This IS the END of ~1UR ~!______

FIDIRAL ELECi ION COMMISSION I~ SIRUT NW

WASHINC1ONDC. 20463

THiS IS THE END OF ~1UR ~!______

Date Filmed Camera No. 2

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flC 9-22-77 FEDERAL ELECTION COMMISSION WASHINGTON. D.C. 20463

December 27, 1965 ~3RTIFIED MAIL RETURN RECEIPT REOURSTED

George McDonald 211 East 81st Street New York, New York 10028 RE: MUR 2070

Dear Mr. McDonald: The Federal Election Commission has reviewed the allegations of your complaint dated August 12, 1985. On December 3, 1985, the Commission determined that on the basis of the information provided in your complaint and information provided by the Respondent, there is no reason tc believe that a violation of the Federal Election Campaign Act of bil, as amended ('the Act') has been committed. Accordingly, the Commission decided on that same date to close the file in this matter. The Federal Election Campaign Act allows a complainant to seek judicial review of the Commission's dismissal of this action. See 2 U.S.C. S 437g(a) (8). Enclosed is a copy of the General Counsel's Report on this matter. Pursuant to 2 U.S.C. S 552b(c) (7)(C), we have deleted from the Report information from investigatory records compiled for law enforcement purposes which, if disclosed, would constitute an unwarranted invasion of personal privacy. Should additional information come to your attention which you believe establishes a violation of the Act, you may file a complaint pursuant to the requirements set forth in 2 U.S.C. S 437g(a) (1) and 11 C.F.R. S 111.4. ia Sincerely, Charles N. Steele General Counsel

BY: enneth A. Gr ss

Associate General Counsel Enclosure I General Counsel's Report FEDERAL ELECTION COMMISSION WASHINGTON. DC. 20*3

December , 1985

CERTIFIED MAIL RETURN RECEIPT REQUESTED

George McDonald 211 East Slut Street 11ev York, 11ev York 10028 RE: MUR 2070

Dear Mr. McDonald:

The Federal Election Commission has reviewed the allegations of your complaint dated August 12, 1985. On December 3, 1985, 0 the Commission determined that on the basis of the information provided in your complaint and information provided by the Respondent, there is no reason to believe that a violation of the Federal Election Campaign Act of 1971, as amended ('the Act') has been committed. Accordingly, the Commission decided on that same date to close the file in this matter. The Federal Election Campaign Act allows a complainant to seek judicial review of the Commission's dismissal of this action. See 2 U.S.C. S 437g(a) (8). Enclosed is a copy of the General Counsel's Report on this matter. Pursuant to 2 U.S.C. S 552b(c) (7)(C), we have deleted from the Report information from investigatory records compiled for law enforcement purposes which, if disclosed, would constitute an unwarranted invasion of personal privacy. Should additional information come to your attention which you believe establishes a violation of the Act, you may file a complaint pursuant to the requirements set forth in 2 U.S.C. S 437g(a) (1) and 11 C.F.R. S 111.4. S ince rely,

Charles N. Steele General Counsel

/ I 47.

BY: Kenneth A. Gross Associate General Counsel

Enclosure General Counsel's Report ?

FEDERAL ELECTION COMMISSION WASHINCTO94. D.C. 3*)

U. December 18, 1985

Mr. Thomas 3. Schvar Skadden, Arpa, Slate, Meagher & 11am 91, Third Avenue New York, New York 10022-9931

Re: MUR 2070 Stein for Congress Committee

Dear Mr * Schvar z: On August 22, 1985, the Commission notified your client of a complaint alleging violations of certain sections of the Federal Election Campaign Act of 1971, as amended.

The Commission, on December 3 , 1985, determined that on the basis of the information in the complaint, and information provided by you, there is no reason to believe that a violation of any statute within its jurisdiction has been committed. Accordingly, the Commission closed its file in this matter. This matter will become a part of the public record within 30 days. Sincerely,

Charles N. Steele General CounseL~

Enclosure General Counsel's Report 9

BEFORE THE FEDERAL ELECTION COMMISSION

In the Matter of ) ) Stein for Congress Conwaittee, MUR 2070 Joanne Jarett, as treasurer, ) Andrew Stein ) Lynn Stein

CERTIFICATION

I, Marjorie W. Emmons, recording secretary for the Federal Election Commission executive session of December 3, 1985, do hereby certify that the Commission decided by a vote of 5-1 to take the following actions in MUR 2070: r 1. Find no reason to believe Andrew Stein, Lynn Stein or the Stein for Congress Committee and Joanne Jarett, as treasurer, violated any provisions of the FECA as amended.

2. Close the file.

3. Send the letters attached to the General Counsel's report dated November 14, 1985.

Commissioners Aikens, Elliott, Josef iak, McDonald, and McGarry voted affirmatively for the decision. Commissioner Harris dissented. Attest:

Date Marjorie W. Emmons Secretary of the Commission 9

FEDERAL ELECTION COMMISSION WASHINCTO% DC 20463

Z'1EMOR~NDUM TO: CHARLES STEELE, GENERAL COUNSEL W. EMMONS! CHERYL A. FLEMING~1NA~ FROM: MARJORIE DATE: NOVEMBER 20, 1985

SUBJECT: OBJECTION - MUR 2070- General Counsel's Report

The above-named document was circulated to the

Commission on Tuesday, November 18, 1985, 11:00.

Objections have been received from the Commissioners as indicated by the name(s) checked:

Commiss joner Aikens Commissioner Elliott Commissioner Harris x Commissioner Josef iak Commissioner McDonald Commissioner McGarry

This matter will be placed on the Executive Session agenda for Tuesday, December 3, 1985. ~ ~ **.*,*, * ~ ~-,--*~-~-,~ * 0 a

FEDERAL ELECTION COMMISSION

~ V'~I-tIN(~TO\ U ~. .!')4'B

MEMORANDUM TO: CHARLES N. STEELE GENERAL COUNSEL

FROM: MARJORIE W. EMMONS/CHERYL A. FLEMING DATE: NOVEMBER 20, 1985 Report SUBJECT: OBJECTION TO MUR 2070 - General Counsels'

Attached is a copy of Commissioner 's Harris

vote sheet with comments regarding the above-captioned matter.

Attachment: copy of vote sheet 0

FEDERAL ELECTION COMMISSION WASHINGTON, D C 20463

MEMORANDUM

TO: Office of the Commission Secretary FROM: Office of General Counsel (i4 DATE: November l5~ 1985

SUBJECT: MUR 2070 - General Counsel's Report

The attached is submitted as an Agenda document for the Commission Meeting of

Open Session ______

Closed Session

CIRCULATIONS DISTRIBUT ION 48 Hour Tally Vote IcxJ Compliance Sensitive k~d kxl Non-Sensitive Audit Matters ri 24 Hour No Objection Li tigat ion Sensitive r r i Non-Sens it ive Closed MUR Letters r i In formation Status Sheets Sensitive r 1 r i Non-Sensitive [1 Advisory Opinions Other (see distribution Other r i below) CCSUIISSI~fIVE

-. Aftv In the Matter of ) P~~: ~ Stein for Congress Committee, ) MUR 2070 Joanne Jarett, as treasurer,) Andrew Stein, and Lynn Stein)

GENERAL COUNSEL' S REPOR?

I. BACKGROUND

In 1984, Andrew Stein was a candidate for Representative of the 18th District of New York. Over the course of his campaign, Mr. Stein lent $891,873.43-' to his principal campaign committee, Stein for Congress. The complainant, George McDonald, alleges that the amount of these loans is in disproportion to Mr. Stein's personal assets as determined by an examination of his 1983 Federal Income Tax Return, 1983 and 1984 City of New York Report of Financial Interests and 1984 Federal Ethics in

Government Act-Financial Disclosure Statement. The complainant states that the 1984 City Disclosure Form indicates that Mr. Stein had only $107,077 in assets that he owned exclusively. According to the complainant, Mr. Stein owns his other assets jointly with his wife Lynn. Based on information in the 1983 Federal Income Tax Return, the complainant maintains that the Stems did not have either interest or accounts which could least produce $800,000 in income during 1984. He alleges that at part of the money which Mr. Stein lent to his committee belonged

*1 The complaint alleges Mr. Stein lent $836,873.43 tO his According to the most recent report filed by the committee. 28, campaign committee, the July 31 Mid Year Report filed on July 1985, Mr. Stein lent the committee an additional $55,000 ($40,000 on 3/12/85 and $15,000 on 4/28/85), bringing the total to $891.873.43. -2- to Mr. Stein's wife and constitutes an excessive contribution from Mrs. Stein which the Committee accepted in violation of 2 U.S.C. S 441a(a) (1)(A) and 11 C.F.R. S 110.1(a) (1). In addition, the complainant alleges that Mr. Stein received income that he did not report on his tax forms, City Disclosure Forms or FEC disclosure forms and used this income to lend to his committee. One possible source of the funds, according to the complainant, is a bank loan to the candidate and his wife. Manufacturers Hanover Trust lent Mr. and Mrs. Stein an amount between $100,000 and $500,000 on October 18, 1984. On October 18, 1984, Mr. Stein lent his committee $250,000, and made additional loans of $125,000 and $24,000 two weeks later. If the money lent by the candidate to the committee was obtained through a bank loan, then, the complainant asserts, the committee would have violated 2 U.S.C. S 434(b) (1)(G) by not reporting the original source of the money. II. LEGAL ANALYSIS 11 C.F.R. 110.10(a) states that, except as provided in 11 C.F.R. Parts 9001, et seq. and 9031, et seq., Federal candidates may make unlimited expenditures to their campaigns from personal funds. Personal assets include assets which the candidate had legal access to or control over at the time he or she became a candidate and which the candidate had either legal and rightful title to or an equitable interest in. 11 C.F.R. 110.I0(b)(l). In addition, employment salaries, dividends and 0

m3Im

proceeds from the sale of the candidates stocks or other investments are within the definition of personal funds. 11 C.F.R. 110.10(b) (2). Respondents have submitted the affidavit of Arthur Tarlow, Mr. Stein's accountant. Mr. Tarlow states that Mr. Stein had several assets from which he was able to lend money to his campaign committee. First, Mr. Stein had several sources of investment funds.

C.,

Second, Mr. Stein sold securities in 1984

Finally, in 1984, Mr. Stein also received a loan repayment a net salary and interest and dividends on securities owned by him or for his equitable account and federal and state tax refunds

Counsel for Respondents state that the securities that originally funded the brokerage accounts were equitably those of Andrew Stein and were never conveyed to Lynn Stein. -4- On February 14, 1984, Mr. Stein signed a Statement of Candidacy which the Commission received on February 17, 1984. Section 432(e) (1) requires a candidate to designate an authorized committee within 15 days of becoming a candidate. Because Mr. Stein did not make such a designation until 1984, it appears he was not a candidate until 1984. Therefore, the 1981 holding company assets, the profit from the investment of the holding company proceeds, and the 1982 cooperative apartment proceeds all were assets to which Mr. Stein had access before he became a candidate in 1984. The affidavit does not state that any part of any of the assets belonged to Lynn Stein, Andrew Stein's wife. These assets, therefore, fall within the definition of personal assets set out in 11 C.F.R. 110.10(b) (1)

The other assets Mr. Stein had access to in 1984 also fall within the definition of personal assets. Mr. Stein sold some of his securities He received a net employment salary for 1984 Also, he received securities dividends and interest, and tax refunds totaling

, and a loan repayment of including interest.

, Mr. Stein's available assets total * Mr. Stein lent his campaign committee $891,873.43. From the information supplied by Mr. Stein's accountant, it appears that Mr. Stein had enough of his own assets to have lent his committee $891,873.43. Therefore, there -5- is no reason to believe Andrew Stein used assets belonging to his wife to lend to this committee, nor is there reason to believe Lynn Stein made an excessive contribution to the committee by allowing her husband to use her assets to lend money to the committee. Also, there is no reason to believe the committee violated any provisions of the Act by accepting an excessive contribution.

III. RECOMMENDATIONS 1. Find no reason to believe Andrew Stein, Lynn Stein or the Stein for Congress Committee and Joanne Jarett, as treasurer, violated any provisions of the FECA as amended. 2. Close the file. 3. Send the attached letters. Charles N. Steele General Counsel

<{L.!AJ~A / & /9I~ By Date Kenneth A. Gross Associate General Counsel

Attachments Letter from Respondents' Counsel Letter to Respondents' Counsel Letter to Complainant 9 (&~cFr ~&pj SKAODEN, AftPs. SLATE, [email protected] & P'4t4 S.C IMIRD AVENUE *ISbS A~gg i~'ss SOe.M. m -- pqp ~ ~ - YUi.SSsmum ~4sm e ~m*.ee. ~Mq~Ws wqs~a. - ~'~NS ~ minuet *SAb m~4~

SWIM ~m W ~SIL~U~. Sgg~. - 4U~~5 October 7, 19S5 WS~ ~s sm~ 0sue4ugs

Michelle Drown, Zsq. Federal Diection Comission Washington, D.C. 20463 -, -4 Cl C, RN: KUR 2070 -~ Dear Ms. Drown: Pursuant to my conversation with Ken Gross,~ Z am hereby filing a telecopied copy to of the response the complaint in the above M~. I viii file the original documents with you tomorrow. Since the information contains personal financial information Stein, of Mr. it is hereby requested that such information be treated in a confidential manner and public excerpted from the file in connection with this matter when it is closed. If you have any questions, please call me.

your ,

a~7. Schwa EVOPZ THE VEDERAL ELECTION COW'tISS1o~ WASHINGTON, D.C. 20463

In the Netter of Andrev Stein ) Lynn ) Stein ) MIlk 2070 Stein for Congress Committee )

RESPONSE OF ANDREW STEIN. L~1 STEIN AND STEIN FOR CONGRESS COISIITTEE TO NOTIFICATION Or COMPLAINT

I. INTRODUCTIoN This Response to Notification of Complaint is filed by Andrew Stein, Lynn Stein and Stein for Congress Committee (the "Committee") in response to the notification by the Federal Election Commission (the "Commis- sion") of the complaint (the "Complaint") filed by George McDonald. Andrew Stein, Lynn Stein and the Committee are referred to herein collectively as "Respondents". Re- spondents submit that the Complaint fails to state any grounds for further action by the Commission and respectfully request that the Commission find no reason to believe that a violation of the Federal Election Campaign Act of 1971. as amended (the "Campaign Act"), or the Regulations of the Comission promulgated thereunder (the "Regulations"), has occurred. Accordingly, Respondents request that the Commission determine to taken. further astiem against kespndents in this matter.

ii. swpt&ay or VOSIT!0t The *S3~,S73.43 lent by Andrew Stein to the Committee (the 'Loans') was properly reported in the periodic filings made by the Committee with the Commis- sion under the Campaign Act. As demonstrated in the accompanying affidavit of Arthur Tarlow, the allegations in the Complaint that the Loans were made in amounts greater than the personal liquid assets available to Andrew Stein under the Campaign Act are baseless and wholly without merit. The total amount of the Loans was derived, directly or indirectly, from Andrew Stein's "personal funds" as such term is defined in Sec- tion 110.10 of the Regulations ii C.F.R. £ 110.10. Those personal funds included funds derived from the sale of mecurities as to which Andrew Stein was the beneficial and equitable owner, salary. interest and dividend income, tax refunds and proceeds from the repayment of loans owed to Andrew Stein by a previous campaign committee. Of course. Mr. Stein was also entitled to borrow money from a bank in the ordinary course in his own name and contribute the proceeds of any such loan to his Com- mittee. 0

ZZZ* DIiI~liuIZU The accompanying Affidavit of Arthur Tarlow (Uxhibit A hereto) thoroughly sets forth the amounts and sources of personal funds available t. Andrew Stein during the period in question. That analysis clearly mdi.. cates that personal funds in appropriate amounts were available to Andrew Stein throughout the period. rur- thermore. the securities that originally funded the bro- term;. accounts were equitably those of Andrew Stein and were never conveyed to Lynn Stein. The fact that money was borrowed from Manufac- turers Hanover Trust Company and Sank Lewui Trust Company and subsequently additional amounts loaned to the Commit- tee is not determinative of whether Andrew Stein had personal funds sufficient to make such loans. As set forth in the Tarlow affidvit, Mr. Stein had sufficient funds to make th. loans to the Committee. Thia is not a situation where the candidate did not have sufficient assets of his own during the campaign to make a loan to his Committee. Compare MUR 692 and MUR 1690. If a candidate and his wife determine to use the candidate's assets for the campaign while the wife supports the family, the Commission can not find that to be a violation of the Act or Regulations. Otherwise, every candidate tiho spent personal funds would violate the law if the speuse spent her own money to support the family dUii~q the *ampaign. Obviously, that @04W not have been the intended effect of the isv or the Regulations.

IV. ~2M~LUU3i Nor the reasons stated above, Respondents re- speetfully submit that no further action should be taken against them by the Commisslon in connection with this matter and request that the Commission find no reason to believe that a Violation of the Act or the Regulat~o~g has occurred.

RC5p*CtfUlly SUbmitted,

Alan 0. Straus Skadden, Arpa, Slate, Meagher & Flom Attorneys for Respondents 919 Third Avenue New York, New York 10022 Dated: October 7, 1955 0 0

SZrou TUE fEDERAL ELICTION COSuIsgwx VA5HINOTON, b.C. 20463

In the Netter of ) AndreV Stein, Lynn ) Stein, ) ~m 2070 Stein for Congress Committee )

Afl IDAVIT STATE 01 NEW YORK ) SO.: COUNTY OF NEW YORK )

ARTHUR TAlLOW, being duly sworn1 deposes and Says: 1. I am the accountant for Andrew Stein and am famil- iar with Mr. Stein's financial affairs. i am a certified public accountant. I have been responsible for preparation of Mr. Stein's Federal Election Commission, New York State Board of Elections and New York City filings. 2. Mr. Stein was the nominee of the Democratie Party (or the House of Representatives from the 15th District of New York, for the general election held on November 6. 1964. His campaign was conducted through Stein for Congress Committee (the "Conutittee"). which was the "principal committee" under the Federal Election Campaign Act of 1971, as amended (the "Act"). 3. In the course of the campaign, Mr. Stein made loans to the Committee aggregating $636,673.43 in principal (C) He also received the following amounts in 1904.

(1) from the repayment to him of loans. together vith interest, from Stein '61 . . . . . (ii) from his salary f@r Services as Manhattan lorough President,

net of withheld taxes. * (iii) from interest and dividends relating to securities owned by him or for his equitable account and federal and state tax refunds...... 5. The amount of personal funds available to Mr. Stein during 1904 was si~nifican~y greater than the principal. 0 amount of loans made by him to the Committee, *53*,573.43 and far greater than any amounts borrowed from banks.

Dated: October 7, 1965

Tar [iv

SVOIII. to be fore me this 7'~dayof October, C 2 1965

RUTH A. M.I;dACH tdMFry FUbi.~I Baste of N*w Y~ui bJ1fresMsm~'%g7 FEDERAL ELECTION COMMISSION WASHINCTON DC 20463

Mr. Thomas J. Schwarz Skadden, Arpa, Slate, Meagher & Flom 919 Third Avenue New York, New York 10022-9931

Re: MUR 2070 Stein for Congress Committee

Dear Mr. Schwarz: On August 22, 1985, the Commission notified your client of a complaint alleging violations of certain sections of the Federal Election Campaign Act of 1971, as amended.

The Commission, on , 1985, determined that on the basis of the information in the complaint, and information provided by you, there is no reason to believe that a violation of any statute within its jurisdiction has been committed. Accordingly, the Commission closed its file in this matter. This matter will become a part of the public record within 30 days. Sincerely,

Charles N. Steele General Counsel

By: Kenneth A. Gross Associate General Counsel Enclosure General Counsel's Report 0

FEDERAL ELECTION COMMISSION WASHINGTON, DC 20463

George McDonald 211 East 81st Street New York, New York 10028

Re: MUR 2070

Dear Mr. McDonald: The Federal Election Commission has reviewed the allegations of your complaint dated August 12, 1985, and determined that on the basis of the information provided in your complaint and information provided by the Respondent, there is no reason to believe that a violation of the Federal Election Campaign Act of 1971, as amended ("the Act") has been committed. Accordingly, the Commission has decided to close the file in this matter. The Federal Election Campaign Act allows a complainant to seek judicial review of the Commission's dismissal of this action. See 2 U.S.C. S 437g(a) (8). Should additional information come to your attention which you believe establishes a violation of the Act, you may file a complaint pursuant to the requirements set forth in 2 U.S.C. S 437g(a) (1) and 11 C.F.R. S 111.4. Sincerely, Charles N. Steele General Counsel

BY: Kenneth A. Gross Associate General Counsel

Enclosure General Counsel's Report ~tJvs,1 5KAD@EN, AftPS. SLATE, MuAg4g~ & P'L014 *S* I'NICD AVE t4UC 6~SbS Asinine NEW vo.~ eoaa ems. ,~a.s& we. y.gs* v-* YSS SSetMw (361) ~55.5~5 m~ - w~m ~em weY3b5SS~US. ~ 514em in insq~'gi~ ineme~ s.a~ as eases ~ss. ~ em S. mu,. LOS Nm.. Sew, 7, 1965 -am'.- October w w ~. ~S. ~

Michelle Drown, Isq. Federal 32ection Comission Washington, s.C. 20463 -, 4 '-4 ~Z: MUR 2070 -'.5' Dear Ms. Drown:

Pursuant to my conversation with Ken Oross,~ I am hereby filing a telecopied copy of the response to the complaint in the above MUR. I will file the original documents with you tomorrow. Since the information contains personal financial information of Mr. Stein, it as hereby requested that treated such information be in a confidential manner and excerpted from the public file in connection with this matter when it is closed. If you have any questions, please call me. your,

4hou~ Schwa EVOR TEE FEDERAL ELECTION COWtISSIot~ WASUINOTOK. D.C. 20463

In the Matter of ) Andrev Stela, Lynn Stein, ) MIlk 2070 Stein for Congress Committee )

RESPONSE Or ANDREW STEIN, LYDO4 STE ZN AND STEIN FOR CONGRESS COIOIITTEE TO NOTZI'JCATZON OF COMPLAINT

I. INTRODUCTION

This Response to Notification of Complaint is filed by Andrew Stein, Lynn Stein and Stein for Congress Comuitte. (the "Committee") in response to the notification by the Federal Election Commission (the "Commia. sion") of the complaint (the "Complaint") filed by George McDonald. Andrew Stein, Lynn Stein and the Committee are referred to herein Collectively as "Respondents" Re- spondents submit that the Complaint fails to state any grounds for further action by the Commission and respect.. fully request that the Commission find no reason to be- llow that a violation of the Federal Election Campaign Act of 1971, as amended (the "Campaign Act"), or the Regulations of the Commission promulgated thereunder (the "Regulations"), has occurred. Accordingly, Respondents 0

request that the Commission determine to talie no further acti*m against Respondents in this matter.

II. U!I~9StARY 0? IOUITWtI The $636,573.43 lent by Andrew Stein to the Committee (the Loans") was properly reported in the periodic filings made by the Committee vith the Commis. don under the Campaign Act. As demonstrated in the accompanying affidavit of Arthur Tarlow, the allegations in the Complaint that the Loans were made in amounts greater than the personal liquid assets available to Andrew Stein under the Campaign Act are baseless and wholly without merit. The total amount of the Loans was derived, directly or indirectly, from Andrew Stein's

H personal funds" as such term is defined in Sec- tion 110.10 of the Regulations 11 C.F.R. 6 110.10. Those personal funds included funds derived from the sale of securities as to which Andrew Stein Was the beneficial and equitable owner, salary, interest and dividend income, tax refunds and proceeds from the repayment of loans owed to Andrew Stein by a previous campaign committee. Of course, Mr. Stein was also entitled to borrow money from a bank in the ordinary course in his own name and contribute the proceeds of any such loan to his Com- mittee. 0

U!. aLinma1.~ The aoco~anying Affidavit of Arthur Tarlow (Bahibit A hereto) thoroughly sets forth the amounts and sources of personal funds availabl, to Andrew Stein dur- lag the period in question. That analysis clearly indicates that personal funds in appropriate amounts were availa~e to Andrew Stein throughout the period. Fur- thermore the securities that originally funded the bro- hera;. accounts were equitably thos, of Andrew Stein and were never conveyed to Lynn Stein. The fact that money was borrowed from Manufac- '0 turers Hanover Trust Company and Sank Leumi Trust Company and subsequently additional amounts loaned to the Commit- tee is not determinative of whether Andrew Stein had personal funds sufficient to make such I-. - loans. As set forth in the Tarlow affidvit, Mr. Stein had *Uffi~l.~t funds to make the loans to the Committee. This is not a situation where the candidate did not have sufficient assets of his own during the campaign to make a loan to his Committee. Compare MUR 692 and MUR 1690. Zf a candidate and his wife determine to use the candidate's assets for the campaign while the wife supports the family, the Commission can not find that to be a violation of the Act or Regulations, Otherwise, every candidate U

wh. spent personal funds would Violate the law if the spe~we spent her own money to support the family duri~q the *ampaiqn. Obviously, that cotgd not have been the intended effect of th. law or the Regulations.

IV. Vow the reasons stated above, Respondents respectfully submit that no further action should be taken against them by the Commission in connection with this matter and request that the Commission find no reason to believe that a violation of the Act or the Regulations (7% has occurred.

C) Respectfully submitted,

Skadden, Arps, Slate, Heagher & Flom Attorneys for Respondents 919 Third Avenue New York, New York 10022 Dated: October 7, 1965 Izrou TUE FEDERAL ELECTION C01SSI0~ WAUHZNOTO, b.c. 20463

In the Netter of Andrev Stein, ) Lynn Stein, ) ) NUR 3070 Stein for Congress Committee )

AFFIDAVIT STATE 01 NEW YORK ) 2 55.: COUNTY OF NEW YORK )

ARTHUR TAlLOW, being duly sworn, deposes and says: (~4 1. I am the accountant '0 for Andrew Stein and am famil. iar with Mr. Stein's financial affairs. I am a cert~f±e~ public accountant. I have been responsible for preparation of Mr. Stein's Federal Election Commission, New York State bard of Elections and New York City filings. 2. Mr. Stein was the nominee of the Democratic Party for the House of Representatives from the 15th District of New York, for the general election held on November C4 6, 1964. His campaign was conducted through Stein for Congress Committee (the "Columittee"), which was the "principal committee" under the Federal Election Campaign Act of 1971, &~ amended (the "Act"). 3. In the course of the campaign, Mr. Stein made loans to the Committee aggregating *636,673.43 in principal (C) He also received the folloving amounts in 1964; (1) from the repayment to him of loans, tOgether vith interest,

from Stein '51 . . . . . (ii) from his salary for services as Manhattan Sorough President,

net of vithheld taxes. * (iii) from interest and dividends relating to securities owned by him or for his equitable account and federal and state tax refunds. V) ...... 5. The amount of personal funds SVSilable to Mr. Stein during 1964 was significantly greater than the principal amount of loans made by him to the Committee, *536573.43 and far greater than any amounts borrowed from ban)~s.

Dated: October 7, 1965

Art~r TarIhiv

Swor efore me this October, 1965

Notar

N.ieey RUTH A. t4dIdACJ.g ~No~4wmom~UbDiC. B'i:a Of New yg,~ FEDERAL ELECTION COMMISSION WASHINGTOND.C. 20463

MEMORANDUM TO: CHARLES N. STEELE GENERAL COUNSEL FROM: MARJORIE W. EMMONS/JODY C. RANSOM

DATE: SEPTEMBER 24, 1985

SUBJECT: MUR 2070 - First General Counsel's Report signed September 19, 1985

The above-captioned matter was circulated to the

Commission on a 24 hour no-objection basis at 4:00,

September 23, 1985.

There were no objections to the First General Counsel's

Report at the time of the deadline. FEDERAL ELECTION COMMISSION * WASHINGTON, DC 20463

MEMORANDUM TO: Office of the Commission Secretary FROM: Office of General Counsel DATE: September 20, 1985

SUBJECT: MUR 2070 - First General Counsel's Report

The attached is submitted as an Agenda document for the Commission Meeting of Open Session Closed Session

CIRCULATIONS DISTRIBUTION 48 Hour Tally Vote r i Compliance (x~ Sensitive r j Non-Sensitive r i Audit Matters 24 Hour No Objection rx~ Litigation Sensitive [X~ Non-Sensitive (1 Closed MUR Letters Information El Status Sheets El Sensitive r i Non-Sensitive r Advisory Opinions ii Other (see distribution Other [1 below) 6ENSITIVE * FEDERAL ELECTION COMMISSION 1325 K Street, N.W. Washington, D.C. 20463 'UTr FiN? GENERA!. COUNSEL'S REPORT ~4: ~

DATE AND TIME OF TRANSMITTAL MUR # 2070 BY OGC TO THE COMMISSION 9-20-85 3:30pm DATE COMPLAINT RECEIVED BY OGC 8/13/85 DATE OF NOTIFICATION TO RESPONDENT 8/22/85 STAFF MEMBER M. Brown Complainant's Name: George McDonald Respondents' Names: Andrew Stein, Lynn Stein, Stein for Congress Committee, Joanne Jarett, as treasurer

Relevant Statutes: 2 U.S.C. SS 441a(a) (1)(A), 434(b) (1)(G) and 434 (b)(3) (E); 11 C.F.R. 100.7(a) (1)(i) (D), 110.1(a) (1), 110.10(b) (3), 104.3(a) (3) (vii) (A) and (B) Internal Reports Checked: 1984 and 1985 Disclosure Reports filed by Stein for Congress Committee Federal Agencies Checked: None Sumuary of Allegations

In 1984, Andrew Stein was a candidate for Representative of the 18th District of New York. Over the course of his campaign, Mr. Stein lent $891,873.43* to his principal campaign committee, Stein for Congress. The complainant, George McDonald, alleges that the amount of these loans is in disproportion to Mr. Stein's personal assets as determined by an examination of his 1983 Federal Income Tax Return, 1983 and 1984 City of New York Report

*/ The complaint alleges Mr. Stein lent $836,873.43 to his committee. According to the most recent report filed by the campaign committee, the July 31 Mid Year Report filed on July 28, 1985, Mr. Stein lent the committee an additional $55,000 ($40,000 on 3/12/85 and $15,000 on 4/28/85), bringing the total to $891.873.43. -2- of Financial Interests and 1984 Federal Ethics in Government Act- Financial Disclosure Statement. The complainant states that the 1984 City Disclosure Form indicates that Mr. Stein had only $107,077 in assets that he owned exclusively. According to the complainant, Mr. Stein owns his other assets jointly with his wife Lynn. Based on information in the 1983 Federal Income Tax Return, the complainant maintains that the Stems did not have either interest or accounts which could produce $800,000 in income during 1984. He alleges that at least part of the money which Mr. Stein lent to his committee belonged to Mr. Stein's wife and constituted an excessive contribution from Mrs. Stein which the Committee accepted in violation of 2 U.S.C. S 441a(a) (1)(A) and 11 C.F.R. 110.1(a) (1). In addition, the complainant alleges that Mr. Stein received income that he did not report on his tax forms, City Disclosure Forms or FEC disclosure forms and used this income to lend to his committee. One possible source of the funds, according to the complainant, is a bank loan to the candidate and his wife. Manufacturers Hanover Trust lent Mr. and Mrs. Stein an amount between $100,000 and $500,000 on October 18, 1984. On October 18, 1984, Mr. Stein lent his committee $250,000, and made additional loans of $125,000 and $24,000 two weeks later. If the money lent by the candidate to the committee was obtained through a bank loan, then, the complainant asserts, the committee would have violated 2 U. .C. S 434(b) (1)(G) by not reporting the original source of the money. 0

-3-

The Office of General Counsel notified the respondents of the complaint on August 22, 1985. On August 28th, counsel whom respondents designated, requested an extension of 30 days to respond "because of the technical nature of the allegations in the complaint and the pendency of the New York primary in which Mr. Stein is a candidate." The Office of General Counsel granted a 20 day extension until October 3rd and so notified counsel. When the Office of General Counsel receives the response it will make a report to the Commission including recommendations. C:, 0 Charles N. Steele

BY: Kenneth A. Gross Associate Genera Counsel F FEDERAL ELECTION COMMISSION WASHINGTON. D.C. 20463

Septater 6, 1985

Thomas J. Schwarz Skadden, Arpe, Slate, Meagher & Flom 919 Third Avenue New York, New York 10022-9931

RE: MUR 2070 Andrew Stein, Lynn Stein, Stein for Congress Committee Dear Mr. Schwarz: This is in reference to your letter dated August 28, 1985, N requesting an extension of 30 days to respond to the Commission's notification of receipt of a complaint against your clients. C~) Considering the Commission's responsibilities under 2 U.S.C. S 437g(a) (8)(A) to act expeditiously on complaints and the circumstances of this matter, your request for an extension will be granted only until October 3, 1985. If you have any questions, please contact Michele Brown, the staff member handling this matter, at (202)523-4143. Sincerely,

Counsel 9~CEIV~DA~ 11$E FEC

SKADDEN, ARPS, SLATE, MEAGHER & FLOJS SEP 3 PIZ: 06 919 THIRD AVENUE NEW YORK 10022-9931 CAUI.E ADDRESS ONE K~N STREET SKARLAW NEW YORK (211) 735-3000 OITOR, NASAcHUSETTS 01100 TWX: 7i0 561-3614 ~.m 50001 TELEx: 645666 US EIGHTEENTh TELECOPIER: STREET,(4W. W~SHIWGTON,o.c.aooo (III) 752-1014 (100463-rn DIRECT DIAL 0(41 300(4EV SQUARE (II?) 735- WILMINGTON, OELRE 10001 (30045-0000 515 SOUTH FIGUERDASTREET LOS ANGELES, CAUPORNIA 10071 (213)400-4000 333 WESTWACIIER DRIVE CHICAGO,ILLINOS 60001 (312)407-0700 August 28, 1985

Kenneth A. Gross, Esq. ,~ '.1'~ Associate General Counsel Federal Election Commission ~ ~ :" Washington, D.C. 20463 ~~mt ~ Re: MUR 2070

year ~r. .iross: .a.£ Enclosed please find a Statement of Designa-~ I-. -. tion of Counsel in the above matter. Because of the technical nature of the allegations in the complaint and the pendency of the New York City primary in which Mr. Stein is a candidate, I request a 30-day extension of time in which to file a response. Please advise me as to whether such extension is acceptable.

Very truly yours,

Enclosure STA~1ENT OF DESIGNATION OF COtSEL

I4UR 2070 NAME OF COUNSEL: Thomas J. Schwarz, Esq. ADDRESS: 919 Third Avenue New York, New York 10022

TELEPHONE: (212) 735-3400

The above-named individual is hereby designated as my counsel and is authorized to receive any notifications and other communications from the Commission and to act on my behalf before the Commission.

August 28, 1985 Date Signature j~2~

RESPONDENT' S NAME: Andrew & Lynn Stein ADDRESS: 2050 Municipal Building 1 Centre Street New York, New York 10007

HOME PHONE: BUSINESS PHONE: (212) 566-4429 iv:~ '~'

SKADDEN, ARPS, SLATE. MEAGHER ~ FLOM 910 THIRD AVENUE NEW YORK iOOa2 -9939 / -(~ )~~*' I -- ~b-~

Kenn~th A. Gross. Esq. Associate Gereral Counsel 1~~~ Federal Election Commission ~2c Washington, D.C. 20463 3 9 9

~ FEDERAL ELECTION COMMISSION

~AASHING TON n ~ 204f, ~ \~jAF'I~/ Septerber 26, 1985

George McDonald 211 East 81st Street New York, New York 10028 Dear Mr. McDonald:

This is in response to your telephone call of September 1985, in 23, which you requested information Pertaining to the complaint you filed with the Commission. The Federal Election Campaign Act prohibits any person making public from the fact of any notification or investigation by the Commission unless the party being investigated writing has agreed in that the matter be made public. (See 2 U.S.C. S 437g(a) (4)(B) and S 437g(a) (12) (a)) Because there written agreement has been no that the matter be made public, we are not in a position to release any information at this time. As you were informed by letter of August 21, attached) 1985, (copy we will notify you as soon as the Commission takes final action on your complaint.

Sincerely,

Charles N. Steele Gener ~l unsel BY: GAra Associate 1 Counsel Enclosure FEDERAL ELECTION COMMISSION WASHINGTON. DC 20463

George McDonald 211 East 81st Street New York, New York 10028 Dear Mr. McDonald: This is in response to your telephone call of September 23, 1985, in which you requested information pertaining to the complaint you filed with the Commission. The Federal Election Campaign Act prohibits any person from making public the fact of any notification or investigation by the Commission unless the party being investigated has agreed in writing that the matter be made public. (See 2 U.S.C. S 437g(a)(4)(B) and S 437g(a) (12) (a)) Because there has been no written agreement that the matter be made public, we are not in a position to release any information at this time. As you were informed by letter of August 21, 1985, (copy attached) we will notify you as soon as the Commission takes final action on your complaint. Sincerely, Charles N. Steele General Counsel

BY: Kenneth A. Gross Associate General Counsel Enclosure FEDERAL ELECTION COMMISSION WASHINGTON OC. 20463

August 21, 1985

Seorge McDonald 211 East List Street New York, NY 1SS2B Dear Mr. McDonald: This letter is to acknowledge which receipt of your complaint we received on August 13, 1985, against Congress Committee, the Stein for which alleges violations of the Federal Election Campaign laws. A staff member analyze your allegations. has been assigned to The respondent will be notified of this complaint within five days. C-) You will be notified N as soon as the Commission takes finalaction on your complaint. Should you receive any tional information in this matter, please addi- office. We suggest forward it to this that this information be sworn to same manner as your original complaint. in the we have attached For your information, a brief description of the Commission's cedure for handling complaints. pro- under We have numbered this matter review MUR 2870. Please refer to - - ture this number in all fu- correspondence. If you have any questions, tact please con- Stuart C. Mc Hardy at (202) 523-4075.

Sincerely,

Charles N._Steele

* wyw - r~unruutrIR. Associate General unsel Enclosure 1.ff13 fdowiui~u.ryice zsrequuSnd (chuck one). 0 Show to wham and ~ o Sh.wtowhamdmwmiadi~~divgry.. 30 RBSThICE'EDDEIJVHIY (The u~rd ddiuvp~b eAu~~Aw .ddMms vm~vAa) TOTAL L~

4.4, ~Z4 [WI~ ~ FEDERAL ELECTION COMMISSION 1.WIYSUJ.) WASHINGTON. D.C 20463 August 21, 1985

George McDonald aii East 81st Street New York, NY 10028 Dear Mr. McDonald: This letter is to acknowledge receipt of your complaint which we received on August 13, 1985, against the Stein for Congress Committee, which alleges violations of the Federal Election Campaign laws. A staff member has been assigned to analyze your allegations. The respondent will be notified of this complaint within five days. You will be notified as soon as the Commission takes finalaction on your complaint. Should you receive any additional information in this matter, please forward it to this office. We suggest that this information be sworn to in the same manner as your original complaint. For your information, we have attached a brief description of the Commission's pro~ cedure for handling complaints. We have numbered this matter under review MUR 2070. Please refer to this number in all fu- ture correspondence. If you have any questions, please contact Stuart C. Mc Hardy at (202) 523-4075. Sincerely, Charles N. Steele

Associate General

Enclosure I 53AU39'A5: El -~3 RcDm 211 Uest 8Za~ W~tOet 3ev TeEt, 3ev terk 10023

August 12, 1985

The Federal Election Commission 1325 K Street, N.W. Washington, D.C. 20463 C, Ladies and Gentlemen: N This letter is a formal complaint under Part III of the Federal Election Commission Regulations and a request for inves- tigations into the campaign financing of Stein for Congress the principal campaign committee of Andrew Stein for the 1984 15th Congressional District of New York election. I am requesting an investigation as to posBible violations of the $1,000.00 contribution ceiling imposed on all Federal campaigns during 1984. In addition, I am also requesting that an investigation be made of the tremendous amount of loans by Andrew Stein to Stein for Congress. This total of $836,873.43 is in obvious disproportion to Mr. Stein's personal assets as illustrated by cross-referencing Mr. Stein's 1983 Federal Income Tax Return (Exhibit A) with his 1983 and 1984 City of New York Report of Financial Interests (hereinafter City Disclosure forms) (Exhibits B & C, respectively) and his 1984 Federal Ethics in Goverment Act-Financial Disclosure Statement (hereinafter Federal Disclosure Form). (Exhibit D). Under Section 441A(l) of Title 2, Zni.~ i~Ak*I ~2~k (Disclosure of Federal Campaign Funds): No person shall make contributions- (A) to any candidate and his authorized political committees with respect to any election for Federal Office which, in the aggregate, exceed $lOO0.0O. S

The Federal Election Cosuission August 12, 1985 Page Two

A contribution is further defined in Title 2 ~ i~akn ~g~a Section 431(8)(A)(i) as *any gift, subscription, ~ advance, or deposit or anything of value made by any person for the purpose of influencing any election for Federal Off ice,... Pursuant to these sections, there is conspicuously no ex- ception or raised limitation allowed for families of the candidate. Furthermore, case law has held that members of a candidate's family are not excluded from the dictates of the above section. (Iiwk.].n~ l.a. !aia~, 424 U.S. 1 (1976). According to the Federal Report of Receipts and Disburse ments dated January 28, 1985, Andrew Stein lent $836,873.43 to 'Stein for Congress' over the life of the campaign. (Exhibit B, page 2). However, Mr. Stein's 1984 City Disclosure Form (filed July 2, 1985) indicates that he had only $107,077.00 in assets that he owned exclusivaly. All of Mr. Stein's other assets are owned jointly by he and his wife, Lynn Stein. (Exhibit C). Al- though no interest income or bank accounts are listed on the 1984 City Disclosure form, Mr. Stein's 1983 Federal Income Tax Return gives no indication that either interest or accounts would produce $800,000.00 in income in 1984. (Exhibit A, page 7). The total interest earned by the Stems in 1983 was $40,250.00 (Exhibit A, Schedule B) of which $30,000.00 was received by Stein from a $530,000.00 loan that he had made to 'Stein 81 (Stein's Manhat- tan Borough President Campaign Committee). (Exhibit B, page 4). The source of those funds was a loan acquired by Stein from Manufacturers Hanover Trust Company which Stein reports in his City Disclosure Form for 1981. (Exhibit G, page 9). In 1984, the Stein's income from interest, dividends and capital gains was again severely limited. 'Stein 81' finished repayment of the outstanding loan and Andrew Stein received a final interest payment of $27,077.00 (Exhibit C, page 4). Mr. & Mrs. Stein also earned interest, dividends and capital gains income between $26,004.00 and a possible $81,000.00. (Exhibit D, page 1, after deducting their 1983 interest income). As such, Mr. Stein was entitled to use only half of this income for his Congressional Campaign. Obviously, use of his wife's half of these monies would constitute a contribution by her in excess of the statutory limitations previously set forth. (See page 2, supra). Therefore, this income source provided Mr. Stein with modest available assets between the amounts of $13,002.00 and The Federal Election Commission August 12, 1985 Page Three ------

#40,500.00. The specific figure depends on where the actual income amounts fall in terms of the ranges given on the Federal Disclosure Form. (Exhibit D, page 1). Mr. Stein is further entitled to the use of 1/2 of the monies acquired by both he and Mrs. Stein in loans. According to Mr. Stein's 1984 City Disclosure Form, this amount prior to October 18, 1964, consisted of one outstanding loan between $25,000.00 and $100,000.00 issued to both Mr. & Mrs. Stein by Bank Leumi Trust Company. (Exhibit C, page 9). This would give Mr. Stein an additional $12,500-$50,000 in liquid assets. Moreover, Mr. Stein lists a $100,000.00 loan from an R. Perelman on his 1984 CM Federal Disclosure Form (Exhibit D, page 2) but conspicuously omits this information from his City Disclosure form of the same year. These funds would not be available for use in Mr. Stein's Congressional Campaign however, since they would fall into the category of Contributions and would be limited to $1,000.00. As for the availability of any monies earned in capital N gains, it is abundantly clear from Mr. & Mrs. Stein's 1983 Federal Income Tax Return that after deducting their capital losses for the year, the end result was a net jgjj. ($202,829.00 Short-term capital gain minus $108,434.00 Short-term capital loss carryover, minus, $147,157.00 Long-term capital loss, minus $8,322.00 Carry- over - A net loss of $61,084.00). (Exhibit A, Schedule D, page 1 & 2). Furthermore, according to Mr. Stein's 1984 City Disclosure form, he and Mrs. Stein accrued a maximum capital gain between $6,000.00 and $30,000.00. (Exhibit C, page 5). Since these assets were jointly owned, Mr. Stein may only use $3,000.00 to $15,000.00 for his campaign. The foregoing analysis of Stein's liquid assets reveals the following: Prior to October 18, 1984, Andrew Stein lent Stein for Congress $437,873.43 allegedly from personal funds. (Exhibit F, page 2). However, the proceeding chart shows an immediate discrepancy ranging from $185,046.43 to $262,044.43.

Minimum Assets Available Maximum Assets Available

Salary: $ 80,000.00 $ 80,000.00 1983 Interest $ 40,250.00 $ 40,250.00 v -u

The Federal Election Commission August 12, 1985 Page Four

1984 Interest from Stein '81 Income $ 27,077.00 $ 27,077.00 1984 Interest, Rent & Capital $ 13,002.50 $ 40,500.00 1984 Gains Income Loan from Bank Leumi Trust Company $ 12,500.00 $ 50,000.00 1984 Actual Capital Gains $ ~LQ~Q TOTAL: $175, 829.00 $252,827.00

Amount of Stein's loan to *Stein for Congress' $437,873.43 minus Stein's mimimum available assets equals : Discrepancy $262,044.43 Amount of Stein's loan to *Stein for Congress $437, 873.43 minus Stein's maximum available assets - 252.827.00 equals : Discrepancy $185,046.43

Since it is clear that Mr. Stein had expended all of his assets, prior to October 17, 1984, two matters worthy of your investigation come to light. The first of these concerns the origin of the funds involved in the discrepancy outlined above. The facts indicate that Mr. Stein must have used part of his wife's portion of their liquid assets to meet this deficit or in the alternative, Mr. Stein received significant unreported outside funds. Either of these actions constitutes a violation of Section 441A in conjunction with Section 431(8)(A)(i) of Title 2 United j~j~jj ~ (See, page 1, supra). The second inquiry, and perhaps the more serious one, involves transactions after October 17, 1984 including a $399,000 loan made by Stein to his Congressional Campaign organization. (Exhibit E, page 14 & 15). Having established that Mr. Stein had -~ ~ 0 S

The Federal Election Comission August 12, 1965 Page Five ------

already exhausted his liquid assets prior to that time, it is ap- parent that the ensuing loans did ~ come from Mr. Stein's existing personal funds. Instead, on October 18, 1984, Mr. £ Mrs. Stein jQin~]~ received a loan from Manufacturers Hanover Trust Company in an amount between $100,000.00 and $500,000.00. (Exhibit C, page 9). Further evidence of the joint nature of this loan can be found in a letter dated January 9, 1985, from Manufacturers Hanover Trust Company and addressed to Mr. & Mrs. Stein. (Exhibit H). Although that letter indicates the loan was granted specifically for personal needs, ~ ~ that the loan was acquired, October 18, 1984, Andrew Stein lent Stein for Congress' $250,000.00. (Exhibit E, page 13). Two weeks later, Andrew Stein made additional loans to Stein for Congress in the amounts of $125,000.00 and $24,000.00 respectively. (Exhibit E, page 14). This money could only have come from the loan made by Manufacturers Hanover to Mr. & Mrs. Stein and is a clear violation of the aforementioned statutes. N Gentlemen, Mr. Stein has flagrantly abused the electoral process. According to his signed City and Federal Financial Dis- closure Statements and his Federal Income Tax Return, Mr. Stein's total liquid assets fall far short of supporting an $800,000.00 loan. These same financial statements however, brazenly admit that Mr. Stein in fact lent Stein for Congress' $836,873.43. The impossiblility of this feat is evident and yet Mr. Stein con- tinues to run for public office with a sense of both arrogance and security that his abuses will continue to go undetected and unchallenged.

,. I strongly urge you to seriously consider these allegations and their supporting proof. It is my belief that after such an examination of the facts, you will recognize the need for an investigation into these matters. S

The Federal Election Commission August 12, 1985 Page 6 ------

Addendum As requested by your letter dated August 2, 1985, the following information is provided: Complainant, George McDonald, has no telephone. Respondents: Andrew Stein 38 East 85th Street New York, N.Y. Lynn Stein 38 East 85th Street New York, N.Y.

Donal

Enclosures Sworn before me this 12th day of August, 1985.

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i* ~ U Credit for Pe~ral US ASNtid 0.60. Ud 601ilame* Fw.WEUW . I

64 ToteD paymoitti. Add lines 57 tlvaugh 63...... U ~ @17. ~ 65 00lane P aslngor than lane 56. saws emmine wuPaee.

v.. ,u~ ~ Aai~aaWo0 line U ~ be Uif~SSB v vote...... p W 67 ~eutef iueSi wekeauvew1S84egtmue~ga,. . P U if km 66 ii kiger lime64. swor amOteg? YOU OWl. MUll I0ls~ ormhawyorr fu f~ ppdds te khWI~ Iswew Irwin.tm Write yew mnu .6mw bev ~ 1561 Form 1W ama P U Che6kPrndP~.2Z1D0221,P3~., 4 1i1 dJ £ ~ 1*'~ kern gemmis.~ in geesee, a keew. a She. *ingO tu6 VASO Ue~,iq Nh4u,*i me UUU keS ke d ap ~ueqg he'd. e, w ma ewwu - esagewe. bsawu.es d pip..L. WhiSu ~ qinp.i 46bum im . dum.md .6.6 p~u he Up bmb~. '4mrnu~ 9166w 5 s.qmuwe i.l edeq gu~. mU 6i~ egame. .,Cse.sd ftep.e.s Biii ______.I1iei.. ~ eww~uuosm.w.4 60 EAST 4ZND SI r.perer.e ~*. - PAVIDYiR1bW ' * NEW YORK, NY Schedute w Deductlon for a Married Cipoim b** iSS.U1a VI IForm t040~ When Both Work *.SwimM~ BO p. Y.eg~u. P Pu Paperveuk feduetm Not.... See Pe, 1.40 Smer~ems. beeiw *e.eOee I.e.,:, b Aff~.b Ba Sa.sm IftAA m t~r~e: ag g~~.y 0 *V 1041 g £?'~DREW I LYNN STEIN Step I Figure your earned income t Waes. saves. tins. etc.. *pn Porn 1040. line 7. ~o ngt uq~ft

an, e~.an: eube seeS .... 49.930 54.743. ~ t.e:VV40 C 5e"e!ns4ymen (trwn Scnediaaes C end P

V cane: ani 8flY Other taxaete .j______

~ A'~ -IS a!2 ~ eaeneui-~e 2, 49 * 92.0 56,743. ~zep 2 Figure your qualified earned income

4 Ao*.as:ens fr~n Fww 1040. lines 24. 2Ba. 26. 30. ens any repayment I 1 ~ s..we mnC~uOe3 o' ens 3 4

~, ~ aPI £ ~ 1-eg ~ Thes 'sm.,- o.aa'.fseo earned mining. (If the a~ en CO~JinP (a? a ID? is aero (O-? a' less stop here. V@u mey net 5 69.910 56.743.

ea:nr a~..n: if 5~a) ens 5~o are exaCUv Ins same.) Do not write more than ~:ep., Figure your dedUction Co:a. :ne amou-ets oi 'no 5~a) and line 5~o) and write the smeller einaunthere. (Write

Pe'ce':a;s used to ~;.e's tns ded.wtion ( 0%) ...... -

S ~utWv the amo.~? on liie 6 by the Decen:age on line 7 This isthe amount of your deduction. Wite the' aniwe" hu"q and on Form 1~4O. In. 29...... S 3 * 000. uw...w-.. SebsAehWUerm 1540) 1553 * SCHEDULE D Cap ItATGalns and Losses ~ .e~., ~ be u~w~ 1.1 EFOW ~O4OI awe... a' an teems. losses em atoebs bends. aind uemiSat iuwesS. 1 1983 LItashi. Perm 1.40. persosel amh meaf. ase 0. *e*bg *.~se ieOo *0 SO. l.strustieus fee hems5~e~ er SwebyJ Umm 104.. *'aVs, *~.* S*e~. ~ ~ mEW inw~- ~t4MEW C LYNN STEIN

PART I.* Short-germ Capital Gains and Losses-Assets Held One Yw if Lm

4inwoa.e B4~ WW@S UO..W ~ ~e '" '~' .O. * ~Z..L S .. w*4W 6 ViEWS. b S. ~ o: e. (sue~ an.. emeut j , SCHEDULE ATTACHED 53 1 ~~rTnA:.IED 53 I I SCHEDULE ATTAChED 53 ______r ______r ______r ______r

______I______I ______

B ______

2 Snort-germ pa... frov~ sa.eo' s tanpe 0' a Ptrncopa! r.saoen~* from Form 2119. lsne7u11...... 3 Sioritem caa:a par fro'n ,rstamen: sies *.orn Form 6252. lure 21 or 29 .. [SI

* tee: snor:*:wm gi~ or (oss) froy' par:nrsncs. S corporations, asid fioucuarees ______A: Bones tnro.~;r. £ en coui'nn f ~ cosu'nng...... i..!.L.j.j~L~829. t Co-ian. ~u"'nui a: ~ c' one 5 a..: enter Usenet pain or (Boss)...... S':~:e ci: :a *~ss ca~.e f:~. ~ea~ :; r:; aftcr l9~...... k ~C~5~t ea:~ss: c-:-e ~ese a~:7

PART IL - Long-term Capital Gains end Losses-Assets Held More Than OneYear --

SCHEDULE ATTACHED 83 '~. 147.157.t

I ______I ______I BI ______T______

-. ______I______I ____ I

______I______I ______

10 Longierm gain from sal, or exchange of a pnncapai res.aence from Farm 2119. bmes7. 11. 16w 15......

11 Longlerm sapeti gain from mnshallment sies from Form 6252. line 21 or 29 ______

12 het bnfrlarm gain or (IOu) from partnerships, S corporations, and f.Aac.arges 12 ______

1) ~fleSPt9WOugft12mcolumnhandaoBumng...... 12 147,157. ______14 CwIemnew~umnsfandgoflone13andentwthenetgainorOms)...... 14 -147 257. 1~ CapaW gain osv.tons...... 15 lii Inter paon from F~m 4797 lane ~aN11...... U 1, CinrbneBonesl4tnrouhl6...... " - 4 15 Id Long-term CeDoW loss carryover from years beginning after 1969...... -S 3ZZ. t4tetlOnfrterwo ~ or (ess). commone Bones 17 and 18 IS - 55 4 ~ex Ceo,, a. as ,,~p'an ~.g . nanever ~'ve* ~. cead im Carrywere from va .mJWAPAy ~ee 1W1O. fin; ~e P.rrs U' ~ I.. Scf 1gw, ~,9fl ,oue~I. .&. 22~f2 Ue~S P.m is.~ 1063 . ~. . 0~

"U~P 6 i'AMI II. ugmuary 01 r'arts USfld II

20 Cs'v'eae PCI S w@ t~. and enter tee net gan or Elosal here Eu? -~1.OS4. Nets i'...is SC 8SlU.5i..~l.s &fl '.8~Mu3Wu'eaen~'gelw'gaU~~ZS. itiaer~ t0~*y'i~ eengeee I.nes V IA'miel 2* sew udi aa.vg IV eiv' 25. 11 i~ e~e ZZ sows a ga~-. enter ume sma:ie' sf lane lb' lone 20 Inter aero ~tnre .s a iUIW' nse'wr 4, on line 19...... 121' 0. S8EeurSOi.efioe'e2'...... 'U

hi i.avfl .8~w'e tsen i.e v~. AW '~le ~' USeaee'awue ~ is.. See ~w'ii .598. 83 5.~as bne 22 fern iine 20. EAter here ane en For'. 1040. line 13...... as 24 II use 2~ s'~ows a oss enter one s' time lbhewong ameuns: e NIineS.swsO' anetgem.enwSOefumne30 b Miens iBs.arsvane:g.n.enuermne30v £ If sane S ama une 19 reset mees. enter amount on line B sUed to 90% of the aimamne en 1mw tO 84 30.54?. ~5 l'.e ire a~s as a 'ass on Pu'. 1040. line 13. the smallest 8 -T a ins amoUnt era sane 24. * *3COO IS~.E0O if marries ane f.sng a seperate retm0* er 5i~8UW9AloO"'e. 55 aO .as:e . . 18513.000. i'ART IV. - Complete this Part Only If You Elect Out of the histaliment Method Dtd Report a Note r Other Obligation at Less Than PUN Pace Vmlue

- Cnec~ nrc s vs., eec: outs' tne installment metnog. mw tne Ia:. a.an: of me nae o' omnr omeagamon I I-:.' :~e :rce-:a:e a' va..a:D~ a' :r'e note a' otw obiasation SI *~ART V. - Computation of Post. 1969 Capital Loss Carryovers from 1363 to 1364 *Cp'a.w if a -~. a' f ~ en "iv 21 em.we ~ uSe am - hay 25a Note YOu so no: nave :c c~.e~g Par: V on use csov you file with IRS.

Section A. - Short-term Capital Loss Carryover ______

..6 Er~e' ass s'iown 59 i.ne 6. if none. en:er wo ara~ s~'p lanes 27 th'ougn 30 - then go to lane 31 Mi 0. .e7 En:,' ;a.~ mown on s,~. 19. If tna: ling .s blank a' snows a loss. enter ama...... "1 :5 Re2.ace ae~ oss on line 26 to the extent of any gain on line 27...... 51 .~S Enter s-a!er Of lane 25 or line 26...... hi

0 S~c:'a~' i', 29'ra~ii 1ae 2S Th!s isyou' short-Ie'rn caotal loss carryover from 1983 to 19B~. 30,

Section B. - Long-term Capital Loss Carryover

-I .i I Subtract lane 29 from line 251 Note: IV ~SJ a*s Iuu's 27 tbmegh 80. ewe, *ns'm item hew 251...... sil 4 Enter less from line 19: of none, enter iwo and skip lines 33 threugh ~...... 4 Enter gain shown en line S. If that line is blank or shows a lass, enter wo...... ~ .4 Reduce any less on line 32 to the extent of any gain on line 33...... ~ ~ 4 Madtaplvwneuntonhne3lby2...... ______

6Subtract line 35 from line 34 Thu is your lonruerm Capital less carvwv.r from 1953 to 1954. . . 85 55,064. J

Sclvaiuls A & S *Schedul. - (Form 10409 A itemized D*ctluNss o,.wsI.. V -. ?mow. s Lu.... Re Pegin IWO. See hesteusnene *w Sss A - SPurn ~ *eee*SD~0SS ~ ~iii .8-u ~: as souw~ 3 V 1 t4~D~EW L LYNN STEIN Medial e.g ~ ***~~ ~ 2 /.:@'% ef Pvwn 1040. bne33 . ______

the 1~eb ~ lone 2 from line 1. line 1.usae aer. . .us.ges m.e~ 344. hirMdU~ 4 ~P messes ane ens.' m.Sflses. I bebwbl * OSSIPS. nt'sS. nurses. Reastafa. msuranse Premium you ISq ape 1De* Pe.6~me.:ansoensaleare.es~...... 10 36&. * Transoagason...... *4b * Oae' Best enc.~oe ioevung sos. dentures. eyeglass.s. Sc)

lb *... . - . K. 5. Aadlones3hlwoumn4c......

Uult:~ly a'no~mn: on Form 1040. lone 33. by IT. (051. .. flh~ iL~o "I 5 I' lone 6 e5 more thao line S lAnolin mare ~7. I..'. S S:ate e.g aeggi onoame...... S ~S*i 10 * Oewa san see sam max seogs)...... 143 inpe 79.' * General sales on m~v vehicles...... 11 0:ner tliit* ifICo~a0@ PW5Ofla4 property) p....

...... CM~ 1 S-...-.~.-...... I' I 12 A:: ~ S ~ ~1. ~Viute voo,' aniwe- here...... * ~*!O'ie Wl~t8gC l~tUS1 pei3 10 fmnanesa mflStatutaOflS...... b Hoov. ~ ~ ~6.C ~ oPI~...O..als (sPm.v that pwson& name r~.. and adwess)~...... ~...... ~. Sw ,eX V C'e~u: caras aoa e~arge a~oun1s Ir~5'~.Of44 Of (list) ~ SEE STATEMENT 2 FROM FORM 4952...... -.-.-...

......

~......

......

A:~ l~qs ~3a t~':..: 5 Write your answer here.... ce.msi.umes : 17 * Cash ContributiOnS. (If you gave S3.000o' more to any anew- ii ganoaation. report those omntributoons on line 17k.)...... 2 * Cash omnmrimutions twaling S3O00 or moe to any one ormanosamon. Sut p N.' (Show to wham you r~K. hwiguwu.~ gave and how much you gave.) lb .. .-....-...... Other than cash (attach required statement)...... Carryover from prior years...... S ~l7amheou~19.Wrouevg~anhu~...... b.2201 &~ 77~~ ?teft &m: 21 Tc~al casually or t.ft lm.I.m) Lanieli gm'm A~I 231 Mwe~s 22 Unn - po4e~ ~a. *eb~m U Taa return preparation m aa Other(hsVl S#epuge*IW 34 * K Ac~lu.es 22 tl'rouh 24 Writeyour an ~e. Seminwy - Leg i 7. 12. 16. 20. 21 e'i 25 IPd.n Status bee 2 er 5 usite S3.400~ 1*7 9 ou emso~ Pwm 1040 FOSIAS Status ~eg I w 4. usne .azoI j Fdoesp Sues.. km. 3.~e SI.70S I P U V IS SuWw lane 27 from lane 21. Wrote your an~r Steve and on Ferm 1040. lone ~a Slew sa#*MCr~UJ 2715 m~e then ine~ 26.see me Insmr.gmeouw ~ lone 25.i earn 2~ 101.082. Sb MI £ Pena ISIS - w*we *~

'..Be*s6e. 8 1 U. .1... *t*. ,... SAdule B-Interest and DivideYd inc@tm U A&dDftEW £ LYNN ST!IN a e&. ~ -- pp,. It YOU UOOevod UIMO them $400 iS IntifoSt Si YOU toSoivod any interest L~Din~E1E5 smpeoto teens am ANaSewe. CoetWlsage. you muet Osepest Part 0and lest ALL 'newest roeo..oc. If you veeeevod entouset as a nominee for anOther. or you reosIond tine.. or paid aseruod ustorost en eoewltios transt.rv.d between Intorest payment OaSes. pfoaso OUo pap 83. 157.s Interest income other than Interestf~~AT~ii~jR~jjjj .~wes: .'uosine tvr. sesortinanboe ~u~agog So. Inevusbenh and shim memo @9peru.) 0.51 WW.Ots Pus U.

I C~'1

Ao3 anoun's On 1mb ~...... r4%1 Wyatt ~g a~gvnt 0' y5.r AS: latidleem Ire. ole wuftshoet em meg, U of hev~uems ~ sane S t-c~n 1mb ~...... 5 L~ .,g ~..* re 7 ~*.w. a-,... nq~* a-ag . g~g~. t.g~ ~ 5. . 59 you received I Pu, H move them 1400 en gross devidonds Isneludeng sapetat gain dsstrlbuji@gop and other dIstrIbutions on DMdond stock. or you are electing to sacludo qualif led roinvosted bin- dividonds from a pedille OtlUty. eemnplote Part II. It YOU received dividends as a nominee to, another. see page 22. tSar er;. ~ arc I~JiiyO @9saver *2 r a SM~ARSON AMERICAN EXPRF~ U. A ~A - 'I Liii compne 0 ~u: i.e 6.

S 3 1. 0.

10 Add amounts on hno 9 ig 11 Capital pen ~ssinbugeons. Enter hgro end on line 15. 7.Y36. Ishodule 0.. 12 feemmeabee dsvubeateess. (See Uesvugtaeus 4w ai~umsmem ol hUuu~ 18 b0uw quaSetiud reinvested ~veden from a public ubblY. (See papa 22.9 lnstusieens.)...... l4Mdheeslt.12.wgt3 4' [-9 ..- 15 1.u, ieee i4 turn see ii Writs ~ow mimer huemu em Pu. 1541. Ii.. b. L *Dp~ 'ifeeW eo~ ~94WOi ile' U~ VW - v do am 8c~,ieg to 'e~v .~' mew ~ t. - l.a. # ~ i ~ - ... -- - _____ - I ------. F ~WWVW' ~' WfWV Wi Furn V* 1am 14. PgE U you rrnwd moso than 5400 of Interest or dividends. CS W so. hod a teumig. eou or were a Uanuior'' - Aesaunts @1. WO framE Of Ol tO* 0 9Of OaSIS trot. YOU NIMBI ens.. b~h questIons In Put UL mid 'S At nv a',ee du'se~g tao taz vOw. Pd you have mu interest aeeuo m 0mev e~th~ety mu a be~ ~, 5C...05 coun& w onet t'neuc.ae ~ en a fwewgeu pap ~ ~ ~ meemismes ~

.435Mg' l~ ~ re.anemoq5 4w Fum 9022.4 . stoMp' U *~ i~ ItS itmm@I tits hirogA sway S...... -....*-.. 2W ~ 17 Were you the peninw @9W VenBIeru ~ a foreign Oust which or no: you nave a~v bev~ufaceaI interest mete N Yes. you may ometedhave te 4.umgtile Pining 'ho ewront3520, 353@.~ Sam ~. orwh0mw US S Pu. ~O9 to.)X :,.4952 I 'estment IntMest Expense £d.ssimhrm baeeqprn.iu 0. ~ ~ff5g~ ., gee n.sWeeme~ hea.e O. See.... 9 I 'Anash w Peru INO 4w Prm W4IL L ANDREW~a-iwr. me se~~L LYNN e- *e:- STEIN

e ee~' . . T Moimumil Put L-mterelt On Inves:men~ Debts incurred s.t@'@ DeC~UIbW 17. 1353 I tdete: Use Der ipi V $ V~D ~* intAVq effleew e i'e mwr ~ 9?. 9. aiieW .e G' D 9 9W Wi.

* Muress esoem ~ imisimeet em, imorrog Wiui Sisemer 17. INS *

a Iou am ugvisuqia: memo. .. a Met esewuem mgoeee o.e.m.. is me genoa get ore Osgeuser 17. INS: Liii I I.e I * Lame? * I.e 15 * Liii 27 I * £~,~o:~'e 2 ':.e tinge ~re r.~ i lane 1~.e. .. j .1 Put fl-Interest on Investment DeDts Incurred After September 10. 1975 4 * Cw'vveve" fate' ras.en: tt@in' 1582 Farm 4352. lame 14...... * bulere5 esainle i~ inugitmoat meats en~rreu at isv Sememier 10. 1375 ~ 2~.:~i~-ff~: ~ lots imeiwleflhllisrer.eagensefesflmislwaB...... £ Es) end.vii~ai enter S1Z.Z~C IS~.C~C it mo.reia Islam, silunely). 10,000. IbI 1.88 teens. 'em~aeg*...... Sb' * .e sic.~::. vusts sflte. un...... ii 10 do) IW*' WI ee.eIWoew eeeee .emem kim ieee 0 .9 PalSi is moe ~ 134,445. Lent? 'Lame lOisi...... Nb 134 445,, Lee? * Lee 15' Lie 27 ti Eacess eaienses trim net iOu pgwty It. 55 Lflhejtein OP OeOuCteOP iOU SiltS 5eo~Ii,.3. 1W0) ~...... 445. a A:io~aaee enves~ ..e: enere5~ ee:.:tee"* En:e* tnt 5~taflhr it lime 7 or hail? see msvucteensp...... Ijii~i~~j~77 Id C~ii ~,*? 'v9!~ 9? *?ttt~ teat Cr** ~ 9. 1130 .s..*,'.., i.e. t~ Irere iceme7b art Ill-Ingerest on Investment Debts Incurred Before September 11. 1175. and X~~ci~iii~j'' is knives: eapese irn mnver.mern dens aimarree metre Seuteioer 11. 1375. sue after Steemmer 16. 156!...... 5 lideveguots gate- S2!.~3~ 2.5CC it 'wretO Waling Sopuotelyl...... tl fumes iris' SZLc:2: ?uS:5 @0W Wi...... 17 0 hit eiveutmon, .85mg tsatroct lure lOts) trim lime lOtol)...... S 4 0 Eseess esainues num eet lease progeny 5...... s 20 liii ean-te'm gos:tot gO!.i menus net snort-term capeul lisa trim hde or eacilsuge it property held for investment...... ______Mete: Tea':eg u& gus. em &Auue D or irs.. 479D. Mt &Auit 0 (umrN, 95>4/ MmhligtU* guge *4.

~ii Temumvt lametateem lode limes 16 Vuniugh 20)...... * 31 ______

a: Submiss lame21 from lime 15. It liii 21 asmore earn lame15. easer soro 33 ______~a Adietemfildedvaiemgj0%ifhmeZ2)...... ______

14 LUWtUeoa rn diduCteeli odd lenes 21 ama 23)...... * ______

25 Alliwlt enveutmeat interest deducteen - Enter time imoller of lame 15 or lane 24 see muvuctemfu)...... U ______is Desaei.wg'd envestment merest to be correed ever ii 1954 subtract line 25 trim line 15...... Part IV.-Inves:ment Interest Expense Carryover From Earlier Years-Incurred Before September 11. 1975 27 Corryouir Eater US sail Vie siuiunts trim 1352 Form 4352. limes 26 mid 35...... 37 IS Eii rn'imt reuori~e in lime 11 pleas 525.000...... 20 Easier Me luger of elmuni en lane 15 or 525.000...... so Subirast I.e 23 trim lame25. If Ieee 23as luger Sum lame 28. earner sari......

31 Easer SDiE line 30...... 31 ______N Allowable investment interest CeOuCtuSi later the muller of lane 27 or lime 21)...... ______N heiress carryover trim ow leer yees eisollewea em1383 Wubvut I.e 32 Ore. lane 27)...... ______50 fair Vie 6?. wise gin giducleon trim vow 1333 Schedule 0 or 1383 Farm 4735...... -

35 butenest crrvever is 1564 is.ttro:t Ieee 34 from lint 33)...... N ______5i2.t~. at 'write t.~e~g stsunteiv~ Leo. at o trust. a..ISMIS PUS ~ 11363) 0 ~O~* 0 ~ O* ~1.Y~qp

196~ FEDERAL. INCOME TAX STATEMENTS V a PAGE 1 STATEMENT 1 WAGES, SALARIES, TIPS, ETC.

INCOME WAGE S * EMPLOYERS NAME AND ADDRESS TAX SALARIES F ICA WI THHELD TIPS, ETC '4 (H) THE CITY OP NEW YORK 10,576 1,392 LW) SIMPSON THATCHER ~ IARTLETT 2,260 25,127 1,7*4 LW) METROMEDIA, INC.. 5,772 31,014 1,077 ~m~minm.. TOTAL TAX WITHHELD, WAGES, AND FICA as, ~os 126,453 6,193 3u3u.uu...... u.3m. UmUUUUU3U3

~.TATEMENT 2 ITEMIZED INTEREST EXPENSE *1 OTHER INTEREST -EXPENSE ?LOAN 3ANK OF CCMMERCEJ 1,353 LOAN MANUFACTURERS HANOVER '.0 TR 16, 563 LOAN CARTARET 262. ~ COOP MORTGAGE 1,212 N NYS INCOME TAX 1,641 SIJ~TrITAL 21,370 TOTAL INTEREST EXPENSE 21,370 SUUUUSUUuu rD7~J~v 2/~3 _____ 4 RECIIVED BY CI?! CLEA Date/Index Number THE CITY OP NEW YORK RECEIVE OFFICE OF THE CITY CLERK MUNICIPAL BUILDING omcr. CF THE CITY CLERI~ ROOM 261 4 NEW YORK, N.Y. 10007 OOt~5I6 JUL-5~ REPORT OF FINANCIAL INTERESTS (Administrative Code, Section 1106-5.0, TitleA, Chapter 49) (See page 13 and following for requests towithold information from pubi

GENERAL INFORMATION: Please read Carefully. 1. To insure accurate indexing of your report, PRINT OR T!PE all information clearly and insert your AGENCY CODE in BOX 2. You should contact your payroll, personnel or fiscal officer for this information. This is a three digit code unique to your agency. 2. Be sure to SIGN & DATE the bottom of PAGE 2 and do not detach any pages from the booklet. Submit the entire 16 page, printed booklet. Do not submit a photocopy. 3. d~ieck, YES OR NO to questions 1 through 10 on PAGE 2. If you answer YES to any questions, complete the corresponding numbered schedule. Attach additional schedules as needed. 4. The City Clerk will issue a receipt for the report when it is filed in person by the employee or employee's messenger. Roceipts will not be mailed or sent through the Central Messenger Service. If reports are received in batches from an agency, sent by special messenger, the receipt will be given to the messenger and it will be incumbent upon you to obtain the receipt from your agency. 5. 'ntIS REPORT MUST BE FILED 114 THE OFFICE OF THE CIT'f CLERK, ADDRESS ABOVE, ON OR BEFORE JULY 1st. THE LAW DOES NOT MAKE PROVISION FOR EXTENDING THE FILING DEADLINE. 6. Each elected officer described in Sections 4,23,24,81 and 91 of the New York Cit\' Charter N shall file such report not later than July 1st of each year except, in the year in which such elected officer is a candidate for re-election or a candidate for one of the other offices hereinabove set forth, then and in that event such elected officer, as a candidate, shall file on or before the last day for filing his/her desigr~ ~ting r~titions pursuant to the election law. 7. Each person who has declared his/her intention to seek nomination or election and who has

filed papers or petitions for nomination or election, or on whose behalf a declaration or nominatin~3 paper or petition has been made or filed which has not been declined, for an of fice described above shall file such report on or before the last day for filing his/her designating petitions pur~uantto the election law.

Full (LS!;t) (first) (middle) ~.. Name Slein Andrew J. Agency P~iid by- t4airs~ ot~: Dept., Agency, resident, Borough of Manhattan Code No. 010 Board, Com~i~i~iora, Other:

Your Your Base - T~tl~esident, Borouqh of Manhatta'~ Annual Salarv:$_69,910. Your Current Y'ju.r Ojfj.CC Office Address: lunicipal Building, N.Y., N.Y. 10007 r~1e hone Number: 566-4300 The Period C~~ve red CT..ini:zary 1st, 19 d3 to December 31st, 19p3

______T'US SPACE TO BE COMPLETED BY CA!~DIDATrS ______

I am a candidate for th~ office of: C ) MAYOR PRi.2IDENT oI~ ThE COtJNC~L CHECK ONE: ( ) ELi~C.'21Cr~ ( ) COI~1~"L(~LE~ £3CJk(OUC~ti ID~N' ) R~-I&L&Ca1w~fl ( ) COU:~CXL MI~ML~La'~

Exhibit B DURIN..IE PERIOD COVERED By Ta-is@ ORT

0, 1. Did you or your spouse receive income of $1,000.00 or more from YES ~ any professional organization in which you or your spouse is an NO - officer, director, partner, proprietor or employee or for which either of you serves in any advisory capacity? 2. Did you or your spouse receive or accrue any Income of $1,000.00 YES - or more for services other than described in 1. above? NO ~

3. Did you or your spouse receive a capital gain of $1,000.00 or more YES ...... XX.. from a single source other than the sale of a residence occupied by NO - the person reporting?

4. Did you or your spouse receive reimbursement of expenditures of - $1,000.00 YES or more from a single source? NO

5. Did you or your spouse receive honoraria in the amount of $500.00 YES or more from a single source? NO XX

6. Did you or your spouse receive gifts in an amount or value of YES $500.00 or more from a single source?

7. Were you or your spouse indebted to one creditor in an amount of YES $5,000 XX 00 or more for a period of at least 90 consecutive days? NO C) 8. Did you or your spouse have an investment the value $20,000.00 of wh~h was YES XX or more? N0

9. Did you or your spouse own real property worth $20,000.00 or ...... more? YES ~ N0

10 Did you or your spouse hold a beneficial interest in a trust or YES ..2~.X fiduciary relationship valued at $20,000.00 or more? NO -

If all your answers to the above questions are NO, then please sign below. If any answer to the above questions were YES, please be sure to till out the appropriate schedule before signing below.

I CERTIFY THAT ALL INFORMATION GIVEN HEREIN IS TRUE AND ACCURATE TO THE BEST OF MY KNOWLEDGE.

/1 K

______61 ______July 2, 1984 SIGNATURE DATE

-2- * . 0 SCHEDULE 1 INCOt of $1,000.00 or more from profesPon. I organization of person reporting or spouse. (8) Spouse - Lynn Stein Check One at least $1,000.00 but Name of Company or Profession ~less l*M~ than $5,000.00 $5,000.00; but Simpson rMcher & Bartlett ______less than $25,000.00; Address (X) at least $25,000.00 but 270 Park Avenue, New York, New York less than $100,000.00; Interest. e.g., officer, director, partner, ( ) $100,000.00 or more

proprietor, employee. ______advisory capacity Check: ( ) Person reporting Employee (if) Spouse (b) Check One Spouse, ~~n.Atein ( ) at least $1,000.00 but

- Name of Company or Profession~ less than $5,000.00; ( ) at least $5,000.00 but Metromedia, Inc. Address 1 Harmon Plaza, Secaucus, N.J. 07094 less than $100,000.00; Interest, e.g., officer, director, partner,

proprietor, employee. ______advisory capacity Employee Check: ( ) Person reporting ______(vj Spouse (c) Check One ( ) at least $1,000.00 but less than $5,000.00: Name of Company or Profession ( ) at least $5,000.00 but ______less than $25,000.00. Address ( ) at least $25,000.00 but

less than $100,000.00; ______Interest, e.g.. officer, director, partner, $100.000.00 or more proprietor, employ~*, ______advisory capacity Check: ( ) Person reporting ______( ) Spouse (d) Check One at least $1,000.00 but less than $5,000.00: Name of Company or Profession ) at least $5,000.00 ______but ______less than $25,000.00: Address ( ) at least $25,000.00 but less than $100,000.00: $100,000.00 or more Interest, e.g.. officer, director, partner,

proprietor, employee, -- _____ advisory ~.CYdCtt~' Check: ( ) Person reporting ______) Spouse

If needed attach additional information on appropriately labled continuation sheets Additional items should be designated by letters in sequence. *~,.*. ..f~ g and so on.

-3- ASCHEDULE 2 INCA of $1,000.00 or more, for ser~s ron. ed, other than in Schedule 1. 'a, Stein in '81 Committee C~heck One Name of source of at incoms -~ least $1,000.00 but less thiin $5,000.00: I S5,000.00 Type of Service but $25,000.00 but )

While 0.00 or more this is not required to be reported, I report this for clarity. Person reporting (b) Spouse N Check One at Name of source of income lenst $1,000 00 but less than $5,000.00; ( ) at least S5.000.00 but Type of Service less than $25.O00.00: ( ) at least $25,000.00 but less than S100.O0O.00; $lOO.000.0o or more £ Check: ( Person reporting ' (C) Spouse Check One Name of source of income at least $1,000.00 but less than $5000.00; ( ) at least $5,000.00 but Type of Service less than $25,000.00: at 'east $25,000.00 but less than $100,000.00: SlOO,000.00 or more

Check: ( ) Person reporting (d) ( ) Spouse Check One ( Name of source of income ) at least $1,000.O0but less than $5,000.00; at least $5,000.00 TyoeofS~r;ice but --..------~ -- less than$25,000.00: ) at least $25,000.00 but less than$100,000.00: ) SlOO,000.O0ormore

I Cneck: ( ) Person reporting [ ) ( Spouse It needed attach additional information on appropriately tabled continuation sheets. Additional designated by letters items should be in sequence, ~ "~. 4 and so on.

-4--. 'SCHEDULE 3 CAPIT&AINS of S1,000.00 or mL froSingk~ source: (other than sale of residence oL..~.Jpied by per~n reporting) (a~ V Check On~I Mar.im~ftech Corp. (x) at least $1,000.OC but less than $5,000. Source of capital gain 00. ) at least $5,000.00 but less than $25,000.00; Sale of 75,000 Shares ) at least $25,000.00 but less than $100,000.00; ( ) $100,000.00 or more

Check: (X) Person reporting

______( )_Spouse Check One Wometco Enterprises, Inc. (y) at least $1,000.00 but less than $5,000.00. Source of capital gain ( ) at least $5,000.00 but less than $25,000.00: Sale Of 300 Shares ( ) at least $25,000.00 but less than $100,000.00: $100,000.00 or more

Check: (X) Person reporting ( ) Spouse (C) 'U Check One S.F. Goodrich Co. at least $1000.00 but Source of capital gain less than $5,000.00: ( ) at least $5,000.00 but less than $25,000.00: Sale of 1,000 Shares ( ) at least $25,000.00 but less than $100,000.00: $100,000.00 or more

Check: (X) Person reporting ( ) Spouse

Check One - Transco Energy Co. (X)at least $1,000.00 but less than $5,000.00: Source of capital g~iin at least $5,000.00 but less than $25.000.00: Sa1~ ~t 1,000 Thriro:s at least $25,000.00 but less than $100.000.00; $100,000.00 or more

Check: (X~ Person reporting ) Spouse If needed attach additional information on appropriate labeled continuation sheets. Additional items should be designated by letters in sequence, "e, '1". g' and so on. -5- SCHEDULE 3 CAPI* GAINS of $1,000.00 or mor * .~ ngle source: (other than sale of residence 0CC ~d by person reporting) 8~1 .~ I- 'XK (0") Lumex, Inc. Check One (X) at least $1,000.00 but Source of capital gain less than $5,000.00; ( ) at least $5,000.00 but less than $25,000.00: Sale of 1,000 Shares ( ) at least $25,000.00 but less than $100,000.00; ( ) $100,000.00or more

Check: 1(X) Person reporting ( ) Spouse I Check One ~x) at least $1,000.00 but Source 41 capital gain less than $5,000.00; ) at least $5,000.00 but

less than $25,000.00: ___ Sale of 500 Shares at least $25,000.00 but less than $i00.000.00: ( ) $100.000.OOor more

Chock: ~ Person reporting ______( ) Spouse (g) I Check One American Bakeries Co. at least S1,000.00 but Source of capital gain less than $5,000.00: ~x ) at least $5,000.00 but less than $25,000.00; Sale of 7,000 SYirc~ at least $25,000.00 but less than $100,000.00: ) $100.000.OOor more

Check: ~CX~ Person reporting , ~ I ' ~ (~) Check One QNew Frontier Petroleum Corp. ) at least $1,000.00 but Source I gain less than $5.000.00: (X) at least $5,000.00 but Sale of 50,000 Shares less than $25,000.00; ) at least S25.000.00 but less than $100,000.00: $100,000.00 or more

Check: (X) Person reporting J ( ) Spouse It needed attach additional information on appropriate labeled continuation sheets. Additional items should be designated by letters in sequence, 'C". '1", "g~ and so on.

-5- SCHEDULE 3 CAPI* GAINS of $1,000.00 or more fS single source: (other than sate of residence occupied by person reporting) --- N 1~E - (i)I Check One VLI Corp. (X)9 at least $1,000.00 but Source of capital gain less than $5,000.00; ( ) at least S5,000.00 but Sale of 500 Shares less than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00; ( ) $100,000.00 or more

Check: (X) Person reporting

Check One Metromedia 1 I~) (xi at least $1,000.00 but less than $5,000.00; -- :1 ZP~V'f iltfl Cl ~ou FThair~5~w~ less than $25,000.00: Sale of 35 Shares C ) at least $25,000.00 but less than $100,000 00: ( ) $100,000.OOor more

"FI i~)~ Check: ( ) Person reporting ~%- I Spouse :t'~ (k) Cx) Check One Drew National Corp. at least SI,000.00 but Source of capital gain less than $5,000.00; C ) at least $5,000.00 but Sale of 4,000 Shares less than $25,000.00; ( ) at least $25,000.00 but less than SIOO,000.00; ( ) $100.000.O0ormore

Check: ( ) Person reporting Cx) Spouse A~ Cl) Check One Thrifty Corp. C ) at least $1,000.00 but Source of capital gain less than $5,000.00; ( ) at least $5,000.00 but less Sale of 14,100 Shares than $25,000.00: ( ) at least $25,000.00 but less than $100,000.00: Cx) $100,000.00 or more

Check: (x) Person reporting C ) Spouse I. It needed attach additional intormation on appropriate labeled continuation sheets. Additional items should be designated by letters in sequence, "c', 1", "g' and so on.

-5- * . SCJ-tEDULE 3 CAP.. GAINS of $1,000.00 or more single source: (other than sale of residence occupied by person reporting) (@~' (di) Check One Dart Drug Corp. ( ) at least $1,000.00 but Source of capital gain less than $5,000.00; CvO at least $5,000.00 but Sale of 3,000 Shares less than $25,000.00; C ) at least $25,000.00 but less than $100,000.00: ( ) $100,000.OOor more

Check: (x) Person reporting ( ) Spouse I (~) (n) Check One Andrea Radio Corp. ______at least $1,000.00 but Source of capital gain less than $5,000.00: ( at least $5,000.00 Sale of ) but 1,500 Share S less than S25.000.00; ( ) at least $2~,000.00 but less than $100,000.00; ( ) $100,000.OOor more

Check: (x) Person reporting ( ) Spouse (~3 (0) I Check One Genesco, Inc. at least $1,000.00 but Source of capital gain less than $5,000.00: ( ) at least $5,000.00 but Sa.e of 6,000 Sh3res less than 525.000.00: ( ) at least $25,000.00 but less than S100,000.00: ( ) $100.000.OOor more

Check: (x) Person reporting ( ) Spouse a (~) Check People Express Airlines, One Inc. (x) at least $1,000.00 but Source of capital gain less than $5,000.00; ( ) at least $5.000.00 but Sale of 50() Shares less than $25000.00: ( ) at least $25,000.00 but less than $100,000.00: ) $100,000.OOor more

Chock: ~ ) Person reporting ______( ) Spouse If needed attach additional information on appropriate labeled continuation sheets. Additional items should be designated by letters in sequence. "e", "1", "g" and so on.

-5- SCHEDULE 3 CAP*L GAINS of $1,000.00 or more le source: (other than sale of residence occupiec -, person reporting) Check One Inc. (X) at least $1,000.00 but Source of capital gain less than $5,000.00; C ) at least $5,000.00 but Sale of 700 Shares less than $25,000.00; C ) at least $25,000.00 but less than $100,000.00; ( ) $100,000.OOor more

Check: (X) Person reporting ( ) Spouse A~I~ Cr) I Espey Check One Mfg. & Electronics Corp. C ) at least $1,000.00 but Source of capital gain less than $5,000.00; ( ) at least $5,000.00 but less than $25000.00: Sale of 7,300 Si~ares C ) at least $25,000.00 but less than $100,000.00: (~ $100,000.00 or more

Check: CX) Person reporting C ) Spouse I

/Source of capital gain Sale of 1,000 Shares C ) at least $5,000.00 but less than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00; ( ) $100,000.00 or more

Check: CX) Person reporting C ) Spouse AS~) Ct) .1 Check One Colt Industries C ) at least $1,000.00 but Source of capital gain less than $5,000.00: Cx) at least $5,000.00 but Sale of 3,000 Shares less than $25,000.00: C ) at least $25,000.00 but less than $100,000.00: $100,000.00 or more

Check: C ) Person reporting (x ) Spouse I If needed attach additional information on appropriate labeled continuation sheets. Additional items should be designated by letters in sequence, 'e', '1", "g" and so on.

-5- ;i" ~ SCHEDULE 3 CAPI4 GAINS of $1,000.00 or more * .ngle source: (other than sale of residence occ i by person reporting) k~I' Cu)' Check One Storer Conununications, Inc. (x) at least S1,O0O.00 but Source of capital gain less than $5,000.00: ( ) at least $5,000.00 but Sale of 1,000 Shares less than $25,000.00: ( ) at least $25,000.00 but less than $100,000.00; ( ) $100,000.OOor more

Check: (yJ Person reporting ( ) Spouse I Check One ( ) at least $1,000.00 but Source of capital gain less than $5,000.00; ( ) at least S5.000.00 but less than S25,000.0O: ( ) at least S2~.000.00 but less than SIOO,000.00: ( ) $100,000.OOor more

Check: ( ) Person reporting ( ) Spouse Check One C ) at feast $1,000.00 but Source of capital gain less than 55.000.00: C ) at least $5.O00.00 but less than $25,000.00: ( ) at least $25,000.00 but less than $100,000.00: C ) $100.000.O0ormore

Check: ( ) Person reporting ) Spouse I C Check One C ) at least S1,000.00 but Source of capital gain less than 55.000.00. ( ) at least $5,000.00 but less than $25,000.00: C ) at least $25,000.00 but less than $100,000.00: $100,000.00 or more

Check: ( ) Person reporting C ) Spouse L If needed attach additional information on appropriate labeled continuation sheots. Additional items should be designated by letters in sequerlco, 'e". ~f**'g" and so on.

-5- SCHEDULE 4 RE*URSEMENT of expenditures ~si, c or more in each instance from asl~Iesour~.,e. Check One NOT APPLICABLE ( ) at least $1,000.00 but less than $5,000.00; Name of person, organization or corporation making re-imbursement. at least $5,000.00 but less than $25,000.00: ( ) at least $25~000.00 but less than $100,000.00; ( ) $100,000.OOor more

Check: ( ) Person reporting ( ) Spouse U Check One ( ) at least $1,000.00 but less than $5,000.00: Name of person, organization or corporation making re-imbursement. ( ) at least $5,000.00 but less than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00: $100,000.00 or more

Check: ) Person reporting ) Spouse I Check One at least S1,000.00 but less than $5,000.00; Name of person, organization or corporation making re-imbursement. ( ) at least $5,000.00 but less than $25,000.00; ) at least $25,000.00 but less than $100,000.00: $100,000.00 or more

Check: ( ) Person reporting C ) Spouse 9 Check One at least $1,000.00 but less than $5,000.00; Name of person, organization or corporation making ie~irnbursement. ) at least $5.000.00 but less than $25.000.00; ) at least $25.000.00 but less than $100,000.00; $100,000.00 or more

Check: ( ) Person reporting ( ) Spouse If needed attach additional information on appropriately labeled continuation sheet. Additional items should be designated by letters in sequence, "e'~, "f'X 'g" and so on.

-6- SCHEDULE 5 HONO~IA of $500.00 or more aggrt~ *om single source

r (a) Check One NOT APPLICABLE ( ) less than $1,000.00 Name ( ) at least $1,000.00 but of donor, (person, organizatlbn. corporation) less than $5,000.00: ) at least $5,000.00 but Address less than $25,000 00: ) at least $25.000.00 but less than $100,000.00: ( ) $100,000.00 or more Check: ( ) Person reporting Spouse I, (b) Check One ( ) less than $1,000.00 ______Name of donor, (person, organization, corporation) ( ) at least $1,000.00 but less than $5,000.00: ) at least $5000.00 but Address less than $25,000.00: ( ) at least $25,000.00 but less than $100,000.00: ( ) $100,000.00 or more Check: ( Person reporting Spouse Check One less than S1,000.00 Name of donor, (person. organization, corporation) ( ) at least $1,000.00 but less than $5,000.00: ( ) at least $5,000.00 but Address less than $25,000.00; at least $25,000.00 but less than $100,000 00: $100,000.OOor more Check: ( ) Person reporting Spouse (d) I Check One ( ) less than $1,000.00 Name of donor, (person, organization, corporation) ( ) at least $1,000.00 but less than $5,000.00: at least $5,000.00 but Address -_____ - less than $25,000.00: at least $25,000.00 but less than $100,000.00: $100.000.OOor more Check: Person reporting Spouse a If needed attach additional information on appropriately labeled continuation sheet. Additional items should be designated by letters in sequence "a". "f'~. 'g" and so on.

-7- SCHEDULEOIFTi 6 aggregate of $500.00 or n.~. single source

Check One NOT APPLICABLE ( ) less than $1,000.00 ( ) at least $1,000.00 but Name of person, organization or corporation making gift. less than $5,000.00; ( ) at least $5,000.00 but less than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00; $100,000.00 or more Check: ( ) Person reporting ( ) Spouse (b) 1 Check One ~ ( ) less than $1,000.00 Name of person, organization or corporation making gift. ) at least $1,000.O0but less than $5,000.00; ( ) at least $5,000.00 but less than $25,000.00: ( ) at least $25,000.00 but less than $100,000.00: ( ) $100,000.OOor more Check: ) Person reporting ( Spouse (c) jI ( ) less thanCheck $1,000.00 One

Name of person. organization or corporation making gift. ( ) at least $1,000.00 but less than $5,000.00: ) at least $5.000.00 but less than $25,000.00: ) at least $25,000.00 but less than $100,000.00;

) $100,000.00 or more _____ Check: ( ) Person reporting ) Spouse (d) Check One - ) less than $1,000.00 Name of person, organization or corporation making gift. ) at least $1,000.00 but less than $5,000.00: ) at least $5,000.00 but loss than $25,000.00; ) at least $25,000.00 but less than $100,000.00:

_____ 100,000.00 or more ______jCheck Person reporting If needed attach a~Iditional information on appropriately labled continuation sheet. Additional items should be designated by letters in Seqti~nCo, "e, . ~g" and so on.

-8- SCHEDULE 7 INDEBTJESS of $5,000.00 on )r 9oci of 90 consecutlvo days or more.* '1'*1 (~) Check One ~anufacturers Hanover ~ ) at least $5000 00 but less than S25.000 00:

4 New York Plaza, New York, N.Y. Address

Indicate: Still in effect ( ):Date terminated

Check Person reporting

Check One Oppenheimer & Co., Inc. ) at least 55.00000Spouse but less than S25.000.00. Name of Creditor at Icast S25,000.00 but One New York Plaza, N.Y., N.Y. 10004 less than S100.000.00. Address (x~ at least S100.00000 but less than 5500. 000.00: c~ Indicate; Still in effect ). Date terminated 4/21/83 ____ $500,000.00 or more Margin Account Check: I ;~) Person reporting Spouse (c) Check One Sh~arson/American Express, Inc. at least S5.000 00 but less than $25000 00: Name of Creditor at least 525.000 00 but Two World Trade Canter, N.Y., N.Y. 10048 less than 3100.000 00, I -______Address X, at least S100.000.00 but less thaii SSOO.000.00: Indicate: Still in effect ),Date terminated 3/31/84 5500.000 00 or more

largin Account Check: (x) Peison reporting Spouse I. (d) Check One - Okiaster Corp. ( ) at least 55.00000 but less than S25.000.00: Name of Creditor (X) at least S25.000.00 but 33 East 63rd St., N.Y., N.Y. less than 5100.000.00: Address at least S100.000.00 but less than $500000.00: 5/07/84 Indicate Still in effect ( ), Date terminated . $500,000 00 or more

Check. ~X Person reportina ______J ( ) Spouse If needed attach additional information on appropriately labeled continuation sheet Additional items should be designated Oy letters in secuence. e. F. g and so on. *E~.:cludes trans.ictiOiis with relatives consistr~nt with Federal Law, 2 USC7O2(4).

9 - ~.

SCHEDULE' 7 IND~6T'IESS Of$5,000.00 or moro to; B od of 90 consecutive days or more.*

Ce) ' Check One Graham & Co., Inc. ( ) at least SS.000.00 but Purcell, less than 525.00000; Name of Creditor

61 Broadway, N.Y., N.Y. 10006 . ~ at least S25.000.O0but ______less than 5100.000.00: Address ( ) at least 5100.00000 but Indicate: Still in effect ( ); Date terminated 12/13783 less than S500.000.00. C ) S500.OOOOOor more Margin Account Check; (X)Person reporting ) Spouse ~W (f) Check One L.F. Rothschild, Unterberg, Towbin (x) at least S5.000.00 but less than 525000.00: Name of Creditor

55 Water St. , N.Y., N.Y. 10041 ( ) at least S25,000.00 but ______less than SlOO.000.Oo. Address ( ) at least 5100,000 00 but

Indicate: Still in effect C ); Dat~ terminated ll/30/~3 ~ th.in S500.0000~._____ / ( ) S500.000.OOor more Margin Account Check. (X) Person reporting Spouse (C) Check One lessat least than 55.000 S25.000. 00 00;but Name of Creditor at least S25.000 00 but ______less than S100.000 00. Address ( ) at lcast 5100.000 00 but less than 5500.000.00; Indicate: Still in effect ( ); Date terminated ( ) S500.00000 or rr.ore

Check: ( ) Person rc~rting Spouse (d) ) at leastChock S5.000.00 One but loss than S25.000 00: Name of Creditor ) at least 525.00000 but ______less Ihan S 100.000 00: Address ( ) at least S100.000 00 but

lcss than 5500.000 00; ______

Indicate. Still in effect ( ): Wtt terriiinated . .. -- ______-- ) S500.000.00 or more Check ( ) Person r'porting Spouse

...... ~ CCSI§fl.ULI.J ~J> IcU. f. 'H SCC7~C ~ C , SO

-9- SCHEDULE 8 I~ENI~Sof$2OOOO.OOvaIueorrr. (a) 'Ame4can Express Co. Check One Name (X) at of lnvostment - - least $20,000 00 but less than SJOO,000.00: Check If value based on cost ( X); or estimate at time of receipt ( ) ( ) at least SiOO,000,oo but less than S500.000.00: ( ) $500,000.00 or more

Check: (X) Person reporting (b) ( ) Spouse

Andal Corp. Check One ( ) at least S20.000.oo but Name of Investment less than S100.000.0O: Check if value based on cost ~ ); or estimate at time of receipt ( ) (x) at least $100,000.00 but less than S500.000.oo: $SOO,000.00ormor~

Check: (X) Person reporting ('~'~ (C) ( ) Spouse Chicago Milwaukee Corp. Check One N Name of Investment (x) at least $20,000.00 but less than S100.OOo.Oo. r Check if value based on cost ( ~; or estimate at time of receipt ( ) ( ) at least $100,000.00 but less than $500,000.00; ( ) S500,ooo.oo or more

Check: (x) Person reporting (d)controi Data Corp. ( ) Spouse

Check One Name of Investment (x) at least $20,000 00 but Chock less than$100,000.00; if value based on cost (:~ ): or Cstiirntc at time of reccipt at Icast $100,coo 00 bLIt less than $500.O00.oo. $500,000.00 or more

Check: (X) Person reporting If needed attach additional information on appropriately l~belq~d continuation Spouse designated ~;heot. Additional items s~ouId be by letters in sequence, "e", t", 'g' and so on.

- 10- SC~EDULE 8 j~IEN7 S of $20.OOO.Oo value 0.

Ce) Ce) F.M.1. Finahcial I Check One Name of Investment I (x) at least $20,000.00 but less than $100,000.00; Check if value based on cost (X); or estimate at time of receipt C ) ( ) at least S100,000.0o but less than $500,000.00; ( ) $500,000.00 or more

______Check: (X) Person reporting ( ) Spouse

Check One (X) at least $20,000.00 but less than S100.000.00; ( ) at least $100,000.00 Check if value based but on cost (X); or estimate at time of receipt ( ) less than $500,000.00;

Check: (X) Rerson reporting

c~~)(g) United Aircraft Products, Inc. (~Q at least S20,000.00 but Name of Investment lessthan $100,000.00; Check if value ( ) at least $100,000.00 but based on cost (X); or estimate at time of receipt ( ) less than S500.000.Oo; ( ) $SOO.O0O.OOor more

Check: (xi Person reporting ______( ) Spouse (~) (h) Stanhonie Inc. Check One Name of Investment at least S20,000.00 but less than $100,000.00; Check if value based on cost (X); or estimate at time of receipt ( ) ( ) at least S100,000.00 but less than S500.000.00; C ) $500,000.00 or more

Check: (X) Person reporting If noedr ci attach I C)Spouse additional in1oinatior~ on appiopriaieJv labeled continuation sheet. Additional designated items should be by letters in sequence, "&', "I~, "g" and so on.

- 10- ~SCHEDULE8 INVWMENTS of $20,000.00 value or

(i~ * Thrifty Corp. Check One Name of Investment ( ) at least $20,000 00 but less than S100.000,00: Check if value based on cost (X); or estimate at time of receipt ( at least S100.000 00 but less than S500.000.oo; C ) S500,000.OOor more

Cheek ( X~ PCrSri ~~ortin~ ______Spouse (4~) (j) United States Steel Corp. Check One Name of Investment ~ (X) lessat least than S20.000.00 $100,000.00: but ( Check if value based ) at least Si00.000.0o but on cost (x): or estimate at time of receipt ( ) less than S500.000.o0:

~) (k) Electrospace Systems Check One Name of Investment (xi at least $20,000 00 but less than S100.000.00. ~ Check if value based on cost (X); or estimate at time of receipt at least S100.000 00 but lessthan S500.000.oo: $500,000.00 or more

Check: ~ Person reporting (d) Spouse

Check One Name of lnv.~strnent at least S20.000.00 but less than S100.000.00; * Check if value based on cost at least S100,000.00 but ): or estimate at time of receipt ) less than $500,000 00: ) S500,000.OOor more

I Check: ( ) Person reporting

If designatedneeded attach by letters additional in ilifornutlor)**~** **~*~ **** On apl)rOpriateIvand lahnled continuationI sheet. (Additional ) Spouse items should be

-10- SCHEDULE 9 REAL 2)PERTY HOLDm.~GS ot $2'~ ialue or mare

(4) Apt. liE, 38 East 85th Street, New York, N.Y. ClwCkOn ) at least $20,000.00 but Street address or precise location of property less than S100.000.0O; 000 at least S100.000.0O but

Check it value based on cost (X): or estimate at time or receipt ( ) less than S500.000.00: ______S500,000.00 or more

Check: (X) Person reporting (X) Spouse (b) Check One ( ) at least S20.O00.00 but Street address or precise location of property less than $100,000.00; ( ) at least Siooooo.oo but Check if value based on cost ( ); or estimate at time of receipt ( ) less than $500,000.00; S500,000.0O or more

Chock: ( ). Person reporting Spouse (c) Check One at least $20,000.00 but Street address or precise location of property less than $100,000.00' Check if value based on cost ( ), or estimate at time of receipt ( ) ( ) at least S100.00000 but less than $500.000.00; ( ) $500,000.00 or more Check: ( ) Person reporting

( ) Spouse

(d) Check One

______( ) at least S20.000.00 but

Street address or precise location of property less than $100,000.00. _____ ( ) at least $100,000.00 but Check if value based on cost ( ); or estimate at time of receipt ( ) less than 5500.000 00.

) $500,000.00 or more -

Check: ( ) Person reporting ) Spouse If needed attach additional information on appropriatcly labeled continuation sheet. Additional items should be designated by letters in sequence. 'e', "f, 'g' and so on.

-11 - ~C~JEOULE 10 TRU LATIONSHI @1 $20,000.00 value or more

$500,000 00 or more

Check: ( ~ Person reporting ______( ) Spouse (b)

______) at least $20,000.00 but Name of Trust or Fiduciary relationship less than $100000.00: ( ) at least $100.00000 but less than S500.000.00: ) $500,000.00 or more

Check: ( ) Person reporting ______Spouse (c) Check One ______( ) at least $20,000.00 but Name of Trust or Fiduciary relationship lessthan $100,000.00: at least $100,000.00 but less than $500,000.00: $500,000.00 or more

Check: ( ) Person reporting ( ) Spouse (d)

______( ) at least $20,000.00 but Name of Trust or Fiduciary relationship less than $100,000.00: ( ) at least $100,000.00 less than $500,000.00,but $SOO,000.OOor more

Check. ( ) Person reporting ______Spouse If needed attach additional information on appropriately l~ibulcd continuation sheet. Additional items should be designated by letters in ~erlrjcnce, "e", 1", **g" and so on.

- 12-. REQUEST TO WITHHOLD INFORMATION PROM PUBLIC INSPECTION (Privacy Claims)

As t each of the following privacy claims, I affirm that Ibelieve the Information concerned to be highly personal and unrelated to my New York City office or employment and belIeve that it does not involve a conflict of interests.

A. I request that the following information contained in schedule _____ item - be withheld from public inspection

(describe information to be withheld)

This information is highly personal because

B. I request that the following information contained in s~hedule - item _____ be withheld from public inspection

(describe information to be withheld)

This information is higly personal because

- 13- * r *

* C. I request that the following information contained Inschedule -itern ....~.be withheld from.public inspection (describe information to be wthheld)

This information is highly personal because ______

D. I request that the following information contained in schedule item be withheld from public inspection

(describe information to be withheld)

This information is highly personal because ______

E. I request that the following information contained in schedule item be withheld from public inspection

(describe information to be withheld)

This information is highly personal because ______

- 14- - -~ -.

* e

F. I request that the following Information contained in schedule item - be

withheld from public inspection

(describe information to be withheld)

This information is highly personal because

G. I repuest that the following information contained in schedule - item - - be

withheld from public inspection

(describe information to be withheld)

This information is highly personal because

H. I request that the following information contained in schedule _____ item _____ be

withheld from public inspection

(describe information to be withheld)

-15- *1,

* 0* * This information Is highly prsonal because

If needed attach additional information on appropriately labeled continuation sheet. Additional items should be designated by letters in sequence, * , ~k" and so on.

-16- CITE CLERK

'D79 ,.rev 2/83 fC7~zf~* RECEIVED 91 * Date/Thde x Number THE CITY OF N~~YORK OFFICE OF THE CITY CLERK MUNICIPAL BUILDING ~7~' .. ROOM 261 M~YORK, N.Y. 10007 005C2Z 22L -2~5 C-, REPORT OF FINANCIAL INTERESTS (Administrative Code, Section 1.106-5.0, Title A, Chapter 49) (See page 13 and following for requests to withold information from public inspection) GENERAL INFORMATION: Please read carefully. 1. To insure accurate indexing of your report, PRINT OR TYPE all information clearly and insert your AGENCY CODE in BOX 2. You should contact your payroll, personnel or fiscal officer for this information. This is a three digit code unique to your agency. 2. Be sure to SIGN & DATE the bottom of PAGE 2 and do not detach any pages from the booklet. Submit the entire* 16 page. printed booklet. Do not submit a photocopy. 3. O~eck, YES OR NO to questions 1 through 10 on PAGE 2. If you answer YES t? any questions. complete the corresponding numbered schedule. Attach additional schedules as needed. 4. The City Clerk will issue a receipt for the report when it is filed in person by the employee or eDliplOye@5 messenger. Receipts will not be mailed or sent through the Central Messenger Service. If reports are received in batches from an agency, sent by special messenger, the receipt wifl be given to the messenger and it will be incumbent upon you ~ to obtain the receipt from your agency. 5. THIS REPORT MUST BE FILED IN THE OFFICE OF THE CITY CLERK, ADDRESS ABOVE * ON OR BEFORE N JULY 1st. THE LAW DOES NOT MAKE PROVISION FOR EXTENDING THE FILING DEADLINE. 6. Each elected officer described in Sections 4,23,24,91 and 91 of the New York City Charter ~ shall file such report not later than July 1st of each year except, in the year in which such elected officer is a candidate for re-election or a candidate for one of the other offices hereinabove set forth,, then and in that event such elected officer, as a candidate, shall file on or before the last day for filing his/her designating petitions pursuant to the election law. ~7. Each person who has declared his/her intention to seek nomination or election and who has filed papers or petitions for nomination or election, or on whose behalf a declaration or nominating paper or petition has been made or filed which has not been declined, for an of fice described above shall file such report on or before the last day for filing his/her designating petitions pursuant to the election law.

(middle) ~' Full (last) (first) Name STEIN ANDREW Agency Paid by- Name of: Dept.. Agency, Code No. Board Commission Other: President, Borough of Manhattan your our Base ~.---~ Title: President, Borough of Manhattan Annual Sala 8.0.000 ~ Your Current 1 Centre Street, Municipal Building Your Off ice Office Address:. NYC 10007 1~lephone Number: 566-4429 The ~Period Covered By This Report: January 1st, 1.9 84 to December 31st, 1984 THIS SPACE TO BE COMPLETED BY CANDIDATES

I am a candidate for the office of: C ) MAYOR Cx) PRESIDENT OF THE COUNCIL CHECK ONE: CX) ELECTION ) COMPTROLLER C ) BOROUGH PRESIDENT C ) RE-ELECTION C ) COUNCIL ME?~ER

Exhibit C DURING PERIOD COVERED BY ThISOPORT

1. Did you or your spouse receive income of $1,000.00 or more from x any professional organization in which you or your spouse is an VEP officer, director, partner, proprietor or employas or for which NO either of you serves in any advisory capacity? 2. Did you or your spouse receive or accrue any Income of $1,000.00 or more for services other than descriBed in 1.above? YES .~L

3. Did you or your spouse receive a capital gain of $1,000.00 or more from asingle source other than the sale of aresidence occupied by YES X the person reporting? NO

4. Did you or your spouse receive reimbursement of expenditures of $1,000.00 or more from a single source? YES ~ NO 5. Did you or your spouse receive honoraria in the amount of $500.00 or more from a single source? YES NOX 6. Did you or your spouse receive gifts in an amount or value of $500.00 or more from a single source? YES NOX 7. Were you or your spouse indebted to one creditor Inan amount of $5,000.00 or more for a period of at least 90 consecutive days? YES X NO 8. Did you or your spouse have an investment the value of which was $20,000.00 or more? YES X NO 9. Did you or your spouse own real property worth $20,000.00 or more? YES I NO

10. Did you or your spouse hold a beneficial Interest in a trust or fiduciary relationship valued at $20,000.00 or more? YES ~ NO If all your answers to the above questions are NO, then please sign below. if any answer to the above question~ were YES, please be sure to fill out the appropriate schedule before signing below.

I CERTIFY THAT ALL INFORMATION GIVEN HEREIN IS TRUE

AND ACCURATE TO THE BEST OF MY KNOWLEDGE.

.Q~ I'?16-

'I- ~ SIGNATURE £1 ~7DATE

-2- 0* ~ 0 0 SCHEDULE 1 INCOME of $1,000.00 or more from professional organization of person U U5.f~JI IUUU~ ~

(a) , Check One 'Metro4fedia, Inc. t.) at least $1,000.00 but Name of Company or Profession less than $5,000.00; 1 Harmon Plaza ( ) at least $5,000.00 but Secaucus. N. Jo 07094 logs wan $25,000.00; Address (x) at least $25,000.00 but less than $l00,000.00; Employee; Consultant Interest, e.g., officer, director, partner, C ) $100,000.00 or more proprietor, employee, advisory capacity Check: ( ) Person reporting - (X) Spouse (b) Check One CelluPone Corp. ~ ) at least $1,000.00 but less than $5,000.00; Name of Company or Profession 1129 Highway 35 C ) at least $5,000.00 but Shrewabury, N.J. 07701 less than $25,000.00; Address Cx) at least $25,000.00 but less than $100,000.00; Officer, Employee C ) $100,000.00 or more Interest, ~.g., officer, director, partner, N proprietor, employee, ______advIsory capacity Check: ( ) Person reporting City of New York Cx) Spouse Cc) Municipal Building Check One C ) at least $1,000.00 but Name of Company or Profession less than $5,000.00;

______New York, N. Y. 10007 C ) lessat least than $5,000.00 $25,000.00; but Address Manhattan CX) at least $25,000.00 but Borough President less than $100,000.00; Interest. e.g., officer, director, partner, C ) $100,000.00 or more proprietor, employee, ______advisory capacity Check: CX) . Person reporting C ) Spouse Cd) Check One C ) at least $1,000.00 but less than $5,000.00; Name of Company or Profession C .) at least $5,000.00 but ______less than $25,000.00; Address C ) at least $25,000.00 but less than $100,000.00;

Interest, e.g., officer, director, partner, C ) $100,000.00 or more proprietor, employee, advisory capacity Check: C ) Person reporting ______C__)_Spouse

If needed attach additional information on appropriately labled continuation sheets. Additional items should be - designated by letters in sequence, "e', 'I", "g" and so on. 0' se~es rendered, other than In SCF~EDULE 2 INCO~ of $1,000.00 or more, for Schedule 1. Check One (a) C ) at least $1,000.00 but Stein-Bi Committee less than_$5,000.00; ______of Income Name of source ( ) at least $5000.00 but less than $25,000.00; None ______Type of Service (1) at least $25000.00 but While this schedule calls for income for services less than $100,000.00; rendered only. Andrew Stein received ~27,O7Ti1~i~est ( ) ~ or more incQule from a. political committee, Stein-Si, during calenda / year 1984. While this is not required to be reported, I clarity. Check: ~) Person reporting do so for ( ) Spouse

(b) ( ) at leastCheck $1,000.00 One but lessthan_$5,000.00; ______of source of income Name ( ) at least $5,000.00 but less than $25,000.00; Type of Service ( ) at least $25,000.00 but less than $100,000.00; C ) $100,000.00 or more Check: ( ) Person reporting C ) Spouse

(c) Check One C ) at least $1,000.00 but lessthan_$5,000.00; ______Name of source of income ) at least $5,000.00 but less than $25,000.00; C ) at least $25,000.00 but Type of Service less than $100,000.00; ) $100,000.00 or more

Check: ( ) Person reporting C ) Spouse

(d) Check One C ) at least $1,000.00 but less than $5,000.00; 'Name of source of income C ) at least $5,000.00 but less than $25,000.00; ( ) at least $25,000.00 but Type ol Service less than $100,000.00; ( ) $100,000.00 or more

Check: ( ) Person reporting C ) Spouse

If needed attach additional information on appropriately labled continuation sheets. AOOiItOflaI uwm~ ~'uuuiu uv designated by letters in sequence7e, f. g~ and so on. -4-- .SCHED~LE 3 CAPITA GAINS of $1,000.00 or more frm single source: (other than sale of residence occu~ by person reporting) Check On. Andal Corp ( ) at least $1,000.00 but*. Source of capital gain less than $5,000.00; (z) at least $5~000.0O but Sale of 29,100 shares lois than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00; ( ) $100,000.OOor more

Chock: (X) Person reporting (X) Spouse I, Instrument Systems Corp. Check One ~) at least $1,000.00 but less than $5,000.00; source of capital gain ( ) at least $5,000.00 but K S~1e of 15,000 shares less than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00; ) $100~000.00or more

Check: (K) Person reporting (K) Spouse I Check One ( ) at least $1,000.00 but Source of capital gain less than $5,000.00; ( ) at least $5,000.00 but less than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00; ) $100,000.00 or more

Check: C ) Person reporting C ) Spouse (d) Check One ( ) at least $1,000.00 but Source of capital gain less than $5,000.00; ( ) at least $5,000.00 but less than $25,000.00; C ) at least $25,000.00 but less than $100,000.00; ( ) $100,000.00 or more

Check: ( ) Person reporting C ) Spouse U If needed attach additional information on appropriate labeled continuation sheets. Additional items should be designated by letters in sequence, "e', '1", "g" and so on. -5- or more in each S~HEDULE 4 REIMWJRSEMENT of expenditures of $1 000.00 * Instance from a source. (a), Check One ~) at least $1,000.00 but Metro Media, Inc. less than $5000.00; Name of person, organization or corporation making reimbursement. C ) at least $5000.00 but than $25,000.00; Travel expenses reimbursed to Lynn Stein less ( ) at least $25000.00 ~ut less than .100.000.00; ) $100~000.00 or more

Check: ( ) Person reporting (K) Spouse I (b) Check One C ) at least $1,000.00 but lm than $5,000.00; Name of person. organization or corporation making re-imbursement. C ) at least $5000.00 but* less than $25,000.00: ( ) at least $25.000.00 but less than $100,000.00; ) $100.000.00 or more

Check: ( ) Person reporting C ) Spouse t Check One C )atleast$1,000.Oobut less than $5,000.00; Name of person, organization or corporation making re-imbursement. C ) at least $5,000.00 but less than $25,000.00; C ) at least $25,000.00 but less than $100,000.00; ( ) $100,000.00 or more

Check: C ) Person reporting C ) Spouse t Check One C ) at least $1,000.00 but less than $5,000.00; Name of person, organization or corporation making re-Imbursement. C ) at least $5,000.00 but less than $25,000.00; C ) at least $25,000.00 but less than $100,000.00; C ) $100,000.00 or more

Check: C ) Person reportIng ( ) Spouse a. be If needed attach additional information on appropriately labeled continuation sheet. Additional items should designated by letters in sequence, "e', f", "g" and so on.

-6- -

0; U 5 U~*q~*3D~* ,.~ '~J. ,p,~uu.uu ua *ssueu 9. U irom singi. source

a- & 1= w w Check One Not Applicable C ) less than 61.00000 Name of donor, (person. organization, corporation) ( ) at least $1,000.00 but less than $5.000.00 Address C ) at least $6000.00 but less than 526.000.00: C ) at least $25,000.00 but less than $100,000.00; ( ) $100,000.00 or more Check: ( Person reporting I I I Socuse Check One Jiless than $1,000.00 NatTie of donor. (person, organization, corporation) ( ) at least $1,000.00 but less than $5.000.00 ( ) at least $6,000.00 but Addrm less than $25.000~00 ) at least $25,000.00 but less than $100,000.00; C ) $100,000.00 or more Check: ( ) Person reporting I I Snona. Check One ( ) less than $1,000.00 * Name of donor, (person, organization, corporation) C ) at least $1.000.00but less than $5,000.00; Address C ) at least $5,000.00 but less than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00; C ) $100,000.00 or more Check: ( ) Person reporting I I Soouse Check One C) less than $1,000.00 Name of donor, (person, organization, corporation) C ) at least $1,000.00 but lessthan $5,000.00; Address C ) at least $5,000.00 but less than $25,000.00; C ) at least $25,000.00 but less than $100,000.00; C ) $100,000.00 or more Check: ( ) Person reporting I I I Snouse If needed attach additional informatioh on appropriately labeled continuation sheet. Additional items should be designated by letters in sequence "e", 1", "g" and so on.

-7- SCHEDULE 6 GIFTS aggregate of $500.00 or more single source I I ~,NW~K~L.L. ~J5W~ (a) ( ) less than $1,000.00 Not Applicable ( ) at least $1,000.00 but Name of person. organization or corporation making gift. less than $5,000.00; ( ) at east $5000.00 but. less than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00 ( ) $100,000.00 or more Check: ( ) Person reporting ( ) Spouse

I ~ L~flW~K LDNW ( ) less than $1,000.00 ( ) at learnt $1,000.00 but Name of person, organization or corporation making gift. less than $5,000.00; ( ) at least $5,000.00 but less than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00; ( ) $100,000.00 or more Check: ( ) Person reporting ( ) Spouse I Check One ( ) Im than $1,000.00 ( ) at least $1,000.00 but Name of person, organization or corporation making gift. less than $5,000.00; *( ) at least $5,000.00 but less than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00; ( ) $100,000.00 or more Check: ( ) Person reporting ( ) Spouse (d) I Check One ~ ( ) less than $1,000.00 ( ) at least $1,000.00 but Name of person, organization or corporation making gift. less than $5,000.00; ( ) at least $5,000.00 but less than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00;

( ) $100,000.00 or more - Check: ( ) Person reporting )Spouse E If needed attach a~ditional information on appropriately labled continuation sheet. Additional items should be designated by letters in sequence, "e", '1', "g" and so on. -8- - *.*~ IDE 55IUIU.~

(a) ~~~One H~nufacturers Hanover Trust ( 3 at least S5.00000 but ______less than $25,000.00: Name of Creditor ( 3 at least $25,000.00 but 4 New York Plaza, New York, NY. less than $100,000.00: Address (x) at least $100,000.00 but less than S500.')00.00: Indicate: Still in effect (X): Date terminated 00 or more

Loan originated 10/18/84 Check: (K) Person reporting (X) Spouse (b) Check One Bank. Leumi Trust Company C 3 at least $5,000.00 but ______less thanS25.000.00 r~me of Creditor (x) at least $25,000.00 but 562 5th Avenue * New York, N.Y. less than $100,000.00: Address ( 3 at least $100,000.00 but less than $500,000.00: Indicate: Still in effect (x); Date terminated C ) $500000.00 or more Check:..CX) Person reporting ~) Spouse (c) Check One but Shearson American Express. Inc. .( 3 lessat least than SS.000.00 S25.000.00 Name of Creditor C 3 at least S25,000.00 but 2 World Trade Center, New York, N.Y. 10048 less than $100,000.00: Address Cx) at least $100,000.00 but less than $500,000.00:

Indicate: Still in effect ( ); Date terminated 3/31/84 ______( ) $500,000.00 or more Margin account Check: (K) Person reporting (K) Spouse Check One (ci) ( 3 at least $5,000.00 but Oklaster Corp. less than $25,000.00: Name of Creditor (x) at least $25,000.00 but

£ 33 East 63rd Street, New York, N.Y. less than $100,000.00: Address C )atleast$100,000.00but less than $500,000.00: Indicate: Still in effect C ): Date terminated 5/7/84 ( 3 $500,000.00 or more Check: C ) Person reporting C ) Spouse If needed attach additional information on appropriately labeled continuation sheet. Additional items should be designated by letters in sequence. 'e". "f'. "g" and so on. *Excludes transactions with relatives Ul lieu.. sue iiuesuu us ~u ~useG~~u&ev. ~a. 7 . bL~t1ttJLJL~ I I8~UW I WS'4CO~ US ~,UUU.UU

(~(e)ifurie1 Siebert & Co. or more. ______( ) at least S5.000.00 but

______le~s than S25.000.00: Name of Creditor CC) at least S25.000.0O but 1LMsS~T Street. Nev York. N.Y. less than S100.OOO.00: Address ( ) at least $100.O0O.0O but Indicate: Still In effect ( ); Date terminated 2/16/64' less than S500.000.00~. or more ( ) $500,000.00 S

Margin account Check: (1) Person reporting (1) Spouse (5) (f) Check One Dime Savings Bank of w.r.. ( 3at least $5,000.00 but ______less than $25,000.00: tlame of Creditor QC) at least $25,000.00 but 1225 Franklin Ave. Garden City. N.Y. 11530 less than $100,000.00; Address ( 3 at least $100,000.00 but

Indicate: Still in effect ( 3; Date terminated 311/84 less than $500,000.00: ( 3 $500,000.00 ormore Home mortgage Check: ( ) Person reporting (I) Spouse

(C) Check One ( ) at least $5,000.00 but less than $25.~300.00 Name of Creditor C ) at least $25,000.00 but less than $100,000.00: Address ( ) at least $100,000.00 but less than S500.000.00:

Indicate: Still in effect C 3; Date terminated . C 3 $500000.00 or more

Check: ( 3 Person reporting C 3 Spouse (d) Check One C 3 at least $5,000.00 but less than $25,000.00; Name of Creditor C ) at least $25,000.00 but less than $100,000.00; Address C 3 at least $100,000.00 but less than $500.000.00; C 3: Date terminated Indicate: Still in effect C ) SSOO.000.00 or more

Check: ( ) Person reporting ( 3 Spouse If needed attach additional information on appropriately labeled continuation sheet. Additional items should be designated by letters in sequence. "e". 1. "g~ and so on. -9- SC$ED~,JLE 8 INVESTMENTS of $20.oOO.OO value or more * _____ (a). Check On. Andal (~@rp ( ) at least $20,000.00 but Name 61 Investment less than $100,000.00; Cx) at least $100000.00 but Check if valu. based on cost (I); or estimate at time of receipt ( ) em then $500,000.00; C ) $500000.00 or more

Check: (X) Person reporting

______Cx) Spouse (b) Check One .. ~ Financial Corp. Cx) at least $20,000.00 but less than $100,000.00; Name of Investment C ) at least $100,000.00 but Check if value based on cost (X); or estimate it time of receipt ( ) less than $500,000.00; C ) $500,000.00 or more

Check: CX) Person reporting ______Cx) Spouse (C) Check One Stan Home, Inc. (1)lessat least then $20,000.00 $100,000.00; but Name of Investment ( ) at leasJ $100,000.00 but Check if value based on cost (X); or estimate at time of receipt C ) less than $500,000.00; C ) $500,000.00 or more

Check: CX) Person reporting CX) Spouse Cd) Check One Thrifty Corp. . C ) at least $20,000.00 but Name of Investment leii than $100,000.00; (X)at least $100,000.00 but Check If value based on cost (X); or estimate at time of receipt C ) less than $500,000.00; C ) $500,000.00 or more

Check: (X) Person reporting ______(X) Spouse If needed attach additional information on appropriately labeled continuation sheet. Additional items should be designated by letters in sequence, "e", "1", "g" and so on.

-~ 10- ~F1~lJUL~ 0 ggt.vco, m~sg so w ~uuuu.uu vwu~ ur more

0* 0)(e) Check On. U.S Steel Cx) at least $20,000.00 but Name of Investment less than $100,000.00: C ) at least $100,000.00 but Check If value based on cost C1); or estimate at lime of receipt ( ) less than $500,000.00; ( ) $500,000.00 or more Check: Cx) Person reporting Cx) Spouse ~b) (f) Control Data Corp Check One ______(X) at least $20,000.00 but* Name of investment less than $100,000.00: ( ) at least $100,000.00 but Chock if value based on cost (1); or estimate at time of receipt C ) less than $500,000.00: C ) $500,000.00 or more

Check: Cx) Person reporting ______(x)_Spouse (5) (5) Co. American Express Check One (X) at least $20,000.00 but ~t4ame of Investment less than $100,000.00: ~ ) at least $100,000.00 but Check if value based on cost CX); or estimate at time of receipt ( ) less than $500,000.00: ) $500,000.00 or more

Check: CX) Person reporting

(K) () (x) Spouse Check One Cl4cago Hilivaukee Corp. (X) at least $20,000.00 but Name of lnvestm~ent less than $100,000.00: C ) at least $100,000.00 but Check if value based on cost (1); or estimate at time of receipt ( ) less than $500,000.00: C ) $500,000.00 or more

Check: (X) Person reporting CX) Spouse If needed attach, additional information on appropriately labeled continuation sheet. Additional items should be designated by letters in sequence, "e". 1". "g" and so on.

-10- ~flWLJLC. 0 ss~ev~ asw~s' ~~ w ~euuuu.uu vaiue or morn

______Thmtr~ent Systems COEP. (1) leastCheckq~v.wu.w One Name of Investment less than $100,000.00;uuI

Check If value based on cost Cx); or estimate at time of receipt ~ C ) at least $l0o.ooo.oo but ( ) $500,000.00 or more

Check: (X) Person reporting ______(X) Spouse (~ '3) Check One ESPY )tanufactur±ug I Elec. (x) at least $20,000.00 but Name of Investment less than $100,000.00; ( ) at least $100,000.00 but Check if value based on cost CX'); or estimate at time of receipt CI less than $500,000.00; C ) $500,000.00 or more

Check: CX) Person reporting ______CX) Spouse ~) (k) Real Check One Fund . CX) at least $20,000.00 but Name of Investment ... less than $100,000.00; ~C ) at least $100,000.00 but Check If value based on cost Cx); or estimate at time of ceceipt C ) less than $500000.00; C ) $SO0,000.00 or more Check: CX) Person reporting ______CX) Spouse () (L) Check One Celluf one Corp. CX) at least $20,000.00 but Name of Investment less than $100,000.00; C*) at least $100,000.00 but. Check if value based on cost (K); or estimate at time of receipt C ) lessthan $500,000.00; C ) $500,000.00 or more

Ch . C ) on reporting ______Cx) ouse If needed attach additional information on appropriately labeled continuation sh~~~itIonal items should be designated by letters In sequence, "e, f, mg and so on.

-10- SCHEDIJLEREAL PROPERTY 9 HOLDINGS 0? ~UUUU.UU value or more

Ca) Check One Apt 111. 38 East 85th Street. Rev York. N. T. C ) at least 520.00000 but ~iTet .ddress or precise location of property less than $100,000.00; (X) at least 6100.000.00 but Check If value based on cost Cx); or estimate at time or receipt ( ) ~ than 5500.000.00; ( ) $500,flOO.00 or more Check: CX) Person reporting (~) Spouse (b) Check One ) at least $20000.00 but or precise location of property less than $100,000.00; Street address ( ) at least $100,000.00 but Check if value based on cost ( ): or estimate at time of receipt ( ) less than $500,000.00; ( ) $500,000.00 or more*~

Check: ( ) Person reporting ( ) Spouse Check One (C) ( ) at least $20,000.00 but

address or precise location of property @55 than $100,000.00; Street ) at least $100,000.00 but Check If value based on cost ( ); or estimate at time of receipt ( ) C less than $500,000.00;

C ) $500000.00 or more

Check: ( ) Person reporting ( ) Spouse Cd) Check One ( ) at least $20,000.00 but Street address or precise location of property less than $100,000.00. ( ) at least $100,000.00 but Check if value based on cost C ); or estimate at time of receipt C ) less than $500,000.00; ( ) $500,000.00 or more

Check: C ) Person reporting C ) Spouse

______I should be If needed attach additional information on appropriately labeled continuation sheet. Additional items designated by letters in sequences "e', 1". "g" and so on.

-- 11- SOHEDULEV RELATIONSHIPOf 10 TRUS1d FIDUCIAR $20,000.00 value or more

(a) Check One Jerry Finkeistein I/TI? Audrey Stein (X) at least $20,000.00 but Name df Trust or Fiduciary relationship less than $100,000.00; ( ) at least $l00,000.00 but less than $500,000.00;

( ) $500,000.00 or more Chock: (x) Person reporting ( ) Spouse (b) Check One ______( ) at least $20,000.00 but Name of Trust or Fiduciary relationship less than $100,000.00; ( ) at least $100,000.00 but less than $500,000.00; ( ) $500,000.00 or more

Check: ( ) Person reporting ( ) Spouse (C) Check One ( ) at least $20,000.00 but less than $100,000.00; Name of Trust or Fiduciary relationship C ) at least $100,000.00 but less than $500,000.00; $500,000.00 or more

Check: ( ) Person reporting C ) Spouse (d) Check One ______( ) at least $20,000.00 but Name of Trust or Fiduciary relationship less than $100,000.00; ( ) at least $100,000.00 but less than $500,000.00; ( ) $500,000.00 or more

Check: C ) Person reporting ( ) Spouse If needed attach additional information on appropriately labeled continuation sheet. Additinal items should ~ designated by letters in sequence, 'e", "f". "g" and so on.

-12- I 0 .* * REQUEST TO WIThHOLD INFORMATION FROM PUBLIC INSPECTION (Privacy Claims)

- As teach of the following privacy claims. I affirm that Ibelieve the information concerned to be highly personal and unrelated to my New York City office or employment and believe that it does not involve a conflict of interests.

A. I request that the following Information contained Inschedule Item be withheld from public inspection

(describe information to be withheld)

This Information is highly personal because

B. I request that the following information contained insdhedule item - be withheld from public inspection

(describe information to be withheld)

This information is higly personal because ______

-13- 9 be contained in schedule item ...... C. I request that the following information

withheld from public inspection

(describe information to be wthheld)

This information i~ highly personal because

D. I request that the following information contained in schedule item be withheld from public inspection

(describe information to be withheld)

This information is highly personal because ______

E. I request that the following information contained In schedule ...... ltem ...... be withheld from public inspection

(describe information to be withheld)

This information is highly personal because ______a e .* 4

F. I request that the following information contained in schedule ...... Jteni ...... be

withheld from public inspection

(describe Information to be withheld)

This information is highly personal because

G. I repuest that the following information contained In schedule ...... item ...... be withheld from public Inspection

(describe information to be withheld)

This information Is highly personal because ______

H. I request that the following information contained in schedule ...... Jtem ...... be withheld from public inspection

(describe information to be withheld) *k.% * ' 0 4. a. ( This information is highly personal because

If needed attach additional information on appropriately labeled continuation sheet. Additional items should be designated by letters in sequence, a * "j", IC"and so on.

~.a2

- -- 16- -7 - .,~ - - *. .~ ft ~~r~~mb4* ~' **~ S. ~ ___ '-v-. ' ~

~ - U~e~ d

- U U~W .JaUUAI.1W* ~ ShIM

0 St .* . ha *1*'~ 's~a.miumi J0 umm I I -4 9.. Ca Mill t*inm & U. * W £ASTA~L~ I. 9, 1? 0 .8

* ~I.S&ud~ m.g.am.i.~bmLiW 1!

U if-~ ~.W * ~ - . ~ - if .. -r-~ a. w - .me - -. ~ b~ ~

SI.- & ~ ~ hum aump~S w h ~

3 m.. a.~- sum ~ - - ~ZKW 'r I-

- a ~ ft I~b ~1

U-- LL~ ~ij~ --

.5,

- w~- ~ -- W P4~ I4L~.P.~ ~ S.'P.~ 9~

'U-.- - -U--

31 *. bib d~:.rbe Tivbis ~L8~8L

'-~ ~4 ~frr.uV It Ic, Linc ______~uL..

win ~ TV,%3 imP. -

- -- ~rv 3'I~k4~'"'*'~ ~'~~'~)* ~ - - -~ -~ ** -- 19 £ I~ATI ~ N i tUA3~ Till ~ pars. iws 3~p~V%~1KlN 4.auw Si11Pa'~T ~s 19...

~ -. ~' ~ pmmp.~- NOTS I~w P.... U m~ IS bbs. ~~4eI.w~ ~ Y U I~ ~.. C~4~ I *; .i~. r-#ain'~s -S~m4.aN~ s-.~ M4~3s r m.w',a~.m

b W10 I. ~ uS ~UUV S~ Ub'7 4 ~mIindSq ~B~g h ~vuem p Mi h sts

-U. PaLs, NmgIe~ V.1 - - m . m [e-~ 1~SD ~tmmtw~3maIm - * ... ~ .j~?MO

- .~.-. .- ** !flJWS w~i 6 f.~lyriI~.uui..J.~aw.L.... pj~~~flj, ~J.rb.r~ - Tw.~Is ~i. R~r.b~.. : -~ K sin.hmL~.~s. .-. U - ~9 7:L. ~"~P.Z' b~ £ I.fWS. fo.sv c...

51.15 - . - . j~~V/ ~ AZJALS.~.~. eU4&~weUW~ FIm~R~I~5W.A.4.w U. uam.mm. 4 I~ M.~ mmd in~p 4 w~ 40. ~ b.bminmud b ~ .u 4m.wwM'~.~ P M4 014u U-

a---'-- 3 4aflXX~' me rue -- .. - -~- -~

~ -. -- -~

~. - .. .~.. - - - - -~ -~ m . .e w~ ~ u~~dm* ~ - I'm. w~s. . ~ - ~ ssu'-~ ea.I.a 'usu~ 4 ~ * - w ~ bbs ,.1.. ~ m~Ue~ w~bu bsI~ ~hw ~

___ sam V -

~ - .- -a - -- - ue. - - -. V.~U~U - -~p u~ 5.' ,~I. ~ A ~ ~ ~ ~ - ~ b - r . ~ - '.f ~. ~v - - if -. 3~

- - ~ - ue.* .- ~* -- __

YL AWU~UIAL ~P*3 L.A.~gqm.usuVs.~.~f.'? .' 4~~b p ~h..US*bsaw~ * ~ if ~ i..80 bmm WS~LW

hS Su~ w nh.' ~el 3 S. i.'. ~if ~ & elM meelw - U.,. w be.. * h.4dd bIff~ - am bs~ w.pmeWd b 0. b s ~lds ISd hu~" if ~ b A £~ - T.-- SQ I. ~ * 5~fl~ £~ ~ ~d ~a 3'~Uj~ ~ ,uU* M.4u.~ ~ hu.4A mi~ ~ oh um' 9w bb *1' wdU~in~inUt~ 0 I~AC.IU ~ N SAC. ~

I siiis. - ... I.. I]

U. - ~ ** -~ - 0'* w mu'vs a.ssemu.wmUIS Pu - SU*~U 7 *' *' HAND ~

I Ih~~hI

71525_ usIa* - (K_~W33S..- ~ 5-, 1COOl S - - ~ - W Isle. 2212 ~uu p.. i . . SM P.@ m 6., SUm ~ = -. a

* 1Y~ W m~mw

o -, ~. o 0 ~u"~'" bJI~mm~Ou~ o S.

v-~,I 0 o t

* ~b ~ 10 LZ~.. S. b...lIIimIJ112lLM-~.-. mm~ ______S. ~ -~ ______w ~ ~ p~&~fl - *33,~7.S0

. -.. 11.250W * hI ~bss*.s~~ ~m 922,220.30 1. ~~.q6w 22269.23 1j6S.032.SS . ~. . -. hI 1~wsw~sC~~SaSflI 5,912W - hI I 0hIuUU~~EmL WI. 22,269.23 1.162.120.66 ______-. 3 hi ~1 Mi p5.97

*. s.~ It~m~~Cw~S.. ______IS. ~bIp~s~@~SV ~

'a C am." * ~ SM 0 b10 - SM ~Si - W SM - - ~ - - U S SM. SM - ~S. Y~mw Smeqi bwv. sOYuw ~m. *S~

*~ - gum SiUO~S *6 i*~S I. ~ gu~SS 1 USC 421s

LU pin so FEC worn 2 USC VO.M h - eb.shU - b~ ~ FT PUS F~* *4P~ *

mY~um-.v~ - ~p ~mWmh pa.eeCUuSi S .4 ~ 6 S S A*S AmA in-.. 12131164 ~ '? - "' -~.~------ms.m maw,, I~1~Ihi ______ii ~YS.~DYI ~ ~i e usa - S 0 ~gW hi ~ - 1~ -~ . ______6-, ~ S . -- -.- . 0 A ______15W hi ~ - ...... II W : RmS6~* - ~

~ 11W hi ysya~ mYUSDflS ~ lihilibIlihi ______-II.. U is. ,.~inumin~uum1w~Y...... ______;sI.

bI ~wbW~~ ...... hi YSVMIUWUU

~ .nwvsm~~m)

A U. IOT* inSU1S~IS W.U.UW.W~ US...... ______U.-'-,.

U. WAN USEAVUWYS: ______hi 0I~W ~......

hi lOYAl. WAN NUAYUEN1U WI WW IOU,.

U. MUUNSSW OWThSWIlONSTO:

hi TOTAL ISUTSONNEPIOSWI2Shi.2Shi.3hii"

Ii. OlsEN .USURKUENIS.

* *_ * TOTAL ~SEMENlS WIll. IS. 16 hi. so m * 22269.23 j ii

IN. GAS mamAs?

22 CASH ON HAND DY OEOINNING OF SEPORTING PERIOD...... * 23.US. 20 U

- 24 TOTAL RECEIPTS THIS PERiOD 49~ L'~ 161. S ___- ~ .~ 25 SUBlOTALIAiiL0uS22WSL~~SNI. * 23,116.20

- U 26 ~...... * 22*2~923

- - 27 CAIN ON HAND Al CLOSE OF THE REPORTING PERIOD Sa.~' l.in U Nass 551 S __ . &J .~ -. eqm33~ SWWRNM MIS WLIS

~ - ~ ~ - ~ ~., - ~ g, ~ .emiestaug gut~S W ~ j U Wu sems'b~S~ k mA g~. - ~ -~- - ~ - m - wu P~W0 I 61b ~ SYKUN FOR JNINKI~I ~ - - ______I - - ~ - a. gt~Psi.S Friends of Al Van 21/2S/S4 100.00 1360 Fialtun Street ~U - Sroo&1y3. N.Y. 11216 m ~ ______I I*~~;g~mm.-~--~-*_____ a. htoraphel Illen Feerlman 1/26164 *5.00 223 West 105th Street Rev York.31. 10025 ~s.

L ~'arLa1eervices ~e- *~ ~

~ s~ 2/5/64 600.00 Fleshiag. MV. 61355 2/12164 600.00

-~ 2/16/64 600.00

a. ~ ~S / ~ Mobil Oas-ca~aign .a~e - p.,w 1.0. 3am 600 Kansas City. Mo

L 111 6th &venue York. b.~. 10011 ~ * 11/30/64 100.00 Rev * ~

~m*,, i@I hI~ 5tanleyZSTaSC '~;Tm~=*~xp.n.es 65.00 43.10 Kissena Slvd ~ 11/30/54 Flushhn9.3.Y. 11355 ~ * U ~ ______

Club of New York ~ room rental for fUI14~ ~ ~~emwmsThbftiSd Harvard 11/31/64 1.075.l1 27 W.*t 44th Street ~ 3ev york. N.y. 10026 smmumi:D I.~mwWsd,,3:I ______FWUI ~ hm~ ~.wm'Thbftv6w~EinSUM Sass 3. PsI Mime. UuIliq Aib - -KU- - parking charges NYC Farkin4 12/7/64 460.00 P.O. box 127 N.Y. 10011 I DI*..wftI 6w: Up~~OSisuiI 3ev York. 0.6w ~ngSPy1:______1 6 iI a - 4,399.20 SISTOTAL - beumuwuThb PugsheWwni~

TOTAL Thu Psied Suiwp~mbbW ~)

*1 WUmILSS

~ ~ ~ ~ --Sb~be ~. S -V - ~ - - -- - ~ -p ~bs gm W~ -V -V -- - - S~ - ~ b - .-- * i - - U1D3 STuN POP CU101556 6b -. I 3 I ~~uw ~ gjti~4us -.- I~.~msms &W~~~in~1.At.g.amg.soIbIoup epic 12/12/64I 3.~91.00 7:t West 62.6 Strset I -~ -- iv York. W.V. 10024 o ~ I.~ew~ - east ,*, S.' ate: ing ter U side @y@flt 1 13 3jyjpitW~ Street (-~gw .~ - ~ 12/12/64 900.00 Uw York. 3.1. - I ______I i - use- St 12/12/64 I66 DelancY Street ~sm: 191.00 I York. N.Y. 10002 5~ 5~

S. e. ______~S~SLP-w~u: oat gqafr 12/12/64 347.63 I tilIman______~ eM Koag 4Irand Avenue -u.. e~ U~ Imgelvo@d. 3.3. reLyZ~ Is-.- £ - -. [email protected]~! 12/12/64 337.00 1.3. peytOn p.- 764 CO1u3b~15 AvSiW4. [~~bnSFuYC~U* Pew York. 3.!. 10025 I S 1~ ~1hb-V I I. P~ ~ postage pos~aster 12/6/64 2.SOO.00 G.P.O. g~: U~y *~ 3ev lork. 3?. 10011 ~ -V I 3eahattaa Ilasa Winery 12/12/64 456.30 402 9th hYmUS I ~ -. ~6 b UsemmThbP event *,.~I I catering Uarlin 720.00 auii ~ua *~ .~ ~: UPI~V - -~ York. N.Y. 10025 * oaw ~Iv~: . 3e'v - ma bu -V.,-, - '~ 12/16/64 200.00 ZWbm 2311 5th AvenUe New York. N.Y. 10037 I * .ew~-,) 9350.93 ...... SWTOTAL si Om~MU '~ ~ ~ s'*I...... TOtAL The Pw~ (~ p~ uh. ~w ~ muS~R.a--- S I -- ~b, ~ ~ ~ £30313 SYBIN FOR CONGRESS ______~ ~ - A.flair ?ristia riwitilig ~ 1~ ~II~ 60 West 45th Itreet - 12/22/S4 62.41 New York. U.!. ~ Ugb.: 5ft~p Emu~ S~w~tqI: ______..5 I , S. -~ ~ Slaaa Seasek ~* 73.6 Stret tograplier 41 West 12/22/64 249.60 3W Work. 3.1. 10023 ~ .~ .~ * ~~I* ______~ S ~ meS~ hare .,*~., ~ Maemy ~s1r Weatal reatal 166.39 62-3) ae8 51vG _____ 12/22/64 UT. 11373 ~ s~, U- 31aImtSt. * bmi~): ______~.wwI gmr'ws'1~Fu~i *strqi@lItAfl 1A61 *t.@hi@Ui5 for aleCti ~asst &WSt3 -~ II 16-66 11/2S/64 900.16 ~roaa * NW York 11364 ~ sus

~.- - 1~ 11/26/64 1.254.21 220 East 40th Stre~t

2.65299

tOtAL ~. fried Omi ~. ~ ~ mmii. oeuW~S,~N~3 km

a., - - ~ ~w - ~ ~ - W- b~ ~g ~ Sw a. ~I~S u.q 6W~WIb~ms w SW ~wa ..ue~SWS O~S s~ ewms.. - - ~ - em ~, ~ swam. km 5~KIW FOR COWOR&~ km bIIDRSW a.1SWfti~ & P km..~ ~?3~* - Sign DeU&9h 22/ 21 last 75th Street SW: U'~ S~~' 10021 ~- 3ev York. W.V. I U ~ I I 224.75 I kmmUkmu~ ~3Pkm fund raisiW Nsr~1md Sound 2nd. InC. 11126164 5.54 600.00 4900 3st.hrd.v111* I * Soltiunife. uuyland 21207 I ~ km I ______* zz~irn...... r StudiO mnst.rinnta batul 1216114 1.022.96 510 UsSt S~ Stroet m~. Work. U!. 10019 - W- T mmseI~ i 4.. - ____ T ~*1.~ I. p~~~mqAU.mkm printing 12/6134 3*51S.31 Sale 30ff GrqkiCS ~ 425 30daos Stet

V r

SJSTOTAL ~ DS~mmu~U 1kb Pqm bpIiadI 22.2~9.23 TOTAL 1klsPwSsd 5pehbIi'S e.~iI

4 ~e~7 - S __ .- .5.. -It. - - mmsmin .1 I ~

N laM SS SWaM ~ lv lUll I ~**, I 4~Ihin. UIfgIpm~ftb.mew b~

IMbwfsu'sWpb~b

U * S F) ~9

U * U *b -- ______N * S ~ b~dm~~j~ ~ I ~in -u~ s:~E \. 0 S IS last 85 SWeat I 0 Isv 1.zk. U! 1U25 11-AU.!44 135 m..' *1~~ ~a Uk..., *Sins.,~ *@wbuilvk 0 1 r 0' I~ PA gais,,ssw~mWwmu)m~S

SUBTOtALS VeiningPe~a Yhh P~ ~ . .. e.eeee .4I. ~ Masgi ~ m ~ms memim & ~ .. ~ a. ~d S am.. ~ n' ants * U Zest 55 Sued ~ Ier~. U! ama

P ~.s&eei 1MM ~wSW~aWS ~Smptm~A

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Sb S ~ a.,. mhb~ ek sine ze~ a

hfKDI STtI3' 0 U Zest PS Street a Winy Tort. U! 10023

"p ~, £ - t. T:17~1. 1MMUawmw~wflsSWmujw~S

U.S Kins.Udvmwd3P~ **iI '* S

______S - - SUTOTALSb~P.~ThaSPh.~.ZWd~ . .m e.... 0 0

* * -

A ~ b~b~.m ~~mm%

'.5

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C * by link, U! 1002. 0 'Sb * -~ *buwi S~w

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3 U.S ~m.e* M.b~mmg~m - ZIP b* *

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SUS1OTALSVhhPmt.Sb~P~bpet.~.....*~~~EIE SOSSSSSSSSSSSOSISSSSS.SSSS..S....OOSOO -u

~~0

M~W~WU~Ub~

9i)

.5 10 55 5~Zt a 3m. Twk. U 10025 'p 0? I~~mISWS3WSftWIWS~IU~

t. U~ ~,SbEbs~usZP~

*UTOTALS1b~SPSISu1h1SPIPbSIUiI...... [email protected].~j~ - 0 ev-w * .

0 0 0 - ~ wcwwS - A ~ ~ ~~Umms ~a * *

? ~ *

.f~. * 3. FY11I~* Mbg Id*me'mi WC~

______A~.

SUBTOTALS 1h~. Pg4. lbh P4. bqigmoll . e*...s.e.. se...e.,e*

V. * 0 S I 3,33 - -m - mu U 3..' 65 kvmt 3., b~. 3. 1. 26626 - *b I 1MM ~.w~WWSU~ I, ~

0 0 6 4 .4

I I w -

S I.~ I~

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9- -~ hI16MSo...u~~- ~bS~mmLAbI I **pzJ bmvmi...... ILHw 'p

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b-s

3. P.~. ~ ~m - ZW -

3. F~ Mime. MiMiS ~s - ze ~ S

3UU1OTALS13iPW4~1bbPW~ S O @eOeeO.geS.O 620.27

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0 ~ 3m ~ bwv .me, b~- - b LW@ a, ~. 3* ~ & ~ - gum 3 lest 55 SlimS

s~ p~ em S

IU ~inmw~gWUA S. i~ ~ -- I

-- I----- U, - ~ - wp ~

a ______L ~ -

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a. u~ ~. ~buIs ~m - RU b

SIATOTALS Th~ Pe IbIS Pqm bpeii .JZZh2Uh TOTALS lbb fte~i Si ~p ~ ~s e*3

gin,, 11 bi.uin guy b tUE 3. 5.6. * U - 3.inSY 6. W

Um~aibg teem

V -~ ______-rn--rn---.-. -. ~-.. I ~4j *50gw ~ A~~' *e~.ms - ~ em ~ ~..* *AS~~ los A.b WUWU' VOR * j3b. P@be lbs 600.00 £ U. ~ ~ e~' J. **S~~ *

7 Omfor3 York. L1tbl~ W.V. asois __-- ~9~' - Prim '~~~'***~' htLRI

3 *~. ~p &gpm P43'S C* .~ ~P P C.?,. Pelut 21w 160 varLk Stint worn' Uw' Work. U.?. iWi) ',.34,.54 IS10.)[email protected]

.000.0 0.S.I. .50.1.

- U ~

* Vol .Sb~ A~U~~Ze ~ ~W - ~W

20.17

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S.aiu"'r'v% ~'~sWiV~ ~ ' a.:: :....e :**:'. .. *...- 1 aaihw kASsI .- $~ ;*~ *RTS OF RECEIPTS AND OISUURSEMENh

FM Authorized Committee

ESummary Page)

Name ifCommittee fin Pull)

JO L £2nd Strapt. Suit:. 221,2 CIty, 51810 and ZIP COde (J Cheek If adrees Is ill ferent s.~ae ereveueey repersag. Rev York, II.Y. 10165 TYPI OP REPORT

0 April IS Ossarterly Report Ci TWUBIW, ~ ,e~rt ~ General

juty is ~aartery Report ~ (Type of Ifeselen)

oeto~e. IS Quarterly Report 0 0 Thirtied, ay ripen following the General Election em

Q January 31 Yew End Report ______~ ~. ~~.,______

0 July 31 Mid Year Report (Nonelectie., Year Only). 0 Termination Report

This report contain. actuvity for - Primary Iii Election Ci General Election 0 Special ElectIon 0 Runoff Election SUMMARY COLUMN A COLUMN 3 5. CoveringPeriod 10/1/84 t~trougut JJLj...... ThisPined Ca' ~Ym.ec.Oaea

.4 6. Net Contribution. (other than loans) . . . - (a) Total Contribution. (other than loans) (Prom LIne 11(e))...... 134 .880.00 7343450.50 I (b) Total Contribution Refunds (front Line 20 (d)) 8,000.00 Ic) Net Contributions (other than loans) (subtract Line 6(b) from 6(a)) ... 134 .880.00 726 3450.50

7. Net Operating Expenditures (a) Total Operating Expenditures (from Line 17)...... 330 .293.09 1,083,782.63

Ib) Total Offsets to Operating Expenditures (front Line 14)......

Ic) Net Ooeuatin Expenditures(Subtract Line? Ib from?(a))...... 330,293.09 1,083,782.63

6. Cash on Hand at Close of Reporting Period (from Line 27)...... 84,417.22 - 9. Oebts and Obligetions Owed TO The Committee .. (Itemize all on Schedule C or ScheduleD)...... ______[ 10. Debts end Obligetuons Owed SY The Committee I certIfy(Itemize that I haveallon Scheduleexamlrued C thIs or Report Schedule andD)...... 443,168.93 to the best f of my knowledge

and belief It Is true, correct and complete. Per further lnfeqmadeo. co"act Federal EIac~lon Commleulen Toll Free 5004244530 _ Joanne Jarett Local 202.523406s Type or Print Name of Treasurer

SIGNATURE OF TREA URE Oaee ~ NOtS~~bmsson of falseerroneous or incomplete information may subject the person signing this Report to the penalties o12 U.S.C. §437g.

All previous versions ofFEC FORM 3 and FEC FORM Sc are obsolete and should no Ionmr ha u~

Exhibit F ftUYAcc*n SUMMARY PAGE ~ of Receipts(Page 2. and FEC Disbursements FORM 3) 4 CommNice (kmPall SrzIN FOR CONGRESS COIHITTEE

I. RECEIPTS

11. CONTRIEUTIONS (other 19mMlewis) PROM: Eel IudvdealejPeruene Other Than Polkiad CemmNssee 1Mw.. Entry U.titemlaed8 ______Political Pony Cecanmiwes Eel Other PolItical CommNieuc IdI The Candldete hi TOTAL CONTRISUTIONS (other then lewis (add 1l(eI* 11(b). 111.1 and Ilidi. 134 880.00 734 450.50 12. TRANSFERS PROM OTHER AUTHORIZED COMMITTEES .

13. LOANS: (ci, Ma~eor Guarwmteed by the Candldmee...... (bi All Other Loses...... (ci TOTAL LOANS (add 13 (ci and 13 (bil......

14. OFFSETS TO OPERATING EXPENDITURU (Refundc* Rebe~gg~ etc.)

16. OTHER RECEIPTS (DIvIdend,. Intereeg. etc.)...... I r) 15. TOTAL RECEIPTS (add 11(e)* 12.13 (ci. 14 and lii...... , . ii N 176 199.85 II II. DISSURSEMENU

17. OPERATING EXPENOI.I'JRES......

IS. TRANSFERS TO OTHER AUTHORIZED COMMIrrEES...... 2

19. LOAN REPAYMENTS: 11 (ci Of Loam Made or Guaranteed by the CandIdate...... (bi Of All Other Loene...... (ci TOTAL LOAN REPAYMENTS (add 19 (ci and 10 (bil...... 11I (ci 111(b) 20. REFUNDS OF CONTRIBUTIONS TO: 11I (*) (ci Indlvlduele/peruimng Other Then Political Commlnees...... (bi PolItIcal Pony Cometittege...... (ci Other Political Committees...... 7 000.00 20(a, (di TOTAL CONTRIBUTION 20 (bi REFUNDS (add 20 (ci. 20 (bi. and 20 (cii.. 1,000.00 20 (.1 OTHER DISBURSEMENTS...... 20 (dl

21 TOTAL DISBURSEMENTS (add 17. 15. ISle). 20 (di and 21i...... ~3.0 1 091 782.63 ~ III. CASH SUMMARY

23. CASH ON HAND AT BEGINNING OF REPORTING PERIOD 66,572.60 ~ 24. TOTAL RECEIPTS THIS PERIOD (From Line 161...... 348,137. 71 24 25. SUBTOTAL (Add Line 23 and Urine 241...... 414,710.31 26. TOTAL DISBURSEMENTS THIS PERIOD (From Line 229 330,29309 20 27. CASH ON HAND AT CLOSE OF THE REPORTING PERIOD (Subtract Line 26 from 25i ~ 84,417.22 27 * ((ha ~ tesmeres eshedaic(s) far ames ~T1M~ZED RECEIPTS eau~ emOstelad Fags)

solder wad by any person fer the puipisa of soliciting eantrlbutlone or far contrIbutIons from smasheeeflmlttaa. auuuseaae. other then ualng the name and auras of any polItlail ecnmmlttae to s~@IIeIt

- UI ~V~IWVW Mailing Mise. end ZIP Coda day. year) Receipt this Period AIIDRIV 8TE~ kiev York City 38 last 85 Street ii~ I'. iSA 40,000.00 kiev York, N. Ye 10028 uenaru 3oroumfrPreu~~~t -i

Data (month. Amount of Each dat. Yew) Receipt This Period 10/4184 142,772.52

Aggregate Yser.toDate-S ______Minis of Employer Date (month. Amount of Each C. Pull Name. Melline Addraina5d ZIP Coda kiev York city dav.yeer) RecelpeThisPirlOd 10/5/84 27,397.00 Occupation

0 primary U og.~e~ei Borough President ______Receipt Per: Aggregate Year.to.Oate-S Amount of Each ZIP C.d. Name of Employer Date (month. D. Pull Muse, MalUng Mire. and day. year) Reeeipt This Period

Occupation

______0 Other (specify): Aggregate Year.to.Oate-4 Date (month. Amount of Each Name. Mailing Adiras and ZIP Coda Name of Employer U. Pull day. year) Receipt This Period

Name of Employer Date (month. Amount of Each P. Full Name. Mailing Aidre. and ZIP Code day. year) Receipt This Period

(month. Amount of Each and ZIP Code Name of Employer Date 0. Full Name Mailing Mires day. year) Receipt This Period

Occupation

0 PrImary 0 General ______Racaipt For: ______O Other (specify): Aggregate Year.toOate-$

SUSTOTAL of ReceiPts This Page (optIonal)...... 210,169.52

TOTAL This Period (lint page this line number only)...... 210,169.52 ITDZED RECEIPTS ad~eia(a) for sods asegesy of us Ceesilad - Pe

Vsd from sub Repute or aaemsnte may not be sold or used by any psuien for the pueposs of saisMag oon~lbueloneor for other than using the nanie and address of any peittisal commIttee to solicit sontrlbatlone from sash commnltise. O. Pail

iriIM FOR CONGRESS COIOIITTEE ______Name of EmplOyer Dais (month. Amount of lads ~COtI5re55~O1llEI!~J*O Hanufactu- day. year) Reealpt sib Period - Hanover Trust Honey Market ate 6/30/84 5th Ave., New York, N. Y. 10032 to $3,088.19 ~an 10/17/84 0 General 2~ I tar bpaslfyl: Aggregate Yoareto.Oata~S lame, Mailing Mdre. and ZIP Cads Name of Employar Dais (month. Amount of lash day, year) Rasaipt ml. Purled

______0u~

~or: 0 PrImary 0 General ______tar (specify): AWsgate Yearto-OatsS ______r lame, Mailing Address and ZIP Code Name of Employer Date (month. Amount of lash day. year) Receipt Thh Purled

Omupadan or: D Primary 0 General ~tar (specify): Aggregate Year-to-Date--S I. -- i 4 lame, Mailing Address and ZF Cads Name of Employer Date (month. Amount of lash day. year) Resaipt Thl. Period

O~n 'or: 0 PrImary 0 General ...~ar (specify): Aggregate Yaar.to.Daee-S a ., I lame, MailIng Address and ZIP Code Name of Employer Date (month. Aount of Each day. year) Receipt Thl. Period

Ossupadon 0 PrImary 0 General

tar (specify): Aggregate Year-to-Date-S ______~lhme. Mailing Address and ZIP Code Name of Employer Date (month. Amount of lash day. yagri Receipt TIde Period

______Oucupatlon

or: 0 PrImary 0 Goneral ______

Nor (specify): Aggregate Yesr.to.Date-S ______lame, MailIng Addrass and ZIP Coda Nsma of Employer Date (month, Amount of lash day. year) Receipt ml. Period

______Occupation

or: 0 Primary 0 General ______har (specify): Aggregate Year-to-Date-S ______

AL of Receipts This Page (optionsl)......

This Period (last page this line number "b)...... $3,088.19 ~wushe.e Us Pull) STEIN FOR ~ORGRE8S

WAsdrev Stein 8 Last 85 Street Rev Yo~k, NT 10028

ouefleuand...... Ust AS lederuins er Guaranwrs Elf anyiw sun, A goPul Wasuta, MaKing Address ..d ZIP ~ds w.. eq lmnplnyar

Ansont Owaranond Outausang:

2. PssIl Name. Mailing Add,., and ZIP Coda @1

3. FuN Name, Mailing Address end ZIP Cod. Name eq pboyag

38 East 85 Street Rev YorW, NT 10028 150,000.00 -0- 150,ooo.oo

ElectIon:_JPrlinary__OGenerat__GOther (spicily): ______Term,: Qit. licY~1 opaanaI~iiRIYL inure,: Rats .....L...%(aprl 0 Secured

List All Endoruers or Guarantors III any) to Item S

1. Full Name. Mailing Address and ZIP Code Name .1 Employer

Amount Guaranteed Outstanding: ~'

2. Full N3me. Mailing Address and ZIP Code Nan~e of Employer

Occupation

3. Full Name. Mailing Address and ZIP Code Name 01 Employer

Amount Guaranteed Outstanding ~

SUSTOTALSThisPeriodThisPage (optional)...... 224,000.00

TOTALS This Period (last page in this line only)...... - uee-ueww Stat ~.s PuNt STEIN FOR cozi s COMMITTEE *4~N~ Ad*ess and ZIP Cede of Lois Sewee @~igium..~Amewag Cuuswga*.e ~'~useu's beans, Oweagaudg. STEIN 1 of Learn leGate cbsaeeTha.p,,a~ fEast 85 Street - York. NY 10028 950.65 '.0- 950.65 Oeneral 0031ugv kernel? I: .,ga Pus, kmeest Rate .-L.....%bm, S Seaweed M Iu.deuseeu or Owaraiwors Ill arnyt ~ ~ggm ~ . Peg flame, P.talIImg Mdime sad ZIP Cede Maine eq Emphyrns

u~.

Amesost Gu.rmrnseed OutstandIng: .83 Name. Milling Address and a Names

Ameun~ teed uusanding: till Name, Mailing Address and ZIP Code Name @1mpi.ye,

I a ('7 Mnosam teed tstanding:.

Name, S .. Mailing Address and ZIP Cede.? Loan Seneca , OrIginal Amesne Cumulative Payment Eaianee Outstanding as r$NDREW STEIN'. .8 Lee. Is Date 38 East ~S Street ~IIev YorI~, NY 10028 923.79 -0- 923.79*

us: RPrmary OGeneral OOsher Ispeeffyt: ~. ~ Qua ~ - Interest Rate ....L%(aprl 0 Secured It Endergers or Guarantors ill anyl to Item S * Full Name. Milling Address and ZIP Cede None of Employer AC

I Amount Guaranteed Outstanding~ 'TALS The, Period This Page Iopsiee~alI......

.S Pe'iodThig(l.s~ page in hs~line onlyl ......

~ ~ ~ 0. 0 ~ p.o * * .. 0*. - *6 PuS)

116 FOR COMGRESS CO at Antount Cumute syment Salanee Oatstintdlit Cads of Loan Ipama Original To Date @e, of Thh Parted ___ mg Ad*ess and ZiP @1Loan ___ 38 Last 85 Street 130.00 130.00 * New Totk. UT 10028 . 0 General COther U Is g.uthnz 3 Ogmeveed Interest Rate ...... %(SPV) wee tarred a ~ Lht AS UndW5SUI an 0ueffintO~ Of any) emisens~ Name of Un~teyer g* PuN Manse. Meitfig Addfl and ZIP Dade

Amount Guaranteed Ou~~ndingZ

* tall Name. Melting Address and ZIP Coda Oeet~on a

S *. OrigInal Amount Payment ct.aIa.we of Outstanding ThbperlOd at of Loan Cumulativer. Oats of Loan Source S. Putt Name. Melting Address and ZIP Code AUDREW STEIII ~ 55 Street 200.00 200.00 * New TorI~, UT 10028 I (gpaclfyl 0 Sesured ElectIon: ~PrImarY 0 General 0 Other Demand mmmi Rate ...... %(apr) Temts: me I red S List Alt Endorseri or Guermnters (If any) se turn

Nan'. of Employer * 3. Putt Neme Melting Address end ZtP Code .4 OceupetIso

4 v~ Amount Guaranteed Ou~s~endI0g: £ ______-a Employer 2. Pull Name Melting Address end ZIP Code Name of I Oeupetio~

Guerenteed Outstanding: Amount£ V.. Name of Employer 3. Pull Name. Melting Addvesl end ZIP Code

*' ~*i ~1K~ '

~~ ~ .~.Ag Amount Guaranteed OutstandIng

$~gT~TA~5ThisPerIodTbIsPage(oPi~IelI...... TOTALS Tb;, Per;od (last page In this line only)...... ~- UP... - Heel tue mum osm~wed "S~IEIN ~ COE3SS cOINITZIK p8bMqAd*susndZFCs~g L...g.,a ANDREW STEIN 38 East 85 Street Rev York, MY 10028 .e I

Lbs AM Undsnsne, @SMMIWS Wsm~4 S iwo A i. S bewsg PtuU Mime u.mq Md's. semi 2W ~*

N S. Full Name. Milling Addrsis end ZIP Cods. Lose Souess. A~1DREW STEIN 38 East 85 Street New York, NY 10028 * Elmilo.,:Otrlmer'~ OGenersiOOher (specilyl: r~ ~ Ou.J*hUIfl~ Ust All nd,,,,, Ouasn~s..g (II any) us hue, S I. Full Nam,* Mailing Address and ZIP Cods Iml

Amo.rng Guaranteed Outstanding: ~ ;UsTOTALS This Psr;oi This Page iopgonaQ OTALs...... This ...... Piriod (Cast pagsin this line only) ...... * -

LOANS LUtESSite separateNUMSSiI~A3l) sehe*teg @0 . lee ugh nembared Keel

riginaf Amount . coPCRESS co~mnrr~z Balance Omeasanding a, I Mdrws ma. LP ~O5 01 LOW' meoree Cumuluelvo Paysment of Lea. To Pete Osse of Thb Period WV, Iflt 83 Street K~N t~' IL~L00aL~ 50.00 50.00 ~ Pete to Ota. Interest Rate .....L.....%(aprl 0 Secured Sedormere or Guarentora (If any) to lime A I. I. PUll thee. MatS., Address and ZIP Code Manse of Employer

'if Amount ~. rues u'am~ eaeang ~owess ens ~ii' ~.oe fiomeof Employer

Cecupadon

I I ~ 3. Pull Name Mailing Address and ZIP Code j Name of Uiitploygt

Weuoedon S OrIginal Amount Ealance OutstandIng at

*. rue. name. wElling noorasa ens ~w ~ooe or bean ~urce Cumulative Payment ANDREW STEIN'. of Loan Is Date ca. Thu Petted 38 East.85 Street kiev York, NY 10028 155.90. 155.90 Elaction:P Primary OGeneral 001,er tsoecifvlt ------~.--.-- I I ______I ~ Due Demand II~Ehprl 0 Secu~od

List All Endorser, or Guarantor, . Iii any) to hem 3 . '~ F'"' I. Pull tjsmo* Mailing Address and ZIP Code Name of Employer

Occupation

Amount Guaranteed Outstanding ~ ~ '~-

2. Pull Name Mailing Address and ZIP S ~. 4 ~

Occupation ~ . A

Amount Guaranteed Outatand;eig: ~ ~ ______S 3. Full Name* Mailing Address and ZIP Code Name of Employer ~

Q~A

SUBTOTALS This Period This Page (optional) ______'~*:. ~ I

Amount Guaranteed Outstanding: ______*... TOTALSThisPerod(lastpagelnthisl;naonuy)...... 205.90 LOANS . for msh umu~.ve meg

- ~WGU88 CO!OIITTU ~Ibiilng Aidres mmd ZIP Cede @9lass buree alSSgSOsemndhg me Camuheiw. Peysmese Wj~mv STEIN To Uses C~seO ThhPmled W 3D bit 85 Street *497.97 by Tork, I. Y. 10026 1 *497. 97 ~ ao,.w ksuuffvl: Nets Fu~fl~ ~~~bWSNS ~~mIaPrI L~ Al lndgmgin or Ouuemesrg III in~vP emgems A I. PuS ta.. ~folMg Ad*sin end ZiP Cads

et All Endorser, or Gugraneors (if any) to Item S 1. Full Name1 Mailing Address and ZIP Code II

UTOTALS This Period This Page (optional)...... 'TALS ThuPeriod (last pagein thiline only ) Carry outstanding balance only to UNE 3. Selmadule 0. for this line. line ScheduleD. carry forward to appropriate line of Sumosary. Pegu.L09 8 S LOANS

OrIgind Amount cumuladve Paymame belanes@umundlngae

~1S1NJ.LI2LGgUUAB~~a~ZA ~EK ______091mm To Dow Corn 09 ThhPedei

40,000.00 -0- 40 .000.00

Otis ~in Interest Roes ..±...A(aerI 0 Seemed

weds""' or Oueeentere (If any) e Item A g. Pd Name. MullIng Addrem and ZIP Cods I Nuns 09 Employer

2. Full Namo. MullIng Addreu and ZIP Cods ~ Numeof Employer

3. Full Nanie Mulling Addreu and ZIP Cods ~ Nuns of Employer

I. Full Name. Mulling Address and ZIP Cods of Loon Source Origlnd Amount C.I.d~. Payment Silence Outstanding at ANDREW STEIN ~ To Oats Clam 09 lI.le Peeled 38 East 85 Street New York, N. Y. 10028 142,772.52 0 142,772.52

ElectIon: 0 Primary ROowierul 00th., (specIfy): Teems: Dote Incurred Outs Owe Intureat Ruts J1(aprl 0 Sucured

List All Endorsurs or Guarantors (if any) to Item S ~ ~ ~*... 1. Full Neme. MailIng Address and ZIP Cods Nuns of Employer ~

Amount Guaranteed Outstanding

2. Full Nume, MullIng Address and ZIP Cods Name of Employer .

Amount Guaranteed OutstandIng

3. Full Nams. Mulling Address and ZIP Cods Name of Employer

- *A .~: ~. Occupation

______~

Amount Guaranteed Outstanding C I ' S ~ ~. SUBTOTALS This Period This Page (optIonal)...... TOTALS This Period (last page In this line only)......

Carey outstanding balance enly to LINE 3. Scheduls 0. for this line. If no ScheduleD, carry forward to upproptlats line of Summary. LOANS bAil pJm UP..'. STEIN FOR CONGRESS ~r anus *Iufl*etsd Ilewi ~~5~dj~mgj COMUTrn ZP DUdS Of Lm 1061136' OFIlIngI Among ~AgV NIaat srw85 Street Nw York, N. Y. 10028 127,397.00 mel Thlspg I~ ba@wtagmm~tggg g.' a

~I Election:TermgOe~g OPrimary lncurvgd~~~~ O~,~.reg ODehe, (apecifyl: I I Oat. ~ lntgrggt List All Indomrg Rate .~pj or Guerantora Ill any) to It.,,, S t~J# 1. Pull Maine Mailing Addr.u and ZIP Code ~ '~

Cery OutstandIng balance only to LINE 3* ScheduleD, for this ll.w~ If no ScheduleD. carry forward to appr,,r~e. II,,.of Summery. AGENCY CODE

j',~D~ le 4~J1~ftA THE CITY OF NEW YORK OFFICE OF THE CITY CLERK MUNICIPAL BUILDING ~.iiA~r NEW YORK, N.Y. 10007 I REPORT OF FINANCIAL INTERESTS (Administrative Code. Section 1106-5.0. Title A, Chapter 49) (See page 13 and following for requests to withhold information from public inspection)

PLEASE PRINT OR TYPEWRITE ALL INFORMATION CLEARLY

1. NAME: ANDREW J. STEIN

2. POSITION held requiring TITLE: Prc~idert - Bore~ig1i ~ r ~t~iii1~~r t ~n tiling of report SALARY:

3 Name and Address of DEPARTMENT. AGENCY. BOARD OR OTHER: President, Borough oF Manhattan, Municinal Bldg. NY. NY 1fl007

Office telephone number: (212) 566-4300 4 I am a CANDIDATE FOR THE OFFICE 0F Check: ELECTION ( ); RE-ELECTION

5 Period covered by this report: FROM January 1. i91~.L TO December 31. ieAL

PLEASE ANSWER THE FOLLOWING QUESTIONS, IF YOUR ANSWER TO ANY QUESTION IS YES, PLEASE FILL OUT THE APPROPRIATE ATTACHED SCHEDULE OR SCHEDULES.

DURING THE PERIOD COVERED BY THIS REPORT

I Did you or your spouse receive income of $1,000 GOor more from YES -- any professional organization in which you or your spouse is an NO~.-. officer, director, partner, proprietor or employee or for which either of you serves in any advisory capacity9

2 Did you or your ~pou~e rt~ceive or accrue any income of S1.00000 YES --z----- or more for services other than described in 1 above9 NO

Exhibit G I.

* 3. D~d you or your Spouse receive a capital gain of $1,000.00 or more from a single source other than the sale of a residence occupied by YES ~ the person reporting?

4 DId you or your Spouse receive reimbursement of expenditures of $1.000.00 or more from a single source? YES - NO X 5. Did you or your spouse receive honoraria in the amount of $500.00 or more from a single source? YES - NO ...z... 6. Did you or your spouse receive gifts in an amount or value of $500.00 or more from a single source? YES - NO x 7. Were you or your spouse indebted to one creditor in an amount of $5,000.00 or more for a period of at least 90 consecutive days? YES ~ N0 6. Did you or your spouse have an investment the value of which was $20,000.00 or more? YES x

9. Did you or your spouse own real property worth $20000.00 or more? YES x

10. Did you or your spouse hold a beneficial interest in a trust or fiduciary relationship valued at $2000000 or more? YES --

If all your answers to the above questions are NO. then please sign below If any answer to the above questions were YES, please be sure to fill out the appropriate schedule before signing below

I CERTIFY THAT ALL INFORMATION GIVEN HEREIN IS TRUE AND ACCURATE TO THE BEST OF MY KNOWLEDGE.

-2- SCHEDULE 1 INC 4 of $1,000.00 or more from profel. ganization of per ~n reporting or spouse. c.wc~ on. NOT APPLICABLE ( ) at least S1000.00 but less than 55.000.00: Name of Company or Profession ( ) at least $5000.00 but ______less than $25,000.00; Address ( ) at least $25,000.00 but less than $100.000.00 Interest. e g. officer, director. partner. ( ) S100.000.O0ormore proprietor, employee. advisory capacity Check' ( ) Person reporting ( ) Spouse 'U Check One at least $1000.00 but less than $5,000 00; Name of Company or Profession ( ) at least $5,000.00 but less than S25,000 00 Address ( ) at least S25.000.00 but less than $100.000 00; $100000 00 or more Interest. e.g.. officer, director. partner. proprietor, employee, advisory capacity Check: ( ) Person reporting ( Spouse U (c) Check One at least Sl,000.00 but less than $5,000.00. Name of Company or Profession ( ) at least $5,000.00 but less than $25,000.00; Address ( ) at least $25,000.00 but less than 5100.000.00:

Interest. e g.. officer, director, partner. $100000 00 or more proprietor, employee. advisory capacity Check. ( ) Person reporting ( ) Spouse U (d) Check One ) at least $1,000.00 but less than $5,000 00; Name of Company or Profession ( ) at least $5,000 00 but less tnan $25,000.00; Address at least $25,000 00 but less than $100000 00.

Interest. e q officer, dirci tur partru!r. $100.000 00 or more proprietor, employee. advisory caj)~Icity Check ( Person reporting Spouse I If needed attach additional information on appropriately tabled continuation sheets. Additional items should be designated by letters in sequence. 'e. *f". g and so on -3- SCHEDULE 2 INCO*of $iOOo.~ - for more, q01 rendered, ~mner than in (a) Schedule 1. Check O~. at least Name of source of incomeCity of New York $1,000.00 but less than $5,000.00; President - Borough of Manhattan j ( ) at least $5000.00 but less than $25,000.00; lylig Ut o~rvicg I (x) at least $25,000.00 but less than $100000.00: C ) $lOO.OOO.OOor more

Check: Cx) Person reporting C ) Spouse I Check One ( ) at least Name of source of income 51.00000 but less than S5.000.00. ______at least 55.00000 but Type of Service lessthan $25000 00. ) at least 525.000 00 but less than S100.00000; 5100,000 00 or more

Check ( ) Person reporting r-~ (C) Spouse Check One Name of source of income at least 51,000 00 but less than 55.000 00; at least $5000.00 but Type of Service lessthan 525.00000; at least 525.00000 but less than $100,000.00, $100,000 00 or more

Check: ( ) Person reporting (d) I SOQUIB Check One at least Name of source of income $1000.00 but less than 55.000 00; at least $5000.00 but Type of Service -~______- less than 525.000.00: at least $25,000.00 but less than $100,000.00: 5100,000 00 or more

Check Person reporting designatedIf needed attaci, arjditior)ag information on appropriately Spouse by letters in sequence, "e, '1", g' and so on. labled continuation sheets Additional items should be

-4- SCHEDULE 3 CAPI4 GAINS of $1,000.0 or more single Source: f.0W' tIiSfl sale of residence occuplUd b~ person reporting) I Check O.w Andicorp Holding, Inc. ( ) at least $1,000.00 but less than $5,000.00; Source of capital gain ( ) at least $5000.00 but less than $25000.00; Distributtt)i1 of Andicorp. Holding, Inc. ( ) at least $25000.00 but less than $100,000.00; (~) $100,~.00or more

Check: (K) Person rportlng Spouse I Check Ouw (;L.I1L~r:il 1)111)1 ii' iaL ill I ~ (~) at least $1000.00 but less than $5,000.00; Source of capital gain ( ) at least $5,000.00 but ~jl~ of 6,500 shares less than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00; $100,000.00 or more

Check: (xi Person reporting ) Spouse I Check One Excalibur Teclinologie.s Corp. (x) at least £1,000.00 but less than S5.000.00; Source of capital gain at least SS.000 00 but ~sa1e of 1 ,U0O ~li~irc's less than $25,000 00. ( ) at least $25,000.00 but less than $100,000.00: $100,000 00 or more

Check (X) Person reporting ( ) Spouse I Check One William House Regency (x) at least $1.000.00 but less than $5,000.00; Source of capital gain at least £5,000.00 but less than $25,000.00; ) at least S25.000.00 but less than $100000.00: ( ) $100,000.00 or more

Check: (~) Person reporting ( ) Spouse

-4. If needed attach additional information on appropriate labeled continuation sheets Additional items should be designated by letters in sequence. 'e~, ~f 'g" and so on. -5- . . . - -... .'

SCHEDULE CAPI4 0 3 GAINS Th JoV~ii6re @ jie sale of residence occup, ~urce: (other than

I v nersnn rnnt~rtlnn~ (e) Sen' ice Fricttar Ing Check One (x ) at least $1,000.00 but Source Of capital gain less than $5,000.00: ' ( ) at least $5,000.00 but sale of 150 shares less than $25,000.00; ( ~ at least $25,000.00 but less than $100,000.00; ( ) $100,000.00 or more

Check: (x) Person reporting ______( ) Spouse Check One ( ) at least $1,000.O0but Source of capital gain less than $5,000.00; ( ) at least $5,000.00 but less than $25,000.00; ( ) at least $25~000.00 but less than $100,000.00; ( ) S100,000.OOor more

Check: ( ) Person reporting

I ( ) Spouse Check One ( ) at least $1,000.00 but Source of capital gain less than $5,000.00; ( ) at least $5,000.00 but less than $25,000.00; C ) at least S25.000.00 but less than $100,000.00; ( ) $100,000.00 or more

Check: C ) Person reporting (ci) U ) Spouse Check One C ) at least $1,000.00 but Source of capital gain less than $5,000.00; ( ) at least $5,000.00 but less than $25,000.00; C ) at least $25,000.00 but less than $100,000.00; $100,000.00 or more

Check: ( ) Person reporting ______C) Spouse If needed attach additional information on appropriate labeled continuation sheets. Additional items should be designated by letters in sequence, "&. ~f". "g" and so on.

-5- SCHEDULE 4 REIM~SEMENT of exp~~ftJres 0.00 instance from a s mc~re In each (a~ - 1urce. Check O.~. Name of Person, organization or corporation at toast $1,000.00 but making re-imbursement. loss than S5.000.00 ( ) at least NOT APPLICABLE $5,000.00 but lessthan $25,000.00; ( ) at least $25000.00 but less than $100.00000; ( ) $lOO,000.OOormcre

Check: ( Person reporting (b) I Snouts

Check One at least S1.000 Name of person, organization or corporation making 00 but re-imbursement. lessth~n S5.000.0O: at least S~KOO0.0O but less th ri $2500000: at least ~ 5.00000 but less th~ 100,O0O (V) S100.OC C3ormore

Check: ( ) 'e son reporting (C) Spouse

Check One Name of person. organleation or corporation making re-Imbursement ) at least S1,000.oo but less than $5,000 00 ( ) at least S~.00o.0o but lessthan .'25 000.00. ( ) at least $2. 00000 but less than_$ 00.000.00, $100,000.00 ~rmore

Check: ( ) Perso, reporting (d) Spous.'

Check One Name of person, ( ) at least organization or corporation making re-imbursement $1.000.0C ~ut lessthan $5,000.00; at least $5,000.00 but lessthan $25,000.C0; ) at least $25,000.00 ~ut lessthan $100,000.0.y $100,000.00 or more

Check: ( ) Person reportir If needed attach additional information I designated on appropriately labeled continuation sheet Additional items sh uld be by letters in sequence, "e", 't', 'g" and so on.

-6- SCHEDULE 5 HON4RIA of $500.00 or more aggreg~rom single souv.

3- Check One ) less than $1000.00 at least $1000.00 but Name of donor, (person, organizat.on. corporation) less than $5,000.00; NOT APPLICABLE ) at least $5.00000 but Address less than $25,000.00: ) at least $25.000.00 but less than $100,000.00; $100.000.00 or more Check: ( Person reporting ) Spouse (b) j Check One less than $1,000.00 at least $1.OOOOObut Name of donor, (person, organization, corporation) less than $5000.00: at least $500000 but Address less than S25.000.00. at least S25.000 00 but less than S~00.000.00. $100.000.00 or more Check ( ) Person reporting Spouse Check One less than S1,000 00 at least $1,000 00 but Name of donor, (person, organization, corporation) less than $5,000 00, at least $5.000 00 but Address less than S25.000 00: at least $25.000.00 but less than $100.000.00;

$100,000.00 or more _____ Check ( ) Person reporting Spouse (d) Check One less than $1.00000 at least $1,000.00 but Name of donor, (person. organization, corporation) less than $5,000 00: at least S500000but Address less than $25000 00: at least $25000 00 but less than $100,000 00: $100,000 00 or more Check. ( ) Person reporting Spouse It needed attach additional information ~ri a~ieropriately abeled continuation sheet. Additional items should be designated by letters in sequence 'e, t". '4 and so on.

-7 SCHEDULE 6 GIFTS aggregate of $500.00 or more sinole ~nurc

'U, Check One ( ) less than $1,000.00 * Name of person, organization Of Corporation making gift, ( ) at least $1,000.00 but less than $5.000.o0~ NOT APPLICABLE ( ) at least $5.000.00 but less than $25,000.00; ( ) at least $25,000.00 but less than $100,000.00; ( I $100,000.00 or more Check: ( ) Person reporting (b) ( ) Spouse Check One Name of ( ) less person. organization or corporation making gift. than $1,000.00 ( ) at least $1,000.00 but less than $5,000.00: ( ) at least $5.000.00 but less than $25,000.00: ( ) at least $25,000 00 but

less than $100,000 00 ______$100.000.oO or more Check: ( ) Person reporting (C) C ) Spouse Check One Name of person, organization or corporation making gift. less than Si 00000 at least $1.000.00 but less than $5,000.00: at least $5.OOo.00 but less than $25,000.00: ) at least $25.000.00 but less than $100000 00. $100,000.00 or more Check: ( ) Person reporting (d) ) Spouse Check One Name of person, organization or Lorporation making gift ( ) less than $1,000.00 ( ) at least $1000.00 but less than $5.000.00; ( ) at least $5,000.00 but less than $25,000.00, ( ) at least $25000.00 but less than $100,000.00; $100,000.oo or more Check ( ) Person reporting I? needed Spouse designated attach a~1ditional information on appropriately labled continuation sheet. Additional items should be by letters in sequence, ~e, I', 'g' and so on.

-8- more k'~ Og,~iI Of gO cort CUtevine dayS 7 INDEBT~IESS of S5.0~. 1 SCHEDULE or more.e V (a) £~ANUFACTUREI~S HANOVER 'RUS'l' Check One at least SS.000 00 but ______Iless than 525.000 00. Name of Creditor J4 1 at least SSOOOOObut 4 NY Plaza, NY, NY Address ix) at least 5100.000 00 but

Indicate Still in effect (b,). Date terminated ______$500 000 00 or more

Check I xl Person reporting I ( ) Spouse Check One ) at least 55.00000 but Internal Revenue Service less than S25.000 00. Name of Creditor 4 ) at least $2500000 but tess than S100.000 00.

Address Ix) at least SIOO.00000 but less than S500 00000 Indicate Still an effect ( ). Date terminated ~ 500.000 00 or more Represents estImated Federal income tax due - calendar year 1981 of $250,000, paid with extension Kheck request ~ ) Person reporting ) Spouse (C) t Check One New York State income tax at least 55.000 00 but less than $25 000 00. Name of Creditor I I at least 525 00000 but less than 510000000 Address i,.~ ) at least SlOOOOOOObUt inSs than $50000000 4/15/82 Indicate Still in effect ( ). Date terminated S500 000 00 or more

Represents ('st iawitt.el New York State & New York City income tax due - calendar year 1981., $100,000 paid Check I xl Person reporting with est minted relurn Spouse

(d) Check One Oppenheimer & CO ) at least SS.000 00 but less than S25.000 00. Name of Creditor at least $25 00000 but less than S100.000 00: Address ~x) at least S100.00000 but less than S500 000 00.

Indicate Still an effect ~' ). Date t~~rmenated ______a ) S500000000r more

Margin account ______Check t~) Person reportang Spouse

If needed attach additional information on appropriately labeled continuation sheet Additional items should be designated by lftters iii seQuence. e' f g and so on *Lxcliides transactions v:th relatives consistent with federal la~. e.g. 2 USC 702(4) -9- SCHEDULE 8 INVE4ENTS of $20,000.00 value or us0 g. American Resources Mgmt Corp Check one (x ) at least 520.000 00 but Name of Investment less than S100.000 00~ at least S100.000 00 but Check if value based on cost ); or estimate at time of receipt (4') less than 5500.000.00: 5500, 000 00 or more

Check. (x ) Person repoiting Spouse (b)

______Bank Americu Corp. Check One ______lx ) at least 520.000 00 but Name of Investment less thAn sioo.oo'oo at least $100000 00 but Check if value based on cost ( ). or estimate at time of receipt (~) less than S500 000 00 SSOO.000 00 or more

Check ~ ) Person r~'portirig

(C) ~ :entury Telephone Ent N> Check Oie ' I. K (x) at least $2000000 but Na e of Investment C less than $iOO.O00 I at least $100000 C~) but Check ifvalue a s ); or estimate at time of receipt (1) less than S500.O00 00. S500 000 00 or more I'.. H Ni C.~.~h@3I Check (x ) Person reporting Spouse (d) Crown Zel hrh;i(:h Corp Check One (x) at least $20 000 00 but Name of Investment less than $100. '0000 at least $100000 C but Check if value based on cost ( ). or estimate at time of receipt (1) loss than $500 ~00 00 $500. 000. 00 or more

Check (~) Person reporting Spouse

If needed attach additional information on appropri.itely labeled continuation sheet Additional itet is shaud designated by letters in sequence. *&. f, "g' and so on

-10- SCHEDULE 8 or

A~k - (e) Dynalectrora Corp. Check On. Name of Investment I ~) at least 520.00000 but less than Sl00.000.00: Check If value based on cost ( ), or estimate at time of receipt (~) ( ) at least S100,000.00 but less than S500,0oo.oo~ I ) 5500.000 00 or more

Check. (,~) Person reporting I ( ) Spouse ~x~cx (f) Harcourt Brace Jovanovich Inc Check One ( ) at Name of Investment -~ - - -- -~ - least 520.000,00 but less than $100,000 00. (x) at least 5100.000.00 Check if value based on cost ( ); or estimate at time of receipt ( ./) but less than $500,000.00; ( ) 5500.000.oo or more

Check. (x) Person reporting ______( ) Spouse (g) Lionel Corp. Check One Name of Investment (x) at least S20.000.oo but less than S100.000.oo, Check if value based on cost ( ); or estimate at time of receipt ( ~) at least SlOO.OOOOObut lesstha'i SSOO.0o 00. S500.O00.OOor more

______I Check ( ~c)) SpousePerson reporting It-fix (h) Manhattan Life Corp. Check One Nameoflnvestment~~~~----- ~) at least S2000000but less than S100,Ooo.oo.______Check if value based on cost ( ). or estimate at time of receipt (~) at least S100 000 00 but less than S500.000.oo. I ) S500,000.OOor more

______) Spouse Check. ( x) Person reporting If needed attach additional inform~uion on appropriately I labeled continuation sheet. Additional items should be designated by letters in sequence. "e". f". "g" and so on.

-- 10- SCHEDULE 8 INVES*NTS ot8N value~. 3T or. w (I) Check One Rio Grande lnd~4. Bocum cv rfd A ~x ) at least 520.00000 but Name of Investment less than S100.OOo.oo ( ) at least S100.000.OO but Check if value based on cost ( ); or estimate at time of receipt (i) less than S500.Ooo.oo; ( ) S500.000 00 or more

Check: Ocx) Person reporting ( ) Spouse 11..~

(.1) Waldbuum, Inc. Check One (x ) at least 520.00000 but Name or Investment less than $100,000.00.

Check If value based on cost ('I ); or estimate at time of receipt ( ) at least S100.000.0o but ( less than S500,000.00; ( ) 5500.000.00 or more

______I Check ( x) Person reporting .4mb,. * ( ) Spouse Excel Energy Corp. Check One Name of Investment (~) at least S20.000.0o but less than 5100.000.00, ( ) at least S100.OOOOObut .... Check if value based on cost ( ); or estimate at time of receipt (j) less thati S500.000 00. ( ) S500.000.Ooor more

Check (x ) Person reporting Spouse

_____ ( ) at least 520.000 00 but Name of Investment lessthan $100,000.00. at least S100,000.00 but Check if value based on cost ( ); or estimate at time of receipt C ) less than $500,000 00. 5500.000 00 or more

Check: ( ) Person reporting ______C ) Spouse If needed attach additional information on appropriately labeled continuation sheet. Additional items should be designated by letters in sequence. "en. 'f, "g" and so on.

-10- SCHEDULE 9 4PERTY or rvore REAL HOLDu.~S of $2Oc~ * due (a) Park Aye, cooperative apt. Check On. j1125 ______( ) at least 520.00000 but Street address or precise location of property (x) at least 5100000.00 but Check if value based on cost (i); or estimate at time or receipt ( ) less than $500000.00 ( ) 5500.00000 or more

Check. (,j Person reporting ______Spouse (b)

______at least $2000000 but less than $100,000 00, Street address or precise location of property ( ) at least 5100.00000 but Check if value based on cost ( ). or estimate at time of receipt ( ) less than S500.000 00: $500000 00 or more

Check ( ) Person reporting Spouse (c) ______( ) at least S20.000.0o but less than $100,000 00. Street address or precise location of property Check if value based on cost ( ). or estimate at time of receipt ( ) ( ) at least $10000000 but less than $50000000. $500. 00000 or more Check ( ) Person reporting

Spouse

(d) Check One

______at least 520.000 00 but Street less than S100.000.00. ___ address or precise location of property ______-- at least $100,000.00 but Check if value based on cost ( ). or ~Stiniate at time of receipt ( ) lessthan $500,00000

$500.000.00 or more

Check ( ) Person reporting Spouse If needed attach additional infoimation on appropriately labeled cuntinuation sheet Additional items should be designated by letters in seqii. 'nc-c, i* 'f q and ~o on

11 - -, - ~1 ..-,- ., -, - v~Y~ThT

SCHEDULE 10 TRUSd FIDUCIARY RELATIONSHIPO $20,000.00 value or more (a) NOT APPLTCABLE Check one ______at least $20,000.00 but Name of Trust or Fiduciary relattonshep less than S 100.000.00: ( ) at least S100,000.00 but less than S500.000 00: ( ) SSOO.000.oo or more

Check. ( ) Person reporting ______Spouse (b) Check One ______( ) lessat least than $20,000.00 $100,000.00: but Name of Trust or Fiduciary relationship ) at least $100,000.00 but less than $500,000.00; S500.O00 00 or more

Check ( ) Person reporting Spouse (C) Check One at least $20,000 00 but less than S100.000 00. Name of Trust or Fiduciary relationship at least $10000000 but less than 5500.000 00: $500000 00 or more

Check ( ) Person reporting Soouse Cd) Check ______at least S20.000One 00 bUt Name of Trust or Fiduciary relationship lessthan S 100.00000; at least 5100.000 00 but less than $500.00000: $500000 00 or more

Check C ) Person reporting Spouse If needed attach additional information on appropriately labeled continuation sheet Additional items should be designated by letters in sequence. e , f". "g' and so on

12 - '-~

REQUEST TO WITHHOLD INFORMATION FROM PUBLIC INSPECTION (Privacy Claims)

As t each of the following privacy claims. I affirm that I believe the information concerned to be highly personal and unrelated to my New York City office or employment and believe that it does not involve a conflict of interests.

A. I request that the following information contained in schedule - item - be withheld from public inspection

(describe information to be withheld)

This information is highly personal because

B. I request that the following information contained in sdhedule item be

withheld from public inspection

(describe information to be withheld)

This information is higly personal because

- 13- C. I request that the following information contained in schedule item be withheld from public inspection

(describe information to be wthheld)

This information is highly personal because

D. I request that the following information contained in schedule item - be withheld from public inspection

(describe information to be withheld)

This information is highly personal because

E. I request that the following information contained in schedule item - be withheld from public inspection

(describe information to be withheld)

This information is highly personal because

-- 14-- [ ~7

F. I request that the following information contained in schedule - item ...... be

withheld from public inspection

(describe information to be withheld)

This information is highly personal because

G. I repuest that the following information contained in schedule._____ item - be withheld from public inspection

(describe information to be withheld)

This information is highly personal because ______-

H I request that the following information contained in schedule item _____ be withheld from public inspection

(describe information to be withheld)

-15- i. ~ 6 This information is highly personal bcause

~f needed attach additional information on appropriately labeled continuation sheet. Additional items should be designated by letters in sequence, "I". 1". "k' and so on.

-16- MANUFACTURERS HANOVER TRUST COMPANY

A 870 P&m~ AVENUE. NEW VOA(. N.Y. rgr MAM.WdS AS@SSS tA*WUACYU *S ~&t4OV6fl YmUsY GSSd&.Y z SOAWS ~ S'AY@td SoS.. 3~.. ear I ~W*YOS4s~V @165 !.~ .~ I, 4 January 9. 1985 .1 L

Mr. and Mrs. Andrev Stein *~8E~...85t.h Street- ipt. liE ~eyTork, NY 10028

I-' Dea.r Mr. and Mrs. Stein:

am writing to you to confirm that according to our records the loan that we extended to you was for personal needs. The loan was nor extended for business purposes and there are no outside guarantees.

Sii~~~rely

(%~~ Carol H. Brown A~sistanc ~'ice President

CHB:cg

- ~a

-4.

' a.-' - ~ ~i'S

~ "-f .

Exhibit H ~EDLRAL ELECTION COMMISSION

1%~~WII1 NW WASIItNG1ON.DC. 204b3

Tills ISTHE BEGIIVIING OF MUR ~ 2z~26

Date Filmed Camera tao. 2

Cameraman