DOCSLIB.ORG

Jay Alfirevic Is a Seasoned Healthcare Executive with 30 Years of Financial

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
Jay Alfirevic Is a Seasoned Healthcare Executive with 30 Years of Financial NATIONAL FEDERATION OF MUNICIPAL ANALYSTS 26TH ANNUAL CONFERENCE GRAND HYATT SEATTLE SEATTLE, WASHINGTON MAY 6-8, 2009 REGISTRATION LIST Andrew Ackerman Gregory Aikman Reporter VP The Bond Buyer BNY Mellon Wealth Management 1325 G St. NW, Ste 900 One Boston Place, 7th Floor 024-0071 Washington, DC 20005 Boston, MA 02108-4402 202-434-0302 (617) 722-7168 [email protected] [email protected] Johan Akesson Joan Allman Associate Porfolio Manager First Vice President Thrivent Financial Ambac Assurance Corporation 625 Fourth Avenue South, Mail Stop 1010 One State Street Plaza Minneapolis, MN 55415 New York, NY 10004 612 844-6841 (212) 208-3396 [email protected] [email protected] Cary Anderson Kendrick D. Anderson VP/Portfolio Dept. Director Short-Term Fixed Income Research Madison Capital Management Evergreen Investments 123 NW 13th St, Ste 214-07 3 Wachovia, 401 South Tryon St, Ste 300 Boca Raton, FL 33432 Charlotte, NC 28288-1934 561-447-4220 (704) 374-4569 [email protected] [email protected] Tamzin Anderson Sarrah Angelos Research Analyst Vice President Prime Advisors Columbia Management 22635 NE Marketplace Drive, Ste. 160 One Financial Center Redmond, WA 98053-5885 Boston, MA 2111 (425) 202-2055 617-772-3712 [email protected] [email protected] Aaron Applebaum Austin Applegate Research Analyst Vice President Capital Research Barclays Capital 11100 Santa Monica Blvd,. 15th Fl 745 Seventh Ave. Los Angeles, CA 90025 New York, NY 10019 310-996-6398 212-526-0751 [email protected] [email protected] Daniel J. Aschenbach Larry Arceneaux Senior Vice President President Moody's Investors Service Inc Katz Hollis 7 World Trade Center at 250 Greenwich Street 550 S Hope St, Ste 2655 New York, NY 10007-2707 Los Angeles, CA 90071-2647 212 553-0880 [email protected] John Augustine Christopher G Bade Managing Director Vice President Barclays Capital Hartford Investment Mgmt Co 745 Seventh Avenue, 19th Floor 55 Farmington Ave, Po Box 1744 New York, NY 10019 Harford, CT 06144-1744 212-526-5436 860-297-6749 [email protected] [email protected] James J. Balazsy, Jr. Jon Barasch Director of Fixed Income Research Senior Manager Victory Capital Management Interactive Data Corp 127 Public Square 19th Floor 498 7th Ave. 19th FL Cleveland, OH 44114 New York, NY 10018 216.689.5189 (212) 497-3266 [email protected] [email protected] Dari Barzel Timothy Batler Vice President Senior Managing Director Moody's Investors Service State Street Corp One Front St, Ste 1900 One Lincoln Street Sfc/5 San Francisco, CA 94111 Boston, MA 2111 415 274-1707 (617) 664-1587 [email protected] [email protected] Scott Bayliss David Bean Managing Director Director of Research and Technical Activities Saybrook Capital Governmental Accounting Standards Board 401 Wilshire Boulevard #850 401 Merritt 7 P.O. Box 5116 Santa Monica, CA 90401 Norwalk, CT 06856-5116 310-899-9200 203/956-5244 [email protected] [email protected] David Belton Brian Benzel Head of Municipal Bond Research VP, Finance and Administration Standish Mellon Asset Management Whitworth University BNY Mellon Center, 201 Washington Street 300 W. Hawthorne Rd. Boston, MA 02108-4408 Spokane, WA 99251 (617) 248-6039 509.777.4304 [email protected] [email protected] Thomas Berry Senior Research Analyst Peter Bianchini Nuveen Investments 102 Estates Drive 333 W Wacker Dr 30th Floor Orinda, CA 94563 Chicago, IL 60606-1286 925-330-7193 312-917-8017 [email protected] [email protected] James Binette Robert Blauvelt Director Vice President Assured Guaranty Liberty Mutual Insurance Group 1325 Avenue of the Americas 175 Berkeley Street, Mail Stop 18h New York, NY 10019 Boston, MA 2116 (212) 408 6005 (617) 574-5879 [email protected] [email protected] Daniel Bleck Warren Bloom Member Attorney-at-Law Mintz Levin Cohn Ferris Glovksy and Popeo, PC Greenberg Traurig One Financial Center 450 S. Orange Ave, Ste 650 Boston, MA 2111 Orlando, FL 32801 617.348.4498 407-420-1000 [email protected] [email protected] Brad Bode Renee Boicourt Vice President Managing Consultant American Century Investments Lamont Financial Services 1665 Charleston Rd 201 Willowbrook Blvd. Mountain View, CA 94043 Wayne, NJ 7043 650 967-9882 (973) 785-8900 [email protected] [email protected] Stephan Bradasich Jeffrey Burger Sr VP - Director of Fixed Income Portfolio Manager/Senior Analyst RNC Genter Capital Management Columbia Management 11601 Wilshire Blvd 25th Fl (ph) One Financial Center, 13th Floor Ma5-515-13-02 Los Angeles, CA 90025 Boston, MA 2111 310-566-4841 617-772-3798 [email protected] [email protected] Geoffrey Buswick Mark Capell Managing Director/Boston Office Head Director Standard & Poor's FSA 225 Franklin St, 15th Fl One Market 1550 Spear Tower Boston, MA 02110-2804 San Francisco, CA 94105 617-530-8311 415-995-8023 [email protected] [email protected] Gene Caponi Scott Carlson Managing Director Vice President/Loan Team Manager Deutsche Asset Mgt - DWS Investments Wells Fargo Bank, N.A. One Beacon Street, 11th Floor 7900 Xerxes Ave. So, Ste 200 Boston, MA 2108 Bloomington, MN 55431 617-295-3618 612-316-4357 [email protected] [email protected] Darren Carmon Lonnie Carter Officer President and CEO State Street Santee Cooper 1 Lincoln Street, SFC5 1 Riverwood Drive, Post Office Box 2946101 Boston, MA 2111 Moncks Corner, SC 29461-6101 617-664-3285 843 761-4192 [email protected] [email protected] Derek Casteel Christopher Chafizadeh Senior Vice President Managing Director Community Capital Management, Inc. National Public Finance Guarantee 737 W. Washington Blvd. #3608 113 King Street Chicago, IL 60661 Armonk, NY 10504 (312) 876-1945 (914) 765-3447 [email protected] [email protected] Daniel Champeau Noel Chandonnet Jr Director Managing Director FSA JJ Kenny Drake 31 West 52nd Street 33 Whitehall Street 10th Fl New York, NY 10019 New York, NY 10004 (212) 893-7301 646.572.3415 [email protected] [email protected] Joseph Chu Richard Ciccarone Director Managing Director & Chief Research Officer Assured Guaranty McDonnell Investment Mgmt. LLC 1325 Avenue of the Americas 1515 W 22nd St 11th Fl. New York, NY 10019 Hinsdale, IL 60521 212-261-5588 630-684-8697 [email protected] [email protected] Andrew Clark Gregory A Clark Senior Research Analyst Director FAF Advisors, Inc. UniCredit Group 800 Nicollet Mall, 5th Floor Bc-mn-ho5p 150 East 42nd Street 31st Floor Minneapolis, MN 55402-4310 New York, NY 10017 612-303-3411 (212) 672-5771 [email protected] [email protected] Rodney Clark Natalie R Cohen Managing Director CEO Standard & Poor's National Municipal Research 55 Water St 30 West Street #12A New York, NY 10041 New York, NY 10004 212-438-7245 9176793172 [email protected] [email protected] Mary Colby Jennifer Combs Managing Director Investment Professional Charles Schwab Investment Mgmt Nationwide 120 Kearny St 120kny-15-131 One Nationwide Plaza 01-33-01 San Francisco, CA 94104 Columbus, OH 43215 (415) 667-3821 614-249-8606 [email protected] [email protected] Alriona Costigan Stevan Coulter Analyst Group Head of Research Breckinridge Capital Advisors Allstate Insurance Company 200 High Street 3075 Sanders Rd. Ste G3a Boston, MA 2110 Northbrook, IL 60062 (617) 443-0779 847-402-7622 [email protected] [email protected] Lavinia Criswell Joe Crowley Senior Credit Analyst Vice President BC Ziegler and Company Seattle Northwest Securities 2512 W. Jetton Avenue 445 S. Figueria Street, 26th Floor Tampa, FL 33629 Los Angeles, CA 90071 727-502-8884 213-700-2757 [email protected] [email protected] Edward (Ted) Damutz Karen Davern Vice President - Senior Credit Officer Vice President Moody's Investors Service Nuveen Investments 100 N.Riverside Plaza Ste 2220 333 W. Wacker Dr 30th Floor Chicago, IL 60606 Chicago, IL 60606 (312) 706-9953 312-917-8216 [email protected] [email protected] Scott Davis Director of Debt Management Beverly Denny Indiana Finance Authority Seattle, WA One North Capitol 206 327-2303 Indianapolis, IN 46250 [email protected] 317-234-2228 [email protected] Remo Di Re Kevin P. Dolan Vice President First Vice President RBC Capital Markets Ambac Assurance Corporation 3 World Finanacial Center 200 Vesey Street One State Street Plaza New York, NY 10281 New York, NY 10004 212-618-5626 (212) 208-3250 [email protected] [email protected] Renee Dougherty James Doyle Managing Director Director Charles Schwab & Co FSA 120 Kearny St 120 Kny-15-135 31 West 52nd Street San Francisco, CA 94104 New York, NY 10019 415.667.3836 212 339-3462 [email protected] [email protected] Gerard Durr Susan Dushock Managing Director Director Ambac Assurance Corporation Columbia Management (BOA) One State Street Plaza 16th Floor One Financial Center 12th Floor New York, NY 10004 Boston, MA 2111 (212) 208-3318 (617) 585-4017 [email protected] [email protected] Patrick Early Marcy Edwards Municipal Analyst Sr.Financial Policy Advisor Wachovia Securities Office of the Chief Financial Officer 1 N Jefferson 1350 Pennsylvania Ave.NW Ste 203 St. Louis, MO 63103 Washington, DC 20004 314.955.2576 202-727-2476 [email protected] [email protected] Gary Ellis Craig Falduto VP/Sr. Analyst Executive Director Wilmington Trust Van Kampen Investments 1100 N. Market Street
Load more

Recommended publications
  • Information Asymmetry and the Protection of Ordinary Investors
    William & Mary Law School William & Mary Law School Scholarship Repository Faculty Publications Faculty and Deans 11-2019 Information Asymmetry and the Protection of Ordinary Investors Kevin S. Haeberle William & Mary Law School, [email protected] Follow this and additional works at: https://scholarship.law.wm.edu/facpubs Part of the Securities Law Commons Repository Citation Haeberle, Kevin S., "Information Asymmetry and the Protection of Ordinary Investors" (2019). Faculty Publications. 1954. https://scholarship.law.wm.edu/facpubs/1954 Copyright c 2019 by the authors. This article is brought to you by the William & Mary Law School Scholarship Repository. https://scholarship.law.wm.edu/facpubs Information Asymmetry and the Protection of Ordinary Investors Kevin S. Haeberle* To some, the reductions in information asymmetry provided by the main securities-specific disclosure, fraud, and insider-trading laws help ordinary investors in meaningful ways. To others, whatever their larger social value, such reductions do little, if anything for these investors. For decades, these two sides of this investor-protection divide have mostly talked past each other. This Article builds on economic theory to reveal something striking: The reductions in information asymmetry provided by the core securities laws likely impose a long-overlooked cost on buy-and-hold ordinary investors. More specifically, I explain why there is much reason to believe that the reductions take away investment return from these investors, while providing them with only limited benefits. Thus, the article presents a serious challenge to conventional wisdom on information asymmetry and the protection of ordinary investors, and argues in favor of a shift in investor-protection efforts away from the main securities laws and to areas of regulation that have received relatively little attention to date.
    [Show full text]
  • EFL-2019-6(2)-189-202.Pdf
    The Economics and Finance Letters 2019 Vol. 6, No.2, pp. 189-202 ISSN(e): 2312-430X ISSN(p): 2312-6310 DOI: 10.18488/journal.29.2019.62.189.202 © 2019 Conscientia Beam. All Rights Reserved. CAN SMALL-CAP ACTIVE FUNDS SUBSTANTIALLY OUTPERFORM THE MARKET OVER TIME? Higelin Brel Shanghai University, China. HAPPI ABSTRACT Article History The Efficient Market Hypothesis (EMF) persist that active management is useless and Received: 1 August 2019 that investors should rather adopt a passive investment strategy that is less expensive Revised: 6 September 2019 Accepted: 10 October 2019 and less risky. However, several previous pieces of literature in the small-cap industry Published: 12 November 2019 contrast this point of view. This paper investigates the risk and performance of small- cap equity funds in the USA markets over a ten-year period of 2009-2018. The study Keywords period is segmented into sub-investment horizons and the funds sampled are split by Small-cap stocks Mutual fund performance group of investment style. Our findings are twofold. Firstly, in contrary to the Excess return Efficiency Market Hypothesis (EMF) the size effect in small-stock markets could Efficient markets hypothesis Active management. indeed be a proxy of outperformance for active managers. Given that, top performers are observed among active growth funds. Secondly, surprisingly the great majority of JEL Classification: funds selected have managed to gradually generate a positive alpha meaning that active G11. management is not always pointless. Therefore, 56.67% of the whole sample has delivered consecutive excess returns over the three investment horizons and each fund within each investment style has outperformed the market at least once.
    [Show full text]
  • Lazard Ltd (Exact Name of Registrant As Specified in Its Charter)
    UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2014 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission (IRS Employer File Number) Identification No.) Clarendon House, 2 Church Street, Hamilton, Bermuda HM 11 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code 441-295-1422 Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 2.02 Results of Operations and Financial Condition. On October 23, 2014, Lazard Ltd (the “Company”) issued a press release announcing financial results for its third quarter ended September 30, 2014. A copy of the Company’s press release containing this information is being furnished as Exhibit 99.1 to this Report on Form 8-K and is incorporated herein by reference.
    [Show full text]
  • Nuveen Equity Funds for Investors Seeking Long-Term Capital Appreciation
    Mutual Funds Prospectus February 28, 2011, as supplemented March 2, 2011 Nuveen Equity Funds For investors seeking long-term capital appreciation. Share Class / Ticker Symbol Fund Name Class A Class B Class C Class R3 Class I Nuveen Equity Income Fund FFEIX FAEBX FFECX FEISX FAQIX Nuveen Large Cap Growth Opportunities Fund FRGWX FETBX FAWCX FLCYX FIGWX Nuveen Large Cap Select Fund FLRAX — FLYCX FLSSX FLRYX Nuveen Large Cap Value Fund FASKX FATBX FALVX FAVSX FSKIX Nuveen Mid Cap Growth Opportunities Fund FRSLX FMQBX FMECX FMEYX FISGX Nuveen Mid Cap Select Fund FATAX FITBX FTACX — FATCX Nuveen Mid Cap Value Fund FASEX FAESX FACSX FMVSX FSEIX Nuveen Small Cap Growth Opportunities Fund FRMPX FROBX FMPCX FMPYX FIMPX Nuveen Small Cap Select Fund EMGRX ARSBX FHMCX ASEIX ARSTX Nuveen Small Cap Value Fund FSCAX — FSCVX FSVSX FSCCX Nuveen Real Estate Securities Fund FREAX FREBX FRLCX FRSSX FARCX Nuveen Global Infrastructure Fund FGIAX — FGNCX FGNRX FGIYX Nuveen International Fund FAIAX FNABX FIACX ARQIX FAICX Nuveen International Select Fund ISACX — ICCSX ISRCX ISYCX Nuveen Equity Index Fund FAEIX FAEQX FCEIX FADSX FEIIX Nuveen Mid Cap Index Fund FDXAX — FDXCX FMCYX FIMEX Nuveen Small Cap Index Fund FMDAX — FPXCX ARSCX ASETX Nuveen Quantitative Large Cap Core Fund FQCAX — FQCCX — FQCYX Nuveen Tactical Market Opportunities Fund NTMAX — NTMCX — FGTYX As with all mutual funds, the Securities and Exchange Commission has not approved or disapproved the shares of these funds, or determined if the information in this prospectus is accurate or complete.
    [Show full text]
  • The List the List
    The List 40 BOSTON BUSINESS JOURNAL | November 8-14, 2013 CONNECT WITH US | The Largest Offi ce Buildings in Greater Boston Ranked by total square feet of rentable building space RANK BUILDING NAME/ADDRESS TOTAL BUILDING SPACE (SQ. FT.) FLOORS TOTAL AVAILABLE SQ. FT. ANCHOR TENANT OWNER LEASING COMPANY John Hancock Tower 1,755,400 62 125,496 Bain Capital LLC Boston Properties Inc. Boston Properties Inc. 1 200 Clarendon St., Boston 02116 Cummings Center 1,356,891 5 123,889 Themo Fisher Scientifi c Cummings Properties Cummings Properties 2 100 Cummings Center, Beverly 01915 Bank of America Building 1,355,610 44 113,969 Bingham McCutchen LLP Boston Properties Inc. Boston Properties Inc. 3 100 Federal St., Boston 02110 Prudential Center 1,226,539 52 141,154 Ropes & Gray LLP Boston Properties Inc. Boston Properties Inc. 4 800 Boylston St., Boston 02199 Federal Reserve Plaza Federal Reserve Bank of Federal Reserve Bank of 1,140,000 32 NA Colliers International 5 600 Atlantic Ave., Boston 02210 Boston Boston Exchange Place 1,138,000 40 622,754 Goodwin Procter LLP UBS Realty Investors LLC Cassidy Turley 6 53 State St., Boston 02109 Built in 1976 in the heart of Boston’s Back Bay, Hancock One Federal Street Place is both the tallest and 1,120,722 39 246,070 Bingham McCutchen LLP Tishman Speyer Tishman Speyer 7 1 Federal St., Boston 02110 most prominent tower dotting the city’s skyline. Designed by Henry N. Cobb of I. One Financial Center M. Pei & Partners, the Hancock 1,097,676 46 166,953 Loomis, Sayles & Co.
    [Show full text]
  • Nuveen Core Plus Impact Fund (NPCT1)
    Closed-End Funds NAV Pricing Nuveen Core Plus Impact Fund (NPCT1) ANTICIPATED OFFERING PERIOD: MARCH 26 – APRIL 27, 20212 A new closed-end fund offering designed for investors seeking: • Attractive total return potential from a primarily high quality portfolio • Income enhancing opportunities spanning the entire fixed income market • Investments with direct and measurable positive social and environmental impact • Active management leveraging Nuveen’s3 fixed income and impact investing expertise The Fund is newly organized and its common shares have no history of public trading. Shares of closed-end investment companies frequently trade at a discount from their net asset value. The risk of loss due to this discount may be greater for investors who expect to sell their shares in a relatively short period after completion of the initial public offering. An investment in the Fund involves risk, is not appropriate for all investors and is not intended to be a complete investment program. Investors could lose some of all of their investment. Please see “Risks” in the back of this brochure and the preliminary prospectus. This brochure must be preceded or accompanied by the Fund’s preliminary prospectus. The information contained in this brochure and in the preliminary prospectus is not complete and may be changed. A registration statement (including a preliminary prospectus) relating to these securities has been filed with the Securities and Exchange Commission (SEC), but has not yet become effective. We may not sell these securities until the registration statement filed with the SEC is effective. Neither this brochure nor the preliminary prospectus is an offer to sell these securities and neither document is soliciting an offer to buy these securities in any jurisdiction where such offer or sale is not permitted.
    [Show full text]
  • Nwq Investment Management Company, Llc
    Form ADV Part 2A NWQ INVESTMENT MANAGEMENT COMPANY, LLC 2029 Century Park East 16th Floor Los Angeles, CA 90067-3120 (310) 712-4000 www.nwq.com March 31, 2021 This Brochure provides information about the qualifications and business practices of NWQ Investment Management Company, LLC. If you have any questions about the contents of this Brochure, please contact us at (310) 712-4000. The information in this Brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority. Additional information about NWQ Investment Management Company, LLC is available on the SEC’s website at www.adviserinfo.sec.gov. MATERIAL CHANGES There were no material changes to this Brochure dated March 31, 2021, from the last annual update dated March 30, 2020. This update contains additions, changes, and elaborations, including revisions to fees, policies, and affiliates, with enhancements and clarifications throughout. TABLE OF CONTENTS ITEM PAGE 4 ADVISORY BUSINESS ....................................................................................... 1 5 FEES AND COMPENSATION ............................................................................ 8 6 PERFORMANCE-BASED FEES AND SIDE-BY-SIDE MANAGEMENT ................................................................................................. 13 7 TYPES OF CLIENTS .......................................................................................... 14 8 METHODS OF ANALYSIS, INVESTMENT STRATEGIES AND RISK OF LOSS .............................................................................................................
    [Show full text]
  • Lessons from COVID-19: U.S. Municipal Bond Markets
    Lessons from COVID-19: U.S. Municipal Bond Market Barbara Novick Peter Hayes Kate Fulton Sean Carney Vice Chairman Head of Municipal Head of US Public Head of Municipal Bond Group Policy Strategy and Primary Markets, Global Fixed Income Group Michael Huang Rachel Barry Chen Ai Philip Sommer Risk & Quantitative Global Public Policy Risk & Quantitative Liquidity Research Analysis Group Group Analysis Group Group The U.S. municipal bond market came under pressure Typically, in periods of dislocation, the municipal market during the COVID-19 Crisis. This reflected both general can offer significant relative value to nontraditional market conditions and concerns about the finances of investors, which helps maintain market liquidity and can act municipalities in light of the impact of COVID-19 on both as a backstop to some degree on price decrease. During the revenues and expenses. The latter concern led to selling market pressure experienced in March and April 2020, pressure in both individual bonds and via redemptions from insurance companies, banks, hedge funds, and family municipal bond funds, which peaked in March 2020. More offices were buying municipal bonds, while individuals and recently, the municipal bond market has begun to mutual funds were selling them. In some cases, these normalize, which is most evident in supply-demand investors are taxable and are referred to as “crossover dynamics. In this ViewPoint, we explore various aspects of buyers,” as they compare taxable and tax-exempt bonds the U.S. municipal bond market ecosystem during the and may switch between these asset classes based on COVID-19 Crisis, the Federal response to provide market conditions and their outlook for future performance.
    [Show full text]
  • Scholars Choice Education Savings Plan®
    Scholars Choice Education Savings Plan® A Financial Professional-Sold Plan established under the CollegeInvest Section 529 College Savings Program Plan Description and Participation Agreement 19 Jul 2021 Trustee & Administrator: CollegeInvest Plan Manager: TIAA-CREF Tuition Financing, Inc. Distributor: Nuveen Securities, LLC Scholars Choice is a registered service mark of CollegeInvest. IMPORTANT NOTICES This Plan Description contains information to be considered in making a decision whether to participate in and contribute to the Scholars Choice Education Savings Plan (the “Plan”). Please keep this Plan Description and the attached Participation Agreement as part of your records. Investing is an important decision. You should read this Plan Description in its entirety before making an investment decision. You should rely only on the information contained in this Plan Description and the attached Participation Agreement. It gives you important information about the Plan and discusses the risks of investing, through the Plan, in the Scholars Choice Education Savings Trust (the “Trust”). No person is authorized to provide information that is different from the information contained in this Plan Description and the attached Participation Agreement. The information in this Plan Description is subject to change without notice. This Plan Description does not constitute an offer to sell or the solicitation of an offer to buy, nor will there be any sale of a security in the Plan by any person, in any jurisdiction in which it is unlawful to make such an offer, solicitation or sale. Accounts in the Plan may only be established, and contributions to accounts may only be made, through financial intermediaries that have entered into a selling, service or similar agreement with Nuveen Securities, LLC, the primary distributor of interests in the Trust.
    [Show full text]
  • Lawyers Clearinghouse on Affordable Housing And
    2018 - 2019 LAWYERS CLEARINGHOUSE BOARD OF DIRECTORS President Emily F. Hodge, Esq. Kathleen M. Phelps, Esq. Choate Hall & Stewart Morgan Lewis & Bockius LLP Christopher H. Lindstrom, Esq. Two International Place One Federal Street Nutter McClennen & Fish LLP Boston, MA 02110 Boston, MA 02110-1726 Seaport West 617 248-4075 617 951-8481 155 Seaport Boulevard [email protected] [email protected] Boston, MA 02210 Residence: Boston Residence: Needham 617 439-2698 Term Ends: 9/2019 Term Ends: 9/2020 [email protected] Member Since: 2013 Member Since: 2008 Residence: Wayland Term Ends: 9/2019 Kurt A. James, Esq. Cindy A. Rowe, Esq. Member Since: 2013 KJP Partners LLP JALSA 175 Federal Street, Suite 1440 18 Tremont Street, Suite 320 Vice President Boston, MA 02110 Boston, MA 02108 Elizabeth Lintz, Esq. 617 409-5398 617 227-3000 Goulston & Storrs, PC [email protected] [email protected] 400 Atlantic Avenue Residence: Marblehead Residence: Brookline Boston, MA 02110-3333 Term Ends: 9/2019 Term Ends: 9/2019 617 574-6495 Member Since: 2001 Member Since: 1992 [email protected] Residence: Jamaica Plain Jessica R. Lisak, Esq. Jeffrey W. Sacks, Esq. Term Ends: 9/2018 WilmerHale Nixon Peabody LLP Member Since: 2012 60 State Street 100 Summer Street Boston, MA 02109 Boston, MA 02110 Treasurer 617 526-6003 617 345-1056 [email protected] [email protected] Kathleen McGrath, Esq. Residence: Boston Residence: Newton Liberty Mutual Group Term Ends: 9/2021 Term Ends: 9/2018 175 Berkeley Street, Member Since: 2018 Member Since: 1997 Mail Stop M-06 E-284 Boston, MA 02116 Josephine A.
    [Show full text]
  • Institutional Real Estate, Inc. Global Investment Managers 2020 Special Report Institutional Real Estate, Inc
    Institutional Real Estate, Inc. Global Investment Managers 2020 Special Report Institutional Real Estate, Inc. Global Investment Managers 2020 Prepared by: Property funds research Warnford Court, 29 Throgmorton Street, London EC2N 2AT United Kingdom Phone: +44 (0)20-3026 3851 Fax: +44 (0)118-958 5849 www.propertyfundsresearch.com Institutional Real Estate, Inc. 2010 Crow Canyon Place, Suite 455 San Ramon, CA 94583 USA Phone: +1 925-244-0500 Fax: +1 925-244-0520 www.irei.com © 2020 Institutional Real Estate, Inc. All Rights Reserved Table of Contents: Survey highlights....................................................................................................................................................................... 1 Largest investment managers by region ............................................................................................................................. 3 Total assets rankings ................................................................................................................................................................ 4 Discretionary separate accounts ........................................................................................................................................ 12 Advisory separate accounts ................................................................................................................................................. 16 Indirect real estate vehicles ..............................................................................................................................................
    [Show full text]
  • NWQ Investment Management Company, LLC Form CRS - Customer Relationship Summary - March 31, 2021
    NWQ Investment Management Company, LLC Form CRS - Customer Relationship Summary - March 31, 2021 Introduction NWQ Investment Management Company, LLC (“NWQ”) is registered with the Securities and Exchange Commission (“SEC”) as an investment adviser. Brokerage and investment advisory services and fees differ and it is important for you to understand these differences. Free and simple tools are available to research firms and financial professionals at www.Investor.gov/CRS, which also provides educational materials about broker- dealers, investment advisers, and investing. Throughout this document, you will find “conversation starters”. These are questions you may want to ask your financial professional in connection with the services you are seeking. What NWQ offers investment advisory services to retail clients directly and through managed account programs investment (“programs”), (wrap fee and dual contract) sponsored by broker-dealers and other financial intermediaries services and (“program sponsors”). Our investment advisory services are based on the particular investment strategy you advice can you select, subject to account restrictions and guidelines we agree to follow. A program sponsor’s program limits our provide me? menu of investment strategies. You and/or your program sponsor are responsible for determining if the strategy, services and program you select are appropriate given your overall financial situation and investment objectives, and for giving us any relevant account information and/or investment restrictions. You should review NWQ’s Form ADV 2A Brochure and/or wrap fee program sponsor’s brochure (if applicable), for your program and consider the advantages and disadvantages of the program for your particular needs. When we manage an account on a discretionary basis, we decide which securities to buy and sell for the strategy (subject to any restrictions and guidelines from you or your program sponsor we agree to follow) and we direct trading for your account.
    [Show full text]