BEFORE THE PUBLIC UTILITIES COMMISSION OF THE STATE OF CALIFORNIA

Application of the California Energy Commission for Approval of Electric Program Investment Application 14-04-034 Charge Proposed 2015 through 2017 Triennial (Filed April 29, 20014) Investment Plan. Application 14-05-003 And Related Matters. Application 14-05-004 Application 14-05-005

SOUTHERN CALIFORNIA EDISON COMPANY’S (U-338-E) ANNUAL REPORT ON THE STATUS OF THE ELECTRIC PROGRAM INVESTMENT CHARGE PROGRAM

KRIS G. VYAS WALKER A. MATTHEWS, III

Attorney for SOUTHERN CALIFORNIA EDISON COMPANY

2244 Walnut Grove Avenue Post Office Box 800 Rosemead, California 91770 Telephone: (626) 302-6613 Facsimile: (626) 302-6997 E-mail: [email protected]

Dated: February 29, 2016 BEFORE THE PUBLIC UTILITIES COMMISSION OF THE STATE OF CALIFORNIA

Application of the California Energy Commission for Approval of Electric Program Investment Application 14-04-034 Charge Proposed 2015 through 2017 Triennial (Filed April 29, 20014) Investment Plan. Application 14-05-003 And Related Matters. Application 14-05-004 Application 14-05-005

SOUTHERN CALIFORNIA EDISON COMPANY’S (U-338-E) ANNUAL REPORT ON THE STATUS OF THE ELECTRIC PROGRAM INVESTMENT CHARGE PROGRAM

I. INTRODUCTION AND SUMMARY

In Ordering Paragraph 16 of Decision 12-05-037, the California Public Utilities

Commission (CPUC or Commission) ordered Southern California Edison Company (SCE),

Pacific Gas and Electric Company (PG&E), Gas & Electric Company (SDG&E) and the California Energy Commission (CEC), collectively known as Electric Program Investment

Charge (EPIC) Administrators, to file annual reports concerning the status of their respective

EPIC programs; a copy will also be served on all parties in the most recent EPIC proceedings; the most recent general rate cases of PG&E, SCE and SDG&E; and each successful and unsuccessful applicant for an EPIC funding award during the previous calendar year.

Subsequently, in D.13-11-025, Ordering Paragraph 22, the Commission required the EPIC

Administrators to follow the outline contained in Attachment 5 when preparing the EPIC Annual

Reports. In Ordering Paragraph 23 of the same Decision, the Commission required the EPIC

Administrators to provide the project information contained in Attachment 6 as an electronic spreadsheet.

Furthermore, in D.15-04-020, Ordering Paragraph 6, the Commission required the EPIC

Administrators to identify specific Commission proceedings addressing issues related to each

EPIC project in their annual EPIC reports. In Ordering Paragraph 24 of the same Decision, the

Commission required the EPIC Administrators to identify the CEC project title and amount of

IOU funding used for joint projects.

In compliance with the Ordering Paragraphs of D.12-05-037, D.13-11-025 and D.15-04-

020, SCE respectfully files its annual report on the status of its EPIC activities for 2016. This is

SCE’s third annual report pertaining to its 2012-2014 EPIC Triennial Investment Plan

(Application (A.) 12-11-004) after receiving CPUC approval on November 14, 2013. This is

SCE’s first annual report pertaining to its 2015-2017 EPIC Triennial Investment Plan

(Application (A.) 14-05-005) after receiving CPUC approval on April 9, 2015.

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Respectfully submitted,

KRIS G. VYAS WALKER A. MATTHEWS, III

/s/ Kris G. Vyas By: Kris G. Vyas

Attorney for SOUTHERN CALIFORNIA EDISON COMPANY

2244 Walnut Grove Avenue Post Office Box 800 Rosemead, California 91770 Telephone: (626) 302-6613 Facsimile: (626) 302-6997 E-mail: [email protected]

February 29, 2016

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EPIC ADMINISTRATOR ANNUAL REPORT

EPIC Administrator Annual Report TABLE OF CONTENTS

Section Title Page

I. Introduction and summary...... - 1 - 1. Executive Summary ...... - 1 - a) Overview of Programs/ Plan Highlights ...... - 1 - b) Status of Programs ...... - 2 - 2. Introduction and Overview ...... - 4 - a) Background on EPIC (General Description of EPIC) ...... - 4 - b) EPIC Program Components ...... - 5 - c) EPIC Program Regulatory Process ...... - 5 - d) Coordination ...... - 6 - e) Transparent and Public Process/ CEC Solicitation Activities ...... - 6 - 3. Budget ...... - 7 - a) Authorized Budget ...... - 7 - b) Commitments/ Encumbrances ...... - 8 - c) Dollars Spent on In-House Activities ...... - 8 - d) Fund Shifting Above 5% Between Program Areas ...... - 9 - e) Uncommitted/Unencumbered Funds ...... - 9 - f) Joint CEC/SCE Projects ...... - 9 - 4. Projects ...... - 9 - a) High Level Summary ...... - 9 - b) Project Status Report...... - 10 - c) Description of Projects: ...... - 10 - 5. Conclusion ...... - 59 - a) Key Results for the Year for SCE’s EPIC Program ...... - 59 - b) Next Steps for EPIC Investment Plan (stakeholder workshops etc.) ...... - 60 - c) Issues That May Have Major Impact on Progress in Projects ...... - 61 -

Appendix A - Outage Management and Customer Voltage Analytics Appendix B - Portable End-to-End Test System (PETS) Final Project Report Appendix C - Cyber-Intrusion Auto-Response and Policy Management System Appendix D - 2015 EPIC Annual Report - Project Status Reports Spreadsheet

i

1. Executive Summary

a) Overview of Programs/ Plan Highlights

2015 represented SCE’s second full year of implementing program operations of its 2012

– 2014 Investment Plan Application1 after receiving Commission approval on November 19,

20132, and first partial year of implementing program operations of its 2015 – 2017 Investment

Plan Application3 after receiving Commission approval on April 9th, 2015.4 SCE presents the highlights from its 2012 – 2014 Investment Plan and 2015 – 2017 Investment Plan separately below.

(1) 2012-2014 Investment Plan

For the period between January 1 and December 31, 2015, SCE expended a total of

$10,745,311 toward project costs and $400,017 toward administrative costs for a grand total of

$11,145,328. SCE’s cumulative expenses over the lifespan of its 2012 – 2014 EPIC program amount to $15,731,475. SCE committed $38,444,258 toward projects and encumbered

$19,543,006 through executed purchase orders during this period; SCE has $0 in uncommitted

EPIC funding.

SCE continued project execution activities towards the approved portfolio of 15 projects;

3 of these projects were completed during the calendar year 2015. The list of completed 2012-

2014 Investment Plan projects include: 1) Cyber-Intrusion Auto-Response and Policy

Management System; 2) Outage Management and Customer Voltage Data Analytics; and, 3)

Portable End-to-End Test System. In accordance with the Commission’s directives,5 SCE has completed final project reports for these three projects and included them in the Appendices of this annual report, along with supporting spreadsheets.

1 (A.)12-11-001. 2 D.13-11-025, OP8. 3 (A.) 14-05-005. 4 D.15-04-020, OP1. 5 D.13-11-025, OP14.

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(2) 2015-2017 Investment Plan

For the period between January 1 and December 31, 2015, SCE expended a total of

$243,306 toward project costs and $320,074 toward administrative costs for a grand total of

$563,380. Since 2015 represents SCE first partial year of implementing program operations of its

2015-2017 Investment Plan, cumulative expenses over the lifespan of its 2015 – 2017 EPIC program amount to $563,380. SCE committed $22,752,151 toward projects and encumbered $0 through executed purchase orders during this period; SCE has $16,563,975 in uncommitted EPIC funding.

SCE launched 12 projects during the calendar year 2015. All 12 projects received funding commitments through SCE’s Advanced Technology portfolio management process.

b) Status of Programs

(1) 2012-2014 Investment Plan

As of December 31, 2015, SCE has expended $14,638,757 6 on project costs. Table 1 below summarizes the current funding status of SCE’s EPIC projects:

Table 1: 2012-2014 Triennial Investment Plan: 2015 Projects 1. Energy Resources Integration • 4 Projects Funded • Total Funding Committed: $10,400,240 2. Grid Modernization and Optimization • 5 Projects Funded o 1 Project Cancelled in Q2 20147 o 1 Project Completed in 20158 • Total Funding Committed: $8,903,994 3. Customer Focused Products and Services • 3 Projects Funded o 1 Project Completed in 20159 • Total Funding Committed: $6,508,803

6 SCE’s cumulative project expenses amounted to $14,266,085 based on the project spreadsheet in Appendix A. SCE’s accounting system calculates in-house labor overheads separately which amounted to $372,672. As a result, SCE expended a total of $14,638,757 on project costs. 7 SCE cancelled the Superconducting Transformer project in 2014. Please refer to the project’s status update in Section 4 for additional details. 8 Portable End-to-End Test System. 9 Outage Management & Customer Voltage Data Analytics.

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4. Cross-Cutting/Foundational Strategies and Technologies • 3 Projects Funded o 1 Project Completed in 201510 • Total Funding Committed: $12,631,221 Total Projects Funded: 15 Total Funding Committed: $38,444,25811 Note: Due to intrinsic variability in TD&D /R&D projects, amounts shown are subject to change

Table 2 below summarizes SCE’s 2015 administrative expenses:

Table 2: 2012-2014 Triennial Investment Plan: 2015 Administration • Program Administration Total Funding Committed: $1,092,718

Total 2015 Cost: $400,017 Total Cumulative Cost: $1,092,718

(2) 2015-2017 Investment Plan

As of December 31, 2015, SCE has expended $243,306 12 on project costs. Table 3 below summarizes the current funding status of SCE’s EPIC projects:

Table 3: 2015-2017 Triennial Investment Plan: 2015 Projects 1. Energy Resources Integration • 3 Projects Funded • Total Funding Committed: $5,328,580 2. Grid Modernization and Optimization • 6 Projects Funded • Total Funding Committed: $14,328,442 3. Customer Focused Products and Services • 3 Projects Funded • Total Funding Committed: $3,095,129 4. Cross-Cutting/Foundational Strategies and Technologies • 0 Projects Funded • Total Funding Committed: $0 Total Projects Funded: 12 Total Funding Committed: $22,752,15113 Note: Due to intrinsic variability in TD&D /R&D projects, amounts shown are subject to change

10 Cyber-Intrusion Auto-Response and Policy Management System. 11 For additional details regarding SCE’s Committed Funds, please see the attached spreadsheet. 12 SCE’s cumulative project expenses amounted to $217,870 based on the project spreadsheet in Appendix A. SCE’s accounting system calculates in-house labor overheads separately which amounted to $25,436. As a result, SCE expended a total of $243,306 on project costs. 13 For additional details regarding SCE’s Committed Funds, please see the attached spreadsheet.

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Table 4 below summarizes SCE’s 2015 administrative expenses:

Table 4: 2015-2017 Triennial Investment Plan: 2015 Administration • Program Administration Total Funding Committed: $2,084,230

Total 2015 Cost: $320,074 Total Cumulative Cost: $320,074

2. Introduction and Overview

a) Background on EPIC (General Description of EPIC)

The Commission established the EPIC Program to fund applied research and development, technology demonstration and deployment, and market facilitation programs to serve the interests of ratepayer benefits. Please refer to Decision (D.)12-05-037. This Decision further stipulates that the EPIC will continue through 202014 with an annual budget of $162 million.15 Approximately 80% of the EPIC is administered by the CEC, and 20% is administered by the investor-owned utilities (IOUs). Additionally, about 0.5% of the EPIC budget funds Commission oversight of the Program.16 The IOUs were also limited to only the area of Technology Demonstration and Deployment (TD&D) activities.17 SCE was allocated

41.1% of the budget and administrative activities.18

The Commission approved SCE’s 2012-2014 Investment Plan19 in D.13-11-025 on

November 19, 2013. SCE submitted its 2015-2017 Investment Plan Application20 on May 1,

2014 and the Commission approved the Application in D.15-04-020 on April 9, 2015. SCE is currently executing both of its 2012-2014 and its 2015-2017 EPIC Investment Plans.

14 D.12-05-037, OP1. 15 D.12-05-037, OP7. 16 Id, OP5. 17 Id. 18 D.12-05-037, OP 7. 19 A.12-11-004. 20 A.14-05-005.

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b) EPIC Program Components

The Commission limited SCE’s involvement in the first two EPIC cycles (2012-2014 and

2015-2017) to technology demonstration and deployment projects, per D.12-05-037. The

Commission defines technology demonstration and deployment projects as installing and operating pre-commercial technologies or strategies at a scale sufficiently large in conditions sufficiently reflective of anticipated actual operating environments to enable appraisal of the operational and performance characteristics and the financial risks.21

In accordance with the Commission’s requirement for technology demonstration and deployment projects, for the 2015-2017 Investment Plan the IOUs continue to successfully utilize the joint IOU framework developed for the 2012-2014 cycle. This includes the following four program categories: (1) energy resources integration, (2) grid modernization and optimization, (3) customer-focused products and services, and (4) cross-cutting/foundational strategies and technologies. SCE’s 2012 – 2014 and 2015-2017 Investment Plans proposed projects for each of these four areas, focusing on the ultimate goals of promoting greater reliability, lowering costs, increasing safety, decreasing greenhouse gas emissions, and supporting low-emission vehicles and economic development for ratepayers.

c) EPIC Program Regulatory Process

The Commission approved SCE’s 2012-2014 Application22 in D.13-11-025 on November

19, 2013. SCE submitted its 2015-2017 Investment Plan Application23 on May 1, 2014 and the

Commission approved the Application in D.15-04-020 on April 9, 2015. The Commission opened a phase II of the proceeding to address projects proposed after Commission approval of an Investment Plan. The Commission issued its Phase II Decision,24 requiring the IOUs to file a

Tier 3 advice letter for any new or materially re-scoped project. This advice filing would need to

21 D.12-05-037, OP3.B. 22 A.12-11-004. 23 A.14-05-005. 24 D.15-09-005.

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justify why the project should be given Commission approval, rather than simply waiting for the next investment plan funding cycle. In compliance with the Commission’s requirements for the

EPIC Program,25 SCE submits its 2015 Annual Report to provide a status update to the

Commission and stakeholders on its program implementation.

d) Coordination

The EPIC Administrators have collaborated throughout 2015 on the execution of the

2012-2014 and 2015-2017 Investment Plans. Specific examples of the IOUs coordinating with the CEC include:

x Joint Administrators Workshop on August 18, 2015; and x Joint Administrators Symposium on December 3, 2015.

SCE also supported the CEC’s execution of its 2012-2014 Investment Plan. On February

24, 2014, SCE attended the CEC’s workshop that examined the implementation of the first- triennial Investment Plan. Moreover, the EPIC Administrators met on a near-weekly basis to discuss implementing the 2012-2014 and 2015-2017 Investment Plans and to plan and coordinate the joint stakeholder workshop and joint public symposium. SCE is currently planning a collaborative meeting with the CEC to help further coordinate the respective investments plans.

e) Transparent and Public Process/ CEC Solicitation Activities

In 2015, SCE participated in a stakeholder workshop and public symposium on the execution of its 2012-2014 and 2015-2017 Investment Plans. At the stakeholder workshop held at SDG&E’s Energy Innovation Center in San Diego on August 18, 2015 the focus was on distributed energy resources (DERs). The workshop highlighted a few EPIC projects that involve DERs from each IOU and the CEC. Public stakeholders had the opportunity to ask questions specific to the DER, EPIC projects and the EPIC program in general.

25 D.12-05-037, Ordering Paragraph (OP) 16, as amended in D.13-11-025, at OPs 53-54 and D.15-04- 020 at OP 6.

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In addition, the IOUs and the CEC held the first annual EPIC symposium. This public symposium brought together an array of interested stakeholders to learn about the status of the respective EPIC portfolios. The EPIC symposium was held at the Folsom Inn in Folsom on

December 3, 2015.

The Commission also held a public workshop on Phase II of its Decision26, approving the

2015-2017 Investment Plans. The workshop brought together the IOUs and the ORA to discuss the most appropriate regulatory mechanism for notifying the Commission and the public of new projects, subsequent to Commission approval of an Investment Plan. While consensus could not be reached at the workshop, there was ample public discussion among parties.

SCE supported numerous parties applying for CEC, EPIC funding in both 2015 and

2016. Letters of Support (LOS) and Commitment (LOC) were given to parties showing our support for their bids on CEC projects. In SCE nomenclature, a LOS typically supports the premise of a project. In some instances, it will infer technical advisory support, if (A) the project is awarded to the recipient, and (B) the party and SCE come to a mutual understanding of what advisory support will actually be required.

A LOC shows early financial and/or technical support should the project be awarded to the recipient. All public stakeholders continue to have the opportunity to participate in the execution of the Investment Plans by accessing SCE’s EPIC website. Through the SCE EPIC website the public can access SCE’s Investment Plan Applications, request a LOS or LOC and directly contact SCE with questions pertaining to EPIC.

3. Budget

a) Authorized Budget

(1) 2012 – 2014 Investment Plan

26 D.15-04-020.

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Table 5: 2015 Authorized EPIC Budget 2015 Administrative Project Funding Commission (Jan 1 - Dec 31) Regulatory Oversight Budget SCE Program $1.3M $11.9M $0.33M27 CEC Program $5.3M $47.7M

(2) 2015 – 2017 Investment Plan

Table 6: 2015 Authorized EPIC Budget 2015 Administrative Project Funding Commission (Jan 1 - Dec 31) Regulatory Oversight Budget SCE Program $1.4M $12.5M $0.35M CEC Program $5.6M $50M b) Commitments/ Encumbrances

(1) 2012 – 2014 Investment Plan

As of December 31, 2015, SCE has committed $39,536,976 and encumbered

$19,543,006 of its authorized 2012-2014 program budget.

(2) 2015 – 2017 Investment Plan

As of December 31, 2015, SCE has committed $24,836,381 and encumbered $0 of its authorized 2015-2017 program budget.

For CEC remittances, SCE remitted $5.6M for program administration, and

$75.6M for encumbered projects during calendar year 2015.

For CPUC remittances, SCE remitted $349k in calendar year 2015.

c) Dollars Spent on In-House Activities

(1) 2012 – 2014 Investment Plan

As of December 31, 2015, SCE has spent $3,584,42128 on in-house activities.

27 Advice Letter, 2747-E, p. 6. 28 SCE expended a total of $3,211,749 on in-house activities through 2015 based on the project spreadsheet in Appendix A. SCE’s accounting systems calculates in-house labor overheads separately which amounted to $372,672. As a result, SCE expended a total of $3,584,421 on in-house costs.

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(2) 2015 – 2017 Investment Plan

As of December 31, 2015, SCE has spent $218,26329 on in-house activities.

d) Fund Shifting Above 5% Between Program Areas

(1) 2012 – 2014 Investment Plan

As of December 31, 2015, SCE does not have any pending fund shifting requests and/or approvals.

(2) 2015 – 2017 Investment Plan

As of December 31, 2015, SCE does not have any pending fund shifting requests and/or approvals.

e) Uncommitted/Unencumbered Funds

(1) 2012 – 2014 Investment Plan

As of December 31, 2015, SCE has $0 in uncommitted/unencumbered funds.

(2) 2015 – 2017 Investment Plan

As of December 31, 2015, SCE has $16,563,975 in uncommitted/unencumbered funds.

f) Joint CEC/SCE Projects

As of December 31, 2015, SCE does not have any joint projects with the CEC.

4. Projects

a) High Level Summary

For a summary of project funding for both SCE’s 2012-2014 and 2015-2017 Investment

Plans, please refer to Table 1 and Table 3 in Section 1b.

29 SCE expended a total of $192,827 on in-house activities through 2015 based on the project spreadsheet in Appendix A. SCE’s accounting systems calculates in-house labor overheads separately which amounted to $25,436. As a result, SCE expended a total of $218,263 on in-house costs.

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b) Project Status Report

Please refer to Appendix A of this Report for SCE’s Project Status Report.

c) Description of Projects:

(i) Investment Plan Period

(ii) Assignment to Value Chain

(iii) Objective

(iv) Scope

(v) Deliverables

(vi) Metrics

(vii) Schedule

(viii) EPIC Funds Encumbered

(ix) EPIC Funds Spent

(x) Partners (if applicable)

(xi) Match Funding (if applicable)

(xii) Match Funding Split (if applicable)

(xiii) Funding Mechanism (if applicable)

(xiv) Treatment of Intellectual Property (if applicable)

(xv) Status Update

The following project descriptions reflect the projects’ status information as of December

31, 2015.

(1) 2012 – 2014 Triennial Investment Plan Projects

1. Integrated Grid Project – Phase 1

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) GridOperation/MarketDesign Objective&Scope:

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Theprojectwilldemonstrate,evaluate,analyzeandpropose optionsthataddresstheimpactsofDistributedEnergyResources (DER)penetrationandincreasedadoptionofDistributed Generation(DG)ownedbyconsumersonallsegments/aspectsof SCE’sgrid–transmission,distributionandoverall“reliable”power deliverycosttoSCEcustomers(alltiers).Thisdemonstration projectisineffectthenextsteptotheISGDproject.Therefore,this analysiswillfocusontheeffectsofintroducingemergingand innovativetechnologyintotheutilityandconsumerendofthe grid,predominantlythecommercialandindustrialcustomerswith theabilitytogeneratepowerwithselfownedandoperated renewableenergysources,butconnectedtothegridfor “reliability”and“stability”operationalreasons.Thisscenario introducestheneedfortheutility(SCE)toassessdiscriminative technologynecessaryforstabilizingthegridwithincreasedDG adoption,andmoreimportantly,considerpossibleeconomic modelsthatwouldhelpSCEadopttothechangingregulatory policyandGRCstructures.

Thisvalueorienteddemonstrationwouldinformmanykey questionsthathavebeenasked: x Whatisthevalueofdistributedgenerationandwhereisit mostvaluable? x Whatisthecostofintermittentresources? x Whatisthevalueofstorageandwhereisitmostvaluable? x Howeffectivelycandemandresponsemanageintermittency andwhatisthevalue? x Whatisthevalueofflexibledemandresponse(e.g.the flexibilitytochargeavehicleoveranextendedrangeoftime)? x Whatisthevalueofcontrollingathermostat? x Howaretheseresources/devicescooptimized? x Whatinfrastructureisrequiredtoenableanoptimized solution? x Whatincentives/ratestructurewillenableanoptimized solution? Deliverables: x AnIGPcost/benefitanalysisandbusinesscase x Asystemsrequirementspecification x AnIGPdemonstrationarchitecture x Adistributedgridcontrolarchitecturecapableofsupporting theuseofmarketmechanism,pricesignals,directcontrolor

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distributedcontroltooptimizereliabilityandeconomicfactors onthedistributiongrid x Adatamanagementandintegrationarchitecturesupporting theoverarchingIGParchitecture x Asupportingnetworkandcybersecurityarchitectureforthe IGParchitecture x Incentivestructuresthatencouragetechnologyadoptionthat providebenefitstooverallsystemoperations x AVolt/Varoptimizationstrategy x RFPstosecurevendorsolutionsforthefielddemonstration phaseoftheIGPproject x Postanalysesreview,findingsandrecommendationson GridLABDmodelsusedintheIGParchitectureanddesign x IGPlabdemonstrationusingasimulatedenvironment x Finalprojectreport(Phase1) Metrics: 1a.Numberandtotalnameplatecapacityofdistributedgeneration facilities 1b.Totalelectricitydeliveriesfromgridconnecteddistributed generationfacilities 1c.Avoidedprocurementandgenerationcosts 1d.Numberandpercentageofcustomersontimevariantor dynamicpricingtariffs 1e.Peakloadreduction(MW)fromsummerandwinterprograms 1f.Avoidedcustomerenergyuse(kWhsaved) 1g.Percentageofdemandresponseenabledbyautomated demandresponsetechnology(e.g.AutoDR) 1h.Customerbillsavings(dollarssaved) 1i.Nameplatecapacity(MW)ofgridconnectedenergystorage 3a.Maintain/Reduceoperationsandmaintenancecosts 3b.Maintain/Reducecapitalcosts 3c.Reductioninelectricallossesinthetransmissionand distributionsystem 3d.Numberofoperationsofvariousexistingequipmenttypes (suchasvoltageregulation)beforeandafteradoptionofanew smartgridcomponent,asanindicatorofpossibleequipmentlife extensionsfromreducedwearandtear 3e.Nonenergyeconomicbenefits 3f.Improvementsinsystemoperationefficienciesstemmingfrom increasedutilitydispatchabilityofcustomerdemandside management 5a.Outagenumber,frequencyanddurationreductions 5b.Electricsystempowerflowcongestionreduction

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5c.Forecastaccuracyimprovement 5f.Reducedflickerandotherpowerqualitydifferences 5i.Increaseinthenumberofnodesinthepowersystemat monitoringpoints 7b.Increaseduseofcosteffectivedigitalinformationandcontrol technologytoimprovereliability,security,andefficiencyofthe electricgrid(PUCode§8360); 7c.Dynamicoptimizationofgridoperationsandresources, includingappropriateconsiderationforassetmanagementand utilizationofrelatedgridoperationsandresources,withcost effectivefullcybersecurity(PUCode§8360); 7d.Deploymentandintegrationofcosteffectivedistributed resourcesandgeneration,includingrenewableresources(PUCode §8360); 7e.Developmentandincorporationofcosteffectivedemand response,demandsideresources,andenergyefficientresources (PUCode§8360); 7f.Deploymentofcosteffectivesmarttechnologies,includingreal time,automated,interactivetechnologiesthatoptimizethe physicaloperationofappliancesandconsumerdevicesfor metering,communicationsconcerninggridoperationsandstatus, anddistributionautomation(PUCode§8360); 7h.Deploymentandintegrationofcosteffectiveadvanced electricitystorageandpeakshavingtechnologies,includingplugin electricandhybridelectricvehicles,andthermalstorageair conditioning(PUCode§8360); 7j.Provideconsumerswithtimelyinformationandcontroloptions (PUCode§8360); 7k.Developstandardsforcommunicationandinteroperabilityof appliancesandequipmentconnectedtotheelectricgrid,including theinfrastructureservingthegrid(PUCode§8360); 7l.Identificationandloweringofunreasonableorunnecessary barrierstoadoptionofsmartgridtechnologies,practices,and services(PUCode§8360) 8b.Numberofreportsandfactsheetspublishedonline 8d.Numberofinformationsharingforumsheld. 8f.Technologytransfer 9b.Numberoftechnologieseligibletoparticipateinutilityenergy efficiency,demandresponseordistributedenergyresourcerebate programs 9c.EPICprojectresultsreferencedinregulatoryproceedingsand policyreports. 9d.SuccessfulprojectoutcomesreadyforuseinCaliforniaIOUgrid (Pathtomarket).

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Schedule: IGPPhase1:Q22014–Q42017 IGPPhase2:TBD

EPICFundsEncumbered: EPICFundsSpent: $8,859,484 $4,308,412 Partners: TBD;SCEiscurrentlyexploringcollaborationopportunities. MatchFunding: MatchFundingsplit: Funding TBD Mechanism: TBD Payfor Performance Contracts TreatmentofIntellectualProperty SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate In2015,theIGPprojectteamrefinedtheprojectscopeand demonstrationdesignapproach,andissuedkeyRequestsfor Proposals(RFPs)forControlSystemsandtheFieldAreaNetwork. Inaddition,theprojectteamtookstepstoalignactivitieswiththe DistributionResourcesPlan(DRP)requirements;goingforward, theprojectwillbecomethetestbedforDRPDemonstrationD. ThesiteselectionforIGPwasreviewedinlightoftheDRP requirementsandalternatedemonstrationlocationsarenow beingconsideredtoensuresufficientDERresourcesareavailable.

Thefollowingactivitieswerecompletedbytheprojectteamin 2015: •CompletedIGPAreacircuitmodeling •ParticipatedinthedevelopmentoftheGridModernization BusinessRequirementsandConceptofOperations •AlignedIGP’sscopetoGridModernizationeffortsbydefining8 correspondingdemonstrationsubprojects •DevelopeddetailedIGPUseCases(inaccordancewiththenew GridModernizationArchitectureconcepts) •DevelopeddetailedTechnicalSpecificationsforControlSystem functionality(Volt/VAR,PowerFlow,andMicrogridcontrols) •IssuedRFPforIGPControlSystems •DevelopeddetailedTechnicalSpecificationsfortheFieldArea Network(communicationsystems) •IssuedRFPfortheFieldAreaNetwork •InstalledkeycomponentsofthecontrolslabtoevaluateIGP assetspriortofielddeployment

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•Testedcontrolapplicationsandsystemsfrompotentialvendors (DVI,Spirae,Landis+Gyr) •CompletedoverallHighLevelIGPConceptualArchitecture •CompletedInitialdraftoftheIGPSystemRequirements Document •DevelopedinitialdraftoftheIGPSystemDesignDocument

2. Regulatory Mandates: Submetering Enablement Demonstration

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) DemandSideManagement Objective&Scope: OnNovember14,2013,theCommissionvotedtoapprovethe revisedProposedDecision(PD)ModifyingtheRequirementsfor theDevelopmentofaPlugInElectricVehicleSubmetering ProtocolsetforthinD.1107029.Theinvestorownedutilities (IOUs)aretoimplementatwophasedpilotbeginninginMay2014, withfundingforbothphasesprovidedbytheEPIC.Thisproject, PhaseIofthepilotwill(1)evaluatethedemandforSingle CustomerofRecordsubmetering,(2)estimatebillingintegration costs,(3)estimatecommunicationcosts,and(4)evaluate customerexperience.IOU’sandexternalstakeholderswillfinalize thetemporarymeteringrequirements,developatemplateformat usedtoreportsubmetered,timevariantenergydata,register SubmeterMeterDataManagementAgentsanddevelopa CustomerEnrollmentForm,andfinalizeMDMAPerformance Requirements.TheIOUswillalsosolicita3rdpartyevaluatorto evaluatecustomerexperience. Deliverables: 1. SubmeteringProtocolReport 2. ManualSubtractiveBillingProcedure 3. 3PEFinalReportandRecommendation Metrics: 6a.TOTALnumberofSCEcustomerparticipants(Phase1&2each have500submeterlimit) 6b.NumberofSCENEMcustomerparticipants(Phase1&2each have100submeterlimitof500total) 6c.SubmeterMDMAontimedeliveryofcustomersubmeter intervalusagedata 6d.SubmeterMDMAaccuracyofcustomersubmeterinterval usagedata Schedule: Q12014–Q42016

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EPICFundsEncumbered: EPICFundsSpent: $1,090,100 $815,437 Partners: N/A MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate SCEworkedcloselywiththeCPUC/EDandSubmeteringMDMAsto extendthePhase1Pilotsixmonthstoenroll92customers.SCE willprovideitscustomerswithsubtractivebillingtoseparatelybill householdandEVchargingontheirrespectiverates.SCEwill supportitscustomersduringtheirPilotparticipationbyanswering theirquestionsandresolvingtheirissues.SCEwillprovideasimilar servicetothethreeSubmeteringMDMAs.ThePhase1 SubmeteringPilotisonscheduleandunderbudget.

ThethreeSubmeterMDMAs,(eMotorWerks,NRGand Ohmconnect)wereissuedpurchaseorderstoenableSCEtopay theMDMAsforenrollingcustomersandprovidingSCEwith monthlyEVsubmeterusagedata.Nexantwasselectedbythe threeIOUstobethethirdpartyevaluatoroftheSubmetering Pilots.PG&EcontractedNexantonbehalfofthethreeIOUswho willsharethecostsequallyasmandatedbyCPUC.SCE’sshareis $439,580whichispayablequarterlythrough2018.

Milestonesachieved •RequestedandreceivedCPUC’sapprovaltoextendthePhase1 Pilotenrollmentperiodsixmonths. •SubmittedTier1AdviceLettertoCPUCtoupdatePhase1Pilot tariffduetoPilotextension. •Enrolled92SCEcustomersinthePilotbyendofextended enrollmentperiodAugust31,2015. •Supporting92customersduringtheir12monthparticipationin thePhase1Pilot..

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3. Distribution Planning Tool

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) Distribution Objective&Scope: Thisprojectinvolvesthecreation,validation,andfunctional demonstrationofanSCEdistributionsystemmodelthatwill addressthefuturesystemarchitecturethataccommodates distributedgeneration(primarilysolarphotovoltaic),plugin electricvehicles,energystorage,customerprograms(demand response,energyefficiency),etc.Themodelingsoftwaretobe usedallowsforimplementationofadvancedcontrols(smart charging,advancedinverters,etc.).Thesecontrolswillenable interactionofaresidentialenergymoduleandapowerflow module.Italsoenablestheevaluationofvarioustechnologies fromanendusecustomerperspectiveaswellasautility perspective,allowingfullevaluationfromsubstationbankto customer.Thiscapabilitydoesnotexisttoday.Thecompleted modelwillhelpSCEdemonstrate,communicateandbetter respondtotechnical,customerandmarketchallengesasthe distributionsystemarchitectureevolves. Deliverables: x GridLABDuserinterface x SCEcircuitmodel x UpdatedGridLABDtohandleCyme7 x Basecases&benchmark x Specificationsfortestcasesfromstakeholders x Createdtestcases x Periodicupdates/meetingswithstakeholders x Executedtestcases x Finalprojectreport Metrics: 1d.Numberandpercentageofcustomersontimevariantor dynamicpricingtariffs 1g.Percentageofdemandresponseenabledbyautomated demandresponsetechnology(e.g.AutoDR) 5c.Forecastaccuracyimprovement 7b.Increaseduseofcosteffectivedigitalinformationandcontrol technologytoimprovereliability,security,andefficiencyofthe electricgrid(PUCode§8360) 7c.Dynamicoptimizationofgridoperationsandresources, includingappropriateconsiderationforassetmanagementand

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utilizationofrelatedgridoperationsandresources,withcost effectivefullcybersecurity(PUCode§8360) 7e.Developmentandincorporationofcosteffectivedemand response,demandsideresources,andenergyefficientresources (PUCode§8360); 8c.Numberoftimesreportsarecitedinscientificjournalsand tradepublicationsforselectedprojects. 8d.Numberofinformationsharingforumsheld. 8f.Technologytransfer 9b.Numberoftechnologieseligibletoparticipateinutilityenergy efficiency,demandresponseordistributedenergyresourcerebate programs 9c.EPICprojectresultsreferencedinregulatoryproceedingsand policyreports. 9d.SuccessfulprojectoutcomesreadyforuseinCaliforniaIOUgrid (Pathtomarket). Schedule: Q12014–Q12017 EPICFundsEncumbered: EPICFundsSpent: $558,391 $671,231 Partners: N/A MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate In2015,SCEandBattellecontinuedtheworkwhichcommencedin 2014withthecreationofadditionalGridLABDmodulesandadd ontoolsforGridCommandDistribution.

Thekeyaccomplishmentsin2015included: •ThedevelopmentofaGridLABDValuationtoolwhichservesto capturethelocationalvalueortruecostoftechnologiesincluding: EnergyStorage,DemandResponse,PV,ConservationVoltage Reduction,andElectricVehicles •AdditionalfunctionalitywasaddedtotheCommercialmodule makingdemandresponseeventspossible •ValidationoftheCommercialmoduleandCommercialDR module

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•AdditionalscriptingtoolsandfunctionalitiesinGridCommand DistributionweredevelopedtoaidinSCECircuitmodel development •Trainingworkshopsandknowledgetransfersessionswere conducted

SCEhassuccessfullyimplementedthemodelingofrepresentative circuitfeedersinGridLabDusingthecommercialmodelsandtools developedandvalidatedincollaborationwithBattelle.Aspartofa coreresearchprojectinvolvinginternalandexternalstakeholders, thesemodelsarebeingusedtostudytheimpactofhighPV penetrationandimplementationofcosteffectivemitigation technologieswhichincludedemandresponse.

Additionalphasesofthemodelingworkwillcontinuein2016.

4. Beyond the Meter: Customer Device Communications, Unification and Demonstration (Phase II)

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) DemandSideManagement Objective&Scope: TheBeyondtheMeter(BTM)projectwilldemonstratetheuseofa DERmanagementsystemtointerfacewithandcontrolDERbased oncustomeranddistributiongridusecases.Itwillalso demonstratetheabilitytocommunicatenearrealtime informationonthecustomer’sloadmanagementdecisionsand DERavailabilitytoSCEforgridmanagementpurposes.

Threeprojectobjectivesinclude:1)developmentofacommonset ofrequirementsthatsupporttheneedsofavarietyof stakeholdersincludingcustomers,distributionmanagement,and customerprogram;2)validationofstandardizedinterfaces, functionalities,andarchitecturesrequiredinnewRule21 proceedings,IOUImplementationGuide,andUL1741/IEEE1547 standards;3)collectionandanalysismeasurementand cost/benefitsdatainordertoinformthedesignofnewtariffs, recommendthedeploymentofnewtechnologies,andsupportthe developmentofnewprograms. Deliverables: x “EnablingCommunicationUnification”statusreport x Writtenspecificationsforallthreeclassofdevices(EVSEs,solar inverters,andRESUs) x “IndustryHarmonizationandClosingGaps”report

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x Receivedevicesfortesting x Completefinalreportandrecommendations Metrics: 1a.Numberandtotalnameplatecapacityofdistributedgeneration facilities 1b.Totalelectricitydeliveriesfromgridconnecteddistributed generationfacilities 1c.Avoidedprocurementandgenerationcosts 1e.Peakloadreduction(MW)fromsummerandwinterprograms 1f.Avoidedcustomerenergyuse(kWhsaved) 1g.Percentageofdemandresponseenabledbyautomated demandresponsetechnology(e.g.AutoDR) 3f.Improvementsinsystemoperationefficienciesstemmingfrom increasedutilitydispatchabilityofcustomerdemandside management 5b.Electricsystempowerflowcongestionreduction 5f.Reducedflickerandotherpowerqualitydifferences 5i.Increaseinthenumberofnodesinthepowersystemat monitoringpoints 7b.Increaseduseofcosteffectivedigitalinformationandcontrol technologytoimprovereliability,security,andefficiencyofthe electricgrid(PUCode§8360); 7c.Dynamicoptimizationofgridoperationsandresources, includingappropriateconsiderationforassetmanagementand utilizationofrelatedgridoperationsandresources,withcost effectivefullcybersecurity(PUCode§8360); 7d.Deploymentandintegrationofcosteffectivedistributed resourcesandgeneration,includingrenewableresources(PUCode §8360); 7e.Developmentandincorporationofcosteffectivedemand response,demandsideresources,andenergyefficientresources (PUCode§8360); 7f.Deploymentofcosteffectivesmarttechnologies,includingreal time,automated,interactivetechnologiesthatoptimizethe physicaloperationofappliancesandconsumerdevicesfor metering,communicationsconcerninggridoperationsandstatus, anddistributionautomation(PUCode§8360); 7g.Integrationofcosteffectivesmartappliancesandconsumer devices(PUCode§8360); 7h.Deploymentandintegrationofcosteffectiveadvanced electricitystorageandpeakshavingtechnologies,includingplugin electricandhybridelectricvehicles,andthermalstorageair conditioning(PUCode§8360);

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7j.Provideconsumerswithtimelyinformationandcontroloptions (PUCode§8360); 7k.Developstandardsforcommunicationandinteroperabilityof appliancesandequipmentconnectedtotheelectricgrid,including theinfrastructureservingthegrid(PUCode§8360); 7l.Identificationandloweringofunreasonableorunnecessary barrierstoadoptionofsmartgridtechnologies,practices,and services(PUCode§8360) 8b.Numberofreportsandfactsheetspublishedonline 8d.Numberofinformationsharingforumsheld. 8f.Technologytransfer 9a.Description/documentationofprojectsthatprogress deployment,suchasCommissionapprovalofutilityproposalsfor widespreaddeploymentortechnologiesincludedinadopted buildingstandards. 9b.Numberoftechnologieseligibletoparticipateinutilityenergy efficiency,demandresponseordistributedenergyresourcerebate programs 9c.EPICprojectresultsreferencedinregulatoryproceedingsand policyreports. 9d.SuccessfulprojectoutcomesreadyforuseinCaliforniaIOUgrid (Pathtomarket). Schedule: Q32014–Q42016 EPICFundsEncumbered: EPICFundsSpent: $1,781,200 $1,057,691 Partners: N/A MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate During2015,theprojectteamengagedstakeholdergroups throughoutSCEincludingTransportationElectrificationand CustomerServicetounderstandanddocumenthighlevel requirementsandusecasescriticaltothebusiness.Thetechnical teamalsoconductedmarketresearchtoidentifytechnologyand vendorcapabilities,architectures,andavailabilityofDER

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technologies.Inaddition,theteamdevelopedhighlevel architectures.Finally,theteamcompletedthescope,schedule, andbudget;andupdatedtheProjectManagementPlantoreflect newscopeandbudgetmodifications.

5. Portable End-to-End Test System

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) Transmission

Objective&Scope: Endtoendtransmissioncircuitrelaytestinghasbecomeessential foroperationsandsafety.SCEtechnicianscurrentlytestrelay protectionequipmentduringcommissioningandroutingtesting. Existingtoolsprovidealimitednumberofscenarios(disturbances) fortesting,andfocusontestingprotectionelements;nottesting systemprotection.Thisprojectwilldemonstratearobustportable endtoendtoolset(PETS)thataddresses:1)relayprotection equipment,2)communications,and3)providesapass/failgrade basedontheresultsofautomatedtestingusingnumerous simulateddisturbances.PETSwillemployportableRealTime DigitalSimulators(RTDS’s)insubstationsateachendofthe transmissionlinebeingtested.Testswillbedocumentedusinga reportingprocedureusedinthePowerSystemsLabtoday,which willensurethatalltestdataisproperlyevaluated. Deliverables: x PETSportableRTDStestequipment x PETSoperatinginstructions x PETSstandardtestreport x Finalprojectreport Metrics: 3a.Maintain/Reduceoperationsandmaintenancecosts 5a.Outagenumber,frequencyanddurationreductions 6a.Reductionintestingcost 6b.Numberofterminalstestedonaline(morethan2 terminals/substations) 7b.Increaseduseofcosteffectivedigitalinformationandcontrol technologytoimprovereliability,security,andefficiencyofthe electricgrid(PUCode§8360); 8b.Numberofreportsandfactsheetspublishedonline 8d.Numberofinformationsharingforumsheld. 8f.Technologytransfer 9c.EPICprojectresultsreferencedinregulatoryproceedingsand policyreports.

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9e.Technologiesavailableforsaleinthemarketplace(when known). Schedule: Q12014–Q42015 EPICFundsEncumbered: EPICFundsSpent: $212,837 $37,271 Partners: N/A MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate Intheprocessofdevelopingthemethodologytoutilizethe PortableEndtoEndTestSystem(PETS)inthefield,andthrough feedbackfromtheendusersitwasdiscoveredthattherewerea limitednumberoftestscenarioswherethetoolwouldbeagreat improvementoverexistingtestprocedures.Asaresult,the projectteamconcludedthattherewasnosubstantialvaluein furtherpursuingthedevelopmentofthePETStool.Althoughthe toolwouldbeanimprovedmethodoftestingsystemperformance whenconductingendtoendrelaytests,theimplementationofa companywidePETS(utilizingaRealTimeDigitalSimulatorsystem) provedtonotbecosteffectivewhencomparedtotraditionaltest methodsatthistime.Themajoraspectsthatwoulddrivethecost ofimplementingthePETSprojectsare:

•Developmentofspecializedtrainingprogramsforfieldcrews

•Availabilityofthetool;itwouldbeextremelycostlytopurchase severalPETStestunitstoaccommodatethedifferentregions withinSCE’sterritorywhencomparedtopurchasingexisting standardtools

•Dedicatedengineeringstafftosupportissuesrelatedto maintenanceandtraining

Aftercarefuldeliberationofthebenefitsassociatedwith proceedingwiththePETSproject,SCEhasdecidedtohaltfurther developmentofthetechnologyandtocloseouttheproject.

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Furthermore,theearlycloseoutofthisprojectdoesnotimpact howprotectionschemesaretestedtodayasitwasintendedtobe aproofofconceptdemonstrationproject.

Moreinformationwillbeprovidedinthefinalreport.

6. Voltage and VAR Control of SCE Transmission System

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) Transmission Objective&Scope: Thisprojectinvolvesthedemonstrationofsoftwareandhardware productsthatwillenableautomatedsubstationvolt/varcontrol. SouthernCaliforniaEdison(SCE)willdemonstrateaSubstation LevelVoltageControl(SLVC)unitworkingwithatransmission controlcenterSupervisoryCentralVoltageCoordinator(SCVC)unit tomonitorandcontrolsubstationvoltage.Thescopeofthis projectincludessystemsengineering,testing,anddemonstration ofthehardwareandsoftwarethatcouldbeoperationally employedtomanagesubstationvoltage. Deliverables: x Demonstrationdesignspecification x Constructiondocuments:drawings,cableschedule,andbill ofmaterial x Monitoringconsolesoftwareandhardware x AdvancedVolt/VARControl(AVVC)testing x Fielddeployment x Controlleroperationmonitoringandadjustment x AVVCfinalreportandcloseout Metrics: 3a.Maintain/Reduceoperationsandmaintenancecosts 3c.Reductioninelectricallossesinthetransmissionand distributionsystem 3d.Numberofoperationsofvariousexistingequipmenttypes (suchasvoltageregulation)beforeandafteradoptionofanew smartgridcomponent,asanindicatorofpossibleequipmentlife extensionsfromreducedwearandtear 7b.Increaseduseofcosteffectivedigitalinformationandcontrol technologytoimprovereliability,security,andefficiencyofthe electricgrid(PUCode§8360) 7c.Dynamicoptimizationofgridoperationsandresources, includingappropriateconsiderationforassetmanagementand utilizationofrelatedgridoperationsandresources,withcost effectivefullcybersecurity(PUCode§8360)

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8b.Numberofreportsandfactsheetspublishedonline 8d.Numberofinformationsharingforumsheld. 8f.Technologytransfer 9c.EPICprojectresultsreferencedinregulatoryproceedingsand policyreports. 9d.SuccessfulprojectoutcomesreadyforuseinCaliforniaIOUgrid (Pathtomarket). Schedule: Q12014–Q42018 EPICFundsEncumbered: EPICFundsSpent: $37,875 $227,053 Partners: N/A MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate In2015,theprojectteamcontinuedworkingincollaborationwith thePortfolioManagementOffice(PMO)togatherallthe informationneededtocompletetheEmergentProjectEvaluation Form(EPEF)process.Note:Thisprocessisneededtodetermine thesubstationinstallationscheduleandassociatedcostestimate. Duringthisperiod,alldeploymentrequirementsaregatheredand allchangesaffectingexistingsubstationequipmentarestudied. TheprojectteamworkedwithGridControlCenter(GCC) engineers,protectionengineersandSubstationConstructionand Maintenance(SC&M)personneltoevaluatetheworkneeded.On August20,2015,EPEFrequirementswerefulfilledandtheprocess wasapprovedforinstallationtostartinJanuary2017.Inaddition, stakeholderswereregularlyengagedandupdatedofproject progressanddeploymentscheduleandupdates.

Inanefforttopublicizethenovelworkdeveloped,theproject teampresentedtheworkintwoconsecutiveNASPI(North AmericanSynchrophasorInitiative)meetings,workedonaNASPI focuspaper,publishedanIEEEtransactionspaper,andpublished testingandsimulationfindingsinthe49thHICSS(Hawaiian InternationalConferenceonSystemsSciences)conference.

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Inaddition,theteamcontinuedtofinalizetestingofthecontroller systemanddraftedademonstrationspecificationdocumenttobe utilizedduringthesoftwareimplementationphase.

7. Superconducting Transformer (SCX) Demonstration

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) Distribution Objective&Scope:

Thisprojectwascancelledin2014.Nofurtherworkisplanned.

OriginalProjectObjectiveandScope: SCEwillsupportthis$21MAmericanReinvestmentandRecovery Act(ARRA)SuperconductingTransformer(SCX)projectby providingtechnicalexpertiseandinstallingandoperatingthe transformeratSCE’sMacArthursubstation.TheSCXprime contractorisSuperPowerInc.(SPI),teamedwithSPXTransformer Solutions(SPX){formerlyWaukeshaElectricSystems}.SCEhas providedtwolettersofcommitmentforSCX.TheSCXprojectwill developa28MVAHighTemperatureSuperconducting,Fault CurrentLimiting(HTSFCL)transformer.Thetransformeris expectedtobeinstalledin2015.SCEissupportingthisprojectand isnotanARRAgrantsubrecipient.SCEisbeingreimbursedforits effortbyEPIC.SCE’sparticipationinthisprojectwaspreviously approvedunderthenowdefunctCaliforniaEnergyCommission’s PIERprogram. Deliverables: x N/A Metrics: N/A Schedule: ProjectwascancelledinQ22014. EPICFundsEncumbered: EPICFundsSpent: $0 $10,241 Partners: N/A MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts

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TreatmentofIntellectualProperty SCEhasnocurrentpatentsorlicensingagreementssigned. StatusUpdate SPXTransformerSolutionsofficiallywithdrewsupportfromthe projectinQ2,2014.Asaresult,SuperPowercouldnolonger completethedeliveryoftheHTSFCLtransformertoSCE. SuperPowercommunicatedthedesiretoidentifyanew transformermanufacturerasapartner,butwasunabletosecure onewithinareasonabletimeframe.AtthetimeofSPX’s withdrawal,SCEdidnothaveanexecutedagreementwith SuperPower.SCEformallycancelledthisprojectinQ32014.

8. State Estimation Using Phasor Measurement Technologies

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) GridOperation/MarketDesign Objective&Scope: Accurateandtimelypowersystemstateestimationdatais essentialforunderstandingsystemhealthandprovidesthebasis forcorrectiveactionthatcouldavoidfailuresandoutages.This projectwilldemonstratetheutilityofimprovedstaticsystemstate estimationusingPhasorMeasurementUnit(PMU)datainconcert withexistingsystems.Enhancementstostaticstateestimationwill beinvestigatedusingtwoapproaches:1)byusingGPStimeto synchronizePMUdatawithSupervisoryControlandData Acquisition(SCADA)systemdata;2)byaugmentingSCE’sexisting conventionalstateestimatorwithaPMUbasedLinearState Estimator(LSE). Deliverables: x Demonstratedalgorithmperformancebasedon observations. x Reportthataddressestestsconductedandtestresults. x Finalprojectreport. Metrics: 6a.Enhancedgridmonitoringandonlineanalysisforresiliency 7b.Increaseduseofcosteffectivedigitalinformationandcontrol technologytoimprovereliability,security,andefficiencyofthe electricgrid(PUCode§8360) 8b.Numberofreportsandfactsheetspublishedonline 8d.Numberofinformationsharingforumsheld 8f.Technologytransfer 9d.SuccessfulprojectoutcomesreadyforuseinCaliforniaIOUgrid (Pathtomarket)

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9e.Technologiesavailableforsaleinthemarketplace(when known) Schedule: Q22014–Q42017 EPICFundsEncumbered: EPICFundsSpent: $7,500 $39,456 Partners: N/A MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate SCEhasworkedwiththeselectedvendortospecify,test,and validatestateestimationtechniquesusingPMUdata.Thisdata wasusedtovalidatetheoperationoftheLinearStateEstimator anddataconditioningfunctions.Fornextsteps,theprojectteam willbegintoimplementapplicationsandtoolstodemonstrate theiruseinrealtimeoperations.

9. Wide-Area Reliability Management & Control

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) GridOperation/MarketDesign Objective&Scope: Withtheplannedwindandsolarportfolioof33%penetration,a reviewoftheintegrationstrategyimplementedintheSCEbulk systemisneeded.Thebasicpremisefortheintegrationstrategyis thatafailureinoneareaofthegridshouldnotresultinfailures elsewhere.Theapproachistominimizefailureswithwell designed,maintained,operatedandcoordinatedpowergrids.New technologiescanprovidecoordinatedwideareamonitoring, protection,andcontrolsystemswithpatternrecognitionand advancewarningcapabilities.Thisprojectwilldemonstratenew technologiestomanagetransmissionsystemcontroldevicesto preventcascadingoutagesandmaintainsystemintegrity. Deliverables: x Labdemonstrationofcontrolalgorithmsusingrealtime simulationswithHardwareintheloop(RTWHIL)

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x Developrecommendationsbasedonthecontrolsystem testing x Finalprojectreport Metrics: 6a.Enhancedcontingencyplanningforminimizingcascading outages 8b.Numberofreportsandfactsheetspublishedonline 8d.Numberofinformationsharingforumsheld. 8f.Technologytransfer Schedule: Q22014–Q22017 EPICFundsEncumbered: EPICFundsSpent: $618,450 $292,816 Partners: N/A MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate In2015,SCEandV&REnergyutilizedthePotentialCascading Modes(PCM)tooltoidentifyalistofinitiatingeventsforcascading outageanalysis.Inaddition,theprojectteamhasdemonstrateda cascadingoutageanalysisframeworktoidentifyhowcascading eventsperformedundervariouslevelsofstress.Fornextsteps, theprojectteamwillvalidatethedemonstrationenvironment, completedemonstrations,anddevelopthefinalprojectreport.

10. Distributed Optimized Storage (DOS)

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) Distribution Objective&Scope: Thisfieldpilotwilldemonstrateendtoendintegrationofmultiple energystoragedevicesonadistributioncircuit/feedertoprovidea turnkeysolutionthatcancosteffectivelybeconsideredforSCE’s distributionsystem,whereidentifiedfeederscanbenefitfromgrid optimizationandvariableenergyresources(VER)integration.To accomplishthis,theprojectteamwillfirstidentifydistribution systemfeederswheremultipleenergystoragedevicescanbe

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operatedcentrally.Onceafeederisselected,theenergystorage deviceswillbedeployedandtestedtodemonstrateseamless utilityintegration,control,andoperationofthesedevicesusinga singlecentralizedcontroller.Attheendoftheproject,SCEwill haveestablishedclearmethodologiesforidentifyingfeedersthat canbenefitfromdistributedenergystoragedevicesandwillhave establishednecessarystandardsbasedhardwareandcontrol functionrequirementsforgridoptimizationandrenewables integrationwithdistributedenergystoragedevices. Deliverables: x Targetfeedermodels x Selectedfeedersfortheproject x Requirementdevelopmentforsolution x RFPforalldevices x Procurementofalldevices x Evaluationofcentralizedcontrollerandrepresentative energystoragedevices x Testplatformreadinessforprotectionevaluation x Testingofvariousenergystoragefootprintsforprotection x EngagementofallexpectedSCEdepartmentsfor deployment x ProcurementofM&Vequipment x DeploymentofM&VEquipmentandenergystoragedevices andcentralizedcontroller x M&Vcompleteandfinalreport Metrics: 1c.Avoidedprocurementandgenerationcosts 1i.Nameplatecapacity(MW)ofgridconnectedenergystorage 3b.Maintain/Reducecapitalcosts 5f.Reducedflickerandotherpowerqualitydifferences 5i.Increaseinthenumberofnodesinthepowersystemat monitoringpoints 6a.Benefitsinenergystoragesizingthroughdeviceoperation optimization 6b.Benefitsindistributedenergystoragedeploymentvs. centralizedenergystoragedeployment 7a.Descriptionoftheissues,project(s),andtheresultsor outcomes 7b.Increaseduseofcosteffectivedigitalinformationandcontrol technologytoimprovereliability,security,andefficiencyofthe electricgrid(PUCode§8360) 7c.Dynamicoptimizationofgridoperationsandresources, includingappropriateconsiderationforassetmanagementand

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utilizationofrelatedgridoperationsandresources,withcost effectivefullcybersecurity(PUCode§8360) 7l.Identificationandloweringofunreasonableorunnecessary barrierstoadoptionofsmartgridtechnologies,practices,and services(PUCode§8360) 8b.Numberofreportsandfactsheetspublishedonline 8d.Numberofinformationsharingforumsheld 8f.Technologytransfer 9c.EPICprojectresultsreferencedinregulatoryproceedingsand policyreports. Schedule: Q22014–Q42017 EPICFundsEncumbered: EPICFundsSpent: $0 $45,853 Partners: TBD MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate During2015,theDOSprojectaligneditselfwiththeIntegratedGrid Project(IGP)andtheSCE'sEnergyStorageOwnershipInitiative (ESOI).Technicalspecificationsrequiredtoprocureenergystorage devicesarebeingdevelopedbasedoncurrentESOIenergystorage specificationsinpartnershipwithIGPandESOI.These specificationswillbeusedtoprocuretheDOSstoragedevicesin the2016/2017timeframe.Inaddition,theprojectteamhasbeen workingwithlandownersatpotentialinstallationsiteswithinthe IntegratedGridProjectdemonstrationlocationintheOrange Countyarea.

11. Outage Management and Customer Voltage Data Analytics Demonstration

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) GridOperation/MarketDesign Objective&Scope: VoltagedataandcustomerenergyusagedatafromtheSmart Meternetworkcanbecollectedandleveragedforarangeof initiativesfocusedonachievingoperationalbenefitsfor

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Transmission&Distribution.Beforeafullimplementationofthis newapproachcanbeconsidered,aPilotprojectwillbeconducted tounderstandhowvoltageandconsumptiondatacanbebest collected,stored,andintegratedwithT&Dapplicationstoprovide analyticsandvisualizationcapabilities.Further,SmartMeter outageandrestorationevent(timestamp)datacanbeleveraged toimprovecustomeroutagedurationandfrequencycalculations. VariousstakeholdersinT&Dhaveidentifiedbusinessneedsto pursuemoreeffectiveandefficientwaysofcalculatingSAIDI (SystemAverageInterruptionDurationIndex),SAIFI(System AverageInterruptionFrequencyIndex),andMAIFI(Momentary AverageInterruptionFrequencyIndex)forinternalandexternal reporting.Beforeafullimplementationofthisnewapproachcan beconsidered,aPilotprojectwillbeconductedtounderstandthe feasibilityandvalueofprovidingsmartmeterdatainputsand enhancedmethodologyforcalculatingtheIndexes.ThePilotwill focusonalimitedgeography(SCEDistrictorRegion)toobtainthe SmartMeterinputstocalculatetheIndexesandcomparethat numberwiththecurrentmethodologiestoidentifyanyanomalies. AhybridapproachusingtheSmartMeterbasedinputdata combinedwithabettercomprehensiveelectricconnectivitymodel obtainedfromGISmayprovideamoreefficientandeffectiveway ofcalculatingtheIndexes.Additionally,anefforttoevaluatethe accuracyoftheTransformerLoadMappingdatawillbecarriedout. Deliverables: x VoltageAnalyticsforPowerQualityModel x SimulatedCircuitConditionModel x CustomerandTransformerLoadAnalysisModel x EnhancedInputsandSAIDI/SAIFIAnalysis x FinalProjectReport Metrics: 3a.Maintain/Reduceoperationsandmaintenancecosts 5c.Forecastaccuracyimprovement 5f.Reducedflickerandotherpowerqualitydifferences 6a.EnhanceOutageReportingAccuracyandSAIDI/SAIFI Calculation 8b.Numberofreportsandfactsheetspublishedonline 8f.Technologytransfer 9c.EPICprojectresultsreferencedinregulatoryproceedingsand policyreports. Schedule: Q12014–Q42015

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EPICFundsEncumbered: EPICFundsSpent: $702,436 $978,803 Partners: N/A MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate Theprojectdemonstratedananalyticsandvisualization applicationthatusedsmartmeterdatafordistributiongrid operationalbenefits.Theprojectalsoconductedafeasibilitystudy todetermineiftheuseofsmartmeterdatacouldimprovethe OutageManagementSAIDI/SAIFI/MAIFI(reliability)metric calculationprocess.

Thefollowingprojectmilestoneswereachieved: i.Theapplicationwasdemonstratedinalabenvironmentusing smartmeterdataofapproximately20,000customerson14 distributioncircuits. ii.Theapplicationdemonstrated14usecasesdevelopedbySCE usingcustomermetervoltage,consumptionandeventdata. iii.TheapplicationsuccessfullyoverlaidthemeterdataonSCE’s distributionsystemGIStoprovideavisualizationofthecondition ofthenetwork. iv.Theapplicationwassuccessfullytestedbyelectricdistribution plannersandengineers. v.Thefeasibilitystudyforusingsmartmeterdatainthecalculation ofsystemreliabilityindiceswascompletedandseveralmanually intensivestepswereidentifiedforelimination.

Theprojectwassuccessfullycompletedin2015andthefinal reportwillbesubmittedin2016.

12. SA-3 Phase III Demonstration

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) Transmission

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Objective&Scope: ThisprojectisintendedtoapplythefindingsfromtheSubstation AutomationThree(SA3)PhaseII(IrvineSmartGrid Demonstration)projecttodemonstraterealsolutionsto automationproblemsfacedbySCEtoday.Theprojectwill demonstratetwostandardsbasedautomationsolutions(sub projects)asfollows:Subproject1(BulkElectricSystem)will addressissuesuniquetotransmissionsubstationsincludingthe integrationofcentrallymanagedcriticalcybersecurity(CCS) systemsandNERCCIPcompliance;Subproject2(Hybrid)will addresstheintegrationofSA3capabilitieswithSASandSA2 legacysystems.Furthermore,aspartofthesystemsengineering theSA3technicalteamwilldemonstratetwoautomationtoolsas follows:Subproject3(IntelligentAlarming)willallowsubstation operatorstopinpointrootcauseissuesbyanalyzingthevarious scenariosandimplementanintelligentalarmingsystemthatcan identifythesourceoftheproblemandgiveoperatorsonlythe relevantinformationneededtomakeinformeddecisions;and Subproject4(RealTimeDigitalSimulator(RTDS)MobileTesting) willexplorethebenefitsofanautomatedtestingusingamobile RTDSunit,andproposetestmethodologiesthatcanbe implementedintothefactoryacceptancetesting(FAT)andsite acceptancetesting(SAT)testingprocess. Deliverables: x Bulk&HybridSystemDesignDrawings&Diagrams x HybridSystemDeploymentandDemonstration x BESSystemDeploymentandDemonstration x FinalProjectReport Metrics: 3a.Maintain/Reduceoperationsandmaintenancecosts 3b.Maintain/Reducecapitalcosts 5a.Outagenumber,frequencyanddurationreductions 5i.Increaseinthenumberofnodesinthepowersystemat monitoringpoints 6a.Increasedcybersecurity 7b.Increaseduseofcosteffectivedigitalinformationandcontrol technologytoimprovereliability,security,andefficiencyofthe electricgrid(PUCode§8360) 7c.Dynamicoptimizationofgridoperationsandresources, includingappropriateconsiderationforassetmanagementand utilizationofrelatedgridoperationsandresources,withcost effectivefullcybersecurity(PUCode§8360)

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7k.Developstandardsforcommunicationandinteroperabilityof appliancesandequipmentconnectedtotheelectricgrid,including theinfrastructureservingthegrid(PUCode§8360) 8b.Numberofreportsandfactsheetspublishedonline 8d.Numberofinformationsharingforumsheld. 8f.Technologytransfer 9c.EPICprojectresultsreferencedinregulatoryproceedingsand policyreports 9d.SuccessfulprojectoutcomesreadyforuseinCaliforniaIOUgrid (Pathtomarket) 9e.Technologiesavailableforsaleinthemarketplace(when known) Schedule: Q12014–Q12017 EPICFundsEncumbered: EPICFundsSpent: $909,701.86 $868,271 Partners: N/A MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: MajoractivitiesfortheSubstationAutomationDemonstration3, PhaseIII(SA3)projectin2015involved:1)identifyingqualified vendorsandconductingprocurementactivitiesforIEC61850 compliantdevicesandsystems;2)workingtoidentifyandconfirm thesubstationsitetobeusedforthedemonstration;and3) workingtofinalizestakeholderagreementondemonstration objectives.

Milestonesachieved •DefinedBusinessRequirementsandUseCases •CompletedFunctionalDesignandTechnicalSpecifications •CompletedtheSubstationStandardReviewTeam(SSRT)Pilot requestforOlindaASubstation •CompletedSSRTPilotapprovalforOlinda •CompletedPreliminaryScopeofWorkandDesignforOlinda •CompletedtheStakeholderJobwalkforOlinda •CompletedReevaluationofOlindaAstation

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•ResultedinrelocationofthepilottoViejoAsubstationbecause ofconstructionandcivilworkscheduleimpact •CompletedSSRTPilotapprovalforViejo •CompletedPreliminaryScopeofWorkforViejo •CompletedtheStakeholderJobwalkforViejo •CompletedEngineeringcontractorJobWalk •StartedPreliminaryDemonstrationDesignforEngineering contractaward •StartedlabDemonstrationofnewannunciator(Programmable AutomationController(PAC))system

13. Next-Generation Distribution Automation

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) Distribution Objective&Scope: SCE’scurrentdistributionautomationschemeoftenrelieson humaninterventionthatcantakeseveralminutes(orlonger duringstormconditions)toisolatefaults,isonlycapableof automaticallyrestoringpowertohalfofthecustomersonthe affectedcircuit,andneedstobereplacedduetoassetsnearingthe endoftheirlifecycle.Inaddition,theselfhealingcircuitbeing demonstratedaspartoftheIrvineSmartGridDemonstrationis uniquetothetwoparticipatingcircuitsandmaynotbeeasily appliedelsewhere.Asaresult,theNextGenerationDistribution Automationprojectintendstodemonstrateacosteffective advancedautomationsolutionthatcanbeappliedtothemajority ofSCE’sdistributioncircuits.Thissolutionwillutilizeautomated switchingdevicescombinedwiththelatestprotectionandwireless communicationtechnologiestoenabledetectionandisolationof faultsbeforethesubstationcircuitbreakerisopened,sothatat least2/3ofthecircuitloadcanberestoredquickly.Thiswill improvereliabilityandreducecustomerminutesofinterruption. Thesystemwillalsohavedirectionalpowerflowsensingtohelp SCEbettermanagedistributedenergyresourcesonthe distributionsystem.Attheendoftheproject,SCEwillprovide reportsonthefielddemonstrationsandrecommendnextstepsfor newstandardsfornextgenerationdistributionautomation. Deliverables: x RemoteIntelligentSwitchdemonstrationandreport x OverheadandUndergroundRemoteFaultIndicators demonstrationandreport x IntelligentFusesdemonstrationandreport x PowerElectronicTransformerdemonstrationandreport

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x SecondaryNetworkMonitoringdemonstrationandreport x FinalProjectReport Metrics: 3a.Maintain/Reduceoperationsandmaintenancecosts 3d.Numberofoperationsofvariousexistingequipmenttypes (suchasvoltageregulation)beforeandafteradoptionofanew smartgridcomponent,asanindicatorofpossibleequipmentlife extensionsfromreducedwearandtear 5a.Outagenumber,frequencyanddurationreductions 5c.Forecastaccuracyimprovement 5d.Publicsafetyimprovementandhazardexposurereduction 5e.Utilityworkersafetyimprovementandhazardexposure reduction 5i.Increaseinthenumberofnodesinthepowersystemat monitoringpoints 6a.Improvedataaccuracyfordistributionsubstationplanning process 7b.Increaseduseofcosteffectivedigitalinformationandcontrol technologytoimprovereliability,security,andefficiencyofthe electricgrid(PUCode§8360) 7c.Dynamicoptimizationofgridoperationsandresources, includingappropriateconsiderationforassetmanagementand utilizationofrelatedgridoperationsandresources,withcost effectivefullcybersecurity(PUCode§8360) 7d.Deploymentandintegrationofcosteffectivedistributed resourcesandgeneration,includingrenewableresources(PUCode §8360) 7k.Developstandardsforcommunicationandinteroperabilityof appliancesandequipmentconnectedtotheelectricgrid,including theinfrastructureservingthegrid(PUCode§8360) 8b.Numberofreportsandfactsheetspublishedonline 8d.Numberofinformationsharingforumsheld. 8f.Technologytransfer 9c.EPICprojectresultsreferencedinregulatoryproceedingsand policyreports 9d.SuccessfulprojectoutcomesreadyforuseinCaliforniaIOUgrid (Pathtomarket) 9e.Technologiesavailableforsaleinthemarketplace(when known) Schedule: Q12014–Q42016 EPICFundsEncumbered: EPICFundsSpent: $2,722,696.60 $2,576,547

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Partners: N/A MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: RemoteIntelligentSwitch(RIS) For2015,SCEcontinueddevelopmentoftheRISprojectand demonstration.Projectspecificationanddeliverableswere finalized,andtheRFPprocesswascompleted.Afterreviewingall RFPrespondents,theteamawardedtheprojecttothehighest scoringvendor,Siemens.DevelopmentoftheRISsolutionstarted, resultingintheinitialalgorithmprogramming,several demonstrationoftheRISsystem’scapabilitiesatSiemens’sfacility, andaninitialdeliveryofpreproductionevaluationcabinets.

HighImpedanceFaultDetection Existinghighimpedancefaultdetectionsolutionsavailableinthe marketfocusoncurrentandvoltagemonitoring;however, evaluationresultsdemonstratenoneofthesetechnologieshave beenabletosecurelydetecthighimpedancefaultsreliably(too manyfalsealarms).Asaresult,anewapproachisnecessaryand SCE’sAdvancedTechnologyconsidersthereflectometrybased solutionasaninnovativeandpromisingapproach.Advanced TechnologyandApparatusEngineeringareworkingwith SouthwestResearchInstitute(SWRI)todemonstratethefeasibility ofimplementingareflectometrybasedsolutionfordetectionof highimpedancefaults.

OverheadRemoteFaultIndicator(RFI) In2015SCEsuccessfullyevaluatedandstandardizedtheOverhead RemoteFaultIndicator(RFI).TheRFIisadevicewhichprovides localvisualizationandremoteindicationofafaultondistribution circuits.TheRFIisusedbyourSystemOperatorsasameansof automaticallyandremotelydetectingandidentifyingfaultsto reduceoutagetime.

LongBeachNetworkSituationAwareness

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Intheyear2015,theLongBeachsituationalAwarenessProjecthad thefollowingactivitiesandaccomplishments: •Finalizedthescopeoftheproject,identifying12sitesimpacted bytheinstallationofVoltage/Currentmonitoringdevices. •Outofthe12sites,9siteswillbeinstalledwithSCE’scurrent FieldAreaNetworkCommunicationdevices,Netcomm,while3 remainingsiteswillbeinstalledwithIPPointtoMultipointradios. •Establishedtwoundergroundradionetworkaccesspointsatthe LongBeachareaandperformedradiostudyofthesignalcoverage inLongBeachtodeterminetheamountofAccessPoints(APs) requiredtofullycovertheentireLongBeachelectricalnetwork. •EstablishedcommunicationwithConsolidatedEdisonto benchmarkSCEsystemwithCon.Edisonnetworkmonitoringand alarmingsystem.

IntelligentFuse •TechnicalSpecificationwerefinalizedfortheIntelligentandwent throughtheRequestForProposal(RFP)process •Twovendors(G&WandSiemens)respondedandbothsolutions wereevaluatedandscored •G&Wwasawardedthewinningbid

14. Enhanced Infrastructure Technology Evaluation

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) Distribution Objective&Scope: AttherequestofDistributionApparatusEngineering(DAE)group’s leadCivilEngineer,AdvancedTechnology(AT)willinvestigate, pilot,andcomeupwithrecommendationsforenhanced infrastructuretechnologies.Theprojectwillfocusonevaluating advanced:distributionsectionalpoles(hybrid,coatings,etc.), concealedcommunicationsonassets,vaultmonitoringsystems (temperature,water,etc.),andvaultventilationsystems.Funding isrequiredtoinvestigatetheproblem,engineering,pilot alternatives,andcomeupwithrecommendations.DAEseesthe needforpolesthatcanwithstandfiresandhaveabetterlifecycle cost,andprovideinstallationefficiencieswhencomparedto existingwoodpolereplacements.Duetoincreasedcity restrictions,thereisaneedformoreconcealedcommunications onourassetssuchasstreetlights(e.g.,ontheISGDproject,the CityofIrvinewouldn’tallowSCEtoinstallrepeatersonstreetlights duetoaesthetics).DAEalsoseestheneedfortechnologiesthat mayminimizeprematurevaultchangeouts(avg.replacementcost

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is~$250K).Atpresent,DAEdoesnothavethenecessaryrealtime vaultdatatosufficientlyaddresstheincreasingvaultdeterioration issuenordoweutilizeahardenedventilationsystemthatwould helpthisissuebyremovingtheexcessheatoutofthevaults (blowerslast~2years,needbetterbearingsforblowermotors, etc.). Deliverables: x VaultMonitoringTechnologiesDemonstrationReport x VaultVentilationFieldDemonstrationReport x HybridPoleDemonstrationReport x ConcealedCommunicationAssetsDemonstrationReport x FinalProjectReport Metrics: 3a.Maintain/Reduceoperationsandmaintenancecosts 3b.Maintain/Reducecapitalcosts 4g.Wildlifefatalityreductions(electrocutions,collisions) 5a.Outagenumber,frequencyanddurationreductions 6a.Operatingperformanceofundergroundvaultmonitoring equipment 8b.Numberofreportsandfactsheetspublishedonline 8d.Numberofinformationsharingforumsheld 8f.Technologytransfer 9c.EPICprojectresultsreferencedinregulatoryproceedingsand policyreports Schedule: Q22014–Q42017 EPICFundsEncumbered: EPICFundsSpent: $24,606 $68,740 Partners: N/A MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: In2015,theprojectteamaccomplishedthefollowing: •Enhancedvaultventilationblowerwasspecified,delivered,and iscurrentlybeingfieldtested •DevelopeddraftspecificationforHybridDistributionPole

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•Createdconceptualinsulatorantennaforinitialcommunication testing •Installedvaulttemperatureequipmentfortestingand monitoring

15. Dynamic Line Rating Demonstration

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) Transmission Objective&Scope: Transmissionlineownersapplyfixedthermalratinglimitsfor powertransmissionlines.Theselimitsarebasedonconservative assumptionsofwindspeed,ambienttemperatureandsolar radiation.Theyareestablishedtoensurecompliancewithsafety codes,maintaintheintegrityoflinematerials,andensurenetwork reliability.Monitoredtransmissionlinescanbemorefullyutilized toimprovenetworkefficiency.Linetensionisdirectlyrelatedto averageconductortemperature.Thetensionofapowerlineis directlyrelatedtothecurrentratingoftheline.Thisprojectwill demonstratetheCAT1dynamiclineratingsolution.TheCAT1 systemwillmonitorthetensionoftransmissionlinesinrealtime tocalculateadynamicdailyrating.Ifsuccessful,thissolutionwill allowSCEtoperformrealtimecalculationsinordertodetermine dynamicdailyratingoftransmissionlines,thusincreasing transmissionlinecapacity. Deliverables: x InstalledDynamicLineRatingSystemPrototypes x FinalProjectReport Metrics: 3b.Maintain/Reducecapitalcosts 5b.Electricsystempowerflowcongestionreduction 6a.Increasedpowerflowthroughput 7b.Increaseduseofcosteffectivedigitalinformationandcontrol technologytoimprovereliability,security,andefficiencyofthe electricgrid(PUCode§8360) 7c.Dynamicoptimizationofgridoperationsandresources, includingappropriateconsiderationforassetmanagementand utilizationofrelatedgridoperationsandresources,withcost effectivefullcybersecurity(PUCode§8360) 8b.Numberofreportsandfactsheetspublishedonline 8d.Numberofinformationsharingforumsheld 8f.Technologytransfer 9c.EPICprojectresultsreferencedinregulatoryproceedingsand policyreports

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9d.SuccessfulprojectoutcomesreadyforuseinCaliforniaIOUgrid (Pathtomarket) 9e.Technologiesavailableforsaleinthemarketplace(when known) Schedule: Q22014–Q12016 EPICFundsEncumbered: EPICFundsSpent: $249,970 $463,613 Partners: N/A MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: Theprojectteamworkedwiththevendortoidentifysystem requirementsandthedevicesneededforthedemonstration project.Theprojectteamworkedwithtransmissionengineering, systemplanning,andtheGridControlCentertoidentifythe systemstresspointsandcongestedtransmissionlinesthatare mostsuitableforthedemonstration.Theteamworkedwiththe vendortopinpointthelocationsofcommunicationroutingdevices needed.Theprocurementprocesswascompletedandtwo instancesoftheCAT1monitoringsysteminadditiontoa communicationrepeatersystemweredelivered.

SCErequiresadherencetotheT&Dpilotstandardsprocesswhena projectinvolvesinstallationofnonstandardequipmentona transmissionlineorasubstation.Theprojectteampresentedthe projectinbothSubstationStandardsReviewTeam(SSRT)andthe TransmissionStandardsReviewTeam(TSRT),workedwiththe vendortodeveloptrainingmaterial,anddrafteddetailed deploymentandmaintenanceprocedures.InMay2015, Transmissionandsubstationstandardswereapprovedtoproceed, andstandardswereissuedandpublished.

InFebruary2015,theteaminitiatedthedeploymentdesign processandbothtransmissionandsubstationdrawingpackages wereissuedandpublished.Also,aCEII/NERCCIPEvaluation Processesisrequiredwhentheprojectinvolvesinstallationsatthe

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bulkpowertransmissionsystemoratmedium(orhigher)level substations.Theprocesswascompletedbyalteringtheboxesto beincompliancewithNERCCIPrequirements.

Afterinitiatinginstallationofthesystem,itwasdiscoveredthat therearesomeobstaclesinthecommunicationlineofsightwould requirefurthertesting.Adecisionwasmadenottocontinuethe workafterthevendordecidednottosupportDynamicLineRating aftertheendofthedemonstrationphase.SCEwillworktoclose thisprojectoutin2016,andwriteafinalreportin2017.

16. Cyber-Intrusion Auto-Response and Policy Management System (CAPMS)

InvestmentPlanPeriod: AssignmenttovalueChain: 1stTriennialPlan(20122014) GridOperation/MarketDesign Objective&Scope: ViasatinpartnershipwithSCEandDukeEnergyhasbeenawarded aDOEcontract(DE0E0000675)todeployaCyberintrusionAuto responseandPolicyManagementSystem(CAPMS)toprovidereal timeanalysisofrootcause,extentandconsequenceofanongoing cyberintrusionusingproactivesecuritymeasures.CAPMSwillbe demonstratedintheSCEAdvancedTechnologylabsat Westminster,CA.TheDOEcontractvalueis$6MwithSCE&Duke Energyofferingacostshareof$1.6Mand$1.2Mrespectively. Deliverables: x SystemRequirementsArtifact x MeasurementandValidationData x SystemTestResults x FinalProjectReport Metrics: 5a.Outagenumber,frequencyanddurationreductions 7b.Increaseduseofcosteffectivedigitalinformationandcontrol technologytoimprovereliability,security,andefficiencyofthe electricgrid(PUCode§8360) 7l.Identificationandloweringofunreasonableorunnecessary barrierstoadoptionofsmartgridtechnologies,practices,and services(PUCode§8360) 8b.Numberofreportsandfactsheetspublishedonline 8d.Numberofinformationsharingforumsheld. 8f.Technologytransfer 10a.Descriptionordocumentationoffundingorcontributions committedbyothers 10c.Dollarvalueoffundingorcontributionscommittedbyothers.

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Schedule: Q32014–Q32015 EPICFundsEncumbered: EPICFundsSpent: $1,767,758 $1,804,650 Partners: Viasat;DukeEnergy MatchFunding: MatchFundingsplit: Funding N/A N/A Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: CAPMScompletedthefollowingactivitiesin2015,innospecific order: •EquipmentwasinstalledandconfiguredintheSCEAdvanced Technologylaboratorytosupporttestanddemonstration activities. •TestsystemrequirementsweredevelopedbySCE. •Threatscenariosweredevelopedforuseinsystem demonstrationandtest. •ViaSatcompletedCAPMSsoftwaredevelopment. •Systemandsoftwareintegrationandtestingwasaccomplishedin theSCEAdvancedTechnologylaboratoryandtestreportswere developed. •Systemtestanddemonstrationwasconductedusingthreat scenariosandCAPMSresponseswereobservedandrecordedby ViaSat. •AdemonstrationwasheldfortheDepartmentofEnergyin September. •Thefinalprojectreportwasdevelopedandwillbesubmitted withtheEPICannualreportinFebruary2016.

(1) 2015 – 2017 Triennial Investment Plan Projects

1. Integration of for Advanced Automated Customer Load Management

InvestmentPlanPeriod: AssignmenttovalueChain: 2ndTriennialPlan(20152017) DemandSideManagement Objective&Scope: Thisproposedprojectbuildsuponthe“BeyondtheMeter AdvancedDeviceCommunications”projectfromthefirstEPIC

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triennialinvestmentplan,andpurposestodemonstratehowthe conceptof“bigdata”canbeleveragedforautomatedload management.Morespecifically,thispotentialprojectwould demonstratetheuseofbigdataacquiredfromutilitysystemssuch asSCE’sadvancedmeteringinfrastructure(AMI),distribution managementsystem(DMS),andAdvancedLoadControlSystem (ALCS)todeterminetheoptimalloadmanagementschemeand executebycommunicatingtocentralizedenergyhubsatthe customerlevel. Deliverables: x TBD Metrics: TBD Schedule: TBD EPICFundsEncumbered: EPICFundsSpent: TBD $14,693 Partners: TBD MatchFunding: MatchFundingsplit: Funding TBD TBD Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: TheprojectwilldemonstratetheuseofanIEEE2030.5Distributed EnergyResourceManagementSystem.Thisprojectwilllaunchin 2016.Theprojectteamplanstostartthesystemrequirements specificationinearly2016;thedemonstrationwillbeperformedin the2016/2017timeframe.

2. Advanced Grid Capabilities Using Smart Meter Data

InvestmentPlanPeriod: AssignmenttovalueChain: 2ndTriennialPlan(20152017) Distribution Objective&Scope: ThisprojectwillexaminethepossibilityofestablishingthePhasing informationfordistributioncircuits,byexaminingthevoltage signatureatthemeterandtransformerlevel,andbyleveraging theconnectivitymodelofthecircuits.Thisprojectwillalso examinethepossibilityofestablishingtransformertometer

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connectivitybasedonthevoltagesignatureatthemeterandat thetransformerlevel. Deliverables: x ValidatedTLMalgorithm x ValidatedPhaseIDalgorithm x Finalprojectreport Metrics: 3a.Maintain/Reduceoperationsandmaintenancecosts 7b.Increaseduseofcosteffectivedigitalinformationandcontrol technologytoimprovereliability,security,andefficiencyofthe electricgrid(PUCode§8360) 8d.Numberofinformationsharingforumsheld 8f.Technologytransfer Schedule: Q32015–Q12017 EPICFundsEncumbered: EPICFundsSpent: TBD $88,253 Partners: TBD MatchFunding: MatchFundingsplit: Funding TBD TBD Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: ImprovingaccuracyofTransformer/Metercorrelationmodel:The projectdemonstratedastatisticalmodelthatcorrelatesthe voltagesignatureofameterwiththatofothermetersconnected tothetransformertoidentifymismatchesandprovidea“better match”alternative.Italsodemonstratedanalgorithmthat improvedaccuracybycomparingthetimeperiodofsingle transformeroutagestosmartmeteroutageeventstoidentify incorrectlymappedmeters.Thefollowingactivitieswere completedin2015: i.DemonstrationofVoltagesignatureandsingletransformer Outageeventsalgorithmsinalabenvironmentusingsmartmeter dataof3distributioncircuits. ii.Identifieddatachallengesandlimitationsontheuseofthe algorithms.

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iii.Completedvalidationofalgorithms’resultsthrough comparisonswithfieldverifieddata.

Phaseidentificationofcustomers:Itwilldemonstratethe algorithmdevelopedincollaborativeresearchbyEPRIandSCEto identifythephaseofacustomerusingSCADA,electricalnetwork informationandsmartmeterdata.Additionally,thecollaborative researchbyUCRiversideandSCEwillbedemonstratedinthelater partoftheproject.

i.Workonthissubparthasbeenscheduledtostartin2016.

3. Proactive Storm Impact Analysis Demonstration

InvestmentPlanPeriod: AssignmenttovalueChain: 2ndTriennialPlan(20152017) Distribution Objective&Scope: Thisprojectwilldemonstrateproactivestormanalysistechniques priortoitsarrivalandestimateitspotentialimpactonutility operations.Inthisproject,wewillinvestigatesometechnologies thatcanmodeladevelopingstormanditspotentialmovement throughtheutilityserviceterritorybasedonweatherprojections. Thisinformationandmodelwillthenbeintegratedwiththe GeographicInformationSystem(GIS)electricalconnectivitymodel, DistributionManagementSystem(DMS),andOutageManagement System(OMS)functionalities,alongwithhistoricalstormdatato predictthepotentialimpactontheservicetocustomers.In addition,thisprojectwilldemonstrationtheintegrationofnear realtimemetervoltagedatawiththeGISnetworktodevelopa simulatedcircuitmodelthatcanbeeffectivelyutilizedforstorm managementandfieldcrewdeployment. Deliverables: x RFPPackage x Requirements/UseCases x MeasurementandValidationPlan x Supplier’sPilotReport x TechnologyTransferPlan x Finalprojectreport Metrics: 2a.HoursworkedinCaliforniaandmoneyspentinCaliforniafor eachproject 3a.Maintain/Reduceoperationsandmaintenancecosts 3b.Maintain/Reducecapitalcosts 5a.Outagenumber,frequencyanddurationreductions

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5c.Forecastaccuracyimprovement 5d.Publicsafetyimprovementandhazardexposurereduction 8f.Technologytransfer 9d.SuccessfulprojectoutcomesreadyforuseinCaliforniaIOUgrid (Pathtomarket) 9e.Technologiesavailableforsaleinthemarketplace(when known) Schedule: Q32015–Q22017 EPICFundsEncumbered: EPICFundsSpent: TBD $77,582 Partners: TBD MatchFunding: MatchFundingsplit: Funding TBD TBD Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: During2015,theprojectteamengagedinProjectInitiationand ProjectPlanningactivities,includingexecutionofstakeholder engagement,requirementsanalysis,vendorandmarketresearch, anddevelopmentofprocurementdocumentation.Theproject successfullycompletedcontractnegotiationswithtwocontractors andalsoobtainedapprovalfortheProjectManagementPlan.The projectisontracktoachievekeymilestonesoutlinedforQ1of 2016.

4. Next-Generation Distribution Equipment & Automation - Phase 2

InvestmentPlanPeriod: AssignmenttovalueChain: 2ndTriennialPlan(20152017) Distribution Objective&Scope: ThisprojectwillleveragelessonslearnedfromtheNextGeneration DistributionAutomation–Phase1projectperformedinthefirst EPICtriennialinvestmentplanperiod.Thisprojectwillfocuson integratingadvancedcontrolsystems,modernwireless communicationsystems,andthelatestbreakthroughsin distributionequipmentandsensingtechnologytodevelopa completesystemdesignthatwouldbeastandardfordistribution

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automationandadvanceddistributionequipment.

Deliverables: x TBD Metrics: TBD Schedule: TBD EPICFundsEncumbered: EPICFundsSpent: TBD $0 Partners: TBD MatchFunding: MatchFundingsplit: Funding TBD TBD Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: Theprojectwillinitiatetheprojectplanningphasein2016.

5. System Intelligence and Situational Awareness Capabilities

InvestmentPlanPeriod: AssignmenttovalueChain: 2ndTriennialPlan(20152017) Distribution Objective&Scope: Thisprojectwilldemonstratesystemintelligenceandsituation awarenesscapabilitiessuchashighimpedancefaultdetection, intelligentalarming,predictivemaintenance,andautomated testing.Thiswillbeaccomplishedbyintegratingintelligent algorithmsandadvancedapplicationswiththelatestsubstation automationtechnologies,nextgenerationcontrolsystems,latest breakthroughinsubstationequipment,sensingtechnology,and communicationsassistedprotectionschemes,Thissystemwill leveragetheIEC61850AutomationStandardandwillincludecost savingtechnologysuchasprocessbus,peertopeer communications,andautomatedengineeringandtesting technology.Thisprojectwillalsoinformcomplementaryeffortsat SCEaimedatmeetingsecurityandNERCCIPcompliance requirements Deliverables: x TBD

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Metrics: TBD Schedule: TBD

EPICFundsEncumbered: EPICFundsSpent: TBD $0 Partners: TBD MatchFunding: MatchFundingsplit: Funding TBD TBD Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: Theprojectwillinitiatetheprojectplanningphasein2016.

6. Regulatory Mandates: Submetering Enablement Demonstration - Phase 2

InvestmentPlanPeriod: AssignmenttovalueChain: 2ndTriennialPlan(20152017) DemandSideManagement Objective&Scope: ThisprojectexpandsonthesubmeteringprojectfromthefirstEPIC triennialinvestmentplancycletodemonstratepluginelectric vehicle(PEV)submeteringatmultidwellingandcommercial facilities.Specifically,theprojectwillleverage3rdpartymetering toconductsubtractivebillingforvarioussitesincludingthosewith multiplecustomersofrecord Deliverables: x Manualsubtractivebillingprocedureformultiple customersofrecord x 3PEfinalreport x PEVsubmeteringprotocol x Finalprojectreport Metrics: 1d.Numberandpercentageofcustomersontimevariantor dynamicpricingtariffs 1h.Customerbillsavings(dollarssaved) 3e.Nonenergyeconomicbenefits 4a.GHGemissionsreductions(MMTCO2e)

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6a.The3rdPartyEvaluator,Nexant,incollaborationwiththe EnergyDivisionandIOUs,willdevelopasetofmetricsforPhase2 tobeincludedinthefinalreport 7h.Deploymentandintegrationofcosteffectiveadvanced electricitystorageandpeakshaving technologies,includingpluginelectricandhybridelectricvehicles, andthermalstorageairconditioning(PUCode§8360) 7j.Provideconsumerswithtimelyinformationandcontroloptions (PUCode§8360) 7k.Developstandardsforcommunicationandinteroperabilityof appliancesandequipmentconnectedtotheelectricgrid,including theinfrastructureservingthegrid(PUCode§8360) 7l.Identificationandloweringofunreasonableorunnecessary barrierstoadoptionofsmartgridtechnologies,practices,and services(PUCode§8360) 8e.Stakeholdersattendanceatworkshops 8f.Technologytransfer 9c.EPICprojectresultsreferencedinregulatoryproceedingsand policyreports 9d.SuccessfulprojectoutcomesreadyforuseinCaliforniaIOUgrid (Pathtomarket) 9e.Technologiesavailableforsaleinthemarketplace(when known) Schedule: Q42015–Q32018 EPICFundsEncumbered: EPICFundsSpent: TBD $25,301 Partners: TBD MatchFunding: MatchFundingsplit: Funding TBD TBD Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: SCErecentlyinitiatedthepreparationsforthePhase2 SubmeteringPilotbyparticipatinginstakeholderkickoffmeetings hostedbyCSOD.Inaddition,theCPUChostedmeetingsthat includedtheotherIOUsandexternalstakeholders.ThePhase1

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PilotwillstartonNovember1,2016andendin18monthsonApril 30,2018.

Milestonesachieved HeldkickoffmeetingwithSCEstakeholdersandwiththeCPUC includingtheotherIOUsandexternalstakeholders. EstablishedWorkGroupstructureandscheduletoaddressPhase2 issuesandrequirementsinpreparationforfinalizingthePhase2 Tier2AdviceLetterdueJune30,2016.

7. Bulk System Restoration Under High Renewables Penetration

InvestmentPlanPeriod: AssignmenttovalueChain: 2ndTriennialPlan(20152017) Transmission Objective&Scope: TheBulkSystemRestorationunderHighRenewablePenetration Projectwillevaluatesystemrestorationplansfollowingablackout eventunderhighpenetrationofwindandsolargeneration resources.Typicallytheentirerestorationplanconsistsofthree mainstages;BlackStart,SystemStabilization,andloadpickup. TheProjectwillbedividedintotwophases:

*PhaseIoftheprojectwilladdressthefeasibilityofnew approachestosystemrestorationbyreviewingtheexistingsystem restorationplansandit’ssuitabilityforhigherpenetrationof renewablegeneration.ItwillincludeasuitableRTDSBulkPower systemtobeusedinthefirststageofsystemrestoration,black startanditwillalsoincludethemodelingofwindandsolar renewableresources.

*PhaseIIoftheprojectwillfocusononlineevaluationof restorationplansusingscenarioscreatedusing(RTDS)with hardwareintheloopsuchasgeneration,transformerand transmissionlineprotectiverelays.TheRTDSisawellknowntool toassessandevaluateperformanceofprotectionandcontrol equipment.ThisprojectintendstoutilizetheRTDScapabilitiesto evaluateanddemonstratesystemrestorationstrategieswith variablerenewableresourcesfocusingonsystemstabilizationand coldloadpickup.Furthermorealternaterestorationscenarioswill beinvestigated.

Aftertherestorationprocessisevaluated,tested,and demonstratedintheRTDSLabenvironment,arecommendation willbeprovidedtosystemoperationsandtransmissionplanning

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fortheirinputsforfurtherdevelopingthisapproachintoanactual operationaltool. Deliverables: x TBD

Metrics: TBD Schedule: TBD EPICFundsEncumbered: EPICFundsSpent: TBD $2,726 Partners: TBD MatchFunding: MatchFundingsplit: Funding TBD TBD Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: In2015,thisprojectwasauthorizedtoproceedwiththeplanning phaseoftheprojectlifecycle.Theteamhadnumerousmeetings bothwithintheprojectteamaswellaswithprojectstakeholders, sponsors,andadvisorsfromSCE’sEngineering,Planning,andGrid Operationsgroupstodevelopthedetailedscopeofworkwhich culminatedinthedevelopmentoftheProjectManagementPlan (PMP),whichaddressesthefollowing.

•AdetailedScopeofWorkstatement •Theproject’sworkbreakdownstructure(WBS)andassociated organizationstructure •Thelaborresourceplan •Aprocurementplanthatdescribesthematerialsandservices thattheprojectanticipatesneeding. •Theproject’smilestoneanddeliverableschedule •Thedetailedprojectcostestimate

ThePMPiscurrentlyinthestagesofbeingfinalizedandreviewed forapproval,whichisexpectedtohappenearlyin2016.Oncethe PMPisapproved,theprojectwillthenreceiveauthorizationto proceedtotheexecutionphaseoftheprojectlifecycle.

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8. Series Compensation for Load Flow Control

InvestmentPlanPeriod: AssignmenttovalueChain: 2ndTriennialPlan(20152017) Transmission Objective&Scope: Theintentofthisprojectistodemonstrateanddeploytheuseof ThyristorControlledSeriesCapacitors(TCSC)forloadflowcontrol onseriescompensatedtransmissionlines.OnSCE’s500kVsystem inparticular,severallongtransmissionlinesareseries compensatedusingfixedcapacitorsegmentsthatdonotsupport activecontrolofpowerflow.Theexistingfixedseriescapacitors usesolidstatedevicesasaprotectionmethodandarecalled ThyristorProtectedSeriesCapacitors(TPSC) Deliverables: x TBD Metrics: TBD Schedule: TBD EPICFundsEncumbered: EPICFundsSpent: TBD $0 Partners: TBD MatchFunding: MatchFundingsplit: Funding TBD TBD Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: In2015“SeriesCompensationforLoadFlowControl”projectwas authorizedtoproceedaccordingtoSCE’sPortfolioManagement Office(PMO)processes.Thisprojectiscurrentlyintheplanning stagetoaddressthedeliverablesandmilestonesfortheproject activities.

9. Versatile Plug-in Auxiliary Power System (VAPS)

InvestmentPlanPeriod: AssignmenttovalueChain: 2ndTriennialPlan(20152017) Distribution Objective&Scope:

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Thisprojectdemonstratestheelectrificationoftransportationand vocationalloadsthatpreviouslyusedinternalcombustionengines poweredbypetroleumfuelsintheSCEfleet.TheVAPSsystem usesautomotivegradelithiumionbatterytechnology(Chevrolet VoltandFordFocusEV)whichisalsousedinnotablestationary energystorageprojects(Tehachapi32MWhStorage) Deliverables: x TBD Metrics: TBD Schedule: TBD EPICFundsEncumbered: EPICFundsSpent: TBD $8,385 Partners: TBD MatchFunding: MatchFundingsplit: Funding TBD TBD Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: In2015aRequestforInformation(RFI)wassentto12qualified potentialsuppliersofVersatilePluginAuxiliaryPowerSystems (VAPS)withtheprimaryfunctionofelectricallypoweringvehicle airconditioningsystems.Applicabilityofsuchasystemisvery broadandincludesallofSCE’slightdutypickuptrucks(typically FordF150).FiveresponsestotheRFIwerereceived.Meetings wereheldwithSCE’sTransportationServicesDepartment(TSD)in whichbothRFIresponsesandTSDfleetelectrificationpriorities werereviewedanddiscussedindetail.InparallelwiththeRFI activityprojectsbasedonevaluatinghybridizeddrivetrainsofClass 2,5and8truckswereformallyapprovedtoproceedthroughSCE AdvancedTechnology’s(AT)ProjectSelectionProcess.Asofthe endoftheyearacomprehensiveprojectplantoprocureand evaluatesystemsaddressingeachoftheseareasinthe20162017 timeframewasunderdevelopment.

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10. Dynamic Power Conditioner

InvestmentPlanPeriod: AssignmenttovalueChain: 2ndTriennialPlan(20152017) Distribution Objective&Scope: Thisprojectwilldemonstratetheuseofthelatestadvancesin powerelectronicsandenergystoragedevicesandcontrolsto providedynamicphasebalancingaswellasprovidingvoltage control,harmonicscancellation,sagmitigation,andpowerfactor controlwhileprovidingsteadystateoperationssuchasinjection andabsorptionofrealandreactivepowerunderscheduledduty cyclesorexternaltriggers.Thisprojectaimstomitigatethecause ofhighneutralcurrentsandprovideseveralpowerqualitybenefits throughtheuseofactivelycontrolledrealandreactivepower injectionandabsorption Deliverables: x TBD Metrics: TBD Schedule: TBD EPICFundsEncumbered: EPICFundsSpent: TBD $930 Partners: TBD MatchFunding: MatchFundingsplit: Funding TBD TBD Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: In2015,theprojectteamfocusedongatheringallofthe requirementsthatwillbeneededforthedemonstrationphaseof theproject.Theprojectteamhasbeenreachingouttovendors andseveralfederalnationallabstocompletespecification documentsforhardwareandsoftwareplatforms.

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11. Optimized Control of Multiple Storage Systems

InvestmentPlanPeriod: AssignmenttovalueChain: 2ndTriennialPlan(20152017) Distribution Objective&Scope: Thisprojectaimstodemonstratetheabilityofmultipleenergy storagecontrollerstointegratewithSCE’sDistribution ManagementSystem(DMS)andotherdecisionmakingenginesto realizeoptimumdispatchofrealandreactivepowerbasedongrid needs Deliverables: x TBD Metrics: TBD Schedule: TBD EPICFundsEncumbered: EPICFundsSpent: TBD $0 Partners: TBD MatchFunding: MatchFundingsplit: Funding TBD TBD Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: In2015,theOptimizedControlofMultipleStorageSystemsproject begantoevaluatetherequirementstoalignwiththeIntegrated GridProjectandtheSCE'sEnergyStorageOwnershipInitiative (ESOI).Thisprojectwillalsoleveragerealtimecircuitinformation toautonomouslycurtailloadonthesystemandwillhavethe abilitytodisconnecttheEnergyStorageSystemsbasedon abnormalcircuitconditions.

12. DC Fast Charging Demonstration

InvestmentPlanPeriod: AssignmenttovalueChain: 2ndTriennialPlan(20152017) DemandSideManagement Objective&Scope: ThegoalofthisprojectistodemonstratepublicDCfastcharging stationsatSCEfacilitiesnearfreewaysinoptimallocationsto

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benefitelectricvehiclemilestraveled(eVMT)bypluginelectric vehicles(PEVs)whileimplementingsmartgridequipmentand techniquestominimizesystemimpact.TheTransportation Electrification(TE)Organizationisactivelypursuingseveral strategicobjectives,includingoptimizingTEfuelingfromthegrid toimproveassetutilization.Deployingalimitednumberoffast chargingstationsatselectedSCEfacilitiesthatarealready equippedtodeliverpoweratthislevel(withoutadditional infrastructureupgrade)willsupportthisobjective.Theprojectwill leverageSCE’svastserviceterritoryanditsfacilitiestohelpPEV reachdestinationsthatwouldotherwisebeoutofrange Deliverables: x TBD Metrics: TBD Schedule: TBD EPICFundsEncumbered: EPICFundsSpent: TBD $0 Partners: TBD MatchFunding: MatchFundingsplit: Funding TBD TBD Mechanism: Payfor Performance Contracts TreatmentofIntellectualProperty: SCEhasnocurrentpatentsorlicensingagreementssigned.Future IntellectualPropertyistobedetermined. StatusUpdate: In2015,thedetailedprojectplanningphasewasinitiated.Inorder todemonstratethefeasibilityandeffectivenessofinstallingfast chargingstations,initialplanninghasbeenfocusedonassessing theimpactofexistingfastchargingstationsontheelectric distributionsystem.Ateamofexpertsisbeingassembled, includingAdvancedTechnology,Engineering,ElectricSystem Planning,andPowerQuality,andequipmentisbeingspecifiedto instrumentapproximately25stations.Inaddition,theprojectwill includeaplantostudytheeffectsofassociatedstoragetoreduce systemimpact.Throughtheplanningprocess,taskdefinitionand schedulingisbeingdoneinclosecollaborationwithteamexperts. Projectplanningwasonscheduleasoftheendoftheyear.Once SCE’splaniscompleteinearly2016,TeslaMotors,anautomotive

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OEMresponsibleformuchoftheinterestinDCfastcharging,will beengagedastheprojecttransitionsintotheexecutionphase.

5. Conclusion

a) Key Results for the Year for SCE’s EPIC Program

(1) 2012-2014 Investment Plan

For the period between January 1 and December 31, 2015, SCE expended a total of

$10,745,311 toward project costs and $400,017 toward administrative costs for a grand total of

$11,145,328. SCE’s cumulative expenses over the lifespan of its 2012 – 2014 EPIC program amount to $15,731,475. SCE committed $38,444,258 toward projects and encumbered

$19,543,006 through executed purchase orders during this period; SCE has $0 in uncommitted

EPIC funding.

SCE continued project execution activities towards the approved portfolio of 15 projects;

3 of these projects were completed during the calendar year 2015. The list of completed 2012-

2014 Investment Plan projects include: 1) Cyber-Intrusion Auto-Response and Policy

Management System; 2) Outage Management and Customer Voltage Data Analytics; and, 3)

Portable End-to-End Test System. In the case of the Outage Management and Customer Voltage

Data Analytics project, SCE has decided to proceed with system-wide implementation of the tools and methods that were demonstrated as part of the project, representing a successful example of technology transfer for SCE’s EPIC program. For the other two projects that successfully completed in 2015, SCE will perform knowledge transfer of the technical findings and lessons learned to business, which will serve to inform future investment decision. In accordance with the Commission’s directives,30 SCE has completed final project reports for these 3 projects and included them in the Appendix of this annual report.

30 D.13-11-025, OP14.

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(2) 2015-2017 Investment Plan

For the period between January 1 and December 31, 2015, SCE expended a total of

$243,306 toward project costs and $320,074 toward administrative costs for a grand total of

$563,380. Since 2015 represents SCE first partial year of implementing program operations of its

2015-2017 Investment Plan, cumulative expenses over the lifespan of its 2015 – 2017 EPIC program amount to $563,380. SCE committed $22,752,151 toward projects and encumbered $0 through executed purchase orders during this period; SCE has $16,563,975 in uncommitted EPIC funding.

SCE launched 12 projects during the calendar year 2015. All 12 projects received funding commitments through SCE’s Advanced Technology portfolio management process.

b) Next Steps for EPIC Investment Plan (stakeholder workshops etc.)

During the calendar year 2016, SCE will continue to focus on successfully executing its remaining 12 approved projects as part of its 2012 – 2014 Investment Plan, and 12 approved projects as part of its 2015 – 2017 Investment Plan. Key program implementation activities will include finalizing demonstration plans and requirement specifications, initiating new procurements, continuing technology deployments in SCE’s field and lab environments, and executing rigorous testing, measurement, and verification processes.

Furthermore, SCE will continue its open dialogue with stakeholders through two planned workshops in 2016. In these workshops, SCE and the other EPIC Administrators will provide stakeholders with an update on key accomplishments and learnings obtained from their respective EPIC programs. In addition, SCE will discuss the initiatives and proposed project activities that are planned for execution under its 2015 – 2017 Investment Plan. Lastly, SCE will inform stakeholders of its plans surrounding potential contracting opportunities and direct them to the EPIC webpage for the latest information on the EPIC program.

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c) Issues That May Have Major Impact on Progress in Projects

SCE manages its EPIC program through a structured and highly disciplined portfolio management governance framework. As part of this portfolio management process, SCE performs a critical assessment of all projects on a quarterly basis to A) review the financial and schedule status of EPIC projects vis-à-vis baselined project management plans; and, B) review the technical viability, value proposition and deployment readiness for each EPIC project in light of changing market and industry dynamics.

Given the volatility that characterizes new smart grid technologies, particularly for those in the pre-commercial stage, SCE works to help ensure that its portfolio management process incorporates a real-time feedback loop to address late-breaking market developments and information. Furthermore, the launching of new corporate or regulatory initiatives31 after an investment plan has been approved by the Commission may warrant updates to certain EPIC projects as well. As a result of this process, SCE may find it prudent to enhance, revise, or cancel projects in order to accommodate and adapt to emergent regulatory directives or new industry guidance on specific technologies.

31 The CPUC’s Distribution Resources Plan is one example.

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Appendix A EPIC 1 Program Report 2013086 Outage Management and Customer Voltage Analytics



S0-%0 + #.-02TRSURZX OutageManagementandCustomerVoltageAnalytics

ReportPreparedby:SouthernCaliforniaEdison

ReportPreparedfor:TheCaliforniaPublicUtilitiesCommission

February18,2016

6#!32'4#3++ 07

SCEsuccessfullydemonstratedtheuseofmeterdataforDistributiongridbenefitsinthisEPICI1 project.Theprojectconsistedofascaledpilotdemonstrationandafeasibilitystudy.

Thescaledpilotconsistedofapproximately20,000customers’historicmeterdata(meter eventsandhourlyvoltageandconsumption)on14distributioncircuitsof12substations. Fourteenusecaseweredevelopedandsuccessfullydemonstrated.Theseusecasesaddressed voltagedeteriorationalongacircuit,voltageofastrategicnode(fuse,switch,etc.), identificationofDistributionsystemassetsoutsideofuserdefinedvoltagethresholdlimits, transformerloadevaluationandoverloadingconditionswithlossoflifeestimationusingthe IEEEstandardC57.91195,loadaggregationtoastrategicnodeupstreamofseveral transformers,outagereconstructionandreportingmodelsutilizingvoltagedataandmeter exceptions/eventdata,etc.

Thedemonstrationoccurredinanisolatedlabenvironmentandincludedinstallationofa vendor’sanalyticsplatform.Theplatformconsumedthehistoricmeterdatatoprovide metrics,graphicsandcircuitvisualizationoverlaidonSCE’scomprehensivegeographic informationsystem(cGIS).Aneasytounderstanduserinterfaceprovidedthenecessary informationforDistributionplanners,engineers,outagereportinganalystsandcustomer servicerepresentativestomakequickandinformeddecisions.Itenabledplannersand engineerstoperformquickassessmentsforTransformerLoadManagementandengineering analysisinfinerdetailthanwaspreviouslypossible.Theprojectprovidedvaluableinsightinto thetechnicalrequirementsforanenterprisewideimplementationofasimilaranalyticsand visualizationtool.

Thedemonstrationconcludedwithusertesting/evaluationbyDistributionsystemengineers andplannersandoutagereportinganalyststoeducatethemofthevalue,testthefunctionality ofthistoolandtoreceivefeedbackonopportunitiesforimprovement.Thedemonstrationof theusecaseswiththeanalyticsplatformwassosuccessfulthatSCEisproceedingwithan enterprisewidedeploymentofaplatformwithsimilarfunctionalitythatusessmartmeterdata.

ThefeasibilitystudywasonthepotentialuseofmeteroutageeventsinSAIDI/SAIFImetric calculation.Itincludedanevaluationoftheexistingoutageanalysisprocessandthechanges andbenefitsofusingmeteroutageeventswithtimestamps.Thestudyconcludedwith comparison/validationtestingbetweenusingtheexistingmethodversusmetereventstime stampsincalculatingCustomerMinutesofInterruption(basisforSystemAverageInterruption DurationIndex/SystemAverageInterruptionFrequencyIndex)valuesonasingleareaoutageas wellasforanentireDistrict.Thegeneralconclusionfromthecomparisontestingwasthat 1EPICI:ElectricProgramInvestmentChargeestablishedbytheCaliforniaPublicUtilitiesCommissioninDecision 1205037forRulemaking1110003onMay24,2012.EPICIrepresentsSCE’sfirstTriennialInvestmentPlan applicationA1211004filedforapprovalNovember1,2012,pp.3739.

i usingmetereventdatacanbeanefficientandaccuratemethodforcalculatingCMIvalues.The studyalsomaderecommendations.Theseincluded(i)automationofsomestepsoftheoutage analysisprocess,(ii)implementationofinterfacesbetweenincludingOutage ManagementSystem(OMS),OutageDatabaseandReliabilityMetrics(ODRM)andEdisonSmart ConnectDataWarehouse(ESCDW)toenablesharingofdataand(iii)conductastudytocapture outagesofmetersthatdonotgenerate(i.e.nonsmartmeters)orcommunicatemeterevents.

ThedemonstratedcapabilitytoleveragesmartmeterdatawithSCEexistingtoolsanddata systemsopensthewaytofundamentallychangehowdistributionengineersandplanners approachDistributionsystemassetandsystemmanagement.Thesedisciplineswouldliterally haveabroadviewoftheDistributionnetworkorcircuitbycircuit,enablingthemtopinpoint problemDistributionsystemassetsinaminimumamountoftime,readilyperformcomparative analysis,andtoefficientlyprioritizeDistributionsystemassetmaintenanceandreplacement.It alsohasthepotentialtoimprovetheoutageanalysisprocessinreliabilityindicesreporting.

ii -,2#,21

1 ProjectBackground...... 1 2 ProjectObjective...... 2 3 IssuesAddressed...... 2 4 ProjectScope...... 3 5 MajorTasks...... 5 5.1 DemonstrateapplicationofsmartmeterdataforT&Danalyticsandcircuitvisualization...... 5 5.1.1 DefineDemonstrationParameters...... 5 5.1.2 TheIAPDataModelandPreexistingSCEDatabases...... 6 5.1.3 ConductUserAcceptanceTests(UATs)ontheAnalyticsandtheSCM...... 7 5.2 ReliabilityIndices:ConductaFeasibilityStudyUsingSmartConnect™MeterEventData...... 8 6 Results...... 9 6.1 UATResults:T&DAnalyticsandtheSCM...... 9 6.1.1 VoltageAnalyticsforPowerQuality...... 9 6.1.2 CustomerandTransformerLoadAnalysis...... 13 6.1.3 TheSimulatedCircuitModel...... 17 6.2 FeasibilityStudy:UseSmartConnect™MeterEventsinReliabilityIndicesCalculation...... 18 6.3 SpecialImplementationIssues(particulartothetechnology)...... 22 6.4 ValueProposition...... 22 7 EPICProgramMetrics...... 23 7.1 Reduceoperationsandmaintenancecosts...... 23 7.2 ForecastAccuracyImprovement...... 24 7.3 Reducedflickerandotherpowerqualitydifferences...... 24 7.4 EnhanceOutageReportingAccuracyandSAIDI/SAIFI/MAIFICalculation...... 24 7.5 Numberofreportsandfactsheetspublishedonline...... 24 7.6 Technologytransfer...... 24 7.7 EPICprojectresultsreferencedinregulatoryproceedingsandpolicyreports....... 24 7.8 ProjectObjectives:Met...... 24 7.9 Measurementandverificationresults...... 25

iii '12-$!'%30#1

Figure1,FeederDetailScreen(VoltageContext)...... 10 Figure2,TransformerManagementDashboard...... 11 Figure3,ServicePointList...... 12 Figure4,Transformerloadingdetails....... 13 Figure5,FeederDetailswithtransformers(bigsquares)andmeters(smallsquares)identified. Transformersarecolorcodedtoindicatepercentutilization....... 14 Figure6,TransformerLoadingdetailsatanindividualcustomerandaggregatedlevel...... 15 Figure7,TransformerDashboardMapoverlaidonelectricaldistributionnetworkGIStovisuallyidentify alltransformers...... 16 Figure8,ListofTransformersView...... 16 Figure9,FeederDetails(SCMContext)...... 18 Figure10,ExistingCMIPostOutageValidationProcess...... 19 Figure11,RecommendedCMIPostOutageValidationProcess...... 20 Figure12,SAIDIValuesCompared...... 21

iv '12-$" *#1

Table1,SubstationsandCircuitsinDemonstration...... 5 Table2,SingleLineOutageAnalysisandResults...... 21 Table3,EPICMetrics...... 23

v

1 ProjectBackground Smartmeterdatapresentsavaluableopportunitytoprovideanalyticstoolsthatbenefitthe T&Dsystem.However,itwasfirstnecessarytodemonstratethatdatacollectedfromsmart meterscouldbeintegratedintoanoutagemanagementandanalyticssolution.Thisprojectwas afirststeptowardsthatmassiveundertaking.Itwasacrucialstep,basedonthesheer magnitudeofthedataavailable,thecomplexityofthesystembeingmanagedandtheprocess transformationexpected.AsweepingparadigmshiftofT&DanalyticsandOMSfullyintegrated tothesmartmeterlevel,withoutcertaintyastotheviabilityoftheapplication,wouldbe impracticalandpotentiallyflawed.

TheSCEsystemincludesfivemillioncustomersmartmetersgeneratingvoltageandusagedata at60minuteintervalsaroundtheclock,sevendaysaweek.TheSmartConnect™platformpolls themetersonceperday,thentransmitsthatdatatotheEdisonSmartConnect™Data Warehouse(ESCDW)forstorage.Thesheermagnitudeofthedatanecessitatedtheproject confineitselftoasampleofcustomersandelectricinfrastructure.

Withthedeploymentofsmartmetersthroughoutitsserviceterritory,asignificantamountof datawasbeingcollectedandstored.Theconceptofusingthemetersassensorsonthe distributionnetworkhadbeenenvisionedandspecifiedyearsagoinEdisonSmartConnect™ designspecification.Itisonlyinthelastfewyearsthatanalyticsapplicationsusingsmartmeter datawerestartingtobemarketedbysoftwaredevelopmentvendors.

Theavailabilityofenergyconsumption,serviceinterruption,andvoltagedatapresentedthe opportunityforadistributionsystemanalyticsapplication,furtheringSCE’sdrivetoward customerserviceexcellence.Thisprojectdemonstratedthatcapabilitythroughinstallationof anIntegratedAnalysisPlatform(IAP)datamodel.TheIAPDataModelwasimplemented throughapartnershipbetweenSCEanditsthirdpartyvendorsusinghistoricalmeterdata.

14usecasesonvoltageanalytics,customerandtransformerloadanalysis,outage reconstructionandasimulatedcircuitmodelweredemonstratedinascaledpilot.Thescaled pilotdemonstrationwithapproximately20,000smartmeterswasintegratedwithSCE’sGIS electricalnetworkmodel.ThesemetersweredistributedacrossSCE’sserviceterritoryand associatedwith14distributioncircuits.Theanalyticsandvisualizationsolutionutilized90days ofhistoriccustomermeterhourlyconsumptionandvoltagedataandmetereventsand exceptions.Thedemonstrationwasperformedinanisolatedenvironmentusingadatabase andserverinSCE’sAdvancedTechnologylaboratories.Themeterdatawasextractedfromthe ESCDWandstoredonthelabdatabasealongwiththerelatedGIS,infrastructureand Distributionsystemassetdataforthe14circuits.

Separately,theideaofusingsmartmeterdatainservicereliabilityindicesreportingwasalso identified.Theexistingindicescalculationprocessistimeandlaborintensiveinresearching andvalidatingreportableoutagesfromoneormoredatabases,fieldmaintenancerecords,etc. Itwasspeculatedthatmeteroutageeventscouldbeusedintheindicescalculationprocessto eliminate/reducesometimeconsumingsteps.Afeasibilitystudywouldbeneededbeforeany changestotheexistingprocesscouldbeimplemented.Thefeasibilitystudywouldincludean

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analysisofalltheexistingprocesssteps,identificationofareaswheremetereventdatacould bebeneficialandthepotentialforautomationofsomeoftheprocesssteps.

ThisprojectwasfundedbytheElectricProgramInvestmentCharge(EPIC).TheCaliforniaPublic UtilitiesCommission(CPUC)establishedtheEPICprogramMay31,2012inDecision1205037.2 SCE,asoneofthefourprogramadministrators,submitteditsfirstthreeyearinvestmentplan November1,20123pursuanttotherequirementssetoutintheCommission’sEPICProgram Decision.Thisproject,OutageManagementandCustomerVoltageDataAnalytics,wasspecified inthefilingwithinSection6.3CustomerFocusedProductsandServicesEnablementand Integration.4

2 ProjectObjective ThekeyobjectiveofthisprojectwastodemonstratehowSCE’ssmartmeterdatacouldbenefit thedistributiongrid.Toachievethatobjective,atechnologydemonstrationandafeasibility studywereconducted.Thetechnologydemonstrationincludedusingsmartmeterdatainan analyticsandvisualizationsolutionatscale.Thisprojectachievedtheobjectiveby demonstrating14Distributionsystemusecasesinananalyticsandvisualizationapplication usingapproximately20,000meterdataassociatedwith14circuits.

Thefeasibilitystudywasonusingsmartmeteroutagedatatoimproveorenhancethe reliabilityindicescalculationprocess.Morespecifically,thestudywasconductedtodetermine thebenefitsthatthemeteroutageeventsand/orexceptionsdatacouldprovidetothe reliabilityindices(SAIDI/SAIFI)calculationprocess.

3 IssuesAddressed CPUCmandatedthattheCaliforniainvestorownedutilities(IOUs)reportonservicereliability, i.e.,thefrequencyanddurationofbothsustainedandmomentaryoutages.Thisdecision directedtheIOUstocomputeserviceinterruptionstatistics:1)includingtransmission, substationanddistributionoutages,and2)excludingplannedoutages.Thesestatisticsare reportedannuallyasthreeindices:

1. SystemAverageInterruptionFrequencyIndex(SAIFI):thisindexindicatesthe averagenumberofsustainedoutagespercustomerperyear,whereasustained outageisdefinedasanoutagelastingfiveminutesormore. 2. SystemAverageInterruptionDurationIndex(SAIDI):thisindexreflectsminutes ofsustainedoutagespercustomer(onaverage)peryear.

2StateofCalifornia,CaliforniaPublicUtilitiesCommission,Phase2DecisionEstablishingPurposesandGovernance forElectricProgramInvestmentChargeandEstablishingFundingCollectionsfor20132012(Decision1205037, May31,2012). 3StateofCalifornia,CaliforniaPublicUtilitiesCommission,ApplicationofSouthernCaliforniaEdisonCompany(U 338E)forApprovalofItsTriennialInvestmentPlanfortheElectricProgramInvestmentChargeProgram, Application1211004,Sacramento,CA,November1,2012,1180. 4ApplicationofSouthernCaliforniaEdisonCompany(U338E)forApprovalofItsTriennialInvestmentPlanforthe ElectricProgramInvestmentChargeProgram,3739.

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3. MomentaryAverageInterruptionFrequencyIndex(MAIFI):thisindexreflectsthe averagenumberofoutageslastinglessthan5minutespercustomerperyear. Thecurrentprocessusedtocalculatetheindicesrequiressignificanthumanintervention, decisionmakingandcalculation.Currently,outagesmustbemanuallyresearchedandvalidated againststandardcriteriatobecounted.Intuitively,theSmartConnect™platformhasthe potentialtoperformthesecalculationswithgreateraccuracyandinamoreefficientmanner thantheexistingmanualprocess.Afeasibilitystudywasconductedtoevaluatewhethersmart meterdatacouldprovidethebenefitsofimprovedaccuracyandefficiency.

Lastly,SCE,aswithotherelectricutilities,isrequiredtodeliver,ondemand,100%ofconsumer electricalwatt(load)requirementswithinapredefinedvoltagerange.Theutilitiesmust,atthe sametime,deliverthatpoweratanoptimumpowerfactor5toconserveenergyandcontrol costs.Theinherentcomplexityoftheelectricalnetworkcombinedwiththedynamicsof consumerdemandmakemeetingthesetaskshighlychallenging.Themeanstomanagethese tasksintheelectricdistributionsystemisVoltage/VAR6control.Duetothecost,traditional technologylimitedVoltage/VARmonitoringtosubstationsandfeederlineswherehighlevel adjustmentscouldbemade.SCEdidnothavetheabilitytotrackvoltagesattheendofevery distributioncircuit—muchlessateachcustomermeter—withoutdeployingafieldtechnician. Thesmartmetersvirtuallyupendeddataandvisualizationcapability,byallowingvisualization ofvoltagedeteriorationalongacircuitbasedonsmartmetervoltagedata.Withthistypeof application,SCEwouldhavethecapabilitytodiagnoseproblems,developstrategiesto conserveenergyandreviewVoltage/VARwithsystemvisualization.

Meetingeachofthesechallengeswouldresultinenhancedcustomerserviceexcellence;but theapproachhadtobedemonstratedasviable,effectiveandefficientbeforesystemicchanges couldbeimplemented.

4 ProjectScope ThescopeofthisprojectwastodemonstratethatsmartmeterdatacouldprovideT&D operationalandreliabilityindicesreportingbenefits.Theprojectconsistedof(a)ascaledpilot demonstrationofananalyticsandvisualizationsolutionand(b)afeasibilitystudyonusing smartmeteroutageeventsforcalculatingreliabilityindices(SAIDI/SAIFI). a. Thescopeoftheanalyticsandvisualizationsolutionprojectwastodemonstrate14electric distributionssystemusecasesbyusinghistoricsmartmeterdatafromapproximately 20,000customermeterson14circuits.Ninetydaysofhistoricmeter(meterevents,and hourlyvoltageandconsumption)datawasconvertedandmergedintoastandarddatabase formatforconsumptionbytheanalyticssolutiontodemonstratetheusecases.

5Thepowerfactoristheratiooftruepowertoapparentpower. 6VoltAmpereReactiveorVARisaunitusedtomeasurereactivepowerinalternatingcurrent.

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Theanalyticsandvisualizationapplicationwasrequiredtodemonstratethefollowing functionality: 1. Deviceandtransformermonitoring,replacementandidentificationofoverloaded transformers. 2. Aninteractivesimplecircuitvisualizationmodelwithkeydevicesandnodes. 3. Historicaloutagevisualization. 4. Abilityofausertoreceiveintelligentfeedbackfromvoltagedataonacircuittomake dispatchdecisionsaboutanoutage. Thefollowingweredeliverablesoftheanalyticsandvisualizationpartoftheproject: i. SolutionArchitectureandDesigndocument. ii. Stepbystepinstructionmanual/userguidewithdetailedproductdescriptionsofall features. iii. Showcaseofapplicationfunctionalitythatmetthe14usecases. iv. Writtenassessmentoftheabilitytoreceiveintelligentfeedbackfromvoltagedataona circuitandinputfromcollectedvoltagedataatspecificpointstomakedispatch decisionsonanoutage. v.Feasibilityassessmentonusingnearrealtimedata(includingoutageandvoltagebased meterexceptions),identifyingnetworktrafficimpact,latencyofdata,etc.,for determiningnearrealtimestate/statusofkeydevicesonacircuit. vi. Onsiteproductdemonstrationandwalkthroughoftheusecases. vii.Usertraining/testingsessions(UATs),materialsanddocumentation. viii.Technicalassessmentofalternateoptionsforreliabilityindicesreporting. ix. Whitepaperontheabilitytoexportdataintoaformatforasoftwareprogram,suchas MicrosoftExcelandpowerflowmodelingsuchasCYME. b. ThefeasibilityofusingsmartmetereventsdatainthecalculationofCMIforSAIDI/SAIFIwas exploredbySCEengineersandstaff.Thescopeincludedananalysisof: 1. Eighttypesofoutagescenarios. 2. DataflowofmetereventstoESCDW. 3. Currentoutageanalysisprocess. 4. Accuracyofthemeterevents. 5. Completenessofthedatasets. 6. IntegrationofcurrentandproposedSAIDI/SAIFI/MAIFIcalculationcriteria. 7. LayoutofoutageCMIcalculationmethodology. 8. PotentialincreaseinefficiencyandaccuracyoftheSAIDI/SAIFI/MAIFIcalculation. Thedeliverableofthisfeasibilitystudywasareportdocumentingthefindingsofthescope elementsabove,andbringingforwardchallengesandrecommendations.

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5 MajorTasks Themajortasksforthisprojectwereapproachedintwoseparateefforts:(1)demonstrationof smartmeterdataforT&Danalyticsandcircuitvisualization,and(2)afeasibilitystudyofusing smartmeterdataincalculatingtheservicereliabilityindices.

5.1 DemonstrateapplicationofsmartmeterdataforT&Danalyticsand circuitvisualization 5.1.1 DefineDemonstrationParameters Distributionsystemassetsselected:SCEdeterminedthisdemonstrationprojectwouldinclude acrosssectionofsubstationsandrangeofcircuitstohelpensureasolidcrosssectionofboth Distributionsystemassetsandcustomermeterswouldbeincluded.SCE’scomprehensive GeographicInformationSystem(cGIS)projectiswhereallDistributionsystemassetsisavailable toengineersandplannersonageospatialmapofthedistributionnetwork.SincethecGISdata basewasoneofthecrucialdatabasesforthisdemonstration,wedecidedtofollowthat implementationpatternandselectsubstationsandDistributionsystemassetsfromareas wherecGISwasoperational.Circuitsfromthosesubstationswerethenselectedforinclusionin thisdemonstrationtoprovideageographicalrepresentationofSCE’scustomersand Distributionsystemassets.Theresultwasaselectionoftwelvedistributionsubstationsand fourteencircuitsasshowninTable1. Table1,SubstationsandCircuitsinDemonstration

SubstationName CircuitNames Duarte Spinks Goleta Ace Harvard Bragdon Haveda Sump Hesperia Mesquite Lancaster CrowderandOban LittleRock CalliValliandSunVillage Lucerna SkyHi Modoc Lauro Monrovia Alta Palmdale Caliber Tortilla Huevos Theapproximately20,000customerSmartConnect™metersincludedinthisdemonstration wereservedbythefourteenlistedcircuits.Asubsetofthesecustomermetersoneachside (i.e.lineandload)ofstrategicDistributionsystemnodes(junctionbox,switch,fuse,etc.)were identifiedanddesignatedtobe“bellwethermeters.”Bellwethermetersspecificallyidentified thelocationofoutagesandprovidedotheroperationaldatasuchasvoltagedeteriorationalong acircuit.

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Analyticsselected:OnlyanalyticscurrentlyusedbySCEdistributionengineers,plannersand outagereportinganalystwereconsideredforinclusioninthisdemonstration.The demonstrationoffered,forthefirsttime,dataatthecustomermeterlevelatalevelofaccuracy notpreviouslyavailable.TheT&Danalyticsselectedforthisscaledpilotdemonstrationproject were: 1)Evaluateloadonanexistingtransformer. 2)Detecttransformeroverloadconditions. 3)Detectandanalyzevoltageanomaliesandcomplaints. 4)Performloadswitchingcalculations. 5)Recreateandvisualizecircuitvoltageprofiles. 6)GraphicallyvieweachcircuittodeterminethestatesofDistributionsystemassets. 7)Visuallyreconstructanoutageanditsrestoration. 8)Assessthestateofkeycircuitdevicesongeospatialmaps. 9)Dataexporttoreportapplicationsandforotheranalysisnotincludedinthisproject. 5.1.2 TheIAPDataModelandPreexistingSCEDatabases IAPDataModelDemonstration ThisdemonstrationrequiredafrontendsoftwareplatformtointegrateSmartMeter™data withSCEoperatingdatabases(e.g.theelectricdistributionnetworkGIS).Thissoftware,called anintegratedanalysisplatform(IAP),wasintendedtoenableengineersandplannersto aggregatesmartmeterdatatothecircuitorfeederlevel,orto“drilldown”toindividualmeter locations,dependingupontheanalyticsbeingperformed.TheIAPachievedthegoaland providedengineersandplannerswithvisualizationanddashboarddatapresentations. Inthisscaledpilot,theIAPdemonstrationwasperformedusinghistoricalmeterdatafrom approximately20,000customermetersconnectedtofourteencircuitsinSCE’sserviceterritory. ThedatawasloadedontoSCE’sAdvancedTechnologylabserversalongwiththecircuitlayouts fromcGIS.Threemonthsofcustomers’historichourlyconsumption,voltageandmeterevents datawasused.TheIAPwaspreconfiguredtoacceptandutilizethisdata. TheIAPwasalsoconfiguredtorecognizetwotypesofevents:metereventsandanalytic events.Metereventsarecreatedbythemetersuchasanoutageorahighorlowvoltage thresholdisexceeded.AnalyticeventsaregeneratedbytheIAPastheresultofanalyzing incomingreadingsplusmetereventsandrecognizingpatternsinthedata.Analyticeventswere definedbytheengineersandplannersoveroperatingrangeswithupperandlowerlimits.Much ofthereportingintheIAPdashboardswasbasedonanalyticevents. SimulatedCircuitModel(SCM): ThevisualizationcapabilityoftheIAPwasusedtooverlaysmartmeterdataontheelectric networkcGIS,givingdistributionengineersandplannersageospatialtooltorapidly:

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1)Visualizethestateofkeydevicesonadistributioncircuitsegmentusinghistoric voltagedataandmeterevents/exceptionsfrombellwetherSmartConnect™meters; 2)Assessthestatusofkeydevicesusingvoltagedatafrombellwethermetersand generateanareawideheatmapandviewofkeydevicestates;and 3)Reconstructoutagesandrestorationtiming,andthengenerateoutagereports utilizingvoltageandmeterevents/exceptionsdata. 5.1.3 ConductUserAcceptanceTests(UATs)ontheAnalyticsandtheSCM Theanalyticsincludedinthisprojectweregroupedintothreecategories:voltageanalyticsfor powerquality,customerandtransformerloadanalysisandtheSCM.UATsweredevelopedas testcontrols,reflectingthetypicalanalysisperformedbydistributionsystemengineers, plannersandgridoperationsanalystsrangingfromaddingnewloadtoatransformer,voltage degradationalongacircuittoreconstructingoutagetimelinesforreportingpurposes.TheIAP datamodelwastestedforperformanceagainstthissetofusecasesthatreflectedT&Danalytic tools,circuitvisualizationandoutagemanagementneeds.TheUATsweretheactualstepby stepteststodeterminecapabilityofthemodeltousesmartmeterdataforT&Danalytics. Distributionengineersandplannersinthesetests: x Evaluatedthevoltagedataattheendofacircuitandatseveralstrategicnode locationsalongacircuit.Thedatawasthenanalyzedtodemonstratethetypes ofproactivedecisionsplannersandengineerswillmakeonpowerflowand qualityanalytics,includingpotentialcapacitorbanklocation(s)atstrategic pointsalongacircuit. x Evaluatedtheenergyconsumptiondatastartingwiththeendpointcustomers andaggregatingittothetransformerandcircuitlevel.Thedatawasthen analyzedto: 1)AssesstheDistributionsystemassetloadingconditionsoftheelectrical network, 2)Providecomparisonstonameplateratings,and 3)Presentloadingstatusintheformofheatmapvisualization. x Visuallyreviewedthestatusindicationofdistributioncircuitsbasedon strategicallyselectedbellwethermeterdatabeingcollected,analyzedand integratedwiththeelectricnetworkGIS. SomeUATexamplesincluded: UseCaseCategory:Voltageanalyticsforpowerquality UseCase2,Analytic:Identifyoverloadedtransformerstodetermineifaservice transformeriscausinghighorlowvoltageatthecustomerlevel. ExpectedResult2a:Theuser(distributionengineerorplanner)viewedhistorical voltagedatageneratedbysmartmetersconnectedtoatransformer.This

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enabledtheusertoidentifyanypatternofhighorlowvoltagereadingswhich couldpointtoanoverloadedtransformer. UseCaseCategory:Customerandtransformerloadanalysis UseCase6,Analytic:Evaluateunplannedadditionalloadatthetransformerlevel (e.g.newelectricvehicleload). ExpectedResult6c:Theuserviewedcustomerconnectedloadprofilesfora selectedtransformertodetermineaggregatedkWhloadonthattransformer.

UseCaseCategory:SimulatedCircuitModel(SCM) UseCase11,Visualization:Reviewtheoperatingstatusofkeydevicesonthe distributionnetworkusingbellwethermetervoltagedata,displayedasan overlaytoSCE'selectricalnetworkGIS. ExpectedResult11a:TheSCM,foraselectedcircuit,displayedasingleline diagramwithkeydevicelocationsandpreviousdayvoltageprofilesforeach device.

TheUATs,intotal,included12analyticsandvisualizationswith30expectedresults.

ThisdemonstrationwasconductedusingSmartConnect™customermeterdataandSCE operatingDistributionsystemcircuitinformation.Sincepublicationofthefulldocumentsinthis projectwouldpotentiallycompromisetheprivacyofSCEcustomersandsecurityofSCE Distributionsystemassetstheyarenotincludedinfull.Allgraphicsincludedinthisreporthave beenalteredtoobscurecustomerspecificandDistributionsystemassetspecificlocation information.

5.2 ReliabilityIndices:ConductaFeasibilityStudyUsingSmartConnect™ MeterEventData Wheneverasmartmeterexperiencesanoutage,aprimarypowerdowneventiscreatedand storedinthemeter.Likewise,whenpowerisrestored,aprimarypowerupeventiscreated andstoredinthemeter.Eachmetereventisdateandtimestampedalongwithitsunique meteridentifier.Metereventsareretrievedonceaday(whenpowerisrestored)andstoredin ESCDW.Giventheavailabilityofmetereventdatafromeachmeteritwouldbepossibleto calculatecustomerminutesofinterruption(CMI)ofanoutage.Usingsmartmeterdatato calculateCMIcouldpotentiallyimproveaccuracyandefficiencyinthecurrentmethodology.A feasibilitystudywasneededtoevaluatethevalidityofthesepotentialbenefits. Thefeasibilitystudyincludedfivesteps: 1)Postoutageanalysisprocessimprovementstudy Documentthecurrentpostoutageanalysisprocesstoidentifypotential efficiencyand/oraccuracyimprovements. 2)Meteroutageeventsdataflowimprovementstudyandmetertimestampaccuracy Verifytheaccuracyofbothmetereventsdataandthemetertimestamp(asto thetimingoftheserviceinterruptionevent) 3)LayouttheCMIcalculationmethodologyusingsmartmeterdata

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ProvidetheCMIcalculationprocessusingsmartmeterdata. 4)TestCase1: ComparepreviouslyverifiedsingleincidentCMIvaluestoCMIvaluescalculated bymetertimestampsandidentifythebackendchangesneededwithdifferent typesofoutages. 5)TestCase2: DemonstratescalabilityofthemethodologychangesinTestCase1usingthe districtofSantaBarbara.

6 Results TheT&DanalyticsandSCMdemonstrationprojectandthereliabilityindicesfeasibilitystudy provedsmartmeterdatacanbeusedtoincreasedatamanagementefficiency,increase reliabilityandimprovereportaccuracy.Theintegrationofsmartmeterdataandabilityto visualizethedistributionnetworkwillfundamentallytransformvoltageanalytics,customerand transformerloadanalysis,outagemanagementandreliabilityreporting.

6.1 UATResults:T&DAnalyticsandtheSCM TheUATsteppeddemonstrationswereconductedintheSCEAdvancedTechnologylaboratory. Thisprovidedacontrolledenvironmenttohelpensureeachstepwasconsistentlyfollowed. 6.1.1 VoltageAnalyticsforPowerQuality Therewerefourvoltageanalyticsselectedforthedemonstration.Eachofthefourwas identifiedasasequentiallynumberedUseCase. UseCase1:Reviewthevoltageprofileofstrategicnodes7alongadistributioncircuitto evaluatecapacitorbankplacementrequirementsbasedonvoltagedeterioration.As proofthatsmartmeterdatacanbeusedtodemonstratevoltagedeteriorationalonga circuittwospecificExpectedResultswerespecifiedthat,incombination,allowedthe usertoa)reviewthevoltageofselectedbellwethermetersoneithersideofakey deviceonacircuit,andthusb)determinethevoltageprofileandanydeteriorationfrom thesubstationtotheendpoint.Theexpectedresultsweresuccessfulineveryinstance ofthetest.Fig.1showsthescreenavailabletotheuserfordeterminingtheExpected Results.Allthegraphicsareinteractiveandsoclickingonanicon,abaronagraph,etc. willtakeyoutoanotherscreenwithmoredetails.Startingfromthetop,theblue lightningbolticonindicatesatransformerwithlowvoltagelocatedonthecGISmap. Thesecondgraphshowsthesecondaryvoltageprofileovertimewheremaximum(red), minimum(blue)andaverage(green)voltageofthetransformer.Thesecondgraphfrom thebottomshowsmaximum(red),average(green)andminimumvoltageoperating bounds.Thebottombargraphisthenumberofservicepoints(meters)withlow

7Astrategicnodeisdefinedasselectedelectricalconnectionsonacircuit,typicallyafuse,switch,junctionboxetc.

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voltagealarms.Thesameexercisecanbeperformedforhighsecondaryvoltage(red icons)alarmingtransformers.

Figure1,FeederDetailScreen(VoltageContext)

UseCase2:Determineifaservicetransformerloadiscontributingtohighorlowvoltage atthecustomerlevel:identifytransformersthatareoverloadedinthesystemand comparethevoltageofcustomersconnectedtoaselectedtransformerforpotential powerqualityissues.TherewerethreeExpectedResultsthatallowedtheuserto:a) view,onasystemwidebasis,historicaldatafromsmartmetersconnectedtoa transformertoidentifyanypatternofhigh/lowvoltagereadingstolocateoverloaded transformers,b)identifyoverloadedtransformerswithinaregionbyenteringhighand lowvoltagethresholds,andc)selectindividualtransformersandreviewvoltageprofiles ofallcustomersattachedtotheselectedtransformertoidentifyhighorlowvoltage abnormalitiesatthecustomerlevel.TheTransformerManagementDashboard(Fig.2) provideddatathatalloweduserstocompletetheiranalysisforallthreeExpected ResultsinUseCase2.Startingfromthetop,thenumbersintheredandambericonson themaprepresentthenumberoftransformersexperiencingpeakutilizationofover

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150%(red)towithin80%120%(amber)ofnameplaterating.Thecolorbarinthe bottomofthewindowindicatesthepercentpeakutilization.Thebargraphinthe middleindicatespercentpeakutilizationofeachtransformer.Eachbarrepresentsa transformer.Thethirdgraphisahistogramofpercentutilizationversusthenumberof transformers.Fromlefttoright,therangeisfrom5%peakutilizationtomorethan 200%peakutilization.

Figure2,TransformerManagementDashboard

UseCase3:IdentifyDistributionsystemassetsoperatingoutsideofuserdefinedvoltage limitsthroughtheGISdatavisualizationtool(i.e.theSCM).TwospecificExpected Resultswereselectedtodemonstrateproofsmartmeterdatawouldprovidetheuser withvisualizedvoltagedata:a)onahistoricalbasisforcomparativetimeperiodsforany customer,andothercustomersinthevicinityonthesamecircuit,andb)asacolorheat map(green,orange,orred)basedonvoltagethresholdsenteredbytheuser.Users affirmedboththeseExpectedResultsweremetusingFeederDetailsScreen,Fig.1.

UseCase4:Demonstratetheabilitytoexportdataintheproperformatfordata manipulationinotherpowerandnonpoweranalysistools.ThereweretwoExpected Resultsforthisstraightforwardtest:a)usercanexportdataintoaformatthatcanbe manipulatedinasoftwareprogram,suchasMicrosoftExcel,togenerateadditional reportsandanalysisforpurposesotherthanpoweranalysis,andb)usercanexportdata

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intoaformatthatcanbemanipulatedinapowerflowmodelingsoftwaresuchasCYME. ThisfunctionalitywasdisplayedontheServicePointList(Fig.3)wheretheuserentered aquery;theresultsweredisplayedonamapwithalist/datatableandtheabilityto exportthedatainvariousformat.

Figure3,ServicePointList Note:ThisfigurehasbeenalteredfromtheoriginaltoobscurespecificcustomerandDistributionsystemasset information

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6.1.2 CustomerandTransformerLoadAnalysis ThesecondUseCaseCategory,CustomerandTransformerLoadAnalysis,includedfour analyticsfordemonstration.AswiththeVoltageAnalyticsUseCases,eachwasasequentially numbered(continuedfromtheVoltageAnalyticsUseCasenumbers)UseCase.

UseCase6:8Providedtheabilitytoevaluateloadadditionatthetransformerlevel.This analytichadsixExpectedResults:a)userwasabletoidentifyaspecifictransformeron SCE’sGISelectricalnetwork,b)userwasthenabletoquerythetransformertoverifyall thecustomersconnectedtothetransformer,c)thenviewedthecumulativeload (aggregatedcustomerloadprofilesfromsmartmeterdata)onthetransformerinkWh, d)andthenviewedthetransformerloadprofilesfora24hourperiod,aswellfora givenhistoricaldurationuptoayear,ande)viewedthesamedataconvertedtoakVA loadprofile,alsofora24hourperiodandagivenhistoricaldurationuptoayear;lastly, f)theuserhypotheticallyaddedkVA(i.e.fornewservice)toevaluateimpactof additionalloadonthetransformer.

TheTransformerDetailsdisplayedinFig.4enableduserstocompletetheiranalysis. Startingfromthetopleftisthetransformer(greenicon)locationoncircuitmapwithits associatedmeters(greensquares).Onthetoprightistransformerrating(horizontal line)withcustomer(amberlines)andaggregatedload(greenline)profilesovertime. Similarly,belowisthecustomerandaggregatedvoltageswithuserdefinedlimits (horizontallines).Thepiechartindicatespercentageofindividualcustomerloads contributingtothetotalloadonthetransformer.

Figure4,Transformerloadingdetails. Note:Figurehasbeenalteredfromtheoriginal:streetnameswereredactedtopreservecustomerprivacy 8UseCase5wasdeletedandtheExpectedResultswereincorporatedintootherUseCases.

13|Page UseCase7:Providedtheabilitytoviewaggregateloadandgenerateloadprofilesofstrategic nodesupstreamofmultipletransformersbyaggregatingloadfromthecustomermetertothe transformertothestrategicnodealongthesamefeeder.ThisUseCaseincludedfourExpected Resultstodemonstratethisusecase.Theuser,ineachexpectedresult,wasableto:a)identify strategicnodes(redarrow)alonganygivendistributioncircuitonSCE’scGISelectricalnetwork, b)aggregatethecustomerloadsandgenerateloadprofilesforthetransformersconnectedtothe strategicnodealongaselectedcircuit,c)viewtheloadprofilesfora24hourperiodaswellfora givenhistoricalduration,butnomorethanayear,andthend)viewthesamedataconvertedinto akVAloadprofile,againforeithera24hourperiodorahistoricaldurationexceedingayear.The FeederDetailsScreen(DistributionsystemassetContextversion)page,Fig.5,depictstheview usedtodemonstratethisUseCase.

Figure5,FeederDetailswithtransformers(bigsquares)andmeters(smallsquares)identified. Transformersarecolorcodedtoindicatepercentutilization.

Note:Figurehasbeenalteredfromtheoriginal:streetnamesandtransformerIDwereredactedtopreservecustomer privacy.

UseCase8:Identifytransformersatriskofoverloadbasedonacomparisonofaggregatedpeak kVAloadandtransformernameplaterating.TherewerethreeExpectedResultstoprovethisUse Case.Theuser,inthethreetests:a)reviewedtransformerloadprofilesatagivenpointintimeto determineiftherating(15kVA–horizontalgreenline)ofthetransformerisadequatetohandle thecurrentloadprofile,b)comparedtheloadprofiletoanacceptableloadthresholdbasedon SCEdistributionloadingstandards,andc)comparedtheloadprofiletoanacceptableload thresholdbasedonthetransformernameplaterating.TheTransformerDetailsScreenLoad ReadingsChart,Fig.6,showsthegraphicalpresentationfortheloadreadingsandthedata details.

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Figure6,TransformerLoadingdetailsatanindividualcustomerandaggregatedlevel

UseCase9:GenerateanareawideheatmapvisualizationtoidentifypotentialDistribution systemassetsatriskbasedontheloadprofilesatthetransformerandcircuitlevel.Expected ResultsforthisdemonstrationteststatedtheUserwouldbeableto:a)enteruserdefinedcriteria similartothatusedforUseCases13toidentifypotentialtransformersatrisk,andb)generatea transformerheatmaplayeredonSCE’sGISelectricaldistributionnetworktovisuallyidentifyall transformersinnormal,atrisk,orabnormalloadconditions(green,yelloworredstatus indicators).ThevisualdisplaywasshownastheDistributionsystemassetManagement Dashboard,Fig.7.

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Figure7,TransformerDashboardMapoverlaidonelectricaldistributionnetworkGIStovisually identifyalltransformers

UseCase10:Demonstratetheabilitytoexportdataintheformatsfordatamanipulationinother powerandnonpoweranalysistools.ThereweretwoExpectedResultsforthisstraightforward test,paralleltotheExpectedResultsinUseCase4:a)usercanexportdataintoaformatthatcan bemanipulatedinasoftwareprogram,suchasMicrosoftExcel,togenerateadditionalreports andanalysisforpurposesotherthanpoweranalysis,andb)usercanexportdataintoaformat thatcanbemanipulatedinapowerflowmodelingsoftwaresuchasCYME.TheTransformerList Viewprovidedanexportoption,includingnameplatekVA,peakkVA,percentlossoflifeoverthe daterangenumberofservicepointsandnumberofphasesobserved,amongotherfields,as showninFig.8,ListofTransformers.ThisViewalsoallowedselectionofformats.

Figure8,ListofTransformersView

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6.1.3 TheSimulatedCircuitModel TheSCM’sstrengthwasinthevisualizationofelectricalnetworkthroughsmartmeterdataata highlevelviewwiththeabilitytodrilldowntothesmartmeterlevel.ThisUseCaseCategory includedthreevisualizationstotesttheapplicationofsmartmeterdatatoT&Doperations, includingoutagemanagement.TheUseCasesherearesequentiallynumbered,continuingfrom thepreviousUseCaseCategory.

UseCase11:Visuallydisplaythestateofkeydevicesonadistributioncircuitsegment usinghistoricvoltagedataandmetereventsorexceptionsfrombellwether SmartConnect™meters.TherewerefiveExpectedResultsforthisvisualization:a)the SCMoverlaidasinglelinediagramofacircuitwithkeydevicesandtheirrespective voltageprofilesforthepreviousdayovertheGISelectricalnetwork,b)userselecteda daterangeforvoltageprofiles,c)systemanalyzedandprocessedthevoltagedatafrom thebellwethermeters(previouslyidentifiedforeachcircuit)alongwiththe geographicalboundariesthemeterswerein,anddeterminedthestatusofthe geographicalareaforthetimeperiodselected,thend)theuserwasabletoplayback thelast30daystovisuallynoticethechangeofthestatusofthegeographicalareas duringthetimeperiod,ande)theuserwasabletothenplaybackthelast30daysto visuallynoticethechangeofthestateofthedevicesduringthetimeperiod.Thesetests wereperformedusingtheFeederDetails(SCMContext)screen,Fig.9.

UseCase12:GraphicallyrepresentthestatusofkeydevicesontheGISelectrical networkusingvoltagedatafrombellwethermeters.Basedonthevoltageprofilesatthe transformerandcircuit,generateanareawideheatmapvisualizationtoidentifystate ofkeydevices.TherewerefourExpectedResultstodemonstratethiscapability:a)the applicationinteractswiththeGISelectricalnetworkandloadsasinglelinediagramof thecircuitwithkeydevicesandtheirrespectivevoltageprofilesforthepreviousday,b) userselectedatimeperiodforthemodeling(e.g.,last30days),c)thesystemanalyzed andprocessedthevoltagedataforthebellwethermeters(previouslyidentifiedforeach circuit)alongwiththegeographicalboundariesthemeterswereinanddeterminedthe statusofthegeographyforthetimeperiodselected,andthend)theuserwasableto playbackthelast30daystovisuallynoticethechangeofthestatusofthegeographical areasduringthetimeperiod.ThesefourExpectedResultsalsowereprovenusingthe screenshowninFig.9,FeederDetails(SCMContext)

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Figure9,FeederDetails(SCMContext)

UseCase13:Provideoutagereconstructionandreportingmodelsutilizingvoltagedataand meterexceptions/eventdata.TheIAPwasabletorecreateoutages,restorationtiming,and customercountsthenassociatethatdataonavisualdisplay.TherewerefourExpectedResults associatedwiththisfunction:a)TheIAPwasabletoretrievemeteroutageandrestoration eventsfromthedatabase(Teradataorothers);providedavisualizedreplayoftheoutage sequenceusingoutagestartandrestorationtimestamps;displayedthatdataontheGISmap withheatmapfunctionality,whichallowedb)theusertoviewtheoutageonasingleline circuitmap,alongwiththeenergizedstatusofalldistributionsystemassetsbyvirtueoftheir associatedbellwethermeters,enablingc)theusertoscrollthroughtheoutageeventtosee timelineofthestartoftheoutagetothetimeindividualdeviceswerereenergized,andfinally allowedthed)usertoexportrestorationtimingandcustomercountsforaselectedoutage, whichcanbeusedforoutagereportingmetrics,includingthereliabilityindices.Thesetestsalso wereperformedusingthescreenshownaboveinFig.9,FeederDetails(SCMContext).

6.2 FeasibilityStudy:UseSmartConnect™MeterEventsinReliabilityIndices Calculation ThefeasibilitystudywaslaidoutasafivestepprocessasdescribedunderMajorTasksin section5.2.Thestudyfocusedonasingleindex(SAIDI)toperformtheanalysisandconductthe twotestcases. 1) Postoutageanalysisprocessimprovementstudy: AnalysisofthecurrentPostOutageCMIValidationprocess(Fig.10)showedtheprocess tobehighlylaborintensive;usinganalysttime.TheSimulate,UpdateandConfirmsteps

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belowarethemostlaborintensivesteps.Itwasbelievedtheselaboriousstepscouldbe replacedandmademoreefficientbyusingsmartmeterdata,butitwasnecessaryto firstconfirmtheaccuracyofthemeterdataandidentifyanyconflictsbetweendata systemsbeforerecommendingprocesschanges. CURRENTCMIVALIDATIONPROCESS

Figure10,ExistingCMIPostOutageValidationProcess

2) Meteroutageeventsdataflowimprovementstudyandmetertimestampaccuracy: Thesmartmetereventtimestampsandrecordsprovedtobeaccurate,dependableand consistent.Theintegratedsystems,however,presentedchallengesthatrequired engineeringinterventiontoresolve. 3) DevelopCMIcalculationmethodologyusingsmartmetereventdata: Initially,itwasanticipatedsmartmeterdatawouldreadilyenableCMIcalculation automation.SystematicanalysisoftheCMIcalculationprocessandthevariousdata systemsaccessedforinputmadeitclearthatfullautomationwouldrequireamore extensiveinvestmentthananticipatedforworkonmajorsystems(i.e.OMS,ESCDWand ODRM). Ahybridalternativetofullautomationwasidentified.Itwouldusesmartmeterevent dataandwouldnotrequirefullintegrationofthedatabases.Whileitwouldremovethe mostlaborintensive(simulate&update)steps,thisalternativewouldrequire reconstructionofthecurrentmeteroutageeventsreportingtool.Afteranalysisofthe twoTestCaseswascompleted,thisbecametherecommendedCMIValidationProcess change. RecommendedSolution:Thehybridsolutionwouldgenerateanoutagereportbasedon metereventswithmanualinputofreportableeventsinformation.AsshowninFig.11 below,thissolutionhasthepotentialtoreduceengineeringintervention.

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RECOMMENDEDCMIVALIDATIONPROCESS

Figure11,RecommendedCMIPostOutageValidationProcess Includestheverifyandupdatestepsautomated;manualinputofoutageinformation 4) TestCase1:comparisonofverifiedsingleincidentCMIvaluestoCMIvaluesusingmeter eventtimestamp ThisstepoftheFeasibilityStudycomparedtheCMIcalculationsmadethroughthe ODRMversustheSmartConnect™meterevents.Theresultsofthisanalysisareshownin Table2below.EightsingleoutagesandthecalculatedSAIDIindexwereincludedinthe analysis.InsixoftheoutagesthecalculatedCMIdifferenceswerewithin0.1% concludingthatindividualmeteroutageeventscalculatedSAIDIvaluesveryclosetothe ODRMSAIDIvalues.Notethatcolumns1–3arebasedonnonuseofsmartmeterdata (1)tocompleteuseofsmartmeterdata(3).Alsonotethat“3Normalized”aremeter countsadjustedtoaccountfordiscrepanciesbetweendatabases.

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Table2,SingleLineOutageAnalysisandResults

5) TestCase2:demonstratescalabilityofthemethodologyperformedinTestCase1with thedistrictofSantaBarbara. TheindividualoutagemetereventsweredeemedveryclosetotheODRMSAIDIvalues onanetworkwidebasis.Whenexpandedtothedistrictlevel,however,theimpactof legacymetersismuchlargerduetotheeffectofcommercialandindustrialcustomers onasmallercustomerbase.Outageanalysisusingsmartmeterdatacanbescalableand abletocoveramajorityofalloutagesatthedistrictlevel.Evenconsideringtheimpact ofcommercialandindustrialcustomersonthedistrictlevelanalysis,therewasstilla 17%improvementintheSAIDImetricusingsmartmeterdatacomparedtoODRM calculationsasshowninFig.12.

Figure12,SAIDIValuesCompared

Note:Atotalof1,634UniqueCustomersweremissingduetononITRONand noncommunicatingmeters,accountingfor10.1%ofthetotal26.7%difference betweenMeterEventsCMIandODRMCMI.

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Thefeasibilitystudydemonstratedthatexpandinguseofsmartmeterdatatoother applicationswillrequireadditionaleffort.Whileimmediatelaborefficienciescanbecaptured andreportingaccuracypotentiallyincreased,othersystemicchangeswilltypicallybenecessary toachievefullintegrationofsmartmeterdataintoreliabilityreporting.Communicationstiming betweendatabases,dissimilarsmartmeterconfigurations,anddivergentusesofshareddata areexamplesofchallengesthatmustbeovercometofullyobtainthebenefitsofautomated reliabilityreporting.

6.3 SpecialImplementationIssues(particulartothetechnology) Thisdemonstrationprojectbroughtintoclaritytwochallengesthatwillneedtobeaddressed bySCE,andanyelectricutility,andintendstointegratesmartmeterdatawithT&Doperations andmanagement. First,T&Dsystemsandprocesseshavetypicallybeendevelopedovertheyearsfordifferent purposes.Smartmeterdatahasalotofpotentialbutwouldrequireareassessmentofthese processesandsystemstoabsorbandcorrectlyutilizethedata.Additionally,anydifferencesin thesystemsbeingintegratedorthedatabeingusedmustbeequalizedtoavoidconflicts. Second,thechallengetointegrateaworkingelectricdistributionGISsystemwithsmartmeter datacannotbeunderstated.ItrequiredasignificanttimeinvestmentbySCEthirdparty vendorstomakethisaspectofthedemonstrationworkable.

6.4 ValueProposition ThisprojectdemonstratedthatsmartmeterdatacanbeusedtoprovideT&Doperationaland reliabilitybenefits.Itmayalsohavethepotentialtoincreasetheefficiencyandaccuracyin reliabilityreportcalculations.Electricservicereliabilityhasthepotentialtodramatically increaseasapplicationsusingsmartmeterdataaremadeavailable.Approachestoaddress voltagefluctuations,transformerlossoflife,outages,andunplannedloadincreasesor decreaseswillchangefromreactivetoproactive.Theprojectdemonstratedtoolsthat engineersandplannerscanutilizetovisualizeandanalyzeelectricdemandandtakeactionto protecttheDistributionsystemassetsfromunplannedfailureandoutages.Asanexample,the IAPdemonstratedthetransformerloadanalysistool.Thistoolhasthepotentialtoimprove reliabilitybyidentifyingallseverelyoverloadedtransformers.Aproactiveplannedapproach canthenbetakentoreplacethesetransformersbeforefailure.Thisplannedapproachalsohas thepotentialtoalsoreducecost,incurredfromfailuresduringnonbusinesshoursor environmentalandsafetybenefitsderivedfrompreventingcatastrophicfailure.Additionally,it willalsoenableengineersandplannerstooptimizetransformeroperationtoachievethereturn oninvestmentthatwasinitiallyplannedwhenthetransformerwasplacedinservice. Therearealsosocietaleconomicbenefitsanticipatedasthisnewgenerationoftoolsis incorporatedintoDistributionoperations.Theeconomicimpactofserviceinterruptionson customersisgenerallynotmeasuredunlesstheoutageispervasive.Thatisnottosaythe societalcostsofserviceinterruptionsarenotincurred,onlythattheyaredifficulttomeasure. Unplannedoutagesdisruptcommerceatalllevels,interruptthecontinuousflowofsocietyand

22|Page createunsafepublicconditions.Reducingserviceinterruptionsandimprovingvoltagestability willhaveadirect,positiveimpactonsociety.

7 EPICProgramMetrics TheEPICMetricsforthisprojectwereselectedasshowninTable3. Table3,EPICMetrics

D.1311025,Attachment4.ListofProposedMetricsandPotentialAreasof Measurement(asapplicabletoaspecificprojectorinvestmentareain appliedresearch,technologydemonstration,andmarketfacilitation)

3.Economicbenefits

a.Maintain/Reduceoperationsandmaintenancecosts See7.1

5.Safety,PowerQuality,andReliability(Equipment,ElectricitySystem)

c.Forecastaccuracyimprovement See7.2

f.Reducedflickerandotherpowerqualitydifferences See7.3

6.OtherMetrics

a.EnhanceOutageReportingAccuracyandSAIDI/SAIFICalculation See7.4

8.Effectivenessofinformationdissemination

b.Numberofreportsandfactsheetspublishedonline See7.5

f.Technologytransfer See7.6

9.AdoptionofEPICtechnology,strategy,andresearchdata/resultsbyothers.

c.EPICprojectresultsreferencedinregulatoryproceedingsandpolicyreports. See7.7

7.1 Reduceoperationsandmaintenancecosts TheutilitywillhavemuchtogainasDistributionsystemassetlifewillbeextendedthrough voltageandtransformerloadmanagement.Unplannedoutageswhicharecurrentlyhighly laborintensiveprocessesmaybeavoided.Operatingandmaintenancecostswillbeloweras Distributionsystemassetlivesareoptimizedandextendedthroughimprovedplanning.As demonstratedintheUseCaseCategorycustomerandtransformerloadanalysis,engineers andplannerswouldbeabletousethesetoolstoidentifyandvisualizeoverloadedtransformers andtaketargetedcorrectiveaction.

23|Page

7.2 ForecastAccuracyImprovement ThevoltageanalyticsdemonstrateduseofsmartmeterdatatoenhanceT&Dengineersand plannerstoolset.Usingthevoltageprofilesandsystemvisualizationtoolsinthis demonstration,engineerscouldidentifyoverloadedtransformersenablingthemtodirect correctiveactionsbeforeequipmentfailurewouldhaveoccurred.

7.3 Reducedflickerandotherpowerqualitydifferences Thisprojecttargetedvoltageanalyticsforpowerquality.Itsuccessfullydemonstratedthe abilitytoevaluatecapacitorbankplacementbasedonvoltagedeteriorationalongacircuit. EngineerswereabletodemonstratetheIAP’scapabilitytoreviewandvisualizevoltageprofiles, anddeteriorationfromasmartmeterattheendofthecircuittothesubstation.Engineers werealsoabletovisualizethelocationsofoverloadedtransformersonaGISmap;enabling themtotargetvoltageproblemsandtakeactionbeforeafailureoccurred.

7.4 EnhanceOutageReportingAccuracyandSAIDI/SAIFI/MAIFICalculation ApplicationofsmartmeterdatatothereliabilityindicescalculationscanimproveCMImetrics. Thelevelofaccuracyandefficiencymayimprovefromtheexistingmethodology.

7.5 Numberofreportsandfactsheetspublishedonline Thisreportisthefirstpublicationofthedemonstrationresults.

7.6 Technologytransfer TheresultsofthisIAPdemonstrationhaveapplicabilitytoanyelectricutilityinterested inintegratingsmartmeterdatawithT&Danalyticsandoutagemanagement.The demonstrationsuccessfullydisplayedtheutilizationofsmartmeterdatatoenhance T&Doperationsandmaintenancetoolset.SCEisintheinitialstagesofprocuringand implementingasimilartoolenterprisewideforitsT&Dengineersandplanners. During2015SCEpresentedanoverviewoftheprojectattwoindustrymeetings: x 4thAnnualUtilityAnalyticsconference,Phoenix,March5th2015,session201– presentationentitled“AdvancedAnalyticsforVoltageManagement” x EPICInnovationSymposium,December3,2015,presentationon“Outage ManagementandCustomerVoltageAnalytics”

7.7 EPICprojectresultsreferencedinregulatoryproceedingsandpolicy reports. Thisreportrepresentsthefirstreleaseofprojectresults.

7.8 ProjectObjectives:Met Theobjectivesofthisprojectweremet.Usersdemonstratedthebenefitsofusingsmartmeter dataforenhancedanalyticsandthecapabilitytovisualizecircuitstateclearlywillsomeday streamlinetheoutagerecoveryprocess.Thefeasibilitystudyidentifiedthepotentialforsmart meterdatatoimprovetheprocessofcalculatingCMIforreliabilityreporting.Thestudyalso pointedouttheneedtoaligndatabaseswhenimplementingthesenewtools.

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7.9 Measurementandverificationresults Theresultsofthisdemonstrationweremeasuredbythesteppedcontrolprocessimplemented duringtheUserTest.TheuserswereT&Dengineers,planners,outagereportinganalystsandIT engineers.TheTestswereconductedunderlaboratoryconditionsanduserswereprovideda manualtofolloweachofthestepsthatdemonstratedtheusecase.Theuserthenwasrequired toreportonthesuccessorfailureofthetechnicalrequirementsoftheusecase.Theusers foundtheresultssuccessfulandproposedimplementationoftheanalyticsandvisualization toolstotheirrespectivemanagement.

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Appendix B Advanced Technology 2013038 Portable End-to-End Test System (PETS) Final Project Report

Advanced Technology 2013038 Portable End-to-End Test System (PETS) Final Project Report

Developed by SCE Transmission & Distribution, Advanced Technology Organization

Address Southern California Edison – Advanced Technology 14799 Chestnut St. Westminster, Ca 92683

PS-13-038, PETS, Final Report

Disclaimer

Acknowledgments

Prepared for: Southern California Edison, Advanced Technology, Public Utilities Commission of the State of California Prepared by: Aleida Gonzalez Principle Investigators (s): Christopher Clarke, Aleida Gonzalez Change Log

Version Date Description of Change Project Report No.

0.01 20160121 First revision PS-13-038

0.02 20160218 Final version PS-13-038

i PS-13-038, PETS, Final Report Table of Contents

1 Executive Summary ...... 1 2 Project Summary ...... 2 2.1 Project Objective ...... 2 2.2 Problem Statement ...... 2 2.3 Scope ...... 2 2.4 Schedule ...... 3 2.5 Milestones and Deliverables ...... 4 3 Test Set-Up/Procedure ...... 4 3.1 Software/Hardware ...... 4 3.2 Test Methodology ...... 5 3.3 Test Case development ...... 5 3.3.1 Test Set-Up ...... 8 4 Project Results ...... 10 4.1 Technical Results, Findings, and Recommendations ...... 10 4.2 Technical Lessons Learned ...... 10 4.3 Value Proposition ...... 10 4.4 Technology/Knowledge Transfer Plan ...... 10 5 Metrics ...... 10 6 Appendix ...... 11

ii PS-13-038, PETS, Final Report

List of Figures

Figure 1 Test set-up ...... 4 Figure 2 Start Timer ...... 5 Figure 3 Runtime Controls ...... 6 Figure 4 Two Terminal Oneline Diagram ...... 6 Figure 5 Example of Script ...... 7 Figure 6 Three Terminal Oneline Diagram ...... 8 Figure 7 GTAO Setup Configuration ...... 9 Figure 8 GTFPI Setup Configuraiton ...... 9

List of Tables

Table 1 Project Schedule ...... 3 Table 2 Milestones and Deliverables...... 4 Table 3 Source Model Data ...... 5 Table 4 Script Input Parameters ...... 7

iii PS-13-038, PETS, Final Report

1 Executive Summary The intention of this demonstration project is to develop a Portable-End-to-End Test System (PETS) tool to conduct end-to-end testing of relay protection equipment using a portable Real Time Digital Simulator (RTDS) at each substation connected to the line under test. The test is designed to provide realistic fault simulations in order to prove that the entire relay protection schemes are properly configured including physical wirings. Aside from being able to conduct existing End-to-End test procedures which focus on the relay, the tool would be able to test the system as well. More specifically the tool would be able to test all communications pertaining to the line being tested and run a large number of disturbances using an automated script to identify a pass or fail based on predetermined SCE test criteria. Test reporting procedures would be similar to what is performed in the RTDS lab today to help ensure that all performed tests are properly evaluated. This project does not support any existing regulatory proceedings. However, relay testing falls under NERC/WECC bulk power reliability criteria. Therefore, this project, as a proof of concept has the potential to increase the reliability of our protective schemes via rigorous testing and thus demonstrate SCE’s proactive approach towards reliability.

The first step was to overcome the difficulty of being able to sync the simulation of the system under test using the portable RTDS units located at different substations. Close collaboration with the software developer resulted in an addition of a case start timer to the simulation software, which allowed the start time be synchronized. After a few delays in ordering the necessary equipment, test cases, scripts and draft test plans were created to test a two and three point line end-to-end relay test utilizing the prototype PETS tool. Preparations were made to conduct a preliminary test under a control environment in order to test the prototype prior to field testing.

In the process of developing the methodology to perform the test in the field, and through feedback from the end-users it was discovered that there were a limited number of test scenarios where the tool would be a great improvement over existing test procedures. As a result the project team concluded that there was no substantial value in further pursuing the development of the PETS tool. Although the tool would be an improved method of testing system performance when conducting end-to-end relay tests, the implementation of a companywide Portable End-to- End Test system (utilizing a Real Time Digital Simulator system) would not be cost effective when compared to traditional test methods. The major aspects that would drive the cost of implementing the PETS projects are: x Development of specialized training would be required for field crews to be able to use the tool x Availability of the tool; it would be extremely costly to purchase several PETS test sets to accommodate the different regions within SCE’s territory when compared to purchasing existing tool in use x Dedicated engineering staff to support issues related to maintenance and training

After careful deliberation of the benefits associated with proceeding with the PETS project, the team concluded that the tool did not provide value to the rate payers, except for demonstration purposes. Notwithstanding the innovation of the tool, it is not currently a viable option. Furthermore, the early close-out of this project does not impact how protection schemes are tested today as it was intended to be a proof of concept demonstration project.

Page 1 PS-13-038, PETS, Final Report

2 Project Summary The intention of this demonstration project is to develop a Portable-End-to-End Test System (PETS) tool to conduct end-to-end testing of relay protection equipment using a portable Real Time Digital Simulator (RTDS) at each substation connecting the line under test. The RTDS is a computer that is capable of simulating electric power system transients in real time. It has hardware in the loop (HIL) capability and can simulate system conditions and implement the closed-loop response of the device under test. The PETS tool test is designed to provide realistic fault simulations in order to prove that the entire relay protection schemes are properly configured including physical wirings.

2.1 Project Objective PETS will provide more thorough testing in fewer hours than required by traditional tests during commissioning and routing of transmission lines. Test technicians would be provided with more accurate and extensive test results which means higher assurance that critical transmission and distribution lines and components are operationally adequate and exceed NERC/WECC bulk power reliability criteria.

2.2 Problem Statement The existing end-to-end protective relaying scheme provides for a limited testing of relay schemes. The PETS tool would provide an opportunity for more comprehensive testing of protective relay schemes at high voltage transmission lines. The PETS tool would: x Be able to test system performance (currently there does not seem to be a method to test the entire protection scheme at the same time; for example, provide the same currents and voltages to all the relays at the same time). x Provide greater flexibility to test crews when performing 3 terminal end to end relay tests. Existing test set-up is limiting given that test personnel only have access to very few pre- determined fault scenarios. Typically the scenarios are created using past DFR recorded events, or created using comtrade files from previous tests. The PETS tool would provide flexibility in creating different fault scenarios where fault type, inception angle, location and resistance could easily be changed. x Have the ability to test relays in adjacent positions at the same time by injecting the same faults. The adjacent relays would then experience a reverse fault and their behavior could be observed.

2.3 Scope This demonstration project will explore the feasibility of developing and implementing an end-to- end relaying scheme test tool using portable RTDS, amplifiers and satellite clocks. The tool set would address 1) relay protection equipment, 2) communications, and 3) provide a pass/fail grade based on the results of automated testing using numerous simulated disturbances. When compared to existing tools, which provide a limited number of scenarios (disturbances) and focus on testing protection elements, the PETS project will additionally provide testing of system protection. It will also develop a process and methodology to perform such testing in the field. Tests will be documented using a reporting procedure used in the RTDS lab today, ensuring all test data is properly evaluated. Initially the scope aimed to achieve three main tasks:

Page 2 PS-13-038, PETS, Final Report x Develop and validate RTDS power system model for end-to-end testing. x Demonstrate in-lab test of 2 and 3 terminal lines using RTDS hardware-in-the-loop. Test plan document developed in-lab to be used during end-to-end field testing x Demonstrate field test of a 3 terminal line using the RTDS in the field. Final report with results of end-to-end field testing and test procedure based on NERC requirements. During the process of developing the methodology to demonstrate the in-lab test and development of documentation to perform end-to-end field testing, and through feedback from the end-users it was discovered that there is a limited number of test scenarios where the tool would be a great improvement over how the tests are conducted today. Although the PETS system would be an improved method of testing system performance when conducting end-to-end relay tests, the implementation of a companywide Portable End-to-End Test system (utilizing a Real Time Digital Simulator system) would not be cost effective when compared to traditional methods of conducting these tests. Also while in the process of preparing for the first demonstration, it became apparent that using the PETS tools would require specialized training that would not be readily available to field crews. After reviewing the feasibility of company wide deployment of the PETS tools it was deemed prudent to discontinue the project in its early stages. The completed tasks include development of test cases, scripts and draft test plans to test a two and three point line end-to-end relay test. Other factors that affected the development of this project were delays in ordering and delivery of equipment as well as group-reorganization.

2.4 Schedule A high level schedule overview is presented in the following table:

Task Name Duration Authority to proceed 0 days Spec & Procure Portable RTDS 4 Months Create RTDS end-to end test tool 9 Months Create test cases and Scripts 3 Months Create and test reporting tool 3 Months Test tool in field 2 Months Train SCE stakeholders 2 Months Create final report 3 Months End project 0 days Table 1 Project Schedule

Page 3 PS-13-038, PETS, Final Report 2.5 Milestones and Deliverables Table 2 shows a list of milestones and deliverables. Due to early close-out of project, a status of “cancelled” is shown in status column.

Milestone/Deliverable Status Specs & Procure Portable RTDS Completed Develop PETS tool Completed Create RTDS end-to-end test tool (Dec. 2014) Cancelled Create test cases & scripts (Dec. 2014) Completed Create and test reporting tool Cancelled Test tool in the field Cancelled Training SCE Stakeholders Cancelled Create final report Completed Final Report Out to Stakeholders Completed Table 2 Milestones and Deliverables 3 Test Set-Up/Procedure PETS will employ portable Real-Time Digital Simulators (RTDS’s) in substations at each end of the transmission line being tested (see figure 1).

Figure 1 Test set-up

3.1 Software/Hardware Different software interfaces were utilized in the development this project. RTDS modeling and validation was performed using RSCAD version 4.005. Load flow data was viewed and extracted using PSLF 18, and short circuit data was viewed and extracted using CAPE 2012. All scripting was done in Notepad++ and Microsoft Excel. ProtTest software was used to interact between relays and Doble test sets and GE Enervista was used to communicate with protective relays. The hardware components of the PETS tool consist of Portable RTDS units, Doble test sets (voltage and current amplifiers), GPS clock and antenna for synchronization.

Page 4 PS-13-038, PETS, Final Report 3.2 Test Methodology There are two main stages to the development of the PETS tool. The first stage comprised of creating test cases, scripts and draft test plans in order to complete dry run in a control lab environment. In the second stage the tool would involve prototype lab testing and field tests. A multi-terminal (3-point) test would be conducted with a field crew at each location to test the full capabilities of the tool. 90 percent of the first stage was completed, the second stage was not achieved.

3.3 Test Case development The initial test case development took place in the Advanced Technologies Power System Lab. A less complex 2 terminal end-to-end case was created in RTDS to test the start timer in order to perform synchronization tests.

Figure 2 Start Timer

The RTDS simulates a model of the system under test and surrounding nearby area in real time. Every substation modeled contains a bus label and infinite source model. The label defines the bus name, voltage base, and type. The label information used show in table 3. After the model is built it can be manipulated through RSCAD Runtime. RSCAD Runtime provides two critical functions, 1) it allows the user to interact with and manipulate the simulation and 2) it enables the simulation results to be monitored and recorded. Figure 3 below shows the controls for the fault conditions. The slider, pushbutton, dial, and switch components are all model inputs that assign the value they are given in the Runtime to the associated variable in the draft model. Figure 4 shows a one line diagram of the two terminal test case with internal and external fault locations.

BusName ShortName SourceP SourceQ LoadP LoadQ Pardee PAR 466.8 (117.5) Sylmar SY 1,134.0 (479.0) Gould GO 79.4 (74.0) EagleRock ER 132.9 5.0 SantaClara SC 223.7 (2.4) Vincent VIN 549.9 76.1 Goodrich GR (140.0) (29.0) Mesa ME 412.0 15.7 Center CE 110.6 23.6 Walnut WL 419.1 1.6 Litehipe LI 54.2 (3.2) Redondo RE 300.0 526.0 RioHondo RH 464.4 (137.0) LagunaBell LB DelAmo DELA 97.2 (19.8) Table 3 Source Model Data

Page 5 PS-13-038, PETS, Final Report

Figure 3 Runtime Controls

Figure 4 Two Terminal Oneline Diagram

Page 6 PS-13-038, PETS, Final Report Scripts were utilized in order to control the operation of the simulation and to collect and analyze the results. Figure 5 shows a snapshot of one of the scripts used to control and set-up the fault conditions and table 4 shows case scenarios that are used as inputs to the script.

Figure 5 Example of Script

Test Location Fault Time Fault POW No. Description (FLTDIAL) (FLTTIME) (FLTPOW) FLTA FLTB FLTC FLTAB FLTBC FLTCA 1 Right Bus - BG 2 0.20 0 - 1 - - - - 2 Right Bus - AB 2 0.20 45 - - - 1 - - 3 20% Beyond Right Bus - CG 1 0.20 90 - - 1 - - - 4 20% Beyond Right Bus - ABC 1 0.20 0 - - - 1 1 1 5 Left Bus - AG 4 0.20 45 1 - - - - - 6Left Bus - CA 4 0.20 90 - - - - - 1 7 20% Beyond Left Bus - AG 5 0.20 0 1 - - - - - 8 20% Beyond Left Bus - BCG 5 0.20 45 - 1 1 - - - 9 80% From Left Bus - AB 3 0.20 45 - - - 1 - - 10 80% From Left Bus - CG 3 0.20 0 - - 1 - - - 11 80% From Left Bus - BCG 3 0.20 90 - 1 1 - - - 12 80% From Left Bus - ABCG 3 0.20 45 1 1 1 - - - 13 60% From Left Bus - BG 3 0.20 90 - 1 - - - - 14 40% From Left Bus - CA 3 0.20 0 - - - - - 1 15 20% From Left Bus - BC 3 0.20 45 - - - - 1 - 16 20% From Left Bus - AG 3 0.20 0 1 - - - - - 17 20% From Left Bus - ACG 3 0.20 45 1 - 1 - - - 18 20% From Left Bus - ABCG 3 0.20 90 1 1 1 - - - Table 4 Script Input Parameters

After successfully running the 2 terminal end-to-end simulation, a 3 terminal end-to-end test case was created, a one line diagram in shown in figure 6. Ultimately the 3 terminal test did make it to the actual field test.

Page 7 PS-13-038, PETS, Final Report

Figure 6 Three Terminal Oneline Diagram

3.3.1 Test Set-Up The test set-up for the PETS prototype tool included the following equipment: x 3 Portable RTDS units x 3 Doble test sets (voltage and current amplifiers) x 3 GPS Clocks x 3 Antennas x Protection relays

Each end of the line would be equipped with a portable RTDS unit, doble test set, GPS clock and antenna. Voltage and current signals from the portable RTDS are sent via a GTAO interface card to the Doble test set which are subsequently transferred to the protection relays. The output scaling for the GTAO cards is adjusted so that the primary voltage and current measurements read by the relay matches that of the RTDS RunTime. Selected relay signals are mapped to outputs on the relay and then physically connected to the Portable RTDS front panel interface. In RSCAD, the GTFPI component outputs all the digital signals as a 16-bit word. The individual signals are extracted using word-to-bit conversion components. GTAO and GTFPI setup configuration are presented in figure 7 and 8 respectively.

Page 8 PS-13-038, PETS, Final Report

Figure 7 GTAO Setup Configuration

Figure 8 GTFPI Setup Configuration

Page 9 PS-13-038, PETS, Final Report 4 Project Results No results were recorded. 4.1 Technical Results, Findings, and Recommendations Project may be revisited at a later time if it deemed that it would provide greater reliability at lower costs. 4.2 Technical Lessons Learned The test setup yielded lessons learned that pointed the team to determining that this technology was not a viable option at this time. For example, the test set up required significant power to drive 5 Doble test sets, as well as an outdoor area to set up a GPS antenna. Additionally the test setup needed to mirror field conditions (i.e., no external monitors, all test equipment needed to be transportable, etc.), so that we would be able to perform the test in a remote location without any unexpected events. Furthermore, the setup required a mobile RTDS unit and Doble test set per terminal, meaning that 3 of each (RTDS unit and Doble test set) would be needed for lines that contained 3 terminals. The team’s analysis discovered however, that in our system very few 220 lines in fact have more than 2 terminals, and that the existing test systems were adequate options for testing 2 terminal lines. 4.3 Value Proposition The objective of the PETS project was to meet EPIC’s primary principle criteria of providing greater reliability to the customers. However, it was determined that the benefits associated with this demonstration project did not outweigh the costs and ultimately it would not provide added value. 4.4 Technology/Knowledge Transfer Plan A technology transfer plan was not developed. 5 Metrics The project was successful in proving that the tools exist to conduct advanced end-to-end relay testing, albeit not cost effective.

Page 10 PS-13-038, PETS, Final Report

6 Appendix

List of Acronyms

AT Advanced Technology (the organization) EPIC Electric Program Investment Charge GPS Global Positioning System GTAO Gigabit Transceiver Analogue Card GTFPI Gigabit Transceiver Front Panel Interface PETS Portable-End-to-End Test System RTDS Real Time Digital Simulator SCE Southern California Edison

Page 11

Appendix C Cyber-Intrusion Auto-Response and Policy Management System (CAPMS)

ElectricProgramInvestmentCharge(EPIC) ProjectFinalReport

%& V(" )*(+)"*V *( +(,* %-+(+.-("%"- +-

Preparedfor:CaliforniaPublicUtilitiesCommission Preparedby:SouthernCaliforniaEdison

October2015 EPIC1Program

©Copyright2015,SouthernCaliforniaEdison AllRightsReserved

SponsoringOffice: CaliforniaPublicUtilitiesCommission LosAngelesOffice 320West4thStreet,Ste.500 LosAngeles,CA90013

Participant: SouthernCaliforniaEdisonCompany–AdvancedTechnology 2131WalnutGroveAvenue Rosemead,CA91770

PrakashSuvarna–Manager JeffGooding–PrincipalInvestigator Tel.:6264346292 Tel.:6265436728 email:[email protected] email:[email protected]

©Copyright2015,SouthernCaliforniaEdison AllRightsReserved Acknowledgement ThismaterialwasproducedwithsupportfromtheCaliforniaPublicUtilitiesCommissionundertheElectric ProgramInvestmentCharge(EPIC)program. Disclaimers ThisreportwaspreparedasanaccountofworksponsoredbyanagencyoftheStateofCalifornia.Neither theStateofCalifornia,noranyagencythereof,noranyoftheiremployees,affiliates,contractors,or subcontractors,makesanywarranty,expressorimplied,orassumesanylegalliabilityorresponsibilityforthe accuracy,completeness,orusefulnessofanyinformation,apparatus,product,orprocessdisclosed,or representsthatitsusewouldnotinfringeprivatelyownedrights.Referencehereintoanyspecific commercialproduct,process,orservicebytradename,trademark,manufacturer,orotherwisedoesnot necessarilyconstituteorimplyitsendorsement,recommendation,orfavoringbytheStateofCaliforniaor anyagencythereof.Theviewsandopinionsofauthorsexpressedhereindonotnecessarilystateorreflect thoseoftheStateofCaliforniaoranyagencythereof. ThisreportwaspreparedbySouthernCaliforniaEdisonCompany(SCE)asanaccountofworksponsoredby theCaliforniaPublicUtilitiesCommission,anagencyoftheStateofCalifornia,undertheEPICprogram. NeitherSCE,noranyemployees,affiliates,contractors,andsubcontractors,makesanywarranty,expressor implied,orassumesanylegalliabilityorresponsibilityfortheaccuracy,completeness,orusefulnessofany information,apparatus,product,orprocessdisclosed,orrepresentsthatitsusewouldnotinfringeprivately ownedrights.Referencehereintoanyspecificcommercialproduct,process,orservicebytradename, trademark,manufacturer,orotherwisedoesnotnecessarilyconstituteorimplyitsendorsement, recommendation,orfavoringbySCE.Theviewsandopinionsofauthorsexpressedhereindonotnecessarily stateorreflectthoseofSCE.

i ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved TableofContents

1 ExecutiveSummary...... 1 2 ProjectBackground...... 2 2.1 ThreatIdentification...... 2 2.2 Detection...... 3 2.3 Evaluation...... 6 2.4 Response...... 8 3 ProjectTasks...... 9 3.1 ThreatAnalysis...... 9 3.2 UseCases...... 14 3.3 Requirements...... 21 4 ProjectResults...... 24 4.1 ProjectDataSummary...... 24 4.2 Findings...... 27 4.3 SpecialImplementationIssues...... 28 4.4 PrinciplesandValueProposition...... 33 4.5 TechnologyTransferPlans...... 33 4.6 EPICMetrics...... 35 5 Appendices...... 38 A. WAMPACFailureModesMatrix...... 38 B. WAMPACAttackScenarioMatrix...... 39 C. TestPlan...... 40

ii ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved ListofFigures

Figure1:CAPMSOverviewDiagram...... 4 Figure2:SimpleCorrelationLogicDefinition...... 7 Figure3:ExampleWAMPACSystemArchitecture...... 11 Figure4:CAPMSThreatAnalysisProcess...... 12 Figure5:ThreatMatrixTable...... 13 Figure6:PMUDataPoints...... 25 Figure7:SimulatedPowerFlowduringConfigurationAttack...... 26 Figure8:DemoDataPointsGraph...... 26 Figure9:SimulatedGridOperatorViewwithCAPMSIndicators...... 27 Figure10:OperatorResponseApprovalFlow...... 28 Figure11BayesianNetworkofAttackTree...... 30 Figure12TwoOptionsforConvertinganANDGate...... 32 Figure13:CAPMSATONetwork...... 41

iii ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved S 6#!32'4#3++ 07 Theresiliencyoftheelectricgridofthefuturewilldependonimprovementsinmonitoring,forecasting, coordination,andautomationofexistingandnewequipment.Manyoftheseadditionsrequire communicationsbetweendeviceswithinageographicarea,andtobackofficecontrolcenters.TheCyber intrusionAutoresponsePolicyManagementSystem(CAPMS)projectinvestigatedtheuseofBayesian decisiontreelogictoimplementconfigurablesecuritypoliciesintoanexistingcybersecuritysystem.The projectsuccessfullybuiltanddemonstratedasystemthatcancorrelateeventsfromsecuresensorinput points,determinethelikelihoodofvarioustypesofattacks,andrespondaccordingly.

Acyberattackmighttargetmultipledevicessimultaneouslyacrossvariouslocations,soitisnecessaryto buildadefensethatallowsforpreprogrammedresponsestosuchattacks.Attacksmightcomeintheformof unauthorizedaccessandchangestoequipment,disruptionofcommunicationschannels,changesto measurements,orevenunauthorizedcontrolcommands.Responsescanbenotificationstooperators, quarantineofcertaindevices,changestofirewallrulestoblocktraffic,orintegrationsthatsendinformation toexistingornewsystemsanddisplays.

AtthecenterofthenewfunctionalityisaBayesiandecisionenginethatiscontinuallyreceivinginformation frominfrastructurecomponents,connecteddevices,andothersystems.Forexample,giveninputsfroma physicalsecuritysystem,aworkmanagementsystem,andanetworkmonitoringsystem,CAPMScanalert operatorswhenthereisunexpectedaccesswithinasecureareasuchasasubstation.Thiscanincreasethe frequencyofsecuritychecksandprotectivescanningfunctions,orevenrevokecredentialsuntiloperators canconfirmtheauthorizationoftheaccess.Suchcheckscouldbenefitnormaloperationsaswell,tohelp ensurecoordinationandawarenessofunplannedchanges.

Ourfindingfromthisprojectisthatsuchasystemcanbeusefulinprovidingcybersecurityrelated informationtooperatorssotheycanbeawareofpotentialthreatsandattacks,aswellastoinvoke automaticoroperatorconfirmedresponsessuchasblockingandisolatingattacks.Thesystemmightalso improveadherencetosafetyandothermaintenanceproceduresbyenforcingchecks.Anotherimportant findingfromtheprojectisthatforittobemostuseful,thecybersecuritysystemhastobeabletotake action.Insomecases,thiswillmeanblockingcommunicationtosomedevices.Thisdoesn’tmeanthatgrid equipmentcanstopfunctioningsafelyandreliably,socommunicatinggridequipmentvendorsmustinclude anoncommunicatingmodethatrequiresonlylocalmeasurements.

1 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved T 0-(#!2& !)%0-3," TheCAPMSprojectwasatechnologydemonstrationeffortinvestigatingtheabilityofacybersecuritysystem toidentifyandrespondautomaticallytoattacksinapredefinedway.TheprojectisanadditiontoSCE’s successfulCommonCybersecuritySystem(CCS),nowbeingactivelydeployedandtestedinsubstations. CAPMSusestheCCSproductforitsbasefunctionality,andSCEworkedwiththeCCSvendorViaSatto developandtestnewfunctionalcapabilitiesthatSCEbelieveswillberequiredtosecurethefutureelectric grid.Asthevendor,ViaSatwasresponsibleforthedesignanddevelopmentofCAPMS.SCEprovidedpractical utilityexperiencetoguideViaSat’sunderstandingofthesystem’sdesiredfunctionalityandprovidedthetest environment.

ViaSatdesignedtheCAPMSsystemtobeflexible,incorporatingabroadsetofdatapointstohelpprovidea comprehensiveviewofthecyberphysicalsecuritystatustoautility.ThisprojectlimitedthescopeofCAPMS demonstrationbyfocusingonthesynchrophasorsystemandthedevelopmentthathadalreadyoccurredto supportSCE’sdeployedCCSdevices.SCEconductedthefollowingactivitiesinthisproject:

x Acomprehensiveanalysisofthethreatstoasynchrophasorsystem x AnalysisofmethodswithwhichCAPMScouldbeusedtodetectandreacttothreats x DevelopmentofattackusecaseswhichcouldbetestedinSCE’slaboratoryenvironment x DevelopmentofhighlevelrequirementstocommunicateSCE’sdesiredfunctionalitytoViaSat x ReviewswithViaSattoprovidefeedbackoninterimCAPMSfunctionality x CAPMSsystemtesting TTS "&0# 2"#,2'$'! 2'-, Thethreeunderlyingpropertiesofelectroniccommunicationthatsecuritymeasuresattempttoguarantee areprivacy,integrity,andavailability.Physicalsecurityisrequiredinalllocationswhereattackerscouldget accesstounencrypteddata.Cybersecuritysystemsusecryptographicmethodstohideprotectedinformation inencryptedcommunicationtunnels,aswellastoauthenticatetheidentityofdevicesanduserstoprevent unauthorizedaccess.Theycanalsomonitorprocesses,files,andcommunicationstodetectandprevent suspiciousactivity.Ensuringtheavailabilityofcommunicationscanbedifficult,sinceredundantbackup capabilityrequiresmultiplephysicalcommunicationspathsincaseonepathisunavailable.Organizations mustbalancethecostoftheseprotectionswiththeriskofbreachesandthedamagethatanattackercould cause.Itcanbeveryexpensivetoguaranteethesepropertiestoahighdegreeofprobability.Utilitiescanalso requirethatdeviceshavebuiltinsafeguardsthatprotectequipmentagainstunsafeoperation,focusonearly detectionandresponse,isolationandcontainment,andabilitytocontinuefunctioningsafelywhile recoveringfromattacks,evenwhencommunicationsarenotavailable.

TTSTS +4 '* '*'27 Denialofserviceattackscancauseproblemsbyfloodinganetworkwithdisruptivetraffic,butmanyother typesofattackscanalsoblockorpreventcommunications.Asmentioned,redundancyistheonlywayto defendagainstthesetypesofattacks,butitmaybepossiblealsotobuildtoleranceintothesystemagainst thistypeofattack.Networkoutagesoccurfrequently,andnotalwaysbecauseofattacks.Applicationsand

2 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved automationfunctionalitymustbeabletowithstandextendedperiodsofisolationifatallpossible.Theymust beabletooperatesafelyinanisolatedstate,usingonlylocalmeasurementstoperformtheirfunction.They mustbeabletostorecriticalinformationduringoutages,andsenditlater.

TTSTT 0'4 !7 Ensuringprivacypreventsspyingonprivatecommunications.Attackerscangainfinanciallyorstrategicallyby usingprivateinformationtotheiradvantage.Customersrelyonserviceproviderstosafeguardtheir information,includingenergyusagedata,equipment,rateplans,andsoon.Ifanattackergainsaccessto privatecommunications,itmaybenecessarytopreventcommunicationsuntilsomeoneremovesthethreat andthesystemregainssecurityofthechannel.

TTSTU ,2#%0'27 Givenaccesstoanetwork,itcanbepossibleforadevicetotrickotherdevicesintotrustingit,allowingfor maninthemiddleattacks,wherearogueagentcouldmodifyorinitiatetrustedcommunications.Integrity assurancemeasuresmustbeabletoverifytheidentityofdevices,sothatitisdifficultforanattackertogain trustedstatus.Securitysystemsmustalsobeabletopreventroguedevicesorsoftwareagentsfromgaining accesstotrustednetworks.

TTT ,#2#!2'-, AccesstoawidearrayofinformationsourcesisakeyelementintheCAPMSsystem’sabilitytodetect anomalousactivity(e.g.events)andcorrelatethatactivitytodeterminetheappropriateresponse.Inorder toestablishtherequiredconfidencelevel,implementationsmustaugmentexistingcybersecuritymonitoring informationwithnumeroussourcesofdatabeyondthatwhichistypicallythefocusofcybersecurity monitoringwiththecurrentphilosophyemployedbyutilities.Thecomplexityofsystemvulnerabilitiesand theevolvingnatureofthreatsrequiretheseadditionalsourcesofinformation,includingthesystemslisted below.

x OperationalApplications x PhysicalSecuritySystems x WorkforceManagement

Figure1providesanoverviewcomponentdiagramofCAPMSsystem.Itincludesthecentralsecurityservices providedbytheTrustedNetworkPlatform,orTNP,andaddstheabilitytomanagepoliciesthat administratorscaninstallonserversinthegridcontrolcenteraswellasonremotehosts.Additionally, adaptersto3rdpartysecuritysystemsandoperationalsystemsprovideadditionalsensorinputsandactuator outputs.

3 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved Figure1:CAPMSOverviewDiagram Thissectiondescribesseveralofthesensorinputsourcesofinformationthatmayberequired.However,the systemishighlyconfigurable,sothesesourcesandpoliciescanchangeateachinstallationsite.

TTTTS 7 #0#!30'274#,2,$-0+ 2'-, Eventinformationtypicallyavailablewithinthecybersecuritysystemcontinuestoplayakeyroleindetecting anomaloussystemactivities.

Monitoring Thecybersecuritysystemmonitorsdevicesusinganagentinstalledonthoseitisprotecting.Itcanmonitor files,runningprocesses,events,andnetworkcommunications.Itcantakeactionlocally,suchasrestartinga stoppedprocess,orpreventingunknownprocessesfromstarting.

BillofHealth Thesystemcancentrallystoreafingerprint(cryptographicsignature)ofmonitoreditemstoidentify unauthorizedchanges.Thisisincludedinanoverall“BillofHealth”measureoftheexpectedconfigurationof eachdevice.Thisaddssomeoverheadinmakingapprovedchanges,sincetheoperatormustcomputeand storethenewapprovedsignature.However,correlationofchangedconfigurationwithoutapprovalisa reasonabletriggertotakeaction.

NetworkAlarms ThecentralsecurityservicescanreceivenetworkalarmsthroughSNMPorothermeans.Theautoresponse policiescanusethisinformationtocorrelateeventsanddeterminelikelihoodofattacksorsuspiciousactivity.

4 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved AuthenticationAlarms Thesystemmanagespublickeyinfrastructurefordevicecertificatesusedinauthenticationandencryption. Thesystemcanrevokeandmanagethesecredentialsthroughseparatelyprotectedchannels.Itcanalso receiveattemptedlogins,failedlogins,andothereventsfromactivedirectoryorotherLDAPservicesforuse inpolicies.

FirewallActivity Firewallsoftenblockeverythingexceptapprovedconnections,possiblybyaddress,port,andprotocol.The systemcanlogandcollectattemptstoinitiateunapprovedcommunicationsforuseincorrelatingeventsto drivepoliciesandresponses.Inaddition,firewallscanprovidethecapabilitytocreatetrafficbaselinesand thencomparetherealtimetrafficpatternsagainstthesebaselines.Ifthedifferencefromabaselineexceeds anoperatorsetthreshold,afirewallcansendanalerttotheCAPMSdetectionprocess.

TTTTT *.#0 2'-, *+..*'! 2'-,1 Operationalapplicationscanprovideawealthofinformation,bothatagridlevelandanapplicationlevel, thatcanbefurtherutilizedbytheCAPMSsystemtodeterminethatacyberattackis,orisnot,occurring. TherearenumeroussystemsemployedbyutilitiesinthisareaprovidingfunctionalitysuchasSupervisory ControlandDataAcquisition(SCADA),StateEstimation,WideAreaMonitoringProtectionandControl (WAMPAC),EnergyManagementSystems(EMS),DistributionManagementSystems(DMS),Outage ManagementSystems(OMS),andAdvancedMeteringInfrastructure(AMI).

DataValidity Someattacksmightattempttochangereadingsandmeasurementsfromgridcomponentstomakeitlookas ifsomethingishappeningthatreallyisn’t,possiblypromptinganoperatortooperateequipmentwhenitisn’t necessary.Existingsystemsmaybeabletovalidatereadingsanddeterminethatsomeonehasalteredcertain readingsorthatadeviceismalfunctioninginsomeway.Datavalidityinvolvesassessingthecurrentstateor valueofadirectlyobserveddatapoint(analogordigital)againsttheestimated/calculated/expectedvalue. ThisistypicallyadynamicdeterminationdrivenbyaStateEstimatororotheradvancedapplicationthat utilizesapowersystemmodeltomakethedeterminationinthecontextofcurrentgridconditions.Sending thisinformationtothecybersecuritysystemcanallowittodistinguishbetweenactualgrideventsandcyber attacks.

Alarm/AbnormalCondition Alarm/Abnormalconditionsoccurwhenthecurrentstateorvalueofadirectlyobserveddatapoint(analog ordigital)isnotwithinapredeterminedrangeorstate.Theselimitsornormalstatedesignationsare typicallystaticanddoneonapointbypointbasiswithintheoperationalapplicationanddon’tvarybasedon thedynamicsofthepowergrid.

DataQuality Dataqualityisanindicationtodetermine/detectifadatapoint(orpoints)isnotupdatingorfunctioningas normal.Whilethestateofthecommunicatingdeviceistheprimarydriverofdataquality,therearesome

5 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved caseswherethedevicecommunicationsarenormalbutthedataqualityflagsmayindicate"bad"data.An exampleofthismightbesomethingsuchasanRTUreportingthatapointis"locallyforced"toavalue.

LossofDeviceCommunicationsEvents Lossofcommunicationseventsoccurwhenadevicethatdirectlysuppliesdatatotheoperationalapplication (suchasaRemoteTerminalUnit(RTU)inthecaseofaSCADAsystem)losescommunicationsconnectivity withtheoperationalapplication.Thesystemmaydetectthefailurebecauseoffailuretoreceiveareplytoa poll(request)fromaSCADAmasterfromthedeviceinsimpleserialsystemarchitecturesorbyalossofaTCP connectioninmoreadvancedsystems.Thiswouldprobablybeassociatedwithlossofdatabuttheremayor maynotbeanycorrelationtotheimpacteddata(ifmultipledevicesareaffected,itmaybedifficultto determinewhichdevicecorrespondstowhatdata).

SwitchingOrders/Tags Theseincludeitemssuchas"HoldOrders","CautionOrders",orothertags,whichmaycommunicateongoing andapprovedactivitiesoroperationalconstraintsonpowersystemdevices.Thesehavebothoperationaland safetyaspects.

TTTTU &71'! *#!30'27712#+1 PhysicalAlarms Ifanattackerhasphysicalaccesstoprotectedassets,thoseassetsareinseveredangerofcompromise.There maybeexistingphysicalsecuritysystemsinplace,butcoordinatingthosealarmswiththecybersecurity systemcanincreasetheprotectionofthoseassetsbylockingthemdownagainstnetworkorlocalaccess whileinvestigatingandclearingthephysicalalarm.

TamperAlarms Somedeviceshavetheabilitytosendaneventwhensomeoneattemptstoopenaprotectivephysical enclosure.Thesystemcanusetheseeventsinautoresponselogic.

TTTTV 7-0)$-0!#- , %#+#,2 WorkPlan/Approvals Onepossiblestrategyforthecybersecuritysystemistopreventaccessandchangestophysicalorcyber assetsunlessascheduled,approvedworkplanexists.Thecombinationofactivitywhennothingwas scheduledwilltriggeranalertstate,inwhichthesystemadoptsaheightenedsecurityposture,while determiningwhetherornottheactivityisanattack.

TTU 4 *3 2'-, Giventheabilitytodetectandcollecttherequiredeventsandconditions,thepolicyengineprovidesthe abilitytocorrelateinformationandtriggeralarmsortotakeaction.Forexample,onepolicycreatedwithin theSCECAPMSsystemdemonstrationestablishesthatwhenthesystemdetectsaccesstoasubstation,but noworkisscheduled,thesystemnotifiestheoperatorandelevatesthealertstate,potentiallyblockingsome changesorscanningforchangesmoreoften.Eventually,asthesystemgathersmoreinformationaboutother

6 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved relatedactivities,itidentifiesthemostlikelytargetsandcantakeproactiveactionifdesired.Proactive actionscanincludeinvestigativeactionsandothertypesofresponsesdescribedinSection2.4.

Figure2:SimpleCorrelationLogicDefinition TTUTS --2 31#+, *71'1 Sometimesitmaybedifficulttodeterminethesourceofanattack.Onegoalofthesystemistogather enoughinformationtoidentifythecauseofalertsandevents.Withanaccurateidentifiedcause,itmightbe possibletoisolatetheproblemandcontainit.

Confidence ThesystemusesaBayesiannetworktomodelthedifferentattacksandtheconditionsunderwhichtheycan bedetermined.ThemodelcanuseBooleanlogic,withstatesbeingeither“true”or“false”.Itcanalso computetheprobabilityorconfidenceofeachdetermination,whichallowsfortuningofthedeterminations, filteringalertsbycriticality,andothersortsoffinegrainedoutput.Themodelmaylimitresponsesto thresholdsinconfidence,enablingatailoredresponsebasedonhowconfidentthemodelisthatanattacker hasachievedtheirgoal.

Extent OnegoaloftheCAPMSprojectwastoimplementthegroupingofcybersecurityalertstatesbylocationand device.Giventhisfeature,anoperatorcanquicklyseetheextentofanattackbyhowmanydevicesand locationsarereportingcertainconditions.

7 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved Consequence Additionally,operatorswouldliketoknowwhatmighthappenasaresultofanattack.Systemdesigners couldpreprogramcertainpolicyresultstateswiththistypeofinformation,toalertandnotifytheoperator thatacertainconditionhasbeenmetthatwillleadtoaknownconsequence.

TTV #1.-,1# ThepurposeoftheCAPMSprojectistoaddfunctionalitytonotonlygatherinformationandcomputethe likelihoodthatobservedsystemactivityistheresultofacyberattack,butalsotorespondwhenithasbeen determinedthatacyberattackhas,orisoccurring.Responsescantakemanyforms,includingsimplelogged alertevents,notifications,orevenwipeorquarantine.Obviously,mostoperatorswillwanttheabilityto reviewandconfirmautomatedactionsuntiltheyfeelcomfortablewiththelogicanddeterminations.

TTVTS (-2'$'! 2'-, Logs Writingacyberalertstatetoalogfileisprobablythesimplest,mostbasicaction.Anothersystemcould collectandcombinetheseeventswithotherinformationinamanagementconsoleorasinputintoother processes.

Alerts Thenextlevelofnotificationistoshowthealertstateonsomesortofdisplay,whichcouldbethesecurity systemapplication.

Programmatic Ifdesired,thepolicyenginecansendalertstatedeterminations,andpotentiallytheunderlyingcontributing information,toexternalapplications.

TTVTT !-0#,1'! Thesystemcaninitiateaforensicresponseincaseswhereitsuspectsanattackbuthasnotidentifiedthe specifictarget.Forexample,thesystemcouldincreasethefrequencyoramountofmonitoringandscanning inasuspectedattackareatofindaffectedcomponentsmorequickly.

TTVTU 1-* 2'-, -,2 ',+#,2 Oncethesystemgathersenoughinformationtoidentifytheaffectedcomponents,itispossibletoblock themfromcommunicatingorotherwisecontainthemtopreventfurtherdamage.Or,incaseswhere someoneisusingacertaincredentialinappropriately,thesystemcanrevokeit.

SecurityAssociationManagement Oncethepolicyenginedeterminesthatanattackerhascontrolofadevice,itmaybedesirabletoblockit fromcommunicating.Ifthecybersecuritysystemismanagingthesecurityassociationsusedforsecure communications,breakingthemisveryeasy.Ifadifferentsystemweremanagingthesecurityassociations,a secureprogrammaticmethodoftransferringthecontrolmessagewouldberequired.

8 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved CredentialRevocation Inthescenariowhereanattackerisusingavalid(butprobablycompromised)accounttomakeunauthorized changes,thesystemcouldrevokethecredentialsforthataccounttopreventfurtherchanges.

GracefulDegradation Reliabilityandsafetyareveryimportanttoenergyutilities.Ifthesecuritysysteminitiatesanyautomatic responses,operatorswanttoensurethatitwillnotaffectthesafe,reliabledeliveryofpower.Ontheother hand,ifanattackergainscontrolofadevice,itmaybepossibletoaffectthedeliveryofpowerandthesafe operationofthesystem.Devicesresponsiblefortheoperationofthegridmustbeabletooperatesafelyand effectivelywithorwithoutcommunications.Withoutcommunications,adevicecanrelyonlyonlocal measurements.

SecurityRelatedOperationalModes CriticalcomponentscouldhaveredundanciesormultiplelevelsofdegradationbasedoninputfromCAPMS andothersourcestokeepthemoperatingsafely.Equipmentcouldimplementvariousmodesofoperation (heightenedsecuritystates)withlocalpoliciesasneeded.

TTVTV -,2',%#,!7* ,,',% Utilitiesalwaysstrivetobeabletohandleeventswhereasinglepieceofequipmentfails,socalled“N1” contingencies.ItcouldbepossibleforCAPMStopredictfailureslargerthan“N1”andtosendthose scenariostoacontingencyplanningsysteminordertodeterminethebestcourseofaction.Forexample,ifa certaintypeofequipmenthasbeencompromisedinacertainarea,thatlistofequipmentcouldbesenttoa gridmanagementsystemforplanning,potentiallybeforeitisactuallytakenoutofservice.Theutilitycould thenpotentiallyavoidcascadingoutagesbybalancingresourcespriortoequipmentoperation.

TTVTW 7 #0V"&0# 2,$-0+ 2'-,& 0',% Anotherpossibleresponseistonotifyinterestedpartiesaboutdetectedcyberthreatsandprovidethem enoughinformationtodetectorpreventfurtherattacks.

U 0-(#!2" 1)1 UTS "&0# 2+, *71'1 AsInformationandCommunicationsTechnology(ICT)hasbecomeakeyenablerutilizedbyutilitiesformore efficientandeffectivegridoperations,ithasalsoledtomorecomplexandinterconnectedmonitoringand controlsystems.Utilitiesnowrelyonincreasedconnectivity,withinthesystemandexternaltothesystem,to adapttochangingbusinessandoperationalenvironments.Advancesinconnectivity,however,alsoprovide newpotentialpathsforundesirableactivity,intentionalorunintentional,whichmayaffecttheresilienceof criticaloperationalsystems.ThemainobjectiveofthethreatanalysiseffortwithintheSCECAPMSproject wastogainabetterunderstandingofthesensorpointsandtheircorrelationsneededtodetectapotential cyberevent,maliciousorotherwise,withinaWideAreaMonitoringProtectionandControl(WAMPAC) systemthatutilizessynchrophasorbasedtechnology.Toaccomplishthis,SCEanalyzedthreatstothese systemswithafocusonhowtheycouldpotentiallyinfluenceautility’soperationaldecisionmaking.The

9 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved maincomponentsofthisapproachwereexaminingsystemcharacteristicsthatanattackercouldbeexploit andtheinformationalimpactsfromtheidentifiedattacks.

UTSTS ,$-0+ 2'-, *+. !21 SystemssuchasWAMPAC,whichutilitiesutilizeforrealtimegridoperations,areonlyaseffectiveasthe informationprovidedtothem.OnemethodemployedintheSCEthreatanalysiswastocategorizeattacksby thepotentialimpactthattheymighthaveontheinformationwithinthesystem.Whencontrolsystem informationisaffected,theoverallimpactstotheutilitycanbesevereasthesesystemsareintegraltothe utility'sabilitytomakecriticaloperationaldecisionsortakeappropriateactionswiththeircommandand controlcapabilities.Ifanattacker'sactivitiesgounnoticedandaffecttheavailabilityorintegrityoperational dataorcommandandcontrolcapabilities,theycouldpotentiallyaffectthesafetyandreliabilityofthepower griditself.Improvingtheabilityofautilitytodetectandreacttounauthorizedcyberactivitycandirectly affectitsabilitytooperatethepowergridinaresilientmanner.Theprojectutilizedfivebasicinformation impactcategoriesinthisanalysisasfollows:

x DistortAdistortionormanipulationofinformation x DisruptionAdisruptionintheflowofinformation x DestructionAdestructionofinformation x DisclosureAdisclosureofinformationwhichmayprovideanattackerwithaccesstoinformation theywouldnormallynothaveaccesstoandpossiblyleadingtoothercompromises x DiscoveryAdiscoveryofinformationnotpreviouslyknownthatcanbeusedtolaunchanattackon aparticulartarget

Ofthefivecategories,three(distort,disrupt,anddestroy)wereofparticularinterestastheyhavethemost abilitytolikelyimpacttheutilityoperationaldecisionmaking.

Architecture

Figure3illustratesahighlevelviewofaWAMPACsystemarchitecture.Thethreekeysystemcomponents worthnotingare:

x PhasorMeasurementUnit(PMU)–measureselectricalinputs,calculatesandtimestampsphasor(s) x PhasorDataConcentrator(PDC)–timealignsdatafrommultiplePMUsandalsodoesbasicdata qualitychecks x PhasorGateway–utilizedtosecurelyexchangesynchrophasordatabetweenentities

10 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved

Figure3:ExampleWAMPACSystemArchitecture

Aspartofthethreatanalysis,SCEcatalogedattacksagainstthesecomponentsaimedatdisruptingtheir primarysystemfunctionality.CriticaltotheoverallperformanceoftheWAMPACsystemistherelianceona highprecisiontimesourceatthevariouslocationswherethesecomponentsarelocated.

ProtocolsandStandards

TheprojectteamalsoexaminedkeyprotocolsandstandardsutilizedwithinWAMPACsystemsforpossible attackvectorsaspartofthethreatanalysisincluding:

x C37.118.22011,IEEEStandardforSynchrophasorDataTransferforPowerSystems x IPbasedcommunications(bothUDPandTCP) x IRIGandNTPtimingreferences UTSTT 0-!#11 TheprocessutilizedbySCEfortheWAMPACthreatanalysisconsistedofthreemajorstepsasshowninFigure 4.

11 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved

Figure4:CAPMSThreatAnalysisProcess CatalogFailureModes

ThefirststepoftheSCECAPMSthreatanalysiswastobrainstormpossiblefailuremodeswithintheWAMPAC systemfromtheperspectiveofthesystemcomponentsperformingtheirassignedfunctionsandthen correlatethesefailuremodesagainstpossibleattacktargetsandattacktypes.Thisfirststepalsoidentified thepotentialinformationalimpactforeachfailuremode.Thisstepoftheanalysisyielded32significantand distinctfailuremodesasshowninAppendixA.Thegoalofthisstepwastoidentifyagoodrepresentativeset offailuremodes,notanexhaustivelistofallpossiblefailuremodes.

AssignAttackScenariostoFailureModes

Fromthemasterlistoffailuremodes,theteamdevelopedasecondmatrixthatidentifiedatleastone plausibleattackscenarioforeachfailuremode.Insomecases,theteammappedmultipleattackscenariosto asinglefailuremode,mainlyduetomultipleattacktargetswithinthesystem.Partofthisstepwasthe categorizationoftheseattacksbasedonthesystemcomponentorfunctionthattheytargeted.TheSCE analysisofpotentialthreatstoasynchrophasorbasedsystemidentifiedfourbasicareasthatanattacker couldpotentiallytargetinordertointerferewithpropersystemoperation:

x TimingattacksAttackstargetingthedistributionoftimingsignalsutilizedbytheindividual componentsofthesystem x ApplicationlayerattacksAttackstargetingtheapplicationlayerprotocol(IEEEC37.118) x NetworkattacksAttackstargetingthenetworkinfrastructureutilizedwithinthesystemwiththe intentofdisputinginformationflows x HostattacksAttackstargetinghostsoftheindividualcomponentsofthecontrolsystem(e.g. hardware/OS) Thisstepoftheanalysisyielded53plausibleattackscenariosasshowninAppendixBandrepresentedin Figure5.Thegoalofthisstepwastoidentifyagoodrepresentativesetofattackscenarios,notanexhaustive listofallpossibleattacksonaWAMPACsystem.

12 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved Figure5:ThreatMatrixTable

UTSTU "&0# 2+, *71'1 #13*21 TheprojectteamthenutilizedthekeyresultsfromthethreatanalysisasinputsintotheCAPMSBayesian NetworkandPolicydevelopmentaswellasthedetailedtestplandevelopmentandfallintotwoprimary areas: x Understandingofthepotentialsensorpointsanddatasourcesrequiredtodetectactivitiesandtheir impacts x Basicunderstandingofthesensorlogicandcorrelationlogictocorrectlydetecttheseattacks SCEselectedatestingscenarioassociatedwithadevicelevelattack.Outofthefourcategoriesofattacks,this wasdeemedthemostlikelytopotentiallyoccurasaresultofphysicalsecuritychallengesassociatedwith thesedevices.Thesechallengesstemfromthelikelihoodthatafielddeployedcyberasset,suchasaPMU, willbeinstalledinremote,unmannedfacilitywhereadvancedphysicalsecuritymeasures,suchasthose whichmaybefoundatautilitycontrolcentermynotbepracticaloreffective.Thesephysicalsecurity challengesmakeitlikelythatanadversarymaychoosethisrouteoveranattacklaunchedremotelydueto thefewernumberofcyberdefensesthatanattackerwouldneedtocircumventoravoid.

Althoughtherearenumerousattacksthatcouldbelaunchedbyanadversarywhenlocallypresentwithina remotefacilitysuchasasubstation,theunauthorizedchangetoadevicesconfigurationisperhapsoneofthe mostdifficulttodetectbeforeanimpropersystemoperationoccurs.Asecondarybenefitoffocusingonthis

13 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved typeofattackisthatitmayalsobeeffectiveindetectingapprovedutilityactivitythatmaynothavebeen properlycoordinated.

Thepotentialimpactofthistypeofattackwouldalterdatathatoperationalapplicationsconsume.This altereddatacouldpotentiallymakeitappearthatagrideventisoccurringwheninfactoneisnot,ortomask orcamouflageagrideventfromdetectioninatimelymanner.Ineithercase,theresultofsuchaltereddata couldleadtoascenariowhereaGridOperator,oroperationalapplicationthroughautomation,takes inappropriateactioninresponsetowhatappearedtobecorrectpowersystemreadings.

UTT )1# 1#1 Thefinalstepofthethreatanalysisselectedoneattackscenariofromeachcategoryanddevelopedamore detailedversionidentifyingnotonlythestepsthatanattackermightperform,butalsoimpactsthatthese activitiesmightinduce.Theseimpactscanrangefromgridleveleventssuchasanoutageorequipment operationtosecondarysystemeventssuchaslossofcommunicationsorspecificmessageexchanges.These fourselectedattackscenariosalsobecometheprimarycandidatesfortestinganddemonstrationlaterinthe project.

UTTTS +22 !)!#, 0'-VYS), 32&-0'8#". 027 1712#+!& ,%#1,! -) !-,$'%30 2'-, Narrative

AThreatAgentgainsphysicalaccesstoaremotesubstationthatincludesoneormoreDFR/PMUunits.While physicallypresent,theThreatAgentgainslogicalaccesstoaDFR/PMUunitandmodifiestheconfigurationof theunitwiththeintentofimpactingtheutility'soperationaldecisionmakingcapabilities.OncetheThreat Agenthasmadetheintendedconfigurationchanges,theyreboottheDFR/PMUunit(tohelpensurethat configurationchangestakeeffect).TheThreatAgentthenphysicallyexitsthefacility.

Assumptions

x ConfigurationchangestotheDFR/PMUunitwilltakeeffectimmediately(orshortlythereafterthe changesaremadeviarebootoftheunit) x TheThreatAgentisknowledgeableofthesystem,correspondingtechnology,andhasabasic understandingoftheoperationofthepowergird x CommandFramesandConfigFramesareexchangedbetweenthePDCandDFR/PMUoverTCP x TheDFR/PMUemploysthespontaneousdatatransmissionmethodasdescribedinAnnexFofIEEEStd C37.118.2

Preconditions

x Allcommunicationstotheremotesubstationarefunctioningnormally x TheDFR/PMUhasbeenfullycommissionedincludingfunctionaltestingtovalidatetheconfiguration andcommunicationsconnectivity x ThePDCatthecontrolcenterhasbeenconfigured,functionallytested,andisreceivingdata(via C37.118format)fromtheDFR/PMU

14 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved x TheCCSclientofDFR/PMUhasbeenconfiguredandismonitoringthefileassociatedwiththe DFR/PMUconfigurationforchanges

ScenarioSteps

Step Description PossibleSensors 1 TheDFR/PMUunitiscommissioned N/A TheCCSClientontheDFR/PMUunitbegins 2 monitoringtargetfiles N/A AThreatAgentgainsphysicalaccesstotheremote substationwherethetargetDFR/PMUhasbeen 3 installed Physicalsecuritysystem TheThreatAgentgainslogicalaccesstoDFR/PMU a)VialocalconsoleinterfaceoftheDFR/PMU interfaceusingcompromisedcredentialsordefault account DFR/PMUWindowslog 4 b)VianetworkusingRDPandcompromised credentialsorbackdoor,etc. DFR/PMUWindowslog c)VianetworkusingspoofedUSImastersoftware runninglocally TheThreatAgentmodifiestheconfigurationofthe 1) DFR/PMUApplicationlog 5 targetDFR/PMU 2) CCSClient(BoHorQoT)

TheThreatAgentappliesthechangesothatthe 6 modifiedconfigurationtakeseffect DFR/PMUApplicationlog TheThreatAgentterminateslogicalaccess a)logsoutofDFR/PMU DFR/PMUWindowslog 7 b)LeavesDFR/PMUconsoleopen(ifthat’showhe gainedaccess) c)DropsRDPconnection DFR/PMUWindowslog Communications(streamingoftheDataFrames) 8 betweentheaffectedDFR/PMUunitandPDCare interrupted PDCApplicationlog 9 TheThreatAgentexitstheremotesubstation ThePDClistensonUDPPort4713(defaultportper 10 IEEEC37.118.2standard)forDataFramesfromthe DFR/PMU TheDFR/PMUresumessendingDataFramestothe C37.118deeppacketinspection(detectionof PDC(viaUDP).TheDFR/PMUwillindicatethata assertionofBit10oftheSTATfieldwithinthe 11 configurationchangehasbeenmadebyassertingBit DataFrame) 10oftheSTATfieldwithintheDataFrame. UponreceiptoftheDataFramenotingthe 1) PDCApplicationlog configurationchange(Bit10oftheSTATfield 2) C37.118deeppacketinspection(detection 12 asserted),thePDCsendstheCommandFrame(Send ofcommandssentfromPDCtoDFR/PMU) CFG1,2,or3)totheDFR/PMU.

15 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved Step Description PossibleSensors TheDFR/PMUprocessestheCommandFrame(Send 1) PDCApplicationlog 13 CFG1,2,or3)andsendstheresponse(Configuration 2) C37.118deeppacketinspection(detection Frame)totheThreatAgent ofConfigurationFrame) SynchrophasordatabeingreceivedbythePDCisnot Upstreamoperationalapplicationorsystem 14 accurateofcurrentgridconditions operator ThePDCtimecorrelatestheincorrectdatafromthe affectedDFR/PMUunitalongwithdatafromother 15 (normal)DFR/PMUunitsandforwardsthe aggregateddatatoupstreamoperationalapplication (suchasEMS),PhasorGatewayand/orHistorian Upstreamoperationalapplicationlogorsystem 16 Theoperationalapplicationdetectdataanomaly operator 17 TheHistorianstoresthereceived(incorrect)data ThePhasorGatewayforwardstheaggregateddata toandexternalentityand/ortheHistorianforwards 1) ExternalEntity(None) 18 theaggregateddatatootherinternal(non 2) Nonoperationalapplicationlogor operational)application applicationowner

UTTTT +22 !)!#, 0'-SUS00-,#-31 .V&-32.32-$.0#!#'4#0!0# 2#1!*-!) #00-0',,! -) Narrative

AThreatAgentgainsphysicalaccesstoaremotesubstationthatincludesoneormoreDFR/PMUunits.While physicallypresent,theThreatAgentgainslogicalaccesstotheGPSreceiverthatprovidestime synchronizationtotheDFR/PMUviaanIRIGBinterface.TheThreatAgentmodifiestheconfigurationofthe GPSreceiverwiththeintentofcausingtheDFR/PMUtoaffixincorrecttimestampstotheC37.118data framesandaffecttheutility'soperationaldecisionmakingcapabilities.OncetheThreatAgenthasmadethe intendedconfigurationchanges,theyreboottheGPSreceiverunit(tohelpensureconfigurationchangestake effect).TheThreatAgentthenphysicallyexitsthefacility.TheincorrecttimestampsaffixedtotheC37.118 DataFramesfromthetargetDFR/PMUtothePDCareperceivedaslatedatabythePDC,andtheyareflagged asawaitingperiodviolation.

Assumptions

x ConfigurationchangestotheGPSreceiverunitwilltakeeffectimmediately(orshortlythereafterthe changesaremadeviarebootoftheunit) x Communicationsnetworksbetweentheremotesubstationandtheutilitybackbone/corearenot interruptedduringthisscenario x TheThreatAgentisknowledgeableofthesystem,correspondingtechnology,andhasabasic understandingoftheoperationofthepowergird x DataFramesfromtheDFR/PMUaresenttothePDCoverUDP x CommandFramesandConfigFramesareexchangedbetweenthePDCandDFR/PMUoverTCP x TheDFR/PMUemploysthespontaneousdatatransmissionmethodasdescribedinAnnexFofIEEEStd C37.118.2

16 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved Preconditions x Allcommunicationstotheremotesubstationarefunctioningnormally x TheDFR/PMUhasbeenfullycommissionedincludingfunctionaltestingtovalidatetheconfiguration andcommunicationsconnectivity x ThePDCatthecontrolcenterhasbeenconfigured,functionallytested,andisreceivingdata(via C37.118format)fromtheDFR/PMU ScenarioSteps Step Description PossibleSensors 1 TheDFR/PMUunitiscommissioned N/A AThreatAgentgainsphysicalaccesstotheremote substationwherethetargetDFR/PMUandGPS 2 receiverhasbeeninstalled Physicalsecuritysystem TheThreatAgentgainslogicalaccesstoGPSreceiver Devicelog

3 a)Viawebconsole b)Viaserialconsoleport TheThreatAgentmodifiestheconfigurationofthe 4 targetGPSreceiver Devicelog

TheThreatAgentrestartstheaffectedGPSreceiver 5 unitsothatthemodifiedconfigurationtakeseffect 6 TheThreatAgentterminateslogicalaccess TheIRIGBoutputoftheGPSreceiverisalteredasa 7 resultoftheconfigurationchangeandnotaccurate 8 TheThreatAgentexitstheremotesubstation Physicalsecuritysystem TheDFR/PMUupdatesitsinternalclockbasedonthe 9 IRIGBinputfromtheGPSreceiver Deviceapplicationlog TheDFR/PMUutilizesthemisalignedinternalclock 10 toaffixtimestampsonC37.118DataFramessentto thePDC(viaUDP). ThePDCreachesitsmaximumwaittimefor collectingdatafromdownstreamPMUdevices.The PDCaggregatesthedatafromotherPMUs,inserts fillervaluesforthemissingPMUdata,andtransmits theaggregateddatawithintheDataFramesbeing 11 senttoupstreamC37.118clients(phasorgateway, operationalapplications,historian,etc.).Withinthe 1) PDCapplicationlog aggregatedDataFrame,bits15&14oftheSTAT 2) C37.118DeepPacketInspection(detection fieldcorrespondingtothedatablockcontainingthe ofBits15&14inSTATfieldfor missingPMUdataaresetto“10”tonotethatthis correspondingPMUdatablockofData dataisinvalid. Framesetto“10”) C37.118clientsupstreamfromthePDCreceivedata 12 framesthatcontainnodatafromthetarget DFR/PMU. Applicationlog 13 Theoperationalapplicationdetectdataanomaly Applicationlogs/alarms 14 TheHistorianstoresthereceiveddata

17 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved Step Description PossibleSensors ThePhasorGatewayforwardstheaggregateddata toandexternalentityand/orHistorianforwardsthe 15 aggregateddatatootherinternal(nonoperational) application Nonoperational/analysisapplicationdetectsdata 16 anomaly Applicationlogs/alarms

UTTTU +22 !)!#, 0'-UTS), 32&-0'8#""#4'!#"#%0 "#1,#25-0).#0$-0+ ,!# 7 $*--"',%2&#,#25-0)5'2&#6!#11'4#20 $$'! Narrative

AThreatAgentgainslogicalaccesstoahostontheutilitysubstationnetworkinfrastructurewherethetarget DFR/PMUisconnected.TheThreatAgentthenutilizesthecompromisedhosttoexecuteafloodingtype DenialofService(DoS)attack.Theattackresultsintheavailablenetworkbandwidthbeinginadequatefor theDFR/PMUtomeettheperformancerequirementsforthedataframesbetweentheDFR/PMUandPDC. ThisinturnresultsinawaitingperiodviolationwithinthePDCforthespecificDFR/PMU.

Assumptions

x TheDFR/PMUiscurrentlysendingdataframestothePDC. x TheThreatAgentisknowledgeableofthesystem,correspondingtechnology,andhasabasic understandingoftheoperationofthepowergrid.

Preconditions

x Allcommunicationstotheremotesubstationarefunctioningnormally x TheDFR/PMUhasbeenfullycommissionedincludingfunctionaltestingtovalidatetheconfiguration andcommunicationsconnectivity x ThePDCatthecontrolcenterhasbeenconfigured,functionallytested,andisreceivingdata(via C37.118format)fromtheDFR/PMU

ScenarioSteps

Step Description PossibleSensors AThreatAgentgainslogicalaccesstothesubstation networkwherethetargetDFR/PMUhasbeen 1 installed Networkinfrastructure TheThreatAgentgainslogicalaccesstoahostdevice withinthesubstationnetworkwherethetarget DFR/PMUhasbeeninstalled Hostlogs a) Viaconsoleinterfaceusingcompromised 2 credentialsordefaultaccount

18 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved Step Description PossibleSensors b) VianetworkusingRDPandcompromised credentials,backdoor,orbybruteforce TheThreatAgentbeginsafloodingDoSattackfrom thecompromisedhost a) PINGfloodattackagainsttherouter’slocal LANinterface Routerlog b) SmurfattacksenttoLANbroadcastaddress withrouter’slocalLANinterfaceassource address Routerlog c) UDPfloodingattackagainsttherouter’s 3 localLANinterface Routerlog Theavailablenetworkbandwidthdecreasestothe pointthattheDFR/PMUcannotmeetitsminimum performancerequirementsfortransmittingdata 1. Networkinfrastructure 4 framestothePDC. 2. DeepPacketInspection ThePDCreachesitsmaximumwaittime for collectingdatafromdownstreamPMUdevices.The PDCaggregatesthedatafromotherPMUs,inserts fillervaluesforthemissingPMUdata,andtransmits theaggregateddatawithintheDataFramesbeing senttoupstreamC37.118clients(phasorgateway, operationalapplications,historian,etc.).Withinthe 1. PDCapplicationlog aggregatedDataFrame,bits15&14oftheSTAT 2. C37.118DeepPacketInspection(detection fieldcorrespondingtothedatablockcontainingthe ofBits15&14inSTATfieldfor missingPMUdataaresetto“10”tonotethatthis correspondingPMUdatablockofData 5 dataisinvalid. Framesetto“10”) TheThreatAgentexits/terminateslogicalaccessto thecompromisedhost.TheDoSattackremains 6 active Networkinfrastructure C37.118clientsupstreamfromthePDCreceivedata framesthatcontainnodatafromthetarget 7 DFR/PMU. Applicationlog 8 Theoperationalapplicationdetectdataanomaly Applicationlogs/alarms 9 TheHistorianstoresthereceiveddata ThePhasorGatewayforwardstheaggregateddata toandexternalentityand/orHistorianforwardsthe aggregateddatatootherinternal(nonoperational) 10 application Nonoperational/analysisapplicationdetectsdata 11 anomaly Applicationlogs/alarms

19 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved UTTTV +22 !)!#, 0'-TXS), 32&-0'8#""#4'!#',2#0!#.21 ," *2#012&# !-,$'%30 2'-,$0 +#$0-+-)2-, Narrative

AThreatAgentexecutesamaninthemiddle(MITM)attackonthedataexchangebetweenaDFR/PMUand thePDClocatedattheutility’scontrolcenter.Aftermonitoringthisdataexchange,theThreatAgentthen interceptsaConfigurationFramesentfromtheDFR/PMUtothePDCandaltersthetimebase(TIME_BASE) fieldwithintheConfigurationFrame.ThetimebaseisutilizedbyaC37.118clienttodeterminetheactual fractionalsecondofthetimestampofthephasordatawithintheDataFrame.ThisalteredConfiguration FrameisthenprocessedbythePDCandusedtoparsesubsequentDataFramesfromtheDFR/PMU.

Assumptions

x Communicationsnetworksbetweentheremotesubstationandtheutilitybackbone/corearenot interruptedduringthisscenario.TheThreatAgentisknowledgeableofthesystem,corresponding technology,andhasabasicunderstandingoftheoperationofthepowergrid. x DataFramesfromtheDFR/PMUaresenttothePDCoverUDP x CommandFramesandConfigFramesareexchangedbetweenthePDCandDFR/PMUoverTCP x TheDFR/PMUemploysthespontaneousdatatransmissionmethodasdescribedinAnnexFofIEEEStd C37.118.2

Preconditions

x Allcommunicationstotheremotesubstationarefunctioningnormally x TheDFR/PMUisstreamingDataFramestothePDC. x TheDFR/PMUhasbeenfullycommissionedincludingfunctionaltestingtovalidatetheconfiguration andcommunicationsconnectivity x ThePDCatthecontrolcenterhasbeenconfigured,functionallytested,andisreceivingdata(via C37.118format)fromtheDFR/PMU

ScenarioSteps

Step Description PossibleSensors AThreatAgentexecutesanARPpoisingattackto 1 intercepttrafficbetweentheDFR/PMUandthePDC TheThreatAgentalterstheDataFramesfromthe C37.118deeppacketinspection(detectionof DFR/PMUtoindicatefalselythataconfiguration assertionofBit10oftheSTATfieldwithinthe changehasbeenmadebyassertingBit10ofthe DataFrame) 2 STATfieldwithintheDataFrame. TheThreatAgentforwardsthealteredDataFrames 3 tothePDC UponreceiptoftheDataFramenotingthe configurationchange(Bit10oftheSTATfield asserted),thePDCsendstheCommandFrame(Send C37.118deeppacketinspection(detectionof 4 CFG1,2,or3)totheDFR/PMU. CommandFramebeingsenttoDFR/PMU) TheThreatAgentpassestheCommandFrame(Send 5 CFG1,2,or3)throughtotheDFR/PMUunaltered

20 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved Step Description PossibleSensors TheDFR/PMUprocessestheCommandFrame(Send CFG1,2,or3)andsendstheresponse(Configuration Frame)totheThreatAgent(thinkingthattheThreat 6 AgentisthePDC) TheThreatAgentthenaltersthetimebase (TIME_BASE)withintheConfigurationFrame receivedfromtheDFR/PMUandtransmitsthe C37.118deeppacketinspection(detectionof 7 alteredConfigurationFrametothePDC ConfigurationFramebeingsenttoPDC) ThePDCreceivesandprocessesthealtered 8 ConfigurationFrame 9 TheThreatAgentendstheattack TheDFR/PMUbeginstransmittingDataFrames directlytothePDC(nolongerredirectedtothe 10 ThreatAgent) ThePDCparsestheDataFramesfromtheDFR/PMU 11 accordingtothelastreceivedConfigurationFrame. ThePDCtimecorrelatesthedatafromtheaffected DFR/PMUunitalongwithdatafromother(normal) DFR/PMUunitsandforwardstheaggregateddatato upstreamOperationalApplications(suchasEMS), 12 PhasorGatewayand/orHistorian 13 TheOperationalApplicationdetectdataanomaly 14 TheHistorianstoresthereceiveddata ThePhasorGatewayforwardstheaggregateddata toandexternalentityand/ortheHistorianforwards theaggregateddatatootherinternal(non 15 operational)application

UTU #/3'0#+#,21 Therequirementsdevelopedforthisprojectaregenerallyatahighlevel,whichisappropriateforasystem thatisinaresearchanddevelopmentphase.Theserequirementsprovideanoutlineofthebasicdesired functionalityandcanbefurtherrefinedtosupportanactualfielddeployment.

UTUTS !3,!2'-, * #/3'0#+#,21 Theprojectusedtwoapproachestodeveloprequirements.Thefirstconsideredthesetofthreatsandattack usecasesdevelopedinsections3.1&3.2.Thesecondapproachconsideredageneralizedoperationalview basedontheinstallationanduseofthenotionalCAPMSsystem.

1. Installation 2. CAPMSOperationalCycle a. Sensing b. PolicyApplication c. Response 3. Security

21 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved InstallationRequirements AgoalforCAPMSistominimizeadditionalutilityresourcesrequiredtoinstallandconfigureCAPMS functionality.AfuturedeployedCAPMSsystemwouldbeinstalledonmanyfielddevicesandeaseof installationandconfigurationwouldbeahighpriority.

REQID Requirement 1.1 CAPMSshallbeinstalledontarget clientdevices. Requirementmet. 1.2 CAPMSinstallationshallbeimplementedasaCCSupgrade. Requirementmet.FuturesystemmaybeintegratedintoCCS. 1.3 CentralizedCAPMSfunctionsshallbeinstalledwithintheexistingCCSsystem. Requirementmet. CAPMSshallminimizeconfigurationofpointtopoint interconnectioninterfaces 1.4 withexternalsensorandactuatoractors. Requirementmet.Theprojectdemonstratedasimplifiedstandardinterface. CAPMSshallsupportaflexiblesetofinterfacestosupportvendordevelopmentof 1.5 CCS/CAPMSclients. Requirementmet.TheJSONinterfaceprovidesanopenstandardinterface.Additional interfacesarepossible.

SensingRequirements AgoalforCAPMSistodemonstrateanincreasedlevelofawarenessandpolicyresponseswhenusingdata fromsystemsthathavetraditionallybeenunavailabletoasecuritysystem.TheCAPMSisdesignedtousea varietyofexternaldatasourcesthatprovideadditionalcontexttothedetectionofcyberphysicalsecurity events.

REQID Requirement CAPMSshallreceiveandprocesssyslogeventmessagesfromclientdevicesand 2.1 externalinterfaces. Requirementmet.CAPMShasaninternallogaggregator. CAPMSshallreceiveandprocessTCPmessagesfromclientdevicesandexternal 2.2 interfaces. Requirementmet.CAPMSreceivesTCP messagesthroughSplunk. 2.3 CAPMSshallusethePhasorDataConcentratorasasensor Requirementmet.CAPMSreceiveslogmessagesfromthePhasorDataConcentrator. 2.4 CAPMSshalluseSplunkasasensor Requirementmet.Splunkwasconfiguredtoreceivesyslogmessagesfromseveral systemsandprovidethatdatatoCAPMS. 2.5 CAPMSshallsupportdeeppacketinspectionofC37.118messages Requirementmet.CAPMSmonitorsC37messagesandisawareofdeviceconfiguration changemessages. 2.6 CAPMSshalldetectfailedloginstomonitoreddevices Requirementmet.CAPMSreceivesfailedloginnoticesthroughtheSplunkinterface. CAPMSshallprovidethecapabilityfortheCAPMSoperatortomanuallyplacethe 2.7 CAPMSagent“offline”orinan“online”mode.

22 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved REQID Requirement Requirementmet.DeviceswiththeCAPMSagentcanbeenabledordisabled.

PolicyApplicationRequirements CAPMSpoliciesshouldprovideaflexibleframeworkfortheutilitytoconfigurethemonitoreddatastreams, andtheresponsesthatitshouldtakeupondetectionofpotentialintrusionattempts.

REQID Requirement 3.1 CAPMSshallperformanautomatedanalysistodetectacyberintrusion. Requirementmet.CAPMSusesaprobabilisticBayesiantree todeterminethelikelihoodof intrusion. 3.2 CAPMSshallreportthedetectionofacyberintrusiontoCAPMSoperator. Requirementmet.TheCAPMSGUIreportsdetectedeventsandtheCAPMSsystemisable tosendnotificationstoothersystems. CAPMSshalluseCCSfunctionalitytoassessthehealthandstatusofCCSenabled 3.3 clientdevices. Requirementmet. CAPMSshallapplypoliciestodetectedcyberintrusionsanddeterminethemost 3.4 appropriatecourseofaction. Requirementmet.Policyresponsesprovidebothusernotificationsandautomatic responsestobemade. CAPMSshallreporttheactivation/deactivationofapolicyandindicatethedevice(s) 3.5 impactedtotheCAPMSoperator. Requirementmet.PolicydeploymentandmanagementismanagedthroughaCAPMS GUI.ThreatdetectionsandresponsesarereportedthroughtheCAPMSGUIand optionallytootherusersandsystems. 3.6 CAPMSshallprovideasummaryofallcurrentlypolicyactivations. Underdevelopment.TheCAPMSGUIwillprovideasummaryofdetectionsandresponses. CAPMSshallprovidepolicyoptionsthatrequireCAPMSoperatorapprovalbefore 3.7 activation. Requirementmet.CAPMSresponsescanbeactionsthatrequireanoperator’sapproval beforebeingactivated. CAPMSshallprovidetheCAPMSoperatorwiththeabilitytorevert(i.e.Cancel)an 3.8 activatedpolicy. Requirementnottestedbutpossible.ActionstakenbytheCAPMSsystemcanbereviewed bytheoperator.Additionally,commandedactionstakenbyCAPMScaninclude restorationtopreviousfunctionality. CAPMSshallprovideapolicyresponsethatisinformationalonly(i.e.,Alert 3.9 Notification). Requirementmet.Multiplenotificationoptionsareavailable. 3.10 CAPMSshallbeabletochangemonitoringlevelsbasedonsuspiciousactivity. Requirementmet.TheBayesiantreeallowsforlevelsofcertaintyandthepossibilityto takeactionsasdetectionsaremade. 3.11 CAPMSshallbeabletoinitiatenewPKIexchangeformonitoreddevices RequirementmetthroughCCSfunctionality.

23 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved ResponseRequirements TheCAPMSresponserequirementsweretailoredtothetestingenvironment,butwerechosentotestand demonstratetheabilityofCAPMStointeractwithsystemswithdefinedinterfacesandusethemaspartofa securitypolicy’sresponse.

REQID Requirement 4.1 CAPMSshalluseeDNAas anactuator. Requirementmet.TheeDNAsystemwasusedasaproxyforaControlCenterapplication; CAPMSsendsnotificationsinforminganoperatorthataperceivedelectricsystemevent areisactuallyacyberattack. CAPMSshallsupportinformationalmessagestoexternalsystemsandtheirusersasa 4.2 policyresponse. Requirementmet.CAPMSisabletosendemailandsendnotificationstosystems. CAPMSshallsupportdefinedinterfacesonactuatorsystemstoperformpermitted 4.3 actionsasapolicyresponse. Requirementmet.TheeDNAsystemprovidedaninterfacetoreceivemessagesfrom CAPMS.

SecurityRequirements CAPMSshouldsupportandenhanceSCE’sabilitytoimplementsecuritypolicyandassistinmeetingfederal andstaterequirementsforreportingandauditing.

REQID Requirement CAPMSpolicyengineshallsupporttheimplementationofSCEcybersecuritypolicies 5.1 forsubstationdevices. Requirementmet.CAPMSpoliciescansupportSCEpolicyguidelines. CAPMSshallstorelogsofalleventdetectionsandactionstakentosupportSCE 5.2 cybersecuritypolicesforsubstationdevices. Requirementmet.CAPMSmaintainsaneventlogofdetectionsandactions. CAPMSshallprovideauthorizedlocaluserstheabilitytodeactivateautoresponse 5.3 functionality. Requirementnottested. CAPMSshallbeabletosenditsapplicationlogstoSCEselecteddatarepositoryor 5.4 historian. Requirementnottested.

V 0-(#!2 #13*21 VTS 0-(#!2, 2 3++ 07 Unlikemanyprojects,CAPMSwasnotevaluatingtheperformance,effectiveness,orefficiencyofanewtype ofgridequipmentordemandresponseprogram.CAPMSdevelopedanddemonstratedanewtypeofsecurity system,onethatoperatorscanconfigurewithpoliciestorespondautomaticallywhenitdetectscyber intrusions.Assuch,therearenomeasurementstoreportandsummarizethatonemightnormallyconsider “data”.However,theprojectdidrecordseveralsimulateddatapoints.Thedatahistorianrecordedthe measurementsfromourtwoPMUs,attachedtothegridmodelsimulatedbyRTDS.SCErecordedtheAC

24 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved frequencyateachPMU,andforeachA,B,andCphaseateachPMU,SCErecordedthevoltagemagnitude andphaseangleasshowninFigure6:PMUDataPoints.

Figure6:PMUDataPoints InadditiontothedatapointsmeasureddirectlybythePMUs,theprojectcreatedseveraladditionaldata pointsusedtodemonstrateinputsandoutputstoandfromCAPMS,aslistedinthetablebelow.Theproject createdsimilarpointsforsubstationBandPMU2.

POINTID Type LOCATION I/O Values CAPMS.CALCSERV.PFL PowerFlow(from LINE Analog Phasors) (Current) CAPMS.UNIVSERV.PFLABNML PowerFlowAbnormal LINE Input 0=No,1=Yes CAPMS.UNIVSERV.SUBAWORK ScheduledWork SUBA Input 0=No,1=Yes CAPMS.UNIVSERV.SUBAPACC PhysicalAccessAlarm SUBA Input 0=No,1=Yes CAPMS.UNIVSERV.SUBANACC NetworkAccessAlarm SUBA Input 0=No,1=Yes CAPMS.UNIVSERV.SUBAPHYS PhysicalAlertState SUBA Output 0=Normal, 1=Warning, 2=Alarm CAPMS.UNIVSERV.SUBACYBR CyberAlertState SUBA Output 0=Normal, 1=Warning, 2=Alarm CAPMS.UNIVSERV.PMU1CMBD CombinedAlertState PMU1 Output 0=Normal, 1=Warning, 2=Alarm

Figure8showsagraphofatypicalattackflow.Thereisnoworkscheduled,andthesimulatedattacker triggersthephysicalaccessalarmatsubstationA.Thisraisesthesubstationalertstateto“warning”.The attackerthenmodifiestheconfigurationofthePMUtomaponeofthephasestoanullinput,effectively reducingthecalculatedpowerflowbyonethird(from521kWtoaround350).Thistriggersthe“powerflow

25 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved abnormal”point,meanttosimulateavalidationthatastateestimatorcouldproduce,flagging measurementsthatdon’tseemtofitwiththeotherobservedpoints.Figure7showsagraphofthe calculatedpowerflowonthelineduringasimulatedattack,includingthe“PFLABML”calculatedpoint.Note thattheblue“PowerFlow”lineusestheaxisontheleft(kW)whereasthered“SuspectReadings”lineuses theaxisontheright.(0=No,1=Yes)

Figure7:SimulatedPowerFlowduringConfigurationAttack WhenCAPMSreceivesthe“PFLABNML=1”event,itraisesthesubstationalertstate(SUBAPHYS)to“alarm”.

Figure8:DemoDataPointsGraph TheCAPMSoutputalertstatepointsescalatefromnormal(0)towarning(1)andfinallyalarm(2)asthe attackprogresses,resultinginvisibleindicatorsonasimulatedgridoperatorscreenasshowninFigure9.

26 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved Figure9:SimulatedGridOperatorViewwithCAPMSIndicators

VTT !',"',%1 Itseemslikelythatanautoresponsepolicymanagementsystemcouldbeeffectiveinpreventingand containingattacks.However,therearesomepotentialhurdlesthatimplementersmustclearinorderto deliveracosteffectivesystemtotheindustry.

VTTTS ? *3# ThevalueprovidedtoautilitybyCAPMSismorethanjustdirectlydetectingandreactingtoacyberattack. WhilethisistheprimarypurposeofCAPMS,thereareotherpotentialbenefits.

PreventingOperatorError AcybersecuritysystemawareofsystemstatescouldpreventoperatingerrorsbyalertingGridOperatorsthat observedpowersystemdatawithinorutilizedbyanoperationalapplicationmaynotbereflectiveofactual gridconditions.Thisisespeciallyvaluablegiventhatinmanycases,operatorsusepowersystemdatato makegridleveldecisions.

HumanPerformanceEvents Thesystemcoulddetecthumanperformanceevents,suchasafailuretofollowanapprovedprocessor procedure.Overtime,thiswillimproveconsistencyandadherencetoprocedures.

SystemHealthAwareness Suchasystemcanincreaseawarenessoftheoverallhealthoftheapplications,devices,andcommunications infrastructureutilizedforgridoperations.Knowingthiswillallowoperatorstoavoidmakingchangesthat couldweakenthesystemwhenitisinaweakenedstate.

VTTTT & **#,%#1 DeploymentofCAPMSinanoperationalenvironmentisnotwithoutitschallenges.

PolicyDefinition Automatedresponsesrequiredefinitionandintegrationateachdeploymentsite,potentiallyrequiring significantconfigurationandcustomdevelopmenteffort.Itispossibletodeveloppoliciesthatcouldbere used,butitwillbedifficulttobalanceflexibility,stability,andcosteffectiveness.

27 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved Integration Eachdeploymentofthesystemmustconfigurenotonlythepolicies,butalsotheinputsandoutputstothose policies,withapotentiallydifferentsetofsystems.Atthispoint,theseinterfacesarenotwelldefinedenough tobereusable,whichcouldcausedifficultieswithmaintainingthem.

OperatorTrust Theoperatorsofthesystemwillnotimmediatelytrustthesystemtomaketherightresponsedecisions.They willwanttounderstandandbeinvolvedinthedefinitionofthepolicies,andtheywillwanttheabilitytosee thecontributinginputsandbeabletoapproverecommendedactionsbeforeallowingautomaticaction.The systemdoesincludetheabilitytoconfigureactionstorequireoperatorapproval,asshowninFigure10 below.Still,thiscouldslowdownresponsetimesuntilthesystemistunedandtrustedtoreactautomatically.

Figure10:OperatorResponseApprovalFlow Scalability Thedemonstrationprojectimplementedasimplepolicyatasinglelocation.Itislikelythatmanagementof largenumbersofpoliciesatthousandsoflocationswillbedifficult.Also,withalargedeployment,thepolicy engineprocessingwouldprobablyneedchangestobemassivelyscalable.

Applicability Thesystemusesopenlyspecifiedcybersecurityprotocols,howevermostcomponentsdonotimplement themdirectly.CCShasagentsthatallowfortheprotectionofUnix/Linux,Windows,andembeddedsystems, aswellashardwareoptionsforterminatingprotectedchannels.TheprotectedendpointsdorequireIP communications.

VTU .#!' *+.*#+#,2 2'-,113#1 VTUTS 712#+,2#%0 2'-,& **#,%#1 Adapters DescribedinthecommunicationsarchitectureofCAPMS,thirdpartyadapterscangreatlyincreasethe capabilitiesofaCAPMSpolicy,benefittingbothsensorandresponsefunctions.Thesethirdpartyservices

28 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved mayprovidebothsensingandactuationfunctions.However,inordertousethesethirdpartyservices, projectsmustfirstcreateadapters.

Theseadapterscanbeabarrierofentryforintegrationwiththesethirdpartyservices.Itismostfeasiblefor CAPMSpoliciestointegratewiththirdpartyservicesthathaveahighlevelofconfigurabilityorplugin support.

AnexampleofasensorservicethatprovidesahighlevelofconfigurabilityisSplunk.TheCAPMSproject leveragedSplunk’ssupportforrealtimealertresponse,whichallowsfortheexecutionofascriptthat enablesthecommunicationofSplunkdetectedeventstoaCAPMSpolicy.

Anexampleofanactuationservicethatprovidesahighlevelofconfigurabilityisthedatahistorian,eDNA. ThisproductallowedcustominterfacestobeconstructedthatrespondedtoCAPMSpolicyinputs.

SuchconfigurabilityfeaturesareveryimportantforenablingtheuseofaCAPMSpolicy.Servicesthatdonot havesuchintegrationcapabilitiescanbeabarrierfromaCAPMS,requiringvendorsorprojectteamsto developintegrationswithCAPMSpolicies.

TheflexibilityoftheCAPMSpoliciesinallowingformultipleinterfacesdoeshelptomitigatethisasa potentialissue.

VTUTT & 7#1' ,--"#*',% SelectingAccurateBayesianProbabilitiesinCorrelativeModels TheCAPMSapproachdescribesaBayesianmodelforinterrelatingconditions(bothdetectableand undetectable).ThesemodelsacceptinputeventsfromCAPMSsensors.Thesemodelstreattheseinput eventsasevidence,whichallowsarrivalatconditionsthatmayrequiremultipleinputstodeterminewhether theyhaveoccurred.

Thediagrambelowshowsanexampleofacorrelatedmodelinwhichthesystemusestheevidenceto determinehigherorderstates.

29 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved

Figure11BayesianNetworkofAttackTree Asanexample,considertheattacktreeconvertedintotheBayesiannetworkinFigure11.

x S=“ShellCodeAttackfromEve” x M=“MalwareDownloaded” x W=“PasswordEnteredatWorkstation” x I=“AliceInfected” x C=“AliceCompromised”

ThenSCEneedstodefineconditionalprobabilitytablesforthenonleafnodes,“I”and“C”,basedontheir children.SCEmighthavetheprobabilitytablesinTable1.

Table1ConditionalProbabilityTablesforI(above)andC(below)

S M P(I=true|S,M) P(I=false|S,M) true true 0.97 0.03 true false 0.66 0.34 false true 0.57 0.43 false false 0.11 0.89

I W P(C=true|I,W) P(C=false|I,W) true true 0.82 0.18 true false 0.60 0.40 false true 0.48 0.52 false false 0.14 0.86

Someonewithknowledgeoftherelationshipbetweengoalsshouldinitializetheseprobabilitytables.Inthe eventthatthisisimpossibleorimpractical,SCEcantrytrainingourmodelwithdatathatisrepresentativeof

30 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved thestateofthesystem.Intheworstcase,SCEcaninitializeourconditionalprobabilitytablesastruthtables forthegatestheymayrepresentandusetheBayesianlearningtogetestimatesthataremoreaccurate.

ThiscanprovetobeachallengingelementoftheuseofCAPMSpolicies.Thereareafewmitigationsforthis issue,describedinthesectionsbelow.

SelectionofSimpleProbabilityTables TheprobabilitiesthattheCAPMSprojectdemonstrateduponcompletionareanexampleofthisapproach. CAPMSpoliciesallowfortheuseofANDandORlogicalbehaviorssothatcomplexconditionalprobability tablesdonotneedtobecraftedforsimpleconditions.Thissimplelogiccoversmoreconditionsthanone mayexpect.

Forexample,ifCAPMSshouldenactaresponseinaconditionwherethereisbothamotionsensordetected andaloginevent,thisdoesnotneedmorecomplexprobabilitytablesforcorrelatingthesetwoconditions.

TheuseofahybridmodelthatcombinesbothsimpleBooleanlogicwithmorecomplexprobability calculations(whenneeded)helpstoreducetheamountofworkneededwhenassigningprobabilitiestoa CAPMSpolicy.Theapproachesdescribedinthesectionsthatfollowcanaidthedeterminationofthese probabilitytables.

CollectionofDataWhichInfluencesProbabilities TheCAPMSplatformhasfocusedmostofitseffortsontheidentificationofkeythreatsaswellasthedesign ofasystemthatallowsforcorrelatedmodelingandresponses.Oneofthepotentialareasforfollowonwork wouldbetheinvestigationofhowtobettermodelcorrelatedevents.DatathatcouldinfluencetheCAPMS workinclude:

x Forensicsanalysisofpreviousattacks x Inputfromdomainexperts x SimulationandmodelingofattacksonasystemreflectiveoftheenvironmentinwhichaCAPMS policymustreside

IncrementalRefinementofProbabilities CAPMSpoliciesallowforconfigurableattributes.ConditionalprobabilitytablesthatinformtheBayesian networksmaybeincludedintheseconfigurableattributes.Thisallowsapolicytobereusedandrefinedover timewithoutgoingbacktotheoriginaldeveloperofthesecuritypolicyforresubmission.

Operatorsofasecuritypolicymayneedtomodifytheseconditionalprobabilitytablesafterobservationand testingofapolicy.Theseoperatorsmaymakeaneducateddeterminationthatapolicy’sdecisionisnot arrivingatthecorrectconclusionsandmaymodifytheseconditionalprobabilitytablesasawaytoinfluence thedecisionmaking.Forexample,ifthe“ShellcodeDownloadedfromEve”conditiondescribedaboveis incorrectlycausingthepolicytoconcludestronglythatAliceisinfected,whenAliceisknowntonotbe infected,thenthisisfeedbackintothebehaviorofthepolicy.

31 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved VTUTU 113#15'2& #.0#1#,2',%+22 !)"0##1 1& 7#1' ,(#25-0)1 ThereisalsopotentialinterestinusingBayesiannetworksforrepresentationofattacktreesdescribedin NESCOR1.ConsiderhowtheWiththeORgate,itisstraightforwardtohavethetwolowergoalsfeedintothe highergoalseparately.However,withtheANDgatethistechniquedoesnotnecessarilypreservethe relationshipbetweenthetwolowergoals.Forinstance,inthiscasetheANDisusedbecauseSCEexpectsthat both“ShellCodeAttackfromEve”and“MalwareDownloaded”musthappeninorderfor“AliceInfected”to happen.Thisisbecausethereissomerelationshipbetweenthetwolowergoals.Itwouldviolatethe assumptionsoftheBayesiannetworkthat“ShellCodeAttackfromEve”and“MalwareDownloaded”are independentevents,wheninreality,thefactthatonehashappenedlikelyindicatesthattheotherhas happenedorwillhappensincetheattackerislikelytryingtocause“AliceInfected.”

Dependingonthespecificevents,itmaymakemoresensetousethenetworkontheleftofFigure12.Inthis way,SCErepresentsthat“ShellCodeAttackfromEve”couldleadto“MalwareDownloaded”whichwould thenleadto“AliceInfected.”Italsocapturesthat“ShellCodeAttackfromEve”byitselfmightbean indicationof“AliceInfected”evenwithoutevidenceof“MalwareDownloaded.”

Figure12TwoOptionsforConvertinganANDGate IfSCEwantstomaintainatreestructureinourBayesiannetwork,SCEcouldusethenetworkontherightof Figure12.Thismethodisproposedin(Qin&Lee,2004).Thispreservestheassumptionthat“ShellCode AttackfromEve”wouldbeaprecursorto“MalwareDownloaded.”Itdoesnotcompletelylosethebenefitof having“ShellCodeAttackfromEve”influence“AliceInfected”becauseif“ShellCodeAttackfromEve”is

1http://smartgrid.epri.com/NESCOR.aspx

32 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved detected,thiswillincreasetheconfidencethat“MalwareDownloaded”hashappened,evenifitisnot detected,whichwillinturnraisetheconfidencethat“AliceInfected”istrue.

Preservingthetreestructurekeepstherepresentationsimplerandallowsforfasteralgorithmperformance. Nevertheless,themoretheBayesiannetworkreflectsthecausalrelationshipsinreality,themoreaccurately itwillpredictthestateofthesystem.Themainissuewiththismethodisthat“MalwareDownloaded”can blockinformationpassingfrom“ShellCodeAttackfromEve”to“AliceInfected.”Forexample,ifSCEknows that“MalwareDownloaded”=true,thenknowinganythingabout“ShellCodeAttackfromEve”willnot affectourbeliefabout“AliceInfected.”Thisisbecausetheprobabilitytablefor“AliceInfected”onlydepends on“MalwareDownloaded.”ThisdoesnotrespecttheinterpretationofanANDgatewhichshoulddependon bothinputs.

VTV 0',!'.*#1 ,"? *3#0-.-1'2'-, Thesecurityofcommunicationsisafundamentalunderlyingtechnologyrequiredformanyadvanced functions,sotheCAPMSprojectcontributeseitherdirectlyorindirectlytoalloftheprimaryEPICprinciples.It providessavingsovertypicalsolutionsbyplacingcybersecurityprimarilyinthenetworkinfrastructure.This allowsmultiplegriddevicesandsystemstoreusethenetworkandsecurityfeatures,reducingthecostof communicatingequipmentandimprovingoverallsecurityandmanageability.Aneffectivecybersecurity solutionwillalsoprovidegreaterreliabilityoftheelectricgrid,sinceitwillbeabletoproactivelyidentifyand neutralizethreatsbeforetheycanaffectgridcomponents.

SeveralofthesecondaryEPICprinciplespromoteimplementationofdistributedresourcesprogramssuchas solar,wind,energystorage,demandresponse,andelectricvehiclecharging.Theseprogramsrequiresecure automatedcommunicationofregionalforecastsandconstraints,directlyorindirectlyspecifyingwhento increaseordecreaseloadandgenerationinordertobalancesupplywithdemand.Manyoftheseprograms willneedtocommunicatewithcustomerandthirdpartyenergyservicesprovidersystems,andwhilethey probablywon’tusethesameprotectionsanddefensesasinternalsystems,identificationandcorrelationof threatsmaystillbepossibleandbeneficial.

VTW "#!&,-*-%7"0 ,1$#0* ,1 Theresultsofthisresearchshowthatthereareanumberofpotentialbenefitstodistributedsecuritypolicies andautoresponsetocyberintrusionsidentifiedusingcorrelationofsensorbasedevents.Futureprojectsat SCEmayusetheseresultstoinformrequirementsdevelopmentforenhanceddistributedresources managementsystemsandotherfutureprojects.Thetechnologymeetsseveralgridsecurityobjectivesand designcharacteristicslistedbelow.

x Supportnewandexistingequipment x Complywithstandardsandfacilitateinteroperability x Implementcommonservicesarchitecturetosupportreuse x Supportmultilevelsecurityanddynamictrustboundarydefinition x Provideabilitytodefineautomaticresponsetocontaincoordinatedattacks

33 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved TheprojectincludedademonstrationatSCEaswellasoneatDukeEnergy.TheDukedemonstrationusesthe sameTNPfoundation,andusedmuchofthesameCAPMScode.Thishelpedprojectteamstoidentifyand distinguishbasefunctionalityfromconfigurationandcustomcode.Effectivedesignandcleardelineationof theseboundariesshouldenablemorewidespreaduseanddeploymentofthetechnology,allowingformore potentialsavingsduetoeconomyofscale.

34 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved VTX -#20'!1 D.1311025,Attachment4.ListofProposedMetricsandPotentialAreasof Measurement(asapplicabletoaspecificprojectorinvestmentareainapplied research,technologydemonstration,andmarketfacilitation)

5.Safety,PowerQuality,andReliability(Equipment,ElectricitySystem)

a.Outagenumber,frequencyanddurationreductions See4.6.1

7.Identificationofbarriersorissuesresolvedthatpreventedwidespread deploymentoftechnologyorstrategy

b.Increaseduseofcosteffectivedigitalinformationandcontroltechnologyto See4.6.2 improvereliability,security,andefficiencyoftheelectricgrid(PUCode§8360)

f.Deploymentofcosteffectivesmarttechnologies,includingrealtime,automated, See4.6.2 interactivetechnologiesthatoptimizethephysicaloperationofappliancesand consumerdevicesformetering,communicationsconcerninggridoperationsand status,anddistributionautomation(PUCode§8360)

l.Identificationandloweringofunreasonableorunnecessarybarrierstoadoption See4.6.2 ofsmartgridtechnologies,practices,andservices(PUCode§8360)

8.Effectivenessofinformationdissemination

b.Numberofreportsandfactsheetspublishedonline See4.6.3

d.Numberofinformationsharingforumsheld. See4.6.3

f.Technologytransfer See4.5

10.Reducedratepayerprojectcoststhroughexternalfundingorcontributions forEPICfundedresearchontechnologiesorstrategies

a.Descriptionordocumentationoffundingorcontributionscommittedbyothers See4.6.4

c.Dollarvalueoffundingorcontributionscommittedbyothers. See4.6.4

35 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved VTXTS *32 %# #"3!2'-, AsystemsuchasCAPMSwillhelptopreventorreducedurationofoutagescausedbycyberandphysical attacks,aswellasothertypesofunplannedoutages.Itisdifficulttoestimatehowlargeofanimpactitmight have,sinceitdependsheavilyonthedepthofintegrationandconfiguration(howaccuratelyandquicklyit canidentifyattacksandotherproblems)andhowmanyattacksorotherproblemsoccur,andhowsevere andextensivetheyare.

RiskevaluationmethodologiescanbeappliedtodemonstratetheimpactofCAPMSonreducingoutages. Traditionally,riskistheproductofanevent’sprobabilityandtheconsequenceofthatevent.

R PC*

Previousacademicworkhasdevelopedmethodstoquantifyexpectedlossesinanattacktobetterevaluate variousbenefitoptions(Carlson,Rutnquist,&Nozick,2004)anddecomposetheelementsofprobabilityina mannerthatisappropriatetocontrolsystems(McQueen,Boyer,Flynn,&Beitel,2006).Thissecondpaper characterizesthetotalprobabilityasaproductofconditionalprobabilities:

PPPPPP 12345****where

P1 =theprobabilitythesystemisonanattackertargetlist

P2 =probabilityofbeingattackedgiventhatthesystemistargeted

P3 =probabilityofaperimeterbreachgiventhatthesystemisattacked

P4 =probabilityofasuccessfulattackgiventhattherewasaperimeterbreach

P5 =probabilityofdamagegiventhatthesystemwassuccessfullyattacked

Estimatingtheaboveprobabilitiesisdifficultandoutsidethescopeoftheprojectasisanimpactanalysisof theconsequenceofasuccessfulattack.TheaboveformulationdoesshowwhereCAPMScanreducethetotal riskbyreducingthelastthreeprobabilities.ProbabilitiesP1andP2areoutsidethescopeofCAPMSandare generallyaddressedbymaintainingaprivatenetworkwithaclearseparationfromtheInternet.

VTXTT + 02,#4'!#1 Utilitieshavetraditionallypreferreddedicatedprivateconnectionsforelectroniccommunicationswithfield equipment.Internettechnologiesofferanopportunitytoreducethecostof“smart”equipmentbyusing routableprotocolsovervirtualprivatenetworkconnectionssharedbymultipledevices.However, cybersecuritysystemsmustprotectthosecommunicationsfromunauthorizedaccess.Traditionalpublickey infrastructure(PKI)technologiescanmanagethisaspect,butifanattackergainscontrolofvalidcredentials, orfindsanunprotectedaccesspoint,operatorsneedanotherlayerofsecuritytoautomaticallydetectand respondtotheseattacksinatimelymanner.Operatorsmustalsobeawareofcyberthreatsthatcouldalter

36 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved theirviewofthegrid,inordertopreventresponsestofalsereadings.CAPMSprovidesthishigherlevelof decisionlogicandautomation,makingsmartgridandothercommunicatingequipmentsafeandreliable.

VTXTU ,$-0+ 2'-,,'11#+', 2'-, ReportsandFactSheetsPublishedOnline 1. ViaSatProjectAwardPressRelease https://www.viasat.com/news/usdepartmentenergyawardfundsinfrastructurecybersecurity developmentviasatandtwomajor 2. InteractiveEnergyRoadmapProjectEffortOverview https://www.controlsystemsroadmap.net/Efforts/Pages/CAPMS.aspx 3. ieRoadmapProjectDescriptionPeerReviewSlides https://www.controlsystemsroadmap.net/ieRoadmap%20Documents/ViaSatCAPMS CEDS_Peer_Review_2014.pdf 4. DoECAPMSFlyer https://www.controlsystemsroadmap.net/ieRoadmap%20Documents/CAPMS_flyer.pdf 5. ICSSANSInstituteDemonstrationSlides https://files.sans.org/summit/ics2015/PDFs/Live_ICS_Attack_Demo.pdf 6. ICSSecuritySummitCAPMSDemoVideo https://www.youtube.com/watch?v=tZDDALpI_yo

InformationSharingForumsHeld 1. 10thAnnualICSSecuritySummitCAPMSDemonstration Orlando,FL|Sunday,Feb22,2015Mon,Mar2,2015 2. CAPMSSCEDemonstration Westminster,CA|Thursday,Sep24,2015 3. CAPMSDukeDemonstration Charlotte,NC|Tuesday,Sep29,2015

VTXTV #"3!#" 2#. 7#00-(#!2-121 TheCAPMSprojectreceivedhalfofitsfundingfromaDOEgrant.DukeEnergycommittedapproximately $1.2M,andtheDOEcommittedapproximately$3MtotheoverallCAPMSproject.



37 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved W +..#,"'!#1 +T 7+-+! '*30#--"#1- 20'6 Informationalimpactof attack

AttackTarget(Funtional) AttackType PossibleResult/FailureMode FailureID Distort Disrupt Destruct Disclosure Discovery T1 NetworkTimeDistribution SpoofingNTP/SNTPserver ClockerrorwithinC37.118server X T2 NetworkTimeDistribution SpoofingNTP/SNTPserver ClockerrorwithinPDCorPhasorGateway XX T3 NetworkTimeDistribution DoSattackonNTP/SNTPserver C37.118serverrevertstoalternatetimesource X T4 NetworkTimeDistribution DoSattackonNTP/SNTPserver C37.118serverrevertstointernalclock X T5 IRIGBTimeDistribution Substituting/SpoofingIRIGBinput PMUclockerror X T6 IRIGBTimeDistribution DisruptingIRIGBinput PMUrevertstointernalclock X T7 GPSSignalReception GPSjamming PMUorPDCrevertstointernalclock X T8 GPSSignalReception GPSspoofing ClockerrorwithinC37.118server X T9 GPSSignalReception GPSspoofing ClockerrorwithinPDCorPhasorGateway XX T10 GPSReceiver Unauthorizedconfigurationchange ClockerrorwithinC37.118server X XX T11 GPSReceiver Unauthorizedconfigurationchange ClockerrorwithinPDCorPhasorGateway FalsedatastreamtransmittedtoupstreamC37.118 X AL1 C37.118 SpoofingC37.118server client Falseconfigurationorheadermessagetransmittedto X AL2 C37.118 SpoofingC37.118server upstreamC37.118client AL3 C37.118 SpoofingC37.118client C37.118serverdatastreamrediriectedtoimposter X AL4 C37.118 SpoofingC37.118client SpoofedC37.118clientstarts/stopsPMUdatastream X Monitoring/eavesdroppingofmessages (header/configuration/datastream)fromC37.118 X AL5 C37.118 ManInTheMiddle servertoC37.118client alteredconfigurationorheadermessagesentto X AL6 C37.118 ManInTheMiddle upstreamC37.118client AL7 C37.118 ManInTheMiddle altereddatastreamsenttoupstreamC37.118client X Abnormalbehaviororterminationoftheapplicationon X AL8 C37.118 FuzzingC37.118protocol targetdevice CommandmessagefromunauthorizedC37.118client X AL9 C37.118 Unauthorized/rougeC37.118client starts/stopsPMUdatastream DelayedreceiptofdatastreambyupstreamC37.118 X N1 NetworkInfrastructure Flooding(DoS) client MessageexchangeinteruptedbetweenC37.118client X N2 NetworkInfrastructure Flooding(DoS) andserver MessageexchangeinteruptedbetweenC37.118client X N3 NetworkInfrastructure ARPspoofing andserver H1 NetworkInterface(NIC) DoS Deviceunabletoaccessnetwork X H2 NetworkInterface(NIC) DoS Abnormalbehaviororterminationoftheapplication X Openlogicalnetworkinterfacetodevicediscovered X H3 NetworkInterface(NIC) Portscanning (e.g.ftp,telnet,http,etc.) Deviceutilizedtogainaccesstootherprotected X H4 Firmware/OS Malware networkresources H5 Firmware/OS Malware Unexpectedbehaviorofdevice X H6 Configuration configuration Phasordatawithindatastreamincorrect X Mismatchbetweenheader/configurationmessagesand X H7 Configuration configuration phasordatawithindatastream H8 Database uauthorizeddatabaseaccess Archieved/historicaldatamodified X H9 Database uauthorizeddatabaseaccess Archieved/historicaldatadeleted X

38 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved &T 7+-++22 !)!#, 0'-- 20'6

AttackTarget(Funtional) AttackType PossibleResult/FailureMode PossibeAttackScenario

ScenarioID Associated FailureID AttackCategory DFR/PMU GPS(Substation) USIMaster PDC GPS(Control Center) Historian PhasorGateway Network SpoofedNTP/SNTPservercreatesclockerror 1 T1 Timing NetworkTimeDistribution SpoofingNTP/SNTPserver ClockerrorwithinC37.118server inPMU XX SpoofedNTP/SNTPservercreatesclockerror inPDCandcauseswaitingperiodviolation 2 T2 Timing NetworkTimeDistribution SpoofingNTP/SNTPserver ClockerrorwithinPDCorPhasorGateway forincomingdatastream(s) XX C37.118serverrevertstoalternatetime UnavailableNTP/SNTPservercausesPMUto 3 T3 Timing NetworkTimeDistribution DoSattackonNTP/SNTPserver source reverttoalternatetimesource XX C37.118serverrevertstoalternatetime UnavailableNTP/SNTPservercausesPDCto 4 T3 Timing NetworkTimeDistribution DoSattackonNTP/SNTPserver source reverttoalternatetimesource XX UnavailableNTP/SNTPserver(s)causePMU 5 T4 Timing NetworkTimeDistribution DoSattackonNTP/SNTPserver C37.118serverrevertstointernalclock toreverttointernalclock XX UnavailableNTP/SNTPserver(s)causePDCto 6 T4 Timing NetworkTimeDistribution DoSattackonNTP/SNTPserver C37.118serverrevertstointernalclock reverttointernalclock XX RougeIRIGBsourceconnectedtoDFR/PMU 7 T5 Timing IRIGBTimeDistribution Substituting/SpoofingIRIGBinput PMUclockerror createsclockerror XX InteruptionofIRIGBsignalinputcauses 8 T6 Timing IRIGBTimeDistribution DisruptingIRIGBinput PMUrevertstointernalclock DFR/PMUtoreverttointernalclock. XX

ErrorintheIRIGBoutputoftheGPSreceiver 9 T7 Timing GPSSignalReception GPSjamming C37.118serverrevertstointernalclock causesPMUtoreverttointernalclock XX ErrorintheNTP/SNTPoutputoftheGPS receivercausesPDCtoreverttointernal 10 T7 Timing GPSSignalReception GPSjamming C37.118serverrevertstointernalclock clock XX SpoofedGPSsignalcreatesclockerrorGPS 11 T8 Timing GPSSignalReception GPSspoofing ClockerrorwithinC37.118server andPMU XX SpoofedGPSsignalcreatesclockerrorinPDC andcauseswaitingperiodviolationfor 12 T9 Timing GPSSignalReception GPSspoofing ClockerrorwithinPDCorPhasorGateway incomingdatastream(s) XX ErroneousIRIGBoutputofGPSreceiver 13 T10 Timing GPSReceiver Unauthorizedconfigurationchange ClockerrorwithinC37.118server createsclockerrorinDFR/PMU XX

ErroneousNTP/SNTPoutputofGPSreceiver createsclockerrorinPDCandcauseswaiting 14 T11 Timing GPSReceiver Unauthorizedconfigurationchange ClockerrorwithinPDCorPhasorGateway periodviolationforincomingdatastream(s) XX Falsedatastreamtransmittedtoupstream SpoofedPMU(C37.118server)transmits 15 AL1 ApplicationLayer C37.118 SpoofingC37.118server C37.118client incorrectdatatoPDC(C37.118client) XX Falsedatastreamtransmittedtoupstream SpoofedPDC(C37.118server)transmits 16 AL1 ApplicationLayer C37.119 SpoofingC37.118server C37.118client incorrectdatatoHistorian(C37.118client) XX Falsedatastreamtransmittedtoupstream SpoofedPDC(C37.118server)transmits 17 AL1 ApplicationLayer C37.120 SpoofingC37.118server C37.118client incorrectdatatoGateway(C37.118client) XX SpoofedPhasorGateway(C37.118server) Falsedatastreamtransmittedtoupstream transmitsincorrectdatatoexternalentity 18 AL1 ApplicationLayer C37.121 SpoofingC37.118server C37.118client (C37.118cleint) SpoofedPMU(C37.118server)transmits Falseconfigurationorheadermessage incorrectheaderorconfigurationtoPDC 19 AL2 ApplicationLayer C37.118 SpoofingC37.118server transmittedtoupstreamC37.118client (C37.118client) XX SpoofedPDC(C37.118server)transmits Falseconfigurationorheadermessage incorrectheaderorconfigurationto 20 AL2 ApplicationLayer C37.119 SpoofingC37.118server transmittedtoupstreamC37.118client Historian(C37.118client) XX SpoofedPDC(C37.118server)transmits Falseconfigurationorheadermessage incorrectheaderorconfigurationtoPhasor 21 AL2 ApplicationLayer C37.120 SpoofingC37.118server transmittedtoupstreamC37.118client Gateway(C37.118client) XX SpoofedPhasorGateway(C37.118server) Falseconfigurationorheadermessage transmitsincorrectheadertoexternalentity 22 AL2 ApplicationLayer C37.121 SpoofingC37.118server transmittedtoupstreamC37.118client (C37.118client) C37.118serverdatastreamrediriectedto SpoofedPDC(C37.118client)interceptsdata 23 AL3 ApplicationLayer C37.118 SpoofingC37.118client imposter streamfromPMU(C37.118server) XX

SpoofedPDC(C37.118client)sends SpoofedC37.118clientstarts/stopsPMU commandmessagetostopdatastreamfrom 24 AL4 ApplicationLayer C37.118 SpoofingC37.118client datastream PMU(C37.118server)toauthorizedPDC XX Monitoring/eavesdroppingofmessages Unauthorizeddevicemonitorsdatastream (header/configuration/datastream)from betweenPMUandPDCandprovidespower 25 AL5 ApplicationLayer C37.118 ManInTheMiddle C37.118servertoC37.118client systemdatatoanunauthorizedparty. XX alteredconfigurationorheadermessage Unauthorizeddeviceinterceptsandaltersthe 26 AL6 ApplicationLayer C37.118 ManInTheMiddle senttoupstreamC37.118client configurationframefromPMUtoPDC. XX altereddatastreamsenttoupstream Unauthorizeddeviceinterceptsandaltersthe 27 AL7 ApplicationLayer C37.118 ManInTheMiddle C37.118client dataframefromPMUtoPDC. XX SpoofedPMU(C37.118server)sends Abnormalbehaviororterminationofthe malformedC37.118dataframestoPDC 28 AL8 ApplicationLayer C37.118 FuzzingC37.118protocol applicationontargetdevice (C37.118client) XX SpoofedPMU(C37.118server)sends Abnormalbehaviororterminationofthe malformedC37.118configurationframesto 29 AL8 ApplicationLayer C37.119 FuzzingC37.118protocol applicationontargetdevice PDC(C37.118client) XX UnauthorizedC37.118clientsendscommand UnauthorizedC37.118clientstarts/stops messagetostopdatastreamfromPMUto 30 AL9 ApplicationLayer C37.118 Unauthorized/rougeC37.118client PMUdatastream PDC XX Unauthorizeddevicedegradesnetwork performancebyfloodingthenetworkwith Delayedreceiptofdatastreamby excessivedata.Dataframessentfromthe 31 N1 Network NetworkInfrastructure Flooding(DoS) upstreamC37.118client PMUtothePDCarereceivedlate. XX X Unauthorizeddevicedegradesnetwork performancebyfloodingthenetworkwith Messageexchangeinteruptedbetween excessivedata.Dataframessentfromthe 32 N2 Network NetworkInfrastructure Flooding(DoS) C37.118clientandserver PMUtothePDCareinterupted. XX X UnauthorizeddeviceexecutesARPspoofing attackcausingdataframessentfromthe Messageexchangeinteruptedbetween PMUtothePDCtoberedirectedtonew 33 N3 Network NetworkInfrastructure ARPspoofing C37.118clientandserver target. XX X

UnauthorizeddeviceperfromsD0Sattackon 34 H1 Host NetworkInterface(NIC) DoS Deviceunabletoaccessnetwork externalinterfaceofthePhasorGateway. X UnauthorizeddeviceperfromsD0Sattackon 35 H1 Host NetworkInterface(NIC) DoS Deviceunabletoaccessnetwork PDC. X UnauthorizeddeviceperfromsD0Sattack 36 H1 Host NetworkInterface(NIC) DoS Deviceunabletoaccessnetwork onDFR/PMU. X Abnormalbehaviororterminationofthe UnauthorizeddeviceperformsD0Sattackon 37 H2 Host NetworkInterface(NIC) DoS application PMUresultinginPMUmalfunction X Unauthorizeddeviceperfromsportscan Openlogicalnetworkinterfacetodevice againstDFR/PMUandgainsaccessto 38 H3 Host NetworkInterface(NIC) Portscanning discovered(e.g.ftp,telnet,http,etc.) DFR/PMUviaopenport. X Unauthorizeddeviceperfromsportscanon externalinterfaceofthePhasorGateway Openlogicalnetworkinterfacetodevice andgainsaccesstoPhasorGatewayviaopen 39 H3 Host NetworkInterface(NIC) Portscanning discovered(e.g.ftp,telnet,http,etc.) port. X Unauthorizeddeviceperfromsportscan Openlogicalnetworkinterfacetodevice againstthePDCandgainsaccesstoPDCvia 40 H3 Host NetworkInterface(NIC) Portscanning discovered(e.g.ftp,telnet,http,etc.) openport. X Infectedtestdevice/laptopspreadsmalware toDFR/PMU.Malwarethenutilizedtogain Deviceutilizedtogainaccesstoother accesstoprotectedreourcesonthesame 41 H4 Host Firmware/OS Malware protectednetworkresources network. X Deviceutilizedtogainaccesstoother 42 H4 Host Firmware/OS Malware protectednetworkresources MalwarepassedtoDFR/PMUviaUSImaster XX InfectedportableUSBstoragedevicespreads malwaretoDFR/PMU.Malwarethenutilized Deviceutilizedtogainaccesstoother togainaccesstoprotectedresourcesonthe 43 H4 Host Firmware/OS Malware protectednetworkresources samenetwork. X RougeDFR/PMUapplicationsoftware 44 H5 Host Firmware/OS Malware Unexpectedbehaviorofdevice insertedinsupplychaintoutility. X RougePDCapplicationsoftwareinsertedin 45 H5 Host Firmware/OS Malware Unexpectedbehaviorofdevice supplychaintoutility. X RougePhasorGatewayapplicationsoftware 46 H5 Host Firmware/OS Malware Unexpectedbehaviorofdevice insertedinsupplychaintoutility. X Unauthorizedparty/systemchanges DFR/PMUconfiguration(e.g.CTand/orVT 47 H6 Host Configuration configuration Phasordatawithindatastreamincorrect ratio's). X Unauthorizedparty/systemchanges 48 H6 Host Configuration configuration Phasordatawithindatastreamincorrect DFR/PMUinternalclockparameters X Unauthorizedparty/systemdisables 49 H6 Host Configuration configuration Phasordatawithindatastreamincorrect DFR/PMUIRIGBinput. Unauthorizedparty/systemchangesPDC 50 H6 Host Configuration configuration Phasordatawithindatastreamincorrect internalclockparameters X Mismatchbetweenheader/configuration Unauthorizedparty/systemchanges messagesandphasordatawithindata DFR/PMUconfiguration(e.g.changing 51 H7 Host Configuration configuration stream phasoridentifiers). X Unauthorizedparty/systemgainsaccessto 52 H8 Host Database uauthorizeddatabaseaccess Archieved/historicaldatamodified Historianandmodifieshistoricaldata X Unauthorizedparty/systemgainsaccessto 53 H9 Host Database uauthorizeddatabaseaccess Archieved/historicaldatadeleted Historiananddeleteshistoricaldata X

39 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved T "#12* ,

TestingGoals TheoverallgoalofthetestingoutlinedinthistestplanistovalidatetheproofofconceptforCAPMS functionalitywithinthecontextofautilityoperationalenvironment.Theteambuiltthetestplanaroundan attackscenarioselectedthatrepresentsanunauthorizedchangetoadeviceconfiguration,aDFR/PMUunit inthisspecificcase.Withinthisscenario,theprojectidentifiedseveralvariantstoexaminebehaviorunder selectconditionsasfollows:

x Variant0ThistestingscenarioexecutestheselectedattackwithoutCAPMSfunctionalityenabled. Thisestablishesabaselinefortypicalcurrentmonitoringanddetectioninautilityoperational environment. x Variant1ThisvariationofthetestinginstallsabasicCAPMSpolicyandexecutestheselectedattack. ThisdemonstratesthebasicbehaviorofthesensorlogicandcorrelationlogicwithintheCAPMS policies. x Variant2ThisvariationofthetestplaninvolvesinstallingamoreadvancedCAPMSpolicyand executingtheselectedattack.Thisadvancedpolicysupportscomplexdecisionsbasedonvariations intheidentifiedsensors(e.g.attackerphysicallypresentatthesubstationvs.remotelylocated). x Variant3ThisvariationinvolvestuningexercisesontheCAPMSpolicyutilizedinvariant2to optimizeperformance/effectivenessofthesystem.Inthiscase,thetuninginvolvedwillaccountfor authorizedmaintenanceactivitiesontheDFR/PMUunit.Thetuningwilltakeintoconsiderationthe subtledifferencesbetweenanactualattackandauthorizedactivitiestoaccuratelydetectandreact tothefirstwhilenotinadvertentlyreactingtothelatter. Furthermore,specificgoalsduringallofthesetestingvariantsareto:

x DemonstratethattheadditionalCAPMSfunctionalitydoesnotnegativelyimpactthecurrentor plannedSCECCSdeployment x EvaluatetheCAPMSuserinterfaces x EvaluatethedynamicbehaviorofCAPMSpoliciesassensorinformationandotherinputschange x ValidateCAPMSabilitytocorrelateinputsandmaketheproperdecisionsgiventheavailablesensors x IdentifyandanyunexpectedbehaviorsoftheCAPMSfunctionalitythatmightinadvertentlyaffect systemfunctionality x Understandhowtuningcanbeutilizedtominimizetheriskofafalsepositivedetectionorreaction withintheCAPMSfunctionality

40 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved TestEnvironment TheSouthernCaliforniaEdisonfacilityconsistsofasetupdepictedinFigure13.

Figure13:CAPMSATONetwork

Thisnetworkcontainsthreeprimarynetworks:

x ControlCenterServices–ContainstheserversidecomponentsforPMUmanagementand aggregationofdata(eDNA,ePDC) x CCSEnclave–ContainstheCCSserversforsecurityandpolicymanagement. x SubstationNetwork–ThisnetworkcontainstwoCCSenabledPhasorMeasurementUnits(PMU) connectedtotheRTDSsystem. ApplicationlevelcommunicationoccursbetweeneachPMUandthePhasorDataConcentrator(ePDC)using theC37.118protocol,aprotocolforexchangingPhasormeasurementvalues.TheePDCaggregatesthese measurementsandsendsthemontotheeDNAHistorianserviceusingtheC37.118protocol.TheeDNA Historianserviceprovidestheabilitytographandvisualizethemeasurementswhichhavebeencollected. ForthepurposesoftheCAPMSgrant,theeDNAHistorianplaystherolethatanEnergyManagementSystem (EMS)orStateEstimator(SA)wouldinamorecompletesystem.

CommunicationbetweenthePMUsandtheePDCisoveraVPNconnectionprovidedbyCCS,terminatingat theedgeoftheCCSBACKOFFICEnetwork.WithintheCCSBACKOFFICEnetwork,theCAPMSdeeppacket

41 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved inspection(DPI)capabilitiesperforminspectionontheC37.118protocoltraffic,inspectingfordataanomalies orsignificantevents.

DetailedattackstepsandscenariosmaybedisclosedunderNDA.ContactSCEformoreinformation.

42 ©Copyright2015,SouthernCaliforniaEdison AllRightsReserved

Appendix D 2015 EPIC Annual Report - Project Status Reports Spreadsheet

Was this project awarded in Encumbered Funds Expended to Funds Expended to Funds Expended Administrative and overhead Match Identification of the Investment Program Program Date of the Assignment to Committed Funding Leveraged Match Funding Intellectual Project Name Project Type A brief description of the project the immediately prior Funding Amount date: Contract/Grant date: In house to date: Total costs incurred for each Partners Funding method used to grant Period Administrator award Value Chain Amount ($) Funds Funding Mechanism Property calendar year? ($) Amount ($) expenditures ($) Spent to date ($) project Split awards.

Competitive Bid (Request for Proposals)

Directed Awards Issued to the Following The project will demonstrate, evaluate, analyze and propose options that address the impacts of Vendor(s): DER (Distributed Energy Resources) penetration and increased adoption of DG (Distributed Generation) owned by consumers on all segments/aspects of SCE’s grid – transmission, SCE has no @ Business Inc; distribution and overall “reliable” power delivery cost to SCE customers (all tiers). This current patents Battelle Northwest; Integrated Grid Project Cross- demonstration project is in effect the next step to the ISGD project. Therefore, this analysis will or licensing Grid Pay-for- Black & Veatch 1st triennial (2012- Cutting/Foundation focus on the effects of introducing emerging and innovative technology into the utility and agreements SCE 8/15/2012 No Operation/Market $ 8,859,484 $ 10,000,000 $ 3,427,227 $ 881,185 #REF! N/A N/A N/A N/A N/A Performance Corporation; 2014) Note: Previously referred to as al Strategies & consumer end of the grid, predominantly the commercial and industrial customers with the ability signed. Future Design Contracts Bridgewater Consulting Regional Grid Optimization Technologies to generate power with self-owned and operated renewable energy sources, but connected to the Intellectual Group, Inc; grid for “reliability” and “stability” operational reasons. This scenario introduces the need for the Property is to be Corepoint 1, Inc; utility (SCE) to assess discriminative technology necessary for stabilizing the grid with increased determined. Cyme International T&D DG adoption, and more importantly, consider possible economic models that would help SCE Inc; adopt to the changing regulatory policy and GRC structures. Ixia; Landis & Gyr; Pacific Coast Engineering; Quanta Technology,LLC

On 11/14/13, the California Public Utilities Commission (CPUC) voted to approve the revised Proposed Decision (PD) Modifying the Requirements for the Development of a Plug-In Electric Vehicle Submetering Protocol set forth in D.11-07-029. The investor-owned utilities (IOUs) are to SCE has no implement a two phased pilot beginning in May 2014, with funding for both phases provided by current patents This was a “quasi- the Electric Program Investment Charge (EPIC). This project, Phase I of the pilot will (1) or licensing Regulatory Mandates: Customer Focused Pay-for- competitive” bid process 1st triennial (2012- evaluate the demand for Single Customer of Record submetering, (2) estimate billing integration Demand-Side agreements SCE Submetering Enablement Products and 8/15/2012 No $ 1,090,100 $ 2,195,000 $ 723,593 $ 91,844 #REF! N/A N/A N/A N/A N/A Performance conducted by the Energy 2014) costs, (3) estimate communication costs, and (4) evaluate customer experience. IOU’s and Management signed. Future Demonstration Services Contracts Division (ED) of the external stakeholders will finalize the temporary metering requirements, develop a template Intellectual CPUC format used to report submetered, time-variant energy data, register Submeter Meter Data Property is to be Management Agents and develop a Customer Enrollment Form, and finalize MDMA determined. Performance Requirements. The IOUs will also solicit a 3rd party evaluator to evaluate customer experience.

This project involves the creation, validation, and functional demonstration of an SCE distribution system model that will address the future system architecture that accommodates distributed SCE has no generation (primarily solar photovoltaic), plug-in electric vehicles, energy storage, customer current patents Directed Awards Issued programs (demand response, energy efficiency), etc. The modeling software to be used allows or licensing to the Following for implementation of advanced controls (smart charging, advanced inverters, etc.). These Pay-for- 1st triennial (2012- Energy Resources agreements Vendor(s): SCE Distribution Planning Tool controls will enable interaction of a residential energy module and a power flow module. It also 8/15/2012 No Distribution $ 558,391 $ 1,124,360 $ 563,651 $ 107,580 #REF! N/A N/A N/A N/A N/A Performance 2014) Integration signed. Future enables the evaluation of various technologies from an end-use customer perspective as well as Contracts Intellectual Battelle Memorial a utility perspective, allowing full evaluation from substation bank to customer. This capability Property is to be Institute does not exist today. The completed model will help SCE demonstrate, communicate and better determined. respond to technical, customer and market challenges as the distribution system architecture evolves.

The Beyond the Meter (BTM) project will demonstrate the use of a DER management system to interface with and control DER based on customer and distribution grid use cases. It will also Competitive Bid demonstrate the ability to communicate near-real time information on the customer’s load (Request for Proposals) SCE has no management decisions and DER availability to SCE for grid management purposes. & Directed Awards current patents Beyond the Meter: Customer or licensing Customer Focused Three project objectives include: 1) development of a common set of requirements that support Pay-for- Directed Awards Issued 1st triennial (2012- Device Communications, Demand-Side agreements SCE Products and the needs of a variety of stakeholders including customers, distribution management, and 8/15/2012 No $ 1,781,200 $ 3,300,000 $ 910,171 $ 147,520 #REF! N/A N/A N/A N/A N/A Performance to the Following 2014) Unification and Management signed. Future Services customer program; 2) validation of standardized interfaces, functionalities, and architectures Contracts Vendor(s): Demonstration (Phase II) Intellectual required in new Rule 21 proceedings, IOU Implementation Guide, and UL 1741/IEEE 1547 Property is to be standards; 3) collection and analysis measurement and cost/benefits data in order to inform the Autogrid Systems, Inc.; determined. design of new tariffs, recommend the deployment of new technologies, and support the Qualitylogic, Inc. development of new programs. Directed Awards Issued End-to-end transmission circuit relay testing has become essential for operations and safety. to the Following SCE technicians currently test relay protection equipment during commissioning and routing SCE has no Vendor(s): testing. Existing tools provide a limited number of scenarios (disturbances) for testing, and focus current patents on testing protection elements; not testing system protection. This project will demonstrate a or licensing Pay-for- Doble Engineering 1st triennial (2012- Portable End-to-End Test Grid Modernization robust portable end-to-end toolset (PETS) that addresses: 1) relay protection equipment, 2) agreements SCE 8/15/2012 No Transmission $ 212,837 $ 40,318 $ 24,120 $ 13,151 #REF! N/A N/A N/A N/A N/A Performance Company; 2014) System and Optimization communications, and 3) provides a pass/fail grade based on the results of automated testing signed. Future Contracts General Electric using numerous simulated disturbances. PETS will employ portable Real-Time Digital Simulators Intellectual Company: (RTDS’s) in substations at each end of the transmission line being tested. Tests will be Property is to be RTDS Technologies Inc.; documented using a reporting procedure used in the Power Systems Lab today, which will ensure determined. Schweitzer Engineering that all test data is properly evaluated. Labs Inc.

SCE has no This project involves the demonstration of software and hardware products that will enable current patents Directed Awards Issued automated substation volt/var control. Southern California Edison (SCE) will demonstrate a or licensing to the Following Pay-for- 1st triennial (2012- Voltage and VAR Control of Energy Resources Substation Level Voltage Control (SLVC) unit working with a transmission control center agreements Vendor(s): SCE 8/15/2012 No Transmission $ 37,875 $ 3,800,000 $ 22,468 $ 204,585 #REF! N/A N/A N/A N/A N/A Performance 2014) SCE Transmission System Integration Supervisory Central Voltage Coordinator (SCVC) unit to monitor and control substation voltage. signed. Future Contracts The scope of this project includes systems engineering, testing, and demonstration of the Intellectual Siemens Industry, Inc; hardware and software that could be operationally employed to manage substation voltage. Property is to be The Mathworks, Inc determined.

SCE will support this $21M American Reinvestment and Recovery Act (ARRA) Superconducting SCE has no Transformer (SCX) project by providing technical expertise and installing and operating the current patents transformer at SCE’s MacArthur substation. The SCX prime contractor is SuperPower Inc. (SPI), SuperPower or licensing teamed with SPX Transformer Solutions (SPX) {formerly Waukesha Electric Systems}. SCE has Pay-for- 1st triennial (2012- Superconducting Grid Modernization Inc.; SPX agreements SCE provided two letters of commitment for SCX. The SCX project will develop a 28 MVA High 8/15/2012 No Distribution $ 10,241 $ - $ 10,241 #REF! N/A N/A TBD TBD Performance N/A 2014) Transformer (SCX) Demo and Optimization Transformer signed. Future Temperature Superconducting, Fault Current Limiting (HTS-FCL) transformer. The transformer is Contracts Solutions Intellectual expected to be installed in 2015. SCE is supporting this project and is not an ARRA grant sub- Property is to be recipient. SCE is being reimbursed for its effort by EPIC. SCE’s participation in this project was determined. previously approved under the now defunct California Energy Commission’s PIER program.

SCE has no Accurate and timely power system state estimation data is essential for understanding system current patents Directed Awards Issued health and provides the basis for corrective action that could avoid failures and outages. This Cross- or licensing to the Following State Estimation Using project will demonstrate the utility of improved static system state estimation using Phasor Grid Pay-for- 1st triennial (2012- Cutting/Foundation agreements Vendor(s): SCE Phasor Measurement Measurement Unit (PMU) data in concert with existing systems. Enhancements to static state 8/15/2012 No Operation/Market $ 7,500 $ 826,571 $ 12,446 $ 27,010 #REF! N/A N/A N/A N/A N/A Performance 2014) al Strategies & signed. Future Technologies estimation will be investigated using two approaches: 1) by using GPS time to synchronize PMU Design Contracts Technologies Intellectual Power World data with Supervisory Control and Data Acquisition (SCADA) system data; 2) by augmenting Property is to be Corporation SCE’s existing conventional state estimator with a PMU based Linear State Estimator (LSE). determined. With the planned wind and solar portfolio of 33% penetration, a review of the integration strategy SCE has no Directed Awards Issued implemented in the SCE bulk system is needed. The basic premise for the integration strategy is current patents to the Following that a failure in one area of the grid should not result in failures elsewhere. The approach is to or licensing Grid Pay-for- Vendor(s): 1st triennial (2012- Wide-Area Reliability Energy Resources minimize failures with well designed, maintained, operated, and coordinated power grids. New agreements SCE 8/15/2012 No Operation/Market $ 618,450 $ 975,880 $ 221,511 $ 71,305 #REF! N/A N/A N/A N/A N/A Performance 2014) Management & Control Integration technologies can provide coordinated wide-area monitoring, protection, and control systems with signed. Future Design Contracts V&R Energy Systems pattern recognition and advance warning capabilities. This project will demonstrate new Intellectual Research, Inc.; technologies to manage transmission system control devices to prevent cascading outages and Property is to be Siemens Industry, Inc maintain system integrity. determined.

This field pilot will demonstrate end-to-end integration of multiple energy storage devices on a distribution circuit/feeder to provide a turn-key solution that can cost-effectively be considered for SCE has no SCE’s distribution system, where identified feeders can benefit from grid optimization and current patents variable energy resources (VER) integration. To accomplish this, the project team will first or licensing identify distribution system feeders where multiple energy storage devices can be operated Pay-for- 1st triennial (2012- Distributed Optimized Energy Resources agreements SCE centrally. Once a feeder is selected, the energy storage devices will be deployed and tested to 8/15/2012 No Distribution $ - $ 4,500,000 $ - $ 45,853 #REF! N/A TBD TBD TBD TBD Performance TBD 2014) Storage (DOS) Integration signed. Future demonstrate seamless utility integration, control, and operation of these devices using a single Contracts Intellectual centralized controller. At the end of the project, SCE will have established clear methodologies Property is to be for identifying feeders that can benefit from distributed energy storage devices and will have determined. established necessary standards-based hardware and control function requirements for grid optimization and renewables integration with distributed energy storage devices.

Voltage data and customer energy usage data from the Smart Meter network can be collected and leveraged for a range of initiatives focused on achieving operational benefits for Transmission & Distribution. Before a full implementation of this new approach can be considered, a Pilot project will be conducted to understand how voltage and consumption data can be best collected, stored, and integrated with T&D applications to provide analytics and visualization capabilities. Further, Smart Meter outage and restoration event (time stamp) data SCE has no can be leveraged to improve customer outage duration and frequency calculations. Various current patents Directed Awards Issued stakeholders in T&D have identified business needs to pursue more effective and efficient ways or licensing to the Following Outage Management and Customer Focused of calculating SAIDI (System Average Interruption Duration Index), SAIFI (System Average Grid Pay-for- 1st triennial (2012- agreements Vendor(s): SCE Customer Voltage Data Products and Interruption Frequency Index), and MAIFI (Momentary Average Interruption Frequency Index) for 11/1/2012 No Operation/Market $ 702,436 $ 1,013,803 $ 663,083 $ 315,720 #REF! N/A N/A N/A N/A N/A Performance 2014) signed. Future Analytics Demonstration Services internal and external reporting. Before a full implementation of this new approach can be Design Contracts Intellectual Cyient, Inc.; considered, a Pilot project will be conducted to understand the feasibility and value of providing Property is to be Nexant Inc smart meter data inputs and enhanced methodology for calculating the Indexes. The Pilot will determined. focus on a limited geography (SCE District or Region) to obtain the Smart Meter inputs to calculate the Indexes and compare that number with the current methodologies to identify any anomalies. A hybrid approach using the Smart Meter-based input data combined with a better comprehensive electric connectivity model obtained from GIS may provide a more efficient and effective way of calculating the Indexes. Additionally, an effort to evaluate the accuracy of the Transformer Load Mapping data will be carried out. This project is intended to apply the findings from the Substation Automation Three (SA-3) Phase II (Irvine Smart Grid Demonstration) project to demonstrate real solutions to automation problems faced by SCE today. The project will demonstrate two standards-based automation Competitive Bid solutions (sub-projects) as follows: Subproject 1 (Bulk Electric System) will address issues unique (Request for Quotation) SCE has no to transmission substations including the integration of centrally managed critical cyber security current patents (CCS) systems and NERC CIP compliance; Subproject 2 (Hybrid) will address the integration of Directed Awards Issued or licensing SA-3 capabilities with SAS and SA-2 legacy systems. Furthermore, as part of the systems Pay-for- to the Following 1st triennial (2012- SA-3 Phase III Grid Modernization agreements SCE engineering the SA-3 technical team will demonstrate two automation tools as follows: 8/15/2012 No Transmission $ 909,702 $ 3,999,542 $ 539,532 $ 328,739 #REF! N/A N/A N/A N/A N/A Performance Vendor(s): 2014) Demonstration and Optimization signed. Future Subproject 3 (Intelligent Alarming) will allow substation operators to pin-point root cause issues Contracts Intellectual by analyzing the various scenarios and implement an intelligent alarming system that can identify ABB Inc; Property is to be the source of the problem and give operators only the relevant information needed to make GE Grid Solutions, LLC; determined. informed decisions; and Subproject 4 (Real Time Digital Simulator (RTDS) Mobile Testing) will General Networks; explore the benefits of an automated testing using a mobile RTDS unit, and propose test methodologies that can be implemented into the factory acceptance testing (FAT) and site acceptance testing (SAT) testing process.

Competitive Bid SCE’s current distribution automation scheme often relies on human intervention that can take several minutes (or longer during storm conditions) to isolate faults, is only capable of Directed Awards Issued automatically restoring power to half of the customers on the affected circuit, and needs to be to the Following replaced due to assets nearing the end of their lifecycle. In addition, the self-healing circuit being Vendor(s): SCE has no demonstrated as part of the Irvine Smart Grid Demonstration is unique to the two participating current patents circuits and may not be easily applied elsewhere. As a result, the Next-Generation Distribution Onesource Supply or licensing Automation project intends to demonstrate a cost-effective advanced automation solution that Pay-for- Solutions, LLC; 1st triennial (2012- Next-Generation Grid Modernization agreements SCE can be applied to the majority of SCE’s distribution circuits. This solution will utilize automated 8/15/2012 No Distribution $ 2,722,697 $ 4,073,758 $ 1,835,677 $ 740,870 #REF! N/A N/A N/A N/A N/A Performance On-Ramp Wireless, Inc.; 2014) Distribution Automation and Optimization signed. Future switching devices combined with the latest protection and wireless communication technologies Contracts Progressive Frame and Intellectual to enable detection and isolation of faults before the substation circuit breaker is opened, so that Fabrication; Property is to be at least 2/3 of the circuit load can be restored quickly. This will improve reliability and reduce Schweitzer Engineering determined. customer minutes of interruption. The system will also have directional power flow sensing to Labs Inc; help SCE better manage distributed energy resources on the distribution system. At the end of Sentient Energy, Inc.; the project, SCE will provide reports on the field demonstrations and recommend next steps for Wesco Distribution Inc; new standards for next-generation distribution automation. Southwest Research Institute

At the request of Distribution Apparatus Engineering (DAE) group’s lead Civil Engineer, Advanced Technology (AT) will investigate, pilot, and come up with recommendations for enhanced infrastructure technologies. The project will focus on evaluating advanced: distribution sectional poles (hybrid, coatings, etc.), concealed communications on assets, vault monitoring systems (temperature, water, etc.), and vault ventilation systems. Funding is required to SCE has no Directed Awards Issued investigate the problem, engineering, pilot alternatives, and come up with recommendations. current patents to the Following DAE sees the need for poles that can withstand fires and have a better life cycle cost, and or licensing Pay-for- Vendor(s): 1st triennial (2012- Enhanced Infrastructure Grid Modernization provide installation efficiencies when compared to existing wood pole replacements. Due to agreements SCE 12/17/2013 No Distribution $ 24,606 $ 313,315 $ 30,342 $ 38,398 #REF! N/A N/A N/A N/A TBD Performance 2014) Technology Evaluation and Optimization increased city restrictions, there is a need for more concealed communications on our assets signed. Future Contracts American Restore, Inc.; such as streetlights (e.g., on the ISGD project, the City of Irvine wouldn’t allow us to install Intellectual Rivcomm, Inc.; repeaters on streetlights due to aesthetics). DAE also sees the need for technologies that may Property is to be California Turbo Inc minimize premature vault change-outs (avg. replacement cost is ~$250K). At present, DAE does determined. not have the necessary real-time vault data to sufficiently address the increasing vault deterioration issue nor do we utilize a hardened ventilation system that would help this issue by removing the excess heat out of the vaults (blowers last ~ 2 years, need better bearings for blower motors, etc.).

Transmission line owners apply fixed thermal rating limits for power transmission lines. These limits are based on conservative assumptions of wind speed, ambient temperature and solar SCE has no Directed Awards Issued radiation. They are established to ensure compliance with safety codes, maintain the integrity of current patents to the Following line materials, and ensure network reliability. Monitored transmission lines can be more fully or licensing Pay-for- Vendor(s): 1st triennial (2012- Dynamic Line Rating Grid Modernization utilized to improve network efficiency. Line tension is directly related to average conductor agreements SCE 12/17/2013 No Transmission $ 249,970 $ 466,820 $ 382,279 $ 81,334 #REF! N/A N/A N/A N/A N/A Performance 2014) Demonstration and Optimization temperature. The tension of a power line is directly related to the current rating of the line. This signed. Future Contracts Wesco Distribution Inc; project will demonstrate the CAT-1 dynamic line rating solution. The CAT-1 system will monitor Intellectual Black & Veatch the tension of transmission lines in real-time to calculate a dynamic daily rating. If successful, Property is to be Corporation this solution will allow SCE to perform real-time calculations in order to determine dynamic daily determined. rating of transmission lines, thus increasing transmission line capacity.

Directed Awards Issued to the Following Vendor(s):

SCE has no @ Business Inc; Viasat in partnership with SCE and Duke Energy has been awarded a DOE contract (DE- current patents Magnetic Cyber-Intrusion Auto- Cross- 0E0000675) to deploy a Cyber-intrusion Auto-response and Policy Management System DOE & Duke or licensing Instrumentation Inc; Grid Pay-for- 1st triennial (2012- Response and Policy Cutting/Foundation (CAPMS) to provide real-time analysis of root cause, extent and consequence of an ongoing Energy Viasat; agreements Saker Systems, LLC; SCE 7/16/2014 Yes Operation/Market $ 1,767,758 $ 1,804,650 $ 1,698,236 $ 106,414 #REF! N/A N/A N/A Performance 2014) Management System al Strategies & cyber intrusion using proactive security measures. CAPMS will be demonstrated in the SCE Contributions: Duke Energy signed. Future World Wide Technology Design Contracts (CAPMS) Technologies Advanced Technology labs at Westminster, CA. The DOE contract value is $6M with SCE & $4,486,430 Intellectual Inc; Duke Energy offering a cost share of $1.6M and $1.2M respectively. Property is to be Zones, Inc.; determined. Accuvant Inc; Electric Power Group, LLC; Schweitzer Engineering Labs Inc SCE has no This proposed project builds upon the “Beyond the Meter Advanced Device Communications” current patents project from the first EPIC triennial investment plan, and purposes to demonstrate how the Integration of Big Data for or licensing Customer Focused concept of “big data” can be leveraged for automated load management. More specifically, this Pay-for- 2nd triennial (2015- Advanced Automated Demand-Side agreements SCE Products and potential project would demonstrate the use of big data acquired from utility systems such as 11/17/2014 Yes $ - $ 802,128 $ - $ 14,693 $ 14,693 $ 1,717 TBD TBD TBD TBD Performance TBD 2017) Customer Load Management signed. Future Services SCE’s advanced metering infrastructure (AMI), distribution management system (DMS), and Contracts Management Intellectual Advanced Load Control System (ALCS) to determine the optimal load management scheme and Property is to be execute by communicating to centralized energy hubs at the customer level. determined.

SCE has no current patents This project will examine the possibility of establishing the Phasing information for distribution or licensing circuits, by examining the voltage signature at the meter and transformer level, and by Pay-for- 2nd triennial (2015- Advanced Grid Capabilities Grid Modernization agreements SCE leveraging the connectivity model of the circuits. This project will also examine the possibility of 11/17/2014 Yes Distribution $ - $ 366,348 $ - $ 88,253 $ 88,253 $ 4,324 TBD TBD TBD TBD Performance TBD 2017) Using Smart Meter Data and Optimization signed. Future establishing transformer to meter connectivity based on the voltage signature at the meter and at Contracts Intellectual the transformer level. Property is to be determined.

This project will demonstrate proactive storm analysis techniques prior to its arrival and estimate its potential impact on utility operations. In this project, we will investigate some technologies SCE has no that can model a developing storm and its potential movement through the utility service territory current patents based on weather projections. This information and model will then be integrated with the or licensing Pay-for- 2nd triennial (2015- Proactive Storm Impact Grid Modernization Geographic Information System (GIS) electrical connectivity model, Distribution Management agreements SCE 11/17/2014 Yes Distribution $ - $ 1,557,327 $ - $ 77,582 $ 77,582 $ 5,799 TBD TBD TBD TBD Performance TBD 2017) Analysis Demonstration and Optimization System (DMS), and Outage Management System (OMS) functionalities, along with historical signed. Future Contracts storm data to predict the potential impact on the service to customers. In addition, this project will Intellectual demonstration the integration of near real time meter voltage data with the GIS network to Property is to be develop a simulated circuit model that can be effectively utilized fo rstorm management an dfield determined. crew deployment. SCE has no This project will leverage lessons learned from the Next Generation Distribution Automation – current patents Phase 1 project performed in the first EPIC triennial investment plan period. This project will or licensing Next-Generation Pay-for- 2nd triennial (2015- Grid Modernization focus on integrating advanced control systems, modern wireless communication systems, and agreements SCE Distribution Equipment & 11/16/2015 No Distribution $ - $ 5,939,999 $ - $ - $ - $ - TBD TBD TBD TBD Performance TBD 2017) and Optimization the latest breakthroughs in distribution equipment and sensing technology to develop a complete signed. Future Automation - Phase 2 Contracts system design that would be a standard for distribution automation and advanced distribution Intellectual equipment Property is to be determined.

This project will demonstrate system intelligence and situation awareness capabilities such as SCE has no high impedance fault detection, intelligent alarming, predictive maintenance, and automated current patents testing. This will be accomplished by integrating intelligent algorithms and advanced applications or licensing System Intelligence and with the latest substation automation technologies, next generation control systems, latest Pay-for- 2nd triennial (2015- Grid Modernization agreements SCE Situational Awareness breakthrough in substation equipment, sensing technology, and communications assisted 11/16/2015 No Distribution $ - $ 968,603 $ - $ - $ - $ - TBD TBD TBD TBD Performance TBD 2017) and Optimization signed. Future Capabilities protection schemes, This system will leverage the IEC 61850 Automation Standard and will Contracts Intellectual include cost saving technology such as process bus, peer to peer communications, and Property is to be automated engineering and testing technology. This project will also inform complementary determined. efforts at SCE aimed at meeting security and NERC CIP compliance requirements

SCE has no current patents This project expands on the submetering project from the first EPIC triennial investment plan or licensing Regulatory Mandates: Customer Focused Pay-for- 2nd triennial (2015- cycle to demonstrate plug-in electric vehicle (PEV) submetering at multi-dwelling and Demand-Side agreements SCE Submetering Enablement Products and 11/17/2014 Yes $ - $ 2,258,001 $ 25,043 $ 258 $ 25,301 $ 3,939 TBD TBD TBD TBD Performance TBD 2017) commercial facilities. Specifically, the project will leverage 3rd party metering to conduct Management signed. Future Demonstration - Phase 2 Services Contracts subtractive billing for various sites including those with multiple customers of record Intellectual Property is to be determined.

The Bulk System Restoration under High Renewable Penetration Project will evaluate system restoration plans following a blackout event under high penetration of wind and solar generation resources. Typically the entire restoration plan consists of three main stages; Black Start, System Stabilization, and load pick-up. The Project will be divided into two phases:

* Phase I of the project will address the feasibility of new approaches to system restoration by reviewing the existing system restoration plans and it’s suitability for higher penetration of renewable generation. It will include a suitable RTDS Bulk Power system to be used in the first SCE has no stage of system restoration, black start and it will also include the modeling of wind and solar current patents renewable resources. or licensing Bulk System Restoration Renewables/DER Pay-for- 2nd triennial (2015- agreements SCE Under High Renewables Resource * Phase II of the project will focus on on-line evaluation of restoration plans using scenarios 11/17/2014 Yes Transmission $ - $ 528,580 $ - $ 2,726 $ 2,726 $ 1,020 TBD TBD TBD TBD Performance TBD 2017) signed. Future Penetration Integration created using (RTDS) with hardware in the loop such as generation, transformer and Contracts Intellectual transmission line protective relays. The RTDS is a well-known tool to assess and evaluate Property is to be performance of protection and control equipment. This project intends to utilize the RTDS determined. capabilities to evaluate and demonstrate system restoration strategies with variable renewable resources focusing on system stabilization and cold load pick-up. Furthermore alternate restoration scenarios will be investigated.

After the restoration process is evaluated, tested, and demonstrated in the RTDS Lab environment, a recommendation will be provided to system operations and transmission planning for their inputs for further developing this approach into an actual operational tool.

SCE has no The intent of this project is to demonstrate and deploy the use of Thyristor Controlled Series current patents Capacitors (TCSC) for load flow control on series compensated transmission lines. On SCE’s 500 or licensing Renewables/DER Pay-for- 2nd triennial (2015- Series Compensation for kV system in particular, several long transmission lines are series compensated using fixed agreements SCE Resource 11/16/2015 No Transmission $ - $ 1,300,000 $ - $ - $ - $ - TBD TBD TBD TBD Performance TBD 2017) Load Flow Control capacitor segments that do not support active control of power flow. The existing fixed series signed. Future Integration Contracts capacitors use solid state devices as a protection method and are called Thyristor Protected Intellectual Series Capacitors (TPSC) Property is to be determined. SCE has no current patents This project demonstrates the electrification of transportation and vocational loads that previously or licensing Pay-for- 2nd triennial (2015- Versatile Plug-in Auxiliary Grid Modernization used internal combustion engines powered by petroleum fuels in the SCE fleet. The VAPS agreements SCE 11/17/2014 Yes Distribution $ - $ 1,578,415 $ - $ 8,385 $ 8,385 $ 771 TBD TBD TBD TBD Performance TBD 2017) Power System (VAPS) and Optimization system uses automotive grade lithium ion battery technology (Chevrolet Volt and Ford Focus EV) signed. Future Contracts which is also used in notable stationary energy storage projects (Tehachapi 32 MWh Storage) Intellectual Property is to be determined. SCE has no This project will demonstrate the use of the latest advances in power electronics and energy current patents storage devices and controls to provide dynamic phase balancing as well as providing voltage or licensing control, harmonics cancellation, sag mitigation, and power factor control while providing steady Pay-for- 2nd triennial (2015- Grid Modernization agreements SCE Dynamic Power Conditioner state operations such as injection and absorption of real and reactive power under scheduled 11/17/2014 Yes Distribution $ - $ 3,917,750 $ - $ 930 $ 930 $ 131 TBD TBD TBD TBD Performance TBD 2017) and Optimization signed. Future duty cycles or external triggers. This project aims to mitigate the cause of high neutral currents Contracts Intellectual and provide several power quality benefits through the use of actively controlled real and Property is to be reactive power injection and absorption determined. SCE has no current patents or licensing Renewables/DER This project aims to demonstrate the ability of multiple energy storage controllers to integrate Pay-for- 2nd triennial (2015- Optimized Control of agreements SCE Resource with SCE’s Distribution Management System (DMS) and other decision making engines to realize 11/17/2014 Yes Distribution $ - $ 3,500,000 $ - $ - $ - $ - TBD TBD TBD TBD Performance TBD 2017) Multiple Storage Systems signed. Future Integration optimum dispatch of real and reactive power based on grid needs Contracts Intellectual Property is to be determined. The goal of this project is to demonstrate public DC fast charging stations at SCE facilities near SCE has no freeways in optimal locations to benefit electric vehicle miles traveled (eVMT) by plug-in electric current patents vehicles (PEVs) while implementing smart grid equipment and techniques to minimize system or licensing Customer Focused impact. The Transportation Electrification (TE) Organization is actively pursuing several strategic Pay-for- 2nd triennial (2015- DC Fast Charging Demand-Side agreements SCE Products and objectives, including optimizing TE fueling from the grid to improve asset utilization. Deploying a 11/16/2015 No $ - $ 35,000 $ - $ - $ - $ - TBD TBD TBD TBD Performance TBD 2017) Demonstration Management signed. Future Services limited number of fast charging stations at selected SCE facilities that are already equipped to Contracts Intellectual deliver power at this level (without additional infrastructure upgrade) will support this objective. Property is to be The project will leverage SCE’s vast service territory and its facilities to help PEV reach determined. destinations that would otherwise be out-of-range If competitively selected, provide the If competitively selected, If competitively selected, provide the If competitively selected, explain why the bidder was If interagency or sole source agreement, specify date of Does the recipient for this award identify as a California-based How the project leads to technological advancement or number of bidders passing the initial provide the name of selected rank of the selected bidder in the not the highest scoring bidder, explain why a lower notification to the Joint Legislative Budget Committee (JLBC) was entity, small business, or businesses owned by women, breakthroughs to overcome barriers to achieving the Applicable metrics pass/fail screening for project bidder. selection process. scoring bidder was selected. notified and date of JLBC authorization. minorities, or disabled veterans? state's statutory energy goals 1a. Number and total nameplate capacity of distributed generation facilities 1b. Total electricity deliveries from grid-connected distributed generation facilities 1c. Avoided procurement and generation costs 1d. Number and percentage of customers on time variant or dynamic pricing tariffs 1e. Peak load reduction (MW) from summer and winter programs 1f. Avoided customer energy use (kWh saved) Navigant Consulting Inc: California-based entity 1g. Percentage of demand response enabled by automated demand response technology (e.g. Auto DR) @ Business, Inc.: California-based entity 1h. Customer bill savings (dollars saved) 1i. Nameplate capacity (MW) of grid-connected energy storage Battelle Northwest: N/A 3a. Maintain / Reduce operations and maintenance costs 3b. Maintain / Reduce capital costs Black & Veatch Corporation: California-based entity 3c. Reduction in electrical losses in the transmission and distribution system 3d. Number of operations of various existing equipment types (such as voltage regulation) before Bridgewater Consulting Group, Inc: California-based entity; Small and after adoption of a new smart grid component, as an indicator of possible equipment life Business; DBE extensions from reduced wear and tear Does not apply; Highest scoring bidder was selected for 4 Navigant Consulting Inc. 1st N/A; Applicable to CEC only. N/A; Applicable to CEC only. 3e. Non-energy economic benefits award. Corepoint 1, Inc: California-based entity 3f. Improvements in system operation efficiencies stemming from increased utility dispatchability of customer demand side management Cyme International T&D Inc: N/A 5a. Outage number, frequency and duration reductions 5b. Electric system power flow congestion reduction Ixia: California-based entity 5c. Forecast accuracy improvement 5f. Reduced flicker and other power quality differences Landis & Gyr: California-based entity 5i. Increase in the number of nodes in the power system at monitoring points 7b. Increased use of cost-effective digital information and control technology to improve reliability, Pacific Coast Engineering: California-based entity; Small Business security, and efficiency of the electric grid (PU Code § 8360); 7c. Dynamic optimization of grid operations and resources, including appropriate consideration for Quanta Technology, LLC: California-based entity asset management and utilization of related grid operations and resources, with cost-effective full cyber security (PU Code § 8360); 7d. Deployment and integration of cost-effective distributed resources and generation, including renewable resources (PU Code § 8360); 7e. Development and incorporation of cost-effective demand response, demand-side resources, and energy-efficient resources (PU Code § 8360);

There was no ranking provided by the ED. The four companies were free to All four companies were The ED opened the Phase 1 Pilot choose which of the three IOU territories approved by the ED to NRG: N/A 6a. TOTAL number of SCE customer participants (Phase 1 & 2 each have 500 submeter limit) Submetering MDMA participation to all it wanted to participate in. Three participate in the Phase 1 6b. Number of SCE NEM customer participants (Phase 1 & 2 each have 100 submeter limit of 500 companies. Four companies applied: Electric companies, Electric Motor Werks, NRG Submetering Pilot. ED did not provide any scoring of the applicants. N/A; Applicable to CEC only. Ohmconnect: California-based entity; Small Business N/A; Applicable to CEC only. total) Motor Werks, KnGrid, NRG and Ohmconnect. and Ohmconnect selected to participate 6c. Submeter MDMA on-time delivery of customer submeter interval usage data All four passed the initial pass/fail ED in SCE’s territory. Electric Motor Werks, KnGrid, Electric Motor Werks: California-based entity; Small Business 6d. Submeter MDMA accuracy of customer submeter interval usage data screening. NRG and Ohmconnect Note: PO process is not yet complete for Electric Motor Werks.

1d. Number and percentage of customers on time variant or dynamic pricing tariffs 1g. Percentage of demand response enabled by automated demand response technology (e.g. Auto DR) 5c. Forecast accuracy improvement 7b. Increased use of cost-effective digital information and control technology to improve reliability, security, and efficiency of the electric grid (PU Code § 8360) 7c. Dynamic optimization of grid operations and resources, including appropriate consideration for asset management and utilization of related grid operations and resources, with cost-effective full cyber security (PU Code § 8360) 7e. Development and incorporation of cost-effective demand response, demand-side resources, N/A N/A N/A N/A N/A; Applicable to CEC only. Battelle Memorial Institute: N/A N/A; Applicable to CEC only. and energy-efficient resources (PU Code § 8360); 8c. Number of times reports are cited in scientific journals and trade publications for selected projects. 8d. Number of information sharing forums held. 8f. Technology transfer 9b. Number of technologies eligible to participate in utility energy efficiency, demand response or distributed energy resource rebate programs 9c. EPIC project results referenced in regulatory proceedings and policy reports. 9d. Successful project outcomes ready for use in California IOU grid (Path to market).

1a. Number and total nameplate capacity of distributed generation facilities 1b. Total electricity deliveries from grid-connected distributed generation facilities 1c. Avoided procurement and generation costs 1e. Peak load reduction (MW) from summer and winter programs 1f. Avoided customer energy use (kWh saved) 1g. Percentage of demand response enabled by automated demand response technology (e.g. Auto DR) 3f. Improvements in system operation efficiencies stemming from increased utility dispatchability of customer demand side management 5b. Electric system power flow congestion reduction 5f. Reduced flicker and other power quality differences 5i. Increase in the number of nodes in the power system at monitoring points 7b. Increased use of cost-effective digital information and control technology to improve reliability, security, and efficiency of the electric grid (PU Code § 8360); Saker Systems LLC: California-base entity; DBE 7c. Dynamic optimization of grid operations and resources, including appropriate consideration for asset management and utilization of related grid operations and resources, with cost-effective full Does not apply; Highest scoring bidder was selected for 2 Saker Systems, LLC 1 N/A; Applicable to CEC only. Autogrid Systems, Inc: California-base entity N/A; Applicable to CEC only. cyber security (PU Code § 8360); award. 7d. Deployment and integration of cost-effective distributed resources and generation, including Qualitylogic, Inc.: California-base entity renewable resources (PU Code § 8360); 7e. Development and incorporation of cost-effective demand response, demand-side resources, and energy-efficient resources (PU Code § 8360); 7f. Deployment of cost-effective smart technologies, including real time, automated, interactive technologies that optimize the physical operation of appliances and consumer devices for metering, communications concerning grid operations and status, and distribution automation (PU Code § 8360); 7g. Integration of cost-effective smart appliances and consumer devices (PU Code § 8360); 7h. Deployment and integration of cost-effective advanced electricity storage and peak-shaving technologies, including plug-in electric and hybrid electric vehicles, and thermal-storage air- conditioning (PU Code § 8360); 7j. Provide consumers with timely information and control options (PU Code § 8360); 7k. Develop standards for communication and interoperability of appliances and equipment connected to the electric grid, including the infrastructure serving the grid (PU Code § 8360); 7l. Identification and lowering of unreasonable or unnecessary barriers to adoption of smart grid 3a. Maintain / Reduce operations and maintenance costs 5a. Outage number, frequency and duration reductions Doble Engineering Company: N/A 6a. Reduction in testing cost 6b. Number of terminals tested on a line (more than 2 terminals/substations) General Electric Company: N/A 7b. Increased use of cost-effective digital information and control technology to improve reliability, N/A N/A N/A N/A N/A; Applicable to CEC only. N/A; Applicable to CEC only. security, and efficiency of the electric grid (PU Code § 8360); RTDS Technologies Inc.: N/A 8b. Number of reports and fact sheets published online 8d. Number of information sharing forums held. Schweitzer Engineering Labs Inc: California-based entity 8f. Technology transfer 9c. EPIC project results referenced in regulatory proceedings and policy reports. 9e. Technologies available for sale in the market place (when known).

3a. Maintain / Reduce operations and maintenance costs 3c. Reduction in electrical losses in the transmission and distribution system 3d. Number of operations of various existing equipment types (such as voltage regulation) before and after adoption of a new smart grid component, as an indicator of possible equipment life extensions from reduced wear and tear 7b. Increased use of cost-effective digital information and control technology to improve reliability, Siemens Industry, Inc: California-based entity security, and efficiency of the electric grid (PU Code § 8360) TBD TBD TBD TBD N/A; Applicable to CEC only. N/A; Applicable to CEC only. 7c. Dynamic optimization of grid operations and resources, including appropriate consideration for The Mathworks, Inc: California-based entity asset management and utilization of related grid operations and resources, with cost-effective full cyber security (PU Code § 8360) 8b. Number of reports and fact sheets published online 8d. Number of information sharing forums held. 8f. Technology transfer 9c. EPIC project results referenced in regulatory proceedings and policy reports. 9d. Successful project outcomes ready for use in California IOU grid (Path to market).

N/A N/A N/A N/A N/A; Applicable to CEC only. N/A; Project is cancelled. N/A; Applicable to CEC only. N/A; Project is cancelled

6a. Enhanced grid monitoring and on-line analysis for resiliency 7b. Increased use of cost-effective digital information and control technology to improve reliability, security, and efficiency of the electric grid (PU Code § 8360); 8b. Number of reports and fact sheets published online TBD TBD TBD TBD N/A; Applicable to CEC only. Power World Corporation: California-based entity N/A; Applicable to CEC only. 8d. Number of information sharing forums held. 8f. Technology transfer 9d. Successful project outcomes ready for use in California IOU grid (Path to market). 9e. Technologies available for sale in the market place (when known).

6a. Enhanced contingency planning for minimizing cascading outages V&R Energy Systems Research, Inc.: California-based entity 8b. Number of reports and fact sheets published online N/A N/A N/A N/A N/A; Applicable to CEC only. N/A; Applicable to CEC only. 8d. Number of information sharing forums held. Siemens Industry, Inc.: California-based entity 8f. Technology transfer

1c. Avoided procurement and generation costs 1i. Nameplate capacity (MW) of grid-connected energy storage 3b. Maintain / Reduce capital costs 5f. Reduced flicker and other power quality differences 5i. Increase in the number of nodes in the power system at monitoring points 6a. Benefits in energy storage sizing through device operation optimization 6b. Benefits in distributed energy storage deployment vs. centralized energy storage deployment 7a. Description of the issues, project(s), and the results or outcomes 7b. Increased use of cost-effective digital information and control technology to improve reliability, TBD TBD TBD TBD N/A; Applicable to CEC only. TBD N/A; Applicable to CEC only. security, and efficiency of the electric grid (PU Code § 8360) 7c. Dynamic optimization of grid operations and resources, including appropriate consideration for asset management and utilization of related grid operations and resources, with cost-effective full cyber security (PU Code § 8360) 7l. Identification and lowering of unreasonable or unnecessary barriers to adoption of smart grid technologies, practices, and services (PU Code § 8360) 8b. Number of reports and fact sheets published online 8d. Number of information sharing forums held. 8f. Technology transfer 9c. EPIC project results referenced in regulatory proceedings and policy reports.

3a. Maintain / Reduce operations and maintenance costs 5c. Forecast accuracy improvement Cyient, Inc.: N/A 5f. Reduced flicker and other power quality differences N/A N/A N/A N/A N/A; Applicable to CEC only. N/A; Applicable to CEC only. 6a. Enhance Outage Reporting Accurary and SAIDI/SAIFI Calculation Nexant Inc: California-based entity 8b. Number of reports and fact sheets published online 8f. Technology transfer 9c. EPIC project results referenced in regulatory proceedings and policy reports. 3a. Maintain / Reduce operations and maintenance costs 3b. Maintain / Reduce capital costs 5a. Outage number, frequency and duration reductions 5i. Increase in the number of nodes in the power system at monitoring points Electric Company Inc.: California-based entity 6a. Increased cybersecurity Procurement #1: 7b. Increased use of cost-effective digital information and control technology to improve reliability, Graybar Electric Company Inc.; Onesource Supply Solutions, LLC.: California-based entity; Small security, and efficiency of the electric grid (PU Code § 8360); Procurement #1: 2 Procurement #1: 1 Business; DBE 7c. Dynamic optimization of grid operations and resources, including appropriate consideration for Procurement #2: Procurement #3: asset management and utilization of related grid operations and resources, with cost-effective full Procurement #2: 2 Onesource Supply Solutions, Procurement #2: 1 Morris & Willner Partners was selected over the higher N/A; Applicable to CEC only. Morris & Willner Partners: California-based entity N/A; Applicable to CEC only. cyber security (PU Code § 8360); LLC. scoring bidder due to their highly experience staff. 7k. Develop standards for communication and interoperability of appliances and equipment Procurement #3: 2 Procurement #3:2 ABB Inc: N/A connected to the electric grid, including the infrastructure serving the grid (PU Code § 8360); Procurement #3: 8b. Number of reports and fact sheets published online Morris & Willner Partners GE Grid Solutions, LLC: California-based entity 8d. Number of information sharing forums held. 8f. Technology transfer General Networks: California-based entity 9c. EPIC project results referenced in regulatory proceedings and policy reports. 9d. Successful project outcomes ready for use in California IOU grid (Path to market). 9e. Technologies available for sale in the market place (when known).

3a. Maintain / Reduce operations and maintenance costs 3d. Number of operations of various existing equipment types (such as voltage regulation) before and after adoption of a new smart grid component, as an indicator of possible equipment life extensions from reduced wear and tear 5a. Outage number, frequency and duration reductions Onesource Supply Solutions, LLC: California-based entity; Small 5c. Forecast accuracy improvement Business; DBE 5d. Public safety improvement and hazard exposure reduction 5e. Utility worker safety improvement and hazard exposure reduction On-Ramp Wireless, Inc.: California-based entity 5i. Increase in the number of nodes in the power system at monitoring points 6a. Improve data accuracy for distribution substation planning process Progressive Frame and Fabrication: California-based entity 7b. Increased use of cost-effective digital information and control technology to improve reliability, security, and efficiency of the electric grid (PU Code § 8360); Schweitzer Engineering Labs Inc: California-based entity Siemens: 3 Siemens Siemens:1 Siemens: highest score was selected N/A; Applicable to CEC only. N/A; Applicable to CEC only. 7c. Dynamic optimization of grid operations and resources, including appropriate consideration for asset management and utilization of related grid operations and resources, with cost-effective full Sentient Energy, Inc.: California-based entity cyber security (PU Code § 8360); 7d. Deployment and integration of cost-effective distributed resources and generation, including Wesco Distribution Inc: California-based entity; DBE renewable resources (PU Code § 8360); 7k. Develop standards for communication and interoperability of appliances and equipment Siemens Industry: California-based entity connected to the electric grid, including the infrastructure serving the grid (PU Code § 8360); 8b. Number of reports and fact sheets published online Southwest Research Institute: California-based entity 8d. Number of information sharing forums held. 8f. Technology transfer 9c. EPIC project results referenced in regulatory proceedings and policy reports. 9d. Successful project outcomes ready for use in California IOU grid (Path to market). 9e. Technologies available for sale in the market place (when known).

3a. Maintain / Reduce operations and maintenance costs 3b. Maintain / Reduce capital costs American Restore, Inc.: California-based entity 4g. Wildlife fatality reductions (electrocutions, collisions) 5a. Outage number, frequency and duration reductions N/A N/A N/A N/A N/A; Applicable to CEC only. Rivcomm, Inc.: California-based entity; Small Business N/A; Applicable to CEC only. 6a. Operating performance of underground vault monitoring equipment 8b. Number of reports and fact sheets published online California Turbo Inc: California-based entity 8d. Number of information sharing forums held. 8f. Technology transfer 9c. EPIC project results referenced in regulatory proceedings and policy reports.

3b. Maintain / Reduce capital costs 5b. Electric system power flow congestion reduction 6a. Increased power flow throughput 7b. Increased use of cost-effective digital information and control technology to improve reliability, security, and efficiency of the electric grid (PU Code § 8360); 7c. Dynamic optimization of grid operations and resources, including appropriate consideration for Wesco Distribution Inc: California-based entity; DBE asset management and utilization of related grid operations and resources, with cost-effective full N/A N/A N/A N/A N/A; Applicable to CEC only. N/A; Applicable to CEC only. cyber security (PU Code § 8360); Black & Veatch Corporation: California-based entity 8b. Number of reports and fact sheets published online 8d. Number of information sharing forums held. 8f. Technology transfer 9c. EPIC project results referenced in regulatory proceedings and policy reports. 9d. Successful project outcomes ready for use in California IOU grid (Path to market). 9e. Technologies available for sale in the market place (when known).

@ Business Inc: DBE

Magnetic Instrumentation Inc: N/A 5a. Outage number, frequency and duration reductions 7b. Increased use of cost-effective digital information and control technology to improve reliability, Saker Systems, LLC: California-base entity; Small Business; DBE security, and efficiency of the electric grid (PU Code § 8360); 7l. Identification and lowering of unreasonable or unnecessary barriers to adoption of smart grid World Wide Technology Inc: DBE technologies, practices, and services (PU Code § 8360) N/A N/A N/A N/A N/A; Applicable to CEC only. N/A; Applicable to CEC only. 8b. Number of reports and fact sheets published online Zones, Inc.: DBE 8d. Number of information sharing forums held. 8f. Technology transfer Accuvant Inc: California-based entity 10a. Description or documentation of funding or contributions committed by others 10c. Dollar value of funding or contributions committed by others. Electric Power Group, LLC: California-based entity

Schweitzer Engineering Labs Inc: California-based entity TBD TBD TBD TBD N/A; Applicable to CEC only. TBD N/A; Applicable to CEC only. Metrics plan TBD

3a. Maintain / Reduce operations and maintenance costs 7b. Increased use of cost-effective digital information and control technology to improve reliability, TBD TBD TBD TBD N/A; Applicable to CEC only. TBD N/A; Applicable to CEC only. security, and efficiency of the electric grid (PU Code § 8360) 8d. Number of information sharing forums held 8f. Technology transfer

2a. Hours worked in California and money spent in California for each project 3a. Maintain / Reduce operations and maintenance costs 3b. Maintain / Reduce capital costs 5a. Outage number, frequency and duration reductions TBD TBD TBD TBD N/A; Applicable to CEC only. TBD N/A; Applicable to CEC only. 5c. Forecast accuracy improvement 5d. Public safety improvement and hazard exposure reduction 8f. Technology transfer 9d. Successful project outcomes ready for use in California IOU grid (Path to market) 9e. Technologies available for sale in the market place (when known)

TBD TBD TBD TBD N/A; Applicable to CEC only. TBD N/A; Applicable to CEC only. Metrics plan TBD

TBD TBD TBD TBD N/A; Applicable to CEC only. TBD N/A; Applicable to CEC only. Metrics plan TBD

1d. Number and percentage of customers on time variant or dynamic pricing tariffs 1h. Customer bill savings (dollars saved) 3e. Non-energy economic benefits 4a. GHG emissions reductions (MMTCO2e) 6a. The 3rd Party Evaluator, Nexant, in collaboration with the Energy Division and IOUs, will develop a set of metrics for Phase 2 to be included in the final report. 7h. Deployment and integration of cost-effective advanced electricity storage and peak-shaving technologies, including plug-in electric and hybrid electric vehicles, and thermal-storage air- conditioning (PU Code § 8360) TBD TBD TBD TBD N/A; Applicable to CEC only. TBD N/A; Applicable to CEC only. 7j. Provide consumers with timely information and control options (PU Code § 8360): 7k. Develop standards for communication and interoperability of appliances and equipment connected to the electric grid, including the infrastructure serving the grid (PU Code § 8360) 7l. Identification and lowering of unreasonable or unnecessary barriers to adoption of smart grid technologies, practices, and services (PU Code § 8360) 8e. Stakeholders attendance at workshops 8f. Technology transfer 9c. EPIC project results referenced in regulatory proceedings and policy reports 9d. Successful project outcomes ready for use in California IOU grid (Path to market) 9e. Technologies available for sale in the market place (when known)

TBD TBD TBD TBD N/A; Applicable to CEC only. TBD N/A; Applicable to CEC only. Metrics plan TBD

TBD TBD TBD TBD N/A; Applicable to CEC only. TBD N/A; Applicable to CEC only. Metrics plan TBD TBD TBD TBD TBD N/A; Applicable to CEC only. TBD N/A; Applicable to CEC only. Metrics plan TBD

TBD TBD TBD TBD N/A; Applicable to CEC only. TBD N/A; Applicable to CEC only. Metrics plan TBD

TBD TBD TBD TBD N/A; Applicable to CEC only. TBD N/A; Applicable to CEC only. Metrics plan TBD

TBD TBD TBD TBD N/A; Applicable to CEC only. TBD N/A; Applicable to CEC only. Metrics plan TBD Update Coordination with CPUC Proceedings or Legislation

In 2015, the IGP project team refined the project scope and demonstration design approach, and issued key Requests for Proposals (RFPs) for Control Systems and the Field Area Network. In addition, the project team took steps to align activities with the Distribution Resources Plan (DRP) requirements; going forward, the project will become the test bed for DRP Demonstration D. The site selection for IGP was reviewed in light of the DRP requirements and alternate demonstration locations are now being considered to ensure sufficient DER resources are available.

The following activities were completed by the project team in 2015: • Completed IGP-Area circuit modeling • Participated in the development of the Grid Modernization Business Requirements and Concept of Operations • Aligned IGP’s scope to Grid Modernization efforts by defining 8 corresponding demonstration sub-projects Distribution Resources Plan, R.14-08-013; A.15-07-003 • Developed detailed IGP Use Cases (in accordance with the new Grid Modernization Architecture concepts) Integrated Demand-side Resource Program, R.14-10-003 • Developed detailed Technical Specifications for Control System functionality (Volt/VAR, Power Flow, and Microgrid controls) • Issued RFP for IGP Control Systems • Developed detailed Technical Specifications for the Field Area Network (communication systems) • Issued RFP for the Field Area Network • Installed key components of the controls lab to evaluate IGP assets prior to field deployment • Tested control applications and systems from potential vendors (DVI, Spirae, Landis+Gyr) • Completed overall High Level IGP Conceptual Architecture • Completed Initial draft of the IGP System Requirements Document • Developed initial draft of the IGP System Design Document

SCE worked closely with the CPUC/ED and Submetering MDMAs to extend the Phase 1 Pilot six months to enroll 92 customers. SCE will provide its customers with subtractive billing to separately bill household and EV charging on their respective rates. SCE will support its customers during their Pilot participation by answering their questions and resolving their issues. SCE will provide a similar service to the three Submetering MDMAs. The Phase 1 Submetering Pilot is on schedule and under budget.

The three Submeter MDMAs, (eMotorWerks, NRG and Ohmconnect) were issued purchase orders to enable SCE to pay the MDMAs for enrolling customers and providing SCE with monthly EV submeter usage data. Nexant was selected by the three IOUs to be the third party evaluator of the Submetering Pilots. PG&E contracted Nexant on behalf of the three IOUs who will share the costs equally as mandated by CPUC. SCE’s share is $439,580 which is payable quarterly through 2018.

Milestones achieved • Requested and received CPUC’s approval to extend the Phase 1 Pilot enrollment period six months. • Submitted Tier 1 Advice Letter to CPUC to update Phase 1 Pilot tariff due to Pilot extension. • Enrolled 92 SCE customers in the Pilot by end of extended enrollment period August 31, 2015. • Supporting 92 customers during their 12 month participation in the Phase 1 Pilot.

In 2015, SCE and Battelle continued the work which commenced in 2014 with the creation of additional GridLAB-D modules and add-on tools for Grid Command Distribution.

The key accomplishments in 2015 included: • The development of a GridLAB-D Valuation tool which serves to capture the locational value or true cost of technologies including: Energy Storage, Demand Response, PV, Conservation Voltage Reduction, and Electric Vehicles • Additional functionality was added to the Commercial module making demand response events possible • Validation of the Commercial module and Commercial DR module • Additional scripting tools and functionalities in Grid Command Distribution were developed to aid in SCE Circuit model development Distribution Resources Plan, R.14-08-013; A.15-07-003 • Training workshops and knowledge transfer sessions were conducted

SCE has successfully implemented the modeling of representative circuit feeders in GridLab-D using the commercial models and tools developed and validated in collaboration with Battelle. As part of a core research project involving internal and external stakeholders, these models are being used to study the impact of high PV penetration and implementation of cost effective mitigation technologies which include demand response.

Additional phases of the modeling work will continue in 2016.

During 2015, the project team engaged stakeholder groups throughout SCE including Transportation Electrification and Customer Service to understand and document high-level requirements and use cases critical to the business. The technical team also conducted market research to identify technology and vendor capabilities, architectures, and availability of DER technologies. In addition, the team developed high level architectures. Finally, the team completed the scope, schedule, and budget; and updated the Project Management Plan to reflect new scope and budget modifications. In the process of developing the methodology to utilize the Portable End-to-End Test System (PETS) in the field, and through feedback from the end-users it was discovered that there were a limited number of test scenarios where the tool would be a great improvement over existing test procedures. As a result, the project team concluded that there was no substantial value in further pursuing the development of the PETS tool. Although the tool would be an improved method of testing system performance when conducting end-to-end relay tests, the implementation of a companywide PETS (utilizing a Real Time Digital Simulator system) proved to not be cost effective when compared to traditional test methods at this time. The major aspects that would drive the cost of implementing the PETS projects are:

• Development of specialized training programs for field crews

• Availability of the tool; it would be extremely costly to purchase several PETS test units to accommodate the different regions within SCE’s territory when compared to purchasing existing standard tools

• Dedicated engineering staff to support issues related to maintenance and training

After careful deliberation of the benefits associated with proceeding with the PETS project, SCE has decided to halt further development of the technology and to close out the project. Furthermore, the early close-out of this project does not impact how protection schemes are tested today as it was intended to be a proof-of-concept demonstration project.

More information will be provided in the final report.

In 2015, the project team continued working in collaboration with the Portfolio Management Office (PMO) to gather all the information needed to complete the Emergent Project Evaluation Form (EPEF) process. Note: This process is needed to determine the substation installation schedule and associated cost estimate. During this period, all deployment requirements are gathered and all changes affecting existing substation equipment are studied. The project team worked with Grid Control Center (GCC) engineers, protection engineers and Substation Construction and Maintenance (SC&M) personnel to evaluate the work needed. On August 20, 2015, EPEF requirements were fulfilled and the process was approved for installation to start in January 2017. In addition, stakeholders were regularly engaged and updated of project progress and deployment schedule and updates.

In an effort to publicize the novel work developed, the project team presented the work in two consecutive NASPI (North American Synchrophasor Initiative) meetings, worked on a NASPI focus paper, published an IEEE transactions paper, and published testing and simulation findings in the 49th HICSS (Hawaiian International Conference on Systems Sciences) conference.

In addition, the team continued to finalize testing of the controller system and drafted a demonstration specification document to be utilized during the software implementation phase.

SPX Transformer Solutions officially withdrew support from the project in Q2, 2014. As a result, SuperPower could no longer complete the delivery of the HTS-FCL transformer to SCE. SuperPower communicated the desire to identify a new transformer manufacturer as a partner, N/A - Cancelled. but was unable to secure one within a reasonable timeframe. At the time of SPX’s withdrawal, SCE did not have an executed agreement with SuperPower. SCE formally cancelled this project in Q3 2014.

SCE has worked with the selected vendor to specify, test, and validate state estimation techniques using PMU data. This data was used to validate the operation of the Linear State Estimator and data conditioning functions. For next steps, the project team will begin to implement applications and tools to demonstrate their use in real-time operations.

In 2015, SCE and V&R Energy utilized the Potential Cascading Modes (PCM) tool to identify a list of initiating events for cascading outage analysis. In addition, the project team has demonstrated a cascading outage analysis framework to identify how cascading events performed under various levels of stress. For next steps, the project team will validate the demonstration environment, complete demonstrations, and develop the final project report.

During 2015, the DOS project aligned itself with the Integrated Grid Project (IGP) and the SCE's Energy Storage Ownership Initiative (ESOI). Technical specifications required to procure energy storage devices are being developed based on current ESOI energy storage Energy Storage R,.15-03-011; D.14-10-040 & D.14-10- specifications in partnership with IGP and ESOI. These specifications will be used to procure the DOS storage devices in the 2016/2017 045 time frame. In addition, the project team has been working with landowners at potential installation sites within the Integrated Grid Project Resource Adequacy OIR, R.14-10-010 demonstration location in the Orange County area.

The project demonstrated an analytics and visualization application that used smart meter data for distribution grid operational benefits. The project also conducted a feasibility study to determine if the use of smart meter data could improve the Outage Management SAIDI/SAIFI/MAIFI (reliability) metric calculation process.

The following project milestones were achieved: i. The application was demonstrated in a lab environment using smart meter data of approximately 20,000 customers on 14 distribution circuits. ii. The application demonstrated 13 use cases developed by SCE using customer meter voltage, consumption and event data. iii. The application successfully overlaid the meter data on SCE’s distribution system GIS to provide a visualization of the condition of the network. iv. The application was successfully tested by electric distribution planners and engineers. v. The feasibility study for using smart meter data in the calculation of system reliability indices was completed and several manually- intensive steps were identified for elimination.

The project was successfully completed in 2015 and the final report will be submitted in 2016. Major activities for the Substation Automation Demonstration 3, Phase III (SA-3) project in 2015 involved: 1) identifying qualified vendors and conducting procurement activities for IEC 61850 compliant devices and systems; 2) working to identify and confirm the substation site to be used for the demonstration; and 3) working to finalize stakeholder agreement on demonstration objectives.

Milestones achieved • Defined Business Requirements and Use Cases • Completed Functional Design and Technical Specifications • Completed the Substation Standard Review Team (SSRT) Pilot request for Olinda A-Substation • Completed SSRT Pilot approval for Olinda • Completed Preliminary Scope of Work and Design for Olinda • Completed the Stakeholder Job-walk for Olinda • Completed Re-evaluation of Olinda A-station • Resulted in relocation of the pilot to Viejo A-substation because of construction and civil work schedule impact • Completed SSRT Pilot approval for Viejo • Completed Preliminary Scope of Work for Viejo • Completed the Stakeholder Job-walk for Viejo • Completed Engineering contractor Job Walk • Started Preliminary Demonstration Design for Engineering contract award • Started lab Demonstration of new annunciator (Programmable Automation Controller (PAC)) system

Remote Intelligent Switch (RIS) For 2015, SCE continued development of the RIS project and demonstration. Project specification and deliverables were finalized, and the RFP process was completed. After reviewing all RFP respondents, the team awarded the project to the highest scoring vendor, Siemens. Development of the RIS solution started, resulting in the initial algorithm programming, several demonstration of the RIS system’s capabilities at Siemens’s facility, and an initial delivery of pre-production evaluation cabinets.

High Impedance Fault Detection Existing high impedance fault detection solutions available in the market focus on current and voltage monitoring; however, evaluation results demonstrate none of these technologies have been able to securely detect high impedance faults reliably (too many false alarms). As a result, a new approach is necessary and SCE’s Advanced Technology considers the reflectometry-based solution as an innovative and promising approach. Advanced Technology and Apparatus Engineering are working with Southwest Research Institute (SWRI) to demonstrate the feasibility of implementing a reflectometry-based solution for detection of high impedance faults.

Overhead Remote Fault Indicator (RFI) In 2015 SCE successfully evaluated and standardized the Overhead Remote Fault Indicator (RFI). The RFI is a device which provides local visualization and remote indication of a fault on distribution circuits. The RFI is used by our System Operators as a means of automatically and remotely detecting and identifying faults to reduce outage time.

Long Beach Network Situation Awareness In the year 2015, the Long Beach situational Awareness Project had the following activities and accomplishments: • Finalized the scope of the project, identifying 12 sites impacted by the installation of Voltage/Current monitoring devices. • Out of the 12 sites, 9 sites will be installed with SCE’s current Field Area Network Communication devices, Netcomm, while 3 remaining sites will be installed with IP Point to Multipoint radios. • Established two underground radio network access points at the Long Beach area and performed radio study of the signal coverage in Long Beach to determine the amount of Access Points (APs) required to fully cover the entire Long Beach electrical network. • Established communication with Consolidated Edison to benchmark SCE system with Con. Edison network monitoring and alarming system.

Intelligent Fuse • Technical Specification were finalized for the Intelligent and went through the Request For Proposal (RFP) process • Two vendors(G&W and Siemens) responded and both solutions were evaluated and scored • G&W was awarded the winning bid

In 2015, the project team accomplished the following: • Enhanced vault ventilation blower was specified, delivered, and is currently being field tested. • Developed draft specification for Hybrid Distribution Pole • Created conceptual insulator-antenna for initial communication testing • Installed vault temperature equipment for testing and monitoring

The project team worked with the vendor to identify system requirements and the devices needed for the demonstration project. The project team worked with transmission engineering, system planning, and the Grid Control Center to identify the system stress points and congested transmission lines that are most suitable for the demonstration. The team worked with the vendor to pinpoint the locations of communication routing devices needed. The procurement process was completed and two instances of the CAT-1 monitoring system in addition to a communication repeater system were delivered.

SCE requires adherence to the T&D pilot standards process when a project involves installation of non-standard equipment on a transmission line or a substation. The project team presented the project in both Substation Standards Review Team (SSRT) and the Transmission Standards Review Team (TSRT), worked with the vendor to develop training material, and drafted detailed deployment and maintenance procedures. In May 2015, Transmission and substation standards were approved to proceed, and standards were issued and published.

In February 2015, the team initiated the deployment design process and both transmission and substation drawing packages were issued and published. Also, a CEII / NERC CIP Evaluation Processes is required when the project involves installations at the bulk power transmission system or at medium (or higher) level substations. The process was completed by altering the boxes to be in compliance with NERC-CIP requirements.

After initiating installation of the system, it was discovered that there are some obstacles in the communication line-of-sight would require further testing. A decision was made not to continue the work after the vendor decided not to support Dynamic Line Rating after the end of the demonstration phase. SCE will work to close this project out in 2016, and write a final report in 2017.

CAPMS completed the following activities in 2015, in no specific order: • Equipment was installed and configured in the SCE Advanced Technology laboratory to support test and demonstration activities. • Test system requirements were developed by SCE. • Threat scenarios were developed for use in system demonstration and test. • ViaSat completed CAPMS software development. California Energy Solutions for the 21st Century (CES- • System and software integration and testing was accomplished in the SCE Advanced Technology laboratory and test reports were 21), developed. D.14-03-029 • System test and demonstration was conducted using threat scenarios and CAPMS responses were observed and recorded by ViaSat. • A demonstration was held for the Department of Energy in September. • The final project report was developed and will be submitted with the EPIC annual report in February 2016. The project will demonstrate the use of an IEEE 2030.5 Distributed Energy Resource Management System. This project will launch in 2016. The project team plans to start the system requirements specification in early 2016; the demonstration will be performed in the 2016/2017 time frame.

Improving accuracy of Transformer/Meter correlation model: The project demonstrated a statistical model that correlates the voltage signature of a meter with that of other meters connected to the transformer to identify mismatches and provide a “better match” alternative. It also demonstrated an algorithm that improved accuracy by comparing the time period of single transformer outages to smart meter outage events to identify incorrectly mapped meters. The following activities were completed in 2015: i. Demonstration of Voltage signature and single transformer Outage events algorithms in a lab environment using smart meter data of 3 distribution circuits. ii. Identified data challenges and limitations on the use of the algorithms. iii. Completed validation of algorithms’ results through comparisons with field verified data.

Phase identification of customers: It will demonstrate the algorithm developed in collaborative research by EPRI and SCE to identify the phase of a customer using SCADA, electrical network information and smart meter data. Additionally, the collaborative research by UC Riverside and SCE will be demonstrated in the later part of the project. i. Work on this subpart has been scheduled to start in 2016.

During 2015, the project team engaged in Project Initiation and Project Planning activities, including execution of stakeholder engagement, requirements analysis, vendor and market research, and development of procurement documentation. The project successfully completed Distribution Resources Plan, R.14-08-013; A.15-07-003 contract negotiations with two contractors and also obtained approval for the Project Management Plan. The project is on track to achieve Integrated Demand-side Resource Program, R.14-10-003 key milestones outlined for Q1 of 2016.

Distribution Resources Plan, R.14-08-013; A.15-07-003 The project will initiate the project planning phase in 2016. Integrated Demand-side Resource Program, R.14-10-003

The project will initiate the project planning phase in 2016.

SCE recently initiated the preparations for the Phase 2 Submetering Pilot by participating in stakeholder kick off meetings hosted by CSOD. In addition, the CPUC hosted meetings that included the other IOUs and external stakeholders. The Phase 1 Pilot will start on November 1, 2016 and end in 18 months on April 30, 2018. Charge Ready Application A.14-10-014; Milestones achieved Plug-In Electric Vehicle Submetering Pilot, Advice Letter Held kickoff meeting with SCE stakeholders and with the CPUC including the other IOUs and external stakeholders. 3198-E Established Work Group structure and schedule to address Phase 2 issues and requirements in preparation for finalizing the Phase 2 Tier 2 Advice Letter due June 30, 2016.

In 2015, this project was authorized to proceed with the planning phase of the project lifecycle. The team had numerous meetings both within the project team as well as with project stakeholders, sponsors, and advisors from SCE’s Engineering, Planning, and Grid Operations groups to develop the detailed scope of work which culminated in the development of the Project Management Plan (PMP), which addresses the following.

• A detailed Scope of Work statement • The project’s work breakdown structure (WBS) and associated organization structure • The labor resource plan • A procurement plan that describes the materials and services that the project anticipates needing. • The project’s milestone and deliverable schedule • The detailed project cost estimate

The PMP is currently in the stages of being finalized and reviewed for approval, which is expected to happen early in 2016. Once the PMP is approved, the project will then receive authorization to proceed to the execution phase of the project lifecycle.

In 2015 “Series Compensation for Load Flow Control” project was authorized to proceed according to SCE’s Portfolio Management Office (PMO) processes. This project is currently in the planning stage to address the deliverables and milestones for the project activities. In 2015 a Request for Information (RFI) was sent to 12 qualified potential suppliers of Versatile Plug-in Auxiliary Power Systems (VAPS) with the primary function of electrically powering vehicle air conditioning systems. Applicability of such a system is very broad and includes all of SCE’s light duty pickup trucks (typically Ford F150). Five responses to the RFI were received. Meetings were held with SCE’s Charge Ready Application A.14-10-014; Transportation Services Department (TSD) in which both RFI responses and TSD fleet electrification priorities were reviewed and discussed Plug-In Electric Vehicle Submetering Pilot, Advice Letter in detail. In parallel with the RFI activity projects based on evaluating hybridized drivetrains of Class 2, 5 and 8 trucks were formally 3198-E approved to proceed through SCE Advanced Technology’s (AT) Project Selection Process. As of the end of the year a comprehensive project plan to procure and evaluate systems addressing each of these areas in the 2016-2017 timeframe was under development.

In 2015, the project team focused on gathering all of the requirements that will be needed for the demonstration phase of the project. The project team has been reaching out to vendors and several federal national labs to complete specification documents for hardware and software platforms.

In 2015, the Optimized Control of Multiple Storage Systems project began to evaluate the requirements to align with the Integrated Grid Energy Storage R,.15-03-011; D.14-10-040 & D.14-10- Project and the SCE's Energy Storage Ownership Initiative (ESOI). This project will also leverage real-time circuit information to 045 autonomously curtail load on the system and will have the ability to disconnect the Energy Storage Systems based on abnormal circuit Resource Adequacy OIR, R.14-10-010 conditions.

In 2015, the detailed project planning phase was initiated. In order to demonstrate the feasibility and effectiveness of installing fast charging stations, initial planning has been focused on assessing the impact of existing fast charging stations on the electric distribution system. A team of experts is being assembled, including Advanced Technology, Engineering, Electric System Planning, and Power Quality, and Charge Ready Application A.14-10-014; equipment is being specified to instrument approximately 25 stations. In addition, the project will include a plan to study the effects of Plug-In Electric Vehicle Submetering Pilot, Advice Letter associated storage to reduce system impact. Through the planning process, task definition and scheduling is being done in close 3198-E collaboration with team experts. Project planning was on schedule as of the end of the year. Once SCE’s plan is complete in early 2016, Tesla Motors, an automotive OEM responsible for much of the interest in DC fast charging, will be engaged as the project transitions into the execution phase BEFORE THE PUBLIC UTILITIES COMMISSION OF THE STATE OF CALIFORNIA

Application of the California Energy Commission for Approval of Electric Program Investment Application 14-04-034 Charge Proposed 2015 through 2017 Triennial (Filed April 29, 20014) Investment Plan. Application 14-05-003 And Related Matters. Application 14-05-004 Application 14-05-005

CERTIFICATE OF SERVICE

I hereby certify that, pursuant to the Commission’s Rules of Practice and Procedure, I have this day served a true copy of SOUTHERN CALIFORNIA EDISON COMPANY’S (U-338-E) ANNUAL REPORT ON THE STATUS OF THE ELECTRIC PROGRAM INVESTMENT CHARGE PROGRAM on all parties identified on the attached service list(s) A.12-11-001 (Consolidated), A.13-11-003, A.14-04-034 (Consolidated), A.14-11-003 (Consolidated), A.15-09-001. Service was effected by one or more means indicated below:

☒ Transmitting the copies via e-mail to all parties who have provided an e-mail address.

☒ Placing the copies in sealed envelopes and causing such envelopes to be delivered by hand or by overnight courier to the offices of the Assigned ALJ(s) on each proceeding or other addressee(s).

CPUC 505 Van Ness Ave. , CA 94102

☒ Placing copies in properly addressed sealed envelopes and depositing such copies in the mail with first-class postage prepaid to all parties for those listed on the attached non-email list. Executed February 29, 2016, at Rosemead, California.

/s/Gina Leisure GINA LEISURE SOUTHERN CALIFORNIA EDISON COMPANY 2244 Walnut Grove Avenue Post Office Box 800 Rosemead, California 91770

1

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DIANE CONKLIN EVELYN KAHL SPOKESPERSON COUNSEL MUSSEY GRADE ROAD ALLIANCE ALCANTAR & KAHL LLP EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 FOR: MUSSEY GRADE ROAD ALLIANCE FOR: INDICATED SHIPPERS WILLIAM P. CURLEY, III NORMAN A. PEDERSEN, ESQ. CITY ATTORNEY ATTORNEY AT LAW CITY OF MISSION VIEJO HANNA AND MORTON LLP 515 S. FIGUEROA ST., STE. 750 444 S. FLOWER STREET, SUITE 1500 LOS ANGELES, CA 90071 LOS ANGELES, CA 90071-2916 FOR: CITY OF MISSION VIEJO FOR: SOUTHERN CALIFORNIA GENERATION COALITION DANIEL W. DOUGLASS KRIS G. VYAS ATTORNEY SOUTHERN CALIFORNIA EDISON COMPANY DOUGLASS & LIDDELL PO BOX 800 4766 PARK GRANADA, STE. 209 2244 WALNUT GROVE AVE. QUAD 3-B CALABASAS, CA 91302 ROSEMEAD, CA 91770 FOR: ALLIANCE FOR RETAIL ENERGY MARKETS FOR: SOUTHERN CALIFORNIA EDISON COMPANY (AREM)/THE DIRECT ACCESS CUSTOMER COALITION DACC) RAYMOND LUTZ MARIA C. SEVERSON, ESQ. NATIONAL COORDINATOR AGUIRRE & SEVERSON LLP CITIZENS OVERSIGHT, INC. 501 WEST BROADWAY, STE. 1050 771 JAMACHA RD., NO. 148 SAN DIEGO, CA 92101-3591 EL CAJON, CA 92019 FOR: RUTH HENRICKS FOR: CITIZENS OVERSIGHT, INC. (COPS) DONALD KELLY MICHAEL SHAMES, ESQ. EXE. DIRECTOR SAN DIEGO CONSUMERS' ACTION NETWORK UTILITY CONSUMERS' ACTION NETWORK 6975 CAMINO AMERO 3405 KENYON ST., STE. 401 SAN DIEGO, CA 92111

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SAN DIEGO, CA 92110 FOR: SAN DIEGO CONSUMERS' ACTION NETWORK FOR: UTILITY CONSUMERS' ACTION NETWORK JOHN A. PACHECO ROBERT GNAIZDA COUNSEL COUNSEL SAN DIEGO GAS & ELECTRIC COMPANY NATIONAL ASIAN AMERICAN COALITION 8330 CENTURY PARK CT., CP32 15 SOUTHGATE AVE., STE 200 SAN DIEGO, CA 92123 DALY CITY, CA 94015 FOR: SAN DIEGO GAS & ELECTRIC FOR: JOINT MINORITY PARTIES: THE COMPANY/SOUTHERN CALIFORNIA GAS COMPANY NATIONAL ASIAN AMERICAN COALITION, THE ECUMENICAL CENTER FOR BLACK CHURCHSTUDIES, THE JESSE MIRANDA CENTER FOR HISPANIC LEADERSHIP, ORANGE COUNTY INTERDENOMINATIONAL ALLIANCE, CHRIST OUR REDEEMER AME CHURCH, AND THE LOS ANGELES LATINO CHAMBER OF COMMERCE JAMIE MAULDIN LAURA J. TUDISCO ADAMS BROADWELL JOSEPH & CARDOZO, PC CALIF PUBLIC UTILITIES COMMISSION 601 GATEWAY BLVD., STE. 1000 LEGAL DIVISION SOUTH SAN FRANCISCO, CA 94080 ROOM 5032 FOR: COALITION OF CALIFORNIA UTILITY 505 VAN NESS AVENUE EMPLOYEES SAN FRANCISCO, CA 94102-3214 FOR: ORA ROBERT FINKELSTEIN RITA M. LIOTTA GENERAL COUNSEL FEDERAL EXECUTIVE AGENCIES THE UTILITY REFORM NETWORK 1 AVENUE OF THE PALM, SUITE 161 785 MARKET ST., STE. 1400 SAN FRANCISCO, CA 94130 SAN FRANCISCO, CA 94103 FOR: FEDERAL EXECUTIVE AGENCIES FOR: TURN STEVEN W. FRANK JENNIFER WEBERSKI LAW DEPARTMENT CONSULTANT ON BEHALF OF: PACIFIC GAS AND ELECTRIC COMPANY ENVIRONMENTAL DEFENSE FUND PO BOX 770000, MAIL CODE B30A 49 TERRA BELLA DRIVE SAN FRANCISCO, CA 94177 WALNUT CREEK, CA 94596 FOR: PACIFIC GAS AND ELECTRIC COMPANY FOR: ENVIRONMENTAL DEFENSE FUND (EDF) MELISSA W. KASNITZ WILLIAM JULIAN, II CENTER FOR ACCESSIBLE TECHNOLOGY 43556 ALMOND LANE 3075 ADELINE STREET, STE. 220 DAVIS, CA 95618 BERKELEY, CA 94703 FOR: UTILITY WORKERS UNION OF AMERICA FOR: CENTER FOR ACCESSIBLE TECHNOLOGY (UWUA) Information Only

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PAUL PATTERSON SCOTT MURTISHAW GLENROCK ASSOCIATES LLC CPUC - EXEC DIV EMAIL ONLY EMAIL ONLY EMAIL ONLY, NY 00000 EMAIL ONLY, CA 00000 TADASHI GONDAI MRW & ASSOCIATES, LLC SR. ATTORNEY EMAIL ONLY NATIONAL ASIAN AMERICAN COALITION EMAIL ONLY, CA 00000 EMAIL ONLY EMAIL ONLY, CA 00000 KAREN TERRANOVA FELIKS KERMAN ALCANTAR & KAHL VISIUM ASSET MANAGEMENT EMAIL ONLY 888 7TH AVENUE EMAIL ONLY, CA 00000-0000 NEW YORK, NY 10019 MATTHEW DAVIS JAMES (JIM) VON RIESEMANN CARLSON CAPITAL, L.P. MIZUHO SECURITIES USA, INC. 712 5TH AVENUE, 25TH FLR. 320 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10019 NEW YORK, NY 10022 JIM KOBUS GREGORY REISS RESEARCH MILLENNIUM MANAGEMENT LLC MORGAN STANLEY 666 FIFTH AVENUE, 8TH FLOOR 1585 BROADWAY, 38TH FLOOR NEW YORK, NY 10103 NEW YORK, NY 10036 ALEX KANIA KAY DAVOODI WOLFE RESEARCH ACQ-UTILITY RATES AND STUDIES OFFICE 420 LEXINGTON AVENUE, SUITE 648 NAVAL FACILITIES ENGINEERING COMMAND HQ NEW YORK, NY 10170 1322 PATTERSON AVE., SE - BLDG. 33 WASHINGTON, DC 20374-5018 MAKDA SOLOMON RALPH SMITH NAVY UTILITY RATES AND STUDIES OFFICE LARKIN & ASSOCIATES BLDG. 33, STE. 1000 15728 FARMINGTON ROAD 1322 PATTERSON AV. SE, BLDG 33,STE. 1000 LIVONIA, MI 48154 WASHINGTON NAVY YARD, DC 20374-5065 PRISCILA C. KASHA ROBERT PETTINATO DEPUTY CITY ATORNEY LOS ANGELES DEPARTMENT OF WATER & POWER LOS ANGELES DEPT. OF WATER & POWER 111 NORTH HOPE STREET, SUITE 1150 11 NORTH HOPE STREET, ROOM 340 LOS ANGELES, CA 90012 LOS ANGELES, CA 90012 RODNEY A. LUCK JASON W. EGAN LOS ANGELES DEPT. OF WATER & POWER COUNSEL 111 NORTH HOPE STREET, ROOM 1150 SOUTHERN CALIFORNIA GAS COMPANY LOS ANGELES, CA 90012 555 W. FIFTH STREET, STE. 1400. GT14E7 LOS ANGELES, CA 90013 JEFF SALAZAR RONALD VAN DER LEEDEN SOUTHERN CALIFORNIA GAS COMPANY DIR.-GENERAL RATE CASE & REVENUE REQ. 555 W. FIFTH STREET, GT14D6 SOUTHERN CALIFORNIA GAS COMPANY LOS ANGELES, CA 90013 555 W. FIFTH STREET, GT14D6 LOS ANGELES, CA 90013 JOHNNY J. PONG TOM ROTH SOUTHERN CALIFORNIA GAS COMPANY ROTH ENERGY COMPANY 555 WEST FIFTH ST., STE. 1400 545 S. FIGUEROA STREET, SUITE 1235 LOS ANGELES, CA 90013-1034 LOS ANGELES, CA 90071 LEESA NAYUDU STEVEN ENDO PASADENA DEPARTMENT OF WATER & POWER PASADENA DEPARTMENT OF WATER & POWER 150 SOUTH LOS ROBLES AVE., STE. 200 150 S. LOS ROBLES, SUITE 200 PASADENA, CA 91101 PASADENA, CA 91101 VALERIE PUFFER CHRIS CHWANG GLENDALE WATER & POWER BURBANK WATER AND POWER 141 N. GLENDALE AVENUE, LEVEL 4 164 WEST MAGNOLIA BLVD. GLENDALE, CA 91206 BURBANK, CA 91502 HIMANSHU PANDEY CASE ADMINISTRATION ASST. POWER PRODUCTION SUPERINTENDENT SOUTHERN CALIFORNIA EDISON COMPANY BURBANK WATER & POWER 2244 WALNUT GROVE AVE./PO BOX 800

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164 W. MAGNOLIA BLVD. ROSEMEAD, CA 91770 BURBANK, CA 91502 ROBERT FRANCIS LEMOINE CARL WOOD SENIOR ATTORNEY, LAW DEPARTMENT AFL-CIO, NAT'L REGULATORY AFFAIRS DIR. SOUTHERN CALIFORNIA EDISON COMPANY UTILITY WORKERS UNION OF AMERICA 2244 WALNUT GROVE AVE. SUITE 346L 2021 S. NEVADA ST ROSEMEAD, CA 91770 OCEANSIDE, CA 92054 JOHN W. LESLIE MICHAEL J. AGUIRRE ATTORNEY AGUIRRE MORRIS & SEVERSON LLP DENTONS US LLP 501 W. BROADWAY, STE. 1050 600 WEST BROADWAY, STE. 2600 SAN DIEGO, CA 92101-3591 SAN DIEGO, CA 92101 DONALD C. LIDDELL CARRIE ANNE DOWNEY ATTORNEY LAW OFFICES OF CARRIE ANNE DOWNEY DOUGLASS & LIDDELL 1313 YNEZ PLACE 2928 2ND AVENUE CORONADO, CA 92118 SAN DIEGO, CA 92103 EMMA D. SALUSTRO LAURA M. EARL ATTORNEY ATTORNEY SAN DIEGO GAS & ELECTRIC COMPANY SAN DIEGO GAS & ELECTRIC COMPANY 8330 CEDNTURY PARK CT., CP32 8330 CENTURYPARK CT, CP32 SAN DIEGO, CA 92123 SAN DIEGO, CA 92123 PETER GIRARD CHARLES R. MANZUK SDG&E / SOCALGAS DIR. - RATES & REVENUE REQUIREMENTS 8316 CENTURY PARK COURT SAN DIEGO GAS & ELECTRIC COMPANY SAN DIEGO, CA 92123 8330 CENTURY PARK CT, CP32D SAN DIEGO, CA 92123-1530 NOE R. GUTIERREZ SUE MARA IMPERIAL IRRIGATION DISTRICT CONSULTANT 333 EAST BARIONI BLVD. RTO ADVISORS, LLC IMPERIAL, CA 92251 164 SPRINGDALE WAY REDWOOD CITY, CA 94062 YOU-YOUNG SELLDEN MARCEL HAWIGER CALIF PUBLIC UTILITIES COMMISSION STAFF ATTORNEY MARKET STRUCTURE, COSTS AND NATURAL GAS THE UTILITY REFORM NETWORK AREA 785 MARKET ST., STE. 1400 505 VAN NESS AVENUE SAN FRANCISCO, CA 94103 SAN FRANCISCO, CA 94102-3214 AMANDA JOHNSON SIMI ROSE GEORGE US CLIMATE AND ENERGY LONG FELLOW MGR., NATURL GAS DISTRIBUTION REGULATION ENVIRONMENTAL DEFENSE FUND ENVIRONMENTAL DEFENSE FUND 123 MISSION STREET, 28TH FLR. 123 MISSION STREET SAN FRANCISCO, CA 94105 SAN FRANCISCO, CA 94105 TIM O'CONNOR SAMUEL GOLDING SR. ATTORNEY AND DIRECTOR PRESIDENT ENVIRONMENTAL DEFENSE FUND COMMUNITY CHOICE PARTNERS, INC. 123 MISSION STREET, 28TH FL. 58 MIRABEL AVENUE SAN FRANCISCO, CA 94105 SAN FRANCISCO, CA 94110 CALIFORNIA ENERGY MARKETS JOHN M. CUMMINS 425 DIVISADERO ST. SUTIE 303 FEDERAL EXECUTIVE AGENCIES SAN FRANCISCO, CA 94117-2242 1 AVENUE OF THE PALMS, SUITE 161 SAN FRANCISCO, CA 94130 RALPH E. DENNIS CATHERINE E. YAP DENNIS CONSULTING BARKOVICH & YAP, INC. 2140 VIA MEDIA COURT PO BOX 11031 BENICIA, CA 94510 OAKLAND, CA 94611 BRAD HEAVNER JOHN SUGAR POLICY DIR. JBS ENERGY CALIFORNIA SOLAR ENERGY INDUSTRIES ASSN. 311 D STREET, SUITE A 555 FIFTH STREET, STE. 300-S WEST SACRAMENTO, CA 95605 SANTA ROSA, CA 95401 RONALD LIEBERT KAREN NORENE MILLS

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MATTHEW FREEDMAN PETER MILLER THE UTILITY REFORM NETWORK NATURAL RESOURCES DEFENSE COUNCIL EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 FOR: THE UTILITY REFORM NETWORK (TURN) FOR: NRDC MICHAEL LORD DANIEL W. DOUGLASS TOYOTA MOTOR ENGINEERING & MFG NA ATTORNEY 1630 W. 186 TH STREET DOUGLASS & LIDDELL GARDENA, CA 90248 4766 PARK GRANADA, SUITE 209 FOR: TOYOTA MOTOR ENGINEERING & CALABASAS, CA 91302 MANUFACTURING NORTH AMERICA FOR: ALLIANCE FOR RETAIL ENERGY MARKETS/MARIN ENERGY AUTHORITY (MEA) KRIS G. VYAS, ESQ. DONALD C. LIDDELL ATTORNEY ATTORNEY SOUTHERN CALIFORNIA EDISON COMPANY DOUGLASS & LIDDELL 2244 WALNUT GROVE AVE. / PO BOX 800 2928 2ND AVENUE ROSEMEAD, CA 91770 SAN DIEGO, CA 92103 FOR: SOUTHERN CALIFORNIA EDISON COMPANY FOR: CALIFORNIA ENERGY STORAGE ALLIANCE EMMA D. SALUSTRO ROBERT GNAIZDA ATTORNEY GENERAL COUNSEL SAN DIEGO GAS & ELECTRIC COMPANY NATIONAL ASIAN AMERICAN COALITION 8330 CEDNTURY PARK CT., CP32 15 SOUTHGATE AVE., STE. 200 SAN DIEGO, CA 92123 DALY CITY, CA 94015 FOR: SAN DIEGO GAS & ELECTRIC COMPANY FOR: NATIONAL ASIAN AMERICAN COALITION (NAAC) / CHINESE AMERICAN INSTITUTE FOR EMPOWERMENT / ECUMENICAL CENTER FOR BLACK CHURCH STUDIES ROBERT HAGA CHRISTOPHER J. WARNER CALIF PUBLIC UTILITIES COMMISSION ATTORNEY DIVISION OF ADMINISTRATIVE LAW JUDGES PACIFIC GAS AND ELECTRIC COMPANY ROOM 5018 77 BEALE STREET, MC B30A, RM 3145

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505 VAN NESS AVENUE SAN FRANCISCO, CA 94105 SAN FRANCISCO, CA 94102-3214 FOR: PACIFIC GAS & ELECTRIC COMPANY FOR: ORA COLLEEN C. QUINN ALLAN L. WARD, II VP - GOV'T. RELATIONS AND PUBLIC POLICY CALIFORNIA ENERGY COMMISSION CHARGEPOINT, INC. CHIEF COUNSELS OFFICE 254 EAST HACIENDA AVENUE 1516 9TH STREET, MS 14 CAMPBELL, CA 95008 SACRAMENTO, CA 95814 FOR: CHARGEPOINT, INC FOR: CALIFORNIA ENERGY COMMISSION (CEC) KAREN NORENE MILLS ATTORNEY CALIFORNIA FARM BUREAU FEDERATION 2300 RIVER PLAZA DRIVE SACRAMENTO, CA 95833 FOR: CALIFORNIA FARM BUREAU FEDERATION Information Only

AMANDA MOORE ANDREW YIP PACIFIC GAS & ELECTRIC COMPANY PACIFIC GAS & ELECTRIC COMPANY EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 CASSANDRA FELICIANO DAMON FRANZ REGULATORY CASE MANAGER DIRECTOR - POLICY & ELECTRICITY MARKETS PACIFIC GAS AND ELECTRIC COMPANY SOLARCITY EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 DAN CHIA DIANA S. GENASCI DEP. DIR. - GOVERNMENT AFFAIRS CASE MGR. SOLARCITY PACIFIC GAS & ELECTRIC COMPANY EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 FERHAAN JAWED JEFFREY F. HAMEL PACIFIC GAS & ELETRIC COMPANY ELECTRIC POWER RESEARCH INSTITUTE EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 JEREMY WAEN JOANA HSU SR. REGULATORY ANALYST PACIFIC GAS AND ELECTRIC COMPANY MARIN CLEAN ENERGY EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 LETITIA MIDMORE MATTHEW GONZALEZ ELECTRIC POWER RESEARCH INSTITUTE PACIFIC GAS AND ELECTRIC COMPANY EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 NINA SUETAKE PAUL D. HERNANDEZ STAFF ATTORNEY ENERGY & TRANSPORTATION POLICY MANAGER THE UTILITY REFORM NETWORK CENTER FOR SUSTAINABLE ENERGY EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 PRAMOD KULKARNI SHALINI SWAROOP CUSTOMIZED ENERGY SOLUTIONS REGULATORY COUNSEL EMAIL ONLY MARIN CLEAN ENERGY EMAIL ONLY, CA 00000 EMAIL ONLY EMAIL ONLY, CA 00000 SIERRA MARTINEZ STEVE ZURETTI LEGAL DIR - CALIF. ENERGY PROJECT MANAGER, CALIFORNIA NATURAL RESOURCES DEFENSE COUNCIL SOLAR ENERGY INDUSTRIES ASSOCIATION EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 SUNA TAYMAZ MRW & ASSOCIATES, LLC PACIFIC GAS AND ELECTRIC COMPANY EMAIL ONLY

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EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 NOAH LONG ALEX KANIA ENERGY PROGRAM ATTORNEY WOLFE RESEARCH NATURAL RESOURCES DEFENSE COUNCIL 420 LEXINGTON AVENUE, SUITE 648 EMAIL ONLY NEW YORK, NY 10170 EMAIL ONLY, CA 00000-0000 DAVID PAZ STEVE FLEISHMAN WOLFE RESEARCH WOLFE RESEARCH 420 LEXINGTON AVE., STE. 648 420 LEXINGTON AVENUE, SUITE 648 NEW YORK, NY 10170 NEW YORK, NY 10170 MATTHEW KEVNICK CAMERON BROOKS TOYOTA MOTOR ENG'RING & MANUFACTURING NA TOLERABLE PLANET ENTERPRISES 1588 WOODRIDGE AVE. 3020-1/2 JEFFERSON STREET ANN ARBOR, MI 48105 BOULDER, CO 80302 MAURICIO GUARDADO CASE ADMINISTRATION LOS ANGELES DEPT. OF WATER AND POWER SOUTHERN CALIFORNIA EDISON COMPANY 111 N. HOPE STREET, RM. 1246 2244 WALNUT GROVE AVENUE LOS ANGELES, CA 90012 ROSEMEAD, CA 91770 ANNLYN M. FAUSTINO CENTRAL FILES REGULATORY CASE ANALYST & SUPPORT SDG&E/SOCALGAS SDG&E/SCGC 8330 CENTURY PARK COURT, CP31-E 8330 CENTURY PARK COURT, CP31E SAN DIEGO, CA 92123 SAN DIEGO, CA 92123 JOY C. YAMAGATA DANIEL PARTRIDGE REGULATORY MANAGER SENTIENT ENERGY, INC. SAN DIEGO GAS & ELECTRIC/SOCALGAS 880 MITTEN ROAD 8330 CENTURY PARK COURT, CP 32 D BURLINGAME, CA 94010 SAN DIEGO, CA 92123-1530 AARON J. LEWIS SUE MARA COUNSEL CONSULTANT NATIONAL ASIAN AMERICAN COALITION RTO ADVISORS, LLC 15 SOUTHGATE AVE., STE. 200 164 SPRINGDALE WAY DALY CITY, CA 94015 REDWOOD CITY, CA 94062 ELIZABETH KLEBANER EILEEN COTRONEO ATTORNEY AT LAW REGULATORY MGR. ADAMS BROADWELL JOSEPH & CARDOZO PACIFIC GAS AND ELECTRIC COMPANY 601 GATEWAY BLVD, SUITE 1000 77 BEALE STREET, MC B9A, RM. 969 SO. SAN FRANCISCO, CA 94080 SAN FRANCISCO, CA 94105 JAMES SQUERI JEANNE B. ARMSTRONG GOODIN, MACBRIDE, SQUERI, RITCHIE & DAY, ATTORNEY 505 SANSOME STREET, SUITE 900 GOODIN MACBRIDE SQUERI & DAY LLP SAN FRANCISCO, CA 94111 505 SANSOME STREET, SUITE 900 FOR: CALIFORNIA BUILDING INDUSTRY SAN FRANCISCO, CA 94111 ASSOCIATION FOR: THE SOLAR ENERGY INDUSTRIES ASSOCIATION CALIFORNIA ENERGY MARKETS CASE COORDINATION 425 DIVISADERO ST STE 303 PACIFIC GAS AND ELECTRIC COMPANY SAN FRANCISCO, CA 94117-2242 PO BOX 770000; MC B9A SAN FRANCISCO, CA 94177 ANDY SCHWARTZ SUSANNAH CHURCHILL SOLARCITY ADVOCATE - SOLAR POLICY 3055 CLEARVIEW WAY VOTE SOLAR SAN MATEO, CA 94402 360 22ND STREET, SUITE 730 OAKLAND, CA 94612 FOR: THE VOTE SOLAR INITIATIVE CARL BLUMSTEIN EDWARD VINE CAL. INSTITUTE FOR ENERGY & ENVIRONMENT LAWRENCE BERKELEY NATIONAL LABORATORY 2087 ADDISON STREET, 2ND FLOOR BUILDING 90-2002 BERKELEY, CA 94704 BERKELEY, CA 94720-8136 LINDA KELLY LYNN HAUG ELECTRICITY ANALYSIS OFFICE ATTORNEY AT LAW

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CALIFORNIA ENERGY COMMISSION ELLISON, SCHNEIDER & HARRIS, LLP 1516 9TH STREET, MS 20 2600 CAPITOL AVENUE, SUITE 400 SACRAMENTO, CA 95614 SACRAMENTO, CA 95816-5905 ANN L. TROWBRIDGE ATTORNEY AT LAW DAY CARTER & MURPHY LLP 3620 AMERICAN RIVER DRIVE, SUITE 205 SACRAMENTO, CA 95864 State Service

BROWN SUSAN LAURIE TEN HOPE CALIF. ENERGY COMMISSION DEPUTY DIR. EMAIL ONLY CALIF. ENERGY COMMISSION EMAIL ONLY, CA 00000 EMAIL ONLY EMAIL ONLY, CA 00000 MARIA SOTERO PAMELA DOUGHMAN REGULATORY ANALYST-ENERGY DIVISION CALIF. ENERGY COMMISSION CALIFORNIA PUBLIC UTILITIES COMMISSION EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 SEAN SIMON CHRISTINE J. HAMMOND CPUC - ENERGY CALIF PUBLIC UTILITIES COMMISSION EMAIL ONLY COMMISSIONER RANDOLPH EMAIL ONLY, CA 00000 ROOM 5220 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 CHRISTOPHER MYERS GERALD F. KELLY CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION ELECTRICITY PLANNING & POLICY BRANCH DIVISION OF ADMINISTRATIVE LAW JUDGES ROOM 4104 ROOM 5011 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 JOSE ALIAGA-CARO MARIA AMPARO WORSTER CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION INFRASTRUCTURE PLANNING AND PERMITTING B ELECTRICITY PLANNING & POLICY BRANCH AREA ROOM 4209 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 XIAO SELENA HUANG ZHEN ZHANG CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION COMMUNICATIONS DIVISION LEGAL DIVISION ROOM 3-D ROOM 5130 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 ERIK STOKES GABRIEL HERRERA, ESQ. CALIFORNIA ENERGY COMMISSION OFFICE OF CHIEF COUNSEL 1516 NINTH STREET, MS 43 CALIFORNIA ENERGY COMMISSION SACRAMENTO, CA 95814-5512 1516 NINTH STREET, MS 14 SACRAMENTO, CA 95814-5512

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CHARLES HARAK JAMIE L. MAULDIN NATIONAL CONSUMER LAW CENTER ATTORNEY EMAIL ONLY ADAMS BROADWELL JOSEPH & CARDOZO, PC EMAIL ONLY, MA 00000 EMAIL ONLY FOR: NATIONAL CONSUMER LAW CENTER EMAIL ONLY, CA 00000 FOR: COALITION OF CALIFORNIA UTILITY EMPLOYEES (CCUE) DANIEL W. DOUGLASS KRIS G. VYAS, ESQ. ATTORNEY ATTORNEY DOUGLASS & LIDDELL SOUTHERN CALIFORNIA EDISON COMPANY 4766 PARK GRANADA, SUITE 209 2244 WALNUT GROVE AVE. / PO BOX 800 CALABASAS, CA 91302 ROSEMEAD, CA 91770 FOR: ALLIANCE FOR RETAIL ENERGY MARKETS FOR: SOUTHERN CALIFORNIA EDISON COMPANY AND DIRECT ACCESS CUSTOMER COALITION EMMA SALUSTRO ROBERT GNAIZDA SAN DIEGO GAS AND ELECTRIC COMPANY OF COUNSEL 8330 CENTURY PARK CT., CP32 15 SOUTHGATE AVE., STE. 200 SAN DIEGO, CA 92123 DALY CITY, CA 94015 FOR: SAN DIEGO GAS & ELECTRIC COMPANY FOR: JOINT MINORITY PARTIES: NATIONAL ASIAN AMERICAN COALITION; ECUMENICAL CENTER FOR BLACK CHURCH STUDIES; CHRIST OUR REDEEMER AME CHURCH OF IRVINE; ORANGE COUNTY INTERDENOMINATIONAL ECUMENICAL COUNCIL; CHINESE AMERICAN INSTITUTE FOR EMPOWERMENT; JESSE MIRANDA CENTER FOR HISPANIC LEADERSHIP; AND LOS ANGELES LATINO CHAMBER OF COMMERCE LAURA J. TUDISCO ROBERT FINKELSTEIN CALIF PUBLIC UTILITIES COMMISSION GENERAL COUNSEL LEGAL DIVISION THE UTILITY REFORM NETWORK

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ROOM 5032 785 MARKET ST., STE. 1400 505 VAN NESS AVENUE SAN FRANCISCO, CA 94103 SAN FRANCISCO, CA 94102-3214 FOR: THE UTILITY REFORM NETWORK (TURN) FOR: ORA JAMES BIRKELUND STEVEN W. FRANK PRSIDENT ATTORNEY SMALL BUSNESS UTILITY ADVOCATES PACIFIC GAS AND ELECTRIC CO 548 MARKET ST., STE. 11200 77 BEALE STREET, B30A SAN FRANCISCO, CA 94104 SAN FRANCISCO, CA 94105 FOR: SMALL BUSINESS UTILITY ADVOCATES FOR: PACIFIC GAS & ELECTRIC COMPANY EDWARD G. POOLE DAVID J. BYERS ATTORNEY ATTORNEY AT LAW ANDERSON & POOLE BYERS / RICHARDSON 601 CALIFORNIA STREET, SUITE 1300 259 W. 3RD AVENUE SAN FRANCISCO, CA 94108-2818 SAN MATEO, CA 94402 FOR: WESTERN MANUFACTURED HOUSING FOR: CALIFORNIA STREET LIGHT ASSOCIATION COMMUNITIES ASSOC. JOHN L. GEESMAN MELISSA W. KASNITZ ATTORNEY CENTER FOR ACCESSIBLE TECHNOLOGY DICKSON GEESMAN LLP 3075 ADELINE STREET, STE. 220 1999 HARRISON STREET, STE. 2000 BERKELEY, CA 94703 OAKLAND, CA 94612 FOR: CENTER FOR ACCESSIBLE TECHNOLOGY FOR: ALLIANCE FOR NUCLEAR RESPONSIBILITY (A4NR) STEPHANIE C. CHEN SCOTT BLAISING DIR - ENERGY / TELECOMM POLICY ATTORNEY THE GREENLINING INSTITUTE BRAUN BLAISING MCLAUGHLIN & SMITH, P.C. 1918 UNIVERSITY AVE., 2ND FL. 915 L STREET, STE. 1270 BERKELEY, CA 94704 SACRAMENTO, CA 95814 FOR: THE GREENLINING INSTITUTE FOR: COALITION FOR AFFORDABLE STREET LIGHTS RONALD LIEBERT KAREN NORENE MILLS ATTORNEY AT LAW ATTORNEY ELLISON SCHNEIDER & HARRIS LLP CALIFORNIA FARM BUREAU FEDERATION 2600 CAPITOL AVENUE, STE. 400 2300 RIVER PLAZA DRIVE SACRAMENTO, CA 95816 SACRAMENTO, CA 95833 FOR: CALIFORNIA MANUFACTURERS & FOR: CALIFORNIA FARM BUREAU FEDERATION TECHNOLOGY ASSOCIATION (CMTA) Information Only

CASSANDRA YAMASAKI CATHERINE YAP NATIONAL ASIAN AMERICAN COALITION BARKOVICH & YAP, INC. EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 DAVID HUANG GRC 2017 CASE COORDINATION LEGAL FELLOW PACIFIC GAS AND ELECTRIC COMPANY THE GREENLINING INSTITUTE EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 GREGG ORRILL JANEE BRIESEMEISTER DIR - EQUITY RESEARCH, POWER & UTILITIES AARP BARCLAYS CAPITAL EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, NY 00000 JESSICA TAM LAUREN DUKE SPECIAL COUNSEL DEUTSCHE BANK SECURITIES INC. NATIONAL ASIAN AMERICAN COALITION EMAIL ONLY EMAIL ONLY EMAIL ONLY, NY 00000 EMAIL ONLY, CA 00000 LEUWAM TESFAI MARC D. JOSEPH CPUC - ENERGY ADAMS BROADWELL JOSEPH & CARDOZO

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EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 MATT FALLON MATTHEW S. DAVIS TIMEWAVE CAPITAL MANAGEMENT CARLSON CAPITAL EMAIL ONLY EMAIL ONLY EMAIL ONLY, CT 00000 EMAIL ONLY, CA 00000 MIKE CADE NORA SHERIFF ALCANTAR & KAHL ATTORNEY EMAIL ONLY ALCANTAR & KAHL EMAIL ONLY, CA 00000 EMAIL ONLY EMAIL ONLY, CA 00000 PAUL PATTERSON ROB HOWARD GLENROCK ASSOCIATES LLC UWUA LOCAL 246 EMAIL ONLY EMAIL ONLY EMAIL ONLY, NY 00000 EMAIL ONLY, CA 00000 STEPHEN LUDWICK TADASHI GONDAI ZIMMER PARTNERS SR. ATTORNEY EMAIL ONLY NATIONAL ASIAN AMERICAN COALITION EMAIL ONLY, CA 00000 EMAIL ONLY EMAIL ONLY, CA 00000 MRW & ASSOCIATES, LLC CHUCK MAGEE EMAIL ONLY CPUC EMAIL ONLY, CA 00000 EMAIL ONLY EMAIL ONLY, CA 00000-0000 DAVID MARCUS HAYLEY GOODSON ADAMS BROADWELL & JOSEPH STAFF ATTORNEY EMAIL ONLY THE UTILITY REFORM NETWORK EMAIL ONLY, CA 00000-0000 EMAIL ONLY EMAIL ONLY, CA 00000-0000 KAREN TERRANOVA FELIKS KERMAN ALCANTAR & KAHL VISIUM ASSET MANAGEMENT EMAIL ONLY 888 7TH AVENUE EMAIL ONLY, CA 00000-0000 NEW YORK, NY 10019 JAMES (JIM) VON RIESEMANN PAUL FREMONT MIZUHO SECURITIES USA, INC. NEXUS CAPITAL 320 PARK AVENUE, 12TH FLOOR 666 FIFTH AVENUE NEW YORK, NY 10022 NEW YORK, NY 10022 MATTHEW LIGAS JESSIE CROZIER TEILINGER CAPITAL BANK OF AMERICA MERRILL LYNCH 1270 AVENUE OF THE AMERICAS, STE. 1030 ONE BRYANT PARK, 15TH FLOOR NEW YORK, NY 10023 NEW YORK, NY 10036 JIM KOBUS JOHN APGAR, CFA RESEARCH BANK OF AMERICA MERRILL LYNCH RESEARCH MORGAN STANLEY ONE BRYANT PARK, 15TH FL. 1585 BROADWAY, 38TH FLOOR NEW YORK, NY 10036 NEW YORK, NY 10036 KEVIN PRIOR, CFA HUGH WYNNE POWER & UITLITY RESEARCH SANFORD C. BERNSTEIN & CO. EVERCORE ISI 1345 AVENUE OF THE AMERICAS, 15TH FLR 666 5TH AVE., 11TH FLOOR NEW YORK, NY 10105 NEW YORK, NY 10103 ALI AGHA ROGER SONG SUN TRUST ROBINSON HUMPHREY SUN TRUST ROBINSON HUMPHREY 711 FIFTH AVE., 14TH FLOOR 711 FIFTH AVE., 14TH FLOOR NEW YORK, NY 10122 NEW YORK, NY 10122 DAVID PAZ STEVE FLEISHMAN WOLFE RESEARCH WOLFE RESEARCH 420 LEXINGTON AVE., STE. 648 420 LEXINGTON AVENUE, SUITE 648 NEW YORK, NY 10170 NEW YORK, NY 10170 ANDREW GAY JOHNNY J. PONG VERITION GROUP, LLC ATTORNEY 1 AMERICAN LANE SOUTHERN CALIFORNIA GAS COMPANY

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GREENWICH, CT 16831 555 W. 5TH ST. GT14E7, SUITE 1400 LOS ANGELES, CA 90013-1034 DOLORES SANCHEZ ALLISON BAHEN AARP CA EDISON INTERNATIONAL 200 N. LOS ROBLES, STE. 400 2244 WALNUT GROVE AVE. PASADENA, CA 91101 ROSEMEAD, CA 91770 ANADELIA CHAVARRIA CASE ADMINSTRATION EDISON INTERNATIONAL SOUTHERN CALIFORNIA EDISON COMPANY 2244 WALNUT GROVE AVENUE 2244 WALNUT GROVE AV. / PO BOX 800 ROSEMEAD, CA 91770 ROSEMEAD, CA 91770 FELICIA WILLIAMS FRANK A. MCNULTY SENIOR MANAGER, INVESTOR RELATIONS SOUTHERN CALIFORNIA EDISON COMPANY EDISON INTERNATIONAL 2244 WALNUT GROVE AVE. / PO BOX 800 2244 WALNUT GROVE AVE., GO1 RM. 445 ROSEMEAD, CA 91770 ROSEMEAD, CA 91770 JANE LEE COLE, ESQ. MIKE MARELLI ATTORNEY DIRECTOR SOUTHERN CALIFORNIA EDISON COMPANY SOUTHERN CALIFORNIA EDISON COMPANY 2244 WALNUT GROVE AVENUE / PO BOX 800 2244 WALNUT GROVE AVE./PO BOX 800 ROSEMEAD, CA 91770 ROASEMEAD, CA 91770 SCOTT CUNNINGHAM SPENCER EDMISTON EDISON INTERNATIONAL CORPORATE FINANCIAL PLANNING 2244 WALNUT GROVE AVE. EDISON INTERNATIONAL ROSEMEAD, CA 91770 2244 WALNUT GROVE AVENUE ROSEMEAD, CA 91770 DANIEL DOMINGUEZ DON C. LIDDELL UTILITY WORKERS UNION OF AMERICA LOC 246 ATTORNEY 6125 LAS TUNAS DRIVE DOUGLASS & LIDDELL OCEANSIDE, CA 92057 2928 2ND AVENUE SAN DIEGO, CA 92103 GREGORY D. SHIMANSKY MICAHEL BROWN SAN DIEGO GAS & ELECTRIC COMPANY CONSULTANT 8330 CENTURY PARK COURT, CP32C CLEANTECH LAW PARTNERS, PC SAN DIEGO, CA 92123 2932 WEST ORIOLE AVE. VISALIA, CA 93291 FOR: SMALL BUSINESS UTILITY ADVOCATES AARON J. LEWIS KAY CADENA ATTORNEY SENIOR POLICY AND LEGAL ANALYST NATIONAL ASIAN AMERICAN COALITION NATIONAL ASIAN AMERICAN COALITION 15 SOUTHGATE AVENUE, STE. 200 15 SOUTHGATE AVE., STE. 200 DALY CITY, CA 94015 DALY CITY, CA 94015 SUE MARA DARRYL J. GRUEN CONSULTANT CALIF PUBLIC UTILITIES COMMISSION RTO ADVISORS, LLC LEGAL DIVISION 164 SPRINGDALE WAY ROOM 5039 REDWOOD CITY, CA 94062 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 ELISE TORRES MARCEL HAWIGER STAFF ATTORNEY STAFF ATTORNEY THE UTILITY REFORM NETWORK THE UTILITY REFORM NETWORK 785 MARKET STREET, SUITE 1400 785 MARKET ST., STE. 1400 SAN FRANCISCO, CA 94103 SAN FRANCISCO, CA 94103 CALIFORNIA ENERGY MARKETS SARA STECK MYERS 425 DIVISADERO ST STE 303 ATTORNEY AT LAW SAN FRANCISCO, CA 94117-2242 122 28TH AVENUE SAN FRANCISCO, CA 94121 CASE COORDINATION SHELLY SHARP PACIFIC GAS AND ELECTRIC COMPANY PACIFIC GAS AND ELECTRIC COMPANY PO BOX 770000; MC B9A 77 BEALE STREET, MAIL CODE B9A SAN FRANCISCO, CA 94177 SAN FRANCISCO, CA 94177 ALISON LECHOWICZ TOM BEACH BARTLE WELLS ASSOCIATES CROSSBORDER ENERGY

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1889 ALCATRAZ AVENUE 2560 NINTH STREET, SUITE 213A BERKELEY, CA 94703 BERKELEY, CA 94710 JAMES WEIL GARRICK JONES DIRECTOR JBS ENERGY AGLET CONSUMER ALLIANCE 311 D STREET PO BOX 866 W. SACRAMENTO, CA 95605 NOVATO, CA 94948 RICHARD MCCANN MATT SWINDLE M.CUBED CEO & FOUNDER 2655 PORTAGE BAY ROAD, SUITE 3 NLINE ENERGY, INC. DAVIS, CA 95616 5170 GOLDEN FOOTHILL PKWY EL DORADO HILLS, CA 95762 ANDREW B. BROWN ELLISON SCHNEIDER & HARRIS L.L.P. 2600 CAPITOL AVENUE, STE. 400 SACRAMENTO, CA 95816 State Service

CHRISTOPHER PARKER KE HAO OUYANG CALIFORNIA PUBLIC UTILITIES COMMISSION REGULATORY ANALYST - ORA EMAIL ONLY CPUC - ORA EMAIL ONLY, CA 00000 EMAIL ONLY EMAIL ONLY, CA 00000 MICHAEL COLVIN MITCHELL SHAPSON CPUC - SED STAFF ATTORNEY EMAIL ONLY CALIFORNIA PUBLIC UTILITIES COMMISSION EMAIL ONLY, CA 00000 EMAIL ONLY EMAIL ONLY, CA 00000 DAVID ZIZMOR EHREN SEYBERT CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION MARKET STRUCTURE, COSTS AND NATURAL GAS COMMISSIONER PETERMAN AREA ROOM 5303 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 ELAINE LAU ERIC GREENE CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION MARKET STRUCTURE, COSTS AND NATURAL GAS MARKET STRUCTURE, COSTS AND NATURAL GAS AREA 3-F AREA 4-A 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 JEORGE S. TAGNIPES KE HAO OUYANG CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION ENERGY EFFICIENCY BRANCH UTILITY & PAYPHONE ENFORCEMENT BRANCH AREA 4-A AREA 2-E 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 KEVIN R. DUDNEY MARYAM GHADESSI CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION DIVISION OF ADMINISTRATIVE LAW JUDGES MARKET STRUCTURE, COSTS AND NATURAL GAS ROOM 5006 AREA 4-A 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 MELANIE DARLING ROBERT M. POCTA CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION DIVISION OF ADMINISTRATIVE LAW JUDGES ENERGY COST OF SERVICE & NATURAL GAS BRA ROOM 5041 ROOM 4205 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 TRUMAN L. BURNS WENDY AL-MUKDAD CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION ENERGY COST OF SERVICE & NATURAL GAS BRA INFRASTRUCTURE PLANNING AND PERMITTING B

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ROOM 4205 AREA 4-A 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 LYNN MARSHALL CONSULTANT CALIFORNIA ENERGY COMMISSION 1516 9TH STREET, MS-20 SACRAMENTO, CA 95814

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PETER MILLER KRIS G. VYAS, ESQ. NATURAL RESOURCES DEFENSE COUNCIL ATTORNEY EMAIL ONLY SOUTHERN CALIFORNIA EDISON COMPANY EMAIL ONLY, CA 00000 2244 WALNUT GROVE AVE. / PO BOX 800 FOR: NATURAL RESOURCES DEFENSE COUNCIL ROSEMEAD, CA 91770 (NRDC) FOR: SOUTHERN CALIFORNIA EDISON COMPANY EMMA D. SALUSTRO ROBERT HAGA ATTORNEY CALIF PUBLIC UTILITIES COMMISSION SAN DIEGO GAS & ELECTRIC COMPANY DIVISION OF ADMINISTRATIVE LAW JUDGES 8330 CEDNTURY PARK CT., CP32 ROOM 5018 SAN DIEGO, CA 92123 505 VAN NESS AVENUE FOR: SAN DIEGO GAS & ELECTRIC COMPANY SAN FRANCISCO, CA 94102-3214 FOR: ORA CHRISTOPHER J. WARNER COLLEEN C. QUINN ATTORNEY VP - GOV'T. RELATIONS AND PUBLIC POLICY PACIFIC GAS AND ELECTRIC COMPANY CHARGEPOINT, INC. 77 BEALE STREET, MC B30A, RM 3145 254 EAST HACIENDA AVENUE SAN FRANCISCO, CA 94105 CAMPBELL, CA 95008 FOR: PACIFIC GAS AND ELECTRIC COMPANY FOR: CHARGEPOINT, INC. ALLAN L. WARD, II CALIFORNIA ENERGY COMMISSION CHIEF COUNSELS OFFICE 1516 9TH STREET, MS 14 SACRAMENTO, CA 95814 FOR: CALIFORNIA ENERGY COMMISSION (CEC) Information Only

CASE ADMINISTRATION CASSANDRA FELICIANO PACIFIC GAS AND ELECTRIC COMPANY REGULATORY CASE MANAGER EMAIL ONLY PACIFIC GAS AND ELECTRIC COMPANY

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EMAIL ONLY, CA 00000 EMAIL ONLY EMAIL ONLY, CA 00000 DIANA S. GENASCI JEREMY WAEN CASE MGR. SR. REGULATORY ANALYST PACIFIC GAS & ELECTRIC COMPANY MARIN CLEAN ENERGY EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 JOANA HSU KINGSLEY CHENG PACIFIC GAS AND ELECTRIC COMPANY PG&E EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 MATTHEW GONZALEZ NOAH LONG PACIFIC GAS AND ELECTRIC COMPANY NATURAL RESOURCES DEFENSE COUNCIL EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 PAUL D. HERNANDEZ MRW & ASSOCIATES, LLC ENERGY & TRANSPORTATION POLICY MANAGER EMAIL ONLY CENTER FOR SUSTAINABLE ENERGY EMAIL ONLY, CA 00000 EMAIL ONLY EMAIL ONLY, CA 00000 CASE ADMINISTRATION DONALD C. LIDDELL SOUTHERN CALIFORNIA EDISON COMPANY ATTORNEY 2244 WALNUT GROVE AVE./PO BOX 800 DOUGLASS & LIDDELL ROSEMEAD, CA 91770 2928 2ND AVENUE SAN DIEGO, CA 92103 JOY C. YAMAGATA ROSS G. SIMMONS REGULATORY MGR. ATTORNEY AT LAW SAN DIEGO GAS & ELECTRIC COMPANY IMPERIAL IRRIGATION DISTRICT 8330 CENTURY PARK COURT, CP32D 333 EAST BARIONI BLVD., PO BOX 937 SAN DIEGO, CA 92123 IMPERIAL, CA 92243 NICHOLAS JIMENEZ NOAH LONG NATURAL RESOURCES DEFENSE COUNCIL NATURAL RESOURCES DEFENSE COUNCIL 111 SUTTER STREET, 20TH FLOOR 111 SUTTER ST., 20TH FLOOR SAN FRANCISCO, CA 94104 SAN FRANCISCO, CA 94104-4540 AMANDA MOORE JAMES D. SQUERI PACIFIC GAS & ELECTRIC COMPANY ATTORNEY AT LAW 77 BEALE STREET, B9A GOODIN, MACBRIDE, SQUERI & DAY, LLP SAN FRANCISCO, CA 94105 505 SANSOME STREET, SUITE 900 SAN FRANCISCO, CA 94111 FOR: CALIFORNIA BUILDING INDUSTRY ASSOCIATION CALIFORNIA ENERGY MARKETS MATTHEW R. GONZALES 425 DIVISADERO ST STE 303 MGR. - REGULATORY SAN FRANCISCO, CA 94117-2242 PACIFIC GAS AND ELECTRIC COMPANY PO BOX 770000 SAN FRANCISCO, CA 94177-0001 ANDREW YIP CHRIS KING MGR - BUS. DEVELOPMENT (RBNA/PJ-BGT) GLOBAL CHIEF REGULATORY OFFICER ROBERT BOSCH LLC SIEMENS SMART GIRD SOLUTIONS 4009 MIRANDA AVENUE, STE. 200 4000 E 3RD AVE., STE. 400 PALO ALTO, CA 94304 FOSTER CITY, CA 94404 DEDRICK ROPER LYNN HAUG CHARGEPOINT, INC. ATTORNEY AT LAW 254 EAST HACIENDA AVENUE ELLISON, SCHNEIDER & HARRIS, LLP CAMPBELL, CA 95008 2600 CAPITOL AVENUE, SUITE 400 SACRAMENTO, CA 95816-5905 ANN TROWBRIDGE ATTORNEY DAY CARTER & MURPHY LLP 3620 AMERICAN RIVER DR., STE. 205 SACRAMENTO, CA 95864

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State Service

CHARI WORSTER CHRISTOPHER MYERS ANALYSTS CALIFORNIA PUBLIC UTILITIES COMMISSION CALIFORNIA PUBLIC UTILITIES COMMISSION OFFICE OF RATEPAYER ADVOCATES EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 JOSE ALIAGA-CARO LAURIE TEN HOPE UTILITIES ENGINEER DEPUTY DIR. CALIFORNIA PUBLIC UTILITIES COMMISSION CALIF. ENERGY COMMISSION EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 MARIA SOTERO PAM DOUGHMAN REGULATORY ANALYST-ENERGY DIVISION CALIFORNIA ENERGY COMMISSION CALIFORNIA PUBLIC UTILITIES COMMISSION EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 CHRISTINE J. HAMMOND CHRISTOPHER CLAY CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION COMMISSIONER RANDOLPH LEGAL DIVISION ROOM 5220 ROOM 4300 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 FOR: ORA CHRISTOPHER MYERS DAVID M. GAMSON CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION ELECTRICITY PLANNING & POLICY BRANCH COMMISSIONER PETERMAN ROOM 4104 ROOM 5019 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 LEE-WHEI TAN MARIA AMPARO WORSTER CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION ELECTRICITY PRICING AND CUSTOMER PROGRAM ELECTRICITY PLANNING & POLICY BRANCH ROOM 4102 ROOM 4209 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 GABRIEL HERRERA, ESQ. MONA BADIE OFFICE OF CHIEF COUNSEL CALIFORNIA ENERGY COMMISSION CALIFORNIA ENERGY COMMISSION 1516 NINTH STREET, MS 14 1516 NINTH STREET, MS 14 SACRAMENTO, CA 95814-5512 SACRAMENTO, CA 95814-5512

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PROCEEDING: A1411003 - SDG&E - FOR AUTHORIT FILER: SAN DIEGO GAS & ELECTRIC COMPANY LIST NAME: LIST LAST CHANGED: FEBRUARY 26, 2016

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Parties

DIANE CONKLIN EVELYN KAHL SPOKESPERSON COUNSEL MUSSEY GRADE ROAD ALLIANCE ALCANTAR & KAHL LLP EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 FOR: MUSSEY GRADE ROAD ALLIANCE FOR: INDICATED SHIPPERS WILLIAM P. CURLEY, III NORMAN A. PEDERSEN, ESQ. CITY ATTORNEY ATTORNEY AT LAW CITY OF MISSION VIEJO HANNA AND MORTON LLP 515 S. FIGUEROA ST., STE. 750 444 S. FLOWER STREET, SUITE 1500 LOS ANGELES, CA 90071 LOS ANGELES, CA 90071-2916 FOR: CITY OF MISSION VIEJO FOR: SOUTHERN CALIFORNIA GENERATION COALITION DANIEL W. DOUGLASS KRIS G. VYAS ATTORNEY SOUTHERN CALIFORNIA EDISON COMPANY DOUGLASS & LIDDELL PO BOX 800 4766 PARK GRANADA, STE. 209 2244 WALNUT GROVE AVE. QUAD 3-B CALABASAS, CA 91302 ROSEMEAD, CA 91770 FOR: ALLIANCE FOR RETAIL ENERGY MARKETS FOR: SOUTHERN CALIFORNIA EDISON COMPANY (AREM)/THE DIRECT ACCESS CUSTOMER COALITION DACC) RAYMOND LUTZ MARIA C. SEVERSON, ESQ. NATIONAL COORDINATOR AGUIRRE & SEVERSON LLP CITIZENS OVERSIGHT, INC. 501 WEST BROADWAY, STE. 1050 771 JAMACHA RD., NO. 148 SAN DIEGO, CA 92101-3591 EL CAJON, CA 92019 FOR: RUTH HENRICKS FOR: CITIZENS OVERSIGHT, INC. (COPS) DONALD KELLY MICHAEL SHAMES, ESQ. EXE. DIRECTOR SAN DIEGO CONSUMERS' ACTION NETWORK UTILITY CONSUMERS' ACTION NETWORK 6975 CAMINO AMERO 3405 KENYON ST., STE. 401 SAN DIEGO, CA 92111

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SAN DIEGO, CA 92110 FOR: SAN DIEGO CONSUMERS' ACTION NETWORK FOR: UTILITY CONSUMERS' ACTION NETWORK JOHN A. PACHECO ROBERT GNAIZDA COUNSEL COUNSEL SAN DIEGO GAS & ELECTRIC COMPANY NATIONAL ASIAN AMERICAN COALITION 8330 CENTURY PARK CT., CP32 15 SOUTHGATE AVE., STE 200 SAN DIEGO, CA 92123 DALY CITY, CA 94015 FOR: SAN DIEGO GAS & ELECTRIC FOR: JOINT MINORITY PARTIES: THE COMPANY/SOUTHERN CALIFORNIA GAS COMPANY NATIONAL ASIAN AMERICAN COALITION, THE ECUMENICAL CENTER FOR BLACK CHURCHSTUDIES, THE JESSE MIRANDA CENTER FOR HISPANIC LEADERSHIP, ORANGE COUNTY INTERDENOMINATIONAL ALLIANCE, CHRIST OUR REDEEMER AME CHURCH, AND THE LOS ANGELES LATINO CHAMBER OF COMMERCE JAMIE MAULDIN LAURA J. TUDISCO ADAMS BROADWELL JOSEPH & CARDOZO, PC CALIF PUBLIC UTILITIES COMMISSION 601 GATEWAY BLVD., STE. 1000 LEGAL DIVISION SOUTH SAN FRANCISCO, CA 94080 ROOM 5032 FOR: COALITION OF CALIFORNIA UTILITY 505 VAN NESS AVENUE EMPLOYEES SAN FRANCISCO, CA 94102-3214 FOR: ORA ROBERT FINKELSTEIN RITA M. LIOTTA GENERAL COUNSEL FEDERAL EXECUTIVE AGENCIES THE UTILITY REFORM NETWORK 1 AVENUE OF THE PALM, SUITE 161 785 MARKET ST., STE. 1400 SAN FRANCISCO, CA 94130 SAN FRANCISCO, CA 94103 FOR: FEDERAL EXECUTIVE AGENCIES FOR: TURN STEVEN W. FRANK JENNIFER WEBERSKI LAW DEPARTMENT CONSULTANT ON BEHALF OF: PACIFIC GAS AND ELECTRIC COMPANY ENVIRONMENTAL DEFENSE FUND PO BOX 770000, MAIL CODE B30A 49 TERRA BELLA DRIVE SAN FRANCISCO, CA 94177 WALNUT CREEK, CA 94596 FOR: PACIFIC GAS AND ELECTRIC COMPANY FOR: ENVIRONMENTAL DEFENSE FUND (EDF) MELISSA W. KASNITZ WILLIAM JULIAN, II CENTER FOR ACCESSIBLE TECHNOLOGY 43556 ALMOND LANE 3075 ADELINE STREET, STE. 220 DAVIS, CA 95618 BERKELEY, CA 94703 FOR: UTILITY WORKERS UNION OF AMERICA FOR: CENTER FOR ACCESSIBLE TECHNOLOGY (UWUA) Information Only

ALICIA AGUILAR CASE ADMINISTRATION LEGAL SECRETARY/PARALEGAL PACIFIC GAS AND ELECTRIC COMPANY HANNA AND MORTON LLP EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 FOR: SOUTHERN CALIFORNIA GENERATION COALITION DAVID MARCUS DAVID READMAN ADAMS BROADWELL & JOSEPH EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 GRC 2017 CASE COORDINATION JESSICA TAM PACIFIC GAS AND ELECTRIC COMPANY SPECIAL COUNSEL EMAIL ONLY NATIONAL ASIAN AMERICAN COALITION EMAIL ONLY, CA 00000 EMAIL ONLY EMAIL ONLY, CA 00000 JOSEPH W. MITCHELL, PH.D. MARC D. JOSEPH M-BAR TECHNOLOGIES AND CONSULTING, LLC ADAMS BROADWELL JOSEPH & CARDOZO EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000

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PAUL PATTERSON SCOTT MURTISHAW GLENROCK ASSOCIATES LLC CPUC - EXEC DIV EMAIL ONLY EMAIL ONLY EMAIL ONLY, NY 00000 EMAIL ONLY, CA 00000 TADASHI GONDAI MRW & ASSOCIATES, LLC SR. ATTORNEY EMAIL ONLY NATIONAL ASIAN AMERICAN COALITION EMAIL ONLY, CA 00000 EMAIL ONLY EMAIL ONLY, CA 00000 KAREN TERRANOVA FELIKS KERMAN ALCANTAR & KAHL VISIUM ASSET MANAGEMENT EMAIL ONLY 888 7TH AVENUE EMAIL ONLY, CA 00000-0000 NEW YORK, NY 10019 MATTHEW DAVIS JAMES (JIM) VON RIESEMANN CARLSON CAPITAL, L.P. MIZUHO SECURITIES USA, INC. 712 5TH AVENUE, 25TH FLR. 320 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10019 NEW YORK, NY 10022 JIM KOBUS GREGORY REISS RESEARCH MILLENNIUM MANAGEMENT LLC MORGAN STANLEY 666 FIFTH AVENUE, 8TH FLOOR 1585 BROADWAY, 38TH FLOOR NEW YORK, NY 10103 NEW YORK, NY 10036 ALEX KANIA KAY DAVOODI WOLFE RESEARCH ACQ-UTILITY RATES AND STUDIES OFFICE 420 LEXINGTON AVENUE, SUITE 648 NAVAL FACILITIES ENGINEERING COMMAND HQ NEW YORK, NY 10170 1322 PATTERSON AVE., SE - BLDG. 33 WASHINGTON, DC 20374-5018 MAKDA SOLOMON RALPH SMITH NAVY UTILITY RATES AND STUDIES OFFICE LARKIN & ASSOCIATES BLDG. 33, STE. 1000 15728 FARMINGTON ROAD 1322 PATTERSON AV. SE, BLDG 33,STE. 1000 LIVONIA, MI 48154 WASHINGTON NAVY YARD, DC 20374-5065 PRISCILA C. KASHA ROBERT PETTINATO DEPUTY CITY ATORNEY LOS ANGELES DEPARTMENT OF WATER & POWER LOS ANGELES DEPT. OF WATER & POWER 111 NORTH HOPE STREET, SUITE 1150 11 NORTH HOPE STREET, ROOM 340 LOS ANGELES, CA 90012 LOS ANGELES, CA 90012 RODNEY A. LUCK JASON W. EGAN LOS ANGELES DEPT. OF WATER & POWER COUNSEL 111 NORTH HOPE STREET, ROOM 1150 SOUTHERN CALIFORNIA GAS COMPANY LOS ANGELES, CA 90012 555 W. FIFTH STREET, STE. 1400. GT14E7 LOS ANGELES, CA 90013 JEFF SALAZAR RONALD VAN DER LEEDEN SOUTHERN CALIFORNIA GAS COMPANY DIR.-GENERAL RATE CASE & REVENUE REQ. 555 W. FIFTH STREET, GT14D6 SOUTHERN CALIFORNIA GAS COMPANY LOS ANGELES, CA 90013 555 W. FIFTH STREET, GT14D6 LOS ANGELES, CA 90013 JOHNNY J. PONG TOM ROTH SOUTHERN CALIFORNIA GAS COMPANY ROTH ENERGY COMPANY 555 WEST FIFTH ST., STE. 1400 545 S. FIGUEROA STREET, SUITE 1235 LOS ANGELES, CA 90013-1034 LOS ANGELES, CA 90071 LEESA NAYUDU STEVEN ENDO PASADENA DEPARTMENT OF WATER & POWER PASADENA DEPARTMENT OF WATER & POWER 150 SOUTH LOS ROBLES AVE., STE. 200 150 S. LOS ROBLES, SUITE 200 PASADENA, CA 91101 PASADENA, CA 91101 VALERIE PUFFER CHRIS CHWANG GLENDALE WATER & POWER BURBANK WATER AND POWER 141 N. GLENDALE AVENUE, LEVEL 4 164 WEST MAGNOLIA BLVD. GLENDALE, CA 91206 BURBANK, CA 91502 HIMANSHU PANDEY CASE ADMINISTRATION ASST. POWER PRODUCTION SUPERINTENDENT SOUTHERN CALIFORNIA EDISON COMPANY BURBANK WATER & POWER 2244 WALNUT GROVE AVE./PO BOX 800

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164 W. MAGNOLIA BLVD. ROSEMEAD, CA 91770 BURBANK, CA 91502 ROBERT FRANCIS LEMOINE CARL WOOD SENIOR ATTORNEY, LAW DEPARTMENT AFL-CIO, NAT'L REGULATORY AFFAIRS DIR. SOUTHERN CALIFORNIA EDISON COMPANY UTILITY WORKERS UNION OF AMERICA 2244 WALNUT GROVE AVE. SUITE 346L 2021 S. NEVADA ST ROSEMEAD, CA 91770 OCEANSIDE, CA 92054 JOHN W. LESLIE MICHAEL J. AGUIRRE ATTORNEY AGUIRRE MORRIS & SEVERSON LLP DENTONS US LLP 501 W. BROADWAY, STE. 1050 600 WEST BROADWAY, STE. 2600 SAN DIEGO, CA 92101-3591 SAN DIEGO, CA 92101 DONALD C. LIDDELL CARRIE ANNE DOWNEY ATTORNEY LAW OFFICES OF CARRIE ANNE DOWNEY DOUGLASS & LIDDELL 1313 YNEZ PLACE 2928 2ND AVENUE CORONADO, CA 92118 SAN DIEGO, CA 92103 EMMA D. SALUSTRO LAURA M. EARL ATTORNEY ATTORNEY SAN DIEGO GAS & ELECTRIC COMPANY SAN DIEGO GAS & ELECTRIC COMPANY 8330 CEDNTURY PARK CT., CP32 8330 CENTURYPARK CT, CP32 SAN DIEGO, CA 92123 SAN DIEGO, CA 92123 PETER GIRARD CHARLES R. MANZUK SDG&E / SOCALGAS DIR. - RATES & REVENUE REQUIREMENTS 8316 CENTURY PARK COURT SAN DIEGO GAS & ELECTRIC COMPANY SAN DIEGO, CA 92123 8330 CENTURY PARK CT, CP32D SAN DIEGO, CA 92123-1530 NOE R. GUTIERREZ SUE MARA IMPERIAL IRRIGATION DISTRICT CONSULTANT 333 EAST BARIONI BLVD. RTO ADVISORS, LLC IMPERIAL, CA 92251 164 SPRINGDALE WAY REDWOOD CITY, CA 94062 YOU-YOUNG SELLDEN MARCEL HAWIGER CALIF PUBLIC UTILITIES COMMISSION STAFF ATTORNEY MARKET STRUCTURE, COSTS AND NATURAL GAS THE UTILITY REFORM NETWORK AREA 785 MARKET ST., STE. 1400 505 VAN NESS AVENUE SAN FRANCISCO, CA 94103 SAN FRANCISCO, CA 94102-3214 AMANDA JOHNSON SIMI ROSE GEORGE US CLIMATE AND ENERGY LONG FELLOW MGR., NATURL GAS DISTRIBUTION REGULATION ENVIRONMENTAL DEFENSE FUND ENVIRONMENTAL DEFENSE FUND 123 MISSION STREET, 28TH FLR. 123 MISSION STREET SAN FRANCISCO, CA 94105 SAN FRANCISCO, CA 94105 TIM O'CONNOR SAMUEL GOLDING SR. ATTORNEY AND DIRECTOR PRESIDENT ENVIRONMENTAL DEFENSE FUND COMMUNITY CHOICE PARTNERS, INC. 123 MISSION STREET, 28TH FL. 58 MIRABEL AVENUE SAN FRANCISCO, CA 94105 SAN FRANCISCO, CA 94110 CALIFORNIA ENERGY MARKETS JOHN M. CUMMINS 425 DIVISADERO ST. SUTIE 303 FEDERAL EXECUTIVE AGENCIES SAN FRANCISCO, CA 94117-2242 1 AVENUE OF THE PALMS, SUITE 161 SAN FRANCISCO, CA 94130 RALPH E. DENNIS CATHERINE E. YAP DENNIS CONSULTING BARKOVICH & YAP, INC. 2140 VIA MEDIA COURT PO BOX 11031 BENICIA, CA 94510 OAKLAND, CA 94611 BRAD HEAVNER JOHN SUGAR POLICY DIR. JBS ENERGY CALIFORNIA SOLAR ENERGY INDUSTRIES ASSN. 311 D STREET, SUITE A 555 FIFTH STREET, STE. 300-S WEST SACRAMENTO, CA 95605 SANTA ROSA, CA 95401 RONALD LIEBERT KAREN NORENE MILLS

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ATTORNEY AT LAW ATTORNEY ELLISON SCHNEIDER & HARRIS LLP CALIFORNIA FARM BUREAU FEDERATION 2600 CAPITOL AVENUE, STE. 400 2300 RIVER PLAZA DRIVE SACRAMENTO, CA 95816 SACRAMENTO, CA 95833 FOR: CALIFORNIA MANUFACTURERS AND TECHNOLOGY ASSOCIATION State Service

LEUWAM TESFAI MICHAEL COLVIN CALIFORNIA PUBLIC UTILITIES COMMISSION CPUC - SED ENERGY EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 MITCHELL SHAPSON RACHEL PETERSON STAFF ATTORNEY CHIEF OF STAFF TO COMM. LIANE RANDOLPH CALIFORNIA PUBLIC UTILITIES COMMISSION CPUC - ENERGY EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 RICHARD MYERS SEAN A. SIMON ENERGY ENERGY CALIFORNIA PUBLIC UTILITIES COMMISSION CALIFORNIA PUBLIC UTILITIES COMMISSION EMAIL ONLY EMAIL ONLY EMAIL ONLY, CA 00000 EMAIL ONLY, CA 00000 CHRISTINE HAMMOND ANA M. GONZALEZ CPUC - LEGAL CALIF PUBLIC UTILITIES COMMISSION 505 VAN NESS AVE., RM. 5220 DIVISION OF ADMINISTRATIVE LAW JUDGES SAN FRANCISCO, CA 94102 ROOM 2106 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 ARTHUR J. O'DONNELL BELINDA GATTI CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION RISK ASSESSMENT AND ENFORCEMENT MARKET STRUCTURE, COSTS AND NATURAL GAS AREA AREA 4-A 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 CHRISTOPHER PARKES CLAYTON K. TANG CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION RISK ASSESSMENT AND ENFORCEMENT ENERGY COST OF SERVICE & NATURAL GAS BRA AREA 2-D ROOM 4205 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 ED CHARKOWICZ ELAINE LAU CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION RAILROAD OPERATIONS SAFETY BRANCH MARKET STRUCTURE, COSTS AND NATURAL GAS AREA 4-A AREA 3-F 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 JOHN S. WONG MARYAM GHADESSI CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION DIVISION OF ADMINISTRATIVE LAW JUDGES MARKET STRUCTURE, COSTS AND NATURAL GAS ROOM 5106 AREA 4-A 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 NOEL OBIORA RAFAEL L. LIRAG CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION LEGAL DIVISION DIVISION OF ADMINISTRATIVE LAW JUDGES ROOM 5121 ROOM 5103 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 ROBERT M. POCTA SREEKUMAR GOPAKUMAR CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION

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ENERGY COST OF SERVICE & NATURAL GAS BRA INFRASTRUCTURE PLANNING AND PERMITTING B ROOM 4205 AREA 4-A 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 TRUMAN L. BURNS WENDY AL-MUKDAD CALIF PUBLIC UTILITIES COMMISSION CALIF PUBLIC UTILITIES COMMISSION ENERGY COST OF SERVICE & NATURAL GAS BRA INFRASTRUCTURE PLANNING AND PERMITTING B ROOM 4205 AREA 4-A 505 VAN NESS AVENUE 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3214 SAN FRANCISCO, CA 94102-3214 LYNN MARSHALL CONSULTANT CALIFORNIA ENERGY COMMISSION 1516 9TH STREET, MS-20 SACRAMENTO, CA 95814

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GABRIEL HERRERA, ESQ. LYNN MARSHALL CONSULTANT OFFICE OF CHIEF COUNSEL CALIFORNIA ENERGY CALIFORNIA ENERGY COMMISSION COMMISSION 1516 NINTH STREET, MS 14 1516 9TH STREET, MS‐20 SACRAMENTO CA 95814-5512 SACRAMENTO CA 95814 MONA BADIE CALIFORNIA ENERGY COMMISSION 1516 NINTH STREET, MS 14 SACRAMENTO CA 95814‐5512