Plan Number: <Enter Plan Number>

New Leaf Distribution Limited Princess Caroline House 1 High Street 1st Floor Southend on Sea Essex SS1 1JE

t: 01702 431130 f: 01702 334475 www.newleafdistribution.co.uk

Re: Plan Number:

Please find enclosed my clients signed letter of authority to allow the release of plan information and ongoing servicing.

Please forward the following information as soon as possible:

 Pension Plan Type  Retirement Age  Current Valuation & Transfer Value  Funds Currently Invested: o ISIN/SEDOL Codes o Allocation Amounts (£ or %) o Fund AMCs/ Additional charges/OCFs o If Traditional With-Profits – please provide declared bonus history and underlying asset mix  Paid up/Contributing o If contributions apply: employer or employee, amount and frequency  Waiver of Premium o Cost per month for Waiver o Indexation rate  Charges: o Plan/policy charges o Large Fund Discounts/Loyalty Bonuses o Exit charges/MVR – please clarify why this charge is applied o Adviser charging o Bid/Offer Spread o Allocation rate o Fund Switching Charge  Does the current plan accept Transfers In?  Safeguarded Benefits – e.g. GAR, GMP, Guaranteed Annuity Amount  Protected Tax Free Cash – amount/percentage

New Leaf Distribution is authorised and regulated by the Financial Conduct Authority. Number 460421 Registered office: Princess Caroline House, 1 High Street, 1st Floor, Southend on Sea, Essex SS1 1JE. Registered No. 5520001  Fixed Protection or Individual Protection - Amount, tax year, date granted etc.  Pension Term Assurance (Life Cover) o Sum Assured o Cost of cover o Can this be maintained if the plan is transferred?  Full Fund List - or a link to where it can be found  Is adviser charging facilitated?  Are UFPLS withdrawals facilitated? o Full & Partial?  Is Flexi-Access Drawdown facilitated?  Projection to [CLIENT’S RETIREMENT AGE AS PER FF] paid up [& INTENDED CONTRIBUTIONS AS PER FF]  Discharge forms or confirmation that the plan facilitates Origo options  Is the plan held in Trust?  Does the plan have any nominated beneficiaries?  Are add Nomination and Successor facilitated?

IF CAPPED DRAWDOWN:

 Current Maximum Income under Capped – is this 150% GAD  Last Review Date  Next Review Date  Current Income per annum  Income Taken so far this tax year  Drawdown Projections to age 75/anticipated annuity age o Nil income basis (and Taking income basis if applicable) o Please include a comparable annuity for current fund value and critical yield A if possible. o Critical Yield B for drawdown arrangements taking income  Crystallisation Events o Amounts o Dates crystallised o Tax Free Cash Paid

Thank you in advance for your assistance and I look forward to the information.

New Leaf Distribution is authorised and regulated by the Financial Conduct Authority. Number 460421 Registered office: Princess Caroline House, 1 High Street, 1st Floor, Southend on Sea, Essex SS1 1JE. Registered No.