Apologies in the Discourse of Politicians: a Pragmatic Approach
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Apologies in the discourse of politicians: a pragmatic approach A thesis submitted to The University of Manchester for the degree of Doctor of Philosophy in the Faculty of Humanities 2014 James MURPHY SCHOOL OF ARTS,LANGUAGES AND CULTURES Contents List of Figures6 List of Tables7 List of Transcription Conventions8 Abstract9 Declaration and Copyright Rules/Statement 10 Acknowledgements 11 1 Introduction 14 1.1 What is a political apology?...................... 15 1.2 The nature of the study......................... 16 1.3 Structure of the thesis.......................... 19 2 What is an apology? Theoretical considerations 22 2.1 Introduction............................... 22 2.2 Apologies in terms of face....................... 22 2.2.1 Facework and offence..................... 23 2.2.2 Apologies as the performance of facework........... 24 2.2.3 How this is relevant to political language........... 26 2.2.4 Problems with politeness theory................ 27 2.2.4.1 Issues with defining apologies in terms of face... 27 2.2.4.2 Criticisms of politeness theory........... 28 2.3 Apologies as speech acts........................ 29 2.3.1 What is a speech act?...................... 29 2.3.2 Previous work on apologies as speech acts........... 32 2.3.3 Felicity conditions of the apology............... 33 2.3.3.1 Propositional content................ 33 2.3.3.2 Preparatory condition................ 38 2.3.3.3 Sincerity condition.................. 39 2.3.3.4 Summary....................... 39 2.3.4 The limitations of the speech act approach........... 40 2.4 Apologies as conversational actions.................. 40 2.4.1 Conversation analysis..................... 41 2.4.1.1 Theoretical foundations............... 41 2.4.1.2 Turn-taking..................... 42 –2– 3 2.4.1.3 Sequential structure................. 42 2.4.1.4 Preference...................... 43 2.4.1.5 Repair........................ 44 2.4.2 Previous CA work on apologies................ 45 2.4.3 CA’s limitations......................... 46 2.5 How people apologise: The importance of a theory of implicature.. 48 2.5.1 An introduction to GCI theory................. 48 2.5.1.1 Grice and implicature................ 48 2.5.1.2 Neo-Gricean work on GCIs............. 49 2.5.2 Apology strategies....................... 51 2.6 Conclusion............................... 56 3 Parliamentary apologies 58 3.1 Introduction............................... 58 3.2 Parliamentary business and the data.................. 59 3.3 Parliamentary language......................... 61 3.3.1 The parliamentary timetable.................. 62 3.3.2 Turn-taking........................... 63 3.3.3 Address terms.......................... 65 3.3.4 Participation in the Commons................. 66 3.4 Strategies used in parliamentary apologies............... 72 3.4.1 Overall results......................... 73 3.4.2 Influence of offence type.................... 77 3.4.3 The role of participation structure............... 80 3.5 Conclusion............................... 83 4 Leveson Inquiry 84 4.1 Introduction............................... 84 4.2 Apologies in quotidian conversation.................. 85 4.3 Interaction at the Inquiry........................ 87 4.4 Types of offence............................. 91 4.4.1 Talk offences.......................... 91 4.4.2 Misspeaks............................ 92 4.4.3 Document offences....................... 93 4.4.4 Clarification requests...................... 93 4.4.5 Evidence offences....................... 94 4.5 Apologies and sequencing....................... 95 4.5.1 Triggers for the apology.................... 95 4.5.2 Reaction to an apology..................... 97 4.5.3 Absence of reaction to an apology............... 99 4.5.4 Apologies performing repair.................. 103 4.6 Conclusion............................... 105 5 News interviews 106 5.1 Introduction............................... 106 5.2 Background and data selection..................... 107 5.3 Apologies in sequential structures................... 108 5.3.1 Apologies as responses to triggers............... 108 5.3.2 Uptake and apologies...................... 111 4 5.4 Refusal to answer............................ 113 5.5 Participation structure.......................... 115 5.5.1 Footing of complaints and responses.............. 115 5.5.2 Participation and speech act theory............... 119 5.5.3 Role reversal: The case of Chris Bryant............ 121 5.6 Refusal to apologise........................... 122 5.6.1 Prompted............................ 123 5.6.1.1 Questioning the ‘apologisability’ of an action... 123 5.6.1.2 Highlighting previous apology........... 123 5.6.1.3 Straight refusal.................... 125 5.6.2 Unprompted.......................... 126 5.7 Conclusion............................... 127 6 Historical apologies 128 6.1 Introduction............................... 128 6.2 Are historical apologies legitimate?.................. 129 6.2.1 Apologiser 6= transgressor................... 129 6.2.2 The status of the offence.................... 130 6.2.3 Engaging with responsibility.................. 131 6.2.4 Victimhood and the absent victims............... 131 6.2.5 Summary............................ 132 6.3 Data................................... 132 6.4 Historical apologies as an activity type................. 138 6.4.1 What is an activity type?.................... 138 6.4.2 Participants and setting..................... 139 6.4.3 Structure of the activity..................... 141 6.4.3.1 Openings and closings................ 141 6.4.3.2 Sub-division..................... 142 6.4.4 Conversational maxims..................... 143 6.4.4.1 Questions in the debate............... 144 6.4.5 Tone or style of debate..................... 147 6.5 Participation structure.......................... 148 6.6 Contents of the apology statement................... 150 6.6.1 Description of offence..................... 150 6.6.2 Reportability and Credibility.................. 152 6.6.3 Justifying the apology..................... 153 6.6.4 Redress and non-recurrence.................. 155 6.6.5 Giving praise.......................... 159 6.6.6 The apology proper....................... 159 6.7 Conclusion............................... 162 7 Metapragmatics of the political apology 164 7.1 Getting an apology wrong: The case of Ron Brown.......... 165 7.1.1 The ‘apology’ statement.................... 166 7.1.2 Instances of resistance..................... 169 7.1.3 The fall-out........................... 171 7.1.4 Summary............................ 172 7.2 Pursuing an apology: The case of Ed Balls............... 173 5 7.2.1 Background........................... 173 7.2.1.1 The LIBOR Scandal................. 173 7.2.1.2 Osborne’s allegation................. 174 7.2.2 The parliamentary debate.................... 174 7.2.2.1 Restating the offence................ 175 7.2.2.2 Seeking a withdrawal and apology......... 176 7.2.2.3 Refusing to apologise................ 179 7.2.3 Summary............................ 180 7.3 Participants’ beliefs on the necessary contents of an apology..... 181 7.3.1 Who is the apologiser?..................... 181 7.3.2 The contents and performance of an apology......... 182 7.4 Using apology tokens in the performance of other actions....... 185 7.4.1 A marker of dissent....................... 186 7.4.2 A marker of face threat..................... 187 7.4.3 ‘I’m sorry’ on a cline of pragmaticalisation.......... 189 7.4.3.1 Pragmaticalisation and sympathy.......... 189 7.4.3.2 The optionality of I’m sorry ............. 191 7.4.3.3 The range of functions of I’m sorry ......... 192 7.5 Conclusion............................... 194 8 Conclusion 196 8.1 Summary of findings.......................... 196 8.2 On the prototypicality of apologies................... 199 8.2.1 Previous work on prototypicality and speech acts....... 199 8.2.2 Parameters of prototypicality for the apology......... 200 8.2.3 Summary............................ 204 8.3 Future research............................. 204 Bibliography 206 Appendix A: Transcripts of parliamentary apologies 215 Appendix B: Transcripts of apologies at the Leveson Inquiry 244 Appendix C: Transcripts of apologies in news interviews 265 Appendix D: Transcript of Jonathan Sumption radio lecture 295 Appendix E: Edited Hansard transcripts of historical apology debates 299 Appendix F: Copy of the Hansard report of the Ron Brown censure debate 333 Word count: 70,182 List of Figures 2.1 Relative strength of NTRIs, adapted from Sidnell(2010:118)..... 45 3.1 The structure of simple, dyadic apologies............... 67 3.2 Participation structure of Sir Anthony Meyer’s apology........ 69 3.3 Participation structure of Richard Hickmet’s apology......... 70 3.4 Participation structure of a generic personal statement apology.... 71 4.1 A pathway for apologising at the Inquiry, dashed elements are optional. 103 5.1 Participation structure of a complaint at news interviews....... 117 5.2 Participation structure of an apology at news interviews........ 118 –6– List of Tables 2.1 APs and their dis/preferred second pair parts.............. 44 2.2 Apology strategies........................... 55 3.1 MPs’ use of each strategy........................ 74 3.2 The effect of offence type on apology strategy usage......... 78 4.1 showing whether a complaint is the trigger for an apology for each offence type (raw figures in brackets).................. 97 4.2 The uptake received by apologies based on their sequential position and offence type............................. 102 6.1