TMX GROUP LIMITED 2019 - 2020 ENVIRONMENTAL, SOCIAL & GOVERNANCE REPORT 2019-2020 Environmental, Social & Governance Report • TMX Group Limited 1 TMX GROUP LIMITED Powering capital and commodity markets, investment, and economic growth for clients in Canada, across North America, and around the world. Client First Vision To be an indispensable solution for companies around the world to raise capital and the preferred destination for traders and investors to prosper. Our Sustainability Journey TMX Group is pleased to introduce the inaugural TMX Group Environmental, Social and Governance Report, an important milestone in the 168-year history of our company. 100% 83% 88% $1,000 78% Annual completion of directors are Participation per employee in of total TMX Group of board and independent rate by Canadian aggregate charitable office footprint is employee codes of employees in donations based on LEED Platinum conduct certification, our share donations to date, certified including employee purchase plan our 2020 budget and knowledge quiz employee headcount as at March 31, 2020 Contact Us: Paul Malcolmson Julie Park Managing Director, Investor Relations Manager, Investor Relations T +1 416-947-4317 T +1 416-365-3892 C +1 647-297-8924 C +1 437-341-6897
[email protected] [email protected] Environmental, Social & Governance Report • TMX Group Limited 2 Table of Contents Letter from Interim Chief Executive Officer 4 About TMX Group Limited 6 Corporate Sustainability 9 Governance & Risk Management 16 Our People 30 Community Impact 38 Response to Covid-19 Pandemic 43 Appendix A: SASB Responses - Security A-1 and Commodity Exchanges 2019-2020 Environmental, Social & Governance Report • TMX Group Limited 3 LETTER FROM INTERIM CHIEF EXECUTIVE OFFICER I am pleased to introduce the inaugural TMX Group Environmental, Social and Governance Report, an important milestone in the 168-year history of our company.