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Chapter 3

Stress, Cauchy’s equation and the Navier-Stokes equations

3.1 The concept of traction/

• Consider the of fluid shown in the left half of Fig. 3.1. The volume of fluid is subjected to distributed external (e.g. stresses, etc.). Let ∆F be the resultant acting on a small surface element ∆S with outer unit normal n, then the traction vector t is defined as: ∆F t = lim (3.1) ∆S→0 ∆S

∆F n ∆F             ∆    S       ∆ S n         

Figure 3.1: Sketch illustrating traction and stress.

• The right half of Fig. 3.1 illustrates the concept of an (internal) stress t which represents the traction exerted by one half of the fluid volume onto the other half across a ficticious cut (along a plane with outer unit normal n) through the volume.

3.2 The stress

• The stress vector t depends on the spatial position in the body and on the orientation of the plane (characterised by its outer unit normal n) along which the volume of fluid is cut:

ti = τij nj , (3.2)

where τij = τji is the symmetric stress tensor.

• On an infinitesimal block of fluid whose faces are parallel to the axes, the component τij of the stress tensor represents the traction component in the positive i-direction on the face xj = const. whose outer normal points in the positive j-direction (see Fig. 3.2).

6 MATH35001 Viscous Flow: Stress, Cauchy’s equation and the Navier-Stokes equations 7

x3 x3

      τ33 τ22 τ τ11  12 τ21 τ τ  13 23   τ  τ  32τ 31 τ 31 32   τ τ τ  23 13 τ21 τ τ τ 11 12 22 33    

x1 x2 x1 x2

Figure 3.2: Sketch illustrating the components of the stress tensor.

3.3 Examples for simple stress states

• Hydrostatic : τij = −P0 δij ; note that ti = τij nj = −P0 δij nj = −P0 ni, i.e. the stress on any surface is normal to the surface and ‘presses against it’ (i.e. acts in the direction opposite to the outer normal vector) which is precisely what we expect a pure pressure to do; see left half of Fig. 3.3

stress: E.g. τ12 = τ21 = T0, τij = 0 otherwise; see right half of Fig. 3.3. This sketch also illustrates that the symmetry of the stress tensor is related to the balance of moments: If τ21 were not equal to τ12 (i.e. if the tangential stress acting on the vertical faces was not equal to the tangential stress acting on the horizontal ones) then the block would rotate about the x3 axis.

P 0 T0

T0 T0 P P x2 0 0

T0 P0

x1

Figure 3.3: Simple stress states: Hydrostatic pressure (left) and pure (right).

3.4 Cauchy’s equation

• Cauchy’s equation is obtained by considering the equation of motion (‘sum of all forces = times ’) of an infinitesimal volume of fluid. For a fluid which is subject to a body force (a force per unit mass) Fi, Cauchy’s equation is given by

∂τij ρai = ρFi + , (3.3) ∂xj

where ρ is the density of the fluid. ai is the acceleration of the fluid, given by (2.5), therefore Cauchy’s equation can also be written as

Dui ∂τij ρ = ρFi + (3.4) Dt ∂xj MATH35001 Viscous Fluid Flow: Stress, Cauchy’s equation and the Navier-Stokes equations 8

or ∂ui ∂ui ∂τij ρ + uk = ρFi + . (3.5)  ∂t ∂xk  ∂xj

• Note that Cauchy’s equation is valid for any continuum (not just fluids!) provided its is described by an Eulerian approach.

3.5 The constitutive equations for a Newtonian incompressible fluid

• In chapter 2 we derived a quantity (the rate of tensor ǫij ) which provides a mathematical description of the rate of deformation of the fluid. • Cauchy’s equation provides the equations of motion for the fluid, provided we know what state of stress (characterised by the stress tensor τij ) the fluid is in. • The constitutive equations provide the missing link between the rate of deformation and the result- ing stresses in the fluid. • A large number of practically important fluids (e.g. water and oil) are incompressible and exhibit a linear relation between the of strain and the shear stresses. These fluids are known as ‘Newtonian ’ and their is given by

τij = −pδij +2µǫij , (3.6)

or, using the definition of the rate of strain tensor,

∂ui ∂uj τij = −pδij + µ + , (3.7) ∂xj ∂xi 

where p is the pressure in the fluid and µ is the ‘dynamic ’, a quantity that has to be determined experimentally. • Note that there are also many fluids which do not behave as Newtonian fluids and have different constitutive equations (e.g. toothpaste, mayonaise). Not very imaginatively, these are often called ‘Non-Newtonian Fluids’ – the behaviour of these fluids is covered in a different lecture.

3.6 The Navier-Stokes equations for incompressible Newtonian fluids

• We insert the constitutive equations for an incompressible Newtonian fluid into Cauchy’s equations and obtain the famous Navier-Stokes equations

2 ∂ui ∂ui ∂p ∂ ui ρ + uk = ρFi − + µ 2 , (3.8)  ∂t ∂xk  ∂xi ∂xj

or symbolically ∂u 2 ρ + (u · ∇)u = ρF − ∇p + µ∇ u. (3.9)  ∂t  Dividing the equations by ρ provides an alternative form

2 ∂ui ∂ui 1 ∂p ∂ ui + uk = Fi − + ν 2 , (3.10) ∂t ∂xk ρ ∂xi ∂xj

where ν = µ/ρ is the ‘kinematic viscosity’. MATH35001 Viscous Fluid Flow: Stress, Cauchy’s equation and the Navier-Stokes equations 9

• In combination with the equation of continuity ∂u i =0 (3.11) ∂xi or symbolically ∇ · u =0, (3.12) the three momentum equations form a system of four coupled nonlinear, partial differential equa- tions of parabolic type ( order in space and first order in time) for the three velocity compo- nents ui and the pressure p. The governing equations in selected coordinate systems

Rectangular cartesian coordinates The rate of strain tensor

ǫxx ǫxy ǫxz ǫij =  ǫyx ǫyy ǫyz  ǫzx ǫzy ǫzz   where ∂u ∂v ǫ = ǫ = xx ∂x yy ∂y ∂w 1 ∂v ∂u ǫzz = ǫxy = + ∂z 2 ∂x ∂y  1 ∂w ∂v 1 ∂u ∂w ǫyz = + ǫzx = + 2  ∂y ∂z  2  ∂z ∂x 

The

∂w ∂v ∂u ∂w ∂v ∂u ω = curl u = − , − , − .  ∂y ∂z ∂z ∂x ∂x ∂y 

The Navier Stokes equations

∂u ∂u ∂u ∂u 1 ∂P + u + v + w = − + ν∇2u, ∂t ∂x ∂y ∂z ρ ∂x ∂v ∂v ∂v ∂v 1 ∂P + u + v + w = − + ν∇2v, ∂t ∂x ∂y ∂z ρ ∂y ∂w ∂w ∂w ∂w 1 ∂P + u + v + w = − + ν∇2w, ∂t ∂x ∂y ∂z ρ ∂z

∂u ∂v ∂w div u = + + =0. ∂x ∂y ∂z

The

∂2 ∂2 ∂2 ∇2 ≡ + + . ∂x2 ∂y2 ∂z2

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Cylindrical Polar Coordinates

Relation to Cartesian coordinates:

x = r cos ϕ, y = r sin ϕ, z = z

Velocity components: u = ur, v = uϕ, w = uz

The rate of strain tensor

ǫrr ǫrϕ ǫrz ǫij =  ǫϕr ǫϕϕ ǫϕz  ǫzr ǫzϕ ǫzz   where ∂u 1 ∂v u ǫ = ǫ = + rr ∂r ϕϕ r ∂ϕ r ∂w 1 ∂ v 1 ∂u ǫzz = ǫrϕ = r + ∂z 2  ∂r  r  r ∂ϕ 1 1 ∂w ∂v 1 ∂u ∂w ǫϕz = + ǫrz = + 2  r ∂ϕ ∂z  2  ∂z ∂r 

The vorticity

1 ∂w ∂v ∂u ∂w 1 ∂ 1 ∂u ω = curl u = − , − , (rv) − .  r ∂ϕ ∂z ∂z ∂r r ∂r r ∂ϕ

The Navier Stokes equations

∂u ∂u v ∂u ∂u v2 1 ∂P u 2 ∂v + u + + w − = − + ν ∇2u − − , ∂t ∂r r ∂ϕ ∂z r ρ ∂r  r2 r2 ∂ϕ ∂v ∂v v ∂v ∂v uv 1 ∂P v 2 ∂u + u + + w + = − + ν ∇2v − + , ∂t ∂r r ∂ϕ ∂z r ρr ∂ϕ  r2 r2 ∂ϕ ∂w ∂w v ∂w ∂w 1 ∂P 2 + u + + w = − + ν∇ w, ∂t ∂r r ∂ϕ ∂z ρ ∂z 1 ∂ 1 ∂v ∂w div u = (ru)+ + =0. r ∂r r ∂ϕ ∂z

The Laplace operator

2 2 2 1 ∂ ∂ 1 ∂ ∂ ∇ ≡ r + + . r ∂r  ∂r  r2 ∂ϕ2 ∂z2 MATH35001 Viscous Fluid Flow: The governing equations in selected coordinate systems12

Spherical Polar Coordinates

Relation to Cartesian coordinates:

x = r cos θ, y = r sin θ cos ϕ, z = r sin θ sin ϕ

Velocity components: u = ur, v = uθ, w = uϕ

The rate of strain tensor

ǫrr ǫrθ ǫrϕ ǫij =  ǫθr ǫθθ ǫθϕ  ǫϕr ǫϕθ ǫϕϕ   where ∂u 1 ∂v u ǫ = ǫ = + rr ∂r θθ r ∂θ r 1 ∂w u v cot θ 1 ∂ v 1 ∂u ǫϕϕ = + + ǫrθ = r + r sin θ ∂ϕ r r 2  ∂r  r  r ∂θ  1 sin θ ∂ w 1 ∂v 1 1 ∂u ∂ w ǫθϕ = + ǫϕr = + r 2  r ∂θ sin θ  r sin θ ∂ϕ 2 r sin θ ∂ϕ ∂r  r  The vorticity

1 ∂ ∂v 1 ∂u 1 ∂ 1 ∂ 1 ∂u ω = curl u = (w sin θ) − , − (rw), (rv) − . r sin θ ∂θ ∂ϕ r sin θ ∂ϕ r ∂r r ∂r r ∂θ 

The Navier Stokes equations 2 2 ∂u ∂u v ∂u w ∂u v + w 1 ∂P 2 2u 2 ∂v 2v cot θ 2 ∂w + u + + − = − + ν ∇ u − − − − , ∂t ∂r r ∂θ r sin θ ∂ϕ r ρ ∂r  r2 r2 ∂θ r2 r2 sin θ ∂ϕ  2 ∂v ∂v v ∂v w ∂v uv w cot θ 1 ∂P 2 2 ∂u v 2cos θ ∂w + u + + + − = − + ν ∇ v + − 2 − 2 , ∂t ∂r r ∂θ r sin θ ∂ϕ r r ρr ∂θ  r2 ∂θ r2 sin θ r2 sin θ ∂ϕ 

∂w ∂w v ∂w w ∂w uw vw cot θ + u + + + − = ∂t ∂r r ∂θ r sin θ ∂ϕ r r

1 ∂P 2 w 2 ∂u 2cos θ ∂v − + ν ∇ w − 2 + + 2 , ρr sin θ ∂ϕ  r2 sin θ r2 sin θ ∂ϕ r2 sin θ ∂ϕ 1 ∂ 1 ∂ 1 ∂w div u = (r2u)+ (v sin θ)+ =0. r2 ∂r r sin θ ∂θ r sin θ ∂ϕ

The Laplace operator

2 2 1 ∂ 2 ∂ 1 ∂ ∂ 1 ∂ ∇ ≡ r + sin θ + 2 . r2 ∂r  ∂r  r2 sin θ ∂θ  ∂θ  r2 sin θ ∂ϕ2