Return of Private Foundation
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It I Return of Private Foundation OMB No 1545-0052 Form 990-PF or Section 4947(a)(1) Nonexempt Charitable Trust ^O Department of the Zreasury Treated as a Private Foundation Internal Revenue Service Note . The foundation may be able to use a copy of this return to satisfy state rep ortin g re quirements. Open to public InspiFi-on For cale idar year 2012 or tax year beginning , and ending Name of foundation A Employer identification number WILLIAM E. SIMON FOUNDATION INC. 13-6217788 Number and street (or P 0 box number if mail is not delivered to street address) Room/surte B Telephone number 140 EAST 45TH STREET 14D 212-661-8366 City or town, state, and ZIP code C If exemption application is pending, check here. NEW YORK , NY 10017 G Check all that apply. 0 Initial return 0 Initial return of a former public charity D 1. Foreign organizations, check here ---- r L Final return Amended return 2. Foreign organizations meeting the 85% test, Address chan ge Name chan ge check here and attach computation . H Check type of organization : ® Section 501 (c)(3) exempt private foundation E If private foundation status was terminated = Section 4947(a)( 1 ) nonexem pt charitable trust 0 Other taxable p rivate foundation under section 507(b)(1)(A), check here .00-0 I Fair market value of all assets at end of year J Accounting method: = Cash ® Accrual F If the foundation is in a 60-month termination (from Part 11, col. (c), line 16) = Other (specify) under section 507(b)(1)(B), check here $ 9 2 5 2 3 0 5 2 . (Part 1, column (d) must be on cash basis.) Part I Analysis of Revenue and Expenses (a) Revenue and (b) Net investment (c) Adjusted net (d) Disbursements (The total of amounts in columns (bj (cl and (d) may not for charitable purposes necessarily equal the amounts in column (a)) ex p enses p er books income income (cash basis only) 1 Contributions , gifts, grants , etc., received --- . --• 9 , 917 , 714. N /A 2 Chedc Hthe foundation Is not required toattach Sch B Interest on savings and temporary 3 cash investments -- - 56 , 115. 56 , 115. 4 Dividends and interest from securities . 845 , 850. 7781 063. 5a Gross rents b Net rental income or (loss) 6 a Net gain or (loss) from sale of assets not on line 10 4 , 527 , 230 . 7 Gross sales price for all b assets on line ea 17 ,323,544. 7 Capital gain net income (from Part IV, line 2) 4 440 199. -- - cc 8 Net short-term capital gain ....... 9 Income modifications .... .... ... L Gross sales less returns 10a and allowances - -. --.... b Less Cost of goods sold TM) F NN I c Gross profit or (loss) . 11 Otherincome . <7 , 088 , 528. 132 805. S tatement 1 12 Total . Add lines 1 throw h 11 8 258 3 81. 5 , 407 , 182 . 13 Compensation of officers, directors, trustees , etc 251 604. 0 . 251 604 . 14 Other employee salaries and wages 319 , 244. 0. 319 , 244. rC } 15 Pension plans, employee benefits 142 616. 0. 142 616 . ID 16a legal fees Stmt 2 2 000. 0. 2 000. a b Accounting fees .............. Stmt 3... 15 , 000. 7 , 500. 7 , 500. c Other professional fees .... S tit 4. 784 , 373. 185 , 880. 602 , 493. 17 Interest 36 , 994. 36 , 994. 0. J 18 Taxes Stmt 5 76 , 008. 8 , 886. 1 , 500. 19 Depreciation and depletion ....... E 20 Occupancy ....... 214 351 . 0 . 214 , 359. < 21 Travel, conferences, and meetings 80 , 027. 0. 80 069. a 22 Printing and publications 5 4 31. 0 . 6 2 21. i 23 Omer expenses ............ Stmt. 6... 548 012. 386 463. 93 , 288. 0 24 Total operating and administrative CL expenses . Add lines 13 through 23 ... 2 , 475 , 660. 625 , 723. 1 7 2 0 894. 0 25 Contributions , gifts, grants paid .9 , 734 , 737. 11 315 9 3 8. 26 Total expenses and disbursements. Add lines 24 and 25 . 2 210 397. 625 723. 13 036 832. 27 Subtract line 26 from line 12: a excess of revenue over expenses and disbursements .. 3 9 5 2 016 . b Net investment income of negative, enter -0-) 4 7 81 4 5 9 . c Adjusted net income (if negative, enter -0- . N / A 12`05-12 WA For Paperwork Reduction Act Notice, see instructions . Form 990-PF (2012) Form990-PF 2012 WILLIAM E. SIMON FOUNDATION INC. 13- 6217788 Page 2 ched schedules and amounts In the descnphon Beginning of year End of year Part I I Balance Sheets Affi column should be for end-of-year amounts only (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non-interest-bearing .......... ...................... 2 Savings and temporary cash investments •.•-- - 2 , 465 , 117. 6 , 977 , 739. -6 , 977 , 739. 3 Accounts receivable ► Less: allowance for doubtful accounts ► 4 Pledges receivable ► Less: allowance for doubtful accounts ► 5 Grants receivable 6 Receivables due from officers, directors , trustees, and other disqualified persons ......... 7 Other notes and loans receivable ► Less: allowance for doubtful accounts ► ca 8 Inventories for sale or use ... 9 Prepaid expenses and deferred charges 15 , 717. 15 , 728. 15 , 728. 10a Investments - U.S. and state government obligations - b Investments - corporate stock . .. ...... tmt 7 9 , 677 , 070. 10 , 905 , 369. 10 , 905 , 369. c Investments - corporate bonds . .... ..... ..... 11 Investments - land, buildings, and equlpmentbasis ► Less accumulated depreciation -- ► 12 Investments - mortgage loans ....... 13 Investments - other -- Stmt...8. 49 , 091 079. 45 764 055. 45 764 055. 14 Land, buildings, and equipment basis ► Less accumulated depreciabon ► 15 Other assets (describe ► Statement 9 ) _ 36 , 082 , 844. 28 860 161. 28 860 161. 16 Total assets to be comp leted b all filers 97 , 331 , 827. 92 , 523 , 052. 92 , 523 , 052. 17 Accounts payable and accrued expenses 32 , 555. 19 , 413 . 18 Grants payable .9 , 426 , 584. 7 8 71 618 . 19 Deferred revenue 20 Loans from officers , drectors, trustees, and other disqualified persons , - --- - 21 Mortgages and other notes payable 22 Other liabilities (descrlbe Statement 10) 136 448. 167 945. 23 Total liabilities (add lines 17 through 22) _ 9, 5 9 5, 5 8 7. 8. 0 5 8. 9 7 6. Foundations that follow SFAS 117, check here FX1 and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted 1 716 212. 55 665 731. 25 Temporarily restricted 6,020,028. 28 ,798,345. 26 Permanently restricted Foundations that do not follow SFAS 117, check here . and complete lines 27 through 31. 27 Capital stock, trust principal, or current funds 28 Paid-in or capital surplus, or land, bldg., and equipment fund 29 Retained earnings, accumulated income, endowment, or other funds - 30 Total net assets or fund balances 7,736,240.1 84,464,076.1 2 Part III Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) ....... - 1 87 , 736 , 240 2 Enter amount from Part I, line 27a ... 2 <3 952 , 016 > 3 Other increases not included in line 2 (Itemize) ► CHANGE IN UNREALIZED APPRECIATION 3 679 , 852. 4 Addlines l,2,and3 ......... 4 84 , 464 , 076 . 5 Decreases not included in line 2 (itemize) ► 5 0 . 6 Total net assets or fund balances at end of year ( line 4 minus line 5 - Part II column (b ), line 30 6 84 , 464 , 076 . Form 990-P F (2012) 223511 12-05-12 Form 990-PF 2012 WILLIAM E. SIMON FOUNDATION INC. 13-6217788 Page 3 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold (e.g., real estate, (b How acquired (c Date acquired (d) Date sold ^ - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co.) D - Donation ^mo., day, yr.) (mo., day, yr.) la PUBLICLY TRADED SECURITIES P Various various b PARTNERSHIPS & OTHER INVESTMENTS P Various Various c d e (e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a 15 495 465. 12 836 255. 2 , 659 , 210. b 1 , 828 , 079. 47 , 090. 1 , 780 , 989. c d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col. (h) gain minus (j) Adjusted basis (k) Excess of col. (i) col. (k), but not less than -0-) or (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), it any Losses (from col. (h)) a 2 , 659 , 210. b 1 , 780 , 989. c d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, line 7 ... 2 4 , 440 , 199. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If loss enter -0- in Part I line 8 - 3 N / A Part V I Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? .....