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Posttraumatic disturbance By Muna Irfan MD (Dr. Irfan of the University of Minnesota has no relevant financial relationships to disclose.) Originally released April 22, 1994; last updated September 7, 2017; expires September 7, 2020

Introduction

This article includes discussion of posttraumatic sleep disturbance, TBI for traumatic brain injury, , hypersomnia, circadian rhythm disturbances, obstructive , and periodic limb . The foregoing terms may include synonyms, similar disorders, variations in usage, and abbreviations.

Overview

Sleep disturbances are common after traumatic brain injury, affecting 30% to 70% of individuals, with varying degree of . Not only can they negatively impact neurocognitive rehabilitation, but they also add to morbidity and slow recovery. Several sleep impairments are described including insomnia, , and excessive daytime sleepiness, which are the most frequent complaints after head injury. Circadian rhythm dysregulation, sleep apnea (obstructive and/or central), restless leg syndrome, and have also been reported after trauma. In addition, , anxiety, and pain are common comorbidities with substantial influence on sleep quality and course of recovery. Diagnosis of sleep disorders after traumatic brain injury may involve meticulous history, , , and multiple sleep latency testing. Treatment is disorder specific and may include pharmacotherapy, positive airway pressure, and behavioral modifications. Unfortunately, treatment of sleep disorders associated with traumatic brain injury have met with little success in improving clinical outcomes mainly due to confounding psychiatric and neurobehavioral sequela of trauma. Nonetheless, some studies have demonstrated encouraging results, which highlight the need for further research and prospective studies to be able to standardize targeted management approach.

Key points • Sleep disturbance after traumatic brain injury occurs in 30% to 70% of individuals. • Insomnia, fatigue, and sleepiness are the most frequent complaints after head injury. • Sleep disturbances impact neuropsychological and cognitive rehabilitation of TBI patients negatively. • Diagnosis of after traumatic brain injury includes comprehensive history, polysomnography, actigraphy, and multiple sleep latency test. • Treatment is disorder specific and may include the use of , continuous positive airway pressure, and behavioral modifications.

Historical note and terminology

Traumatic brain injury is a significant cause of disability and death in the United States and worldwide. It is most frequently classified as mild, moderate, or severe using the Glasgow Coma Scale (mild = 13 to 15; moderate = 9 to 12; severe = less than or equal to 8 out of 15) (Winston 1979). Although there is paucity of literature on relationship between head trauma and sleep disturbances, there has been emerging evidence recognizing the association between sleep disturbances in brain injury and poor cognitive, behavioral, and psychiatric outcomes (Ouellet et al 2015). Sleep disturbances after traumatic brain injury are thought to occur in 30% to 70% of patients and often impair the resumption of the individual's normal activities (Ouellet and Morin 2006).

Clinical manifestations

Presentation and course

Head trauma frequently leads to the appearance of wide variety of sleep disturbances, more frequently in those suffering mild head injury (Pillar et al 2003; Mahmood et al 2004). Various sleep related disturbances encountered are listed below in Table 1. In all instances, the altered sleep pattern deviates greatly from the pre-head trauma sleep patterns.

Table 1. Sleep Disturbances Associated with Traumatic Brain Injury A. Insomnia 1. 2. Sleep maintenance B. Disorders of hypersomnia 1. 2. C. Sleep-related disordered breathing 1. (OSA) 2. Central sleep apnea (CSA) D. Circadian rhythm disorder 1. Delayed sleep phase syndrome (DSPS) 2. Irregular sleep wake syndrome E. Movement disorder 1. (RLS) 2. Periodic limb movement disorder (PLMD) F. 1. Non-REM parasomnia 2. REM sleep behavior disorder (RBD)

One of the more common problems following head injury involves difficulties initiating and maintaining sleep, either with or without subjective daytime sleepiness. In a study of 452 traumatic brain injury patients, 50% endorsed insomnia symptoms (Ouellet and Morin 2006). In some cases, the insomnia is a manifestation of a circadian rhythm sleep disorder, typically delayed sleep-wake phase disorder or irregular sleep-wake rhythm disorder (Ayalon et al 2007). Among male military personnel, multiple traumatic brain injuries were found to increase the risk of insomnia (Bryan 2013; Matthews et al 2016). commonly interrupt sleep in veterans with posttraumatic disorder (PTSD) and mild traumatic brain injury (Ruff et al 2009; Barr et al 2015). Veterans of the United States campaigns in Afghanistan (Operation Enduring Freedom [OEF]) and Iraq (Operation Iraqi Freedom [OIF]) complaining of insomnia associated with mild traumatic brain injury and PSTD were found to report subjective sleepiness compared to veterans with insomnia due to PTSD alone (Wallace et al 2011). Patients with traumatic brain injury have demonstrated increased prolonged sleep latency, sleep fragmentation, increased wake time after sleep onset, reduced total sleep time and efficiency, reduced REM latency, and decrease in total REM sleep (Matthews et al 2016; Wickwire et al 2016). According a study, younger age, preserved memory, and comorbid depression were predictors of good response to cognitive behavioral therapy for insomnia (CBT-I) (Nguyen et al 2017).

Hypersomnia developing after a head injury can be very disabling for the patient, with significant impact on quality of life (Collen et al 2012; Wickwire et al 2016). Features of both hypersomnia and narcolepsy with or without can emerge in posttraumatic patients (Verma et al 2007). In cases where posttraumatic hypersomnia is present for at least 3 months (without any other cause such as another sleep or psychiatric disorder and/or ), multiple sleep latency testing (MSLT) can demonstrate a mean sleep latency of 8 minutes or less. The International Classification of Sleep Disorders, third edition (ICSD-3), published by the American Academy of classifies this as “hypersomnia due to a medical disorder” (American Academy of Sleep Medicine 2014). If hypersomnia after a head injury occurs in association with 2 or more sleep-onset REM periods during MSLT testing, the diagnosis is “narcolepsy type 1 or 2 due to a medical condition.” Head trauma has also been reported to precipitate cases of Kleine-Levin syndrome, which is a rare disorder consisting of periodic recurrent hypersomnia with cognitive or behavioral disturbances, , and/or compulsive eating during an occurrence with complete resolution in between episodes (Arnulf et al 2005).

A number of other sleep disorders have also been found in patients with head trauma. Masel and colleagues examined a series of 71 brain injury patients in a residential treatment program, all without a prior history of hypersomnia or sleep disturbance (Masel et al 2001). Among 33 (46.5%) hypersomnolent patients, 4 had obstructive sleep apnea, 7 had periodic limb movement disorder, and 1 had narcolepsy (in addition to periodic limb movement disorder). The remaining 21 patients were given a diagnosis of “posttraumatic hypersomnia.

In an extensive series of 184 traumatic brain injury patients, Guilleminault and colleagues found that 32% of the patients were discovered to suffer from sleep-disordered breathing (primarily obstructive sleep apnea) (Guilleminault et al 2000). The authors noted that all 16 whiplash patients were diagnosed with sleep-disordered breathing. Traumatic brain injury patients with obstructive sleep apnea have greater degree of neurocognitive and attention deficits (Wilde et al 2007).

Castriotta and colleagues prospectively studied 87 adults at least 3 months after traumatic brain injury. Polysomnography and multiple sleep latency tests were administered to all subjects. Forty-six percent of the patients had abnormal sleep studies. The authors diagnosed 23% with obstructive sleep apnea, 11% with posttraumatic hypersomnia, 7% with periodic limb movements in sleep, and 6% with narcolepsy (Castriotta et al 2007).

Head trauma occasionally precipitates parasomnias, NREM (such as ), and REM sleep behavior disorder (Verma et al 2007). Lesion of subcoeruleus nucleus of can cause increase in muscle tone during REM with enactment behavior (Mazwi et al 2015). Patient's safety should be the foremost priority in case of parasomnias.

Fatigue is another complaint associated with traumatic brain injury with untoward consequences on quality of life. In a study of 119 patients at least 1 year after traumatic brain injury, up to 53% reported fatigue, which was more prevalent in women or those with symptoms of depression, pain, or sleep disturbance (Englander et al 2010). Studies have shown consequential improvement in mood, both depression and anxiety, upon treating sleep and fatigue in traumatic brain injury patients (Nguyen et al 2017). According to 1 study, cognitive-behavioral treatment for insomnia (CBTI) was effective in improving fatigue in 55% of patients.

Psychiatric disorders like anxiety and depression add further layers of complexity to the posttraumatic sleep disturbances. Patients with mild traumatic brain injury and sleep complaints were more likely to report feeling depressed at 10 days and 6 weeks after their injury (Chaput et al 2009). In a large study of military personnel, a positive screening for traumatic brain injury and sleep problems were found to be early indicators of risk for developing PTSD and/or depression (Macera et al 2013). New-onset anxiety after head injury is a significant predictor of sleep disturbance, though the cause-effect relationship is unclear (Rao et al 2008).

Prognosis and complications

There are few careful longitudinal studies of patients with posttraumatic sleep disorders. The general clinical impression is that once stabilized, sleep disturbance related to organic brain damage shows little further change, other than a reversible response to treatment. A prospective cohort study examined sleepiness in 514 traumatic brain injury patients 1 month after the injury, and then at 1 year. At 1 month, 55% endorsed at least 1 item on a 4-item sleepiness questionnaire. At 1 year, only 27% endorsed 1 or more of the sleepiness items (Watson et al 2007). Another prospective study of 51 patients with traumatic brain injury showed that at 3 years post-injury, 67% of the patients continued to complain of sleep-wake disturbances, especially fatigue and hypersomnia (Kempf et al 2010). Disturbed nocturnal sleep may be a marker of more severe injury in patients with closed head injury (Makley et al 2008). Improved sleep efficiency is correlated with resolution of posttraumatic (Makley et al 2009).

In persons with traumatic brain injury, the presence of obstructive sleep apnea is associated with further impairment of sustained attention and memory than in patients with comparable severity traumatic brain injury without obstructive sleep apnea (Wilde et al 2007; Grima et al 2016). Traumatic brain injury patients with excessive daytime sleepiness have slower reaction times and poorer performance on the Psychomotor Vigilance Test than nonsleepy patients (Castriotta et al 2007).

Clinical vignette

Case 1. BJ was a 55-year-old man who had experienced sleepiness since a motor vehicle accident 5 years prior to presentation. An electroencephalogram 1 year after his accident showed evidence of moderate diffuse cerebral dysfunction. Since the injury, he had experienced a number of neuropsychiatric symptoms, including depression, sleepiness, mood lability, headaches, memory impairment, executive dysfunction, and impulsivity. A polysomnogram performed 3 years prior to presentation showed mild obstructive sleep apnea with an apnea-hypopnea index of 14. Treatment for obstructive sleep apnea was not initiated due to lack of follow-up at the sleep clinic. His neuropsychiatrist initiated due to sleepiness. His medications included valproic acid, , fentanyl, galantamine, and modafinil 100 mg per day. He was later referred to the sleep clinic for reevaluation.

Modafinil partially improved his sleepiness, but higher doses precipitated manic episode in which he could not sleep for several days. His wife reported that he used to snore loudly, but this had subsided recently. In addition to chronic sleepiness, BJ also reported sudden sleep attacks. History of cataplexy was not elicited. A repeat polysomnography did not demonstrate significant sleep apnea, and an MSLT was recommended, but he did not follow through. He was later lost to follow-up.

Case 2. RW suffered a closed head injury at work in which an object struck his right parietotemporal region. He developed symptoms of sleep apnea, including , sleepiness, and witnessed apneas, about 1 month after the accident. He denied sleep apnea symptoms prior to the injury. Examination was remarkable for , an enlarged neck circumference, a thickened tongue base, and a long soft palate.

Polysomnography demonstrated an apnea-hypopnea index of 132, consisting mainly of obstructive apneas and hypopneas, but also included a moderate number of central and mixed apneas, with a brief period of periodic respiratory pattern in the early portion of the study. He was given a diagnosis of “severe sleep apnea, predominantly obstructive but with a central component.”

Subsequent continuous positive airway pressure (CPAP) and bilevel positive airway pressure (Bilevel PAP) titrations demonstrated that these modalities were ineffective for treating his sleep apnea. BiPAP therapy in the spontaneous timed mode prevented most respiratory events, but sleep fragmentation and significant arousals remained. RW was prescribed BiPAP-ST at 20/12 cm H2O with a backup rate of 12. This improved his sleepiness, but he continued to have frequent nocturnal awakenings despite use of eszopiclone.

These 2 cases illustrate the challenges of treating sleepiness resulting from head injuries.

Biological basis

Etiology and pathogenesis

Closed head injury is most commonly caused by falls (28%), motor vehicle accidents (20%), impact from an object (19%), and assaults (11%) (Langlois et al 2006). The mechanism of injury is less important than the site. Past studies failed to show correlation between severity of traumatic brain injury and resultant sleep disturbances, but new emerging evidence demonstrates strong association of intracranial hemorrhage and low Glasgow coma scales with increased sleep (Imbach et al 2016).

Depending on the impact intensity, direction, and duration of the acceleration/deceleration, different types and extent of damage can occur. Closed head injury is known to lead to "shearing" forces along the direction of main fiber pathways, causing microhemorrhages in these areas.

Various pathophysiological mechanisms have been postulated for different manifestation of posttraumatic sleep disturbances (Sandsmark et al 2017). Damage to areas involved in maintenance of wakefulness, including brainstem and posterior , can lead to emergence of hypersomnia. High cervical cord lesions have also been known to cause sleepiness and sleep attacks (Hall and Danoff 1975).

Most patients with moderate to severe traumatic brain injury have low or intermediate hypocretin-1 levels in the acute phase of injury, which tend to improve by 6 months (Baumann et al 2005; Baumann et al 2007). Postmortem analysis of traumatic brain injury patients have revealed reduction in hypocretinergic and histaminergic neurons (Valko et al 2015).

Whiplash injury may cause hypersomnia by aggravating sleep-disordered breathing (Guilleminault et al 2000).

Countercoup brain lesions following head injury most frequently occur at the base of the skull may result in organic posttraumatic insomnia. They occur in areas of bony irregularities (especially the sphenoid ridges), with consequent damage to the inferior frontal and anterior temporal regions (Ommaya et al 1971), including the basal forebrain, an area involved in sleep initiation (Sterman and Clemente 1962). Sleep-wake disturbances after mild traumatic brain injury are associated with a longer tentorial length and flatter tentorial angle (the angle formed between the tentorium and a line through the foramen magnum) compared to patients with mild traumatic brain injury without sleep-wake disturbances. The authors postulated that direct impact involving the tentorium and pineal gland leads to pineal gland injury in mild trauma, which results in disruption of melatonin homeostasis and sleep-wake disturbances (Yaeger et al 2014).

Rodrigues and Silva have reported a patient with aggressive body movements during REM sleep and periodic limb movements following a traumatic brain injury (Rodrigues and Silva 2002). MSLT revealed short sleep-onset latencies. The authors postulated an association between cranial trauma and alterations in the dopaminergic pathways and proposed the possibility of hypothalamic hypocretin involvement in its pathophysiology.

Closed head injury may involve the nucleus suprachiasmaticus or its output. This can lead to disturbance of the circadian rhythm and, subsequently, a combination of hypersomnia and insomnia. A complete reversal of the circadian rhythmicity has also been reported (Billiard et al 1979). In 1 case, a 20-year-old man suffered mild to moderate traumatic brain injury and penetrating eye injury after an improvised explosive device blast (Carter et al 2010). He developed a free-running type of circadian rhythm and was successfully treated with evening melatonin. Disruption of retinohypothalamic tract, which regulates circadian pacemaker, can lead to sleep wake rhythm disturbances (Grima et al 2016). One study revealed 42% reduction in melatonin secretion and delay in dim light melatonin onset by 1.5 hours in traumatic brain injury patients as compared to controls (Grima et al 2016).

Epidemiology"

In the United States, approximately 1.4 million people each year receive medical attention for a new traumatic brain injury (Theodorou and Rice 2007), causing over 1 million emergency department visits, 290,000 hospitalizations, and 51,000 deaths (Rutland-Brown et al 2006). The exact prevalence of resulting posttraumatic sleep disorders is unknown but has been cited to be greater than 50% (Mathias and Alvaro 2012). In a prospective study, Baumann and colleagues found that approximately 3 out of 4 patients who were initially hospitalized for traumatic brain injury developed sleep- wake disturbances by 6 months after the injury (Baumann et al 2007). Insomnia is the most common sleep impairment noted with prevalence varying between 30% to 65%, with relatively higher prevalence in mild traumatic brain injury cases (Collen et al 2012; Wickwire et al 2016).

After head injuries, 50% to 85% of patients report excessive sleepiness acutely (Verma et al 2007; Collen et al 2012), which remits to 10% to 53% over time (Baumann et al 2007; Castriotta et al 2007; Wickwire et al 2016). Obstructive sleep apnea has been reported in 35% to 61% of patients according to various studies (Collen et al 2012; Wickwire et al 2016)

Prevention

Prevention of posttraumatic sleep disorders is best achieved by prevention of the original trauma.

Differential diagnosis

The primary differential diagnosis involves ascertaining the etiology of symptoms and determining their temporal association to head injury. In many cases, especially those developing directly out of recovery from coma, the association is clear. However, a careful history must always exclude prior sleep disturbance of similar type. Occult causes of must be considered (ie, , subdural hematoma, arachnoid cysts, meningitis, and epileptic seizures), as well as the possible use of depressant medications. Comorbid medical, psychiatric, and behavioral conditions like pain, depression, anxiety, and cognitive impairment may pose challenges in clinical management of these patients. Psychogenic insomnia related to head injury must be ruled out, as should cases in which secondary gain is involved, especially when in a medicolegal context. To date, there is enough information to indicate that subjects with anatomical risk factors for sleep-disordered breathing (ie, snoring or sleep apnea) may abruptly develop evidence of overt sleepiness following head trauma. Similarly, clear-cut narcolepsy with cataplexy has been shown to follow head trauma in subjects found to be HLA-DQB1*0602 positive. The recognition that head trauma can be a precipitating factor leading to excessive daytime sleepiness is important, as it has medicolegal implications. An appropriate work-up is necessary to confirm the appearance of the problem post-head trauma. Diagnostic workup

A detailed account of a patient's sleep history obtained with assistance of caregiver is crucial in order to (1) document the association of the sleep disorder with the trauma, (2) rule out any preexisting sleep disorder, (3) assess the evolution of course after the head injury, and (4) and measure the impact of interventions. Physical examination greatly assists in clinical decision making.

Although there are inherent limitations in obtaining subjective data, Epworth Sleepiness Score (ESS) and Pittsburgh Sleep Quality Index (PSQI) have been validated against objective parameters in traumatic brain injury patients (Fictenberg et al 2001; Masel et al 2001). In terms of the latter, global PSQI score of 8 or better delineated the patients with clinically significant insomnia in traumatic brain injury (Fictenberg et al 2001). Fatigue severity score (FSS) can be used to assess and monitor changes in fatigue after CBT-I intervention (Nguyen et al 2017).

Polysomnography can help determine the nature of the posttraumatic nocturnal sleep disturbance, as well as rule out coexistent sleep pathologies, such as sleep apnea and periodic movements in sleep. {embed="pagecomponents/media_embed" entry_id="9971"} Cases with posttraumatic hypersomnia have generally shown an increase in nightly sleep duration with or without changes in other sleep measures (Guilleminault et al 1983; Mazwi et al 2015). In patients with posttraumatic insomnia, sleep architecture has shown long sleep latencies, low sleep efficiency, a decrease in nightly sleep duration, and increased stage 1 sleep (Ouellet and Morin 2006; Mathews 2016; Wickwire et al 2016). Compared to controls, patients with moderate to severe traumatic brain injury had increased slow wave sleep, a reduction in REM sleep, and more frequent nocturnal awakenings (Grima et al 2016).

Continuous polysomnography has confirmed an increase in total sleep per 24 hours in some patients with posttraumatic hypersomnia (Guilleminault et al 1983). From a historical perspective, it is of interest that polysomnography during the comatose period has prognostic value. Normal amounts of sleep spindles, K-complexes, and normal non-NREM and REM cyclicity within sleep are favorable prognostic signs (Lessard et al 1974). Young age, relatively better cognitive status, and higher depression scores predict good clinical response to CBT-I (Nguyen et al 2017). Actigraphy may be a helpful adjunct to a sleep diary in those who have suffered a brain injury (Sinclair et al 2014a).

If daytime sleepiness is a major complaint, a MSLT following polysomnography may be helpful to determine if a central hypersomnia is present. In posttraumatic hypersomnia with daytime sleepiness, sleep latency may be markedly shortened (Guilleminault et al 1983). As already mentioned, the presence of sleep-disordered breathing and sleep- onset REM periods does not eliminate the possibility that the head trauma was the precipitating factor in the development of the sleep disorder. The medical workup should include assessment of the activity of the individual prior to the accident. This assessment should also include: (1) interviews of partners and coworkers; (2) investigation of employer records, prior health reports, driving records; and (3) employment history, including absenteeism.

Obesity and craniofacial anatomical features can also sometimes predispose a person to posttraumatic sleep disturbance (Guilleminault et al 2000).

Management

The approach to management should involve focused intervention, based on the specific type of sleep disturbance experienced by the individual. Although pharmacological treatment of insomnia has been challenging, cognitive behavioral therapy for insomnia (CBT-I) has demonstrated promising results (Nguyen et al 2017). There are lack of scientific data regarding use of sedative agents in this specific population. Current guidelines recommend against the use of benzodiazepines due to adverse effects on cognition, risk of dependency, and/or abuse. The nonbenzodiazepine receptor agonists are extensively used, including zolpidem, the longer-acting eszopiclone, and the shorter-acting zaleplon. Although these medications are often helpful with initiating and/or maintaining sleep, they are associated with some concerning side effects, including complex sleep-related behaviors (ie, sleepwalking and sleep-related ). One paper reported increased risk of with use of hypnotics in traumatic brain injury patients (Chiu et al 2015). Additionally, many sedating antidepressants are used for insomnia, especially when comorbid depression exists. These medications include trazodone, mirtazapine, and doxepin. These are also associated with many side effects and should be used with caution in elderly patients. Suvorexant is a newer agent approved for the treatment of insomnia, which acts by blocking the binding of wake-promoting neuropeptides (orexin A and B) to receptors (OX1R and OX2R) to suppress the wake drive. This medication should be used with care as it can lead to impaired motor coordination, complex sleep-related behaviors, mood/behavioral/cognitive changes, , and/or cataplexy-like symptoms. Furthermore, patients are often treated with many other medications off-label (ie, gabapentin, quetiapine, or olanzapine) due to well-known side effect of sleepiness. Over-the-counter medications are often used to aid sleep, such as diphenhydramine, doxylamine, and hydroxyzine (all first-generation antihistamines). Melatonin and various herbal supplements are also frequently utilized, including valerian, gamma-aminobutyric, 5-L- 5-hydroxytryptophan, kava, and many others. When using any of these agents, the prescriber should explain the absence of efficacy and caution the patient not to drive (or do any other activity that could be of danger to self or others) after taking the medication. The patient should not use these medications with alcohol and should use restraint when taking these with other sedating medications.

Nonpharmaceutical treatments for insomnia includes stimulus control, relaxation training, cognitive behavioral therapy, sleep restriction, therapy, biofeedback, and education (Morgenthaler et al 2006; Nguyen et al 2017). These therapies can improve nocturnal sleep quality as well as reduce daytime fatigue in those with insomnia related to traumatic brain injury (Ouellet and Morin 2007). In addition, acupuncture may also be a viable treatment in improving sleep quality following traumatic brain injury (Zollman et al 2012).

Patients with posttraumatic narcolepsy or hypersomnia may benefit from the use of an alerting agent. Modafinil may be the medication of first intention because it has fewer side effects than other stimulants. The dosage is usually 200 to 400 mg, administered in 2 divided doses in the morning and at lunchtime. A prospective, double-blind, randomized, placebo-controlled trial found that modafinil (100 to 200 mg given each morning) significantly improved sleepiness measured by the and the maintenance of wakefulness test. Modafinil was not found to be effective for fatigue (Kaiser et al 2010). However, another study found modafinil to be of limited effectiveness for sleepiness associated with traumatic brain injury (Jha et al 2008). Armodafinil, the R-enantiomer of modafinil, is dosed only once per day (Menn 2014). and amphetamines are also used in those with narcolepsy (or hypersomnia) related to head injury. Patients with severe head trauma who complain of intellectual slowness may benefit more from amphetamine-based medications because these have a general “activating” effect that is not solely devoted to sleepiness. Undoubtedly, patients should be educated regarding strategic napping, caffeine, and driving precautions. Posttraumatic fatigue has been found to improve with daily blue- (Sinclair et al 2014b).

Cases of sleep apnea resulting from a head injury are treated in the usual manner with various modes of positive airway pressure, continuous (CPAP), or bilevel (bilevel PAP) therapy. Sometimes the spontaneous/timed mode of BiPAP therapy or adaptive-servo ventilation is necessary for central sleep apnea or when both obstructive and central sleep apnea are present. Other treatments alternatives for obstructive sleep apnea include mandibular advancement devices. They are less effective for severe obstructive sleep apnea and in those with a higher body mass index. Surgical procedures are considered at times, especially in those with severe obstructive sleep apnea in those who have difficulty tolerating positive airway pressure. Surgical procedures can include tonsillectomy, septoplasty, turbinate reduction, uvulopalatopharyngoplasty, genioglossus advancement, and hyoid myotomy and/or maxillo- manibular advancement. Tracheostomy is rarely used for obstructive sleep apnea and is reserved for life-threatening cases. Weight reduction surgeries are another surgical consideration in morbidly obese patients with obstructive sleep apnea. In addition, a newly approved device is a surgically implanted hypoglossal nerve stimulation contraption used to treat obstructive sleep apnea (Schwartz 2014). Finally, conservative treatments for obstructive sleep apnea include weight loss, avoiding the supine position during sleep, and maintaining nasal patency with the use of saline spray or prescribed nasal steroid spray, if needed. One should also avoid alcohol and medications that may reduce muscle tone or influence the respiratory drive (ie, narcotics and benzodiazepines) prior to (Morgenthaler et al 2006).

Restless legs syndrome (RLS), associated with traumatic brain injury, is treated just like in general population. The dopamine agonists (ie, ropinirole or pramipexole) or alpha2 delta ligands (ie, gabapentin, pregabalin, and gabapentin enacarbil) are commonly used to treat this disorder. Levodopa has been proven effective, but due to the risk of augmentation, it is utilized less frequently. Narcotics and benzodiazepines are only reserved for more significant cases not responsive to other medications. Importantly, iron storage levels should be investigated in these patients to ensure a ferritin level greater than 75 ng/ml. In the event of low ferritin, iron supplementation is the treatment of choice.

When approaching a patient with a posttraumatic brain injury sleep disorder, the clinician must also attend to underlying pain, depression, and anxiety, as these issues can greatly impact sleep. Therapy for posttraumatic stress disorder could also be helpful in ameliorating the sleep disturbances. However, avoidance (or minimization) of narcotics and benzodiazepines is prudent as these medications can worsen sleep apnea. Those “self-medicating” posttraumatic brain injury symptoms with alcohol risk are sleep disruption, nightmares, and worsening sleep apnea.

Outcomes

Unfortunately, there is a dearth of clinical data regarding treatment of sleep disorders associated with traumatic brain injury. Although targeted management of sleep disorders might improve objective measures in few cases, clinical outcomes have remained poor in terms of subjective sleep and neuropsychological function (Castriotta et al 2009; Kaiser et al 2010; Mazwi et al 2015). Encouragingly, an Australian study demonstrated significant clinical improvement in insomniac patients in sleep measures with mean PSQI <5 with cognitive behavioral therapy for insomnia (CBT-I). Seventy percent of the patients showed drastic improvement in sleep scores, and 55% showed positive trend in fatigue measurement (Nguyen et al 2017). Another observational study focusing on CBT-I treatment of insomnia demonstrated decrease in C-reactive protein, an inflammatory marker in patients who had improvement in sleep (Barr et al 2015). Contradictory to these, in a group of 57 patients with traumatic brain injury, Castriotta and colleagues polysomnographically documented sleep disorders in 22 subjects (39%) where treatment did not lead to significant changes in quality of life, mood, or cognitive performance. Treatment of obstructive sleep apnea (13 subjects, 23%) with CPAP did not lead to improvement in sleepiness, as measured by the Epworth Sleepiness Scale and MSLT. According to a few other studies, modafinil and armodafinil improve subjective and objective sleepiness but did not have much improvement in functional outcome due to fatigue, which underscores the multifaceted nature of the posttraumatic sleep disturbances (Kaiser et al 2010; Menn et al 2014).

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**References especially recommended by the author or editor for general reading.

Former authors

Roger Broughton MD (original author), Christian Guilleminault MD, Stephen H Sheldon DO, Michael J Rack MD, and Mari Viola-Saltzman DO

ICD and OMIM codes

ICD codes

ICD-9: Coma: 780.01 Hypersomnia: 780.54 Insomnia: 780.52 Narcolepsy: 347.00 Obstructive sleep apnea: 327.23 Periodic limb movement disorder: 327.51 Sleep disorder: 780.50 Sleeplessness: 780.52 Traumatic brain injury 854.00

ICD-10: Coma: R40.2 Hypersomnia: G47.1 Insomnia: G47.0 Narcolepsy: G47.4 Obstructive sleep apnea: G47.33 Periodic limb movement disorder: G47.61 Sleep disorder: G47.9 Sleeplessness: G47.0 Traumatic brain injury: S06.890A

Profile

Age range of presentation

0-01 month 01-23 months 02-05 years 06-12 years 13-18 years 19-44 years 45-64 years 65+ years

Sex preponderance male>female, >2:1 male>female, >1:1

Family history none

Heredity none

Population groups selectively affected none selectively affected

Occupation groups selectively affected

Drivers Military

Differential diagnosis list prior sleep disturbance of a similar type occult cases of somnolence hydrocephalus subdural hematoma meningitis use of central nervous system depressant medication psychogenic insomnia related to head injury sleep-disordered breathing disorders of hypersomnia

Associated disorders

Excessive daytime sleepiness Hypersomnolence Posttraumatic hypersomnia Posttraumatic insomnia Posttraumatic narcolepsy Posttraumatic narcolepsy-cataplexy Sleep disorders associated with craniocerebral injuries Sleep disorders associated with dementia pugilistica Sleep disorders associated with posttraumatic Sleep disorders associated with posttraumatic syndrome

Other topics to consider

Circadian rhythm disorders Dementia pugilistica Gulf War syndrome Head trauma: neurobehavioral aspects Headache attributed to head trauma Hypersomnolence Idiopathic hypersomnia Insomnia Irregular sleep-wake pattern Narcolepsy Obstructive sleep apnea Severe closed head injury Sleep disorders Sleep disorders associated with dementia Sleep disorders associated with mental disorders Sleep terror Whiplash injuries

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