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5/21/2015

What we will cover Oral Epithelial , Grading, Management and Significance • , • Causes of oral epithelial dysplasia • Terminology & grading Richard C. Jordan DDS PhD FRCPath • Risk of transformation to Professor of Oral , Pathology & • Treatment Radiation • Verrucous & • Proliferative verrucous leukoplakia (PVL)

Potentially malignant disorders International Workshop on Oral Potentially Malignant Disorders London, May 2005

Leukoplakia Leukoplakia ‘The term leukoplakia should be used to recognise white plaques of questionable risk having excluded (other) known Erythroplakia diseases or disorders that carry no increased risk for cancer’

1 5/21/2015

Erythroplakia Tobacco smoking

“a red patch on the which cannot • definite relationship with be characterised clinically or histologically as due to any other condition” • risk is greatest in heavy users (>20/day) • risk is greater if accompanied by alcohol use • risk may be greater in ‘reverse ’ smoking and with pipes and cigars

2 5/21/2015

Nicotine

Epidemiology of leukoplakia

‘Reverse smoking’ Prevalence: • Ranges from 0.9% to 26.9% • Depends on site and size of study Recent systematic review shows worldwide prevalence of: 2.6%

Petti (2003). Oral Oncology, 39, 770-780

3 5/21/2015

Leukoplakia Leukoplakia -

Homogeneous Up to 80% show no dysplasia flat and plaque-like, uniformly white

Non-homogeneous nodular, verruciform, exophytic, speckled

Homogeneous Non-homogeneous Leukoplakia Leukoplakia

Only about 20% About 50% are are dysplastic dysplastic

4 5/21/2015

Dysplasia grading schemes Dysplasia gradingOral epithelial schemes dysplasia

Oral epithelial Squamous intra- Classic larynx Oral epithelial Squamous intra- Classic larynx Llubljana scheme Llubljana scheme dysplasia epithelial neoplasia scheme dysplasia epithelial neoplasiaHyperplasia scheme

Hyperplasia N/A Simple hyperplasia Laryngeal Hyperplasia N/A Simple hyperplasia Laryngeal keratosis Mild Basal/parabasal Basal/parabasal Mild SIN 1 Hyperplasia Mild SIN 1 Hyperplasia hyperplasia hyperplasia Moderate Moderate SIN 2 Moderate SIN 2

Keratosis with Severe Keratosis with Severe Atypical hyperplasia dysplasia Severe Atypical hyperplasia dysplasia

SIN 3 SIN 3 Ca-in-situ Ca-in-situ Ca-in-situ Ca-in-situ Ca-in-situ Ca-in-situ Ca-in-situ

(Based on Barnes et al, ‘WHO Blue Book’ 2005, Bouquot et al, 2006) (Based on Barnes et al, ‘WHO Blue Book’ 2005, Bouquot et al, 2006)

Increasing severity (Hyperchromatism & crowding) Architectural () changes: • Loss of polarity • Disordered maturation from basal to squamous cells

Normal • Includes top-to-bottom change of carcinoma in keratinocytes situ • Increased cellular density • Basal cell hyperplasia Atypical keratinocytes • Dyskeratosis (premature keratinization and keratin pearls deep in ) Mild Moderate Severe • Bulbous drop shaped rete pegs dysplasia dysplasia dysplasia • Secondary extensions (nodules) on rete tips Progression of dysplasia Barnes L et al: 2005 WHO Classification

5 5/21/2015

Cellular changes: Cellular changes • Abnormal variation in nuclear size and shape (anisonucleosis and pleomorphism) • Abnormal variation in cell size and shape (anisocytosis and pleomorphism) • Increased nuclear/cytoplasmic ratio • Enlarged nuclei and cells • Hyperchromatic nuclei • Increased mitotic figures • Abnormal mitotic figures (abnormal in shape or location) • Increased number and size of nucleoli Pleomorphism of cells and nuclei Barnes L et al: 2005 WHO Classification Courtesy P. Speight U. Sheffield

Cellular changes Architectural changes

Bulbous rete pegs

Hyperchromatism & increased nuclear size and nuc/cyt ratio Basal cell hyperplasia Loss of basal polarity & cell crowding

Courtesy P. Speight U. Sheffield Courtesy P. Speight U. Sheffield

6 5/21/2015

Mild epithelial dysplasia Moderate epithelial dysplasia

Changes extend in Changes are limited to the middle 1/3 of to the lower 1/3 of the epithelium the epithelium

Courtesy P. Speight U. Sheffield Courtesy P. Speight U. Sheffield

Severe epithelial dysplasia Carcinoma-in-situ

Changes extend in Changes extend to the upper 1/3 of through the full the epithelium thickness of the epithelium

Courtesy P. Speight U. Sheffield Courtesy P. Speight U. Sheffield

7 5/21/2015

Doppelgängers Doppelgängers

Famous actor Tom Hanks Not so famous pathologist Richard Jordan

Doppelgängers Reactive atypia in inflammatory lesions

Famous model Fabio His twin with great hair

8 5/21/2015

Reactive epithelial atypia vs epithelial dysplasia

• Reactive atypia • Epithelial dysplasia Is epithelial dysplasia a useful – Enlarged, vesicular – Basaloid appearing marker of potential progression of nuclei & prominent – Hyperchromatic nuclei oral precursor lesions? nucleoli – No or minimal – Associated inflammation inflammation, either – Abnormal mitoses at acute or chronic, odd levels – Increase in normal mitotic activity – Degenerate cells

What becomes of dysplastic lesions? What lesions progress to cancer?

Malignant 20% Mild < 5% Regress 20% No change 40% Moderate 5% – 15% Increase in size 20% Severe 10% - 50%

9 5/21/2015

Epithelial dysplasia is not a good Grading of oral epithelial dysplasia predictor of malignant transformation:

Grading is subjective based on a • Dysplastic lesions: 36% progressed combination of cellular and architectural features • Non-dysplastic lesions 16% progressed Grading is regarded as unreliable

Lesions without dysplasia may also progress

Silverman et al. 1984. Oral leukoplakia and malignant transformation. A follow up study of 257 patients. Cancer; 53: 563-568

Inter-examiner variability in diagnosis Leukoplakia and malignancy

Dysplasia % agreement κs None Mild Moderate Severe Brothwell et al, 2003 0.51 (0.42 - 0.58) 77 (75 – 85) Number of lesions 45 47 Karabulut et al, 1995 0.35 (0.27 - 0.45) 55 (49 – 69) Number progressed 3 11 Abbey et al, 1995 0.46 (0.29 - 0.57) 82 (66 – 86)

% progressed 6 23 K values calculated for presence/absence of dysplasia

Values show fair to moderate agreement only Schepman KP et al 1998 Malignant transformation of oral leukoplakia: a follow-up study of a hospital-based population of 166 patients with oral leukoplakia from The Netherlands. Oral Oncol ; 34: 270–5.

10 5/21/2015

Binary classification system

Low Risk High Risk

No dysplasia Moderate Borderline Severe Mild Ca-in-situ

Managing dysplasia Verrucous carcinoma

• Rare variant of SCC 1-3/million • Remove any residual lesion • Tobacco, not HPV • Don’t chase microscopic margins • Slow growing exophytic verrucous patch • Re- if lesion changes (they often • Locally destructive, rarely metastasizes recur) • Buccal mucosa>gingiva>tongue>palate>other • Retinoids don’t help • Well differentiated carcinoma; little or no dysplasia • Excision, prognosis excellent

11 5/21/2015

12 5/21/2015

PVL - history

• Described by Hansen 1985 in 30 patients • Prior to 1985 “oral florid papillomatosis” • Slowly growing, persistent hyperkeratosis, multifocal • Resistant to treatment Verrucous hyperplasia Verrucous carcinoma • to 2014 – 69 papers on PVL

PVL clinical

• 80 % women • Mean age 71 years • Gingiva > BM > • Starts as a flat white lesion progressing to verruciform lesion • Multifocal

13 5/21/2015

Hyperkeratosis Hyperkeratosis

Verruciform Verruciform Papillary SCC Papillary SCC hyperkeratosis hyperkeratosis

Verrucous carcinoma Verrucous carcinoma

Verrucous hyperplasia Verrucous hyperplasia

PVL & HPV PVL transform to carcinoma

Author Year # pts Mean age Tobacco % CA % Author Year Method HPV +

Palefsky 1995 PCR 8/9 (HPV16: 7/9) Hansen 1985 30 66 62 90 Zakrzewska 1996 10 64 50 90 Gopalakrishnan 1997 PCR 2/10 (HPV16/18) Silverman 1997 54 62 31 85

Fettig 2000 PCR 0/10 Fettig 2000 10 65 38 100

Campisi 2004 PCR 14/58 (24%) Bagan 2003 30 71 23 87 Campisi 2004 58 66 29 - Bagan 2007 PCR 0/10 Gandolfo 2009 47 66 37 -

Govea 2010 12 70 25 33

14 5/21/2015

What we will cover Oral Epithelial Dysplasia, Grading, Management and Significance • Leukoplakia, erythroplakia • Causes of oral epithelial dysplasia • Terminology & grading Richard C. Jordan DDS PhD FRCPath • Risk of transformation to cancer Professor of Oral Pathology, Pathology & • Treatment Radiation Oncology • Verrucous hyperplasia & carcinoma • Proliferative verrucous leukoplakia (PVL)

Potentially malignant disorders International Workshop on Oral Potentially Malignant Disorders London, May 2005

Leukoplakia Leukoplakia ‘The term leukoplakia should be used to recognise white plaques of questionable risk having excluded (other) known Erythroplakia diseases or disorders that carry no increased risk for cancer’

1 5/21/2015

Erythroplakia Tobacco smoking

“a red patch on the oral mucosa which cannot • definite relationship with be characterised clinically or histologically as oral cancer due to any other condition” • risk is greatest in heavy users (>20/day) • risk is greater if accompanied by alcohol use • risk may be greater in ‘reverse ’ smoking and with pipes and cigars

2 5/21/2015

Nicotine stomatitis

Epidemiology of leukoplakia

‘Reverse smoking’ Prevalence: • Ranges from 0.9% to 26.9% • Depends on site and size of study Recent systematic review shows worldwide prevalence of: 2.6%

Petti (2003). Oral Oncology, 39, 770-780

3 5/21/2015

Leukoplakia Leukoplakia - Histology

Homogeneous Up to 80% show no dysplasia flat and plaque-like, uniformly white

Non-homogeneous nodular, verruciform, exophytic, speckled

Homogeneous Non-homogeneous Leukoplakia Leukoplakia

Only about 20% About 50% are are dysplastic dysplastic

4 5/21/2015

Dysplasia grading schemes Dysplasia gradingOral epithelial schemes dysplasia

Oral epithelial Squamous intra- Classic larynx Oral epithelial Squamous intra- Classic larynx Llubljana scheme Llubljana scheme dysplasia epithelial neoplasia scheme dysplasia epithelial neoplasiaHyperplasia scheme

Hyperplasia N/A Simple hyperplasia Laryngeal keratosis Hyperplasia N/A Simple hyperplasia Laryngeal keratosis Mild Basal/parabasal Basal/parabasal Mild SIN 1 Hyperplasia Mild SIN 1 Hyperplasia hyperplasia hyperplasia Moderate Moderate SIN 2 Moderate SIN 2

Keratosis with Severe Keratosis with Severe Atypical hyperplasia dysplasia Severe Atypical hyperplasia dysplasia

SIN 3 SIN 3 Ca-in-situ Ca-in-situ Ca-in-situ Ca-in-situ Ca-in-situ Ca-in-situ Ca-in-situ

(Based on Barnes et al, ‘WHO Blue Book’ 2005, Bouquot et al, 2006) (Based on Barnes et al, ‘WHO Blue Book’ 2005, Bouquot et al, 2006)

Increasing severity (Hyperchromatism & crowding) Architectural (Tissue) changes: • Loss of polarity • Disordered maturation from basal to squamous cells

Normal • Includes top-to-bottom change of carcinoma in keratinocytes situ • Increased cellular density • Basal cell hyperplasia Atypical keratinocytes • Dyskeratosis (premature keratinization and keratin pearls deep in epithelium) Mild Moderate Severe • Bulbous drop shaped rete pegs dysplasia dysplasia dysplasia • Secondary extensions (nodules) on rete tips Progression of dysplasia Barnes L et al: 2005 WHO Classification

5 5/21/2015

Cellular changes: Cellular changes • Abnormal variation in nuclear size and shape (anisonucleosis and pleomorphism) • Abnormal variation in cell size and shape (anisocytosis and pleomorphism) • Increased nuclear/cytoplasmic ratio • Enlarged nuclei and cells • Hyperchromatic nuclei • Increased mitotic figures • Abnormal mitotic figures (abnormal in shape or location) • Increased number and size of nucleoli Pleomorphism of cells and nuclei Barnes L et al: 2005 WHO Classification Courtesy P. Speight U. Sheffield

Cellular changes Architectural changes

Bulbous rete pegs

Hyperchromatism & increased nuclear size and nuc/cyt ratio Basal cell hyperplasia Loss of basal polarity & cell crowding

Courtesy P. Speight U. Sheffield Courtesy P. Speight U. Sheffield

6 5/21/2015

Mild epithelial dysplasia Moderate epithelial dysplasia

Changes extend in Changes are limited to the middle 1/3 of to the lower 1/3 of the epithelium the epithelium

Courtesy P. Speight U. Sheffield Courtesy P. Speight U. Sheffield

Severe epithelial dysplasia Carcinoma-in-situ

Changes extend in Changes extend to the upper 1/3 of through the full the epithelium thickness of the epithelium

Courtesy P. Speight U. Sheffield Courtesy P. Speight U. Sheffield

7 5/21/2015

Doppelgängers Doppelgängers

Famous actor Tom Hanks Not so famous pathologist Richard Jordan

Doppelgängers Reactive atypia in inflammatory lesions

Famous model Fabio His twin with great hair

8 5/21/2015

Reactive epithelial atypia vs epithelial dysplasia

• Reactive atypia • Epithelial dysplasia Is epithelial dysplasia a useful – Enlarged, vesicular – Basaloid appearing marker of potential progression of nuclei & prominent – Hyperchromatic nuclei oral precursor lesions? nucleoli – No or minimal – Associated inflammation inflammation, either – Abnormal mitoses at acute or chronic, odd levels – Increase in normal mitotic activity – Degenerate cells

What becomes of dysplastic lesions? What lesions progress to cancer?

Malignant 20% Mild < 5% Regress 20% No change 40% Moderate 5% – 15% Increase in size 20% Severe 10% - 50%

9 5/21/2015

Epithelial dysplasia is not a good Grading of oral epithelial dysplasia predictor of malignant transformation:

Grading is subjective based on a • Dysplastic lesions: 36% progressed combination of cellular and architectural features • Non-dysplastic lesions 16% progressed Grading is regarded as unreliable

Lesions without dysplasia may also progress

Silverman et al. 1984. Oral leukoplakia and malignant transformation. A follow up study of 257 patients. Cancer; 53: 563-568

Inter-examiner variability in diagnosis Leukoplakia and malignancy

Dysplasia % agreement κs None Mild Moderate Severe Brothwell et al, 2003 0.51 (0.42 - 0.58) 77 (75 – 85) Number of lesions 45 47 Karabulut et al, 1995 0.35 (0.27 - 0.45) 55 (49 – 69) Number progressed 3 11 Abbey et al, 1995 0.46 (0.29 - 0.57) 82 (66 – 86)

% progressed 6 23 K values calculated for presence/absence of dysplasia

Values show fair to moderate agreement only Schepman KP et al 1998 Malignant transformation of oral leukoplakia: a follow-up study of a hospital-based population of 166 patients with oral leukoplakia from The Netherlands. Oral Oncol ; 34: 270–5.

10 5/21/2015

Binary classification system

Low Risk High Risk

No dysplasia Moderate Borderline Severe Mild Ca-in-situ

Managing dysplasia Verrucous carcinoma

• Rare variant of SCC 1-3/million • Remove any residual lesion • Tobacco, not HPV • Don’t chase microscopic margins • Slow growing exophytic verrucous patch • Re-biopsy if lesion changes (they often • Locally destructive, rarely metastasizes recur) • Buccal mucosa>gingiva>tongue>palate>other • Retinoids don’t help • Well differentiated carcinoma; little or no dysplasia • Excision, prognosis excellent

11 5/21/2015

12 5/21/2015

PVL - history

• Described by Hansen 1985 in 30 patients • Prior to 1985 “oral florid papillomatosis” • Slowly growing, persistent hyperkeratosis, multifocal • Resistant to treatment Verrucous hyperplasia Verrucous carcinoma • to 2014 – 69 papers on PVL

PVL clinical

• 80 % women • Mean age 71 years • Gingiva > BM > palate • Starts as a flat white lesion progressing to verruciform lesion • Multifocal

13 5/21/2015

Hyperkeratosis Hyperkeratosis

Verruciform Verruciform Papillary SCC Papillary SCC hyperkeratosis hyperkeratosis

Verrucous carcinoma Verrucous carcinoma

Verrucous hyperplasia Verrucous hyperplasia

PVL & HPV PVL transform to carcinoma

Author Year # pts Mean age Tobacco % CA % Author Year Method HPV +

Palefsky 1995 PCR 8/9 (HPV16: 7/9) Hansen 1985 30 66 62 90 Zakrzewska 1996 10 64 50 90 Gopalakrishnan 1997 PCR 2/10 (HPV16/18) Silverman 1997 54 62 31 85

Fettig 2000 PCR 0/10 Fettig 2000 10 65 38 100

Campisi 2004 PCR 14/58 (24%) Bagan 2003 30 71 23 87 Campisi 2004 58 66 29 - Bagan 2007 PCR 0/10 Gandolfo 2009 47 66 37 -

Govea 2010 12 70 25 33

14