR AND VULNERABLE PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/17/16,12/02/16,04/06/17,05/24/17,05/31/17,07/28/17,12/22/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

380 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GUARDIAN NEWS AND MEDIA LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} KING PLACE 90 YORK WAY LONDON, UNITED KINGDOM, N1 9GU

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 40,000. 12/12/16 40,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF GENERATING AND SHARING NEW INSIGHTS FROM DIVERSE, GLOBAL JOURNALISTS AND EDITORS AROUND SOCIAL, ECONOMIC, AND ENVIRONMENTAL THEMES AND ISSUES THAT IMPACT POOR AND VULNERABLE PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/06/17,05/24/17,05/31/17,07/28/17,12/22/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

381 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GUARDIAN NEWS AND MEDIA LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} KING PLACE 90 YORK WAY LONDON, UNITED KINGDOM, N1 9GU

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,000,000. 12/19/16 997,731.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN CONTINUED SUPPORT OF ITS GUARDIAN CITIES SECTION TO FOSTER READER ENGAGEMENT AND UNDERSTANDING OF RESILIENCE AS IT AFFECTS POOR AND VULNERABLE COMMUNITIES IN URBAN AREAS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/15/17,07/20/18,07/24/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

382 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GUARDIAN NEWS AND MEDIA LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} KING PLACE 90 YORK WAY LONDON, UNITED KINGDOM, N1 9GU

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,317. 08/30/17 30,317.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF GENERATING AND SHARING NEW INSIGHTS FROM DIVERSE, GLOBAL JOURNALISTS AND EDITORS AROUND SOCIAL, ECONOMIC, AND ENVIRONMENTAL THEMES AND ISSUES THAT IMPACT POOR AND VULNERABLE PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/22/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

383 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} HATTAWAY COMMUNICATIONS, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1717 RHODE ISLAND AVENUE, NW WASHINGTON, DC 20036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 125,000. 09/15/16 125,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONTINUING TO ADVANCE THE WORK OF HATCH FOR GOOD IN BUILDING STORYTELLING ORGANIZATIONS WITHIN THE SOCIAL AND DEVELOPMENT SECTORS, INCLUDING AN ASSESSMENT OF ITS EFFECTIVENESS AND THE EXPLORATION OF SUSTAINABILITY MODELS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/20/16,03/31/17,09/25/17,09/30/17,11/30/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

384 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} HATTAWAY COMMUNICATIONS, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1717 RHODE ISLAND AVENUE, NW WASHINGTON, DC 20036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 04/19/17 75,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONTINUING TO ADVANCE THE WORK OF HATCH FOR GOOD IN BUILDING STORYTELLING ORGANIZATIONS WITHIN THE SOCIAL AND DEVELOPMENT SECTORS, INCLUDING AN ASSESSMENT OF ITS EFFECTIVENESS AND THE EXPLORATION OF SUSTAINABILITY MODELS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/25/17,09/30/17,11/30/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

385 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} HATTAWAY COMMUNICATIONS, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1717 RHODE ISLAND AVENUE, NW WASHINGTON, DC 20036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 11/22/17 25,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONTINUING TO ADVANCE THE WORK OF HATCH FOR GOOD IN BUILDING STORYTELLING ORGANIZATIONS WITHIN THE SOCIAL AND DEVELOPMENT SECTORS, INCLUDING AN ASSESSMENT OF ITS EFFECTIVENESS AND THE EXPLORATION OF SUSTAINABILITY MODELS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/30/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

386 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} HATTAWAY COMMUNICATIONS, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1717 RHODE ISLAND AVENUE, NW WASHINGTON, DC 20036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 12/12/17 25,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONTINUING TO ADVANCE THE WORK OF HATCH FOR GOOD IN BUILDING STORYTELLING ORGANIZATIONS WITHIN THE SOCIAL AND DEVELOPMENT SECTORS, INCLUDING AN ASSESSMENT OF ITS EFFECTIVENESS AND THE EXPLORATION OF SUSTAINABILITY MODELS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/30/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

387 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} HEALTH CO PARTICIPANT LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1700 MARKET STREET, 19TH FLOOR PHILADELPHIA, PA 19103

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,500,000. 12/19/13 1,090,075.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,000,000 PROGRAM RELATED INVESTMENT LOAN TO SUPPORT EXPANDING AND IMPROVING AFFORDABLE PRIMARY HEALTHCARE AND CREATING JOBS FOR LOW-INCOME INDIVIDUALS, BY PROVIDING LOANS TO FEDERALLY QUALIFIED HEALTHCARE CENTERS; $1,090,075 PRINCIPAL REPAID

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/15/17,12/19/17, 02/13/18,05/17/18, 08/16/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

388 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} HEALTH CO PARTICIPANT LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1700 MARKET STREET, 19TH FLOOR PHILADELPHIA, PA 19103

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,125,000. 03/06/14 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,000,000 PROGRAM RELATED INVESTMENT LOAN TO SUPPORT EXPANDING AND IMPROVING AFFORDABLE PRIMARY HEALTHCARE AND CREATING JOBS FOR LOW-INCOME INDIVIDUALS, BY PROVIDING LOANS TO FEDERALLY QUALIFIED HEALTHCARE CENTERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/15/17,12/19/17, 02/13/18,05/17/18, 08/16/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

389 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} HEALTH CO PARTICIPANT LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1700 MARKET STREET, 19TH FLOOR PHILADELPHIA, PA 19103

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 375,000. 03/26/15 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,000,000 PROGRAM RELATED INVESTMENT LOAN TO SUPPORT EXPANDING AND IMPROVING AFFORDABLE PRIMARY HEALTHCARE AND CREATING JOBS FOR LOW-INCOME INDIVIDUALS, BY PROVIDING LOANS TO FEDERALLY QUALIFIED HEALTHCARE CENTERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/15/17,12/19/17, 02/13/18,05/17/18, 08/16/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

390 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} HR&A ADVISORS, INC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 99 HUDSON STREET, 3RD FLOOR NEW YORK, NY 10013

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 3,500. 02/02/17 3,500.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF RESILIENCE ACADEMIES FOR THE RESILIENCE AMERICORPS VISTAS PROGRAM, AS WELL AS THE DEVELOPMENT OF AN UPDATED ONLINE CURRICULUM FOR THE RESILIENCE AGE WEBSITE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/09/17,08/04/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

391 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} HR&A ADVISORS, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 99 HUDSON STREET, 3RD FLOOR NEW YORK, NY 10013

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 02/17/17 500,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF TESTING THE GLOBAL RESILIENCE ACADEMY PROTOTYPE TO DETERMINE THE HIGHEST VALUE DOMAINS FOR FUTURE DEPLOYMENT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/28/17,07/07/17,07/10/17,07/18/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

392 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IDEO LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 100 FOREST AVENUE PALO ALTO, CA 94301

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 01/10/17 25,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE DESIGN AND EXECUTION OF THE OPENIDEO FOOD WASTE CHALLENGE ALONG WITH THE SUBSEQUENT LAUNCH OF A FOOD WASTE IDEAS LAB MEANT TO FACILITATE DESIGN SUPPORT AND KNOWLEDGE EXCHANGE AMONG AN EMERGENT COMMUNITY OF PRACTICE OF GLOBAL INNOVATORS ADDRESSING FOOD WASTE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/22/17,04/06/17,06/21/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

393 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IDEO LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 100 FOREST AVENUE PALO ALTO, CA 94301

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 04/19/17 25,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE DESIGN AND EXECUTION OF THE OPENIDEO FOOD WASTE CHALLENGE ALONG WITH THE SUBSEQUENT LAUNCH OF A FOOD WASTE IDEAS LAB MEANT TO FACILITATE DESIGN SUPPORT AND KNOWLEDGE EXCHANGE AMONG AN EMERGENT COMMUNITY OF PRACTICE OF GLOBAL INNOVATORS ADDRESSING FOOD WASTE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/21/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

394 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IDEO LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 100 FOREST AVENUE PALO ALTO, CA 94301

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 09/20/17 25,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE DESIGN AND EXECUTION OF THE OPENIDEO FOOD WASTE CHALLENGE ALONG WITH THE SUBSEQUENT LAUNCH OF A FOOD WASTE IDEAS LAB MEANT TO FACILITATE DESIGN SUPPORT AND KNOWLEDGE EXCHANGE AMONG AN EMERGENT COMMUNITY OF PRACTICE OF GLOBAL INNOVATORS ADDRESSING FOOD WASTE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/21/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

395 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IDEO LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 100 FOREST AVENUE PALO ALTO, CA 94301

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 240,000. 09/20/17 240,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A SUITE OF DESIGN RESEARCH AND PROTOTYPING MODULES THAT WILL TEST AND VALIDATE MANY OF THE POTENTIAL SOLUTIONS AND IDEAS ARISING FROM A BROADER SET OF ACTIVITIES BEING INITIATED TO ADDRESS FOOD WASTE IN THE U.S.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/26/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

396 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IDFC FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 6TH FLOOR, THE CAPITAL COURT, OLOF PALME MARG NEW DELHI, INDIA, 110067

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 07/13/17 150,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ITS IDFC INSTITUTE'S ONGOING RESEARCH AND PROGRAMMATIC WORK AIMING TO ENABLE THE ADVANCEMENT OF INCLUSIVE ECONOMIES AND MARKET SYSTEMS INNOVATION IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/01/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

397 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 407,295. 11/18/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 10/04/17,10/24/17,04/30/18,05/2/18,07/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

398 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 117,028. 05/23/11 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 10/04/17,10/24/17,04/30/18,05/2/18,07/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

399 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 173,985. 12/31/12 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 10/04/17,10/24/17,04/30/18,05/2/18,07/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

400 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,175. 10/30/13 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 10/04/17,10/24/17,04/30/18,05/2/18,07/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

401 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 77,221. 11/26/14 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 10/04/17,10/24/17,04/30/18,05/2/18,07/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

402 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 14,503. 12/10/15 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 10/04/17,10/24/17,04/30/18,05/2/18,07/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

403 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 11,718. 12/06/16 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 10/04/17,10/24/17,04/30/18,05/2/18,07/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

404 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INCANDESCENT, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 27 WEST 24TH STREET NEW YORK, NY 10010

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 2,275,500. 01/10/17 2,275,500.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING STRATEGIES TO TEST IMPACT HIRING SOLUTIONS THAT IMPROVE AND CREATE EMPLOYMENT OPPORTUNITIES FOR DISADVANTAGED YOUTH IN THE UNITED STATES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/20/17,03/31/17,05/31/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

405 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INCANDESCENT, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 27 WEST 24TH STREET NEW YORK, NY 10010

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 750,000. 03/10/17 750,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF EFFORTS TO PROTOTYPE A NEW ENTITY THAT WOULD CATALYZE THE GROWTH OF IMPACT HIRING PRACTICES TO IMPROVE EMPLOYMENT OUTCOMES FOR DISADVANTAGED YOUTH IN THE U.S.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/01/17,06/30/17,10/27/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

406 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INCANDESCENT, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 27 WEST 24TH STREET NEW YORK, NY 10010

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 295,255. 11/06/17 295,255.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF EFFORTS TO PROTOTYPE A NEW ENTITY THAT WOULD CATALYZE THE GROWTH OF IMPACT HIRING PRACTICES TO IMPROVE EMPLOYMENT OUTCOMES FOR DISADVANTAGED YOUTH IN THE U.S.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/27/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

407 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INNOVATIVE FINANCE FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 7 AVENUE PICTET-DE-ROCHEMONT GENEVA, SWITZERLAND, 1207

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 285,000. 04/26/16 285,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE SCALE-UP OF UNITLIFE, A GLOBAL INNOVATIVE FINANCING MECHANISM TO FIGHT CHRONIC MALNUTRITION USING REVENUE FROM MICRO-LEVIES ON NATURAL RESOURCES, AND DEVELOPING AN OPERATIONAL STRATEGY FOR DEPLOYMENT OF THE CAPITAL IT RAISES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/09/17, 04/10/17, 04/14/17, 05/10/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

408 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE OF CHARTERED ACCOUNTANTS IN ENGLAND AND WALES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} CHARTERED ACCOUNTANTS' HALL MOORGATE PLACE LONDON, UNITED KINGDOM, EC2R 6EA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 490,000. 12/17/15 490,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS PROJECT, THE NATURAL CAPITAL COALITION, IN SUPPORT OF STRENGTHENING THE NATURAL CAPITAL COMMUNITY BY STANDARDIZING A FRAMEWORK FOR BUSINESSES TO MEASURE AND VALUE THEIR DIRECT AND INDIRECT IMPACTS AND DEPENDENCIES ON NATURAL RESOURCES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/25/16, 02/27/17, 06/30/17, 02/21/18, 03/29/18, 08/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

409 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE OF CHARTERED ACCOUNTANTS IN ENGLAND AND WALES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} CHARTERED ACCOUNTANTS' HALL MOORGATE PLACE LONDON, UNITED KINGDOM, EC2R 6EA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 105,000. 07/13/17 105,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS PROJECT, THE NATURAL CAPITAL COALITION, IN SUPPORT OF STRENGTHENING THE NATURAL CAPITAL COMMUNITY BY STANDARDIZING A FRAMEWORK FOR BUSINESSES TO MEASURE AND VALUE THEIR DIRECT AND INDIRECT IMPACTS AND DEPENDENCIES ON NATURAL RESOURCES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/21/18,03/29/18,08/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

410 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP ADVISORY SERVICES PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 10TH FLOOR, UNIT NO. A1002, A BLOCK HYDERABAD, INDIA, 500 032

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 130,000. 03/17/16 123,400.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING RESEARCH PRODUCTS THAT WILL ENHANCE THE STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ON TOPICS RELATED TO RESILIENCE AND INCLUSIVE ECONOMIES IN THE GLOBAL SOUTH

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/05/17, 07/17/17, 11/01/17, 01/10/18, 05/23/18, 06/15/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

411 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP ADVISORY SERVICES PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 10TH FLOOR, UNIT NO. A1002, A BLOCK HYDERABAD, INDIA, 500 032

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 101,450. 03/30/17 101,450.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF RESEARCH TO BUILD THE KNOWLEDGE BASE OF THE SOCIAL SECTOR ON KEY AREAS OF DYNAMISM AND POLICY DEVELOPMENTS RELATED TO POST-HARVEST LOSS IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/19/17, 06/05/17, 07/05/17, 07/17/17, 08/17/17, 02/20/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

412 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP ADVISORY SERVICES PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 10TH FLOOR, UNIT NO. A1002, A BLOCK HYDERABAD, INDIA, 500 032

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 05/04/17 30,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING RESEARCH PRODUCTS THAT WILL ENHANCE THE STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ON TOPICS RELATED TO POVERTY REDUCTION IN THE GLOBAL SOUTH

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/31/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

413 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP ADVISORY SERVICES PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 10TH FLOOR, UNIT NO. A1002, A BLOCK HYDERABAD, INDIA, 500 032

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 120,690. 05/25/17 120,690.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING AND TESTING HIGH-POTENTIAL PROTOTYPES DESIGNED TO REDUCE POST-HARVEST LOSS AND GENERATE LIVELIHOOD BENEFITS FOR SMALL-HOLDER FARMERS IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/15/17,06/19/17,09/15/17,10/16/17,05/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

414 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP ADVISORY SERVICES PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 10TH FLOOR, UNIT NO. A1002, A BLOCK HYDERABAD, INDIA, 500 032

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 93,870. 06/23/17 93,870.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING AND TESTING HIGH-POTENTIAL PROTOTYPES DESIGNED TO REDUCE POST-HARVEST LOSS AND GENERATE LIVELIHOOD BENEFITS FOR SMALL-HOLDER FARMERS IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/15/17,10/16/17,05/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

415 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP ADVISORY SERVICES PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 10TH FLOOR, UNIT NO. A1002, A BLOCK HYDERABAD, INDIA, 500 032

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 53,640. 11/02/17 53,640.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING AND TESTING HIGH-POTENTIAL PROTOTYPES DESIGNED TO REDUCE POST-HARVEST LOSS AND GENERATE LIVELIHOOD BENEFITS FOR SMALL-HOLDER FARMERS IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

416 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP ADVISORY SERVICES PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 10TH FLOOR, UNIT NO. A1002, A BLOCK HYDERABAD, INDIA, 500 032

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 58,800. 11/17/17 58,800.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING AND TESTING HIGH-POTENTIAL PROTOTYPES DESIGNED TO REDUCE POST-HARVEST LOSS AND GENERATE LIVELIHOOD BENEFITS FOR SMALL-HOLDER FARMERS IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

417 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP ADVISORY SERVICES PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 10TH FLOOR, UNIT NO. A1002, A BLOCK HYDERABAD, INDIA, 500 032

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 5,000. 12/13/17 5,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF RESEARCH TO BUILD THE KNOWLEDGE BASE OF THE SOCIAL SECTOR ON KEY AREAS OF DYNAMISM AND POLICY DEVELOPMENTS RELATED TO POST-HARVEST LOSS IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/20/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

418 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL ASSOCIATION OF OUTSOURCING PROFESSIONALS

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 4333 INDIAN DEER ROAD WINDERMERE, FL 34786

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 08/03/17 6,950.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SCALING IMPACT SOURCING THROUGH AN ANNUAL RECOGNITION PROCESS TO PROMOTE ITS ADOPTION AMONG MEMBERS AND ASSOCIATES IN THE BUSINESS PROCESS OUTSOURCING SECTOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/24/17,07/31/17,01/15/18,04/26/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

419 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IQBUSINESS (PTY) LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} IQBUSINESS PARK, NO 3 THIRD AVENUE SANDTON SANDTON, SOUTH AFRICA, 2128

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 11/02/17 112,714.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PROMOTING THE DEMAND DRIVEN TRAINING TOOLKIT TO TECHNICAL AND VOCATIONAL EDUCATION AND TRAINING COLLEGES AND UNIVERSITIES IN SOUTH AFRICA TO SCALE SKILLS DEVELOPMENT FOR YOUTH

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/15/17,04/30/18,08/31/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

420 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ITAD LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 12 ENGLISH BUSINESS PARK HOVE, UNITED KINGDOM, BN3 7ET

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 05/10/16 200,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ENGAGING DEVELOPMENT EVALUATION LEADERS TO PROVIDE PRACTICAL ASSISTANCE TO ROCKEFELLER FOUNDATION GRANTEES, PARTNERS, AND INITIATIVE TEAMS IN ORDER TO BETTER PLAN, ARTICULATE OUTCOMES, AND IMPACT, MONITOR, EVALUATE AND REPORT ON RESULTS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/31/17,06/22/17,03/15/18,03/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

421 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ITAD LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 12 ENGLISH BUSINESS PARK HOVE, UNITED KINGDOM, BN3 7ET

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 09/28/17 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ENGAGING DEVELOPMENT EVALUATION LEADERS TO PROVIDE PRACTICAL ASSISTANCE TO ROCKEFELLER FOUNDATION GRANTEES, PARTNERS, AND INITIATIVE TEAMS IN ORDER TO BETTER PLAN, ARTICULATE OUTCOMES, AND IMPACT, MONITOR, EVALUATE AND REPORT ON RESULTS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/15/18,03/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

422 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ITAD LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 12 ENGLISH BUSINESS PARK HOVE, UNITED KINGDOM, BN3 7ET

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,750. 11/17/17 1,750.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF STRENGTHENING THE CAPACITY OF THE FOUNDATION, GRANTEES, AND PARTNERS TO INFUSE AND INTEGRATE RESILIENCE THINKING INTO THEIR WORK AND TO CREATE AN ENABLING ENVIRONMENT FOR PARTNERS AND GRANTEES TO BETTER UNDERSTAND HOW TO USE RESILIENCE IN PLANNING PROGRAMS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/03/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

423 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} JUHUDI KILIMO COMPANY LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 7TH FLOOR, K-REP CENTRE, WOOD AVENUE NAIROBI, KENYA, 00100

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 350,000. 06/05/12 350,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $750,000 PROGRAM-RELATED INVESTMENT LOAN TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN THE UNDERSERVED RURAL SUB-SECTOR IN KENYA BY PROVIDING CAPITAL FOR RURAL MICRO-ASSET FINANCING LOANS TO ASSIST SMALLHOLDER FARMERS IN ACQUIRING PRODUCTIVE ASSETS; $350,000 PRINCIPAL REPAID

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 05/15/17,06/01/17,06/30/17,08/15/17,08/31/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

424 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} JUHUDI KILIMO COMPANY LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 7TH FLOOR, K-REP CENTRE, WOOD AVENUE NAIROBI, KENYA, 00100

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 395,628. 10/16/13 287,284.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $750,000 PROGRAM-RELATED INVESTMENT LOAN TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN THE UNDERSERVED RURAL SUB-SECTOR IN KENYA BY PROVIDING CAPITAL FOR RURAL MICRO-ASSET FINANCING LOANS TO ASSIST SMALLHOLDER FARMERS IN ACQUIRING PRODUCTIVE ASSETS; $287,284 PRINCIPAL REPAID

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 05/15/17,06/1/17,06/30/17,08/15/17,08/31/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

425 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} KENYA PRIVATE SECTOR ALLIANCE

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 3556-00100 NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 700,000. 04/04/17 479,914.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ITS AJIRA DIGITAL PROJECT TO SCALE DEMAND DRIVEN TRAINING AND DEVELOP A SUSTAINABLE MODEL FOR CONNECTING DISADVANTAGED YOUTH TO ONLINE JOBS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/15/17,05/31/17,09/29/17,10/16/17,02/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

426 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} KENYA PRIVATE SECTOR ALLIANCE

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 3556-00100 NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 10/11/17 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ITS AJIRA DIGITAL PROJECT TO SCALE DEMAND DRIVEN TRAINING AND DEVELOP A SUSTAINABLE MODEL FOR CONNECTING DISADVANTAGED YOUTH TO ONLINE JOBS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/16/17,02/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

427 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} KKS ADVISORS LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 559 EAST 2ND STREET, UNIT 3 BOSTON, MA 02127

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 268,410. 06/28/16 268,410.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PROVIDING ANALYSIS AND STRATEGIC SUPPORT TO ENABLE THE ROCKEFELLER FOUNDATION'S REVALUE ECOSYSTEMS GRANTEES TO OPTIMIZE THE POSITIONING OF AND INFLUENCE FROM THEIR EFFORTS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 03/17/17,05/09/17,07/11/17,10/30/17,01/05/18,04/02/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

428 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} KNACK.IT CORP.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 591316 SAN FRANCISCO, CA 94159

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 900,000. 12/22/15 89,695.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO DEMONSTRATE INNOVATIVE JOB-MATCHING TECHNOLOGY AND CONNECT DISADVANTAGED YOUTH TO JOBS IN THE UNITED STATES, SOUTH AFRICA, AND INDIA. INCOMPLETE REPORTING: NO FURTHER FUNDING WILL BE PROVIDED TO THIS GRANTEE. REPORTS EXPECTED FROM GRANTEE AFTER LATEST COMMUNICATION.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/29/16,08/16/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

429 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} KNACK.IT CORP.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 591316 SAN FRANCISCO, CA 94159

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 90,000. 05/26/16 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO DEMONSTRATE INNOVATIVE JOB-MATCHING TECHNOLOGY AND CONNECT DISADVANTAGED YOUTH TO JOBS IN THE UNITED STATES, SOUTH AFRICA, AND INDIA. INCOMPLETE REPORTING: NO FURTHER FUNDING WILL BE PROVIDED TO THIS GRANTEE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/16/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

430 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} KOIS UK LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 34B YORK WAY, IMPACT HUB LONDON, UNITED KINGDOM, N1 9AB

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 102,444. 12/12/17 102,444.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING A FEASIBILITY STUDY ON A MULTI-YEAR LEASING MECHANISM TO ADDRESS BUDGET PROCUREMENT CHALLENGES FACED IN THE HUMANITARIAN SPACE, WITH THE INITIAL FOCUS ON REFUGEE HOUSING SHELTERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/23/18, 06/06/18, 07/18/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

431 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} KORN/FERRY INTERNATIONAL

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1900 AVENUE OF THE STARS LOS ANGELES, CA 90067

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 498,700. 12/20/16 498,700.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING AND DISSEMINATING RESEARCH AND ANALYSIS TO IDENTIFY BETTER, TACTICAL WAYS TO PROMOTE GENDER EQUITY IN THE CORPORATE ENVIRONMENT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/10/17,09/15/17,02/15/18,06/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

432 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} KURANTE, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 708 OCEAN AVE #33 BROOKLYN, NY 11226

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 05/25/17 25,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING NEW TECHNOLOGIES TO IMPROVE THE MONITORING AND EVALUATION OF COMPLEX INTERVENTIONS AIMED AT ALLEVIATING POVERTY IN THE GLOBAL SOUTH

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/07/17,02/12/18,02/13/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

433 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} KURANTE, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 708 OCEAN AVE #33 BROOKLYN, NY 11226

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 08/17/17 20,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING NEW TECHNOLOGIES TO IMPROVE THE MONITORING AND EVALUATION OF COMPLEX INTERVENTIONS AIMED AT ALLEVIATING POVERTY IN THE GLOBAL SOUTH

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/12/18,02/13/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

434 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} KYNE COMMUNICATIONS, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 252 W. 37TH STREET, SUITE 500E NEW YORK, NY 10018

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 12/09/16 200,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ACTIVITIES TO RAISE AWARENESS, UNDERSTANDING, AND ACCEPTANCE OF PLANETARY HEALTH, INCLUDING THE ECONOMIC BENEFITS OF POLICIES THAT ADDRESS ENVIRONMENTAL SUSTAINABILITY TOGETHER WITH HUMAN HEALTH AND DEVELOPMENT GOALS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 06/14/17,10/11/17,12/18/17,03/05/18,06/11/18,06/13/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

435 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} KYNE COMMUNICATIONS, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 252 W. 37TH STREET, SUITE 500E NEW YORK, NY 10018

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 125,000. 06/07/17 125,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ACTIVITIES TO RAISE AWARENESS, UNDERSTANDING, AND ACCEPTANCE OF PLANETARY HEALTH, INCLUDING THE ECONOMIC BENEFITS OF POLICIES THAT ADDRESS ENVIRONMENTAL SUSTAINABILITY TOGETHER WITH HUMAN HEALTH AND DEVELOPMENT GOALS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/11/17,12/18/17,03/05/18,06/11/18,06/13/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

436 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} LEADERS' QUEST, LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 11-13 WORPLE WAY, RICHMOND SURREY, UNITED KINGDOM, TW10 6DG

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 123,056. 11/25/15 123,056.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ORGANIZING AND CONVENING THOUGHT LEADERS AND DOMAIN EXPERTS TO SHARE IDEAS, SURFACE INNOVATIONS, TEST EMERGING THINKING ON STRATEGY, AND ACTIVATE NEW RELATIONSHIPS AROUND WASTE AND SPOILAGE IN THE FOOD CHAIN, AND THE HEALTH VULNERABILITIES OF INFORMAL WORKERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/18/16,06/16/17,11/3/17,12/21/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

437 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} LINA SRIVASTAVA CONSULTING LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 300 EAST 33RD STREET, NO. 6P NEW YORK, NY 10016

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 40,000. 05/14/14 40,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO CAPTURE AND COMMUNICATE THE INSIGHTS AND LESSONS OF CHANGE LEADERS IN DEVELOPMENT AND MARKET-BASED SOLUTIONS, IN ORDER TO INSPIRE, EDUCATE AND MOTIVATE OTHER LEADERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/15/15, 05/11/15, 02/29/16, 03/02/17, 08/31/17, 01/02/18, 01/05/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

438 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} LINA SRIVASTAVA CONSULTING LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 300 EAST 33RD STREET, NO. 6P NEW YORK, NY 10016

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 40,000. 05/28/15 40,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO CAPTURE AND COMMUNICATE THE INSIGHTS AND LESSONS OF CHANGE LEADERS IN DEVELOPMENT AND MARKET-BASED SOLUTIONS, IN ORDER TO INSPIRE, EDUCATE AND MOTIVATE OTHER LEADERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/29/16, 03/02/17, 08/31/17, 01/02/18, 01/05/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

439 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} LINA SRIVASTAVA CONSULTING LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 300 EAST 33RD STREET, NO. 6P NEW YORK, NY 10016

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 11/22/17 20,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO CAPTURE AND COMMUNICATE THE INSIGHTS AND LESSONS OF CHANGE LEADERS IN DEVELOPMENT AND MARKET-BASED SOLUTIONS, IN ORDER TO INSPIRE, EDUCATE AND MOTIVATE OTHER LEADERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/02/18,01/05/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

440 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} LION'S HEAD GLOBAL PARTNERS LLP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 130 BUCKINGHAM PALACE ROAD LONDON, UNITED KINGDOM, SW1W 9SA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 08/01/16 200,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING GREEN COUPONS TO QUANTIFY THE CARBON IMPACT OF PROJECTS FINANCED THROUGH GREEN BONDS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/01/16, 12/13/16, 05/02/17, 05/22/17, 02/27/18, 08/14/18, 08/15/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

441 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} LION'S HEAD GLOBAL PARTNERS LLP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 130 BUCKINGHAM PALACE ROAD LONDON, UNITED KINGDOM, SW1W 9SA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 160,000. 09/06/17 160,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A NEW FINANCIAL MECHANISM FOR ADDRESSING THE NEEDS OF SYRIAN REFUGEES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/06/17,09/07/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

442 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} LION'S HEAD GLOBAL PARTNERS LLP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 130 BUCKINGHAM PALACE ROAD LONDON, UNITED KINGDOM, SW1W 9SA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 473. 10/11/17 473.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A NEW FINANCIAL MECHANISM FOR ADDRESSING THE NEEDS OF SYRIAN REFUGEES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/07/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

443 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} LION'S HEAD GLOBAL PARTNERS LLP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 154 BUCKINGHAM PALACE ROAD LONDON, UNITED KINGDOM, SW1W 9TR

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 11/29/17 87,500.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF LAUNCHING A DEBT RELIEF FACILITY FOR JORDAN AS IT ADDRESSES THE NEEDS OF A SURGE IN REFUGEES, AS WELL AS A FEASIBILITY STUDY FOR THE CREATION OF A JORDANIAN PERMANENT CAPITAL VEHICLE TO FUND PROJECTS BENEFICIAL TO BOTH REFUGEES AND THE JORDANIAN POPULATION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/24/18, 02/28/18, 04/27/18, 06/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

444 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} LIVELIHOOD IMPACT FUND, L.P.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 637 NATOMA STREET #2 SAN FRANCISCO, CA 94103

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 800,015. 12/18/15 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT IMPROVING THE LIVELIHOODS OF THE WORKING POOR BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES IN SOUTHEAST ASIA AND INDIA, FOCUSING ON SUPPLY CHAIN, DISTRIBUTION, GENERAL BUSINESS SERVICES AND OTHER INDUSTRIES THAT REDUCE WASTE AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION AMONGST THE WORKING POOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 12/01/17,03/07/18,04/05/18,05/30/18,08/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

445 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} LIVELIHOOD IMPACT FUND, L.P.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 637 NATOMA STREET #2 SAN FRANCISCO, CA 94103

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 352,066. 05/16/16 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT IMPROVING THE LIVELIHOODS OF THE WORKING POOR BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES IN SOUTHEAST ASIA AND INDIA, FOCUSING ON SUPPLY CHAIN, DISTRIBUTION, GENERAL BUSINESS SERVICES AND OTHER INDUSTRIES THAT REDUCE WASTE AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION AMONGST THE WORKING POOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 12/01/17,03/07/18,04/05/18,05/30/18,08/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

446 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} LIVELIHOOD IMPACT FUND, L.P.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 637 NATOMA STREET #2 SAN FRANCISCO, CA 94103

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 520,000. 10/31/17 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT IMPROVING THE LIVELIHOODS OF THE WORKING POOR BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES IN SOUTHEAST ASIA AND INDIA, FOCUSING ON SUPPLY CHAIN, DISTRIBUTION, GENERAL BUSINESS SERVICES AND OTHER INDUSTRIES THAT REDUCE WASTE AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION AMONGST THE WORKING POOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 12/01/17,03/07/18,04/05/18,05/30/18,08/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

447 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MAKING CENTS INTERNATIONAL, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1350 CONNECTICUT AVE., N.W. WASHINGTON, DC 20036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 162,436. 12/20/16 162,436.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING, SHARING AND SCALING BEST-IN-CLASS MODELS OF DEMAND DRIVEN TRAINING IN SOUTH AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/28/17,07/24/17,10/24/17,12/29/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

448 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MAKING CENTS INTERNATIONAL, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1350 CONNECTICUT AVE., N.W. WASHINGTON, DC 20036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 113,705. 03/30/17 113,705.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING, SHARING AND SCALING BEST-IN-CLASS MODELS OF DEMAND DRIVEN TRAINING IN SOUTH AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/24/17,10/24/17,12/29/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

449 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MAKING CENTS INTERNATIONAL, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1350 CONNECTICUT AVE., N.W. WASHINGTON, DC 20036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 113,705. 08/10/17 113,705.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING, SHARING AND SCALING BEST-IN-CLASS MODELS OF DEMAND DRIVEN TRAINING IN SOUTH AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/24/17,12/29/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

450 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MAKING CENTS INTERNATIONAL, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1350 CONNECTICUT AVE., N.W. WASHINGTON, DC 20036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 64,970. 12/06/17 64,970.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING, SHARING AND SCALING BEST-IN-CLASS MODELS OF DEMAND DRIVEN TRAINING IN SOUTH AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/29/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

451 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MASHABLE, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 114 FIFTH AVENUE NEW YORK, NY 10011

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 09/20/17 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF SHOWING THE "POWER IN HAND" VIRTUAL REALITY FILM AT ITS SOCIAL GOOD SUMMIT TO BE HELD IN NEW YORK CITY, SEPTEMBER 2017, AND PRODUCING A CONTENT PACKAGE TO SHARE THE FILM WITH BROADER ONLINE AUDIENCES, IN ORDER TO ADVANCE THE ENERGY ACCESS CONVERSATION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/04/17,04/03/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

452 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MASHABLE, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 114 FIFTH AVENUE NEW YORK, NY 10011

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 10/11/17 50,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF SHOWING THE "POWER IN HAND" VIRTUAL REALITY FILM AT ITS SOCIAL GOOD SUMMIT TO BE HELD IN NEW YORK CITY, SEPTEMBER 2017, AND PRODUCING A CONTENT PACKAGE TO SHARE THE FILM WITH BROADER ONLINE AUDIENCES, IN ORDER TO ADVANCE THE ENERGY ACCESS CONVERSATION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/03/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

453 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MATHEMATICA POLICY RESEARCH, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 600 ALEXANDER PARK PRINCETON, NJ 08540

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 110,000. 01/05/17 110,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS CENTER FOR INTERNATIONAL POLICY AND PROGRAM EVALUATION IN SUPPORT OF PRODUCING TWO CASE STUDIES AND CONDUCTING A FINAL EVALUATION OF THE FOUNDATION'S TRANSFORMING HEALTH SYSTEMS INITIATIVE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/28/17,08/21/17,09/25/17,12/10/17,12/15/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

454 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MATTER UNLIMITED LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 175 VARICK STREET, 8TH FLOOR NEW YORK, NY 10014

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 05/19/17 150,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING A VIRTUAL REALITY FILM AS PART OF ITS "INSIDE IMPACT" SERIES TO SHOWCASE THE FOUNDATION'S SMART POWER FOR RURAL DEVELOPMENT INITIATIVE IN ORDER TO ATTRACT ATTENTION FROM KEY STAKEHOLDERS, INCLUDING THE PRIVATE SECTOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/28/17,08/22/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

455 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MATTER UNLIMITED LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 175 VARICK STREET, 8TH FLOOR NEW YORK, NY 10014

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 40,000. 12/06/17 40,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING A VIRTUAL REALITY FILM AS PART OF ITS "INSIDE IMPACT" SERIES TO SHOWCASE THE FOUNDATION'S SMART POWER FOR RURAL DEVELOPMENT INITIATIVE IN ORDER TO ATTRACT ATTENTION FROM KEY STAKEHOLDERS, INCLUDING THE PRIVATE SECTOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/22/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

456 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MAXTUDIO, SNC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PIAZZA MEUCCI 23 ROME, ITALY, 146

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 05/24/16 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING KNOWLEDGE PRODUCTS BASED ON MONITORING AND EVALUATION OF THE FOUNDATION'S INITIATIVES IN ORDER TO SUPPORT LEARNING PRACTICE AND THOUGHT LEADERSHIP AMONG THE FOUNDATION'S GRANTEES AND PARTNERS IN DEVELOPMENT AND PHILANTHROPY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 05/09/17,05/26/17,09/25/17,12/21/17,12/22/17,02/23/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

457 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MAXTUDIO, SNC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PIAZZA MEUCCI 23 ROME, ITALY, 146

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 80,000. 05/11/17 42,062.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING KNOWLEDGE PRODUCTS BASED ON MONITORING AND EVALUATION OF THE FOUNDATION'S INITIATIVES IN ORDER TO SUPPORT LEARNING PRACTICE AND THOUGHT LEADERSHIP AMONG THE FOUNDATION'S GRANTEES AND PARTNERS IN DEVELOPMENT AND PHILANTHROPY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/26/17,09/25/17,12/21/17,12/22/17,02/23/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

458 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MCKINSEY & COMPANY, INC. UNITED STATES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 55 EAST 52ND STREET NEW YORK, NY 10022

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,350,000. 09/14/17 1,350,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF IDENTIFYING POTENTIAL HIGH-IMPACT STRATEGIES AND INNOVATIONS TO ADDRESS THE GLOBAL HEALTH SUSTAINABLE DEVELOPMENT GOALS BY 2030

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/27/17,11/28/17,12/17/17,12/28/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

459 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MCKINSEY & COMPANY, INC. UNITED STATES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 55 EAST 52ND STREET NEW YORK, NY 10022

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,100,000. 12/20/17 1,100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF IDENTIFYING POTENTIAL HIGH-IMPACT STRATEGIES AND INNOVATIONS TO ADDRESS THE GLOBAL HEALTH SUSTAINABLE DEVELOPMENT GOALS BY 2030

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/28/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

460 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MCKINSEY AND COMPANY AFRICA (PTY) LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 88 STELLA STREET, SANDOWN MEWS EAST SANDTON, SOUTH AFRICA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,040. 01/05/17 20,040.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF DESIGNING THE FINANCIAL INCLUSION FUNDING FACILITY, AN EFFORT TO SPUR FINANCIAL INCLUSION ACROSS AFRICA, BY COORDINATING INVESTMENTS AND TECHNICAL ASSISTANCE BY COMMERCIAL INSTITUTIONS, PHILANTHROPIC ORGANIZATIONS, GOVERNMENTS AND DEVELOPMENT AID AGENCIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/15/16

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

461 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MILAN INNOVINCY B.V.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} KAPTEYNSTRAAT 1 NOORDWIJK, NETHERLANDS, 2201BB

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 244,600. 12/19/16 244,600.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF COLLECTING AND USING GEOGRAPHIC DATA TO PROVIDE INFORMATION TO ENHANCE DECISION MAKING FOR STAKEHOLDERS WORKING TO REDUCE POSTHARVEST LOSS IN MANGO AND MAIZE VALUE CHAINS IN KENYA AND TANZANIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/15/17, 11/15/17, 12/11/17, 02/28/18, 03/22/18, 04/03/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

462 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MILAN INNOVINCY B.V.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} KAPTEYNSTRAAT 1 NOORDWIJK, NETHERLANDS, 2201BB

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 97,840. 08/30/17 97,840.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF COLLECTING AND USING GEOGRAPHIC DATA TO PROVIDE INFORMATION TO ENHANCE DECISION MAKING FOR STAKEHOLDERS WORKING TO REDUCE POSTHARVEST LOSS IN MANGO AND MAIZE VALUE CHAINS IN KENYA AND TANZANIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/15/17, 12/11/17, 02/28/18, 03/22/18, 04/03/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

463 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MISSION HUB LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 901 MISSION STREET., SUITE 105 SAN FRANCISCO, CA 94103

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 3,000. 04/28/17 3,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE PROMOTION AND DELIVERY OF A SPECIAL WORKSHOP STREAM ON SOCIAL IMPACT MEASUREMENT AND EVALUATION AT THE SOCIAL CAPITAL MARKETS CONFERENCE (SOCAP) TO BE HELD IN SAN FRANCISCO SEPTEMBER, 2016

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/17/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

464 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR GOVERNMENT VENTURE SERVICES, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 444 SPEAR STREET SAN FRANCISCO, CA 94105

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 10/20/16 75,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF USING DATA SCIENCE TOOLS TO IDENTIFY SIGNALS OF DYNAMISM AROUND THE PROBLEMS AFFECTING POOR OR VULNERABLE PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/31/17,06/19/17,08/01/17,04/20/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

465 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR GOVERNMENT VENTURE SERVICES, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 444 SPEAR STREET SAN FRANCISCO, CA 94105

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 09/07/17 25,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF USING DATA SCIENCE TOOLS TO IDENTIFY SIGNALS OF DYNAMISM AROUND THE PROBLEMS AFFECTING POOR OR VULNERABLE PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/20/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

466 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} NEW YORK ACQUISITION FUND, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 588 BROADWAY, SUITE 1103 NEW YORK, NY 10012

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 5,000,000. 09/15/06 1,000,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT IN FULL OF A $5,000,000 PROGRAM-RELATED INVESTMENT TO CAPITALIZE THE NEW YORK CITY ACQUISITION LOAN FUND, LLC, WHICH WILL ACCELERATE AND INCREASE THE DEVELOPMENT OF AFFORDABLE HOUSING IN NEW YORK CITY. AMOUNT EXPENDED REFLECTS A RETURN OF PRINCIPAL FOR LOAN GUARANTEE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 12/04/17,03/01/18,04/30/18,06/09/18,08/27/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

467 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} NEW YORK TIMES COMPANY

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 620 EIGHTH AVENUE NEW YORK, NY 10036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 325,000. 06/14/17 325,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ITS ANNUAL CITIES OF TOMORROW CONFERENCE SERIES, IN ORDER TO ELEVATE THE DISCUSSION REGARDING THE CRUCIAL NEED FOR RESILIENT AND INCLUSIVE CITIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/19/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

468 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} OGILVY & MATHER GROUP (HOLDINGS) LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SEA CONTAINERS, 18 UPPER GROUND LONDON, UNITED KINGDOM, SE1 9RQ

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 210,000. 08/30/17 210,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF FACILITATING A CONVENING ON "EFFECTIVE COMMUNICATIONS TO IMPLEMENT THE PARIS AGREEMENT," TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, JUNE 2017

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/01/17, 04/24/18, 04/26/18, 08/14/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

469 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} OGILVY PUBLIC RELATIONS WORLDWIDE INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 636 11TH AVENUE NEW YORK, NY 10036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 11/02/16 200,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PROVIDING COMMUNICATIONS SUPPORT FOR THE INFLUENCE OBJECTIVES OF THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, TO INFORM NEW AUDIENCES ABOUT THE RESIDENCY AND CONFERENCE OPPORTUNITIES, INCREASE AWARENESS OF THE FOUNDATION'S STRATEGIC GOALS AMONGST PARTICIPANTS, AND ELEVATE THE WORK ADVANCED BY PARTICIPANTS, PARTICULARLY THOSE WORKING TO BUILD RESILIENCE AND MORE INCLUSIVE ECONOMIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/03/17,03/31/17,06/20/17,04/23/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

470 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} OGILVY PUBLIC RELATIONS WORLDWIDE INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 636 11TH AVENUE NEW YORK, NY 10036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 10/04/17 105,840.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PROVIDING COMMUNICATIONS SUPPORT FOR THE INFLUENCE OBJECTIVES OF THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, TO INFORM NEW AUDIENCES ABOUT THE RESIDENCY AND CONFERENCE OPPORTUNITIES, INCREASE AWARENESS OF THE FOUNDATION'S STRATEGIC GOALS AMONGST PARTICIPANTS, AND ELEVATE THE WORK ADVANCED BY PARTICIPANTS, PARTICULARLY THOSE WORKING TO BUILD RESILIENCE AND MORE INCLUSIVE ECONOMIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/23/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

471 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} OMC POWER PRIVATE LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 201, SUMER KENDRA, 400018, P.B. MARG, WORLI MUMBAI, INDIA, 400018

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 2,932,336. 01/16/17 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,500,000 PROGRAM-RELATED INVESTMENT TO SUPPORT A SMART POWER OF RURAL DEVELOPMENT INITIATIVE THAT AIMS TO FACILITATE THE PROVISION OF POWER TO HOUSEHOLDS AND MICROENTERPRISES IN DISADVANATGED, RURAL COMMUNITIES TO ENABLE ECONOMIC DEVELOPMENT AND IMPROVED HEALTH AND EDUCATION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/29/17,03/31/18,06/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

472 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ONFRONTIERS INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1407 BROADWAY NEW YORK, NY 10018

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 400,000. 12/09/16 400,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF NETWORK-BUILDING ACTIVITIES FOR "ZILIENT," A RESILIENCE ONLINE PUBLISHING AND KNOWLEDGE-SHARING PLATFORM

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/12/17,03/17/17,02/26/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

473 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ONFRONTIERS INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1407 BROADWAY NEW YORK, NY 10018

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 02/10/17 150,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF NETWORK-BUILDING ACTIVITIES FOR "ZILIENT," A RESILIENCE ONLINE PUBLISHING AND KNOWLEDGE-SHARING PLATFORM

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/17/17,02/26/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

474 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ONFRONTIERS INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1407 BROADWAY NEW YORK, NY 10018

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 04/13/17 48,471.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF NETWORK-BUILDING ACTIVITIES FOR "ZILIENT," A RESILIENCE ONLINE PUBLISHING AND KNOWLEDGE-SHARING PLATFORM

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/26/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

475 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} OPENMRS1, LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 410 WEST 10TH ST., SUITE 2000 INDIANAPOLIS, IN 46202

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 12/19/13 70,979.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A GLOBAL OPEN SOURCE PLATFORM FOR ELECTRONIC PATIENT RECORD SYSTEMS IN DEVELOPING AND MIDDLE INCOME COUNTRIES AND FOSTERING A COMMUNITY OF SOFTWARE DEVELOPERS. INCOMPLETE REPORTING: NO FURTHER FUNDING WILL BE PROVIDED TO THIS GRANTEE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/19/13, 12/15/14, 12/08/15, 12/18/15, 12/13/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

476 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ORGANIZATIONAL RESEARCH SERVICES, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1100 OLIVE WAY SEATTLE, WA 98101

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 2,000. 03/02/17 2,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING A MARKET LANDSCAPE OF CURRENT SOCIAL IMPACT MEASUREMENT AND EVALUATION APPROACHES AND SHARING THE FINDINGS IN ORDER TO STRENGTHEN THE EVIDENCE BASE FOR IMPACT INVESTMENTS AND MARKET-BASED SOLUTIONS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/19/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

477 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET LONDON, UNITED KINGDOM, W1T 4BQ

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 666,000. 09/20/16 666,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ENABLING CITIES TO USE THE CITY RESILIENCE INDEX TO ASSESS THEIR RESILIENCE THROUGH DIRECT ENGAGEMENT, TECHNICAL SUPPORT AND GUIDING MATERIALS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/23/16,02/20/17,06/14/17,07/07/17,09/21/17,10/21/17,06/18/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

478 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET LONDON, UNITED KINGDOM, W1T 4BQ

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 09/20/17 156,764.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A CITY WATER RESILIENCE FRAMEWORK TO PROVIDE A COMPREHENSIVE SET OF INDICATORS, VARIABLES AND METRICS THAT CAN BE USED BY CITIES TO MEASURE THE RESILIENCE OF THEIR URBAN WATER SYSTEMS OVER TIME

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/02/18, 06/24/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

479 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET LONDON, UNITED KINGDOM, W1T 4BQ

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 332,943. 10/11/17 154,385.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ENABLING CITIES TO USE THE CITY RESILIENCE INDEX TO ASSESS THEIR RESILIENCE THROUGH DIRECT ENGAGEMENT, TECHNICAL SUPPORT AND GUIDING MATERIALS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/21/17,06/18/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

480 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PAMIGA FINANCE SA

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 7 RUE TAYLOR PARIS, FRANCE, 75010

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 05/25/16 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,500,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE GENERAL EXPANSION OF MICROFINANCE INSTITUTIONS AND OTHER NON-BANK FINANCE INSTITUTIONS LENDING TO BASE OF THE PYRAMID POPULATIONS IN RURAL AFRICA, BY FACILITATING MICROLOANS FINANCING ACCESS TO SOLAR ENERGY AND WATER AS WELL AS FEMALE ENTREPRENEURS IN RURAL AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/15/17,03/13/18,04/30/18,05/23/18,08/16/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

481 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PAMOJA MEDIA EAST AFRICA LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} #4 KINDARUMA LANE, OFF NGONG ROAD NAIROBI, KENYA, 00200

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 5,000. 04/18/17 5,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF TRANSITIONING A GROUP OF CLIMATE EXCHANGE NETWORK FOR AFRICA GRANTEES TO AN ENHANCED ONLINE KNOWLEDGE SHARING AND MANAGEMENT SYSTEM FOR RESEARCH AND DEVELOPMENT WORK ON CLIMATE CHANGE RESILIENCE FOR AFRICAN AGRICULTURE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/16/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

482 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PUBLISEZ, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 27 PARK PLACE BROOKLYN, NY 11217

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 175,000. 11/02/16 175,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF COMMUNICATIONS EFFORTS FOR THE FINANCING MECHANISMS SUPPORTED BY THE ROCKEFELLER FOUNDATION'S INNOVATIVE FINANCE "ZERO GAP" PORTFOLIO TO INCREASE THE LIKELIHOOD OF MARKET ADOPTION BY RAISING AWARENESS AMONG KEY STAKEHOLDERS ABOUT HOW INNOVATIVE FINANCE CAN BE HARNESSED TO DRIVE PRIVATE SECTOR CAPITAL TOWARD ACHIEVING CRITICAL SOCIAL AND ENVIRONMENTAL OUTCOMES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/08/17,02/18/17,02/03/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

483 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PUBLISEZ, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 27 PARK PLACE BROOKLYN, NY 11217

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 105,000. 11/30/16 105,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF AMPLIFYING THE IMPACT OF THE FOUNDATION'S SCAN AND SEARCH GRANTMAKING BY MORE BROADLY COMMUNICATING AND DISSEMINATING KEY FINDINGS AND INSIGHTS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/18/17,05/31/17,11/06/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

484 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PUBLISEZ, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 27 PARK PLACE BROOKLYN, NY 11217

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 255,000. 03/10/17 255,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF COMMUNICATIONS EFFORTS FOR THE FINANCING MECHANISMS SUPPORTED BY THE ROCKEFELLER FOUNDATION'S INNOVATIVE FINANCE "ZERO GAP" PORTFOLIO TO INCREASE THE LIKELIHOOD OF MARKET ADOPTION BY RAISING AWARENESS AMONG KEY STAKEHOLDERS ABOUT HOW INNOVATIVE FINANCE CAN BE HARNESSED TO DRIVE PRIVATE SECTOR CAPITAL TOWARD ACHIEVING CRITICAL SOCIAL AND ENVIRONMENTAL OUTCOMES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/03/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

485 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PUBLISEZ, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 27 PARK PLACE BROOKLYN, NY 11217

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 08/03/17 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF AMPLIFYING THE IMPACT OF THE FOUNDATION'S SCAN AND SEARCH GRANTMAKING BY MORE BROADLY COMMUNICATING AND DISSEMINATING KEY FINDINGS AND INSIGHTS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/06/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

486 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PUBLISEZ, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 27 PARK PLACE BROOKLYN, NY 11217

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 162,500. 10/26/17 99,566.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF COMMUNICATIONS EFFORTS FOR THE FINANCING MECHANISMS SUPPORTED BY THE ROCKEFELLER FOUNDATION'S INNOVATIVE FINANCE "ZERO GAP" PORTFOLIO TO INCREASE THE LIKELIHOOD OF MARKET ADOPTION BY RAISING AWARENESS AMONG KEY STAKEHOLDERS ABOUT HOW INNOVATIVE FINANCE CAN BE HARNESSED TO DRIVE PRIVATE SECTOR CAPITAL TOWARD ACHIEVING CRITICAL SOCIAL AND ENVIRONMENTAL OUTCOMES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/03/18,03/05/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

487 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PURPOSE GLOBAL LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 115 5TH AVENUE, 6TH FLOOR NEW YORK, NY 10003

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,200,000. 04/28/16 1,200,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING A NATIONAL CAMPAIGN TO IMPROVE THE QUALITY OF JOBS IN AMERICA BY INFLUENCING EMPLOYERS TO COMMIT TO GIVING THEIR SHIFT EMPLOYEES AT LEAST TWO WEEKS' NOTICE ON THEIR SCHEDULES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/15/16,11/08/16,01/26/17,01/30/17,08/23/17,09/15/17,03/12/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

488 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PURPOSE GLOBAL LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 115 5TH AVENUE, 6TH FLOOR NEW YORK, NY 10003

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 460,000. 02/17/17 460,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING A NATIONAL CAMPAIGN TO IMPROVE THE QUALITY OF JOBS IN AMERICA BY INFLUENCING EMPLOYERS TO COMMIT TO GIVING THEIR SHIFT EMPLOYEES AT LEAST TWO WEEKS' NOTICE ON THEIR SCHEDULES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/23/17,09/15/17,03/12/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

489 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PYMETRICS, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 79 MADISON AVENUE NEW YORK, NY 10016

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 06/14/17 44,950.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PILOT PROJECT TO DEMONSTRATE HOW CANDIDATE ASSESSMENT TECHNOLOGIES CAN REDUCE BIAS IN YOUTH HIRING AND UNLOCK ADDITIONAL EMPLOYMENT OPPORTUNITIES FOR DISADVANTAGED YOUNG PEOPLE IN THE U.S.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/22/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

490 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} QUANTIFIED VENTURES LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1875 CONNECTICUT AVENUE NW WASHINGTON, DC 20009

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 267,688. 05/11/17 127,069.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ASSISTING TWO U.S. MUNICIPAL WATER AUTHORITIES TO ISSUE PAY-FOR-SUCCESS MUNICIPAL BONDS TO FINANCE GREEN INFRASTRUCTURE PROJECTS SERVING POOR AND VULNERABLE COMMUNITIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/19/17, 06/24/17, 12/09/17, 02/07/18, 02/28/18, 03/01/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

491 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} RE:FOCUS PARTNERS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 5922 WAVERLY AVENUE LA JOLLA, CA 92037

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 400,000. 12/17/15 400,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A NEW FINANCIAL INSTRUMENT TO RAISE CAPITAL FOR RESILIENT INFRASTRUCTURE PROJECTS IN VULNERABLE COMMUNITIES IN THE U.S.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/28/16,02/29/16,02/20/17,10/15/17,12/01/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

492 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} RIGHT MANAGEMENT INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 100 MANPOWER PLACE MILWAUKEE, WI 53212

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 10/11/17 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO TEST THE POTENTIAL OF A STAFFING AGENCY MODEL FOR PROVIDING EMPLOYMENT TO DISADVANTAGED YOUNG PEOPLE IN THE U.S.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/08/17,12/12/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

493 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ROCKEFELLER ARCHIVE CENTER*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 DAYTON AVENUE SLEEPY HOLLOW, NY 10591

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 168,394. 10/06/16 168,394.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF HISTORICAL RESEARCH, SEMINARS, WEB-BASED CONTENT DELIVERY AND CONFERENCES TO STRENGTHEN THE UNDERSTANDING OF THE FOUNDATION'S HISTORY IN A GLOBAL CONTEXT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/31/17, 08/31/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

494 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ROCKEFELLER ARCHIVE CENTER*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 DAYTON AVENUE SLEEPY HOLLOW, NY 10591

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 172,249. 10/11/17 32,201.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF HISTORICAL RESEARCH, SEMINARS, WEB-BASED CONTENT DELIVERY AND CONFERENCES TO STRENGTHEN THE UNDERSTANDING OF THE FOUNDATION'S HISTORY IN A GLOBAL CONTEXT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/31/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

495 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SAL FOREST CO. LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2, SUKHUMVIT 43 ROAD BANGKOK, THAILAND, 10110

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 17,000. 03/30/16 14,962.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF RESEARCH TO DEVELOP A CASE STUDY FOR PROMOTING FINANCIAL INCENTIVES TO ENCOURAGE ORGANIC FARMING IN THAILAND IN ORDER TO IMPROVE THE LIVELIHOODS AND ECONOMIC RETURNS OF SMALLHOLDER FARMERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/15/16,11/14/16,04/04/17,07/18/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

496 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SAMBODHI RESEARCH AND COMMUNICATIONS PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C - 126, SECTOR 2, NOIDA UTTAR PRADESH, INDIA, 201 301

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 38,124. 04/18/17 38,124.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ANALYZING IMPACT POTENTIAL AND KEY AREAS OF RISK RELATED TO INTERVENTIONS DESIGNED TO REDUCE POST-HARVEST LOSS AND GENERATE BENEFITS FOR SMALL-HOLDER FARMERS IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/26/17,03/16/18,05/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

497 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SAMBODHI RESEARCH AND COMMUNICATIONS PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C - 126, SECTOR 2, NOIDA UTTAR PRADESH, INDIA, 201 301

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 10,000. 05/25/17 10,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO CONDUCT AN IMPACT EVALUATION OF THE FOUNDATION'S SMART POWER FOR RURAL DEVELOPMENT (SPRD) INITIATIVE IN INDIA AND ASSESS THE EXTENT TO WHICH THE INITIATIVE IS POSITIVELY IMPACTING THE LIVES OF PEOPLE AND SPURRING ECONOMIC GROWTH IN RURAL COMMUNITIES IN BIHAR AND UTTAR PRADESH

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/26/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

498 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SAMBODHI RESEARCH AND COMMUNICATIONS PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C - 126, SECTOR 2, NOIDA UTTAR PRADESH, INDIA, 201 301

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 70,801. 10/11/17 70,801.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ANALYZING IMPACT POTENTIAL AND KEY AREAS OF RISK RELATED TO INTERVENTIONS DESIGNED TO REDUCE POST-HARVEST LOSS AND GENERATE BENEFITS FOR SMALL-HOLDER FARMERS IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/16/18,05/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

499 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SAMBODHI RESEARCH AND COMMUNICATIONS PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C - 126, SECTOR 2, NOIDA UTTAR PRADESH, INDIA, 201 301

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 12/06/17 36,302.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO CONDUCT AN IMPACT ASSESSMENT OF THE FOUNDATION'S SMART POWER FOR RURAL DEVELOPMENT (SPRD) INITIATIVE AND THE EXTENT TO WHICH THE INITIATIVE IS POSITIVELY IMPACTING THE LIVES OF PEOPLE AND SPURRING ECONOMIC GROWTH IN SPRD-SUPPORTED COMMUNITIES IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/21/18,08/23/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

500 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SAMHITA SOCIAL VENTURES PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 502, ATLANTA CENTRE MUMBAI, INDIA, 400063

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 06/23/17 30,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO DEVELOP GUIDELINES FOR IMPLEMENTING INDIA'S NEW CORPORATE SOCIAL RESPONSIBILITY MANDATE THROUGH BUILDING COLLABORATIVE PLATFORMS TO ADDRESS STRATEGIC SOCIAL AND DEVELOPMENT CHALLENGES AND TESTING THE FEASIBILITY FOR SUCH PLATFORMS IN THE ENERGY ACCESS AND RURAL ENTERPRISE PROMOTION SECTOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/12/17,12/14/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

501 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SKDKNICKERBOCKER LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 594 BROADWAY, SUITE 805 NEW YORK, NY 10012

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 245,000. 06/28/16 245,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF COMMUNICATIONS AND COMMUNITY ENGAGEMENT ASSISTANCE FOR THE NATIONAL DISASTER RESILIENCE COMPETITION WINNING JURISDICTIONS, AND RESILIENCE OUTREACH AND COMMUNICATIONS TO FEDERAL AGENCIES, PHILANTHROPIC ORGANIZATIONS, AND PRIVATE BUSINESSES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/23/16,04/17/17,04/19/17,07/12/17,12/22/17,04/19/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

502 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SKDKNICKERBOCKER LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 594 BROADWAY, SUITE 805 NEW YORK, NY 10012

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 04/28/17 50,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF COMMUNICATIONS AND COMMUNITY ENGAGEMENT ASSISTANCE FOR THE NATIONAL DISASTER RESILIENCE COMPETITION WINNING JURISDICTIONS, AND RESILIENCE OUTREACH AND COMMUNICATIONS TO FEDERAL AGENCIES, PHILANTHROPIC ORGANIZATIONS, AND PRIVATE BUSINESSES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/12/17,12/22/17,04/19/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

503 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SKDKNICKERBOCKER LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 594 BROADWAY, SUITE 805 NEW YORK, NY 10012

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 10,000. 10/04/17 9,935.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF COMMUNICATIONS AND COMMUNITY ENGAGEMENT ASSISTANCE FOR THE NATIONAL DISASTER RESILIENCE COMPETITION WINNING JURISDICTIONS, AND RESILIENCE OUTREACH AND COMMUNICATIONS TO FEDERAL AGENCIES, PHILANTHROPIC ORGANIZATIONS, AND PRIVATE BUSINESSES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/22/17,04/19/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

504 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C/O SCORPIO CORPORATE ADVISORS NEW DELHI, INDIA, 110048

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 5,000,000. 08/11/16 5,000,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SCALING UP ORGANIZATIONAL CAPACITY TO SUPPORT THE LAUNCH OF 300 NEW DECENTRALIZED RENEWABLE ENERGY POWER PLANTS IN INDIA AND PROVIDE CONTINUED ACCELERATED ENERGY ACCESS TO RURAL HOMES AND LOCAL BUSINESSES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 05/16/18, 05/25/18, 07/16/18, 07/18/18, 07/25/18, 07/31/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

505 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C/O SCORPIO CORPORATE ADVISORS NEW DELHI, INDIA, 110048

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 2,981,229. 11/14/17 1,843,848.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SCALING UP ORGANIZATIONAL CAPACITY TO SUPPORT THE LAUNCH OF 300 NEW DECENTRALIZED RENEWABLE ENERGY POWER PLANTS IN INDIA AND PROVIDE CONTINUED ACCELERATED ENERGY ACCESS TO RURAL HOMES AND LOCAL BUSINESSES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 05/16/18, 05/25/18, 07/16/18, 07/18/18, 07/25/18, 07/31/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

506 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL IMPACT PARTNERSHIP LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42 PORTLAND PLACE LONDON, UNITED KINGDOM, W1B 1NB

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 139,462. 08/10/11 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $500,000 PROGRAM-RELATED INVESTMENT TO SUPPORT AN INNOVATIVE APPROACH TO IMPACT INVESTING INTERMEDIATION WITH POTENTIAL BROAD APPLICATION IN SOLVING SOCIAL PROBLEMS, TO REDUCE RECIDIVISM AMONG AN ESTIMATED 3,000 MALE PRISONERS WITH SHORT-TERM SENTENCES IN AN ECONOMICALLY DEPRESSED AREA OF THE U.K.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/31/15,09/29/15,10/13/15,02/13/16,04/15/16,07/15/16

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

507 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL IMPACT PARTNERSHIP LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42 PORTLAND PLACE LONDON, UNITED KINGDOM, W1B 1NB

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 64,775. 07/05/12 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $500,000 PROGRAM-RELATED INVESTMENT TO SUPPORT AN INNOVATIVE APPROACH TO IMPACT INVESTING INTERMEDIATION WITH POTENTIAL BROAD APPLICATION IN SOLVING SOCIAL PROBLEMS, TO REDUCE RECIDIVISM AMONG AN ESTIMATED 3,000 MALE PRISONERS WITH SHORT-TERM SENTENCES IN AN ECONOMICALLY DEPRESSED AREA OF THE U.K.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/31/15,09/29/15,10/13/15,02/13/16,04/15/16,07/15/16

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

508 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL IMPACT PARTNERSHIP LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42 PORTLAND PLACE LONDON, UNITED KINGDOM, W1B 1NB

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 77,560. 09/18/13 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $500,000 PROGRAM-RELATED INVESTMENT TO SUPPORT AN INNOVATIVE APPROACH TO IMPACT INVESTING INTERMEDIATION WITH POTENTIAL BROAD APPLICATION IN SOLVING SOCIAL PROBLEMS, TO REDUCE RECIDIVISM AMONG AN ESTIMATED 3,000 MALE PRISONERS WITH SHORT-TERM SENTENCES IN AN ECONOMICALLY DEPRESSED AREA OF THE U.K.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/31/15,09/29/15,10/13/15,02/13/16,04/15/16,07/15/16

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

509 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL IMPACT PARTNERSHIP LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42 PORTLAND PLACE LONDON, UNITED KINGDOM, W1B 1NB

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 81,871. 09/05/14 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $500,000 PROGRAM-RELATED INVESTMENT TO SUPPORT AN INNOVATIVE APPROACH TO IMPACT INVESTING INTERMEDIATION WITH POTENTIAL BROAD APPLICATION IN SOLVING SOCIAL PROBLEMS, TO REDUCE RECIDIVISM AMONG AN ESTIMATED 3,000 MALE PRISONERS WITH SHORT-TERM SENTENCES IN AN ECONOMICALLY DEPRESSED AREA OF THE U.K.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/31/15,09/29/15,10/13/15,02/13/16,04/15/16,07/15/16

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

510 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SPITFIRE STRATEGIES LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1800 M STREET, NW WASHINGTON, DC 20036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 04/06/16 500,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS ANDACTION PROJECT TOWARD THE COSTS OF CONNECTING NONPROFIT CAUSE ORGANIZATIONS, THE FOUNDATION'S GRANTEES AND THE FOUNDATION TO UPCOMING FILM, TELEVISION AND DIGITAL CONTENT STORYLINES RELATED TO SOCIAL AND ENVIRONMENTAL ISSUES INCLUDING RESILIENCE AND INCLUSIVE ECONOMIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/28/17,02/28/18,04/30/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

511 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} STICHTING AFRILABS FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} GRAVENHEKJE 1A AMSTERDAM, NETHERLANDS, 1011TG

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 23,736. 09/28/14 1,235.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF BUILDING A PIPELINE OF PROMISING INNOVATIONS THAT CREATE JOBS FOR DISADVANTAGED AFRICAN YOUTH IN COLLABORATION WITH ITS NETWORK OF TECHNOLOGY INNOVATION LABS ACROSS AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/27/15,05/04/16,10/03/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

512 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SUNFUNDER BTG SOLAR FUND

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 419 7TH ST NW SUITE 300 WASHINGTON, DC 20004

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 715,000. 11/08/16 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,000,000 PROGRAM-RELATED INVESTMENT FOR THE BENEFIT OF COMPANIES SERVING OFF-GRID POPULATIONS IN EMERGING MARKETS IN EAST AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PIOR REPORTS+ 08/15/17,11/15/17,02/16/17,04/30/18,05/17/18,08/06/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

513 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SUNFUNDER BTG SOLAR FUND

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 419 7TH ST NW SUITE 300 WASHINGTON, DC 20004

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,457,157. 11/06/17 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,000,000 PROGRAM-RELATED INVESTMENT FOR THE BENEFIT OF COMPANIES SERVING OFF-GRID POPULATIONS IN EMERGING MARKETS IN EAST AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PIOR REPORTS+ 08/15/17,11/15/17,02/16/17,04/30/18,05/17/18,08/06/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

514 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SUSTAINBIZ, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1700 15TH STREET, NW WASHINGTON, DC 20009

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 07/22/15 75,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SYNTHESIZING KNOWLEDGE OF INSTITUTIONS AND ACTIONS CURRENTLY UNDERTAKEN AND ENVISIONED TO QUANTIFY AND INTERNALIZE THE VALUE OF ECOSYSTEMS IN PUBLIC AND PRIVATE INVESTMENT PRACTICE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/19/15,02/29/16,06/23/16,02/01/18,02/02/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

515 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TAKATAKA SOLUTIONS LTD

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 29273 NAIROBI, KENYA, 00625

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 80,000. 07/13/17 17,021.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF DEVELOPING A SUSTAINABLE WASTE MANAGEMENT BLUEPRINT TO DEMONSTRATE HOW TO IMPLEMENT A RECYCLING-BASED WASTE MANAGEMENT SYSTEM THAT CAN BE ADAPTED THROUGHOUT NAIROBI AND OTHER CITIES IN KENYA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/29/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

516 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TALENT BEYOND BOUNDARIES INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2000 MASSACHUSETTS AVENUE, NW WASHINGTON, DC 20036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 11/06/17 37,500.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE SAFE AND LEGAL IMMIGRATION AND LIVELIHOOD OPPORTUNITIES FOR REFUGEES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/08/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

517 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TARU LEADING EDGE PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} D-406, GANESH MERIDIAN, OPP. GUJARAT HIGH COURT, S.G. HIGHWAY AHMEDABAD, INDIA, 380060

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 28,570. 07/21/16 28,570.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO DEVELOP A FRAMEWORK FOR ASSESSING LEVELS OF RISK ASSOCIATED WITH LAUNCHING SMART POWER MINI-GRIDS IN RURAL INDIA AND IDENTIFYING MITIGATION MEASURES FOR MONITORING THEIR INSTALLATION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/31/17,07/25/17,10/16/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

518 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TARU LEADING EDGE PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} D-406, GANESH MERIDIAN, OPP. GUJARAT HIGH COURT, S.G. HIGHWAY AHMEDABAD, INDIA, 380060

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 10,807. 06/06/17 10,807.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CREATING A CLIMATE AND HEALTH CENTER OF EXCELLENCE IN SURAT, INDIA TO DEVELOP AND SHARE AN EVIDENCE BASE OF PRACTICE REGARDING THE DELIVERY OF EFFECTIVE HEALTH SERVICES THAT BUILD RESILIENCE TO CLIMATE RELATED IMPACTS ON HEALTH FOR URBAN POOR COMMUNITIES, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/27/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

519 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TCC GROUP, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 31 WEST 27TH STREET NEW YORK, NY 10001

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 13,729. 04/19/17 13,729.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF REFINING THE GLOBAL RESILIENCE PARTNERSHIP'S LEARNING AGENDA AND DESIGNING A RELATED PARTNER CONVENING TO ENABLE HORIZON SCANNING FOR HIGH-POTENTIAL PARTNERSHIP OPPORTUNITIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/24/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

520 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THE ATLANTIC MONTHLY GROUP, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 600 NEW HAMPSHIRE AVE. NW WASHINGTON, DC 20037

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 10/11/17 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ATLANTICLIVE'S 2017 FUTURE OF WORK EVENT TO BE HELD IN ATLANTA, OCTOBER 2017

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/28/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

521 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THE CARE INSTITUTE INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 77 4TH AVENUE WALTHAM, MA 02451

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 170,000. 11/01/17 168,249.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A MEDIA AWARENESS CAMPAIGN AROUND A WORKFORCE TRAINING PROGRAM TO EMPOWER AND EMPLOY REFUGEES IN GERMANY'S CARE INDUSTRY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/18/17, 01/05/18, 02/28/18, 03/01/18, 04/17/18, 06/27/18, 07/03/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

522 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THE GLOBAL DEVELOPMENT INCUBATOR, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1634 EYE STREET NW WASHINGTON, DC 20006

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 320,000. 05/05/17 153,559.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS INITIATIVE FOR SMALLHOLDER FINANCE IN SUPPORT OF PILOTING A TECHNOLOGY-DRIVEN FINANCING MECHANISM TO PROVIDE LOW-COST SUPPLY CHAIN FINANCING TO UNDERSERVED SMALL AND MEDIUM-SIZED ENTERPRISES IN INDIA AS AN INCENTIVE FOR MEETING ENVIRONMENTAL, LABOR AND SAFETY STANDARDS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/17/17,08/15/17,09/21/17,02/28/18,03/06/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

523 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THE GLOBAL DEVELOPMENT INCUBATOR, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1634 EYE STREET NW WASHINGTON, DC 20006

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 08/03/17 200,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DESIGNING AND LAUNCHING THE COLLABORATIVE FOR SCALING SOCIAL IMPACT, A NEW VEHICLE FOR DONORS WHO ARE COMMITTED TO SOLVING PROBLEMS AT SCALE BY CATALYZING ENDURING CHANGE IN THE AREAS OF EDUCATION, HEALTH AND JOBS IN THE DEVELOPING WORLD

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/18/17,09/22/17,01/03/18,01/31/18,02/15/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

524 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THE GLOBAL DEVELOPMENT INCUBATOR, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1634 EYE STREET NW WASHINGTON, DC 20006

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 175,000. 10/11/17 175,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DESIGNING AND LAUNCHING THE COLLABORATIVE FOR SCALING SOCIAL IMPACT, A NEW VEHICLE FOR DONORS WHO ARE COMMITTED TO SOLVING PROBLEMS AT SCALE BY CATALYZING ENDURING CHANGE IN THE AREAS OF EDUCATION, HEALTH AND JOBS IN THE DEVELOPING WORLD

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/03/18,01/31/18,02/15/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

525 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THE GLOBAL DEVELOPMENT INCUBATOR, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1634 EYE STREET NW WASHINGTON, DC 20006

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 10/30/17 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS INITIATIVE FOR SMALLHOLDER FINANCE IN SUPPORT OF PILOTING A TECHNOLOGY-DRIVEN FINANCING MECHANISM TO PROVIDE LOW-COST SUPPLY CHAIN FINANCING TO UNDERSERVED SMALL AND MEDIUM-SIZED ENTERPRISES IN INDIA AS AN INCENTIVE FOR MEETING ENVIRONMENTAL, LABOR AND SAFETY STANDARDS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/28/18, 03/06/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

526 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THE MEDIAE COMPANY LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TURLEY FARM, DELLEY END HAILEY, UNITED KINGDOM, 0X29 9XA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 02/07/17 20,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF TELEVISION EPISODES ON POST-HARVEST LOSS SOLUTIONS FOR THE AFRICAN SERIES, "SHAMBA SHAPE UP," A REALITY MAKEOVER SHOW THAT EDUCATES FARMERS TO IMPROVE THEIR PRODUCTION AND INCOMES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/30/16

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

527 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TURRET MEDIA FZ LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 77806 ABU DHABI, UNITED ARAB EMIRATES

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 10,000. 07/13/17 10,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF EVENTS SURROUNDING THE "CASSAVA INNOVATION CHALLENGE" LAUNCH AT ITS GLOBAL FORUM ON INNOVATIONS IN AGRICULTURE TO ENCOURAGE THE DEVELOPMENT OF INNOVATIVE SOLUTIONS TO REDUCE POST-HARVEST CASSAVA LOSS AND INFLUENCE AGRICULTURE LEADERS TO PRIORITIZE LOSS REDUCTION STRATEGIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/19/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

528 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TUSK STRATEGIES, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 928 BROADWAY, SUITE 300 NEW YORK, NY 10010

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 2,500,000. 10/28/16 1,257,036.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE COORDINATION AND FACILITATION OF THE FUTURE OF RESILIENCE SUMMIT, A HIGH-PROFILE CONVENING AND A RELATED FOLLOW-UP EVENT TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/27/17,09/29/17,09/30/17,02/05/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

529 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TUSK STRATEGIES, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 928 BROADWAY, SUITE 300 NEW YORK, NY 10010

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 2,000,000. 11/06/17 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE COORDINATION AND FACILITATION OF THE FUTURE OF RESILIENCE SUMMIT, A HIGH-PROFILE CONVENING AND A RELATED FOLLOW-UP EVENT TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/05/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

530 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} VALUELAB BV

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} JOOP DEN UYLLAAN 18 LEIDEN, NETHERLANDS, 2314GC

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 219,000. 08/10/16 219,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF APPLYING THE RESILIENCE VALUE REVIEW PROCESS TO FOUR PROJECTS IN ORDER TO VALIDATE THE PROCESS WHILE BUILDING THE RESILIENCE CAPACITY OF THE PARTICIPATING INSTITUTIONS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/18/17,06/28/17,07/14/17,07/21/17,11/06/17,12/07/17,12/12/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

531 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} VITAL RESEARCH LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 6380 WILSHIRE BOULEVARD LOS ANGELES, CA 90048

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 90,000. 11/10/16 59,161.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF MONITORING AND EVALUATION ACTIVITIES FOR THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITS GRANTEES, RESIDENTS AND CONFERENCE PARTICIPANTS IN ORDER TO SUPPORT THE ADAPTIVE MANAGEMENT OF THE CENTER AND TO DEVELOP KNOWLEDGE PRODUCTS ON USING IT TO PROMOTE GLOBAL CHANGE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/23/17,10/06/17,04/26/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

532 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WASAFIRI CONSULTING LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} THE DOCK WILBURY VILLAS, HOVE EAST SUSSEX, UNITED KINGDOM, BN3 6AH

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 14,471. 03/21/17 14,471.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SERVING AS A LEARNING PARTNER FOR "RESILIENCE WEEK" TO BE HELD IN NAIROBI, KENYA, DECEMBER 2016

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/27/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

533 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WESPO, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 423 WASHINGTON STREET, 4TH FLOOR SAN FRANCISCO, CA 94111

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 180,400. 02/02/17 180,400.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A STRATEGY AND IMPLEMENTATION PLAN TO CATALYZE THE TRANSITION TO MORE INCLUSIVE AND RESILIENT WATER MANAGEMENT SYSTEMS GLOBALLY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/16/17,08/10/17,08/30/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

534 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WESPO, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 423 WASHINGTON STREET, 4TH FLOOR SAN FRANCISCO, CA 94111

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 09/20/17 20,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A STRATEGY AND IMPLEMENTATION PLAN TO CATALYZE THE TRANSITION TO MORE INCLUSIVE AND RESILIENT WATER MANAGEMENT SYSTEMS GLOBALLY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/30/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

535 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WHAT WOULD JANE DO LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3249 CASITAS AVE. LOS ANGELES, CA 90039

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 80,000. 05/11/17 80,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE NEW YORK CITY LAUNCH AND PROMOTION OF A FEATURE-LENGTH DOCUMENTARY, "CITIZEN JANE: BATTLE FOR THE CITY," ON GLOBAL URBANIZATION THROUGH THE LENS OF JANE JACOBS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/18/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

536 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WOMEN IN THE WORLD MEDIA LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 620 EIGHTH AVENUE, 17TH FLOOR NEW YORK, NY 10018

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 350,000. 05/25/17 350,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ITS 8TH ANNUAL WOMEN IN THE WORLD SUMMIT WHICH ADDRESSES WOMEN'S ISSUES AND CONCERNS GLOBALLY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/25/17,10/27/17

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

537 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WORLD FOOD PRIZE FOUNDATION*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 666 GRAND AVENUE, SUITE 1700 DES MOINES, IA 50309

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,000,000. 10/11/11 200,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENDOW AN ANNUAL AWARD IN HONOR OF DR. NORMAN E. BORLAUG RECOGNIZING AN OUTSTANDING YOUNG FIELD RESEARCH SCIENTIST OR EXTENSION WORKER IN AGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THE BORLAUG DIALOGUE INTERNATIONAL SYMPOSIUM OVER THE NEXT 10 YEARS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 01/27/14, 01/26/15, 02/02/15, 02/04/16, 01/30/17, 02/08/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

538 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WORLD FOOD PRIZE FOUNDATION*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 666 GRAND AVENUE, SUITE 1700 DES MOINES, IA 50309

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 250,000. 03/29/12 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENDOW AN ANNUAL AWARD IN HONOR OF DR. NORMAN E. BORLAUG RECOGNIZING AN OUTSTANDING YOUNG FIELD RESEARCH SCIENTIST OR EXTENSION WORKER IN AGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THE BORLAUG DIALOGUE INTERNATIONAL SYMPOSIUM OVER THE NEXT 10 YEARS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 01/27/14, 01/26/15, 02/02/15, 02/04/16, 01/30/17, 02/08/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

539 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} YUNUS SOCIAL BUSINESS GMBH

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NIDDASTR. 63 FRANKFURT AM MAIN, GERMANY, 60329

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 98,047. 09/08/16 98,047.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PILOTING THE SOCIAL SUCCESS NOTE, AN INNOVATIVE FINANCING INSTRUMENT, TO ENABLE IMPACT WATER (OR A COMPARABLE SOCIAL ENTERPRISE) TO FUND WATER PURIFICATION SYSTEMS IN UGANDA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/03/17,04/19/17,03/15/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

540 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} YUNUS SOCIAL BUSINESS GMBH

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NIDDASTR. 63 FRANKFURT AM MAIN, GERMANY, 60329

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 63,951. 04/18/17 63,951.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PILOTING THE SOCIAL SUCCESS NOTE, AN INNOVATIVE FINANCING INSTRUMENT, TO ENABLE IMPACT WATER (OR A COMPARABLE SOCIAL ENTERPRISE) TO FUND WATER PURIFICATION SYSTEMS IN UGANDA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/19/17,03/15/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

541 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ZERO POINT ZERO PRODUCTION, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 875 AVENUE OF THE AMERICAS NEW YORK, NY 10001

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,391,635. 11/02/16 1,391,635.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING A FEATURE LENGTH DOCUMENTARY FILM, "WASTED," AND A CORRESPONDING AWARENESS CAMPAIGN AND EDUCATIONAL CURRICULUM TO HIGHLIGHT EFFORTS TO REDUCE FOOD WASTE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/08/17, 04/04/17, 08/06/18, 08/07/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

542 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ZERO POINT ZERO PRODUCTION, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 875 AVENUE OF THE AMERICAS NEW YORK, NY 10001

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 580,501. 04/06/17 580,501.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING A FEATURE LENGTH DOCUMENTARY FILM, "WASTED," AND A CORRESPONDING AWARENESS CAMPAIGN AND EDUCATIONAL CURRICULUM TO HIGHLIGHT EFFORTS TO REDUCE FOOD WASTE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/06/18, 08/07/18

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

543 STATEMENT(S) 21 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF SUMMARY OF PROGRAM-RELATED INVESTMENTS STATEMENT 22 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

DESCRIPTION }}}}}}}}}}} A PRI TO OMC POWER PRIVATE LTD TO SUPPORT A SMART POWER OF RURAL DEVELOPMENT INITIATIVE THAT AIMS TO FACILITATE THE PROVISION OF POWER TO HOUSEHOLDS AND MICROENTERPRISES IN DISADVANATGED, RURAL COMMUNITIES TO ENABLE ECONOMIC DEVELOPMENT AND IMPROVED HEALTH AND EDUCATION.

AMOUNT }}}}}}}}}}}}}} TO FORM 990-PF, PART IX-B, LINE 1 2,932,336. ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF SUMMARY OF PROGRAM-RELATED INVESTMENTS STATEMENT 23 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

DESCRIPTION }}}}}}}}}}} A PRI TO SUNFUNDER (SF) TO SUPPORT A MISSION TO UNLOCK CAPITAL FOR ENERGY IN EMERGING MARKET. SF'S EFFORTS TO FILL CRITICAL GAPS FOR THE UNDERSERVED RURAL POOR, THE POPULATION MOST AFFLICTED, AND TRAPPED IN POVERTY, BY LACK OF ACCESS TO ENERGY SOLUTIONS.

AMOUNT }}}}}}}}}}}}}} TO FORM 990-PF, PART IX-B, LINE 2 1,457,157. ~~~~~~~~~~~~~~

544 STATEMENT(S) 22, 23 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER PROGRAM-RELATED INVESTMENTS STATEMENT 24 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI TO ELEVAR EQUITY TO SUPPORT SMALL TO MEDIUM SIZED 812,000. SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA.

}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI TO LIVELIHOOD IMPACT FUND, L.P. TO SUPPORT IMPROVING 520,000. THE LIVELIHOODS OF THE WORKING POOR BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES PRIMARILY BUT NOT EXCLUSIVELY IN SOUTHEAST ASIA.

}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI TO ACUMEN CAPITAL MARKETS I, LP IN SUPPORT OF A DEBT 125,543. AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA.

}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI TO AFRICAN AGRICULTURAL CAPITAL LIMITED TO SUPPORT THE 22,731. DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESS THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA.

}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI TO PACIFIC COMMUNITY VENTURES TOWARD CAPITALIZING A 3,257. $30 MILLION COMMUNITY DEVELOPMENT INVESTMENT FUND THAT WOULD PROVIDE GROWTH CAPITAL AND MANAGEMENT ASSISTANCE TO BUSINESSES LOCATED IN OR HIRING FROM LOW- AND MODERATE-INCOME COMMUNITIES IN CALIFORNIA.

}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART IX-B, LINE 3 1,483,531. ~~~~~~~~~~~~~~

545 STATEMENT(S) 24 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER REVENUE STATEMENT 25 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

RELATED OR BUS UNRELATED EXCL EXCLUDED EXEMPT FUNC- DESCRIPTION CODE BUSINESS INC CODE AMOUNT TION INCOME }}}}}}}}}}} }}}}}} }}}}}}}}}}}} }}}} }}}}}}}}}}} }}}}}}}}}}}} FOREIGN EXCHANGE LOSS 14 -9,023,244. SECURITIES LITIGATION PROCEEDS 01 85,457. GRANT REFUNDS 01 1,866,807. ROYALTIES 15 3,755. OTHER INCOME THROUGH K-1S 525990 NOT ON BOOKS 5,634,256. 01 -5,634,256. OTHER INCOME 01 976. UBIT STATE REFUNDS 01 594,392.

}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}}} TOTAL TO FORM 990-PF, PG 12, LN 11 5,634,256. -12,106,113. ~~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~~

546 STATEMENT(S) 25 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 26 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FORM/LINE IDENTIFIER }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PAGE 10, PART XV, LINES 2A THROUGH 2D

EXPLANATION:

GRANT APPLICATION SUBMISSION INFORMATION

(A) FROM JANUARY 1, 2017 THROUGH AUGUST 17, 2017, THE FOUNDATION ONLY ACCEPTED UNSOLICITED INQUIRIES VIA THE WEB SITE. DURING THAT PERIOD, WE ASKED PROSPECTIVE APPLICANTS TO DETERMINE IF THEIR ORGANIZATION'S PROJECT ALIGNED WITH THE FOUNDATION'S PROGRAMMATIC GOALS BY VISITING WWW.ROCKEFELLERFOUNDATION.ORG. THE FOUNDATION INVITED INQUIRIES VIA A PORTAL ON OUR WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG. THE FOUNDATION STOPPED ACCEPTING UNSOLICITED INQUIRIES ON AUGUST 17, 2017, EXCEPT FOR APPLICANTS TO THE BELLAGIO CENTER, ITALY.

(B) PRIOR TO AUGUST 17, 2017, APPLICANTS WERE ASKED TO FILL IN THE ON-LINE INQUIRY FORM ON THE FOUNDATION'S WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG, IN ORDER FOR THE FOUNDATION TO MAKE AN INITIAL ASSESSMENT OF INTEREST. APPLICANTS TO THE BELLAGIO CENTER, ITALY, ARE ASKED TO APPLY ON LINE AT WWW.ROCKEFELLERFOUNDATION.ORG.

(C) IN 2017, THERE WERE NO SPECIFIC SUBMISSION DEADLINES FOR THE FOUNDATION'S PROGRAMS, OTHER THAN FOR THE BELLAGIO PROGRAM. IN ADDITION, FROM TIME TO TIME, REQUESTS FOR PROPOSALS WERE SENT OUT WITH SPECIFIC DEADLINES TO A SELECT GROUP OF PROSPECTIVE GRANTEES FOR PARTICULAR PROJECTS.

(D) THE ROCKEFELLER FOUNDATION DEVELOPS ITS PROGRAMS, STRATEGIES AND APPROACHES DESIGNED TO HAVE AN IMPACT ON A PARTICULAR SET OF ISSUES OR CHALLENGES THROUGH A CONSULTATIVE AND COLLABORATIVE PROCESS. WE ENGAGE A VARIETY OF GROUPS, INCLUDING SUBJECT MATTER EXPERTS, POLICYMAKERS AND REPRESENTATIVES OF APPLICABLE COMMUNITIES TO FULLY UNDERSTAND A GIVEN CHALLENGE OR OPPORTUNITY, INCLUDING THE ECONOMIC, POLITICAL OR SOCIAL CONTEXT IN WHICH IT RESIDES. IN THE COURSE OF PROGRAM DEVELOPMENT, THE FOUNDATION IDENTIFIES AND CONSIDERS ORGANIZATIONS THAT WE BELIEVE ARE BEST POSITIONED TO IMPLEMENT DEFINED COMPONENTS OF A PROGRAM. THIS PROCESS HELPS DETERMINE THE ORGANIZATIONS TO WHICH THE FOUNDATION WILL PROVIDE GRANTS, AND WE WILL THEN REQUEST PROJECT PROPOSALS FROM THOSE ORGANIZATIONS. IN ORDER TO FOCUS AND MAXIMIZE THE IMPACT OF OUR GRANTMAKING, WE RARELY PROVIDE FUNDING IN RESPONSE TO UNSOLICITED PROPOSALS. AS A MATTER OF POLICY, THE FOUNDATION DOES NOT GIVE OR LEND MONEY FOR PERSONAL AID TO INDIVIDUALS OR, EXCEPT IN RARE CASES, FUND ENDOWMENTS, OR CONTRIBUTE TO BUILDING AND OPERATING FUNDS.

DURING THE FIRST HALF OF 2017, THE ROCKEFELLER FOUNDATION PURSUED ITS 1913 MISSION OF PROMOTING THE WELL-BEING OF HUMANITY THROUGHOUT THE WORLD THROUGH DUAL GOALS: ADVANCING INCLUSIVE ECONOMIES THAT EXPAND OPPORTUNITIES FOR MORE BROADLY SHARED PROSPERITY, AND BUILDING RESILIENCE BY HELPING PEOPLE, COMMUNITIES AND INSTITUTIONS PREPARE FOR, WITHSTAND, AND EMERGE STRONGER FROM ACUTE SHOCKS AND CHRONIC STRESSES. TO ACHIEVE THESE GOALS, THE ROCKEFELLER FOUNDATION WORKED AT THE INTERSECTION OF FOUR FOCUS AREAS - ADVANCE HEALTH, REVALUE ECOSYSTEMS,

547 STATEMENT(S) 26 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SECURE LIVELIHOODS, AND TRANSFORM CITIES - TO ADDRESS THE ROOT CAUSES OF EMERGING CHALLENGES AND CREATE SYSTEMIC CHANGE. BEGINNING IN THE SECOND HALF OF 2017, THE FOUNDATION REFOCUSED ITS WORK ON FIVE INITIATIVES, FOOD, POWER, JOBS, HEALTH AND RESILIENT CITIES. CURRENT WORK WITHIN THESE INITIATIVES, AS WELL AS AREAS BEING EXPLORED FOR FUTURE INITIATIVES, ARE DESCRIBED ON THE FOUNDATION'S WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG, WHICH IS CONTINUALLY UPDATED. ACTIVE WORK DURING 2017 INCLUDED: 100 RESILIENT CITIES; THE ALLIANCE FOR A GREEN REVOLUTION IN AFRICA; SMART POWER FOR RURAL DEVELOPMENT; INNOVATIVE FINANCE; CO-IMPACT AND YIELDWISE.

THE FOUNDATION ALSO OPERATES A CONFERENCE AND STUDY PROGRAM AT ITS BELLAGIO CENTER IN ITALY.

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 27 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FORM/LINE IDENTIFIER AND DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PART VII-B, LINE 5(C) - EXPENDITURE RESPONSIBILITY GRANTS AND PRIS

EXPLANATION:

THE FOLLOWING TEXT RELATES TO THE STATEMENT 21, THE EXPENDITURE RESPONSIBILITY STATEMENT, IN RESPONSE TO PART VII-B, LINE 5C.

PROSPECTIVE GRANTEES ARE ASKED TO FURNISH INFORMATION IN ORDER TO ENABLE THE FOUNDATION TO DETERMINE WHETHER THEY HAVE RECEIVED A DETERMINATION OF 501(C)(3) STATUS FROM THE U.S. INTERNAL REVENUE SERVICE OR MAY BE CONSIDERED THE EQUIVALENT OF A TAX-EXEMPT CHARITY, IF FORMED OUTSIDE THE UNITED STATES. PROSPECTIVE GRANTEES WITH RESPECT TO WHOM THE FOUNDATION IS BELIEVED TO HAVE "EXPENDITURE RESPONSIBILITY" OBLIGATIONS ARE INFORMED BY LETTER, BEFORE PAYMENT IS MADE ON A GRANT, OF THE RESPONSIBILITIES IMPOSED UPON THE FOUNDATION AND ITS GRANTEES BY THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. EACH GRANTEE MUST AGREE IN WRITING TO THOSE TERMS AND CONDITIONS, INCLUDING THE OBLIGATION TO PROVIDE FINANCIAL AND SUBSTANTIVE REPORTS ON HOW FOUNDATION GRANT FUNDS ARE EXPENDED. THE REPORTS THAT ARE RECEIVED ARE REVIEWED FOR GENERAL ACCURACY, SUFFICIENCY AND COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT. ADDITIONAL INFORMATION IS REQUESTED FROM GRANTEES IN INSTANCES WHERE REPORTS ARE CONSIDERED INADEQUATE. WHERE THE FOUNDATION HAS NOT RECEIVED FINANCIAL OR SUBSTANTIVE REPORTS FROM A GRANTEE WHEN EXPECTED, FOUNDATION STAFF FOLLOW UP IN SEVERAL WAYS, INCLUDING REMINDERS THAT ARE SENT AT REGULAR INTERVALS AFTER REPORTS ARE EXPECTED AND PERSONAL FOLLOW-UP BY PROGRAM AND GRANTS MANAGEMENT STAFF THROUGH TELEPHONE, MAIL AND E-MAIL.

STATEMENT 21 LISTS GRANT AND PROGRAM-RELATED INVESTMENT EXPENDITURES WITH RESPECT TO WHICH THE FOUNDATION HAS EXERCISED EXPENDITURE RESPONSIBILITY. WHERE THE GRANTEE'S NAME IS FOLLOWED BY AN ASTERISK (*), THE GRANTEE ORGANIZATION IS EITHER A PRIVATE FOUNDATION, A PRIVATE 548 STATEMENT(S) 26, 27 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} OPERATING FOUNDATION, OR A FOREIGN PRIVATE-FOUNDATION EQUIVALENT. ALL OTHER GRANTEES ARE NON-501(C)(3) ORGANIZATIONS OR ORGANIZATIONS FOR WHICH THE FOUNDATION HAS NOT MADE A REASONABLE DETERMINATION OF 501(C)(3) EQUIVALENCY STATUS THAT RECEIVED GRANTS FOR CHARITABLE PROJECTS AND MAINTAINED PAYMENTS IN SEGREGATED FUNDS AS REQUIRED BY TREASURY REG. 53.4945-6(C).

IF A PARTICULAR GRANT EXPENDITURE IS SHOWN TO HAVE BEEN FULLY EXPENDED BY THE GRANTEE BUT THE FOUNDATION HAS NOT YET RECEIVED ONE OR MORE NARRATIVE REPORTS, THE FOUNDATION WILL REPORT ON THE STATUS OF THE EXPENDITURE ON OUR 2017 990-PF. UNLESS OTHERWISE NOTED, THE REPORTS RECEIVED WERE FOUND TO BE IN ORDER AND TO SHOW THAT THE FUNDS WERE FULLY EXPENDED FOR THE PURPOSE OF THE GRANT.

REPORTING STATUS IS AS OF 10/31/18.

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 28 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FORM/LINE IDENTIFIER AND DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PART XV - FOUNDATION STATUS CODE "PC"

EXPLANATION:

WITH REGARD TO PART XV SUPPLEMENTARY INFORMATION REFLECTING GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR AND APPROVED FOR FUTURE PAYMENT, ORGANIZATIONS GIVEN THE FOUNDATION STATUS CODE DESIGNATION "PC" (OR PUBLIC CHARITY) INCLUDE U.S. PUBLIC CHARITIES DESCRIBED IN SECTION 509(A)(1) OR (2) OF THE CODE AND ORGANIZATIONS BASED OUTSIDE THE U.S. THAT HAVE BEEN FOUND TO BE THE EQUIVALENT OF A U.S. PUBLIC CHARITY.

549 STATEMENT(S) 27, 28 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 29 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FORM/LINE IDENTIFIER AND DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990-PF, PAGE 5, PART VII-A, LINE 11 - CONTROLLED ENTITIES

EXPLANATION:

THE FOLLOWING TWO CONTROLLED ENTITIES ARE NOT EXCESS BUSINESS HOLDINGS:

1.

SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION C/O SCORPIO CORPORATE ADVISORSS-405 (LGF), GREATER KAILASH - II NEW DELHI, INDIA EIN# N/A** TRANSACTION: $2,981,229 GRANT PAYMENT TO SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION.

**THIS ENTITY IS FOREIGN AND HAS NO EIN#, HOWEVER IN ORDER FOR THE RETURN TO BE ACCEPTABLE FOR E-FILING, WE USED THE EIN# 12-3456789

2.

HOSKING PARTNERS EQUITY FUND LLC LANDMARK SQUARE, WEST BAY ROAD, PO BOX 775 GRAND CAYMAN, CAYMAN ISLANDS KY1-9006 EIN# 32-2587661 TRANSACTION: $113,828,913 CAPITAL CONTRIBUTION

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 30 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FORM/LINE IDENTIFIER AND DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PAGE 7, PART IX-A - SUMMARY OF DIRECT CHARITABLE ACTIVITIES

EXPLANATION:

THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY SUMMARY OF DIRECT CHARITABLE ACTIVITES FORM 990PF, PART IX-A

THE BELLAGIO CENTER HAD OPERATING EXPENSES OF $4,589,148. SINCE 1959, THE CENTER HAS SERVED AS A RESOURCE FOR FOSTERING DIALOGUE AND PROBLEM SOLVING FOR DIVERSE PARTICIPANTS AROUND THE WORLD. THE CENTER HOSTS CONFERENCES THAT FOCUS ON TOPICS OF INTERNATIONAL INTEREST, WITH PREFERENCE GIVEN TO APPLICANTS WHO PROMOTE DEVELOPMENT AND ALIGN WITH THE FOUNDATION'S AREAS OF INTEREST. IN 2017 THE BELLAGIO CENTER HOSTED 54 MEETINGS (THESE MEETINGS WERE ORIGINALLY APPROVED IN 2015, 2016, AND

550 STATEMENT(S) 29, 30 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} 2017) WITH A TOTAL OF 1,142 PARTICIPANTS; 25% OF WHOM WERE FROM THE UNITED STATES, 43% FROM DEVELOPED COUNTRIES OUTSIDE OF UNITED STATES, AND 29% FROM DEVELOPING COUNTRIES. CITIZENSHIP DATA FOR 3% OF PARTICIPANTS WAS NOT AVAILABLE.

IN ADDITION, THE CENTER OFFERS TWO-TO-FOUR WEEK RESIDENCIES TO SCHOLARS, ARTISTS, AND PRACTITIONERS. IN 2017, THE CENTER HOSTED 123 RESIDENTS, 49% OF WHOM WERE FROM THE UNITED STATES, 17% FROM DEVELOPED COUNTRIES OUTSIDE OF THE UNITED STATES, AND 34% FROM DEVELOPING COUNTRIES. A LISTING OF 2017 CONFERENCES, TEAMS AND INDIVIDUAL RESIDENTS IS BELOW.

2017 BELLAGIO CENTER CONFERENCES

02/06/17 TO 02/10/2017 "EXPLORING MARKET SYSTEMS INNOVATION", FSG ADVISORY SERVICES PRIVATE LIMITED, KOH, HARVEY (UNITED KINGDOM)

02/07/17 TO 02/11/2017 "CHALLENGING UNJUST CRIMINAL LAW THROUGH INTER-SECTIONAL APPROACHES: A STAKEHOLDERS STRATEGY MEETING", UN AIDS, CABAL, LUISA (COLOMBIA)

02/13/17 TO 02/17/2017 "INTERNATIONAL COLLABORATION ON VACCINE ACCEPTANCE", US DEPARTMENT OF HEALTH AND HUMAN SERVICES, GELLIN, BRUCE (UNITED STATES)

02/20/17 TO 02/24/2017 "SECURING INDIGENOUS PEOPLES AND LOCAL COMMUNITY LAND RIGHTS - WHAT NEXT FOR OUR GLOBAL CALL TO ACTION?", INTERNATIONAL LAND COALITION (ILC), SECRETARIAT, PALLAS, SABINE (GERMANY)

02/21/17 TO 02/25/2017 "THE RED CROSS AND RED CRESCENT LEADERSHIP CAMP ON FUTURES AND INNOVATION", INTERNATIONAL FEDERATION OF RED CROSS AND RED CRESCENT, HAZELDINE, SHAUN (AUSTRALIA)

02/27/17 TO 03/03/2017 "STATES AND SOCIETIES FORGING RESILIENT SOCIAL CONTRACTS FOR SUSTAINABLE PEACE: SYNTHESIZING RESEARCH FINDINGS & REFLECTING ON POLICY IMPLICATIONS", , MCCANDLESS, ERIN (UNITED STATES)

03/06/17 TO 03/10/2017 "CREATING RESILIENT AND INCLUSIVE CITIES", COLLABORATION FOR RESEARCH ON DEMOCRACY (CORD), HILLYER, REBECCA (CANADA)

03/07/17 TO 03/11/2017 "ROBUST CLIMATE OBSERVATION IN AFRICA AND LOW RESOURCE COUNTRIES: DEVELOPING A PUBLIC-PRIVATE PARTNERSHIP MODEL", OREGON STATE UNIVERSITY, SELKER, JOHN (UNITED STATES)

03/13/17 TO 03/17/2017 "GOVERNING FOOD SYSTEMS TO ALLEVIATE POVERTY IN AFRICAN CITIES", UNIVERSITY OF CAPE TOWN, BATTERSBY, JANE (UNITED KINGDOM)

03/20/17 TO 03/24/2017 "ENDING IMPUNITY FOR SEXUAL AND GENDER-BASED VIOLENCE IN CONFLICT OR MASS REPRESSION IN LATIN AMERICA", AMERICAN UNIVERSITY WASHINGTON COLLEGE OF LAW, SACOUTO, SUSANA (UNITED STATES)

03/27/17 TO 03/31/2017

551 STATEMENT(S) 30 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} "DISPLACEMENT IN TWENTY-FIRST CENTURY CITIES: A NEW AGENDA FOR URBAN GOVERNANCE, SUSTAINABILITY AND RESILIENCE", UNIVERSITY OF JOHANNESBURG, KIHATO, CAROLINE (SOUTH AFRICA)

04/03/17 TO 04/07/2017 "THEORY OF THE FOUNDATION", ROCKEFELLER PHILANTHROPY ADVISORS, INC., SWEET, WALTER (UNITED STATES)

04/10/17 TO 04/14/2017 "TRANSFORMATIONAL INNOVATION TO REDUCE POST-HARVEST FOOD LOSS", GLOBAL KNOWLEDGE INITIATIVE, VUILLAUME, RENEE (UNITED STATES)

04/18/17 TO 04/22/2017 "REBOOTING ETHICS: AVOIDING ETHICAL MISSTEPS SLOWING DOWN PROGRESS", HYPERLOOP TRANSPORTATION TECHNOLOGIES, IACOBACCI, NICOLETTA (ITALY)

04/24/17 TO 04/28/2017 "WIEGO STRATEGIC RETREAT", WIEGO (WOMEN IN INFORMAL EMPLOYMENT: GLOBALIZING AND ORGANIZING), CHEN, MARTHA (UNITED STATES)

05/01/17 TO 05/05/2017 "DESIGNING A GLOBAL RESPONSE TO TOXIC POLLUTION", BLACKSMITH INSTITUTE/PURE EARTH, FULLER, RICHARD (UNITED STATES)

05/02/17 TO 05/06/2017 "VALUING WATER (TBC)", JACK, JULIE (N/A)

05/08/17 TO 05/12/2017 "FROM PANDEMIC TO PREPAREDNESS: BUILDING ROBUST PUBLIC HEALTH CAPACITY IN NIGERIA", UNIVERSITY OF IBADAN RESEARCH FOUNDATION, ODUOLA, AYOADE (NIGERIA)

05/11/17 TO 05/18/2017 "THE FUTURE OF RESILIENCE SUMMIT 2017", TUSK STRATEGIES, OTTENHOFF, ABIGAIL (UNITED STATES)

05/29/17 TO 06/02/2017 "TALKING CLIMATE CHANGE", UNFCCC, DAVILA, LUIS (VENEZUELA)

05/30/17 TO 06/03/2017 "STRATEGY MEETING TO DEVELOP A PATH-BREAKING CONCEPT FOR THE 2019 WOMEN DELIVER GLOBAL CONFERENCE", WOMEN DELIVER, IVERSEN, KATJA (DENMARK)

06/05/17 TO 06/09/2017 "SUSTAINABILITY AND OPPORTUNITY ENTERPRISES", ENVIRONMENTAL DEFENSE FUND, GOLDMARK, PETER (UNITED STATES)

06/12/17 TO 06/16/2017 "LOCATED INTERNET OF THINGS", MOZILLA, THORNE, MICHELLE (UNITED STATES)

06/13/17 TO 06/17/2017 "PERSPECTIVES ON RESILIENCE: UNPACKING CONCEPTS AND EXPERIENCE TO IMPROVE APPLICATION", ALAYA-LLC, MOENCH, MARCUS (UNITED STATES)

06/19/17 TO 06/23/2017 "JOINING FORCES TO ACCELERATE SDG IMPLEMENTATION FOR VULNERABLE CHILDREN", SOS CHILDREN''S VILLAGES INTERNATIONAL, PICHLER, RICHARD (AUSTRIA)

06/26/17 TO 06/30/2017

552 STATEMENT(S) 30 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} "CAPABILITIES AND INFORMAL LABOR, DIGNITY AND DEPRIVATION IN ENTANGLED URBANIZATION", UNIVERSITY OF CALIFORNIA, CROW, BEN (UNITED KINGDOM)

06/27/17 TO 07/01/2017 "DEWORMING IN GIRLS AND WOMEN OF REPRODUCTIVE AGE", MCGILL UNIVERSITY, GYORKOS, THERESIA (CANADA)

07/03/17 TO 07/07/2017 "STRATEGIC PLANNING BY THE STATE OF THE TROPICS CONSORTIUM", ASIAN SCHOOL OF THE ENVIRONMENT, RUBIN, CHARLES (UNITED STATES)

07/10/17 TO 07/14/2017 "AFRICA GREENCO CAPITALIZATION AND IMPLEMENTATION", AFRICA GREENCO, HAJDUKA SHIELDS, ANA-KATARINA (UNITED KINGDOM)

07/11/17 TO 07/15/2017 "COMMUNICATIONS IN A FRACTURED TIME", THE ROCKEFELLER FOUNDATION, COLEMAN, NEILL (UNITED STATES)

07/25/17 TO 07/29/2017 "GLOBAL WOMEN LEADERS FORUM", GLOBAL WOMEN LEADERS FORUM, SEYDEL, PATRICIA (UNITED STATES)

08/07/17 TO 08/11/2017 "TECHNOLOGY MEETS DEVELOPMENT: OPERATIONALIZING THE DATA REVOLUTION FOR THE SDGS", WORLD DATA LAB, KHARAS, HOMI (UNITED KINGDOM)

08/21/17 TO 08/25/2017 "CHILDREN EATING WELL (CHEW): CREATING A RESEARCH FRAMEWORK AND ACTION AGENDA FOR SUSTAINABLE FOOD SYSTEMS TO IMPROVE CHILD HEALTH AND WELLBEING", UNICEF, RASANATHAN, KUMANAN (NEW ZEALAND)

08/28/17 TO 09/01/2017 "PUNCHING ABOVE THEIR WEIGHT: EXPLAINING WHY SOME COUNTRIES HAVE LONGER LIFE EXPECTANCIES THAN PREDICTED BY THEIR INCOME LEVEL", FLINDERS UNVERSITY OF SOUTH AUSTRALIA, BAUM, FRAN (AUSTRALIA)

08/28/17 TO 09/02/2017 "ACCADEMIA CONCERTANTE WORKSHOP", ACCADEMIA CONCERTANTE D'ARCHI DI MILANO, BENAGLIA, MAURO IVANO (ITALY)

09/04/17 TO 09/08/2017 "SECURING SUSTAINABLE SMALL-SCALE FISHERIES: TOWARDS MONITORING PROGRESS OF THE IMPLEMENTATION OF THE SSF GUIDELINES.", FOOD AND AGRICULTURE ORGANIZATION OF THE UNITED NATIONS (FAO), FRANZ, NICOLE (GERMANY)

09/11/17 TO 09/15/2017 "LEARNING WORKSHOP ON POST HARVEST MANAGEMENT: HOW TO SCALE UP INNOVATIONS TO MEET THE SDG TARGET ON FOOD LOSS AND WASTE", HELVETAS SWISS INTERCOOPERATION, MUKERJI, RUPA (SWITZERLAND)

09/12/17 TO 09/16/2017 "GLOBAL DIGITAL HEALTH INDEX AND MATURITY MODEL WORKSHOP", HEALTHENABLED & PERSONAL CONNECTED HEALTH ALLIANCE, MECHAEL, PATRICIA (UNITED STATES)

09/25/17 TO 09/29/2017 "THE FUTURE OF INNOVATION SUMMIT 2017: ADVANCING THE GLOBAL SDGS INNOVATION PLATFORM", STANFORD CHANGELABS, BANERJEE, BANNY (UNITED

553 STATEMENT(S) 30 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} STATES)

09/26/17 TO 09/30/2017 "RESILIENCE BROKERS WORKSHOP - APPROACHING PROGRAMME IMPLEMENTATION", THE ECOLOGICAL SEQUESTRATION TRUST, HEAD, PETER (UNITED KINGDOM)

10/02/17 TO 10/06/2017 "OPEN SOURCE INVESTIGATIONS: USING OPEN-SOURCE METHODS TO GATHER EVIDENCE OF WAR CRIMES AND HUMAN RIGHTS ABUSES", REGENTS OF THE UNIVERSITY OF CALIFORNIA, KOENIG, ALEXA (UNITED STATES)

10/09/17 TO 10/13/2017 "IDIA IMPACT WORKSHOP", RESULTS FOR DEVELOPMENT (R4D), DE FERRANTI, DAVID (UNITED STATES)

10/16/17 TO 10/20/2017 "ADDRESSING XENOPHOBIA: REPRESENTATIONS OF MIGRATION AND THE ROLE OF THE MEDIA", UNITED NATIONS UNIVERSITY, NAIR, PARVATI (UNITED KINGDOM)

10/23/17 TO 10/27/2017 "GIIN CONVENING", GLOBAL IMPACT INVESTING NETWORK, BOURI, AMIT (UNITED STATES)

10/30/17 TO 11/03/2017 ""RISING TO THE CHALLENGE OF POPULISM: BUILDING CLOSER COMMUNITIES THAT PROVE WE HAVE MORE IN COMMON", MORE IN COMMON, COX, BRENDAN (UNITED KINGDOM)

11/06/17 TO 11/10/2017 "EVIDENCE BASED SCIENCE COMMUNICATION BRINGING RESEARCHERS AND PRACTITIONERS TOGETHER TO TACKLE THE WORLD'S INTRACTABLE PROBLEMS", INTERNATIONAL PCST NETWORK, METCALFE, JENNIFER (AUSTRALIA)

11/07/17 TO 11/11/2017 "FAR BEYOND IMPACT BONDS: LEVERAGING LARGE-SCALE, PERFORMANCE-BASED FINANCING VEHICLES TO SUPPORT COMMUNITY HEALTH IN AFRICA", FINANCING ALLIANCE FOR HEALTH, QURESHI, CLAIRE (UNITED STATES)

11/13/17 TO 11/17/2017 "SUSTAINABILITY OF ENGINEERED RIVERS IN ARID LANDS (SERIDAS)", HOUSTON ADVANCED RESEARCH CENTER, SCHMANDT, JURGEN (UNITED STATES)

11/20/17 TO 11/24/2017 "MAKING PEOPLE WHO LIVE IN SLUMS COUNT", AFRICAN POPULATION & HEALTH RESEARCH CENTER, EZEH, ALEX (NIGERIA)

11/21/17 TO 11/25/2017 "THE UCL-LANCET COMMISSION ON MIGRATION AND HEALTH: BELLAGIO COMMISSIONER MEETING", UCL-LANCET COMMISSION ON MIGRATION AND HEALTH, ORCUTT, MIRIAM (UNITED KINGDOM)

11/27/17 TO 12/01/2017 "PRECISION GLOBAL HEALTH - LEVERAGING DIGITAL INNOVATIONS TO QUANTUM LEAP IN GLOBAL HEALTH", INSTITUTE OF GLOBAL HEALTH, FACULTY OF MEDICINE, UNIVERSITY OF GENEVA, FLAHAULT, ANTOINE (FRANCE)

12/05/17 TO 12/09/2017 "INTERNATIONAL JUDICIAL COLLOQUIUM ON WOMEN'S ACCESS TO JUSTICE AND SEXUAL VIOLENCE", INTERNATIONAL WOMENS RIGHTS ACTION WATCH- ASIA

554 STATEMENT(S) 30 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PACIFIC, DUTTA, ISHITA (INDIA)

12/05/17 TO 12/08/2017 "DEVELOPING A GLOBAL OPPORTUNITY YOUTH STRATEGY", THE ASPEN INSTITUTE, PATRICK, STEVE (UNITED STATES)

12/11/17 TO 12/15/2017 "ACCELERATING CITYWIDE CIVIC ENGAGEMENT IN NORTH AMERICA: AN EXERCISE IN THE CO-CITY APPROACH", LABGOV, NESS, ALICIA (UNITED STATES)

TEAM RESIDENCIES

CONSOLO, OLIVIER, (FRANCE) INTERNATIONAL FORUM OF NATIONAL NGO PLATFORMS (IFP) "HOW CAN THE ACTORS OF THE GREAT TRANSITION CONTRIBUTE TO THE EMERGENCE OF A RENEW POLITICAL OFFER AT LOCAL LEVEL?" (03/09/17 TO 04/06/2017)

ROUILL D'ORFEUIL, HENRI, (FRANCE) ACADMIE D''AGRICULTURE DE FRANCE "HOW CAN THE ACTORS OF THE GREAT TRANSITION CONTRIBUTE TO THE EMERGENCE OF A RENEW POLITICAL OFFER AT LOCAL LEVEL?" (03/09/17 TO 04/06/2017)

BRADSHAW, COREY, (AUSTRALIA) FLINDERS UNIVERSITY "JIGSAW UTOPIA: ASSEMBLING A SUSTAINABLE FUTURE OF HUMAN WELLBEING FROM CURRENT NATIONAL SUCCESSES" (04/13/17 TO 05/11/2017)

EHRLICH, PAUL, (UNITED STATES) STANFORD UNIVERSITY "JIGSAW UTOPIA: ASSEMBLING A SUSTAINABLE FUTURE OF HUMAN WELLBEING FROM CURRENT NATIONAL SUCCESSES" (04/13/17 TO 05/11/2017)

CHUNHARAS, SOMSAK, (THAILAND) NATIONAL HEALTH FOUNDATION "TOWARD THE SUSTAINABILITY OF UNIVERSAL HEALTH COVERAGE IN THAILAND" (05/23/17 TO 06/20/2017)

RAJATANAVIN, RAJATA, (THAILAND) FACULTY OF MEDICINE RAMATHIBODI HOSPITAL, MAHIDOL UNIVERSITY "TOWARD THE SUSTAINABILITY OF UNIVERSAL HEALTH COVERAGE IN THAILAND" (05/23/17 TO 06/20/2017)

RAMASWAMY, APARNA, (UNITED STATES) RAGAMALA DANCE COMPANY "SACRED FIRE: BONE WITHIN ASH" (06/22/17 TO 07/06/2017)

RAMASWAMY, RANEE, (UNITED STATES) RAGAMALA DANCE COMPANY "SACRED FIRE: BONE WITHIN ASH" (06/22/17 TO 07/20/2017)

DOYLE, WILLIAM, (UNITED STATES) UNIVERSITY OF EASTERN FINLAND "THE CHILDREN MUST PLAY - THE TRANSFORMATION OF GLOBAL CHILDHOOD EDUCATION" (06/23/17 TO 07/21/2017)

SAHLBERG, PASI, (FINLAND) UNIVERSITY OF HELSINKI "THE CHILDREN MUST PLAY - THE TRANSFORMATION OF GLOBAL CHILDHOOD EDUCATION" (06/23/17 TO 07/21/2017)

SARIN, RITU, (UNITED KINGDOM) WHITE CRANE FILMS "SINGING AGAINST THE DYING OF THE LIGHT" (08/22/17 TO 09/21/2017) SONAM, TENZING, (UNITED KINGDOM) WHITE CRANE FILMS "SINGING AGAINST THE DYING OF THE LIGHT" (08/22/17 TO 09/21/2017)

SAWASDIVORN, WINAI, (THAILAND) NATIONAL HEALTH SECURITY OFFICE (NHSO) "BEYOND POLITICAL COMMITMENTS TO SUSTAIN UNIVERSAL HEALTH COVERAGE: EXPERIENCES IN THAILAND " (08/31/17 TO 09/28/2017)

555 STATEMENT(S) 30 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

THAMMATACH-AREE, JADEJ, (THAILAND) NATIONAL HEALTH SECURITY OFFICE (NHSO) "BEYOND POLITICAL COMMITMENTS TO SUSTAIN UNIVERSAL HEALTH COVERAGE: EXPERIENCES IN THAILAND " (08/31/17 TO 09/28/2017)

2017 BELLAGIO CENTER RESIDENTS:

GREENHALGH, PATRICIA, (UNITED KINGDOM) UNIVERSITY OF OXFORD "CO-CREATING ASSISTED LIVING SOLUTIONS"

TOTH, CYNTHIA, (UNITED STATES) DUKE UNIVERSITY "IMPROVING GLOBAL TOOLS TO EVALUATE INFANT EYE AND BRAIN DEVELOPMENT"

GARCIADIEGO, FRANCISCO, (MEXICO) EL COLEGIO DE MEXICO "EDUCATION AND CULTURE AS RESILIENT FACTORS IN THE DRUG WAR IN MEXICO"

DREZNER, DANIEL, (UNITED STATES) TUFTS UNIVERSITY "THE IDEAS INDUSTRY"

LANPHEAR, BRUCE, (UNITED STATES) SIMON FRASER UNIVERSITY "LITTLE THINGS MATTER: THE IMPACT OF TOXINS ON THE HEALTH OF CHILDREN"

KURAISHI, MARI, (JAPAN) GLOBAL GIVING "HOW TO MOBILIZE THE PUBLIC (BUT NOT NECESSARILY THE PUBLIC SECTOR) INTO THE CREATION OF PUBLIC GOOD"

RAND, TOM, (CANADA) MARS DISCOVERY DISTRICT / ACTTERN VENTURES "CLIMATE CAPITALISM; BURY THE HATCHET & GET ON WITH JOB"

IRVANETS, OLEKSANDR, (UKRAINE) NATIONAL UNIVERSITY OF OSTROH ACADEMY "THE PLAY ON THE EUROMAIDAN PROTESTAND ALL, AND ALL, AND ALL""

ROUSSEAU, DENISE, (UNITED STATES) CARNEGIE MELLON UNIVERSITY "THREE EVIDENCE-BASED DECISION PROCESSES FOR MANAGING KNOWN KNOWNS, KNOWN UNKNOWNS AND UNKNOWN UNKNOWNS"

SALAMA, FATHY, (EGYPT, ARAB REP.) "KOUCHARI"

WEERASINGHE, JAGATH, (SRI LANKA) POSTGRADUATE INST. OF ARCHAEOLOGY /THEERTHA INT. ARTISTS COLLECTIVE "TEMPORALITIES OF VIOLENCE: ANURADHAPURA AND VARANASI"

JENSEN, OLAF, (UNITED STATES) RUTGERS UNIVERSITY "THE VALUE OF DIVERSITY: QUANTIFYING THE 'PORTFOLIO EFFECT' AND ITS CONTRIBUTION TO GLOBAL FISHERIES RESILIENCE"

NWANKWO, IZUCHUKWU, (NIGERIA) CHUKWUEMEKA ODUMEGWU OJUKWU UNIVERSITY "STAND-UP COMEDY AND THE CITY: SIGHTS AND SOUNDS OF LAGOS IN THE STAGE ART OF BASKET MOUTH AND ALIBABA"

BEUKES, LAUREN, (SOUTH AFRICA) "PARADISE EVE"

MADRIGAL, LILIANA, (UNITED STATES) AMAZON CONSERVATION TEAM "CONSERVATION OF ANCESTRAL TERRITORIES: THE ROLE OF TRADITIONAL MEDICINE IN THE ESTABLISHMENT OF PROTECTED AREAS"

BORAINE, ANDREW, (SOUTH AFRICA) WESTERN CAPE ECONOMIC DEVELOPMENT PARTNERSHIP (EDP) "THE ROLE OF PARTNERING AND PARTNERSHIPS IN STEERING AND MANAGING COMPLEX SOCIETAL TRANSITIONS"

556 STATEMENT(S) 30 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MASI DE CASANOVA, ERYNN, (UNITED STATES) UNIVERSITY OF CINCINNATI "DUST AND DIGNITY: DOMESTIC EMPLOYMENT IN CONTEMPORARY ECUADOR"

RONDON, MARIANA, (VENEZUELA) SUDACA FILMS "ZAFARI"

CHOW, BARBARA, (UNITED STATES) WILLIAM AND FLORA HEWLETT FOUNDATION "FROM WORDS TO ACTION: A PRACTICAL PHILANTHROPIC GUIDE TO DIVERSITY, EQUITY AND INCLUSION"

WHITTLE, DANIEL, (UNITED STATES) ENVIRONMENTAL DEFENSE FUND "ADVANCING RESILIENCE OF COASTAL AND MARINE ECOSYSTEM IN CUBA"

SGUIGLIA, EDUARDO, (ARGENTINA) UNTREF "POOR CAUSES. THE LIFE AND WORK OF SALVADOR MAZZA"

SHERMER, ELIZABETH, (UNITED STATES) LOYOLA UNIVERSITY CHICAGO "INDENTURED STUDENTS: FINANCIAL AID AND THE BIRTH OF THE STUDENT LOAN INDUSTRY"

FEIDEN, WAYNE, (UNITED STATES) CITY OF NORTHAMPTON (AND UNIVERSITY OF MASSACHUSETTS) "DEVELOPING A CADRE OF URBAN RESILIENCY AND SUSTAINABILITY PROFESSIONALS"

KRISHEN, PRADIP, (INDIA( "LETTING IN THE JUNGLE - NEW WAYS OF USING TREES IN URBAN LANDSCAPES IN INDIA" POWELL, WIZDOM, (UNITED STATES) UNC CHAPEL HILL GILLINGS SCHOOL OF GLOBAL PUBLIC HEALTH "TRANSFORMING SOCIAL AND HEALTHCARE SYSTEM LANDSCAPES TO ADDRESS GENDERED HEALTH INEQUITIES AMONG VULNERABLE MALES"

BRAITMAN, LAUREL, (UNITED STATES) STANFORD UNIVERSITY SCHOOL OF MEDICINE, CENTER FOR BIOMEDICAL ETHICS "THE LAST LEG"

DASGUPTA, JASHODHARA, (INDIA) SAHAYOG "WOMEN-CENTERED MATERNAL HEALTH: OPERATIONAL FRAMEWORKS FOR ACCOUNTABILITY"

BAKAN, JOEL, (CANADA) ALLARD SCHOOL OF LAW, UNIVERSITY OF BRITISH COLUMBIA "THE CORPORATION II"

YANOW, DVORA, (UNITED STATES) WAGENINGEN UNIVERSITY "INCLUSION AND EXCLUSION BY CATEGORY: COUNTING AND THE STATE"

MONTIEL SAUCEDO, ROZANA, (MEXICO) ROZANA MONTIEL ESTUDIO DE ARQUITECTURA "COMMON-UNITY: PLACEMAKING IN SOCIAL HOUSING UNITS"

BINAGWAHO, AGNES, (RWANDA) UNIVERSITY OF GLOBAL HEALTH EQUITY "MY EXPERIENCES AS A LEADER IN GLOBAL HEALTH, TRANSFORMING THE HEALTH SECTOR IN RWANDA"

FREEMAN, MELVYN, (SOUTH AFRICA) NATIONAL DEPARTMENT OF HEALTH "BUILDING POPULATION MENTAL HEALTH. A REVIEW OF WORK AND IMPLICATIONS FOR FUTURE POLICY."

MILLSTEIN, LINCOLN, (UNITED STATES) HEARST CORPORATION ""JOURNEYMAN"A NEWSPAPERMAN'S FIRST-HAND ACCOUNT OF A HALF CENTURY OF POWER, INFLUENCE, MONOPOLY, HUBRIS, BLUNDERS, INTERNECINE BATTLES AND AND WHY JOURNALISM STILL REPRESENTS THE BEST OF A FREE SOCIETY."

GOROFF, DANIEL, (UNITED STATES) ALFRED P. SLOAN FOUNDATION "BEHAVIORAL ECONOMICS OF RISK, INSURANCE, AND DECISION-MAKING UNDER UNCERTAINTY"

557 STATEMENT(S) 30 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

ISKENDERIAN, MARY ELLEN, (UNITED STATES) WOMEN'S WORLD BANKING "THERE'S NOTHING MICRO ABOUT ONE BILLION WOMEN"

BHANA, DEEVIA, (SOUTH AFRICA) UNIVERSITY OF KWAZULU-NATAL "16 TURNING 17: LOVE, MONEY AND TEENAGE SEXUAL CULTURES IN THE CONTEXT OF HIV"

CHENG, TINA, (UNITED STATES) JOHNS HOPKINS UNIVERSITY SCHOOL OF MEDICINE "YOUTH FUTURE ORIENTATION: A CRITICAL RESILIENCE FACTOR"

CONCA, KEN, (UNITED STATES) AMERICAN UNIVERSITY "CLIMATE CHANGE, WATER, AND THE SOCIAL CONSTRUCTION OF RISK IN EXPERT COMMUNITIES"

HYDE, SANDRA, (UNITED STATES) MCGILL UNIVERSITY "CHASING THE DRAGON: CHINESE MARKET SOCIALISM, MIND/BODY BIOPOLITICS AND THE MALLEABLE ADDICT "

KENNEDY, JOHN, (UNITED STATES) LOUISIANA STATE UNIVERSITY "POE'S WAR ON TERROR"

GONZALEZ, RIGOBERTO, (UNITED STATES) RUTGERS-NEWARK UNIVERSITY "LAS ANIMAS: AN EPIC POEM"

VIRAMONTES, HELENA, (UNITED STATES) CORNELL UNIVERSITY "THE CEMETERY BOYS"

DE FERRANTI, DAVID, (UNITED STATES) RESULTS FOR DEVELOPMENT (R4D) "BREAKING NEW GROUND IN MEASURING THE IMPACT OF INNOVATION IN GLOBAL HEALTH"

KOROSTELINA, KARINA, (UKRAINE) SCHOOL FOR CONFLICT ANALYSIS AND RESOLUTION, GEORGE MASON UNIVERSITY "NEIGHBORHOOD RESILIENCE"

CHERRI, ALI, (FRANCE) "NARRATING ARCHAEOLOGY"

MKHABELA, SIBONGILE, (SOUTH AFRICA) NELSON MANDELA CHILDREN'S HOSPITAL TRUST ""REFLECTING ON THE EVOLUTION OF THE NELSON MANDELA CHILDREN'S FUND FROM A SMALL GRANT ORGANISATION TO A SIGNIFICANT AFRICAN DEVELOPMENT ORGANISATION WITH AN AGENDA TO BE SUSTAINABLE""

EFITRE, JACKSON, (UGANDA) MAKERERE UNIVERSITY "INTEGRATING CLIMATE SCIENCE INTO STRATEGIES FOR CLIMATE-SMART FISHERIES AND LIVELIHOODS (CSFL)."

FALKOWSKI, PAUL, (UNITED STATES) RUTGERS UNIVERSITY "TOWARDS UNDERSTANDING THE RESILIENCE OF THE HUMAN SPECIES"

MACHADO, CRISTIANI, (BRAZIL) NATIONAL SCHOOL OF PUBLIC HEALTH/ OSWALDO CRUZ FOUNDATION -BRAZIL "HEALTH POLICIES IN LATIN AMERICA: STRATEGIES TO ACHIEVE UNIVERSAL COVERAGE IN ARGENTINA, BRAZIL AND MEXICO"

GOLDIN, IAN, (UNITED KINGDOM) UNIVERSITY OF OXFORD "TECHNOLOGICAL, ECONOMIC AND SOCIAL CHANGE"

BATCHELDER, LILY, (UNITED STATES) NYU SCHOOL OF LAW "DOES HEALTH CARE REFORM PROVIDE A ROADMAP FOR RETIREMENT SAVINGS REFORM?"

LAHIRI-DUTT, KUNTALA, (AUSTRALIA) THE AUSTRALIAN NATIONAL UNIVERSITY "EXTRACTIVE PEASANTS: SHIFTING FROM AND BETWEEN THE FIELD TO THE QUARRY"

558 STATEMENT(S) 30 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

LEWIS, GEORGE, (UNITED STATES) COLUMBIA UNIVERSITY, "NEW WORK FOR KOREAN TRADITIONAL ORCHESTRA" ABED, FAZLE, (UNITED KINGDOM) BRAC "DEVELOPMENT OF SUCCESSION PLAN FOR PROPER FUTURE GOVERNANCE AND MANAGEMENT OF BANGLADESH RURAL ADVANCEMENT COMMITTEE ENTITIES'"

BROSS, DANIEL, (UNITED STATES) MICROSOFT (RETIRED) "ACTIONS SPEAK LOUDER THAN WORDS: A FRAMEWORK FOR CORPORATIONS TO ASSESS THE IMPLEMENTATION AND PRACTICAL IMPACT OF THEIR POLICY BANNING DISCRIMINATION AGAINST LGBTI PEOPLE"

SHINN, MARYBETH, (UNITED STATES) VANDERBILT UNIVERSITY "IN THE MIDST OF PLENTY: ENDING HOMELESSNESS IN AMERICA"

DRURY, JACQUELIN, (UNITED STATES) "UNTITLED (THE MARY SEACOLE PROJECT)"

BREITZ, CANDICE, (SOUTH AFRICA) BRAUNSCHWEIG UNIVERSITY OF ART "REFUGEE"

"BAJAJ, MONISHA, (UNITED STATES) UNIVERSITY OF SAN FRANCISCO ""CRITICAL EDUCATION FOR TRANSFORMATIVE YOUTH AGENCY

KABIR, ANANYA, (INDIA) KING'S COLLEGE LONDON "'SALSA IS BETTER THAN COFFEE: A SECRET HISTORY OF THE AFROMODERN DANCE FLOOR'"

RICKFORD, JOHN, (UNITED STATES) STANFORD UNIVERSITY "THE LINGUISTIC VERSATILITY PROJECT: EXTENDING THE LINGUISTIC REPERTOIRE OF VERNACULAR DIALECT SPEAKERS TO INCLUDE STANDARD VARIETIES, AND REDUCING DIALECT PREJUDICE, UNINTELLIGIBILITY AND INSENSITIVITY AMONG TEACHERS, COURTROOM PERSONNEL AND OTHER GATEKEEPERS."

GANDHI, KIRAN, (UNITED STATES) MADAME GANDHI LLC "THE FUTURE IS FEMALE: FULL LENGTH ALBUM BY MADAME GANDHI (FIRST 5 SONGS TO BE WRITTEN AT BELLAGIO)"

MARQUEZ, JOSHUA, (UNITED STATES) GRIT COLLABORATIVE "BRACKISH WATERS - MULTICULTURALISM IN MUSIC"

TSHUMA, NOVUYO, (ZIMBABWE) UNIVERSITY OF HOUSTON "THE HOUSE OF STONE"

CHEBBI, AYA, (TUNISIA) AFRIKA YOUTH MOVEMENT "AFRESIST PORTAL"

ISKANDER, MARYANA, (UNITED STATES) HARAMBEE YOUTH EMPLOYMENT ACCELERATOR "BUILDING PRAGMATIC AND SCALABLE SOLUTIONS TO THE YOUTH UNEMPLOYMENT CRISIS"

MCCORD, MARK, (UNITED STATES) DELOITTE & TOUCHE "PROMOTING PEACE AND STABILITY IN THE MIDDLE EAST AND NORTH AFRICA (MENA) THROUGH DEVELOPMENT OF THE CENTER FOR LEADERSHIP, ENTREPRENEURSHIP, EMPOWERMENT, AND TRANSFORMATION (CLEET)"

VAN ORANJE-NASSAU, HRH PRINCESS LAURENTIEN OF THE NETHERLANDS, (NETHERLANDS) MISSING CHAPTER FOUNDATION "THE KIDS COUNCIL METHODOLOY: CODIFYING FOR SCALING UP"

AL SHAFEI, ESRAA, (BAHRAIN) MAJAL.ORG "OPEN SOURCE CIVIC TECH FOR FINANCIAL SUSTAINABILITY: A BLUEPRINT"

559 STATEMENT(S) 30 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} DE SIO, HENRY, (UNITED STATES) ASHOKA INNOVATORS FOR THE PUBLIC "THE NEW GLOBAL YOUTH APPRENTICESHIP FOR OUR CHANGEMAKER WORLD: A SOCIETAL IMPERATIVE TO EDUCATE FOR CHANGE"

LAZARRE-WHITE, KHARY, (UNITED STATES) THE BROTHERHOOD/SISTER SOL "TRANSFORMATION & OPPORTUNITY"

PENIDO MONTEIRO, ANNA, (BRAZIL) INSPIRARE INSTITUTE "STUDENTS AS AGENTS OF EDUCATION INNOVATIONS"

GARY, SUSAN, (UNITED STATES) UNIVERSITY OF OREGON SCHOOL OF LAW "EVOLUTION OF THE PRUDENCE STANDARD: ESG INVESTING, ETHICAL INVESTING, AND FIDUCIARY DUTIES"

LAVIZZO-MOUREY, RISA, (UNITED STATES) ROBERT WOOD JOHNSON FOUNDATION "IMPROVING HEALTH EQUITY AND BUILDING A CULTURE OF HEALTH IN THE USA: POLICY IMPLICATIONS"

HUNTER, JANE, (AUSTRALIA) THE UNIVERSITY OF QUEENSLAND "A FRAMEWORK TO ENABLE THE SHARING, RE-USE AND DYNAMIC GENERATION OF INDICATORS - THE KEY TO EVIDENCE-BASED POLICY MAKING"

DESAI, KIRAN, (UNITED STATES) "THE LONELINESS OF SONIA AND SUNNY"

SMITH, MELANIE, (ENGLAND) "TURBULENCE, THE INSTABILITY OF SCALE"

NOBRE, CARLOS, (BRAZIL) NATIONAL INSTITUTE FOR SPACE RESEARCH "A NEW DEVELOPMENT PARADIGM FOR THE AMAZON"

ROY, SAUMYA, (INDIA) VANDANA FOUNDATION "MOUNTAIN TALES: STORIES FROM ATOP THE WORLD'S LARGEST GARBAGE MOUNTAIN"

SAMSON, MELANIE, (SOUTH AFRICA) UNIVERSITY OF THE WITWATERSRAND "RISING FROM THE RUBBISH: RECLAIMING WASTE, CREATING MORE INCLUSIVE ECONOMIES, POLITIES AND SOCIETIES"

DAVIS, CHRISTINA, (UNITED STATES) HARVARD UNIVERSITY "MANKINDNESS: A COLLECTION OF POEMS"

SANTIAGO MUOZ, BEATRIZ, (UNITED STATES) "VERANO DE MUJERES"

PHILLIPS, BEN, (UNITED KINGDOM) FIGHT INEQUALITY ALLIANCE "ENABLING MORE EQUAL SOCIETIES AND INCLUSIVE ECONOMIES BY BUILDING POWER FROM BELOW AND BY BUILDING SOLIDARITY ACROSS ORGANISATIONS AND BORDERS"

KABEER, NAILA, (UNITED KINGDOM) LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE "A GENDER ANALYSIS OF THE BANGLADESH PARADOX: EXPLORING SOCIAL PROGRESS IN A CHALLENGING ENVIRONMENT"

MUFURUKI, ALI, (TANZANIA) INFOTECH INVESTMENT GROUP LIMITED "UNREASONABLE - MY LIFE SO FAR."

BARNES, KAREN, (SOUTH AFRICA) UNIVERSITY OF CAPE TOWN FACULTY OF HEALTH SCIENCES "GENERATING NEW MALARIA TREATMENT AND SURVEILLANCE APPROACHES TO ADVANCE MALARIA ELIMINATION IN SOUTH AFRICA AND BEYOND."

BAINGANA, DOREEN, (UGANDA) SELF-EMPLOYED "TONGUES OF FIRE"

FRANCO MAIMON, ARI MICHEL, (MEXICO) LUCA FILMS S DE RL DE CV "APRIL'S DAUGHTER"

560 STATEMENT(S) 30 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

ZIMMERMANN, KLAUS, (GERMANY) UNU-MERIT & MAASTRICHT UNIVERSITY "MIGRATION POLICY"

WILSON, SANDRA ELLEN (MARIE), (CANADA) TRUTH AND RECONCILIATION COMMISSION OF CANADA "WHEN THE LOVE BOND WAS CUT: THE LOVE SONG OF A TRUTH AND RECONCILIATION COMMISSIONER (NB. THIS IS A WORKING TITLE ONLY...)"

MCGRATH, CAMPBELL, (UNITED STATES) FLORIDA INTERNATIONAL UNIVERSITY "ATLANTIC STUDIES: POEMS"

MARKEL, HOWARD, (UNITED STATES) THE UNIVERSITY OF MICHIGAN MEDICAL SCHOOL "THE PURSUIT OF WELLNESS: JOHN HARVEY KELLOGG, WILL KEITH KELLOGG, AND THE RISE OF MODERN MEDICINE, DISEASE PREVENTION, NUTRITION DIET, AND WELL-BEING"

BUSTANI, HISHAM, (JORDAN) "HOLDING THE WORLD BY ITS THROAT"

TAN, BARIS, (TURKEY) KO UNIVERSITY "MODELLING AND ANALYSIS OF BUSINESS MODELS FOR FINANCING ENERGY INVESTMENTS FOR SUSTAINABILITY"

KARLAN, PAMELA, (UNITED STATES) STANFORD UNIVERSITY "RECONSTRUCTION LOST"

TORO HARDY, ALFREDO, (VENEZUELA) VENEZUELAN EMBASSY IN SINGAPORE "LATIN AMERICA AND THE INCOMING THREAT OF DISRUPTIVE TECHNOLOGIES"

ALEINIKOFF, THOMAS ALEXANDER, (UNITED STATES) THE NEW SCHOOL "THE ARC OF PROTECTION: REFORMING THE INTERNATIONAL REFUGEE REGIME."

CRAIG, ROBIN, (UNITED STATES) UNIVERSITY OF UTAH "RE-VALUING THE OCEAN IN THE ANTHROPOCENE: RECONCEPTUALIZING RESILIENCE AND COMMERCIAL MARINE FISHERIES IN LIGHT OF CLIMATE CHANGE AND OCEAN ACIDIFICATION"

BINGAMAN, JEFF, (UNITED STATES) NA "PURSUING THE COMMON GOOD: EFFORTS AND OBSTACLES TO ENACTING CONSTRUCTIVE POLICIES IN A DIVIDED GOVERNMENT"

KANTAYYA, SHALINI, (UNITED STATES) 7TH EMPIRE MEDIA "DARK TIDE"

CONTINUED ON STATEMENT 31

561 STATEMENT(S) 30 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 31 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FORM/LINE IDENTIFIER AND DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PAGE 7, PART IX-A - SUMMARY OF DIRECT CHARITABLE ACTIVITIES

EXPLANATION:

THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY SUMMARY OF DIRECT CHARITABLE ACTIVITES FORM 990PF, PART IX-A

2017 BELLAGIO CENTER RESIDENTS (CONTINUED):

"KOPLOWITZ, STEPHAN, (UNITED STATES) KOP ART, INC. ""BOOK PROJECT: CREATING SITE-SPECIFIC DANCE AND PERFORMANCE: A JOURNAL ON CREATIVE AND PRODUCTION BEST PRACTICES.

JOHNSON, MARTIN, (UNITED STATES) ISLES, INC "A 35 YEAR HISTORY OF ISLES, INC, WITH UNIVERSITY CASE STUDIES"

HELLER, CHERYL, (UNITED STATES) SCHOOL OF VISUAL ARTS "THE INTERGALACTIC DESIGN GUIDE,A NEW WAY TO DESIGN FOR LARGE SCALE HUMAN POTENTIAL"

CHATTARJI, SUBARNO, (INDIA) UNIVERSITY OF DELHI ""THE DISTANT SHORES OF FREEDOM": VIETNAMESE-AMERICAN WRITINGS 1980-2015"

ALKADHI, RHEIM, (UNITED STATES) "MAGICAL-REALISM IN THE AFTERIMAGE: PROPOSED METHODOLOGIES FOR THE PRACTICE OF ART AS FIELDWORK IN THE RADIOACTIVE WASTELANDS OF IRAQ."

CHOPRA, RAHUL, (UNITED STATES) LAWRENCE BERKELEY NATIONAL LABORATORY "CHARTING THE FUTURE OF ENERGY-SMART INFRASTRUCTURE. PUBLIC/PRIVATE PARTNERSHIP TO ESTABLISH EFFICIENCY AND COMMON INFRASTRUCTURE AS AN ASSET CLASS TO REINVENT ENERGY EFFICIENCY IN BUILT SECTOR."

MITCHELL, DEREK, (UNITED STATES) UNITED STATES INSTITUTE OF PEACE "WRITING OF A MEMOIR OF MY TIME AS U.S. AMBASSADOR TO BURMA (MYANMAR) ENTITLED "MYANMAR DAYS""

RAO, NIRUPAMA, (INDIA) RETIRED FOREIGN SECRETARY AND AMBASSADOR, GOVT. OF INDIA ""THE POLITICS OF HISTORY: INDIA AND CHINA, 1949 TO 1962" (LEARNING FROM HISTORY, CAN INDIA AND CHINA DEVELOP A HIMALAYAN CONSENSUS?)"

562 STATEMENT(S) 31 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Form 8868 Application for Automatic Extension of Time To File an (Rev. January 2017) Exempt Organization Return OMB No. 1545-1709 | File a separate application for each return. Department of the Treasury Internal Revenue Service | Information about Form 8868 and its instructions is at www.irs.gov/form8868 .

Electronic filing (e-file). You can electronically file Form 8868 to request a 6-month automatic extension of time to file any of the forms listed below with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal Benefit Contracts, for which an extension request must be sent to the IRS in paper format (see instructions). For more details on the electronic filing of this form, visit www.irs.gov/efile, click on Charities & Non-Profits, and click on e-file for Charities and Non-Profits. Automatic 6-Month Extension of Time. Only submit original (no copies needed). All corporations required to file an income tax return other than Form 990-T (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time to file income tax returns. Enter filer's identifying number Type or Name of exempt organization or other filer, see instructions. Employer identification number (EIN) or print THE ROCKEFELLER FOUNDATION 13-1659629 File by the due date for Number, street, and room or suite no. If a P.O. box, see instructions. Social security number (SSN) filing your 420 FIFTH AVENUE return. See instructions. City, town or post office, state, and ZIP code. For a foreign address, see instructions. NEW YORK, NY 10018-2702 Enter the Return Code for the return that this application is for (file a separate application for each return)  0 4 Application Return Application Return Is For Code Is For Code Form 990 or Form 990-EZ 01 Form 990-T (corporation) 07 Form 990-BL 02 Form 1041-A 08 Form 4720 (individual) 03 Form 4720 (other than individual) 09 Form 990-PF 04 Form 5227 10 Form 990-T (sec. 401(a) or 408(a) trust) 05 Form 6069 11 Form 990-T (trust other than above) 06 Form 8870 12 DOMINICK J. IMPEMBA, CPA/CGMA/CFO ¥ The books are in the care of | 420 FIFTH AVENUE - NEW YORK, NY 10018-2702 Telephone No. | 212-852-8361 Fax No. | ¥ If the organization does not have an office or place of business in the United States, check this box ~~~~~~~~~~~~~~~~~ | ¥ If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . If this is for the whole group, check this box | . If it is for part of the group, check this box | and attach a list with the names and EINs of all members the extension is for. 1 I request an automatic 6-month extension of time until NOVEMBER 15, 2018 , to file the exempt organization return for the organization named above. The extension is for the organization's return for:

| X calendar year 2017 or | tax year beginning , and ending . 2 If the tax year entered in line 1 is for less than 12 months, check reason: Initial return Final return Change in accounting period 3a If this application is for Forms 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions. 3a $ 6,184,873. b If this application is for Forms 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit. 3b $ 8,953,333. c Balance due. Subtract line 3b from line 3a. Include your payment with this form, if required, by using EFTPS (Electronic Federal Tax Payment System). See instructions. 3c $ 0. Caution: If you are going to make an electronic funds withdrawal (direct debit) with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions. LHA For Privacy Act and Paperwork Reduction Act Notice, see instructions. Form 8868 (Rev. 1-2017)

MAIL TO: DEPARTMENT OF THE TREASURY INTERNAL REVENUE SERVICE CENTER OGDEN, UT 84201-0045

723841 04-01-17 630 17521106 756359 1621570.011 2017.05000 THE ROCKEFELLER FOUNDATIO 16215701 Appendix: Q&A3

IRC 965 Transition Tax Statement (Portable Document Format with a filename of '965 Tax')

Taypaper Name: The Rockefeller Foundation SSN/FEIN: 13-1659629

Item Amount

Total amount required to be included in income by reason of section 965(a). Line 1 $ 0

Aggregate foreign cash position, if applicable. 0 Line 2 $

Total deduction under section 965(c). 0 Line 3 $

Total deemed paid foreign taxes associated with the total amount required to be included in income by reason of section 965(a). Line 4a $ 0

Total deemed paid foreign taxes disallowed pursuant to IRC 965(g)(1). Line 4b $ 0

Total net tax liability under section 965 (as determined under section 965(h)(6), without regard to whether such paragraph is applicable), if 0 applicable, which will be assessed. Line 5 $

Amount of the net tax liability under section 965 to be paid in installments under section 965(h), if applicable. Line 6 $ 0

Amount of the net tax liability under section 965, the payment of which has been deferred, under section 965(i), if applicable. 0 Line 7 $

Listing of applicable elections under section 965 or the election provided for in Notice 2018-13 that the taxpayer has made, if applicable.

Provision Under Which Election is Made Title Attached (Y or N)

Election to Pay Net Tax Liability Section 965(h)(1) Under Section 965 in Installments N under Section 965(h)(1).

S Corporation Shareholder Election to Defer Payment of Net Tax Section 965(i)(1) N Liability Under Section 965 Under Section 965(i)(1)

Statement for Real Estate Investment Trusts Electing N Section 965(m)(1)(B) Deferred Inclusions Under Section 951(a)(1) By Reason of Section 965 Under Section 965(m)(1)(B)

Election Not to Apply Net Section 965(n) Operating Loss Deduction under N section 965(n)

Election Under Section 3.02 of Notice 2018-13 to Use Alternative Notice 2018-13, Section 3.02 N Method to Compute Post-1986 Earnings and Profits

Under penalties of perjury, I declare that I have examined this statement, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.

Signature of Taxpayer and/or Officer