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Inorganic -State for Batteries: Mechanisms and Properties Governing Conduction

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Citation Bachman, John Christopher, Sokseiha Muy, Alexis Grimaud, Hao-Hsun Chang, Nir Pour, Simon F. Lux, Odysseas Paschos, et al. “Inorganic Solid-State Electrolytes for Lithium Batteries: Mechanisms and Properties Governing Ion Conduction.” Chemical Reviews 116, no. 1 (January 13, 2016): 140–162.

As Published http://dx.doi.org/10.1021/acs.chemrev.5b00563

Publisher American Chemical Society (ACS)

Version Author's final manuscript

Citable link http://hdl.handle.net/1721.1/109539

Terms of Use Article is made available in accordance with the publisher's policy and may be subject to US copyright law. Please refer to the publisher's site for terms of use. A Review of Inorganic Solid-State Electrolytes for Lithium Batteries: Mechanisms and Properties

Governing Ion Conduction

John Christopher Bachman1,2,‡, Sokseiha Muy1,3,‡, Alexis Grimaud1,4,‡, Hao-Hsun Chang1,4, Nir Pour1,4,

Simon F. Lux5, Odysseas Paschos6, Filippo Maglia6, Saskia Lupart6, Peter Lamp6, Livia Giordano1,4,7 and

Yang Shao-Horn1,2,3,4 *

1Electrochemical Energy Laboratory, 2Department of Mechanical Engineering, 3Department of Materials

Science and Engineering, 4Research Laboratory of Electronics, Massachusetts Institute of Technology,

Cambridge, Massachusetts 02139, United States

5BMW Group Technology Office USA, Mountain View, California 94043, United States

6BMW Group, Research Battery Technology, Munich, 80788, Germany

7Dipartimento di Scienza dei Materiali, Università di Milano-Bicocca, Milano, Italy

‡ These authors contributed equally

*email: [email protected]

A.G. current address: Chimie du Solide et Energie, FRE 3677, Collège de France, 75231 Paris Cedex 05,

France or Réseau sur leStockage Electrochimique de l’Energie (RS2E), FR CNRS 3459, 80039 Amiens

Cedex, France

1

Abstract

This review article is focused on ion-transport mechanisms and fundamental properties of solid- state electrolytes to be used in electrochemical systems. Properties of the migrating species significantly affecting , including the valency and ionic radius, are discussed. The nature of the ligand and metal composing the skeleton of the host framework are analyzed and shown to have large impacts on the performance of solid-state electrolytes. A comprehensive identification of the candidate migrating species and structures is carried out. Not only the bulk properties of the conductors are explored, but the concept of tuning the conductivity through interfacial effects—specifically controlling grain boundaries and strain at the interfaces—is introduced. High-frequency constants and frequencies of low-energy optical phonons are shown as examples of properties than correlate with activation energy across many classes of ionic conductors. Experimental studies and theoretical results are discussed in parallel to give a pathway for further improvement of solid-state electrolytes. Through this discussion, the present review aims to provide insight into the physical parameters affecting the diffusion process, to allow for a more efficient and target-oriented research on improving solid-state ion conductors.

2

Table of Contents

1. Introduction: Applications of Solid-State Electrolytes

2. Fundamentals of Solid-State Ion Conductors

2.1. Known Chemistry of Solid-State Ion Conductors

2.2. Ion-Transport Mechanisms and Properties

3. Enhancing Lithium Conductivity by Structure Tuning

3.1. LISICON-Like

3.2. Argyrodites

3.3. NASICON-Like

3.4. Garnets

3.5.

3.6. Relating Lattice Volume to Lithium-Ion Conductivity

3.7. Comparison of Normalized Lithium-Ion Conductivity

4. Reported Descriptors of Ionic Conductivity

4.1 Volume of Diffusion Pathway

4.2. Lattice Dynamics

5. Size-Tailored Ionic Conductivities

6. Conclusion and Future Perspectives

3

1. Introduction: Applications of Solid-State Electrolytes

Solid-state inorganic electrolytes enable a number of emerging technologies ranging from solid oxide fuel cells,1 smart windows,2 ,3,4 memristors,5 microbatteries for on-chip power6 and solid-state batteries for electrical vehicles.7 While it is well known that - 8,9 and - 10,11 ion conductors can have ionic conductivities comparable to that of liquid electrolytes,12 recent breakthroughs have led to marked increases in lithium-ion conductivity. Considerable research has focused on a number of structures including LISICON-like (lithium superionic conductor),13 argyrodites,14 garnets,15 NASICON- like (sodium superionic conductor),16 lithium nitrides,17,18 lithium hydrides,19 perovskites20,21 and lithium halides,22 where increasing conductivities can be achieved by structural and compositional tuning within a given family of structures. Lithium-ion conductivities in the argyrodites,14 thio-LISICON23 as well as the

24-26 Li10MP2S12 (LMPS) (M = Si, Ge, Sn) structures are approaching that of liquid electrolytes such as

-2 27 ethylene : dimethyl carbonate with 1 M LiPF6 ~ 10 S/cm, shown in Figure 1. These lithium- ion conductors provide exciting opportunities in the development of solid-state lithium-ion and lithium-air batteries for vehicle applications. Replacing the aprotic electrolytes used in current lithium-ion batteries7,28-

30 by these solid-state electrolytes can to transformative advances in concentration polarization due to: the high lithium transference number of solid-state electrolytes (~1) compared to aprotic electrolytes (0.2-0.5),31,32 increased lithium-ion battery lifetime and safety33-37 due to the greater electrochemical stability window,31,38-40 enhanced thermal stability,37,41 and diminished flammability.37,42 The enhanced stability and safety of solid-state inorganic electrolytes provides opportunities to simplify and redesign safety measures currently used in the battery cell, for example overpressure vents or charge interruption devices as well as sophisticated thermal management systems or constraints in the operational strategy in the battery pack.

While many solid-state electrolytes are found to have a wide electrochemical stability window, there are still numerous fast ion conductors reported to date that are unstable at low potentials against negative such as graphite and metallic lithium,43 requiring the use of electrode materials such as

4 titanates to be used.44 Fast ion conductors can also react with positive electrode materials, resulting in low interfacial charge transfer kinetics.36,37 Although structural tuning by substitution within a given structural family can enhance lithium-ion conductivity, there is lack of fundamental understanding to establish a universal guide for fast ion conductors among different structural families. Thus it is not straightforward to predict the most conducting structure/composition, which limits the design of new or multi-layer lithium- ion conductors with enhanced conductivity and stability in order to meet all the requirements of solid-state lithium-ion batteries. Therefore, further studies in the lithium-ion conductivity trends and mechanisms among different classes of ion conductors are needed to provide insights into universal descriptors of lithium-ion conductivity, and aid the design of advanced lithium-ion conductors.

In this review, we survey previous research to search for key physical parameters that have been found to have a large influence on the ionic conductivities of crystalline , with emphasis on solid- state inorganic lithium conductors. While previous reviews report detailed structures and conductivities for each class of solid electrolytes45 or focus on a specific family such as lanthanide oxides,12 perovskites20,21 and garnets15 for instance, we aim to provide researchers new insights into correlating lithium-conductivity with lattice volume or diffusion bottleneck sizes across several well-known structural families, and opportunities in developing universal descriptors governing ionic conductivity and using interfaces/sizes to design next-generation solid-state electrolytes for lithium batteries.

We first survey that are reported mobile in solid-state conductors, and cations and ligands that are used in the structure of solid-state conductors. We show that monovalent ions have the highest diffusion coefficients and lowest migration energies by comparing diffusion coefficients of M+ (Li+, Na+, K+ etc),

2+ 2+ 2+ 2+ 2+ 3+ 3+ 3+ o M (Mg , Ca , Zn , Cd etc) and M (Tm and Al ) in Li2SO4 at 550 C. In addition, by examining the trends found in the diffusion coefficients and migration energies of monovalent cations in β-alumina at

440 oC, we discuss that the highest diffusion coefficient and lowest migration energies can be obtained for monovalent ions whose sizes are not too small nor too large for a given structure. Moreover, even though higher ionic conductivity can be obtained by increasing the concentration of mobile ions and/or lowering

5 the energy of migration, these two parameters cannot be decoupled, which limits the maximum ionic conductivity and highlights current challenges in lithium-ion conductor research.

Second, we show that there are a number of structural families that exhibit high lithium-ion conductivities in the range of 10-2 to 10-3 S/cm at room temperature, and lithium-ion conductivity can vary greatly by up to 5-6 orders of magnitude within each family. Of significance, we highlight that increasing the lattice volume or lithium-ion diffusion bottleneck size has been exploited effectively to enhance lithium- ion conductivity in LISCON-like, NASICON-like, and perovskites while disordering lithium in tetrahedral and octahedral sites is essential to achieve high lithium-ion conductivity in the garnet structure.

Third, we discuss opportunities in establishing the volume of the diffusion pathway and parameters of lattice dynamics such as low-energy phonon frequency as universal descriptors for conduction of lithium and other ions among different structural families. Lastly, we show opportunities in exploiting size-tailored space charge regions to develop highly conducting nanostructured lithium-ion conductors.

6

Figure 1. Reported total lithium-ion conductivity (unless otherwise mentioned) as a function of temperature

24 27 adapted from Kamaya et al., which includes liquid (blue) EC:DMC 1 M LiPF6 and LiBF4

46 47 /EMIBF4; (dashed black) PEO-LiClO4, inorganic solids (black) consisting of amorphous

48 49 LiPON and crystalline solids: Li0.34La0.51TiO2.94 (bulk conductivity shown), garnet

50 24 Li6.55La3Zr2Ga0.15O12 and Li10GeP2S12. Top right and top left show the potential energy of migration in liquid electrolytes of charged species in red with a shell of molecules (highlighted in blue) and an interstitial mobile ion in a crystalline solid, respectively.

2. Fundamentals of Solid-State Ion Conductors

2.1. Known Chemistry of Solid-State Ion Conductors

Solid-state ion conductors consist of mobile ions, and metal and non-metal ions which typically form polyhedra with ligands that create the skeleton of the . More than half of the elements in the periodic table have been exploited in solid-state conductors to date. A number of cations and anions have shown to be mobile in solids including Li+, Na+, Cu+, Ag+, Mg2+, F- and O2-, and are blue in Figure 2.

One of the first solid-state conductors with a high-ionic conductivity was AgI,8 which was followed by the development of sodium-ion conducting -alumina51 and NASICON10, and then several fast lithium-ion conductors. Very recent works have suggested that divalent cations, for example, Mg2+ in mixed -

52 53 and ion-conducting MgxMo6T8 (T being S or Se) and ion-conducting Mg(BH4)(NH2), can have reasonable mobility in solids. Several anionic species can also be mobile in halides54,55 and oxides12 such as oxygen-ion conductors at elevated temperatures. A large number of metal and non-metal ions have been used for the skeleton of the polyhedral network, while chalcogens, halogens and nitrogen are used as ligands, as shown in green and red in Figure 2, respectively. Early transition-metal ions in the first and second row such as Ti4+, Zr4+, Nb5+ or Ta5+, (which are [Ne]3s23p63d0 and have no in d-orbitals and thus do not have significant electronic conductivity) and ions from group 13 (e.g. Al3+ and Ga3+) and

14 (e.g. Si4+ and Ge4+), and 15 (e.g. P5+) are used to create polyhedra in 12-fold, 8-fold, 6-fold or 4-fold coordination with the ligand. To form the backbone of the , these polyhedra can be organized in

7 different ways, for example, by ordering into isolated polyhedral units as in γ-Li3PO4, by corner sharing as in NASICON, or by edge/corner sharing as in garnets. Details on these lithium conductors will be presented in later sections. These polyhedra can also be present in amorphous solids, but will lack the long-range ordering found in crystalline materials, one example being amorphous lithium phosphorus oxynitride.56

Although amorphous solids are promising ion conductors,57 in this review we will focus on crystalline materials and the information they provide on the diffusion process in solid-state electrolytes.

Figure 2. Periodic table with mobile ions in blue, ligands in red, and cations that can be used to build crystal structures to provide ionic conduction in green.

Both ion valency and size can greatly influence ionic conductivity in crystalline solids. Because of the increased electrostatic interactions between mobile ions and cations forming the structural skeleton, ionic conductivity and diffusivity decrease with increasing valency. The valency effect on the diffusion coefficient of monovalent, divalent and trivalent ions is well illustrated in Li2SO4 and aliovalent-substituted lithium sulfates at 550 oC.58,59 The diffusion coefficient can decrease by three orders of magnitude from monovalent to trivalent ions in lithium sulfates, which is accompanied with considerable increase in the migration energy, as shown in Figure 3a and 3b, respectively. It is not surprising to note that ion conductors of monovalent ions such as silver ions, sodium ions and lithium ions have the highest conductivities reported to date. In contrast, a similar trend in the diffusion coefficient as a function of valency is noted for

8 these ions in aqueous at room temperature in Figure 3a but the dependence on valency is much weaker as a result of a different ion-conduction mechanism from those in crystalline solids.60

Figure 3. a) Reported cationic diffusion coefficients of monovalent, divalent and trivalent ions in Li2SO4 at

550 ˚C as a function of cation valency.58 The diffusion coefficients of these ions in aqueous solutions at 25

59 58 ˚C are also included for comparison. b) Activation energies for cation migration in Li2SO4. c) Diffusion coefficients of monovalent ions in substituted -alumina at 400 ˚C and d) activation energies for cations as a function of ionic radius.61

In addition to the migrating ion's valency, ionic size can greatly change the ionic conductivity. As shown in Figure 3a and 3b, considerable spread is noted for diffusion coefficients and activation energies for monovalent, divalent and trivalent ions with identical valencies. For instance, Pb2+ diffusion is an order

2+ of magnitude larger than the Mg diffusion in Li2SO4 (Figure 3a) and the activation energy is ~ 2 times

9 smaller (Figure 3b). Interestingly, the dependence of diffusivity on the ionic radius, in many cases, is not monotonic58,61 in contrast to reduced diffusivity with increasing valency. For example, the optimum ion size (sodium ions) gives rise to the highest diffusivity and lowest migration energy for monovalent ions for a given structure (-alumina), as shown in Figure 3c and 3d, respectively. The highest diffusivities can be obtained for ions that are not too small nor too large for a given structure.61 When the mobile cation is too small, the cation occupies a site with a large electrostatic well, which contains closer near-neighboring counterions, resulting in high activation energies and slow diffusion. On the other hand, when the mobile cation becomes too large, the cation experiences larger forces when diffusing between the bottlenecks of the skeleton structure, yielding reduced diffusivities and large migration energies. Therefore, design of fast lithium-ion conductors, on which we focus the review, requires understanding on how to tune the crystal structures to obtain optimum site sizes and diffusion channels for lithium diffusion, which will be discussed in the section 3.

2.2. Ion-Transport Mechanisms and Properties

The ion-conduction mechanisms in solid-state conductors are significantly different from liquid electrolytes. We focus our discussion on comparing lithium conduction in crystalline solids with aprotic electrolytes. Lithium-ion transport in aprotic liquid electrolytes involves moving solvated lithium ions in the medium.31 The lithium-ion conductivity in aprotic electrolytes can be enhanced by increasing /ion in with greater dielectric constants, and promoting the mobility of solvated ions by lowering the of solvents via the Stokes-Einstein equation.31 Due to reasonably fast exchange between the solvating molecules and the solvent molecules and uniform surroundings, the potential energy profile of mobile lithium ions in aprotic electrolytes can be considered flat (Figure 1, top right). In contrast, the diffusion of mobile species in a crystalline solid need to pass through periodic bottleneck points, which define an energetic barrier that separates the two local minima (typically

10 crystallographic sites for lithium) along the minimum energy pathway62,63 (Figure 1, top left). This energy barrier, which is often referred to migration or motional energy, Em, greatly influences ionic mobility and ionic conductivity, where low activation energy to high ionic mobility and conductivity.

The ionic conductivity of crystalline solids is also dependent on the amount of interstitials, vacancies and partial occupancy on lattice sites or interstices, which is determined by the ionic energy gap or defect formation energy, 퐸푓 , in stoichiometric ion conductors (known as the intrinsic regime). In addition, interstitials and vacancies can be created by substitution of aliovalent cations, whose formation

63 energetics is governed by the trapping energy, Et (known as extrinsic regime). In both intrinsic and extrinsic regimes, the apparent activation energy EA of ion conductivity contains both contributions from the defect formation energy Ef or Et, and migration energy 퐸푚 (see supplementary information for examples types of defects).

Lithium-ion conductivity in a crystalline solid can be described by the product of the number of mobile lithium ions per unit volume, the square of the charge of each lithium ion and the absolute mobility of lithium ions. Considering non-interacting lithium ions, the lithium-ion absolute mobility, 휇, can be

퐸 − 푚 푘 푇 related to the lithium diffusion coefficient 퐷 = 퐷0푒 퐵 by the Nernst-Einstein equation:

퐷 휇 = (1) 푘퐵푇

with T as the temperature in Kelvin, and kB as the Boltzmann constant. Thus the lithium-ion conductivity can be expressed as:

퐸 휎표 − 퐴 휎 = 푒 푘퐵푇 (2) 푇

Where EA is the activation energy of diffusion. In the superionic phase, the concentration of mobile species is independent of temperature and EA can be identified with the energy of migration Em. An example is α-

AgI, stable above 146 °C, where a conductivity of 104 higher than for the low-temperature AgI phase can

64 be attributed to the presence of a partially occupied, molten-like cation sublattice. EA is equal to Em+Ef/2

11 or Em+Et/2 for temperature-dependent concentrations of mobile lithium ions in intrinsic and substituted lithium ion conductors, respectively. Plotting the logarithm of the product of conductivity and temperature as a function of the reciprocal of temperature yields apparent activation energy of lithium-ion conduction.

Different methods used to measure ion conductivity and diffusion coefficients in solids reported in the literature can be found in the supplementary information. Moreover, the lithium-ion transference number

(tLi+ which is equal to the ratio of the mobility of lithium ions to the sum of mobilities of all ions), of a crystalline solid can be close to unity.24 However, the lithium-ion transference numbers of common liquid organic electrolytes are 0.2~0.5,31,32 making solid-state conductors with ionic conductivities on the order of

2-5 times smaller than aprotic electrolytes equivalently conductive to lithium ions.

Although the lithium-ion conductivity can increase with greater concentrations of mobile lithium ions by aliovalent substitution to create interstitial atoms or vacancies, the conductivity often passes through a maximum and starts to decrease as more mobile species are added into the lattice, where lithium ions are interacting and the mobility of lithium ions is no longer independent.65 The decrease in the ionic conductivity past the optimum aliovalent substitution can be attributed to increases in the migration energy associated with the local structural distortion induced by the substitution or from passing the optimum concentration of mobile ions and extrinsic defects. Above a critical concentration of substitution, the distortion of the lattice is so strong that the increase in the migration energy or the decrease in extrinsic defects surpasses the effect of increasing the concentration of mobile species and the ionic conductivity decreases. For instance, lithium-ion conductivity in Li3xLa2/3-x1/3-2xTiO3 perovskites exhibits a dome shape as a function of lithium substitution, x.21,66 The lithium-ion conductivity becomes greater with increasing lithium concentration for x ≤ 0.12 (corresponding to an A-site vacancy concentration of ~10%) while a decrease in the conductivity is observed for higher lithium content. Due to the smaller ionic radius of Li+

(0.92 Å, with a coordination number of 8) compared to La3+ (1.36 Å, with a coordination number of 12),67 the large lithium-ion concentration induces local distortions, which slows down the diffusion and ion conduction. Additionally, the product of the concentration of vacancies and lithium ions reaches a

12 maximum at x=1/12, if mobility was independent of substitution, one would expect to find a maximum at this value. Similar observations are also noted for lithium-ion conduction in the NASICON structure such

68 69 as Li1+xLaxTi2-x(PO4)3 and oxygen-ion conduction in the fluorite structure such as (1-x)ZrO2-(x)Y2O3, as shown in Figure 4. Therefore, the coupling between mobile-ion concentration and lithium-ion mobility or extrinsic defect concentrations highlights challenges in using aliovalent substitution to greatly enhance the conductivity of lithium-ion conductors.

Figure 4. Reported conductivity of lithium ions at room temperature and oxygen ions at 800 ˚C as a function

69 of the substitution concentration, x  100%, in oxygen conducting (1-x)ZrO2-(x)Y2O3 and lithium

68 21,66 conducting Li1+xLaxTi2-x(PO4)3 NASICON and Li3xLa2/3-x1/3-2xTiO3 perovskite.

3. Enhancing Lithium Conductivity by Structure Tuning

Lithium-ion conductivity has been exploited in a large number of crystal structures and a vast composition space within each family of crystal structures. Room-temperature total lithium-ion conductivity of well-known structures and compositions are shown in Figure 5a. As lithium-ion conductivity measurements are obtained from polycrystalline samples, the presence of grain boundaries

13

(Figure 6a), which is well known to exhibit greater resistance to ion conduction than the bulk,70-75 can give rise to reduced conductivity values. For example, the bulk and grain boundary conductivities of LISICON

72 49 Li2+2xZn1-xGeO4 (x = 0.55) and perovskite Li0.34La0.51TiO3 are shown as a function of temperature in

Figure 6b, where the grain boundary conductivities are significantly lower. Controlling the grain boundary contribution to the total ionic conductivity is still a large concern in solid state electrolytes and is still an area that is heavily researched.76-78 It should be cautioned that reported total conductivities of some ion conductors in Figure 5a may consist of conductivities coming from bulk and grain boundaries.

Two important observations can be made from Figure 5a. First, there are a number of structural families (LISICON-like, argyrodite and garnet) achieving high ionic conductivities in the range of 10-2 to

-3 79 10 S/cm at room temperature. Of significance to note is that thio-LISCON Li3.25Ge0.25P0.75S4, argyrodite

80 50 Li6PS5Br and garnet Li6.55La3Zr2Ga0.15☐0.3O12 have the maximum conductivity in their structural family while a new class of lithium conductors derived from the thio-LISICON family, Li10MP2S12 (M being Si,

Ge, or Sn)24-26 has shown to have the highest lithium-ion conductivity reported to date. Second, the lithium- ion conductivity within each structural family can vary greatly by up to 5-6 orders of magnitude, which suggests that tuning within a crystal structure can be an effective strategy to enhance ionic conductivity.

Although it is not straightforward to find the most conducting compositions by design, and the fastest ion conductors are often found through trial and error,79 structural tuning by cation substitution within a given structural framework to control bottleneck size for lithium-ion diffusion and lattice volume has been successful in enhancing ionic conductivities, which will be discussed in detail below and structural schematics are provided in the supplementary information.

14

Figure 5. a) Reported total ionic conductivity of solid-state lithium-ion conductors at room temperature,

24,79,81-83 80,84-87 50,88- including LISICON-like (LISICON, thio-LISICON and Li10GeP2S12), argyrodite, garnet,

91 NASICON-like,68,92 Li-nitride,17,18,93 Li-hydride,94-97 perovskite49,98-100 and Li-halide.101-103. The lithium-ion

27 conductivity of EC:DMC 1 M LiPF6 is shown for comparison as a dashed gray line. *Li10GeP2S12 is placed in the LISCON-like structural family for its chemical and structural similarity to the other compounds.

‡Compounds whose conductivity have been extrapolated from higher temperatures to room temperature

(see Table S1 for details of values used for extrapolation). b) Activation energy derived from bulk conductivity as a function of bottleneck size between M1 and M2 sites (see Figure 3d in the supplementary information for the positions of these sites in the NASICON-like structure) as estimated from simulated structures for the compositions LiGe2(PO4)3 (Ge2), LiGeTi(PO4)3 (GeTi), LiGe0.5Ti1.5(PO4)3 (Ge0.5Ti1.5),

15

LiTi2(PO4)3 (Ti2), LiSn2(PO4)3 (Sn2), LiTiHf(PO4)3 (TiHf), and LiHf2(PO4)3 (Hf2) from Martinez-Juarez et

16 al. The dashed lines are guides to the eye. c) Ionic conductivity (blue) for Li3Tb3Te2O12 (extrapolated),

Li5La3Ta2O12, Li6BaLa2Ta2O12 and Li7La3Zr2O12 and lithium site distribution in the 48g/96h octahedral positions (gray) and 24d tetrahedral positions (black) from Thangadurai et al.15

Figure 6. a) Schematic of conduction pathways in polycrystalline material (path on the left and middle where ions must move through the bulk and grain boundary regions or only through the grain boundaries, respectively) and layered single-crystal films (path in the middle and on the right where ions can move parallel to the layers of material. This case is rarely found in application). b) Separated bulk and grain

49 boundary conductivities as a function of temperature for LLTO: Li0.34La0.51TiO2.94 and LISICON:

72 Li2+2xZn1-xGeO4 (x = 0.55).

3.1. LISICON-like

The LISICON and thio-LISICON compounds crystallize into structures similar to the γ-Li3PO4 structure with an orthorhombic unit cell and Pnma space group (space group number 62. All space group numbers are from the International Union of Crystallography),104 where all cations are tetrahedrally coordinated.105 The structure can be thought of as a distorted hexagonal close-packing of oxygen atoms whose packing planes are perpendicular to the c-axis and in which cations (for instance lithium and phosphorus as in Li3PO4) are distributed in two crystallographically distinct tetrahedral interstices, forming parallel one-dimensional chains along the a-axis. The lithium ions which are located in LiO4 tetrahedra

16

106 diffuse between these tetrahedra and interstitial sites located in the PO4 network. Aliovalent substitution

5+ 4+ 4+ 107-109 of P by Si or Ge in γ-Li3PO4 can create compositions such as Li3+x(P1-xSix)O4, which give rise to fast lithium-ion conduction and the LISICON family. The excess lithium ions created by this substitution, which cannot be accommodated in the tetrahedral sites of the structure, occupy interstitial sites, making the adjacent lithium-lithium ion distance unusually short and resulting in a high conductivity of 3 x 10-6 S/cm, as shown in Figure 5. Substituting O by S in Li3+x(P1-xSix)O4 to form Li3+x(P1-xSix)S4, giving rise to the thio-

LISICON family, can further increase lithium-ion conductivity by three orders of magnitude at room temperature82 (ionic conductivity of 6 x 10-4 S/cm in Figure 5a).

24-26 110 The Li10MP2S12 (M = Si, Ge or Sn) and Li11Si2PS12 family has the highest lithium ion

-2 conductivities above 10 S/cm at room temperature. The Li10GeP2S12 (LGPS) structure has the space group

P42/nmc (space group number 137) with a tetragonal unit cell made of isolated PS4 and GeS4 tetrahedra, which occupy two distinct crystallographic sites: the 2b sites that are fully occupied by phosphorus and the

4d sites that are partially shared by and phosphorus at the ratio 1:1. Lithium atoms are distributed over 4 crystallographic sites (4c, 4d, 8f and 16h). The octahedrally coordinated lithium (4d sites) is edge shared with 4d (P/Ge)S4 tetrahedra along the c-axis and corner shared with 2b PS4 tetrahedra along the a- and b-axis, forming the backbone of the structure. The lithium atoms in these 4d octahedral sites are believed to be less mobile that those in the two other tetrahedrally coordinated sites (the 8f and 16h sites) which form one-dimensional chains of edge-sharing tetrahedra.24,25,111,112 The calculated energy of migration through the one-dimensional channel is low (0.17 eV) whereas the diffusion in the ab plane is larger (0.28 eV), owing to relatively less mobile lithium ions in the LiS6 octahedra bridging the channels of diffusion113. However, recent computational works suggests that the lithium diffusion in LGPS might be possible in the ab plane in addition to the diffusion into the channels along the c-direction,112,113 which is made possible by the connection of the one-dimensional chains of diffusion through a position previously neglected (4c sites).111 Having an optimum channel size for lithium-ion migration is critical to achieve high

25 lithium-ion conductivity. The -based compound Li10SnP2S12 has a larger unit cell due the larger size of tin than germanium, but shows a lower ionic conductivity (4 mS/cm at 300 K, compared to 12 mS/cm at

17

300 K for LGPS). While the volume of the unit cell increases steadily as one goes from Si to Ge to Sn, the

114 solid solutions Li10(Ge1-xMx)P2S12 (M = Si, Sn) with 0 ≤ x ≤ 1 for Sn and 0 ≤ x < 1 for Si exhibit a conductivity maximum at the composition Li10Ge0.95Si0.05P2S12 reaching 8.6 mS/cm, which has the optimum

115 tunnel size close to LGPS, as supported by ab-initio molecular dynamics. Both Li3.25Ge0.25 P0.75S4 and

Li10GeP2S12 were experimentally shown to have a wide electrochemical stability window with no electrochemical reactions between 0 – 4 V versus Li/Li+.24,79 However, computational results have in some

116 113,115 cases concluded Li10GeP2S12 is stable in some cases and unstable in others. When in contact with

113,115 lithium Li10GeP2S12 from computational studies has been found to be unstable.

3.2. Argyrodite

Lithium argyrodite Li6PS5X (with X = Cl, Br or I) are newly discovered fast lithium-ion conductors

(the ionic conductivities approach as high as 7 x 10-3 S/cm as reported by Deiseroth et al.14) isostructural to the Cu- and Ag-argyrodite compounds which crystallize into a structure based on tetrahedral close packing of anions (cubic unit cell with space group 퐹4̅3푚, space group number 216).14,80,84-86,117,118 Within this close packed structure, phosphorus atoms fill tetrahedral interstices, forming a network of isolated PS4 tetrahedron (similarly to the thio-LISICON structure), while lithium ions are randomly distributed over the remaining tetrahedral interstices (48h and 24g sites). Lithium-ion diffusion occurs through these partially occupied positions forming hexagonal cages, which are connected to each other by an interstitial site around

80 the halide ions in the case of Li6PS5Cl and around the sulfur anions in Li6PS5I . The activation energy is rather low, in the range from 0.2 to 0.3 eV, owing to facile diffusion in between the hexagons made of partially occupied positions.119 The difference in the connectivity of the hexagonal cages and the distribution of lithium among the different sites as well as the disorder on the S2-/X- sublattice which exist in and bromide, but not in iodide, may explain why Li6PS5I has significantly lower ionic conductivity compare to Li6PS5Cl and Li6PS5Br (Figure 5a). This variation in ionic conductivity highlights the importance of disorder in promoting high ionic conductivity.119 It is also important to note that the substitution of sulfur by oxygen leads to a decrease by several order of magnitudes in conductivity, a trend

18 similar to what is found in LISICON and thio-LISICON conductors. Preliminary tests show that the electrochemical stability window of Li6PS5X (X=Cl, Br, I) argyrodite compounds are very wide (0 -7 V versus Li/Li+).84

3.3. NASICON-like

The NASICON framework, generally with a rhombohedral unit cell and space group 푅3̅푐 although

92,120 4+ 3+ monoclinic and orthorhombic phases have been reported, of L1+xM 2-xM’ x(PO4)3 (L = Li or Na and M = Ti, Ge, Sn, Hf or Zr and M’ = Cr, Al, Ga, Sc, Y, In or La) consists of isolated MO6 octahedra

68,120-124 interconnected via corner sharing with PO4 tetrahedra in alternating sequences. Lithium can occupy two different sites in the structure: the M1 sites that are 6-fold coordinated (octahehedral symmetry) located directly between two MO6 octahedra, and the M2 sites that are 8-fold coordinated and located between two columns of MO6 octahedra. Lithium migration occurs via hopping between these two sites, and partial occupancies of lithium ions on those two sites is crucial for fast lithium-ion conduction, especially as vacancies are required at the intersection of the conduction pathways to give access to three-dimensional diffusion within the structure.125-127 We summarize two strategies reported to increase lithium-ion conductivity. First, changing the size of the network can greatly influence lithium-ion conductivity, where the bottleneck of lithium-ion conduction often resides in the migration between these two sites. For example, making the bottleneck size larger by using greater M ion sizes in LiMM’(PO4)3 from M/M’ =

Ge4+ (0.53 Å), Ti4+ (0.605 Å) to Hf4+ (0.71 Å) can increase lithium-ion conductivity up to four orders of magnitude16, as shown in Figure 5a. Of significance to note, the activation energy of lithium-ion conduction

16 for these LiMM’(PO4)3 decreases linearly with the bottleneck size between the M1 and M2 sites, which further supports optimizing bottleneck sizes for mobile ions being critical to generate fast ion conduction, as shown in Figure 5b. Second, aliovalent substitution68 by M'3+ cations such as Al3+ and Sc3+ in

LiMM'(PO4)3 can greatly increase the conductivity by increasing the mobile lithium concentration and mobility. However, the substitution level is limited to ~15% (x = 0.3) due to the large ionic radius mismatch, above this level the formation of a secondary phase is observed for Al3+ or Sc3+ for instance.68

19

-3 Li1.3Al0.3Ti1.7(PO4)3 has the highest bulk conductivity (σ ≈ 3 x 10 S/cm) for NASICON lithium-ion conductors at room temperature reported to date.68 Additionally, NASICON-like conductors are typically stable with air and , and are stable at high potentials.128 However, similar to perovskites, titanium containing compounds can be reduced at low potentials.45,128,129

3.4. Garnet

These oxides are derived from the ideal garnet structure with the general formula A3B2(XO4)3 such as Ca3Al2(SiO4)3 (cubic unit cell and space group 퐼푎3̅푑, space group number 230). A-sites are 8-fold coordinated (antiprismatic sites), B-sites are 6-fold coordinated (octahedral sites) and X-sites are 4-fold coordinated (tetrahedral sites). In lithium-conducting garnets, lithium ions occupy the tetrahedral positions as in Li3Nd3Te2O12. However, to obtain appreciable ionic conductivity at room temperature, more lithium can be added into the structure by adjusting the valence of the A and B cations leading to several stoichiometries of lithium-conducting garnets such as Li3Ln3Te2O12 (Ln = Y, Pr, Nd, Sm-Lu), Li5La3M2O12

15 (M = Nb, Ta, Sb), Li6ALa2M2O12 (A = Mg, Ca, Sr, Ba; M = Nb, Ta) and Li7La3M2O12 (M = Zr, Sn).

Li3Ln3Te2O12 garnets, where lithium ions reside only in the tetrahedral sites, have low ionic conductivities.130,131 In addition, introducing M5+ ions in the garnet structure introduces extra lithium ions in Li5La3M2O12, which are distributed over tetrahedral (24d sites) and distorted octahedral sites (48g/96h

3+ 4+ sites). Moreover, replacing La with divalent ions and M with Zr in Li5La3M2O12 leads to greater lithium- ion concentrations in Li6ALa2M2O12 and Li7La3M2O12. Generally speaking, increasing the lithium-ion concentration in the garnet structure renders faster lithium-ion conduction.132 However, the aliovalent substitution of La by Ba increases the conductivity, where the extent of increase cannot be explained by the increase of lithium concentration.89,133,134 For example, an order of magnitude increase in the ionic conductivity is noted going from Li5La3Ta2O12 to Li6BaLa2Ta2O12 as shown in Figure 5a. The aliovalent substitution can induce changes in the lithium-ion distribution in the tetrahedral and octahedral sites.135,136

Having lithium ions occupy the distorted octahedral sites is crucial to increase the total ionic conductivities

15 by nine orders of magnitude from Li3Ln3Te2O12 to Li7La3M2O12, as shown in Figure 5c. Moreover, the

20 aliovalent substitution of Zr by Sb (20%),137 Ta (50%)138 or Nb (100%) can significantly improve the conductivity of Li7La3Zr2O12 (LLZO) through modification of the lithium distribution, as in the case of Sb, or through the increase in lithium concentration, as in the case of Ta. The effect of aliovalent substitution is shown in Figure 5 and 7 with the increase in conductivity through substitution of Zr by Nb in

90 Li5La3Nb2O12. Having the cubic structure for LLZO is also critical to achieve high ionic conductivity, where lithium ions are disordered on the tetrahedral and octahedral sites. Aluminum (0.9 wt%) stabilizing LLZO in the cubic form, enhances the lithium-ion conductivity by two orders of magnitude and lowers the activation energy (0.34 eV for Al-doped garnet vs. 0.49 eV for undoped) relative to the tetragonal

139,140 undoped Li7La3Zr2O12, where lithium ions are ordered on tetrahedral and octahedral sites, as shown in

88 Figure 5a. Furthermore, the formation of LiAlSiO4 and LiGaO2 at the grain boundaries can also contribute to the high conductivity of the Al-doped LLZO141 and Ga-substituted LLZO.142 Further, these garnet lithium electrolytes have been found to have high thermal stabilities up to 900 °C and to be stable against lithium metal,143 although some reports of instabilities against positive electrodes has been shown.15,144

3.5. Perovskite

The ideal perovskite structure with a general formula ABO3, cubic unit cell, and space group

푃푚3̅푚 (space group number 221) consists of A-site ions (typically alkaline-earth or rare-earth elements) at the corners of a cube, B ions (typically transition metal ions) at the center and oxygen atoms at the face- center positions, where A sites are in 12-fold coordination and B sites are in 6-fold coordination (BO6) that share corners with each other. Lithium can be introduced in the perovskite on the A site through aliovalent doping creating compositions such as Li3xLa2/3-x1/3-2xTiO3. Introduction of lithium modifies both the concentration of lithium and vacancies, and the concentration of vacancies and their interactions145 (that can lead to ordering of lithium/vacancies in the planes perpendicular to the c axis) can significantly influence ionic conductivity. Lithium ions can diffuse by jumping in the ab plane to an adjacent vacancy through a square planar bottleneck made of oxygen forming the corners of the octahedra at room temperature.20,21 A recent computational study suggests that in the case where there is not significant

21 ordering of the A-site cations in layers normal to the c-axis, lithium ions could also diffuse along c-axis, which is in better agreement with experimental conductivity results.146 The bottleneck size can be increased by using large rare earth or alkaline earth metal ions in the A site, which can lead to significant increases in the ionic conductivity. A systematic increase in the bulk ionic conductivity at 400 K and lowered activation energy correlates with increasing rare earth metal ion size (Sm3+ < Nd3+ < Pr3+ < La3+).12,100 For

3+ 3+ example, replacing Nd with La in Li0.34M0.55TiO3 increases the ionic conductivity by four orders of magnitude at room temperature, as shown in Figure 5. The highest lithium-ion conductivity in the

-5 perovskite family was found for Li0.34La0.56TiO3 with a total lithium-ion conductivity of 7 x 10 S/cm and bulk ionic conductivity of 10-3 S/cm. In addition to the tuning of the bottleneck size, changing the bond strength between the B-site cation and the oxygen has been suggested to influence the conductivity.

However, this effect has been reported for a narrow concentration range of Ti4+ substitution by Al3+,147 which results in an increased conductivity. While lithium lanthanum titanates have been shown to be stable at high potentials, it is known to be reduced around 1.5 V versus Li/Li+ making it unsuitable for use with lithium and graphite negative electrodes.20,148

3.6. Relating Lattice Volume to Lithium-Ion Conductivity

Tuning lattice volume by substitution

Increasing the lattice volume can increase the lithium-ion conductivity and reduce the activation energy for several structural families. By comparing the lithium-ion conductivity with isovalent substitution, increasing the lattice volume per lithium atom within a given crystal structure leads to

13,108,149,150 increased ionic conductivity and lowered activation energy for LISICON-like Li3.5M0.5M’0.5O4

16,151 100 (Figure 7a), NASICON-like LiMxM’2-x(PO4)3 (Figure 7b), and perovksite Li3xM2/3-x□1/3-2xTiO3

(Figure 7c). Of significance to note is that increasing lattice volume per lithium atom in NASICON

LiMxM’2-x(PO4)3 in Figure 7b correlates with larger bottleneck size for lithium ion diffusion (Figure 5b and

Figure S3). Moreover, increasing lattice volume with larger A site rare earth metal ions (Sm < Nd < Pr <

22

La) in the perovskite structure has been correlated with increased lithium-ion conductivity and reduced activation energy.100

23

Figure 7. a) and b) Lithium-ion conductivity of LISICON Li3.5M0.5M’0.5O4 and NASICON LiMxM’1-x(PO4)3 with different cationic radii at room temperature (adapted from references 13,108,149,150 for LISICON and references 16,151 for NASICON) as a function of lattice volume per lithium atom. c) Ionic conductivity at 400

K and activation energy as a function of lattice volume per lithium atom for perovskites Li0.5M0.5TiO3 with

A-site rare earth metal ions M=Sm, Nd, Pr, and La adapted from Itoh et al.100 The average ionic radius was calculated using Shannon’s radii, Pr3+ in 12 fold coordination is not available and is shown as NA.67

Tuning lattice volume by mechanical Strain

Changing lattice volume can be also exploited by imposing tensile or compressive strains in ion

152-155 138 115 conductors. DFT studies on cubic Li7La3Zr2O12 (c-LLZO), and LGPS (Figure 8a) show that isotropic compressive strain can greatly decrease lithium-ion conductivity while tensile strain does not lead to any significant enhancement in the ionic conductivity, suggesting that the lattice volume per formula unit of these two conductors is near optimal or further increasing lattice volume does not greatly reduce the activation energy of lithium ions passing through bottleneck points in the structure. Experimental validation of strain-tailored lithium-ion conductivity is scarce, which can be attributed to the difficulty to make epitaxial thin films due to high vapor pressure of lithium156 and the growth of secondary phases during the deposition.157 Recent advances in thin-film growth of lithium-ion conductors158-160 suggest that it is possible to tailor lithium-conductivity by strains imposed by lattice mismatch relative to the substrate. For example, epitaxial Li0.33La0.56TiO3 thin films grown on NdGaO3 (NGO) show an anisotropy of ionic conductivity along the a and b axes of Li0.33La0.56TiO3, which may result from different strains imposed by NGO along these two crystallographic directions.161 However, due to the small variation in the measured ionic conductivity, further studies are needed in order to firmly establish the influence of strain on Lithium conductivity.

More compelling examples of ionic-conductivity tuning using strains can be found ion oxygen-ion- conducting thin films.162-164 For example, the migration energy for oxygen-ion diffusion in stabilized zirconia (YSZ) thin films of 1 nm in thickness significantly decreases with increasing tensile strains

24

164 imposed from Al2O3 to KTaO3 substrate, as shown in Figure 8b. This trend is supported by experimentally measured activation energies of oxygen-ion conductivity of YSZ thin films shown in Figure

165 8c, where negative strain imposed by Sc2O3 increases the activation energy while tensile strain imposed

163 166 by Y2O3 or Al2O3 decreases the activation energy. As the tensile strain is increased the activation energy is decreased, as is found for YSZ/Al2O3 and YSZ/Y2O3 with a lower nominal strain of 4 and 3%, respectively.162,163,167 As the strains imposed from the substrate reduces with increasing film thickness, the observed changes in the activation energy decrease with increasing thickness, as shown in Figure 8c. The lowest activation energy is observed for the thinnest YSZ film of 6 nm on Al2O3, translating to an increase in the conductivity of 1.5 order of magnitude at 300 °C.166 Caution should be taken when assessing ion- conductivity changes of these thin-film studies. First, thin films grown on different substrates can greatly vary from study to study. For example, no change is observed for oxygen-ion conductivity for YSZ thin

168 films (30-300 nm) grown on MgO, Al2O3 or SrTiO3 single-crystal substrate and YSZ/CeO2 multilayers.169 Second, other factors besides strain, such as changes in the nature of metal-oxygen bonds between oxygen sub-lattices at the interface,170 mobile ion concentration171 and new phases170 created at the interface should also be considered.

25

Figure 8. a) Variation of computed ionic conductivities in LGPS115 and cubic LLZO138 as a function of applied isotropic strain. The ionic conductivity decreases dramatically under applied compressive strain while only a relatively moderate improvement is obtained under tensile strain. b) Activation energy of YSZ as a function of lattice mismatch computed from ab-initio molecular dynamics (AIMD).164 The structure used in the calculation was 1 nm of YSZ sandwiched between different substrates (KTaO3 (KTO), Al2O3,

26 and SrTiO3 (STO)). c) Activation energy of YSZ on different substrates measured experimentally as a

163 165 166 function of film thickness: Y2O3/YSZ multilayers, Sc2O3/YSZ multilayers and Al2O3/YSZ thin films.

The horizontal gray bar represents the activation energy of bulk YSZ. As the interfaces between layers are semi-coherent, the lattice mismatch Δ cannot be directly identified as the lattice strain.

3.7. COMPARISON OF NORMALIZED LITHIUM ION CONDUCTIVITY

Here we compare the normalized ionic conductivity and activation energy of lithium-ion conduction among selected structural families (Figure 9). The ionic conductivities were normalized by

푐푞2 dividing the ionic conductivity by ( ) resulting in the so called normalized ion conductivity, with kB 푘퐵푇 being the Boltzmann constant, T being temperature, c being the concentration of lithium, and q being the charge of each lithium ion, which are shown in Table 1 and Figure 9. The lithium concentration was

NZ calculated using the formula c = with N being the number of lithium per formula unit (for ex. N=3 in V

3 Li3PO4), V is the volume of the unit cell in cm and Z is the number of formula units per unit cell (for ex.

Z=4 for Li3PO4 because the unit cell contains 12 lithium atoms). This quantity deviates from the diffusion coefficient as not all of the lithium in the formula unit are necessarily mobile, and thus the normalized ionic conductivities reported are the lower bound for the diffusion coefficients, providing some insights into lithium mobility of the mobile species in a given structure. It should also be noted that the Haven ratio (ratio of self-diffusion to charge diffusion. The charge diffusion is the diffusion coefficient calculated through measurements of the ionic conductivity.) would also need to be taken into account, although this value is typically on the order of unity. Although we use bulk conductivities for ion conductors when available

(NASICON-like and perovskite families), it should be cautioned that reported conductivities of some ion conductors may consist of conductivities coming from bulk and interfacial or grain boundaries (LISICON- like and garnet families).

27

Figure 9. Normalized ionic conductivities and activation energies at room temperature and structures for select lithium-ion conductors. The values are taken from literature for LISICON-like and

24,79,82,83 16,68 49,98,100,172 50,88-91,139,173 Li10GeP2S12, NASICON-like, perovskite and garnet . See Table 1 for details of the normalization of the ionic conductivity. The bulk conductivity of the perovskite and NASICON-like conductors are used as they are available in the literature while the total conductivities are used for

LISICON-like and garnet conductors. In the structure schematics, gray balls represent lithium ions and red balls represent oxygen ions. For more detailed schematics see supplementary information. *Li10GeP2S12 is placed in the LISCON-like family for its chemical and structural similarity to the other compounds.

‡Compounds whose conductivity have been extrapolated from higher temperatures to room temperature

(see Table S1 for details of values used for extrapolation).

28

Table 1. Calculations of normalized ionic conductivities shown in Figure 9. *Li10GeP2S12 is placed in the

LISCON-like family for its chemical and structural similarity to the other compounds. ‡Compounds which

have been extrapolated from higher temperatures to room temperature (see Table S1 for details of values

used for extrapolation).

Normalized Ionic Lattice Lattice parameters Temperature ionic conductivity Volume Z Reference (K) conductivity a b c (Å) (S/cm) (Å3) (cm2/s)

LISICON- * 24 Li10GeP2S12 1.20E-02 8.69 8.69 12.60 952.35 2 300 9.25E-08 Kamaya et al. 2011 like

79 Li3.25Ge0.25P0.75S4 2.20E-03 13.40 7.66 6.07 621.75 4 298 1.69E-08 Kanno et al. 2001

82 Li3.4Si0.4P0.6S4 6.40E-04 13.37 7.88 6.11 643.50 4 300 4.90E-09 Murayama et al. 2002

‡ 83 Li3.5Si0.5P0.5O4 1.31E-07 10.60 6.12 5.01 324.83 4 300 5.06E-13 Deng et al. 2015

NASICON 68 Li1.3Al0.3Ti1.7(PO4)3 3.00E-03 8.50 8.50 20.82 1302.71 6 298 8.05E-08 Aono et al. 1990 -like

Martinez-Juarez et al. ‡ LiHf2(PO4)3 1.29E-05 8.83 8.83 22.03 1487.53 6 300 5.17E-10 199816

Martinez-Juarez et al. ‡ LiTi2(PO4)3 3.83E-07 8.51 8.51 20.85 1307.54 6 300 1.35E-11 199816

Martinez-Juarez et al. LiGeTi(PO4)3 3.48E-08 8.41 8.41 20.58 1259.86 6 300 1.18E-12 199816

29

Martinez-Juarez et al. ‡ LiGe2(PO4)3 6.62E-09 8.28 8.28 20.47 1213.90 6 300 2.17E-13 199816

49 Perovskite Li0.34La0.51TiO2.94 1.00E-03 3.87 3.87 3.87 58.01 1 300 2.76E-08 Inaguma et al. 1993

172 Li0.067La0.64TiO2.99 7.90E-05 3.87 3.88 3.89 58.41 1 300 2.20E-09 Inaguma et al. 1994

Morata-Orrantia et al. Li0.06La0.66Ti0.93Al0.06O3 1.68E-06 3.87 3.87 3.89 58.33 1 300 2.65E-10 200298

100 Li0.34Nd0.55TiO3 7.00E-08 3.83 3.83 3.83 56.05 1 300 1.87E-12 Itoh et al. 1994

Bernuy-Lopez et al.

201450 and Garnet Li6.55La3Zr2Ga0.15□0.3O12 1.30E-03 12.98 12.98 12.98 2187.38 8 297 8.13E-09 Rettenwander et al.

2014173

Buschmann et al. Li7La3Zr2O12: 0.9% Al 3.55E-04 12.97 12.97 12.97 2183.19 8 300 2.24E-09 201188

Thangadurai et al. Li6BaLa2Ta2O12 4.00E-05 12.95 12.95 12.95 2169.74 8 295 2.88E-10 200589

90 Li5La3Nb2O12 1.00E-05 12.81 12.81 12.81 2099.61 8 295 8.35E-11 Peng et al. 2013

Buschmann et al.

88 Li7La3Zr2O12 2.00E-06 13.13 13.13 12.66 2184.39 8 300 1.26E-11 2011 and Awaka et al.

2009139

91 Li5La3Ta2O12 1.54E-06 12.85 12.85 12.85 2121.82 8 298 1.31E-11 Gao et al. 2010

30

After normalizing the ionic conductivity, one can note that the differences among conductors within a family is not significantly altered, which results from the concentration of lithium ions within each family not significantly changing (although we are unable to take into account the change in the true mobile charge carriers between compounds). However, after normalization, the difference between the LISICON-like family and the NASICON-like and perovskite families significantly decreases and the difference between the garnet family increases. As the concentration of lithium is higher in LISICON-like than NASICON-like and perovskites families, after normalization the difference decreases. This suggests that the mobility of lithium ions in the NASICON-like and perovskite families is not significantly different from the LISICON- like family. With a similar argument, one can note that the garnet family falls below all the others, which indicates that, in general, the garnet family has a very high concentration of lithium, but the lithium-ions are less mobile compared to the other families. In addition, assuming that close to all the lithium are mobile in the compounds with the highest conductivity within LISICON-like, NASICON-like, and perovskite families, the approximate diffusion coefficient for the best conductor in each family all approach 10-7 cm/s2.

When comparing the different families of solid state electrolytes some general trends can be found.

The LISICON-like and LMPS electrolytes typically have very high conductivities, but only when sulfur is used as the anion within the structure. These sulfides have the drawback that they are water sensitive and must be handled under an inert atmosphere and also are in general less stable.128 Additionally, the high volatility of sulfur compounds makes the stoichiometry harder to control when synthesizing these compounds. Similar complications are to be expected for the sulfide argyrodite conductors, which also require handling to be done in inert environments.80 However, both the LISICON-like and argyrodite families, with their high conductivities, are sure to remain heavily-researched structures for lithium solid- state electrolytes. The perovskites have lower total conductivities (that from bulk and grain boundaries) than other families. Additionally, the perovskite materials require high-temperature where Li2O loss can be an issue and they have a decreased stability against lithium metal as Ti4+ cations are easily

31 reduced when in contact with lithium metal.45,148 Similar problems with NASICON-like compounds are found as the Ti4+ cations can be reduced.45,128,129 The NASICON-like materials also are in general less conductive than the LISICON-like and garnet materials. Garnet solid state electrolytes are a promising class of conductors that do not seem suffer from some of the hindrances of the other conductors such as chemical instability or synthesis concerns, although recent reports do suggest that careful attention must be paid to sintering conditions, including the sintering atmosphere, in order to achieve high densities and conductivities.15,174

4. Reported Descriptors of Ionic Conductivity

Fundamental understanding of physical parameters governing lithium-ion conductivity among different families of crystal structures is critical to design new solid-state electrolytes with enhanced conductivity and stability. Here we seek and discuss some of physical parameters that can be drawn to rationalize ionic conductivity trends among different crystal structures.

4.1. Volume of Diffusion Pathway

The volume accessible to lithium in the structure might be used a descriptor for lithium-ion conductivity among different structural families. In the previous section, we show that the ionic conductivity and activation energy correlates with the lattice volume and/or bottleneck sizes within a given structure (Figure 5 and Figure 7). Adam and Swenson proposed a new method to determine the diffusion pathway using the bond valence method.175 The main concept in the bond valence method is the notion of the ‘valence’ of a chemical bond between the atom 푖 and 푗, 푠푖−푗, which can be calculated using the formula:

푅 − 푅 푠 = exp [ 표 ] (3) 푖−푗 푏 where R is the bond length and 푅표 and 푏 can be considered, to a good approximation, as constants that don’t depend on the crystal structure being considered. It has been found empirically176 that if a crystal is stable, the bond valence sum of each atom 푖, 푉푖 = ∑푗 푠푖−푗, where j runs over all nearest neighbors, will be

32 very close to the formal charge of that atom. To determine the diffusion pathway, the unit cell is divided into a fine 3D grid. At each node of this grid, the bond valence sum of the diffusing species is calculated.

The diffusion pathway in crystalline and amorphous solids corresponds to a percolating region, where the bond valence mismatch of the mobile species, defined as the difference between the bond valence sum and the formal charge, is below a certain threshold.175

The value of this threshold can significantly influence the volume and the topology of the diffusion pathway in a given structure. If the threshold is too small then there will be no percolating diffusion pathway but only disconnected regions as can be seen in magenta in Figure 10a in the case of Li6PS5Cl. On the contrary, if the threshold is too large, then the entire unit cell will become part of the diffusion pathway, a situation obviously non-physical. Unfortunately, there is no unique way to determine the value of this critical parameter. One possibility is to choose the lowest value of the bond valence mismatch at which a percolating pathway starts to appear (which is shown in cyan in Figure 10a). A fixed value of the bond valence mismatch of 0.2 has also been used to determine the diffusion pathway in Li+, Na+, K+, Ag+ and

Cu+ conductors.177

The ionic conductivity as well as the activation energy of diffusion in silver-, sodium-, and lithium- ion-conducting correlate linearly with the product of the fractional volume of diffusion pathway

(F), defined as the ratio between the volume of diffusion pathway and the volume of the unit cell, and the square root of the mass of the mobile species, as shown in Figure 10b. The activation energy (the ionic conductivity) decreases (increases) as the fractional volume (F) increases. It would be very interesting to see if this trend also holds for crystalline compounds. Recently, this descriptor has been used in a high- throughput calculation to find possible candidates of lithium-, sodium-, -, silver and copper- ion conductors having potentially higher ionic conductivity.177 This method has also been used to study crystalline lithium-ion conductors and electrodes, and by varying the threshold of the bond valence mismatch, researchers can get information not only about the diffusion pathways178 but also the fraction of mobile lithium contributing to conduction as well as possible diffusion mechanisms that are dominant in

33 these materials.179

Figure 10. a) Lithium diffusion pathway in Li6PS5Cl. The yellow, orange, and cyan spheres represent sulfur, phosphorus, and atoms, respectively. Different colors of diffusion pathway correspond to different values of bond valence mismatch, from the highest in light blue to the lowest in red. Reprinted with permission from Rayavarapu et al. Copyright Springer 2012.180 b). The correlation between the activation energy and ionic conductivity of Ag, Li, and Na-conducting glasses with the fractional volume of diffusion pathway F scaled by the square root of the mass of the mobile species M (e.g. M is the mass of Ag+ in Ag- conducting glasses).181

The volume of the percolating diffusion pathway can also be determined by molecular dynamics simulations. Classical molecular dynamics was used to validate the threshold method reported in Figure 10, but the determination of the diffusion pathway volume by the more accurate ab-initio molecular dynamics is still lacking and would deserve future work. However, it is interesting to note that the shape of the percolating diffusion volume as estimated by the bond valence method is in close agreement with the lithium-ion distribution estimated by neutron diffraction data.177

4.2. Lattice Dynamics

34

When changing the ligand by moving down in the periodic table (i.e. chalcogens or halogens), the ionic conductivity of monovalent cations typically increases. As the electronegativity of the ligand decreases, we expect weaker attractive forces between the ligand and mobile cation. For example, changing the ligand from F- to I-, Ag+ and Li+ conductivity increases by many orders of magnitude in halides LiX (X

= F, Cl, Br and I) and the olivine Li2ZnM4 (M = Cl, Br and I) as shown in Figure 11a. Interestingly, the increasing lithium-ion conductivity in halides from LiF to LiI can be correlated with increasing Li-X distance, halogen atom polarizability and reduced electronegativity of the halogen atom, as shown in Figure

11b. Notice that the ionic conductivity of the lithium argyrodites family seems to contradict this trend as the conductivity of Li6PS5I is the lowest in the series while according to this trend we expect it to be the highest (Figure 5). The reason for this apparent contradiction is the fact that in this family, in addition to halide anions, there are also sulfur anions that outnumber the halide anions by a ratio 5 to 1 per formula unit. Therefore, we expect the S2- to have a more significant impact on ionic conductivity than halide anions.

Indeed, the conductivity of Li6PO5Cl is several order of magnitudes lower than its sulfur-containing counterpart (see Figure 5).

Figure 11. a) Ionic conductivity for structures with varying anions/ligands (crystalline lithium halides (T

182 183 184 185 = 400 K), olivine Li2ZnM4 (M = Cl, Br and I ) (T = 523 K) and lithium superionic conductors

115 3 186 Li10GeP2L12 (L = O, S and Se) at room temperature ). b) Halogen-atom polarizability (Å ), Li-halide bond distance (Å),186 and halogen electronegativity (Pauling scale)187 as a function of lithium-ion

35 conductivity at 400 K for lithium halides (F, Cl, Br and I).182 Bond length and polarizability values were obtained from the National Institute of Standards and Technology (NIST).186 Electronegativity values are presented in Pauling scale and were obtained from reference.187

The substitution of oxygen by sulfur in the γ-Li3PO4 type structure to form thio-LISICON leads to an increase of several orders of magnitude in the lithium-ion conductivity.81 Several computational studies,188,189 mostly using density functional theory (DFT), are in agreement with this experimental finding.

These studies have also revealed that the enhancement of ionic conductivity upon substitution of O by S is a generic feature in compounds as it has been shown to be equally valid for the compounds

190 Li7P3O11 and Li7P3S11 as well as Li4P2O7 and Li4P2S7. Similar trends in enhanced lithium-ion mobility

(reduced activation energy) have been found computationally for the Li10GeP2X12 (X=O, S, or Se) family going from O to S or Se.115 Again, this trend is in agreement with the concept shown in Figure 11b as S2- and Se2- are larger and have a higher polarizability than O2-, confirming this approach as an effective strategy to increase ionic conductivity in solid-state lithium-ion conductors.

The existence of a correlation between the polarizability and the activation energy hints at other related correlations since the polarizability can be linked to other physical parameters. In particular, it can be related to high-frequency dielectric constant 휀∞ via the well-known Clausius-Mossotti relation (in the case of cubic binary compounds)191:

휀 − 1 4휋훼 ∞ = (4) 휀∞ + 2 3푉푎

Where 훼 is the sum of the polarizability of the ions in the primitive cell and 푉푎 is the volume of the primitive cell. Indeed, Wakamura found that there is nonlinear correlation between the activation energy and the

+ - + + + - high-frequency dielectric constant 휀∞ for Ag , F , Li and a few Na , Cu as well as Cl conductors shown

192 in Figure 12a, the activation energy being decreased with increasing 휀∞ . Similarly, the correlation between activation energy and 휀∞hints at the existence of other descriptors that are related to 휀∞. In

36 particular, the frequency of the transverse optical phonon 휔푇푂 can be related to 휀∞ using the Lyddane-

Sachs-Teller relation191:

2 휔푇푂 휀∞ 2 = (5) 휔퐿푂 휀표

Where 휔퐿푂 is the frequency of the longitudinal optical mode and 휀표 is the static dielectric constant. As expected, a correlation between the activation energy and 휔푇푂 (equivalent to 휔퐿퐸푂, frequency of the low- energy optical mode) has been found as shown in Figure 12b. The activation energy decreases with decreasing 휔푇푂 in agreement with the idea that low phonon frequency is associated with large vibration amplitude, hence increasing the probability of the mobile species to hop to the neighboring lattice site.193 It is interesting to note that similar correlation also exists between the enthalpy of migration and the frequency of longitudinal acoustic phonon at 2⁄3 〈111〉 in the Brillouin zone in body-centered cubic metals.194

192 Figure 12. Correlation between activation energy and a) high-frequency dielectric constant 휖∞ and b)

193 frequency of low-energy optical phonon 휔LEO. The activation energy increases with increasing 휔LEO

182 191 and decreasing 휖∞. Lithium-halide activation energies are from , dielectric constants from , and phonon low-energy optical frequency from previous work.195 The equations in each figure correspond to the solid lines which were fitted with the data in the figures and plotted as the guide to the eyes.

The above descriptors could be used to screen and design crystalline materials with increased bulk

37 ionic conductivity. However, the progresses in the experimental technique in terms of materials synthesis and nanostructure preparation open additional routes to design optimized lithium conductors by engineering the interfacial properties. The modification of the lattice volume by means of interfacial strain described in

Section 3.6 is an example and other examples are described in the following section.

5. Size-Tailored Ionic Conductivities

The interfaces between materials (grain boundaries, separation between different phases, or surfaces) represent a structural discontinuity that is accompanied by changes in concentration. Ionic conductivity can be influenced by the net electrostatic charge present at the interface.196

At grain boundaries the resulting effect is often detrimental for the conductivity. On the interface between two different materials such unbalanced charge would generate space charge regions in proximity of the interface, with an accumulation of (interstitial) mobile species (for ex. lithium-ions in lithium conductors) on one side and a depletion of mobile species (or equivalently, an accumulation of vacancies) on the other side.196-200 This charge accumulation/depletion is due to the difference in the electrochemical potential of the mobile species at the interface, causing a net migration of charge across the boundary, a phenomenon similar to the build up of p-n junction which is well-known in semiconductor physics.

The increase in the concentration of the mobile species at the interfaces enhances the ionic conductivity. This concept is supported by the ionic conductivities and activation energy of undoped

201 epitaxial BaF2/CaF2 multilayers with different layer thicknesses, as shown in Figure 13a. As the layers become thinner, the relative volume affected by the space charge layer becomes increasingly large, resulting in higher concentration of charge carriers and increased ionic conductivity201. However, in heavily doped ion conductors such as YSZ, the space charge layer is expected to be very thin and its effect on conductivity becomes negligible. For example, 8 mol% YSZ has the space charge thickness of the order of 2 - 3 nm at

500 °C.202

38

Recent advances on nanosized bulk ion conductors can potentially take advantage of ion conduction along interfaces.197 In nano-sized systems, where the volume of the interfacial zones constitutes several tenths of the total volume, interfacial ion conductivity can dominate.196,203 Examples can be found in the heterogeneous doping of halides (LiX) and Li2ZnI4 when nanoporous alumina is employed as second phase, where 3 or 4 orders of magnitudes of lithium-ion conductivity enhancement can be obtained, as shown in

Figure 13b.103,203,204

A similar effect has been recently observed for nanoporous Li3PS4, which shows an ionic conductivity 1.6 × 10−4 S/cm at room temperature,205 much higher than the reported ionic conductivity for this material in bulk form (Figure 5a). This drastic increase in ionic conductivity has been attributed partly

−7 to a preference for the more conductive β-Li3PS4 phase (intrinsic bulk ionic conductivity of 8.93 × 10

S/cm)205, but especially to the surface conductivity. The surface conductivity, demonstrated by the correlation between the surface area and the ionic conductivity, is believed to be triggered by the space charge at the surface which promotes lithium vacancy diffusion.205

Figure 13. a) Conductivity as a function of temperature for CaF2-BaF2 superlattices (dotted lines) as well

201 as bulk CaF2 and BaF2 (solid lines). Inset) Space charge layers for distances (D) between interfaces on the order of the Debye length (Ld) and for distances much larger than the Debye length. b) Lithium

39

204 103 conductivity as a function of LiI or Li2ZnI4 fraction in ordered mesoporous alumina (Al2O3) composite

206 for different pore sizes. The conductivity of LiI-Al2O3 homogenous mixture is also shown for comparison.

6. Conclusion and Future Perspectives

In this review, we highlight the interplay between ionic size and lattice volume that is shown to greatly influence ionic conductivity in a number of structural families. Diffusion coefficients of mobile monovalent ions can exhibit a volcano trend with the ionic radius within a given structure, where the maximum diffusion coefficients and lowest migration energies can be achieved with an optimum size. This observation can be rationalized by the arguments that the diffusion of ions that are too large can be limited by moving through structural bottlenecks and ions that are too small can become trapped in potential minima. This concept has been used extensively to enhance lithium-ion conductivity within the LISICON- like, NASICON-like and perovskite families, where increasing lattice volume by substitution can be correlated with larger bottleneck sizes, reduced activation energies and greater ionic conductivity by several orders of magnitude. In addition to controlling lattice volume by substitution, ionic conductivity can be enhanced by increasing lattice volume via mechanically imposed strains, which has been shown to enhance oxygen-ion conduction but not yet for lithium-ion conduction.

We discuss opportunities in establishing descriptors of ionic conductivities, which can universally correlate with ionic conductivity across different families of structures, which have the potential to greatly accelerate the discovery of new ion conductors with superionic conductivity. Electrolytes with body- centered cubic anion sub-lattices207 and structures where the mobile species is not in its preferred coordination have been correlated with high ionic conductivity208 and suggested to be a promising route for locating new superionic conductors. Increasing the volume of the ion diffusion pathway determined from the bond valence method of silver-, sodium- and lithium-ion-conducting glasses correlates with reduced activation energy and enhanced ionic conductivity.181 In addition, increasing the high-frequency dielectric constant and lowering the frequency of the low-energy optical phonons is shown to enhance ionic

40 conductivities among different ionic conductors including silver-, sodium-, lithium- and -ion conduction.192,193 Further experimental and computational work is needed to test these hypotheses.

While a number of solid-state electrolytes have ionic conductivities approaching that of liquid electrolytes, the reactivity between solid-state electrolytes and electrode materials115,144,148 limits practical use of solid-state electrolytes in lithium-ion batteries, which is poorly understood. Future work is needed to understand the reaction mechanisms at the interface between fast lithium-ion conductors and conventional lithium-ion electrode materials, and between two different fast lithium-ion conductors, and develop solutions to stabilize these interfaces. Such understanding and control of interfacial reactivity is essential to realize the opportunities of exploiting space charge layers created in multi-component ion conductors to enhance ion conductivity by nanostructural designs,196 and minimizing interface reactivity by protecting lithium-ion conductors with surface coatings.

Acknowledgements

J.C.B is supported in part from the National Science Foundation Graduate Research Fellowship

(1122374) and H.-H. C is in part supported from the Ministry of Science and Technology of Taiwan (102-

2917-I-564-006-A1). Research support at MIT from BMW and the Skoltech-MIT Center on

Electrochemical Energy is acknowledged.

Supplementary Information Available: Details on types of defects, measurement techniques, and structural schematics are provided. Supplementary tables on the values used to extrapolate conductivities from high to low temperatures is given. Supplementary figure on the relation between the bottleneck size and lattice volume for NASICON-like conductors is shown.

Conflict of Interest Disclosure: The authors declare no competing financial interest.

Biographies

41

John Christopher Bachman holds B.S and M.S. degrees in Mechanical Engineering from University of California, Davis. He is currently a PhD. candidate in Mechanical Engineering at MIT working in the Electrochemical Energy Lab under Prof. Yang Shao-Horn, studying lithium solid-state electrolytes.

Sokseiha Muy received his B.S. and M.S. degrees in Material Sciences from École Polytechnique, France. He is currently a PhD. student in the Department of and Engineering at MIT working in the Electrochemical Energy Lab under Prof. Yang Shao-Horn. His research interest includes the design principle of new solid-state electrolytes for Li-ion battery.

Alexis Grimaud is an associate researcher at Collège de France in Paris, France. He received his physical- chemistry engineering diploma from the Graduate School of Chemistry and Physics of Bordeaux in 2008 and his PhD from the University of Bordeaux in 2011. He then was postdoctoral associate at MIT from 2012 to 2014 working in the Electrochemical Energy Lab with Prof. Yang Shao-Horn. In 2014, he joined Prof. Jean-Marie Tarascon’s research group at Collège de France, Paris, France as an associate researcher. His research interests are in the understanding of anionic and the design of new materials for water splitting, metal-air and Li-ion batteries.

Hao-Hsun Chang received his B.S., M.S., and PhD. degrees in chemical engineering from National Taiwan University. He is now a postdoctoral fellow/associate in Prof. Yang Shao-Horn’s group at MIT.

42

Prior to joining the Electrochemical Energy Lab, he was a senior engineer at China Petrochemical Development Corporation from 2010 to 2012 and a principal engineer at Taiwan Semiconductor Manufacturing Company in 2013. His current researches center on synthesis and characterizations of solid- state electrolytes for lithium-ion and metal-air batteries.

Nir Pour is currently a postdoctoral associate at MIT in the Electrochemical Energy Lab. His research centers on vanadium redox flow batteries. He hold a BSc degree in Biophysics and an MSc and PhD. in chemistry researching batteries under the supervision of Prof. Doron Aurbach, from Bar-Ilan University in Israel.

Peter Lamp received his MSc in physics from the Technical University of Munich in 1989. In 1993, he obtained his PhD in general physics. His PhD thesis “Investigation of photoelectric injection of electrons in liquid argon” was prepared at the Institute for Physics, Munich. Between 1994 and 2000 he was group leader at the Department of Energy Conversion and Storage of the Bayerischen Zentrum für angewandte Energieforschung (ZAE) in Garching. After a short period as project leader for systems at Webasto Thermo Systems International GmbH, he joined BMW AG in 2001 as a development engineer for fuel cell systems. Since 2004 he has been leader of the “Technology and Concepts Electric Energy Storage” group and, since 2012, of the “Battery Technology” department at BMW.

Odysseas Paschos has studied Physics at the Aristotle University of Thessaloniki in Greece. In 2008 he obtained his PhD on Materials Science from College of Nanoscale Science and Engineering at SUNY Albany and moved to Munich, Germany where he worked at the Technische Universität München (TUM) as a Post-Doctoral Associate in the Physics Department. During this period, he worked on several aspects of electrical conversion of storage including synthesis and electrochemical characterization of materials related to fuel cells and batteries. Since 2012 he is working at BMW in the group Research Battery Technology lead by Dr. Peter Lamp and is in charge of the Material projects investigating potential candidates and technologies for future automotive cells.

43

Saskia Lupart received her MSc. degree in Chemistry from the Ludwig-Maximilians-Universität München (LMU), Germany. In 2012 she completed her PhD studies in solid-state chemistry at the LMU. Since 2012 she is working at BMW AG at the group of Dr. Peter Lamp in the “Research Battery Technology” section where she is in charge of solid-state electrolytes for lithium batteries.

Simon Lux obtained a MSc. degree in Technical Chemistry from the Technical University of Graz, Austria and completed his PhD studies in at the University of Muenster, Germany. After two years at the Lawrence Berkeley National Laboratory, Simon joined BMW of North America as Advanced Battery Engineer. In his current role, he is responsible for the coordination and management of the lithium- ion battery technology projects from the material to the cell level in the NAFTA region and engages in technology scouting in the USA.

Filippo Maglia was an assistant professor at the Chemistry Department of the University of Pavia, Italy between 2005 and 2012. He received his PhD in chemistry from the University of Pavia in 1998. Dr. Maglia has spent several periods as visiting scientist between 1998 and 2005 at the department of chemical engineering and materials science of the University of California Davis. In 2009 he was DAAD fellow at the Technische Universität München, Germany. In 2013 he joined BMW AG at the group of Dr. Peter Lamp in the “Research Battery Technology” department and is working on topics related to lifetime aspects of battery materials.

44

Livia Giordano has been an assistant professor at the Material Science Department of University of Milano-Bicocca in Italy since 2007, and since September 2013 is also visiting professor at MIT. She obtained her PhD in Material Science from the University of Milano-Bicocca in 2002 and she was a visiting scientist at the CNRS of Marseille and the University College of London. After starting as an experimental scientist, her research has then focused on first-principles calculations of surface reactivity of oxides, and interfacial phenomena at metal-oxide and oxide-liquid interfaces.

Yang Shao-Horn is W.M. Keck Professor of Energy, Professor of Mechanical Engineering and Professor of Materials Science and Engineering at MIT. Her interests include surface science, /electrocatalysis, and design of electron and phonon structures of materials for electrochemical energy storage, , photoelectrochemical conversion and clean environmental applications. Professor Shao-Horn has published around 200 research articles and mentored/trained over 50 M.S. and Ph.D. graduate students and postdoctoral associates at MIT.

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