LEAGUE TABLES First 3Q 2018 Preliminary As of 21 September 2018 FIRST 3Q 2018 PRELIMINARY AS of 21 SEPTEMBER 2018

ASIA PACIFIC CAPITAL MARKETS LEAGUE TABLES First 3Q 2018 Preliminary As of 21 September 2018 FIRST 3Q 2018 PRELIMINARY AS OF 21 SEPTEMBER 2018

MANAGER RANKINGS ASIA PACIFIC CAPITAL MARKETS

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DATA SUBMISSIONS AND QUERIES

Contact Phone Email Equities Zhen Hao Toh +65 6499 2931 [email protected]

Fixed Income Jennifer Passos +65 6231 9677 [email protected]

Loans Jewel Ho / Dave Lin +852 2293 1498 / +852 2974 3196 [email protected]

APAC League Xin Yu Chen +65 6212 1123 [email protected]

Asia ex-Japan G3 Currency Bonds: Industry Breakdown Asia Pacific Fixed Income 16%

5% Asia ex-Japan G3 Currency Bonds 55% 6% 1st 3Q 2018 1st 3Q 2017 13% Mkt Volume (USD Deal Prev Prev Mkt Mkt Share Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) HSBC 1 7.565 15,143 184 1 8.918 -1.353 Citi 2 5.878 11,766 120 2 6.402 -0.524 Financials 55% Bank of China 3 5.580 11,169 160 4 5.263 0.317 Government 13% Standard Chartered Bank 4 4.016 8,038 108 3 5.945 -1.929 Consumer Discretionary 6% Bank of America Merrill Lynch 5 3.959 7,925 87 13 2.875 1.084 Utilities 5% Goldman Sachs 6 3.362 6,731 58 11 2.988 0.374 Materials 5% Morgan Stanley 7 3.212 6,431 76 8 3.305 -0.093 Others 16% BNP Paribas 8 3.189 6,383 79 10 3.133 0.056 JP Morgan 9 3.038 6,082 62 6 4.107 -1.069 Credit Agricole CIB 10 2.884 5,773 66 19 1.797 1.087 Asia ex-Japan G3 Currency Bonds: Manager Rankings UBS 11 2.535 5,074 74 7 3.343 -0.808 History Credit Suisse 12 2.502 5,008 56 12 2.972 -0.470 Deutsche Bank 13 2.472 4,948 58 5 4.500 -2.028 2018 2017 2016 15 DBS Group 14 2.428 4,861 78 9 3.248 -0.820 Industrial & Comm Bank of 15 2.397 4,798 96 14 2.580 -0.183 )

% 10 (

China e r a h

Barclays 16 2.332 4,668 43 18 1.967 0.365 S

t e k r Mizuho Financial 17 2.330 4,664 73 21 1.628 0.702 a 5 M Bank of Communications 18 2.186 4,376 68 17 1.995 0.191 Guotai Junan Securities 19 1.889 3,781 81 29 0.942 0.947 0 ti a k h s Haitong Securities 20 1.875 3,754 76 15 2.469 -0.594 C i n n c h B C i a n c S h y a H C B L f d l S o re il n k e rr a TOTAL 100% 200,178 468 100% n rt e m a a M d B h l C a o ic G rd r a e d m n A ta f S o k This table consists of debt & preferred securities issued by Asia excluding Japan issuers and denominated in USD, EUR or JPY. This excludes n a asset-backed securities, bonds with warrants, certificates of deposit, china commercial paper, convertible securities, credit-linked notes and B supranational issuers. There is a minimum threshold of 18 months for maturities and USD 100MM minimum amount. Please see League Table Standards and Guidelines for further details.

Bloomberg League Table Reports Page 1 Bloomberg Preliminary APAC Capital Markets | 1st 3Q 2018

Asia ex-Japan G3 Currency Bonds APAC ex-Japan G3 Currency Bonds 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) HSBC 1 7.565 15,143 184 1 8.918 -1.353 HSBC 1 7.367 18,103 203 1 8.854 -1.487 Citi 2 5.878 11,766 120 2 6.402 -0.524 Citi 2 6.801 16,712 149 2 7.040 -0.239 Bank of China 3 5.580 11,169 160 4 5.263 0.317 Bank of China 3 4.546 11,169 160 6 4.137 0.409 Standard Chartered Bank 4 4.016 8,038 108 3 5.945 -1.929 Bank of America Merrill Lynch 4 4.545 11,167 108 8 3.920 0.625 Bank of America Merrill Lynch 5 3.959 7,925 87 13 2.875 1.084 JP Morgan 5 4.178 10,266 88 3 5.940 -1.762 Goldman Sachs 6 3.362 6,731 58 11 2.988 0.374 Goldman Sachs 6 4.105 10,087 71 9 3.302 0.803 Morgan Stanley 7 3.212 6,431 76 8 3.305 -0.093 BNP Paribas 7 3.795 9,325 92 11 3.173 0.622 BNP Paribas 8 3.189 6,383 79 10 3.133 0.056 Morgan Stanley 8 3.502 8,606 89 5 4.155 -0.653 JP Morgan 9 3.038 6,082 62 6 4.107 -1.069 Standard Chartered Bank 9 3.271 8,038 108 4 4.673 -1.402 Credit Agricole CIB 10 2.884 5,773 66 19 1.797 1.087 Credit Suisse 10 2.852 7,009 69 12 2.736 0.116 UBS 11 2.535 5,074 74 7 3.343 -0.808 UBS 11 2.728 6,702 81 10 3.272 -0.544 Credit Suisse 12 2.502 5,008 56 12 2.972 -0.470 Deutsche Bank 12 2.646 6,501 66 7 4.113 -1.467 Deutsche Bank 13 2.472 4,948 58 5 4.500 -2.028 Credit Agricole CIB 13 2.404 5,907 67 21 1.529 0.875 DBS Group 14 2.428 4,861 78 9 3.248 -0.820 Barclays 14 2.181 5,358 47 17 1.910 0.271 Industrial & Comm Bank of China 15 2.397 4,798 96 14 2.580 -0.183 Mizuho Financial 15 2.144 5,269 77 19 1.592 0.552 Barclays 16 2.332 4,668 43 18 1.967 0.365 DBS Group 16 1.978 4,861 78 13 2.553 -0.575 Mizuho Financial 17 2.330 4,664 73 21 1.628 0.702 Industrial & Comm Bank of China 17 1.953 4,798 96 15 2.028 -0.075 Bank of Communications 18 2.186 4,376 68 17 1.995 0.191 Bank of Communications 18 1.781 4,376 68 20 1.568 0.213 Guotai Junan Securities 19 1.889 3,781 81 29 0.942 0.947 ANZ Banking Group 19 1.767 4,341 54 14 2.237 -0.470 Haitong Securities 20 1.875 3,754 76 15 2.469 -0.594 Guotai Junan Securities 20 1.539 3,781 81 34 0.740 0.799 TOTAL 100% 200,178 468 100% TOTAL 100% 245,721 549 100%

Asia ex-Japan G3 Corporate High Yield Bonds Asia ex-Japan G3 Investment Grade Bonds 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Haitong Securities 1 7.586 2,000 45 1 8.889 -1.303 HSBC 1 8.382 13,028 148 1 9.664 -1.282 Guotai Junan Securities 2 6.885 1,816 44 14 2.972 3.913 Citi 2 6.713 10,435 104 2 7.471 -0.758 Credit Suisse 3 6.182 1,630 22 2 8.076 -1.894 Bank of China 3 5.500 8,549 118 4 5.113 0.387 Morgan Stanley 4 4.715 1,243 18 7 4.545 0.170 Bank of America Merrill Lynch 4 4.680 7,275 73 9 3.347 1.333 Deutsche Bank 5 4.484 1,182 22 4 5.703 -1.219 BNP Paribas 5 3.698 5,749 65 7 3.675 0.023 HSBC 6 4.316 1,138 25 3 6.030 -1.714 Standard Chartered Bank 6 3.697 5,747 81 3 6.344 -2.647 China Citic Bank 7 4.184 1,103 20 5 5.266 -1.082 Credit Agricole CIB 7 3.630 5,642 63 16 2.414 1.216 UBS 8 3.965 1,046 25 15 2.652 1.313 Goldman Sachs 8 3.552 5,521 46 8 3.550 0.002 Bank of China 9 3.573 942 18 13 3.440 0.133 Morgan Stanley 9 3.250 5,052 53 11 3.314 -0.064 Standard Chartered Bank 10 3.216 848 16 11 3.508 -0.292 JP Morgan 10 2.955 4,593 48 6 3.981 -1.026 Industrial Securities 11 3.101 818 22 54 0.204 2.897 Mizuho Financial 11 2.809 4,367 66 17 2.198 0.611 Goldman Sachs 12 3.071 810 8 16 2.610 0.461 Industrial & Comm Bank of China 12 2.804 4,358 86 12 3.105 -0.301 Orient Securities 13 3.038 801 18 49 0.271 2.767 Bank of Communications 13 2.659 4,133 60 15 2.478 0.181 JP Morgan 14 2.897 764 10 6 4.829 -1.932 Barclays 14 2.307 3,586 32 19 1.735 0.572 CITIC Securities 15 2.818 743 11 25 0.844 1.974 DBS Group 15 2.229 3,465 51 14 2.512 -0.283 Barclays 16 2.749 725 5 10 3.580 -0.831 UBS 16 2.191 3,406 41 10 3.344 -1.153 Bank of America Merrill Lynch 17 2.465 650 14 17 2.013 0.452 Deutsche Bank 17 2.018 3,136 32 5 4.163 -2.145 China Everbright Bank 18 2.135 563 15 28 0.747 1.388 Mitsubishi UFJ Financial Group Inc 18 1.691 2,628 33 20 1.702 -0.011 VTB Capital 19 2.058 543 10 31 0.678 1.380 Societe Generale 19 1.548 2,407 33 22 1.196 0.352 DBS Group 20 1.937 511 9 8 4.052 -2.115 Credit Suisse 20 1.538 2,391 26 21 1.377 0.161 TOTAL 100% 26,368 97 100% TOTAL 100% 155,439 313 100%

Bloomberg League Table Reports Page 2 Bloomberg Preliminary APAC Capital Markets | 1st 3Q 2018

APAC USD & EUR Currency Bonds Asia Bonds 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Citi 1 8.181 24,031 186 1 8.005 0.176 Bank of China 1 4.156 40,236 323 5 2.831 1.325 HSBC 2 6.335 18,607 207 2 7.527 -1.192 CITIC Securities 2 3.853 37,304 250 4 3.001 0.852 Bank of America Merrill Lynch 3 5.594 16,431 138 4 5.477 0.117 China Securities 3 3.676 35,584 301 7 2.634 1.042 JP Morgan 4 5.484 16,109 116 3 7.427 -1.943 Industrial & Comm Bank of China 4 3.589 34,744 270 10 2.381 1.208 Goldman Sachs 5 4.986 14,646 91 5 5.045 -0.059 Mizuho Financial 5 3.324 32,177 497 2 3.381 -0.057 Morgan Stanley 6 4.547 13,355 109 6 4.980 -0.433 Morgan Stanley 6 2.970 28,756 395 1 4.166 -1.196 Bank of China 7 3.781 11,107 158 9 3.347 0.434 China Construction Bank 7 2.802 27,130 263 9 2.598 0.204 BNP Paribas 8 3.482 10,229 98 10 3.223 0.259 Citi 8 2.654 25,694 222 3 3.149 -0.495 Mizuho Financial 9 2.841 8,346 92 13 2.394 0.447 HSBC 9 2.547 24,654 296 6 2.682 -0.135 Standard Chartered Bank 10 2.824 8,295 110 7 3.781 -0.957 Agricultural Bank of China 10 2.542 24,605 188 16 1.806 0.736 Mitsubishi UFJ Financial Group Inc 11 2.669 7,841 58 17 1.805 0.864 Nomura 11 2.379 23,029 368 8 2.618 -0.239 Deutsche Bank 12 2.481 7,287 73 8 3.744 -1.263 Sumitomo Mitsui Financial 12 2.188 21,184 351 12 2.167 0.021 Credit Suisse 13 2.386 7,009 69 12 2.399 -0.013 China Merchants Bank 13 2.054 19,882 218 22 1.539 0.515 UBS 14 2.365 6,948 83 11 2.806 -0.441 China International Capital Corp 14 2.037 19,719 166 19 1.697 0.340 Barclays 15 2.332 6,850 54 14 2.323 0.009 Industrial Bank 15 1.920 18,589 203 20 1.669 0.251 Credit Agricole CIB 16 2.094 6,152 69 21 1.552 0.542 Bank of Communications 16 1.875 18,147 196 27 1.360 0.515 Sumitomo Mitsui Financial 17 1.743 5,120 32 29 0.988 0.755 Daiwa Securities 17 1.846 17,875 360 15 2.052 -0.206 DBS Group 18 1.742 5,117 80 15 2.066 -0.324 China Development Bank 18 1.817 17,586 118 31 1.092 0.725 Industrial & Comm Bank of China 19 1.634 4,798 96 18 1.641 -0.007 Guotai Junan Securities 19 1.769 17,130 194 11 2.195 -0.426 Bank of Communications 20 1.490 4,376 68 23 1.269 0.221 Shanghai Pudong Development Bank 20 1.675 16,212 189 23 1.483 0.192 TOTAL 100% 293,733 619 100% TOTAL 100% 968,092 5,231 100%

Asia ex-Japan Bonds APAC Bonds 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Bank of China 1 4.916 40,191 321 2 3.478 1.438 Bank of China 1 3.715 40,236 323 7 2.490 1.225 CITIC Securities 2 4.560 37,284 249 1 3.688 0.872 CITIC Securities 2 3.444 37,304 250 5 2.640 0.804 China Securities 3 4.352 35,584 301 3 3.237 1.115 China Securities 3 3.285 35,584 301 9 2.317 0.968 Industrial & Comm Bank of China 4 4.244 34,699 268 6 2.926 1.318 Industrial & Comm Bank of China 4 3.208 34,744 270 11 2.094 1.114 China Construction Bank 5 3.318 27,130 263 4 3.192 0.126 Citi 5 3.170 34,340 268 2 3.659 -0.489 Agricultural Bank of China 6 3.009 24,605 188 10 2.219 0.790 Mizuho Financial 6 3.084 33,401 520 3 3.129 -0.045 HSBC 7 2.899 23,707 287 5 3.100 -0.201 Morgan Stanley 7 2.921 31,641 420 1 4.115 -1.194 China Merchants Bank 8 2.432 19,882 218 14 1.891 0.541 HSBC 8 2.737 29,651 339 4 2.989 -0.252 China International Capital Corp 9 2.412 19,719 166 12 2.085 0.327 China Construction Bank 9 2.505 27,130 263 10 2.285 0.220 Industrial Bank 10 2.273 18,589 203 13 2.051 0.222 Nomura 10 2.310 25,023 385 8 2.477 -0.167 Bank of Communications 11 2.220 18,147 196 18 1.671 0.549 Agricultural Bank of China 11 2.272 24,605 188 22 1.589 0.683 China Development Bank 12 2.151 17,586 118 25 1.341 0.810 Sumitomo Mitsui Financial 12 2.070 22,425 363 12 2.000 0.070 Citi 13 2.147 17,551 175 7 2.753 -0.606 China Merchants Bank 13 1.836 19,882 218 28 1.354 0.482 Guotai Junan Securities 14 2.095 17,130 194 8 2.697 -0.602 China International Capital Corp 14 1.821 19,719 166 24 1.492 0.329 Shanghai Pudong Development Bank 15 1.980 16,186 188 15 1.822 0.158 JP Morgan 15 1.741 18,858 157 6 2.612 -0.871 Haitong Securities 16 1.979 16,184 201 9 2.526 -0.547 Daiwa Securities 16 1.737 18,811 376 16 1.863 -0.126 China Citic Bank 17 1.849 15,114 181 17 1.754 0.095 Industrial Bank 17 1.716 18,589 203 25 1.468 0.248 China Minsheng Banking Corp 18 1.776 14,521 176 28 1.199 0.577 ANZ Banking Group 18 1.709 18,515 158 18 1.844 -0.135 Standard Chartered Bank 19 1.594 13,032 194 11 2.191 -0.597 Bank of America Merrill Lynch 19 1.692 18,324 157 14 1.949 -0.257 China Merchants Securities 20 1.502 12,284 80 16 1.773 -0.271 Bank of Communications 20 1.675 18,147 196 32 1.196 0.479 TOTAL 100% 817,634 4,473 100% TOTAL 100% 1,083,161 5,650 100%

Bloomberg League Table Reports Page 3 Bloomberg Preliminary APAC Capital Markets | 1st 3Q 2018

APAC ex-Japan Bonds Asia Local Currency Bonds 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Bank of China 1 4.309 40,191 321 4 2.977 1.332 CITIC Securities 1 4.496 37,032 229 1 3.787 0.709 CITIC Securities 2 3.997 37,284 249 3 3.157 0.840 China Securities 2 4.428 36,469 306 4 3.437 0.991 China Securities 3 3.815 35,584 301 5 2.771 1.044 Bank of China 3 4.301 35,429 206 7 2.870 1.431 Industrial & Comm Bank of China 4 3.720 34,699 268 7 2.504 1.216 Industrial & Comm Bank of China 4 4.235 34,881 205 8 2.715 1.520 HSBC 5 3.077 28,703 330 2 3.406 -0.329 Mizuho Financial 5 3.600 29,654 497 2 3.749 -0.149 China Construction Bank 6 2.909 27,130 263 6 2.733 0.176 China Construction Bank 6 3.474 28,618 240 5 3.229 0.245 Citi 7 2.809 26,197 221 1 3.419 -0.610 Agricultural Bank of China 7 3.011 24,804 150 13 2.272 0.739 Agricultural Bank of China 8 2.638 24,605 188 14 1.900 0.738 Nomura 8 2.763 22,761 416 6 3.015 -0.252 China Merchants Bank 9 2.132 19,882 218 21 1.619 0.513 Industrial Bank 9 2.616 21,549 201 9 2.700 -0.084 China International Capital Corp 10 2.114 19,719 166 16 1.785 0.329 China Merchants Bank 10 2.591 21,346 191 15 2.058 0.533 Industrial Bank 11 1.993 18,589 203 18 1.756 0.237 Bank of Communications 11 2.560 21,086 169 22 1.470 1.090 Bank of Communications 12 1.946 18,147 196 26 1.430 0.516 Sumitomo Mitsui Financial 12 2.537 20,895 380 11 2.653 -0.116 ANZ Banking Group 13 1.918 17,891 149 11 2.139 -0.221 China Development Bank 13 2.449 20,175 132 20 1.644 0.805 UBS 14 1.889 17,621 149 9 2.262 -0.373 China International Capital Corp 14 2.258 18,601 117 17 1.944 0.314 China Development Bank 15 1.886 17,586 118 30 1.148 0.738 Daiwa Securities 15 2.216 18,256 371 12 2.296 -0.080 Guotai Junan Securities 16 1.837 17,130 194 8 2.309 -0.472 Morgan Stanley 16 2.146 17,679 316 3 3.547 -1.401 Shanghai Pudong Development Bank 17 1.735 16,186 188 23 1.560 0.175 HSBC 17 2.016 16,602 257 25 1.373 0.643 Haitong Securities 18 1.735 16,184 201 10 2.162 -0.427 Shanghai Pudong Development Bank 18 1.978 16,293 165 14 2.111 -0.133 China Citic Bank 19 1.620 15,114 181 25 1.501 0.119 China Minsheng Banking Corp 19 1.914 15,767 162 24 1.417 0.497 China Minsheng Banking Corp 20 1.557 14,521 176 35 1.026 0.531 China Citic Bank 20 1.838 15,141 143 19 1.653 0.185 TOTAL 100% 932,703 4,892 100% TOTAL 100% 823,684 5,862 100%

ASEAN Local Currency Bonds Offshore China Bonds 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) CIMB 1 9.797 5,647 176 1 13.884 -4.087 Bank of China 1 6.954 8,344 140 1 7.969 -1.015 DBS Group 2 7.832 4,515 109 2 7.643 0.189 HSBC 2 5.829 6,995 117 2 6.924 -1.095 Maybank 3 6.455 3,721 122 3 7.011 -0.556 Industrial & Comm Bank of China 3 3.837 4,604 89 6 3.754 0.083 Kasikornbank PCL 4 6.249 3,602 100 6 4.863 1.386 Bank of Communications 4 3.703 4,444 63 10 3.191 0.512 AmInvestment Bank Bhd 5 5.960 3,436 110 7 4.745 1.215 Standard Chartered Bank 5 3.314 3,976 72 3 4.947 -1.633 Bank of Ayudhya PCL 6 5.395 3,110 51 11 3.584 1.811 Goldman Sachs 6 3.153 3,784 46 12 3.072 0.081 Oversea-Chinese Banking Corp 7 5.246 3,024 57 5 4.920 0.326 Haitong Securities 7 3.008 3,609 71 4 4.124 -1.116 RHB 8 4.913 2,832 120 8 4.534 0.379 Credit Suisse 8 2.952 3,543 43 9 3.334 -0.382 Siam Commercial Bank PCL 9 4.555 2,625 58 9 4.488 0.067 Guotai Junan Securities 9 2.738 3,285 78 24 1.501 1.237 Bangkok Bank PCL 10 4.105 2,366 79 10 4.353 -0.248 Citi 10 2.716 3,259 58 8 3.496 -0.780 United Overseas Bank 11 4.067 2,344 64 12 3.190 0.877 China Citic Bank 11 2.604 3,125 63 16 2.726 -0.122 Krung Thai Bank 12 4.035 2,326 72 4 4.935 -0.900 Bank of America Merrill Lynch 12 2.558 3,069 52 22 1.644 0.914 Standard Chartered Bank 13 3.082 1,776 36 14 2.421 0.661 BNP Paribas 13 2.522 3,026 46 17 2.176 0.346 HSBC 14 2.541 1,464 22 13 2.535 0.006 Morgan Stanley 14 2.521 3,025 51 5 3.898 -1.377 Thanachart Capital PCL 15 2.089 1,204 25 37 0.327 1.762 Credit Agricole CIB 15 2.471 2,966 42 27 1.361 1.110 Phatra Securities PCL 16 2.050 1,181 29 21 1.271 0.779 JP Morgan 16 2.461 2,953 36 13 3.037 -0.576 Indo Premier Securities 17 1.708 984 110 17 1.750 -0.042 Mizuho Financial 17 2.431 2,917 52 28 1.357 1.074 China Banking Corp 18 1.453 838 17 24 0.939 0.514 UBS 18 2.336 2,803 52 15 2.831 -0.495 Danareksa Sekuritas PT 19 1.429 824 84 15 1.990 -0.561 DBS Group 19 2.142 2,570 53 11 3.076 -0.934 Mandiri Sekuritas PT 20 1.427 822 93 16 1.802 -0.375 Shanghai Pudong Development Bank 20 2.061 2,473 50 21 1.662 0.399 TOTAL 100% 57,640 833 100% TOTAL 100% 119,998 304 100%

Bloomberg League Table Reports Page 4 Bloomberg Preliminary APAC Capital Markets | 1st 3Q 2018

APAC Equity, Equity Linked & Rights: Industry Breakdown

Asia Pacific Equity 4% 5% 6% 27% 6%

APAC Equity, Equity Linked & Rights 7%

1st 3Q 2018 1st 3Q 2017 12% 19% Mkt Volume (USD Deal Prev Prev Mkt Mkt Share 13% Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) Morgan Stanley 1 8.159 15,504 80 1 6.120 2.039 Goldman Sachs 2 8.084 15,362 57 2 5.517 2.567 Financials 27% Citi 3 6.582 12,507 81 3 4.770 1.812 Technology 19% UBS 4 5.213 9,906 56 5 3.983 1.230 Consumer Discretionary 13% JP Morgan 5 5.051 9,598 54 6 3.515 1.536 Industrials 12% Bank of America Merrill Lynch 6 4.433 8,425 25 8 2.941 1.492 Communications 7% China International Capital 7 4.292 8,157 28 11 2.522 1.770 Materials 6% Corp Health Care 6% Credit Suisse 8 3.551 6,748 50 13 2.184 1.367 Energy 5% China Securities 9 3.016 5,731 30 18 1.558 1.458 Others 4% Nomura 10 2.994 5,689 80 4 4.322 -1.328 CITIC Securities 11 2.478 4,709 35 7 3.246 -0.768 Sumitomo Mitsui Financial 12 2.415 4,589 61 10 2.689 -0.274 APAC Equity, Equity Linked & Rights: Manager Rankings Deutsche Bank 13 2.282 4,337 35 9 2.698 -0.416 History Daiwa Securities 14 1.947 3,700 37 14 2.152 -0.205

Mizuho Financial 15 1.683 3,198 53 12 2.194 -0.511 2018 2017 2016 China Merchants Securities 16 1.597 3,034 21 20 1.396 0.201 15 Haitong Securities 17 1.483 2,818 33 16 1.955 -0.472 )

% 10

BNP Paribas 18 1.456 2,767 15 52 0.431 1.025 (

e r a

Macquarie 19 1.391 2,643 19 19 1.421 -0.030 h S

t e k HSBC 20 1.311 2,492 18 24 1.048 0.263 r a 5 M TOTAL 100% 190,029 1,724 100%

0 This table consists of equity, equity-linked and rights offerings issued by Asia Pacific issuers. This excludes bonds with warrants, credit linked i y s it S n h le h B a c n c C rg n a a U o y notes, private placements, reverse convertibles, and self-led offerings. There is a minimum threshold of 12 month minimum call, put & maturity t S L S n M ll n a P ri a J r g m e periods. Please see League Table Standards and Guidelines for further details. r ld M o o a M G c ri e m A f o k n a B

Bloomberg League Table Reports Page 5 Bloomberg Preliminary APAC Capital Markets | 1st 3Q 2018

APAC Equity & Equity Linked APAC Equity Offerings 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Goldman Sachs 1 8.724 14,995 55 2 5.850 2.874 Morgan Stanley 1 8.734 12,428 68 1 6.439 2.295 Morgan Stanley 2 7.712 13,257 76 1 6.434 1.278 Citi 2 8.122 11,558 75 2 5.370 2.752 Citi 3 7.255 12,470 80 4 4.725 2.530 Goldman Sachs 3 7.988 11,367 47 3 5.362 2.626 JP Morgan 4 5.228 8,986 49 8 3.223 2.005 Bank of America Merrill Lynch 4 5.580 7,941 22 4 3.782 1.798 Bank of America Merrill Lynch 5 4.880 8,388 24 7 3.230 1.650 China International Capital Corp 5 5.135 7,306 24 17 1.756 3.379 China International Capital Corp 6 4.745 8,157 28 11 2.483 2.262 JP Morgan 6 5.019 7,142 39 6 3.363 1.656 UBS 7 4.091 7,032 46 6 3.270 0.821 UBS 7 4.597 6,542 43 8 2.989 1.608 Credit Suisse 8 3.750 6,446 49 14 2.086 1.664 Credit Suisse 8 3.033 4,316 38 11 2.358 0.675 Nomura 9 3.170 5,449 79 3 4.746 -1.576 Nomura 9 2.843 4,046 67 7 3.359 -0.516 China Securities 10 2.782 4,781 28 18 1.711 1.071 Sumitomo Mitsui Financial 10 2.815 4,005 57 5 3.433 -0.618 Sumitomo Mitsui Financial 11 2.670 4,589 61 9 2.953 -0.283 CITIC Securities 11 2.380 3,387 30 9 2.639 -0.259 CITIC Securities 12 2.542 4,370 33 5 3.503 -0.961 Mizuho Financial 12 1.993 2,837 49 13 2.204 -0.211 Daiwa Securities 13 2.153 3,700 37 13 2.363 -0.210 Deutsche Bank 13 1.833 2,608 25 12 2.246 -0.413 Deutsche Bank 14 2.082 3,579 29 10 2.901 -0.819 Daiwa Securities 14 1.803 2,566 31 14 2.166 -0.363 Mizuho Financial 15 1.861 3,198 53 12 2.409 -0.548 China Merchants Securities 15 1.775 2,525 19 19 1.564 0.211 China Merchants Securities 16 1.765 3,034 21 19 1.533 0.232 China Merchants Bank 16 1.618 2,303 16 40 0.564 1.054 Haitong Securities 17 1.470 2,527 32 17 1.829 -0.359 HSBC 17 1.513 2,152 14 25 1.140 0.373 HSBC 18 1.450 2,492 18 27 0.974 0.476 China Securities 18 1.331 1,894 16 18 1.659 -0.328 BNP Paribas 19 1.433 2,462 13 63 0.285 1.148 Haitong Securities 19 1.254 1,784 27 15 2.141 -0.887 China Merchants Bank 20 1.340 2,303 16 45 0.482 0.858 BNP Paribas 20 1.249 1,777 10 59 0.334 0.915 TOTAL 100% 171,888 1,615 100% TOTAL 100% 142,297 1,449 100%

APAC Equity Linked APAC ex-Japan Equity, Equity Linked & Rights 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Goldman Sachs 1 12.261 3,628 8 2 8.703 3.558 Morgan Stanley 1 8.007 13,064 53 3 4.855 3.152 China Securities 2 9.756 2,887 12 15 2.012 7.744 Goldman Sachs 2 7.879 12,855 52 2 5.401 2.478 Credit Suisse 3 7.200 2,131 11 31 0.496 6.704 Citi 3 7.135 11,641 75 1 5.707 1.428 JP Morgan 4 6.230 1,844 10 14 2.406 3.824 UBS 4 5.897 9,621 53 4 4.109 1.788 Nomura 5 4.742 1,403 12 1 12.862 -8.120 China International Capital Corp 5 5.000 8,157 28 6 3.030 1.970 Daiwa Securities 6 3.833 1,134 6 10 3.515 0.318 Bank of America Merrill Lynch 6 4.761 7,768 22 10 2.548 2.213 CITIC Securities 7 3.324 983 3 3 8.560 -5.236 Credit Suisse 7 4.044 6,597 49 9 2.592 1.452 Deutsche Bank 8 3.280 971 4 5 6.734 -3.454 JP Morgan 8 3.967 6,472 47 8 2.747 1.220 Citi 9 3.083 912 5 23 0.953 2.130 China Securities 9 3.513 5,731 30 14 1.871 1.642 China International Capital Corp 10 2.874 850 4 4 6.734 -3.860 CITIC Securities 10 2.886 4,709 35 5 3.899 -1.013 Morgan Stanley 11 2.802 829 8 6 6.404 -3.602 Deutsche Bank 11 2.586 4,220 33 7 3.013 -0.427 Minsheng Securities 12 2.615 774 5 - - 2.615 China Merchants Securities 12 1.860 3,034 21 16 1.677 0.183 Huatai Securities 13 2.568 760 2 - - 2.568 Haitong Securities 13 1.727 2,818 33 12 2.349 -0.622 Haitong Securities 14 2.508 742 5 - - 2.508 BNP Paribas 14 1.696 2,767 15 49 0.518 1.178 Bank of China 15 2.464 729 2 13 2.606 -0.142 Macquarie 15 1.614 2,634 18 15 1.707 -0.093 BNP Paribas 16 2.317 686 3 - - 2.317 HSBC 16 1.527 2,492 18 20 1.259 0.268 Zhongtai Securities 17 2.063 611 2 - - 2.063 China Merchants Bank 17 1.411 2,303 16 47 0.527 0.884 Sumitomo Mitsui Financial 18 1.972 583 4 37 0.144 1.828 Huatai Securities 18 1.400 2,284 14 42 0.620 0.780 Guotai Junan Securities 19 1.848 547 2 - - 1.848 Guotai Junan Securities 19 1.260 2,056 18 17 1.676 -0.416 China Merchants Securities 20 1.720 509 2 22 1.354 0.366 Agricultural Bank of China 20 1.042 1,700 19 58 0.404 0.638 TOTAL 100% 29,591 166 100% TOTAL 100% 163,149 1,537 100%

Bloomberg League Table Reports Page 6 Bloomberg Preliminary APAC Capital Markets | 1st 3Q 2018

APAC ex-Japan Equity, EQL & Rights ex-CH A Shrs APAC ex-Japan Equity & Equity Linked 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Morgan Stanley 1 9.909 13,064 53 3 6.027 3.882 Goldman Sachs 1 8.612 12,489 50 1 5.795 2.817 Citi 2 8.670 11,430 73 1 7.564 1.106 Citi 2 8.002 11,604 74 2 5.766 2.236 Goldman Sachs 3 8.464 11,158 43 2 6.553 1.911 Morgan Stanley 3 7.460 10,817 49 3 5.089 2.371 UBS 4 7.247 9,554 52 4 4.951 2.296 China International Capital Corp 4 5.625 8,157 28 7 3.043 2.582 Bank of America Merrill Lynch 5 5.892 7,768 22 7 3.672 2.220 Bank of America Merrill Lynch 5 5.332 7,731 21 8 2.855 2.477 Credit Suisse 6 4.815 6,347 48 8 3.541 1.274 UBS 6 4.653 6,747 43 6 3.251 1.402 JP Morgan 7 4.719 6,222 46 6 3.836 0.883 Credit Suisse 7 4.342 6,296 48 9 2.521 1.821 Deutsche Bank 8 2.999 3,954 30 5 3.863 -0.864 JP Morgan 8 4.041 5,859 42 12 2.296 1.745 BNP Paribas 9 2.099 2,767 15 35 0.747 1.352 China Securities 9 3.297 4,781 28 14 2.097 1.200 Macquarie 10 1.998 2,634 18 10 2.461 -0.463 CITIC Securities 10 3.014 4,370 33 4 4.293 -1.279 HSBC 11 1.890 2,492 18 11 1.814 0.076 Deutsche Bank 11 2.387 3,461 27 5 3.300 -0.913 CITIC Securities 12 1.863 2,456 24 22 1.192 0.671 China Merchants Securities 12 2.092 3,034 21 15 1.879 0.213 China International Capital Corp 13 1.795 2,366 18 15 1.418 0.377 Haitong Securities 13 1.742 2,527 32 13 2.241 -0.499 Haitong Securities 14 1.751 2,308 26 16 1.407 0.344 HSBC 14 1.718 2,492 18 23 1.193 0.525 China Merchants Bank 15 1.747 2,303 16 33 0.760 0.987 BNP Paribas 15 1.698 2,462 13 60 0.349 1.349 China Merchants Securities 16 1.324 1,745 13 29 0.879 0.445 China Merchants Bank 16 1.588 2,303 16 42 0.591 0.997 Agricultural Bank of China 17 1.289 1,700 19 43 0.583 0.706 Huatai Securities 17 1.575 2,284 14 37 0.695 0.880 China Construction Bank 18 1.231 1,622 17 21 1.205 0.026 Guotai Junan Securities 18 1.217 1,765 17 19 1.329 -0.112 Industrial & Comm Bank of China 19 1.173 1,546 10 73 0.206 0.967 Agricultural Bank of China 19 1.172 1,700 19 52 0.453 0.719 Kotak Mahindra Bank Ltd 20 0.997 1,315 13 25 1.069 -0.072 Bank of China 20 1.166 1,691 10 20 1.224 -0.058 TOTAL 100% 131,835 1,397 100% TOTAL 100% 145,007 1,428 100%

APAC ex-Japan Equity Offerings APAC ex-Japan Equity Linked 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Citi 1 8.958 10,692 69 1 6.435 2.523 Goldman Sachs 1 12.847 3,347 5 4 8.633 4.214 Morgan Stanley 2 8.593 10,256 45 3 5.030 3.563 China Securities 2 11.081 2,887 12 11 2.759 8.322 Goldman Sachs 3 7.660 9,142 45 2 5.369 2.291 Credit Suisse 3 8.179 2,131 11 27 0.681 7.498 China International Capital Corp 4 6.122 7,306 24 13 2.114 4.008 JP Morgan 4 6.573 1,712 8 - - 6.573 Bank of America Merrill Lynch 5 6.103 7,284 19 4 3.283 2.820 CITIC Securities 5 3.775 983 3 1 11.737 -7.962 UBS 6 5.243 6,257 40 8 2.727 2.516 Deutsche Bank 6 3.726 971 4 3 9.233 -5.507 Credit Suisse 7 3.490 4,165 37 7 2.798 0.692 Citi 7 3.502 912 5 19 1.306 2.196 JP Morgan 8 3.474 4,147 34 9 2.641 0.833 China International Capital Corp 8 3.264 850 4 2 9.233 -5.969 CITIC Securities 9 2.837 3,387 30 5 3.176 -0.339 Minsheng Securities 9 2.970 774 5 - - 2.970 China Merchants Securities 10 2.116 2,525 19 15 1.882 0.234 Huatai Securities 10 2.917 760 2 - - 2.917 Deutsche Bank 11 2.087 2,491 23 12 2.409 -0.322 Haitong Securities 11 2.849 742 5 - - 2.849 China Merchants Bank 12 1.929 2,303 16 37 0.679 1.250 Bank of China 12 2.799 729 2 10 3.572 -0.773 HSBC 13 1.803 2,152 14 21 1.372 0.431 BNP Paribas 13 2.632 686 3 - - 2.632 China Securities 14 1.587 1,894 16 14 1.997 -0.410 Zhongtai Securities 14 2.344 611 2 - - 2.344 Haitong Securities 15 1.495 1,784 27 10 2.577 -1.082 Morgan Stanley 15 2.152 561 4 6 5.481 -3.329 BNP Paribas 16 1.489 1,777 10 56 0.402 1.087 Guotai Junan Securities 16 2.099 547 2 - - 2.099 Agricultural Bank of China 17 1.424 1,700 19 47 0.521 0.903 Changjiang Securities 17 2.089 544 2 - - 2.089 China Construction Bank 18 1.359 1,622 17 33 0.853 0.506 China Merchants Securities 18 1.954 509 2 18 1.856 0.098 Industrial & Comm Bank of China 19 1.295 1,546 10 83 0.184 1.111 UBS 19 1.882 490 3 5 6.742 -4.860 Huatai Securities 20 1.277 1,524 12 34 0.799 0.478 Fubon Securities Co 20 1.782 464 10 13 2.708 -0.926 TOTAL 100% 119,350 1,282 100% TOTAL 100% 26,051 146 100%

Bloomberg League Table Reports Page 7 Bloomberg Preliminary APAC Capital Markets | 1st 3Q 2018

Asia ex-Japan Equity, Equity Linked & Rights Asia ex-Japan Equity, EQL & Rights ex-CH A Shares 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Goldman Sachs 1 8.556 12,541 48 2 5.384 3.172 Goldman Sachs 1 9.409 10,844 39 2 6.693 2.716 Morgan Stanley 2 7.356 10,782 47 3 4.933 2.423 Morgan Stanley 2 9.355 10,782 47 3 6.311 3.044 Citi 3 7.338 10,754 62 1 5.760 1.578 Citi 3 9.148 10,544 60 1 7.910 1.238 China International Capital Corp 4 5.565 8,157 28 6 2.975 2.590 Bank of America Merrill Lynch 4 6.172 7,114 21 5 4.078 2.094 Bank of America Merrill Lynch 5 4.854 7,114 21 9 2.710 2.144 Credit Suisse 5 5.358 6,175 46 6 3.724 1.634 Credit Suisse 6 4.384 6,425 47 10 2.623 1.761 UBS 6 4.651 5,360 35 9 3.180 1.471 China Securities 7 3.910 5,731 30 14 2.050 1.860 JP Morgan 7 4.624 5,329 35 8 3.309 1.315 JP Morgan 8 3.807 5,579 36 13 2.293 1.514 BNP Paribas 8 2.401 2,767 15 34 0.854 1.547 UBS 9 3.703 5,428 36 7 2.851 0.852 Deutsche Bank 9 2.204 2,541 21 4 4.177 -1.973 CITIC Securities 10 3.213 4,709 35 4 4.271 -1.058 HSBC 10 2.162 2,492 18 10 2.074 0.088 China Merchants Securities 11 2.070 3,034 21 15 1.837 0.233 CITIC Securities 11 2.131 2,456 24 20 1.363 0.768 Haitong Securities 12 1.923 2,818 33 11 2.572 -0.649 China International Capital Corp 12 2.053 2,366 18 25 1.105 0.948 Deutsche Bank 13 1.915 2,806 24 5 3.140 -1.225 Haitong Securities 13 2.003 2,308 26 14 1.609 0.394 BNP Paribas 14 1.888 2,767 15 48 0.567 1.321 China Merchants Bank 14 1.998 2,303 16 32 0.869 1.129 HSBC 15 1.700 2,492 18 19 1.379 0.321 China Merchants Securities 15 1.514 1,745 13 28 1.005 0.509 China Merchants Bank 16 1.571 2,303 16 46 0.577 0.994 Agricultural Bank of China 16 1.475 1,700 19 41 0.666 0.809 Huatai Securities 17 1.558 2,284 14 41 0.679 0.879 China Construction Bank 17 1.405 1,619 16 19 1.378 0.027 Guotai Junan Securities 18 1.403 2,056 18 16 1.836 -0.433 Industrial & Comm Bank of China 18 1.341 1,546 10 65 0.235 1.106 Agricultural Bank of China 19 1.160 1,700 19 56 0.443 0.717 Kotak Mahindra Bank Ltd 19 1.141 1,315 13 23 1.223 -0.082 Bank of China 20 1.154 1,691 10 21 1.197 -0.043 Daishin Securities 20 1.116 1,286 12 84 0.142 0.974 TOTAL 100% 146,566 1,126 100% TOTAL 100% 115,252 986 100%

Asia ex-Japan Equity & Equity Linked ASEAN Equity, Equity Linked & Rights 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Goldman Sachs 1 8.990 12,299 47 2 5.606 3.384 Credit Suisse 1 9.044 1,537 13 3 7.676 1.368 Morgan Stanley 2 7.881 10,782 47 3 5.328 2.553 Morgan Stanley 2 7.042 1,197 7 10 3.554 3.488 Citi 3 7.834 10,718 61 1 5.908 1.926 Deutsche Bank 3 5.752 978 5 21 1.554 4.198 China International Capital Corp 4 5.962 8,157 28 6 3.213 2.749 Bangkok Bank PCL 4 5.695 968 10 6 5.416 0.279 Bank of America Merrill Lynch 5 5.173 7,077 20 7 2.927 2.246 Goldman Sachs 5 5.128 872 3 14 1.974 3.154 Credit Suisse 6 4.476 6,123 46 10 2.544 1.932 Citi 6 5.066 861 12 9 3.673 1.393 JP Morgan 7 3.901 5,337 35 12 2.372 1.529 DBS Group 7 4.815 818 15 5 5.596 -0.781 UBS 8 3.761 5,145 35 8 2.870 0.891 Siam Commercial Bank PCL 8 4.321 735 5 1 8.834 -4.513 China Securities 9 3.495 4,781 28 14 2.214 1.281 Maybank 9 4.162 707 10 7 4.400 -0.238 CITIC Securities 10 3.194 4,370 33 4 4.533 -1.339 HSBC 10 3.676 625 6 8 4.137 -0.461 China Merchants Securities 11 2.218 3,034 21 15 1.984 0.234 Bank of Philippine Islands 11 3.384 575 4 52 0.182 3.202 Haitong Securities 12 1.847 2,527 32 13 2.366 -0.519 JP Morgan 12 3.122 531 4 12 2.538 0.584 HSBC 13 1.821 2,492 18 22 1.260 0.561 UBS 13 2.991 508 4 4 6.140 -3.149 BNP Paribas 14 1.800 2,462 13 59 0.369 1.431 Viet Capital Securities JSC 14 2.892 492 2 43 0.298 2.594 Deutsche Bank 15 1.777 2,431 22 5 3.312 -1.535 BNP Paribas 15 2.477 421 3 13 1.974 0.503 China Merchants Bank 16 1.683 2,303 16 41 0.624 1.059 Krung Thai Bank 16 2.465 419 2 25 1.162 1.303 Huatai Securities 17 1.670 2,284 14 36 0.734 0.936 CITIC Securities 17 2.274 386 4 20 1.567 0.707 Guotai Junan Securities 18 1.290 1,765 17 18 1.403 -0.113 Phatra Securities PCL 18 1.944 330 3 26 1.093 0.851 Agricultural Bank of China 19 1.242 1,700 19 51 0.478 0.764 Bank of America Merrill Lynch 19 1.915 325 4 18 1.720 0.195 Bank of China 20 1.236 1,691 10 19 1.292 -0.056 First Metro Investment Corp 20 1.824 310 2 33 0.503 1.321 TOTAL 100% 136,801 1,078 100% TOTAL 100% 16,997 253 100%

Bloomberg League Table Reports Page 8 Bloomberg Preliminary APAC Capital Markets | 1st 3Q 2018

APAC ex-Japan Loans (Mandated Lead Arranger): Asia Pacific Syndicated Loans Industry Breakdown 6%

5% 7% 36% APAC ex-Japan Loans (Mandated Lead Arranger) 9%

1st 3Q 2018 1st 3Q 2017 11% Mkt Volume (USD Deal Prev Prev Mkt Mkt Share 13% Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) 12% Bank of China 1 10.817 38,156 253 1 14.691 -3.874 China Development Bank 2 4.652 16,410 10 31 0.816 3.836 Financials 36% ANZ Banking Group 3 3.952 13,940 126 3 3.694 0.258 Energy 13% Industrial & Comm Bank of 4 3.888 13,715 76 6 2.794 1.094 Industrials 12% China Consumer Discretionary 11% HSBC 5 3.724 13,137 125 2 3.758 -0.034 Materials 9% Mitsubishi UFJ Financial Group 6 3.302 11,646 110 7 2.576 0.726 Utilities 7% Inc Technology 5% DBS Group 7 3.105 10,953 112 5 2.995 0.110 Others 6% Oversea-Chinese Banking Corp 8 2.693 9,499 81 12 2.056 0.637 Standard Chartered Bank 9 2.399 8,462 97 9 2.426 -0.027 United Overseas Bank 10 2.382 8,401 70 14 1.960 0.422 APAC ex-Japan Loans: Mandated Lead Arranger Sumitomo Mitsui Financial 11 2.315 8,166 86 10 2.424 -0.109 Rankings History KB Financial Group Inc 12 2.160 7,620 26 19 1.551 0.609

Mizuho Financial 13 2.120 7,478 71 16 1.895 0.225 2018 2017 2016 China Construction Bank 14 2.023 7,134 57 8 2.469 -0.446 15 National Australia Bank 15 1.781 6,283 61 18 1.642 0.139 )

Commonwealth Bank Australia 16 1.731 6,104 60 11 2.207 -0.476 % 10 (

e r a

China Citic Bank 17 1.677 5,915 12 28 0.904 0.773 h S

t e k BNP Paribas 18 1.599 5,641 67 25 1.269 0.330 r a 5 Westpac Banking 19 1.546 5,454 55 17 1.734 -0.188 M Agricultural Bank of China 20 1.262 4,451 27 20 1.464 -0.202 0 TOTAL 100% 352,730 958 100% a k p a c n n u n C n i a o i B I h B r h S p C t G C H u f n g f o o e n o r k i k G n m k n l a p n a ia B lo a B c e B n This table consists of loans with a market of syndication in the APAC ex-Japan region. This excludes bilateral loans. There is a minimum threshold v Z m a e N m in D A o F a n C J of 3 months for maturities. Please see League Table Standards and Guidelines for further details. i & F h l U C a i ri h t is s b u u d s In it M

Bloomberg League Table Reports Page 9 Bloomberg Preliminary APAC Capital Markets | 1st 3Q 2018

APAC ex-Japan Loans (Bookrunner) APAC ex-Japan Loans (Mandated Lead Arranger) 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Bank of China 1 13.168 34,278 186 1 16.482 -3.314 Bank of China 1 10.817 38,156 253 1 14.691 -3.874 ANZ Banking Group 2 5.667 14,751 80 3 4.337 1.330 China Development Bank 2 4.652 16,410 10 31 0.816 3.836 HSBC 3 4.845 12,611 68 4 3.621 1.224 ANZ Banking Group 3 3.952 13,940 126 3 3.694 0.258 China Development Bank 4 4.080 10,621 4 86 0.153 3.927 Industrial & Comm Bank of China 4 3.888 13,715 76 6 2.794 1.094 Standard Chartered Bank 5 3.925 10,216 75 5 3.378 0.547 HSBC 5 3.724 13,137 125 2 3.758 -0.034 Industrial & Comm Bank of China 6 3.002 7,816 22 6 2.647 0.355 Mitsubishi UFJ Financial Group Inc 6 3.302 11,646 110 7 2.576 0.726 KB Financial Group Inc 7 2.920 7,601 21 7 2.524 0.396 DBS Group 7 3.105 10,953 112 5 2.995 0.110 Mitsubishi UFJ Financial Group Inc 8 2.827 7,358 49 11 2.109 0.718 Oversea-Chinese Banking Corp 8 2.693 9,499 81 12 2.056 0.637 DBS Group 9 2.720 7,081 56 14 1.925 0.795 Standard Chartered Bank 9 2.399 8,462 97 9 2.426 -0.027 Mizuho Financial 10 2.509 6,530 35 27 1.114 1.395 United Overseas Bank 10 2.382 8,401 70 14 1.960 0.422 China Citic Bank 11 2.101 5,469 7 52 0.435 1.666 Sumitomo Mitsui Financial 11 2.315 8,166 86 10 2.424 -0.109 National Australia Bank 12 2.049 5,334 31 9 2.427 -0.378 KB Financial Group Inc 12 2.160 7,620 26 19 1.551 0.609 United Overseas Bank 13 2.010 5,233 19 37 0.665 1.345 Mizuho Financial 13 2.120 7,478 71 16 1.895 0.225 Korea Development Bank 14 1.890 4,920 17 15 1.854 0.036 China Construction Bank 14 2.023 7,134 57 8 2.469 -0.446 Sumitomo Mitsui Financial 15 1.882 4,898 40 20 1.387 0.495 National Australia Bank 15 1.781 6,283 61 18 1.642 0.139 Commonwealth Bank Australia 16 1.854 4,827 30 8 2.457 -0.603 Commonwealth Bank Australia 16 1.731 6,104 60 11 2.207 -0.476 BNP Paribas 17 1.802 4,690 33 21 1.382 0.420 China Citic Bank 17 1.677 5,915 12 28 0.904 0.773 Bank of Taiwan 18 1.730 4,503 34 25 1.252 0.478 BNP Paribas 18 1.599 5,641 67 25 1.269 0.330 Mega Financial Holding Co Ltd 19 1.629 4,241 34 34 0.741 0.888 Westpac Banking 19 1.546 5,454 55 17 1.734 -0.188 Westpac Banking 20 1.576 4,103 28 13 1.925 -0.349 Agricultural Bank of China 20 1.262 4,451 27 20 1.464 -0.202 TOTAL 100% 260,311 742 100% TOTAL 100% 352,730 958 100%

APAC ex-Japan G3 Currency Loans (Bookrunner) APAC ex-Japan G3 Currency Loans (Mandated Lead Arranger) 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Standard Chartered Bank 1 6.831 6,401 51 2 6.369 0.462 Mitsubishi UFJ Financial Group Inc 1 5.612 6,620 65 6 3.348 2.264 HSBC 2 6.787 6,360 38 3 6.292 0.495 HSBC 2 4.363 5,146 61 2 5.053 -0.690 Mitsubishi UFJ Financial Group Inc 3 5.100 4,778 36 7 3.373 1.727 DBS Group 3 4.101 4,837 50 5 3.508 0.593 Mizuho Financial 4 4.610 4,320 24 16 1.613 2.997 Standard Chartered Bank 4 4.028 4,751 62 3 4.159 -0.131 ANZ Banking Group 5 4.307 4,036 36 4 4.230 0.077 Mizuho Financial 5 3.776 4,455 42 7 3.182 0.594 Industrial & Comm Bank of China 6 4.216 3,951 13 33 1.039 3.177 ANZ Banking Group 6 3.354 3,957 51 4 3.918 -0.564 DBS Group 7 4.013 3,760 32 5 4.125 -0.112 Oversea-Chinese Banking Corp 7 3.335 3,934 38 12 2.552 0.783 BNP Paribas 8 3.427 3,211 22 8 3.208 0.219 Bank of China 8 3.282 3,871 41 1 8.945 -5.663 United Overseas Bank 9 3.368 3,156 11 36 0.996 2.372 Sumitomo Mitsui Financial 9 3.218 3,796 44 8 3.122 0.096 Deutsche Bank 10 2.968 2,781 13 11 2.513 0.455 BNP Paribas 10 2.842 3,352 41 11 2.566 0.276 China Construction Bank 11 2.797 2,620 10 6 3.980 -1.183 Industrial & Comm Bank of China 11 2.783 3,283 33 17 1.831 0.952 Sumitomo Mitsui Financial 12 2.714 2,543 26 12 2.041 0.673 China Construction Bank 12 2.600 3,067 24 9 2.800 -0.200 First Abu Dhabi Bank PJSC 13 2.413 2,261 20 27 1.256 1.157 China Development Bank 13 2.541 2,997 5 37 0.797 1.744 Citi 14 2.155 2,019 16 10 2.873 -0.718 United Overseas Bank 14 2.315 2,730 26 18 1.498 0.817 Mega Financial Holding Co Ltd 15 2.043 1,915 18 29 1.142 0.901 First Abu Dhabi Bank PJSC 15 2.250 2,654 33 20 1.393 0.857 Credit Suisse 16 1.892 1,773 10 9 3.085 -1.193 ING Groep 16 2.183 2,575 34 16 1.893 0.290 ING Groep 17 1.801 1,688 17 13 1.842 -0.041 Citi 17 2.038 2,404 25 10 2.756 -0.718 Oversea-Chinese Banking Corp 18 1.756 1,646 17 15 1.706 0.050 Credit Agricole CIB 18 1.796 2,119 22 15 1.906 -0.110 Bank of China 19 1.691 1,584 14 1 10.051 -8.360 Natixis 19 1.742 2,055 14 50 0.542 1.200 Natixis 20 1.549 1,452 8 26 1.260 0.289 Deutsche Bank 20 1.672 1,972 17 19 1.401 0.271 TOTAL 100% 93,698 211 100% TOTAL 100% 117,954 274 100%

Bloomberg League Table Reports Page 10 Bloomberg Preliminary APAC Capital Markets | 1st 3Q 2018

APAC ex-Japan Leveraged Loans (Bookrunner) APAC ex-Japan Leveraged Loans (Mandated Lead Arranger) 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Industrial & Comm Bank of China 1 12.199 2,424 3 9 4.018 8.181 Industrial & Comm Bank of China 1 6.331 1,328 3 12 3.044 3.287 China Construction Bank 2 8.504 1,690 1 - - 8.504 China Minsheng Banking Corp 2 6.009 1,260 4 9 3.349 2.660 Standard Chartered Bank 3 5.757 1,144 9 23 1.412 4.345 China Merchants Bank 3 5.685 1,193 2 2 8.703 -3.018 KB Financial Group Inc 4 5.350 1,063 4 - - 5.350 KB Financial Group Inc 4 5.069 1,063 4 - - 5.069 Mirae Asset Daewoo Co Ltd 5 4.407 876 4 5 5.066 -0.659 China Construction Bank 5 4.674 980 2 - - 4.674 ANZ Banking Group 6 4.105 816 5 3 5.657 -1.552 Mirae Asset Daewoo Co Ltd 6 4.272 896 5 5 4.257 0.015 Bank of China 7 3.695 734 2 9 4.018 -0.323 HSBC 7 3.762 789 7 8 3.571 0.191 Sumitomo Mitsui Financial 8 3.648 725 4 36 0.577 3.071 NH Investment & Securities Co Ltd 8 3.290 690 4 25 1.027 2.263 NH Investment & Securities Co Ltd 9 3.473 690 4 25 1.017 2.456 Hana Financial Group Inc 9 3.162 663 5 17 2.237 0.925 DBS Group 10 3.401 676 4 6 4.803 -1.402 Goldman Sachs 10 3.153 661 4 24 1.235 1.918 Goldman Sachs 11 3.215 639 3 15 3.390 -0.175 DBS Group 11 3.075 645 6 6 3.970 -0.895 HSBC 12 3.112 618 4 1 8.139 -5.027 Bank of China 12 3.046 639 6 1 8.925 -5.879 Woori Bank 13 2.956 587 3 4 5.073 -2.117 Sumitomo Mitsui Financial 13 3.021 634 7 31 0.709 2.312 Mitsubishi UFJ Financial Group Inc 14 2.904 577 2 9 4.018 -1.114 Woori Bank 14 2.859 600 4 7 3.843 -0.984 Hana Financial Group Inc 15 2.496 496 3 34 0.646 1.850 Shinhan Financial Group Co Ltd 15 2.837 595 5 32 0.653 2.184 United Overseas Bank 16 2.292 456 2 - - 2.292 Mitsubishi UFJ Financial Group Inc 16 2.550 535 4 12 3.044 -0.494 ING Groep 17 1.996 397 4 - - 1.996 Standard Chartered Bank 17 2.401 504 9 36 0.538 1.863 Credit Agricole CIB 18 1.943 386 3 - - 1.943 China Cinda Asset Management 18 2.303 483 2 - - 2.303 Bank of America Merrill Lynch 19 1.924 382 1 9 4.018 -2.094 ANZ Banking Group 19 2.041 428 5 4 5.365 -3.324 China Citic Bank 19 1.924 382 1 7 4.422 -2.498 China Citic Bank 20 1.895 398 2 9 3.349 -1.454 China Merchants Bank 19 1.924 382 1 9 4.018 -2.094 TOTAL 100% 20,975 48 100% China Minsheng Banking Corp 19 1.924 382 1 7 4.422 -2.498 TOTAL 100% 19,873 38 100%

APAC Project Finance Loans (Bookrunner) APAC Project Finance Loans (Mandated Lead Arranger) 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) China Development Bank 1 21.175 10,018 2 - - 21.175 China Development Bank 1 20.333 15,891 6 16 1.695 18.638 KB Financial Group Inc 2 10.087 4,772 3 4 4.603 5.484 Industrial & Comm Bank of China 2 6.389 4,993 10 13 2.269 4.120 Korea Development Bank 3 7.769 3,675 3 8 2.676 5.093 KB Financial Group Inc 3 6.130 4,791 4 5 3.066 3.064 Bank of China 4 7.606 3,599 9 1 31.016 -23.410 Bank of China 4 5.137 4,014 18 1 23.981 -18.844 Mizuho Financial 5 5.596 2,648 3 9 1.860 3.736 Mitsubishi UFJ Financial Group Inc 5 4.457 3,483 27 8 2.633 1.824 HSBC 6 4.691 2,219 3 - - 4.691 Export-Import Bank of China 6 3.873 3,027 1 47 0.398 3.475 Agricultural Bank of China 7 4.432 2,097 1 5 4.293 0.139 Mizuho Financial 7 3.335 2,606 16 3 3.832 -0.497 Standard Chartered Bank 8 4.227 2,000 2 - - 4.227 Sumitomo Mitsui Financial 8 3.226 2,521 21 4 3.067 0.159 United Overseas Bank 8 4.227 2,000 2 - - 4.227 Agricultural Bank of China 9 2.858 2,234 3 6 2.855 0.003 Industrial & Comm Bank of China 10 3.174 1,502 2 3 5.823 -2.649 HSBC 10 2.494 1,949 12 21 1.067 1.427 Bank Mandiri 11 2.422 1,146 6 53 0.107 2.315 DBS Group 11 2.190 1,711 10 29 0.884 1.306 Axis Bank Ltd 12 2.241 1,060 6 6 3.830 -1.589 State Bank of India 12 2.162 1,690 5 2 9.257 -7.095 Bank Central Asia 13 1.965 930 4 - - 1.965 United Overseas Bank 13 2.053 1,604 7 58 0.231 1.822 Yes Bank 14 1.674 792 8 10 1.737 -0.063 Oversea-Chinese Banking Corp 14 1.985 1,551 6 36 0.561 1.424 National Australia Bank 15 1.644 778 4 33 0.448 1.196 ANZ Banking Group 15 1.863 1,456 17 14 1.904 -0.041 Mitsubishi UFJ Financial Group Inc 16 1.631 772 3 38 0.411 1.220 Westpac Banking 16 1.510 1,180 14 18 1.446 0.064 Bank Negara Indonesia (Persero) Tbk PT 17 1.619 766 6 13 1.390 0.229 Standard Chartered Bank 17 1.383 1,081 4 42 0.468 0.915 Westpac Banking 18 1.604 759 2 15 1.297 0.307 Korea Development Bank 18 1.366 1,068 6 10 2.499 -1.133 ANZ Banking Group 19 1.580 748 2 16 1.286 0.294 Axis Bank Ltd 19 1.357 1,060 6 9 2.551 -1.194 L&T Financial Services 20 1.401 663 10 12 1.393 0.008 Commonwealth Bank Australia 20 1.336 1,044 15 17 1.659 -0.323 TOTAL 100% 47,309 82 100% TOTAL 100% 78,152 140 100%

Bloomberg League Table Reports Page 11 Bloomberg Preliminary APAC Capital Markets | 1st 3Q 2018

Asia ex-Japan Loans (Bookrunner) Asia ex-Japan Loans (Mandated Lead Arranger) 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Bank of China 1 15.231 32,892 181 1 18.854 -3.623 Bank of China 1 12.275 35,416 228 1 16.885 -4.610 China Development Bank 2 4.918 10,621 4 83 0.182 4.736 China Development Bank 2 5.687 16,410 10 26 0.995 4.692 Standard Chartered Bank 3 4.637 10,013 74 3 3.924 0.713 Industrial & Comm Bank of China 3 3.989 11,508 58 5 2.975 1.014 HSBC 4 4.394 9,488 51 6 2.839 1.555 HSBC 4 3.604 10,398 102 3 3.533 0.071 KB Financial Group Inc 5 3.520 7,601 21 4 3.001 0.519 DBS Group 5 3.450 9,955 101 4 3.267 0.183 Industrial & Comm Bank of China 6 3.295 7,116 21 5 2.971 0.324 Oversea-Chinese Banking Corp 6 3.119 9,000 74 10 2.263 0.856 DBS Group 7 3.091 6,675 54 10 2.054 1.037 Mitsubishi UFJ Financial Group Inc 7 2.890 8,338 75 8 2.451 0.439 China Citic Bank 8 2.533 5,469 7 46 0.517 2.016 Standard Chartered Bank 8 2.842 8,199 94 6 2.810 0.032 Mitsubishi UFJ Financial Group Inc 9 2.378 5,135 35 11 2.003 0.375 KB Financial Group Inc 9 2.641 7,620 26 14 1.890 0.751 Korea Development Bank 10 2.278 4,920 17 9 2.204 0.074 United Overseas Bank 10 2.494 7,195 60 11 2.262 0.232 United Overseas Bank 11 2.203 4,757 16 36 0.716 1.487 Sumitomo Mitsui Financial 11 2.269 6,545 65 13 1.964 0.305 Mizuho Financial 12 2.146 4,633 24 27 0.983 1.163 China Citic Bank 12 2.050 5,915 12 24 1.102 0.948 Bank of Taiwan 13 2.085 4,503 34 19 1.488 0.597 China Construction Bank 13 1.924 5,552 46 12 2.213 -0.289 Mega Financial Holding Co Ltd 14 1.964 4,241 34 29 0.881 1.083 Mizuho Financial 14 1.781 5,140 46 15 1.823 -0.042 Sumitomo Mitsui Financial 15 1.869 4,037 34 22 1.250 0.619 Agricultural Bank of China 15 1.466 4,229 22 19 1.487 -0.021 China Construction Bank 16 1.788 3,862 21 15 1.740 0.048 BNP Paribas 16 1.453 4,194 52 22 1.219 0.234 BNP Paribas 17 1.682 3,632 28 21 1.270 0.412 Shinhan Financial Group Co Ltd 17 1.320 3,809 32 25 1.086 0.234 Oversea-Chinese Banking Corp 18 1.573 3,396 26 31 0.846 0.727 Export-Import Bank of China 18 1.310 3,779 9 76 0.229 1.081 Credit Agricole CIB 19 1.455 3,143 17 41 0.574 0.881 Mega Financial Holding Co Ltd 19 1.282 3,698 49 30 0.866 0.416 ANZ Banking Group 20 1.450 3,131 30 12 1.852 -0.402 ANZ Banking Group 20 1.251 3,608 47 18 1.639 -0.388 TOTAL 100% 215,949 643 100% TOTAL 100% 288,521 810 100%

North Asia Loans (Bookrunner) North Asia Loans (Mandated Lead Arranger) 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Mkt Volume (USD Deal Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Bank of China 1 17.040 33,431 209 1 24.334 -7.294 Bank of China 1 21.254 32,750 179 1 27.412 -6.158 China Development Bank 2 8.364 16,410 10 18 1.475 6.889 China Development Bank 2 6.893 10,621 4 67 0.172 6.721 Industrial & Comm Bank of China 3 5.638 11,061 51 2 4.138 1.500 KB Financial Group Inc 3 4.933 7,601 21 2 4.473 0.460 KB Financial Group Inc 4 3.881 7,614 25 7 2.851 1.030 Industrial & Comm Bank of China 4 4.377 6,744 19 3 4.201 0.176 HSBC 5 3.492 6,850 68 3 3.910 -0.418 HSBC 5 3.664 5,647 34 5 3.388 0.276 China Citic Bank 6 3.015 5,915 12 15 1.662 1.353 China Citic Bank 6 3.549 5,469 7 29 0.770 2.779 China Construction Bank 7 2.224 4,362 38 6 2.888 -0.664 Korea Development Bank 7 3.193 4,920 17 6 3.219 -0.026 Agricultural Bank of China 8 1.978 3,881 19 12 2.110 -0.132 Bank of Taiwan 8 2.922 4,503 34 10 2.219 0.703 Shinhan Financial Group Co Ltd 9 1.918 3,763 29 16 1.639 0.279 Standard Chartered Bank 9 2.790 4,299 32 7 2.781 0.009 Mitsubishi UFJ Financial Group Inc 10 1.901 3,729 33 14 1.670 0.231 Mega Financial Holding Co Ltd 10 2.681 4,131 32 21 1.313 1.368 DBS Group 11 1.859 3,648 42 8 2.478 -0.619 China Construction Bank 11 2.362 3,640 18 12 2.002 0.360 Export-Import Bank of China 12 1.845 3,620 7 57 0.345 1.500 Agricultural Bank of China 12 2.016 3,106 10 8 2.535 -0.519 Mega Financial Holding Co Ltd 13 1.737 3,408 43 19 1.195 0.542 Shinhan Financial Group Co Ltd 13 1.855 2,858 25 9 2.286 -0.431 Standard Chartered Bank 14 1.733 3,400 38 10 2.308 -0.575 Mitsubishi UFJ Financial Group Inc 14 1.793 2,764 15 15 1.523 0.270 China Merchants Bank 15 1.436 2,817 24 9 2.461 -1.025 Fubon Financial Holding 15 1.547 2,384 25 16 1.516 0.031 Korea Development Bank 16 1.287 2,525 22 5 3.257 -1.970 Credit Agricole CIB 16 1.543 2,378 10 30 0.759 0.784 BNP Paribas 17 1.249 2,451 24 21 1.127 0.122 BNP Paribas 17 1.507 2,322 13 22 1.192 0.315 Bank of East Asia 18 1.240 2,432 26 23 1.079 0.161 DBS Group 18 1.485 2,288 21 17 1.508 -0.023 Woori Bank 19 1.205 2,364 13 58 0.344 0.861 Taiwan Cooperative Financial Holding Co 19 1.251 1,928 25 18 1.429 -0.178 Bank of Communications 20 1.190 2,335 28 11 2.146 -0.956 Ltd TOTAL 100% 196,184 541 100% Woori Bank 20 1.244 1,916 9 40 0.550 0.694 TOTAL 100% 154,091 460 100%

Bloomberg League Table Reports Page 12 Bloomberg Preliminary APAC Capital Markets | 1st 3Q 2018

ASEAN Loans (Bookrunner) ASEAN Loans (Mandated Lead Arranger) 1st 3Q 2018 1st 3Q 2017 1st 3Q 2018 1st 3Q 2017

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Standard Chartered Bank 1 8.897 4,267 26 3 5.269 3.628 Oversea-Chinese Banking Corp 1 9.993 7,007 59 1 8.452 1.541 United Overseas Bank 2 8.635 4,141 11 9 3.769 4.866 DBS Group 2 8.337 5,846 54 3 7.210 1.127 DBS Group 3 7.939 3,808 29 2 5.749 2.190 United Overseas Bank 3 8.008 5,615 41 2 8.172 -0.164 HSBC 4 6.906 3,312 12 18 2.403 4.503 Sumitomo Mitsui Financial 4 6.073 4,259 39 4 5.850 0.223 Oversea-Chinese Banking Corp 5 6.171 2,960 22 8 3.862 2.309 Mitsubishi UFJ Financial Group Inc 5 5.195 3,643 31 5 5.529 -0.334 Mizuho Financial 6 6.001 2,878 10 22 1.732 4.269 Standard Chartered Bank 6 4.931 3,458 37 11 3.072 1.859 Maybank 7 5.397 2,589 17 1 8.334 -2.937 Maybank 7 4.458 3,126 29 7 3.933 0.525 Sumitomo Mitsui Financial 8 4.309 2,067 19 7 4.166 0.143 HSBC 8 3.908 2,740 25 6 3.938 -0.030 Mitsubishi UFJ Financial Group Inc 9 3.856 1,849 16 6 4.221 -0.365 Mizuho Financial 9 3.844 2,695 18 8 3.556 0.288 Bank Mandiri 10 3.384 1,623 13 10 3.188 0.196 CIMB 10 2.813 1,972 23 29 0.855 1.958 BDO Capital & Investment Corp 11 2.934 1,407 1 4 4.801 -1.867 Bank Mandiri 11 2.782 1,951 17 12 2.763 0.019 ING Groep 12 2.824 1,354 14 26 1.499 1.325 Bank of China 12 2.732 1,916 18 10 3.083 -0.351 First Abu Dhabi Bank PJSC 13 2.536 1,216 11 33 0.606 1.930 Bank Negara Indonesia (Persero) Tbk PT 13 2.387 1,674 11 9 3.520 -1.133 CIMB 14 2.472 1,186 13 11 2.821 -0.349 BDO Capital & Investment Corp 14 2.056 1,442 2 13 2.544 -0.488 Bank Central Asia 15 2.363 1,134 9 25 1.511 0.852 BNP Paribas 15 1.916 1,344 23 15 1.709 0.207 ANZ Banking Group 16 2.347 1,126 16 14 2.718 -0.371 ANZ Banking Group 16 1.832 1,285 24 14 2.023 -0.191 BNP Paribas 17 2.258 1,083 13 20 1.985 0.273 ING Groep 17 1.807 1,267 23 27 0.932 0.875 Bank Negara Indonesia (Persero) Tbk PT 18 1.936 929 9 5 4.565 -2.629 First Abu Dhabi Bank PJSC 18 1.762 1,235 18 25 0.962 0.800 Credit Suisse 19 1.614 774 5 19 2.162 -0.548 Bank Central Asia 19 1.754 1,230 11 21 1.108 0.646 Citi 20 1.305 626 9 48 0.281 1.024 China Construction Bank 20 1.697 1,190 8 17 1.424 0.273 TOTAL 100% 47,961 100 100% TOTAL 100% 70,121 161 100%

Bloomberg League Table Reports Page 13 Bloomberg – League Tables Criteria

General Guidelines

Credit is based on the total amount of the offering sold to the public. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers; unless full, explicit breakdown of bookrunning is provided by an involved party. Regional and local tables are identified based on factors such as currency, market of issuer and/or country of risk/incorporation.

Fixed Income

All transactions must have a maturity/call/put option of minimum 18 months. Make-whole call and provisional call/put are exempted from this rule. Note: Criteria may vary for some local and/or regional tables. USD denominated 144A/REG S issues are credited 100% to the 144A tranche and 0% to the REG S tranche. Non-USD denominated 144A/REG S issues are credited 100% to the REG S tranche and 0% to the 144A tranche. Self- led transactions are included. New money portions of exchange offers are eligible for credit.

Exclusions: Accredited investor tranches, asset-backed issues, auction note agencies, collateralized bond obligations, collateralized loan obligations, commercial paper, municipal bonds, mortgage-backed issues, remarketed issues, repackaged bonds, government borrowing scheme retained bonds, variable principal redemption issues, variable interest equity-linked issues, and credit linked notes, selling group agency issues, strips, units, warrants, self-led under USD 50 million. Note: Criteria may vary for some local and/or regional tables.

Equities-Linked

Equity-linked transactions: Convertible bonds, convertible preferred stock and exchangeable bonds. Only issues that mature and are callable/ puttable in 12 months or longer are included. Make-whole call, provisional call and provisional put are exempted from this rule. Convertible bonds with attached warrants are included. These are defined as synthetic convertibles with the combination of a fixed income instrument and warrants which can be converted into shares. The embedded warrant can be detachable or non-detachable but the bond and the warrant must be sold as a unit, i.e. there cannot be separate book building for the warrant and the bond.

Exclusions: Redemption-linked instruments, reverse convertibles or similar instruments, synthetics convertibles, issues convertible into participation in an underlying fund or investment trust, pre-IPO convertible instruments, certain lower hierarchy titles, i.e. Jr Bookrunner.

Equities

Equity market transactions: Initial public offerings, additional offerings of common stocks, units, and depositary receipts (ADRs, GDRs, etc) and rights offerings.

Exclusions: Non-underwritten/best efforts, privately placed transactions, funds, self-led, preferred offerings, pre-negotiated offerings, certain lower hierarchy titles, i.e. Jr Bookrunner. Note: Criteria may vary for some local and/or regional tables.

Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service. Bloomberg – League Tables Criteria

Loans

Includes executed syndicated loans transactions. Full credit is awarded to the banks satisfying the highest of the titles. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers. Credit is allocated to amended or amended and restated transactions, where each modification is 100% at the lender’s option and not as a result of events already built into the original credit agreement. Credit is awarded for the following structural changes only: maturity extensions of three months or more, incremental basis for increased in deal size, reduction in pricing, full release of security.

Exclusions: Bilateral transactions, transactions with a maturity of less than three months, loans withdrawn prior to signing, amended or restated securitizations, receivable and guarantee facilities.

US Municipals

Standard published tables will award deal credit based on true economic credit as reported by the issuer or the bookrunner. In absence of reported economic credit, 100% will be assigned to the bookrunner.

Dollar value of credit will be assigned based on the percentage allocation reported for economic credit (or designated by the user in a custom table) and applied against the total par value of the bonds issued. Zero coupon bonds (CABS) or intermediate appreciation bonds (convertible CABs) will be included at the market value (accreted value) on the interest accrual date.

All debt issued by municipal issuers will be eligible for league credit. Taxable and tax-exempt debt is eligible for league credit unless a table includes specific tax type criteria. “Tax-exempt” is defined as federally tax-exempt and includes bonds subject to AMT and bonds designated as Bank Qualified.

Each table is provided in three formats. “Economic Credit” displays rankings based on true economic credit allocations of applicable deals. “Left Lead” assigns 100% credit to the bookrunner and 0% to all other syndicate participants. “Deal Count” displays rankings based on deal quantity rather than aggregate economic credit amounts. A “deal” refers to the aggregate series within an issuance led by a particular underwriter or syndicate. For example: a $50 million issuance is split into three series- a $10 million Series A, a $20 million Series B, and a $20 million Series C. Bank 1 is the underwriter of Series A & B, while Bank 2 is the underwriter of Series C. Bank 1 would have one “deal” worth $30 million, and Bank 2 would have one “deal” worth $20 million.

Exclusions: Derivatives, private placements, variable rate preferred securities, municipal commercial paper, and remarketings are excluded from municipal league table eligibility.

The full version of Bloomberg’s League table Standards & Guidelines can be accessed and subscribed to on the Reports tab on LEAG.