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The Secured Lender
THE VALUATION & APPRAISAL ISSUE THE SECURED LENDER JIUNE/JULY 2021 WWW.SFNET.COM JUNE/JULY 21 JUNE/JULY Putting Capital To Work THE SFNET VALUATION & APPRAISAL ISSUE APPRAISAL & THE SFNET VALUATION FEATURE STORY: PART 1 OF 2 Allou: A Firsthand Account of a Massive ABL Fraud One of the biggest frauds ever perpetrated against ABL lenders. A publication of: C L E A R T H I N K I N G G R O U P Clarity of thought, flawless execution. 20 years of experience. Turnaround Management Financial Restructuring Strategic Advisory Creditors' Rights W W W . C L E A R T H I N K I N G G R O U P . C O M N E W J E R S E Y 9 0 8 . 4 3 1 . 2 1 2 1 N E W Y O R K 5 1 6 . 6 8 0 . 1 9 4 5 deals.indd 1 6/16/21 11:00 AM TOUCHING BASE ADAPT. RENEW. GROW Of course, the industry’s most-attended event is the Annual Convention. SFNet’s SFNet Returns 77th Annual Convention: Adapt. Renew. Grow! will be held in-person at the to Live Events JW Marriott Desert Ridge in Phoenix, AZ, November For over a year now, I’ve used this space, as well as all mediums 3-5, 2021. The venue is at our disposal, to connect with the SFNet community. Like all fabulous and affords plenty of us, I’ve missed being able to meet in-person. But despite of outdoor gathering space the loss of these interactions, we’ve been patient and creative as well as world-class and managed to stay connected in our socially distanced golf and recreation. -
Everhome Mortgage Modification Complaints
Everhome Mortgage Modification Complaints Gigantic and harmless Vinny spark her tentorium dispensed while Randolf prepares some eiderdown off-the-cuff. Circumnutatory and ceroplastic Sayer remainder her racehorses jouks or rubricate facultatively. Centrifugal or returnable, Roderic never sambas any tuff! Wells Fargo Bank Natl Assn v Wolcott 201 New York. Homeowners get additional three months to goal for TheHill. Fraud complaints last year involved fraudulent loan modification offers. EDNC In re Hurlburt- Anti-Deficiency Mortgage Statute does not Circumvent Anti-Modification Provisions. RECENT CASES Burr & Forman. Stop Foreclosure Loan Modification Programs Foreclosure. Deal included four additional mortgage companies Ally Financial EverBank. Norfolk homeowner narrowly averts foreclosure The. Payments start in 36 billion foreclosure settlement. NA Credit Suisse Financial Corporation Everhome Mortgage Company JP. Engagement Letter Clayton for EverBank Office however the. Fair Lending and Servicing Updates American Conference. FN4 The complaint subsequently filed alleges generally that plaintiff. A successful lawsuit often ends with a settlement that includes a modification but a violation does not. Site Map Consumer Lawyers in Chicago Atlas Consumer Law. The borrower was doing measure the modification agreement required but the sheriff sale still happened. Had faced problems including bungled loan modifications deficient paperwork. Not pitch a borrower to file a lawsuit between the three-year. Download PDF Marketplace Shift in Residential Mortgage. Citibank NA EverBank Financial Corp HSBC Bank USA NA JPMorgan Chase. Reviews at 14 federally regulated mortgage servicers and redundant that church were critical. Grand Bahama Cruise Line Settles Robocall FTC Complaint How Many. The glue industry created MERS to enable financial institutions. Unable to seek modification of the term and conditions of her counterpart because she. -
Commonwealth International Series Trust ANNUAL REPORT October
Commonwealth International Series Trust 791 Town & Country Blvd., Suite 250 Houston, TX 77024-3925 888-345-1898 www.commonwealthfunds.com INVESTMENT ADVISOR FCA Corp 791 Town & Country Blvd., Suite 250 Houston, TX 77024-3925 Commonwealth Australia/New Zealand Fund Africa Fund DISTRIBUTOR Commonwealth Japan Fund Ultimus Fund Distributors, LLC Commonwealth Global Fund 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Commonwealth Real Estate Securities Fund TRANSFER AGENT & ADMINISTRATOR Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 ANNUAL REPORT CUSTODIAN BANK October 31, 2020 Fifth Third Bank N.A. Fifth Third Center 38 Fountain Square Plaza Cincinnati, OH 45263 Beginning on January 1, 2021, as permitted by regulations adopted by the Securities and Exchange Commission, paper copies of the INDEPENDENT REGISTERED PUBLIC Funds’ shareholder reports like this one will no longer be sent by ACCOUNTING FIRM mail, unless you specifically request paper copies of the reports BBD, LLP from the Funds or from your financial intermediary such as a 1835 Market Street, 3rd Floor broker-dealer or bank. Instead, the reports will be made available Philadelphia, PA 19103 on a website, and you will be notified by mail each time a report is posted and provided with a website link to access the report. LEGAL COUNSEL If you already elected to receive shareholder reports electronically, Practus, LLP you will not be affected by this change and you need not take any 11300 Tomahawk Creek Parkway, Suite 310 action. You may elect to receive shareholder reports and other Leawood, KS 66211 communications from the Funds electronically by contacting the Funds at 888-345-1898 or, if you own these shares through a financial intermediary, you may contact your financial intermediary. -
Fifth Third Bank, N.A. Charter Number: 21963
O LARGE BANK Comptroller of the Currency Administrator of National Banks Washington, DC 20219 PUBLIC DISCLOSURE May 4, 2009 COMMUNITY REINVESTMENT ACT PERFORMANCE EVALUATION Fifth Third Bank, N.A. Charter Number: 21963 424 Church Street Nashville, Tennessee 37219 Office of the Comptroller of the Currency Nashville Field Office 5200 Maryland Way, Suite 104 Brentwood, Tennessee 37027 NOTE: This document is an evaluation of this institution's record of meeting the credit needs of its entire community, including low- and moderate-income neighborhoods, consistent with safe and sound operation of the institution. This evaluation is not, and should not be construed as, an assessment of the financial condition of this institution. The rating assigned to this institution does not represent an analysis, conclusion, or opinion of the federal financial supervisory agency concerning the safety and soundness of this financial institution. Charter Number: 21963 Table of Contents OVERALL CRA RATING .......................................................................................................... 2 DEFINITIONS AND COMMON ABBREVIATIONS................................................................... 3 DESCRIPTION OF INSTITUTION............................................................................................. 7 SCOPE OF THE EVALUATION................................................................................................ 8 FAIR LENDING OR OTHER ILLEGAL CREDIT PRACTICES REVIEW................................ 10 MULTISTATE METROPOLITAN -
Invesco Bulletshares 2022 Corporate Bond ETF (BSCM) May 31, 2021 (Unaudited) Principal Principal Amount Value Amount Value U.S
SECURITIES AND EXCHANGE COMMISSION FORM NPORT-P Filing Date: 2021-07-30 | Period of Report: 2021-05-31 SEC Accession No. 0001752724-21-161244 (HTML Version on secdatabase.com) FILER Invesco Exchange-Traded Self-Indexed Fund Trust Mailing Address Business Address 3500 LACEY ROAD 3500 LACEY ROAD CIK:1657201| IRS No.: 000000000 | State of Incorp.:DE | Fiscal Year End: 1031 SUITE 700 SUITE 700 Type: NPORT-P | Act: 40 | File No.: 811-23304 | Film No.: 211129609 DOWNERS GROVE IL 60515 DOWNERS GROVE IL 60515 800-983-0903 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Schedule of Investments(a) Invesco BulletShares 2021 Corporate Bond ETF (BSCL) May 31, 2021 (Unaudited) Principal Principal Amount Value Amount Value U.S. Dollar Denominated Bonds & Notes-82.16% Banks-(continued) Aerospace & Defense-0.48% Truist Financial Corp., 3.20%, 09/03/ General Dynamics Corp., 3.88%, 07/15/ 2021 $ 7,548,000 $ 7,587,526 2021 $ 3,676,000 $ 3,686,304 Wells Fargo & Co., 2.10%, 07/26/2021 27,840,000 27,920,978 Lockheed Martin Corp., 3.35%, 09/15/ 379,560,963 2021 5,188,000 5,235,008 Beverages-1.31% 8,921,312 Molson Coors Beverage Co., 2.10%, 07/ Automobiles-3.92% 15/2021 9,480,000 9,492,781 American Honda Finance Corp. PepsiCo, Inc. 1.65%, 07/12/2021 6,761,000 6,771,853 3.00%, 08/25/2021 7,759,000 7,810,088 1.70%, 09/09/2021 9,547,000 9,588,016 1.70%, 10/06/2021 6,769,000 6,796,134 General Motors Financial Co., Inc. -
Fifth Third Pricing and Services at a Glance
Fifth Third Pricing and Services at a Glance Simple. Straightforward. Transparent. Account Opening and Usage Minimum Deposit Needed $0 to Open Account Health Savings Account: Online (Self) Enrollment1: $5.00 One-time Enrollment Charge1 Enrollment by Employer1: $10.00 Paper Application1: $20.00 Health Savings Account: Average daily balance < $5002: $3.50 Monthly Service Charge Average daily balance $500.01-$2,0002: $3.00 Average daily balance $2,000.01-$3,0002: $2.50 Average daily balance $3,000.01-$4,0002: $2.00 Average daily balance > $4,000.002: $0.00 Health Savings Account: Average daily balance greater than $4,000.00 Requirements to Waive Monthly Service Charge Interest Rate The Fifth Third Bank HSA Cash Account is a deposit account that is FDIC-insured up to the maximum amount permitted by law and earns a competitive rate of interest. Any interest earned on contributions to an HSA accumulates tax-free. The interest rate earned in your HSA Cash Account will only be applicable to the cash amount in each respective tier. HSA Cash Interest Minimum Maximum Account Rate Annual Annual Daily Percentage Percentage Balance Yield (APY) Yield (APY) $0.01 - .25% .25% APY .25% APY $2,000 >$2,000.01 .40% .25% APY .40% APY As of September 1, 2018 Fifth Third and Partner Networks ATM Fees $03 Non Fifth Third ATM Transactions No fee assessed by Fifth Third Bank; fees may be assessed by the ATM operator. HSA Checks $24.99 Box of 50 Account Closure Fee $25.004* Outgoing Rollover Fee $25.004* Other Service Fees Account Information Copy of statement Per Request $5 per copy (retrieve existing statement) Copy of Check Per Request $5 per copy Payment Information Stop Payment Fee $33 per item. -
The Trust Companies, National Banks and Surety
Orphans’ Court of Allegheny County Attorneys and Others Authorized To Execute Bonds and Undertakings For FIDUCIARY AND SURETY COMPANIES APPROVED FOR 2020 Hon. Lawrence O’Toole, A.J. SECTION I __________________________________________________________________ 3 ACTIVE COMPANIES _____________________________________________________ 4 APPROVED CORPORATE FIDUCIARIES ____________________________________ 5 APPROVED CASUALTY and SURETY COMPANIES _________________________ 11 ALIGNED PARTNERS TRUST COMPANY________________________________ 14 RBC TRUST COMPANY (DELAWARE) LIMITED _________________________ 15 AMERICAN HOME ASSURANCE COMPANY_____________________________ 16 AMERIPRISE BANK, FSB ______________________________________________ 20 AMERISERV TRUST and FINANCIAL SERVICES COMPANY _______________ 21 APOLLO TRUST COMPANY ___________________________________________ 23 ARCH INSURANCE GROUP, INC. _______________________________________ 24 ARDEN TRUST COMPANY ____________________________________________ 26 ASPEN AMERICAN INSURANCE COMPANY_____________________________ 29 ATLANTIC SPECIALTY INSURANCE COMPANY’S _______________________ 31 CIBC NATIONAL TRUST COMPANY. ___________________________________ 34 BANK OF AMERICA, N.A. _____________________________________________ 43 BERKLEY INSURANCE COMPANY _____________________________________ 44 BESSEMER TRUST COMPANY, N.A. ____________________________________ 46 BROWN INVESTMENT ADVISORY & TRUST COMPANY __________________ 47 THE BRYN MAWR TRUST COMPANY __________________________________ 48 CHARLES SCHWAB -
Review of Circumstances Surrounding Citibank's Exclusion of In-Scope
Audit Report OIG-18-046 FINANCIAL REGULATION AND OVERSIGHT Review of Circumstances Surrounding Citibank’s Exclusion of In- Scope Borrowers July 10, 2018 Office of Inspector General Department of the Treasury This Page Intentionally Left Blank Contents Audit Report ................................................................................................. 1 Background ................................................................................................ 3 Results of Audit .......................................................................................... 5 Borrowers Initially Omitted from Citibank’s In-Scope Population Were Later Discovered and Checks Were Mailed .................................................... 5 OCC Relied on Servicers to Validate the Universe of In-Scope Borrowers………..……… ..................................................................... 7 OCC’s Process for Tracking and Vetting Questions, Complaints, and Appeals Was Reasonable ................................................................................. 10 OCC Provided Guidance to the Paying Agents in the Form of a Telephone Script for Processing Questions, Complaints, and Appeals ....... 14 OCC Monitored the Identification of In-Scope Borrowers and Noted Concerns, and Corrective Actions Were Taken by the Servicers .............................. 15 Conclusion ................................................................................................. 15 Appendices Appendix 1: Request to Treasury OIG for Report on Circumstances Surrounding -
Regulatory Changes for Chinese Stocks Remaining on Track
November 30, 2020 PIonline.com $16 an issue / $350 a year THE INTERNATIONAL NEWSPAPER OF MONEY MANAGEMENT Jennifer Bishop MORE HEADACHES: Washington Will Hansen believes recent inquiries related to ESG issues are yet Regulatory changes another cause for plan sponsor concern. for Chinese stocks remaining on track Stricter accounting rules, RELATED NEWS ban on military investing n Overseas investors flocking to in future for U.S. investors Chinese government bonds. Page 2 n New rules unlikely to derail China’s e-commerce giants. Page 2 By HAZEL BRADFORD Regulation Earlier this month, a White House Despite big changes at the White executive order banned investing in House in 2021, the push to protect U.S. Chinese companies linked to its mili- investors in Chinese companies is still tary. As of Jan. 1, individuals or compa- EBSA broadening its focus on enforcement on track, as regulators prepare to hold nies can no longer own direct shares the companies to tougher accounting or funds holding shares in 31 Chinese Labor Department agency gets Earlier this year, the Labor Department began standards and some face an outright ban. companies identified as security risks. sending enforcement letters to plan sponsors and “There will continue to be tension Many more U.S. investors will be af- busy on several different fronts registered investment adviser firms requesting between the U.S. and China — even fected by accounting rules expected to documents pertaining to environmental, social with a new administration taking the be proposed next month by the Securi- By BRIAN CROCE and governance-themed fund decisions. -
Liste Des Entreprises D'investissement Relevant
LISTE DES ENTREPRISES D'INVESTISSEMENT RELEVANT DU DROIT D'UN AUTRE ETAT MEMBRE DE L'ESPACE ECONOMIQUE EUROPÉEN QUI ONT NOTIFIÉ LEUR INTENTION DE FOURNIR DES SERVICES D'INVESTISSEMENT EN BELGIQUE SOUS LE RÉGIME DE LA LIBRE PRESTATION DE SERVICES Article 11 de la loi du 25 octobre 2016 relative à l'accès à l'activité de prestation de services d'investissement et au statut et au contrôle des sociétés de gestion de portefeuille et de conseil en investissement (*) Services et activités d'investissement, visés à l'article 2, 1°, de la loi du 25 octobre 2016 : • 1. La réception et la transmission d'ordres portant sur un ou plusieurs instruments financiers, en ce compris la mise en rapport de deux ou plusieurs investisseurs permettant ainsi la réalisation, entre ces investisseurs, d'une opération ; • 2. L'exécution d'ordres au nom de clients; • 3. La négociation pour compte propre; • 4. La gestion de portefeuille; • 5. Le conseil en investissement; • 6. La prise ferme d'instruments financiers et/ou le placement d'instruments financiers avec engagement ferme; • 7. Le placement d'instruments financiers sans engagement ferme; • 8. L'exploitation d'un système multilatéral de négociation (MTF); (**) Services auxiliaires, visés à l'article 2, 2°, de la loi du 25 octobre 2016 : • 1. La conservation et l'administration d'instruments financiers pour le compte de clients, y compris la garde et les services connexes, comme la gestion de trésorerie/de garanties; • 2. L'octroi d'un crédit ou d'un prêt à un investisseur pour lui permettre d'effectuer une transaction sur un ou plusieurs instruments financiers, dans laquelle intervient l'entreprise qui octroie le crédit ou le prêt; • 3. -
Checks and Balances
A fact sheet from Nov 2014 Checks and Balances: Bank Practices in Florida Checks and Balances: 2014 Update studied 44 of the nation’s 50 largest banks, as determined by volume of deposits, (six did not provide account information to Pew) and documented their use of best and good practices in the areas of disclosure, overdraft, and dispute resolution. The following information reflects data from banks operating in Florida that made their account disclosures available to Pew. The data do not represent all banks operating in the state. Of the 44 banks Pew studied, 22 operate in Florida and account for 66 percent of all deposits in the state. Of the six banks that did not provide information, two operate in Florida and accounts for 1 percent of all deposits in the state. Best Practices Total best Disclosure Overdraft Dispute resolution Bank name practices Complete No ATM No point-of-sale No high-to-low No mandatory No class-action No loss, costs, and (out of 7) disclosure box overdrafts overdrafts reordering arbitration waiver expenses clause* First Republic Bank = 6 Bank of America = 5 Citibank = 5 Fifth Third Bank = 4 TD Bank = 4 JPMorgan Chase Bank = 3 EverBank = 3 HSBC = 3 New York Community Bank = 3 BBVA Compass Bank = 3 BB&T = 2 PNC Bank = 2 Wells Fargo Bank = 2 SunTrust Bank = 2 Comerica Bank = 2 First Citizens Bank = 2 Huntington Bank = 2 KeyBank = 2 M&T Bank = 2 BMO Harris Bank = 1 Regions Bank = 1 U.S. Bank = 1 Banco Popular de Puerto Rico Documents unavailable Synovus Bank Documents unavailable 73% of banks 16% of banks 15% of banks 27% of banks 24% of banks 24% of banks 82% of banks U.S. -
Personal Account Terms, Disclosures And
PERSONAL ACCOUNT TERMS, DISCLOSURES AND AGREEMENTS BOOKLET Terms and Conditions for Personal Accounts, including World Markets® Accounts and non-FDIC Insured Metals Select® Accounts, related Disclosures and Agreements DECEMBER 2017 EverBank is a division of TIAA, FSB, member FDIC. PERSONAL ACCOUNT TERMS, DISCLOSURES AND AGREEMENTS BOOKLET 1.0. Introduction ................................................................ 4 2.0. Deposit Account Fee Schedule ................................................. 5 3.0. General Terms For All Personal Accounts and Services ............................ 10 3.1. General Terms ............................................................ 10 3.2. Electronic Fund Transfer Disclosures And Agreement ........................... 26 3.3. Funds Availability Disclosure ................................................ 30 3.4. Wire Transfer Agreement ................................................... 32 3.5. Online Banking Service Agreement ........................................... 35 3.6. Bill Payment And Electronic Bill Presentment Service Terms and Conditions ....... 37 3.7. Providing Security And Protecting You From Fraud ............................. 41 4.0. Specific Terms—Personal Deposit Accounts ...................................... 45 4.1. Specific Terms For Personal Deposit Accounts ................................. 45 4.2. Overdraft Protection Agreement.............................................. 56 4.3. Online Check Deposit Services Agreement ..................................... 62 5.0. Specific