Asia Pacific Regulatory Practice
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Asia Pacific Regulatory Practice 2014 Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices ASIA PACIFIC OFFICE LOCATIONS BEIJING SEOUL TOKYO SHANGHAI TAIPEI HONG KONG SINGAPORE BRISBANE PERTH SYDNEY MELBOURNE Beijing Perth Sydney Suite 1009-1011, Tower C1, Oriental Plaza, No.1 Level 32, 44 St Georges Terrace Level 31, 1 O’Connell Street East Chang An Avenue, Dongcheng District Perth WA 6000 Australia Sydney NSW 2000 Australia Beijing 100738 China T: +61.8.9216.0900 T: +61.2.9513.2300 T: +86.10.5817.6000 F: +61.8.9216.0901 F: +61.2.9513.2399 F: +86.10.8518.9299 Seoul Taipei Brisbane Kyobo Life Insurance Co. Building, 22nd Floor 30/F, 95 Dun Hua S. Road, Sec. 2 Level 16, 66 Eagle Street Jongno 1-Ga, Jongno-Gu Taipei 106 Brisbane QLD 4000 Australia Seoul, 110-714 Taiwan T: +61.7.3233.1233 Republic of Korea T: +886.2.2326.5188 F: +61.7.3233.0900 T: +1.+82.0.2.2198.8700 F: +886.2.2325.5838 Hong Kong Shanghai Tokyo 44th Floor, Edinburgh Tower, The Landmark, Suite 3708, Park Place, 1601 Nanjing Road West, Kasumigaseki Common Gate West Tower 35F 15 Queen’s Road Central, Hong Kong Jing An District 3-2-1 Kasumigaseki, Chiyoda-ku T: +852.2230.3500 Shanghai 200040, China Tokyo 100-0013 F: +852.2511.9515 T: +86.21.2211.2000 Japan F: +86.21.3251.8918 T: +81.3.6205.3600 Melbourne F: +81.3.3597.6421 Level 25, 525 Collins Street Singapore Melbourne VIC 3000 Australia 10 Collyer Quay, #37-01 Ocean Financial Centre T: +61.3.9205.2000 Singapore 049315 F: +61.3.9205.2055 T: +65.6507.8100 F: +65.6507.8111 Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices Table of Contents Introduction ................................................................................... 1 Australia ........................................................................................ 2 China ............................................................................................ 3 Hong Kong ..................................................................................... 4 India ............................................................................................. 5 Japan ............................................................................................ 6 Korea ............................................................................................ 7 Singapore ...................................................................................... 8 Taiwan ........................................................................................... 9 Index of Regulatory Lawyers in K&L Gates Asia Pacific Offices .................................................... 10 INTRODUCTION Regulations governing commercial transactions and operations in Asia Pacific are developing at a rapid pace. Most will usually require some form of official approval, potentially involving local and/or national government agencies. Authorizations, approvals, certifications, licences, reporting requirements and a myriad of regulatory obligations and restrictions have become a daily burden for companies. K&L Gates’ Asia Pacific Regulatory group combines the Our services include early advice on the best response strategy knowledge, skills, languages and resources of our firm’s Asia available, including whether an application should be made for Pacific offices in Australia, China, Hong Kong, Japan, Korea, any available immunity from criminal prosecution and/or civil Singapore, Taiwan and our India practice. Having grown penalty proceedings. With the increasing use by regulators of up with the markets, our lawyers have local knowledge of their compulsory powers to obtain information, ensuring the business customs, language and networks. Our established advice you receive is protected by legal professional privilege team of regulatory lawyers represents clients that need to has never been more important. comply with the ever-increasing number of government policies This directory of our Asia Pacific regulatory capabilities and regulations. Not only do we help clients navigate these provides a concise overview of K&L Gates’ regulatory lawyers systems, but we have developed strong working relationships located across the Asia Pacific region. The directory is with central and local government authorities across the structured by jurisdiction, and provides essential information region, enabling us to bring their attention to operating facts on key areas of our regulatory practice along with details of key and circumstances which are also taken into account as new lawyers in each office. The objective of the directory is to assist regulations are developed. clients looking for a specific capability and to facilitate efficient Of course, we also understand that businesses may be contact between those clients and the appropriate member(s) adversely impacted by a wide spectrum of regulatory of our Asia Pacific Regulatory group. enforcement actions, including investigations into alleged breaches of the law, which may attract civil or criminal penalties, disqualification, reputational damage and personal liability for directors and other officers. In the face of these increased risks, it is essential that legal advice and representation is obtained at the earliest opportunity. K&L Gates’ Asia Pacific Regulatory group combines the knowledge, skills, languages and resources of our firm’s Asia Pacific offices. 1 Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices AUSTRALIA Regulatory Areas of Practice: • Anticorruption and bribery • Intellectual property and technology licensing • Anti-trust/competition • International trade and export control • Financial institutions • Life sciences • Financial services • Maritime • Data and privacy issues • Product regulation and marketing • Distribution and e-commerce • Public procurement • Energy and climate change • Subsidies and grants • Environment, chemicals and natural resources • Sports • Franchising • Tax and customs • Gaming • Telecommunications and media K&L Gates’ Australian regulatory practice assists clients requiring advice or legal representation in relation to a broad range of regulatory or administrative decisions, inquiries, investigations or prosecutions in Australia. We help our clients navigate the overlapping, and sometimes conflicting, regulatory requirements confronting them. Our services include early advice on the best response strategy available, including whether application should be made for any available immunity from criminal prosecution and/or civil penalty proceedings. We represent and advise clients facing investigations and prosecutions by regulatory bodies including the Australian Securities and Investments Commission (ASIC), the Australian Competition and Consumer Commission (ACCC), the Australian Taxation Office (ATO) and the Australian Prudential Regulation Authority (APRA). Contacts: Andrea Beatty Chris Nikou Partner, Sydney Partner, Melbourne Jim Bulling Paris Petranis Partner, Melbourne Partner, Melbourne Robert Cunningham Stephen Thompson Partner, Brisbane Partner, Sydney Murray Deakin Partner, Sydney Adam Levine Partner, Perth Please refer to the K&L Gates Regulatory Lawyer Index on page 10 for individual contact details. 2 CHINA Regulatory Areas of Practice: • Agriculture and fisheries • Gaming • Anti-trust/competition • Life sciences • Anticorruption and bribery • Intellectual property and technology licensing • Capital markets • International trade and export control • Compliance • Maritime • Data and privacy issues • Product regulation and marketing • Distribution and e-commerce • Public procurement • Environment, chemicals and natural resources • Subsidies and grants • Financial institutions • Sports • Financial services • Tax and customs • Food • Telecommunications and media • Foreign exchange • Transportation Regulations governing commercial transactions in China are developing at a rapid pace. The majority of transactions will usually require some form of official approval, potentially involving local, provincial and national government agencies. Our experience in China includes representing clients that need to comply with an ever increasing number of government policies and regulations. Not only have we helped clients navigate these systems, we have also developed strong working relationships with many government authorities and bodies allowing us to assist clients with regulatory issues surrounding commercial transactions and advise clients wishing to enter into regulated industries. In addition, our lawyers have substantial knowledge of, and regularly work with our U.S. based lawyers to advise clients on, issues involving Sarbanes-Oxley and the U.S. Foreign Corrupt Practices Act (FCPA), performing compliance reviews, preparing comprehensive compliance policies, advising on rectification plans and representing clients in related government investigations. Contacts: David Tang Vita Xu Managing Partner Asia, Beijing China Law Consultant, Beijing Howard Chen Cecillia Dai Partner, San Francisco Associate, Shanghai Yujing Shu Max Gu Partner, Beijing Associate, Shanghai Amy Sommers Cindy Hong Partner, Shanghai Associate, Shanghai Amigo Xie Xianjin Tian Partner, Shanghai Associate, Beijing Linda Zhou Partner, Palo Alto 3 Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices HONG KONG Regulatory Areas of Practice: • Capital markets/Corporate services • International trade and export control • Compliance • Logistics • SFC investigations and white collar crime • Product regulation and marketing • Corporate governance • Public procurement • Data