SYMPOSIUM ON BUILDING THE ST FINANCIAL SYSTEM OF THE 21 CENTURY: AN AGENDA FOR AND THE UNITED STATES , CHINA JUNE 6-8

PARTICIPANT LIST (AS OF JUNE 5)

Crystal CHEN Akira Ariyoshi General Manager, BlackRock Investment Specially Appointed Professor, International Management (Shanghai) Company Limited University of Vivian CHEN Bo BAI Chairman, Beijing HRJT Investment Co. Ltd. CEO, U.S. – China Green Fund Yunxian CHEN Nowell Bamberger Former Deputy Governor, Guangdong Partner, Cleary Gottlieb Steen & Hamilton LLP Provincial People’s Government Mark Barnes Zhiying CHEN Partner, KPMG LLP Member, Standing Committee of CPC Guangzhou Municipal; Vice Mayor, Guangzhou Charles Bennett Municipal People’s Government Consul General, Guangzhou, China, U.S. Department of State Manjiang CHEN CEO, BOCI Research Limited Stephen Berger Managing Director, Government & Regulatory Yan CHENG Policy, Citadel LLC Senior Advisor, China Shandong Hi-Speed Financial Group Ltd. Gregg Berman Director of Market Analytics and Regulatory Daniel Chinoy Structure, Citadel LLC Research Analyst, Elliot Advisors Kevin Burgwinkle Lina Choi Economic Officer, Guangzhou, China, U.S. Vice President-Senior Credit Officer, Moodys Department of State Diana Choyleva Alexandre Cerat Chief Economist, Enodo Economics Diplomat, First Secretary, Economics & Finance, Embassy of Canada to Beijing Rebecca Chua Managing Partner, Premia Partners Company Iris Chan Ltd. Founder and Chief Executive Officer, Ameriway Inc. Jenny Cosco Managing Director, Co-Head, Government Lyndon Chao Affairs Asia Pacific, Goldman Sachs Managing Director, Head of Equities and Post Trade, Asia Securities Industry & Financial Xu DAI Markets Association Chairman, China Culture and Technology Innovation Alliance

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Nar Dao Jessica GUO Consul, Economic Officer, U.S. Consulate General Manager, Guangzhou Branch, Country Guangzhou, China Garden Group

Daniel Deng Sherry HAO Managing Director, Client & Partner Group, Independent Director, Legend Holding Citadel LLC Timothy Hogan Bob Dohner APAC Government Affairs, Executive Director, Former Deputy Assistant Secretary, JPMorgan Chase & Co. International Economics Analysis and Senior Asia Advisor, U.S. Department of Treasury; Henry HONG Fellow, Atlantic Council Chairman and CEO, AP Photonics Ltd.

Fabiana Fedeli Kent HU Global Head of Fundamental Equities, Robeco President Assistant, Guangzhou Liby Enterprise Group Co., Ltd. Yaoliang FENG Chairman, Guangzhou HuaXin Group Co., Ltd. Gina Huang Head of Government Relations, JP Morgan Peter Fisher China Former Undersecretary for Domestic Finance, U.S. Department of the Treasury; Senior Viki Huang Fellow, Center for Business, Government & Head of Regulatory, Industry and Government Society, Tuck School of Business at Dartmouth Affairs, China, State Street

Yuhui GAO Xiang HUANG CEO, Dongguan Private Investment Group Co., Board Member & Co-Founder, International Ltd. Leadership of Texas

Stefan Gavell Xiaowen HUANG Executive Vice President and Global Head of President & General Manager, Dongguan Trust Regulatory, Industry, and Government Affairs, Co., Ltd. State Street Jianguo HUO Jun GE Vice Chairman, China WTO Studies Associate Dean, Shanghai Advanced Institute of Finance, Shanghai Jiao Tong University Yongli JI President, Qianhai East Asia Minghua GONG Investment Co., Ltd. Editor in Chief, China Rural Finance Magazine, China Banking and Insurance Regulatory Simon Jin Commission President, Greater China, S&P Global

Bill Grimes Gongbin JING Associate Dean for Academic Affairs; General Manager, China Southern Air Capital Professor of International Relations & Political Holding Ltd. Science, Boston University Dave Jones John Gulliver President, SPD Silicon Valley Bank Deputy Director, Program on International Financial Systems, Inc.

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Andrew Joyce Wei LI Assistant Vice President, Government Relations, President (Minister), Development Research Asia, MetLife Center of the State Council

Donald Kanak Xiaoming LI Chairman, Eastspring Investments President, DESEA lnvestment Holding Group Co., Ltd. Joseph Kim Executive Director, Corporate Strategy, CME Yichuan LI Group Associate Director, Huarong Investment Stock Corporation Limited Yuee Kong Deputy Director, Financial Bureau, Nanhai Zhao LI District, Foshan City, Guangdong Province Manager, Finance and Corporate Development, CME Chun LAM Chairman, Sheng Di Group Yao LIAO Chairman, Shenzhen Shangyuan Capital Nicholas Lardy Anthony M Solomon Senior Fellow, Peterson Huasheng LIU Institute for International Economics Vice General Manager, Guangdong Provincial Branch Ann LI Managing Director, JPMorgan Chase & Co. Shijin LIU Chinese Chief Advisor of CCICED (China Chuyuan LI Council for International Cooperation on Chairman, Guangzhou Pharmaceutical Environment and Development); Vice Chairman Holdings Ltd. of the Economic Committee of Chinese People’s Political Consultative Conference (CPPCC), Fangjin LI and Vice President of China Development Chairman, Guangzhou Finance Holdings Group Research Foundation (CDRF) Co., LTD Xiwei LIU Harry LI President, China South Area, New Hope Group Chairman, JCU Asset Management Yilei LIU Huiwu LI Chief Economist, China Investment Consulting Deputy Director-General, Development Corporation Research Center of Guangdong Province Lisa LOU Jiange LI China Country Head of Global Service & Vice Chairman, Central Huijin Investment Co., General Manager of Beijing Branch，State Ltd; Chairman of the Board of Trustees of Sun Street Bank and Trust Company Yefang Foundation Lei LU Ting LI Deputy Administrator, State Administration of CEO, Yunfeng Financial Group Foreign Exchange

Wanhui LI Mai LU Deputy Director，Institute of Economics, Vice Chairman & Secretary General, China Chongqing Academy of Social Science Development Research Foundation

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Jing LV Keith Noyes Executive Vice President, China Everwin Asset Regional Director, Asia Pacific, International Management Co.,Ltd Swaps and Derivatives Association (ISDA)

Paul Lynch Jianguo PAN Regional Head of Government Relations, Member and Secretary General, Standing Prudential Corporation Asia Committee of CPC Guangzhou Municipality

Malone MA Qian PENG Chief Representative for China, National Union Vice President, Meituan-Dianping Life and Limb Insurance Company Winnie Pun Xingrui MA Head of APAC Public Policy, BlackRock Governor, Guangdong Province Yitong QIU Yuejun MA Director-General, Bureaux of Financial Affairs Chairman, AXAM Co., Ltd. of Guangzhou Municipality

Yvonne Ma Xuefeng REN Researcher, Davidson Kempner Asia Limited Deputy Secretary, CPC Guangdong Provincial Committee Zhengyong MA Secretary, CPC Committee, Haizhu District, Peter Reynolds Guangzhou Partner, Oliver Wyman

Cindy Marks Hal Scott Senior Director, Global Public Policy, Visa Nomura Professor and Director, Program on International Financial Systems, Harvard Law Timothy Massad School Former Chairman, U.S. Commodity Futures Trading Commission; Former Assistant Charles Scully Secretary for Financial Stability, U.S. Treasury Managing Director, Chief Investment Officer Department; and Senior Fellow, John F. Asia, MetLife Investments Asia Limited Kennedy School of Government, Harvard University Daniel Senger Partner, CDI Global China - Wilton Partners Meng MENG Executive Vice President, China Emissions Ming SHANG Exchange Director-General, Policy Research, State Development & Investment Corp., Ltd. Victoria Mio CIO China Co-Head of Asia Pacific Equities Jianguang SHEN Fund, Manager Chinese Equities, Robeco Hong Chief Economist, Mizuho Securities Asia Kong, Ltd Limited

Anthony NEOH Xunqin SHI Main Board Independent Director (Chairman of General Manager, Investment Department, Risk Committee), Industrial and Commercial Kysun Financial Holding Group Bank of China Catherine Simmons Head of Government Affairs, Asia Pacific, Citi

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Hongmou SONG Daniel Warelis Director & Executive Vice President, Government and Regulatory Affairs, Asia- Oceanwide Holdings Co., Ltd. Pacific, Thomson Reuters

Robin SONG Jenesy Wang Partner, Lunar Commercial Specialist, U.S. Consulate Guangzhou, China Paul Speltz CEO, Global Strategic Associates, LLC Gejun WEI President, China Financial Publishing House, James Sun the People’s Bank of China Chief Executive Officer, Harvest Global Investments, Limited Guohui WEN Mayor, Guangzhou Municipality Jie SUN Former Chairman, Asset Management Zhenyu WU Association of China Director-General, Institute of Finance, Development Research Center of the State Shuming SUN Council Chairman of the Board, GF Securities Mingguang XIAO Wen SUN CFO, Midea Group co., Ltd Vice President, WeBank Qingwen XIAO Ning TANG Deputy Secretary General, China Development Founder & CEO, CreditEase Research Foundation

Adam Wand Zhenyu XIAO Head, Global Public Policy, Visa Counsellor, Guangdong Provincial People's Government Guangkun WANG Former Director-General, General Department, Qing XIONG Ministry of Finance, P. R. China Chairman, Jiayi Group

Honghe WANG Haifeng Xue Deputy Inspector, General Office, China Vice President - Senior Regulatory Officer, Banking and Insurance Regulatory Commission Moodys Asia Pacific Ltd

Jesse WANG Xiaojun YANG Chairman, Beijing Dalio Public Welfare President, 9F Inc. Foundation Junying YE Xian Wang Chairman and CEO, Gortune Investment Co., Associate Dean, National Institute of Financial Ltd. Research, Tshinghua University PBC School of Finance Yu YE Partner, YeYu Fund Yinghua WANG China Chief Representative, Cohen Group Zhiliang YE District Governor, Huadu District, Guangzhou Zhe WANG Municipal People's Government Vice President, Ctrip Group

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Guandi YU Weibin ZHONG President, Guangzhou Yinqin Group Co., Ltd. Chairman, Shenzhen Gold Controlled CITIC Equity Investment Fund Management Co., Ltd. Hua YU Chairman, Morgan Stanley Huaxin Funds Chengyue ZHOU Chairman, China Public-Private Partnership Shengfa YU Fund CRO, Ant Financial Services Group Lingli ZHOU Shirley Yu Chief Strategy Officer, Leshua Technology Co., Group Country Manager, VISA Greater China Ltd.

Xuejun YU Yanli ZHOU President of Supervisory Boards, State Owned Former Vice Chairman, China Insurance Financial Institutions Regulatory Commission

Yuyin ZHAN Shan ZHU Chairman of the Board, E Fund Management President, Bridge Capital Co., Ltd. Wei ZHU Aijun ZHANG Senior Managing Director and Greater China Deputy Secretary-General, Guangdong Chairman, Accenture (China) Co., Ltd Provincial People's Government; Director- General, Development Research Center of Weijiang ZHU Guangdong Province Deputy Director-General, Policy Research Office of Zhejiang Provincial Party Committee David Zhang Head, Government Relations, China, Visa Wenyan Zhu Researcher, Davidson Kempner Asia Limited Hongjiu ZHANG Partner, Jingtian & Gongcheng

Linda ZHANG Partner, KPMG LLP

Yueguo ZHANG Dean, Guangzhou Academy of Social Sciences

Zhaoxing ZHANG Chairman, Yuexiu Group

Zhizhou ZHANG President, Dunhe Fund Management Company Ltd.

Quanhou ZHAO Director of Center for Financial Studies, Chinese Academy of Fiscal Sciences

Jianrong ZHENG Director-General, Department of Commerce of Guangdong Province

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