Intergovernmentalism
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Intergovernmentalism MI CHELLE CINI Chapter Contents • Introduction • What is intergovernmentalism? • Hoffmann and his critics • Beyond classical intergovernmentalism • Liberal intergovernmentalism and its critics • Conclusion: the future af intergovernmentalism Reader's Guide This chapter provides an overview of intergovernmentalist integration theory, focusing ticularly on the works ofStanley Hoffmann and Andrew Moravcsik.ltfirst introduces tbe premises and assumptions of intergovernmentalism, identifying its realist underpinnin the state-centrism which provides the core ofthe approach, before examining in more the specific characteristics of Hoffmann's work. The subsequent section also examines ofthe ways in which intergovernmentalist thinking has contributed to different conce zations of European integration. The topics covered in this section are confederalis domestic politics approach; and institutional analyses that emphasize the 'locked-in' of nation states within the integration processoLast, but certainly not least, the chapter vides a brief review of Moravcsik's liberal intergovernmentalism, which since the mid 1 has become the main focal point for intergovernmentalist research. Intergovernmentalism 87 ntroduction m the mid 1960s to the present day, intergovern- intergovernmentalism?' This section outlines the ntalism-in one shape or another-has pro- general characteristics of the approach. The section ed students of the European Community/Union that follows introduces Hoffmann's early ideas; this a conceptual account of the European integra- section also addresses the main criticisms of his n processo For decades, students of European particular brand of intergovernmentalisrn, ation learnt about the two competing Hoffmann's groundbreaking insights into the phe- roaches which explained (and in some cases nomenon of European integration, together with icted) the course ofEuropean integration: neo- critiques of his work, led to new developments in ionalism (covered in Chapter 5) and intergov- European integration theory from the 1970s entalism. Although this dichotomy was onwards. Although these might not always be plemented by a new division, in response to the termed 'intergovernmentalist' in any narrow sense ernance turn' (see Chapter 7), intergovernmen- of the word, they are premised upon a 'state- , or rather, contemporary variants of inter- centrism' which owes much to Hoffmann's work. mmentalism, continues to dominate much of Important examples of these 'variants' of intergov- academic discourse on European integration. It ernmentalism are dealt with in the remainder of the this sense that one might see it still as the dom- chapter. The first highlights the confederal charac- t paradigm for explaining European integra- teristics of the European Union (EU). The second at the start of the twenty-first century, even if draws attention to the importance of domestic poli- researchers into EU politics might contest this tics; while the third groups together a more institu- tionalist kind of research that shows how states, still . chapter provides a general introduction to central actors, become 'locked into' the European arguments and critiques of intergovernmental- integration processo The final section-and perhaps ry. It does so by focusing on the works of the most crucial-Iooks at the work of Andrew Hoffmann (whose early writings date from Moravcsik and more specificaliy at his 'liberal inter- 960s), and Andrew Moravcsik (who began to governrnentalist' (LI) theory ofEuropean integration. an impact on the field in the early 1990s). It Although this is an extremely rich and influential packs some of the premises and assumptions theory, LI has been widely criticized. Some of these inning intergovernmentalist thinking. The criticisms are addressed towards the end of the er begins by addressing the question: 'What is chapter. at is intergovernmentalism? vernrnentalism provides a conceptual expla- fundamental issues of national sovereignty, and of the European integration processo In this argues that 'European integration is driven by the t, intergovernmentalism is characterized by interests and actions of nation states' (Hix -centrism. In other words, intergovernmen- 1999: 15). privileges the role of (national) states within Intergovernrnentalism is drawn, whether explicitly integration. It sees integration as a zero- or implicitly, from classical theories of international e in which the winner takes ali, claims that relations, and, most notably, from realist or neo- ited to policy areas that do not touch on realist analyses of inter-state bargaining. Realism 88 Michelle Cini also makes the assumption that states have their .~ KEY CONCEPTS AND TERMS 6.1 distinctive problems and concerns, and that inengaging face very different internal ircumstances. This m - =- to pro~ Intergovernmentalism astheory and method ~1 that their policy preferences (or interests) will peranon w In this chapter, intergovernmentalism is defined as a fail to converge. As a consequence, any attem serva tive an theory of European integration. What this implies is that build a community beyond the state will be fra intergovernmentalism is an approach that explains what European integration (ar European cooperation) is. with difficulties, and may even intensify the sense Intergovernmentalism may also serve as a model of difference felt across state borders. Néo-n European integration. This is something rather different. accept that international institutions of ali kinds This sort of intergovernmentalism is prescriptive in the established to reduce the level of anarchy within sense that it is likely to advocate reducing the role ofthe states system, and see the European Union as - supranational institutions (European Commission, another of these institutions, albeit within a .. European Parliament, and the Courts) in favour of a greater role for the European Council and EU Council, institutionalized setting. While neo-realists have representing national governments.lt might also imply a been particularly interested in any explicit w; reinstatement of unanimous voting in the Council and European integration (yet see de Grieco 1995, 1 the repatriation of European policies to the national their influence on intergovernmentalism is leveI. (Rosamond 2000: 132). It should be stressed h ever, that intergovernmentalism and (neo- )re are not synonymous (Church 1996: 25). incorporates the claim that international politics Intergovernmentalism is not just associated concerns the interaction of self-interested states in EU politics. It also refers to a type of decisi an anarchic environment, where there is no global making that occurs within ali internatio authoritycapable of securing order (Morganthau organizations. lnternational organizations are int 1985). From this perspective, states are rational, governmental bodies, in that they serve as arenas unitary actors that define their interests based on an which states meet to discuss common issues, evaluation of their position in the system of states share ideas and to negotiate agreements. They (Rosamond 2000: 131). State interest is, therefore, usualiy based on international treaties, and mem- primarily about survival, with other concerns, such bership is voluntary. They tend not to have pow as economic growth, of secondary importance. of taxation, and rely therefore on member-s Thus the theory 'is centred on the view that nation contributions for their operation. Generaliy, tb states are the key actors in international affairs and do not have independent powers, and usualiy find - the key political relations between states are chan- difticult to enforce decisions where individ nelied primarily via national governments' (Nugent members are recalcitrant (McCormick 2002: 4 1999: 509). While some international organizations stray fro Neo-realism (Waltz 1979), like realism, sees states this model, intergovernmentalists apply this kind as self-regarding actors co-existing in an anarchical framework to their understanding of the European system. However, it also understands that there is Union, albeit with some modification. some potential for order, on the basis of interna- According to intergovernmentalists, there are co tional cooperation (see Axelrod 1984; Keohane and benefits attached to involvement in Europ 1988) if only as a rational means to state survival. integration. (Note, however, that intergovernmental- According to neo-realists, regimes are arenas for the ists may prefer to talk ofEuropean cooperation, rather negotiation of zero-sum agreements, with the out- than of integration). Participation in cooperation comes of those negotiations shaped by the distribu- this kind will rest on a weighing up of the pros tion of state power within the regime. Yet,despite the cons of membership and on the extent to whi promise of international cooperation, neo-realism European integration improves the efficiency Intergovernmentalism 89 gains struck among its member states. The main {1 CASE STUDY 6.2 in engaging in this qualitative cost-benefit anal- . is to protect their national interests. The European rescue ofthe nation state Cooperation within the EU, then, is essentially nservative and pragmatic. It rests on the premise In his book The European Rescue af the Natian State (1992), the economic historian Alan Milward analysed t common solutions are often needed to resolve European integration in the 1940s and 1950s. He argued mmon problems. To put it another way, coopera- that the European integration process