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CATEGORY 9 - AND turbine engines which meet all of the following: PROPULSION a. Certified by the civil authority in a country listed in Supplement No. 1 to Part 743; A. “END ITEMS,” “EQUIPMENT,” and “ACCESSORIES,” “ATTACHMENTS,” “PARTS,” “COMPONENTS,” AND b. Intended to power non-military manned “SYSTEMS” “” for which any of the following has been issued by a Wassenaar Arrangement N.B.: For propulsion systems designed or Participating State listed in Supplement No. 1 to rated against neutron or transient ionizing Part 743 for the “aircraft” with this specific radiation, see the U.S. Munitions List, 22 CFR engine type: part 121. b.1. A civil type certificate; or

9A001 Aero gas turbine engines having any of b.2. An equivalent document recognized the following (see List of Items Controlled). by the International Civil Aviation Organization (ICAO). License Requirements Note 2: 9A001.a does not apply to aero Reason for Control: NS, MT, AT gas turbine engines for Auxiliary Power Units (APUs) approved by the civil aviation authority Country Chart in a Wassenaar Arrangement Participating State Control(s) (See Supp. No. (see Supplement No. 1 to part 743 of the EAR). 1 to part 738) NS applies to entire entry NS Column 1 b. Designed to power an “aircraft” designed to MT applies to only to those MT Column 1 cruise at Mach 1 or higher, for more than 30 engines that meet the minutes. characteristics listed in 9A101 AT applies to entire entry AT Column 1 9A002 ‘Marine gas turbine engines’ designed List Based License Exceptions (See Part 740 for to use liquid fuel and having all of the a description of all license exceptions) following (see List of Items Controlled), and “specially designed” assemblies and LVS: N/A “components” therefor. GBS: N/A License Requirements List of Items Controlled Reason for Control: NS, AT Related Controls: See also 9A101 and 9A991 Related Definitions: N/A Country Chart Items: Control(s) (See Supp. No. 1 to part 738) a. Incorporating any of the “technologies” NS applies to entire entry NS Column 2 controlled by 9E003.a, 9E003.h, or 9E003.i; or AT applies to entire entry AT Column 1

Note 1: 9A001.a does not control aero gas

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 2

List Based License Exceptions (See Part 740 for (See Supp. No. 1 a description of all license exceptions) to part 738) NS applies to entire entry NS Column 2 LVS: $5000 AT applies to entire entry AT Column 1 GBS: N/A List Based License Exceptions (See Part 740 for List of Items Controlled: a description of all license exceptions)

Related Controls: N/A LVS: $5000 Related Definition: N/A GBS: N/A Items: List of Items Controlled a. Maximum continuous power when operating in “steady state mode” at standard Related Controls: N/A reference conditions specified by ISO 3977- Related Definition: N/A 2:1997 (or national equivalent) of 24,245 kW or Items: more; and a. Controlled by 9A001; or b. ‘Corrected specific fuel consumption’ not exceeding 0.219 kg/kWh at 35% of the b. Whose design or production origins are either maximum continuous power when using liquid not from a Wassenaar Participating State (see fuel. Supplement No. 1 to part 743 of the EAR) or unknown to the manufacturer. Note: The term ‘marine gas turbine engines’ includes those industrial, or aero-derivative, gas turbine engines adapted for a ship’s electric 9A004 Space launch vehicles and “spacecraft,” power generation or propulsion. “spacecraft buses”, “spacecraft payloads”, “spacecraft” on-board systems or equipment, Technical Note: For the purposes of 9A002, terrestrial equipment, and air-launch ‘corrected specific fuel consumption’ is the platforms, as follows (see List of Items specific fuel consumption of the engine corrected Controlled). to a marine distillate liquid fuel having a net specific energy (i.e., net heating value) of 42 License Requirements MJ/kg (ISO 3977-2:1997). Reason for Control: NS and AT

9A003 “Specially designed” assemblies or Country Chart “components,” incorporating any of the Control(s) (See Supp. No. 1 “technologies” controlled by 9E003.a, 9E003.h to part 738) or 9E003.i, for any of the following aero gas NS applies to 9A004.g, NS Column 1 turbine engines (see List of Items Controlled). .u, .v, .w and .x AT applies to 9A004.g, AT Column 1 License Requirements .u, .v, .w, .x and .y

Reason for Control: NS, AT License Requirement Note: 9A004.b through .f, and .h are controlled under ECCN Control(s) Country Chart 9A515.

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Note: For the purpose of 9A004.e.2, List Based License Exceptions (See Part 740 for ‘payload data handling’ includes payload data a description of all license exceptions) management, storage, and processing.

LVS: N/A e.3. ‘Attitude and orbit control’; GBS: N/A Note: For the purpose of 9A004.e.3, List of Items Controlled ‘attitude and orbit control’ includes sensing and actuation to determine and control the position Related Controls: (1) See also 9A104, and orientation of a “spacecraft”. 9A515, and 9B515. (2) See ECCNs 9E001 (“development”) and 9E002 N.B.: Equipment specially designed for (“production”) for technology for items military use is “subject to the ITAR”. See 22 CFR controlled by this entry. (3) See USML parts 120 through 130. Categories IV for the space launch vehicles and XV for other spacecraft that are f. Terrestrial equipment specially designed for “subject to the ITAR” (see 22 CFR parts “spacecraft”, as follows: 120 through 130). Related Definition: N/A f.1. Telemetry and telecommand equipment Items: “specially designed” for any of the following data processing functions: a. Space launch vehicles; f.1.a. Telemetry data processing of b. “Spacecraft”; frame synchronization and error corrections, for monitoring of operational status (also known as c. “Spacecraft buses”; health and safe status) of the “spacecraft bus”; or d. “Spacecraft payloads” incorporating items f.1.b. Command data processing for specified by 3A001.b.1.a.4, 3A002.g, 5A001.a.1, formatting command data being sent to the 5A001.b.3, 5A002.c, 5A002.e, 6A002.a.1, “spacecraft” to control the “spacecraft bus”; 6A002.a.2, 6A002.b, 6A002.d, 6A003.b, 6A004.c, 6A004.e, 6A008.d, 6A008.e, 6A008.k, f.2. Simulators “specially designed” for 6A008.l or 9A010.c; ‘verification of operational procedures’ of “spacecraft”. e. On-board systems or equipment, specially designed for “spacecraft” and having Technical Note: For the purposes of any of the following functions: 9A004.f.2, ‘verification of operational procedures’ is any of the following: e.1. ‘Command and telemetry data handling’; 1. Command sequence confirmation; 2. Operational training; Note: For the purpose of 9A004.e.1, 3. Operational rehearsals; or ‘command and telemetry data handling’ includes 4. Operational analysis. bus data management, storage, and processing. g. “Aircraft” “specially designed” or modified to e.2. ‘Payload data handling’; or be air-launch platforms for space launch vehicles; h. “Sub-orbital craft”.

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designed” for liquid propulsion i. through t. [RESERVED] systems. (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) u. The James Webb Space Telescope (JWST) being developed, launched, and operated under the supervision of the U.S. National 9A007 Solid rocket propulsion systems. and Space Administration (NASA). (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) v. “Parts,” “components,” “accessories” and “attachments” that are “specially designed” for the James Webb Space Telescope and that are 9A008 “Components” “specially designed” not: for solid rocket propulsion systems. (These items are “subject to the ITAR.” See 22 CFR v.1. Enumerated or controlled in the USML; parts 120 through 130.)

v.2. Microelectronic circuits; 9A009 Hybrid rocket propulsion systems. v.3. Described in ECCN 7A004 or 7A104; or (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) v.4. Described in an ECCN containing “space-qualified” as a control criterion (See ECCN 9A515.x.4). 9A010 “Specially Designed” “Parts”, “Components”, Systems and Structures, for w. The International Space Station being Launch Vehicles, Launch Vehicle Propulsion developed, launched, and operated under the Systems or “Spacecraft”. (See Related supervision of the U.S. National Aeronautics and Controls paragraph.) Space Administration. List of Items Controlled x. “Parts,” “components,” “accessories” and “attachments” that are “specially designed” for Related Controls: (1) See USML Category the International Space Station. IV of the International Traffic in Arms Regulations (ITAR) (22 CFR parts 120 y. Items that would otherwise be within the scope through 130) and ECCN 9A604 for of ECCN 9A004.v or .x but that have been paragraphs 9A010.a, .b and .d. (2) See identified in an interagency-cleared commodity USML Category XV of the ITAR and classification (CCATS) pursuant to § 748.3(e) as ECCN 9A515 for paragraph 9A010.c. warranting control in 9A004.y. (3) See Supplement No. 4 to part 774, Order of Review for guidance on the process for determining classification of 9A005 Liquid rocket propulsion systems items. containing any of the systems or Related Definitions: N/A “components,” controlled by 9A006. (These Items: items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) a. “Parts”, “components” and structures, each exceeding 10 kg and “specially designed” for launch vehicles manufactured using any of the 9A006 Systems, “components,” “specially following:

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structures; a.1. “Composite” materials consisting of “fibrous or filamentary materials” specified by d. Pulsed liquid rocket engines with thrust-to- 1C010.e and resins specified by 1C008 or weight ratios equal to or more than 1 kN/kg and a 1C009.b; ‘response time’ of less than 30 ms.

a.2. Metal “matrix” “composites” reinforced Technical Note: For the purposes of by any of the following: 9A010.d, ‘response time’ means the time required to achieve 90% of total rated thrust from start-up. a.2.a. Materials specified by 1C007;

a.2.b. “Fibrous or filamentary materials” 9A011 Ramjet, scramjet or ‘combined cycle specified by 1C010; or engines’, and “specially designed” “parts” and “components” therefor. (These items are a.2.c. Aluminides specified by 1C002.a; “subject to the ITAR.” See 22 CFR parts 120 or through 130.) a.3. Ceramic “matrix” “composite” materials specified by 1C007; Technical Note: For the purposes of 9A011, ‘combined cycle engines’ combine two or more of Note: The weight cut-off is not relevant for the following types of engines: nose cones. - Gas turbine engine (turbojet, turboprop and turbofan); b. “Parts”, “components” and structures, - Ramjet or scramjet; “specially designed” for launch vehicle - Rocket motor or engine (liquid/gel/solid- propulsion systems specified by 9A005 to propellant and hybrid). 9A009, manufactured using any of the following:

b.1. “Fibrous or filamentary materials” 9A012 Non-military “Unmanned Aerial specified by 1C010.e and resins specified by Vehicles,” (“UAVs”), unmanned “airships”, 1C008 or 1C009.b; related equipment and “components”, as follows (see List of Items Controlled). b.2. Metal “Matrix “composites” reinforced by any of the following: License Requirements

b.2.a. Materials specified by 1C007; Reason for Control: NS, MT, AT

b.2.b. “Fibrous or filamentary materials” Country Chart specified by 1C010; or Control(s) (See Supp. No. 1 to part 738) b.2.c. Aluminides specified by 1C002.a; NS applies to entire entry NS Column 1 or b.3. Ceramic “matrix” “composite” materials specified by 1C007; c. Structural components and isolation systems, specially designed to control actively the dynamic response or distortion of “spacecraft”

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MT applies to non- MT Column 1 military Unmanned 1. For the purposes of 9A012.a, ‘operator’ Aerial Vehicles (UAVs) is a person who initiates or commands the and Remotely Piloted “UAV” or unmanned “airship” flight. Vehicles (RPVs) that are capable of a maximum 2. For the purposes of 9A012.a, range of at least 300 ‘endurance’ is to be calculated for ISA conditions kilometers (km), (ISO 2533:1975) at sea level in zero wind. regardless of payload, and UAVs that meet the 3. For the purposes of 9A012.a, ‘natural requirements of 9A120 vision’ means unaided human sight, with or AT applies to entire entry AT Column 1 without corrective lenses.

List Based License Exceptions (See Part 740 for b. Related equipment and “components”, as a description of all license exceptions) follows:

LVS: N/A b.1 [Reserved] GBS: N/A b.2. [Reserved] List of Items Controlled b.3. Equipment or “components” “specially Related Controls: 1) See the U.S. Munitions designed” to convert a manned “aircraft” or a List Category VIII (22 CFR Part 121). 2) manned “airship” to a “UAV” or unmanned Also see ECCN 9A610 and § 744.3 of the “airship”, controlled by 9A012.a; EAR. 3) For “UAVs” that are “sub-orbital craft,” see ECCNs 9A004.h and 9A515.a. b.4. Air breathing reciprocating or rotary Related Definitions: N/A internal combustion type engines, “specially Items: designed” or modified to propel “UAVs” or unmanned “airships”, at altitudes above 15,240 a. “UAVs” or unmanned “airships”, designed meters (50,000 feet). to have controlled flight out of the direct ‘natural vision’ of the ‘operator’ and having any of the following: 9A018 Equipment on the Wassenaar Arrangement Munitions List. a.1. Having all of the following: (a) See ECCN 9A610 for the aircraft, refuelers, a.1.a. A maximum ‘endurance’ greater ground equipment, , harnesses, and than or equal to 30 minutes but less than 1 hour; instrument flight trainers, as well as “parts”, and “accessories,” and “attachments” for the forgoing a.1.b. Designed to take-off and have that, immediately prior to October 15, 2013, were stable controlled flight in wind gusts equal to or classified under 9A018.a.1, .a.3, .c, .d, .e, or .f. exceeding 46.3 km/h (25 knots); or (b) See ECCN 9A619 for military trainer aircraft a.2. A maximum ‘endurance’ of 1 hour or turbo prop engines and “parts” and “components” greater; therefor that, immediately prior to October 15, 2013, were classified under ECCN 9A018.a.2 or Technical Notes: .a.3.

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(c) See ECCN 0A606.b for certain armored a.1. ‘Maximum thrust value’ greater than ground transport vehicles that prior to January 6, 400 N (achieved un-installed) excluding civil 2014 were classified under ECCN 9A018.b. certified engines with a maximum thrust value greater than 8,890 N (achieved un-installed);

9A101 Turbojet and turbofan engines, other a.2. Specific fuel consumption of 0.15 kg N- than those controlled by 9A001, as follows (see 1 h-1 or less (at maximum continuous power at sea List of Items Controlled). level static conditions using the ICAO standard atmosphere); License Requirements a.3. ‘Dry weight’ less than 750 kg; and Reason for Control: MT, AT a.4. ‘First –stage rotor diameter’ less than 1 Country Chart m. Control(s) (See Supp. No. 1 to part 738) Technical Notes: MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 1. ‘Maximum thrust value’ in 9A101.a.1 is the manufacturer’s demonstrated maximum List Based License Exceptions (See Part 740 for thrust for the engine type un-installed at sea level a description of all license exceptions) static conditions using the ICAO standard atmosphere. The civil type certified thrust value LVS: N/A will be equal to or less than the manufacturer’s GBS: N/A demonstrated maximum thrust for the engine type. List of Items Controlled 2. ‘Dry weight’ is the weight of the engine Related Controls: 9A101.b controls only without fluids (fuel, , oil, etc.) and engines for non-military unmanned aerial does not include the (housing). vehicles [UAVs] or remotely piloted vehicles [RPVs], and does not control other 3. ‘First-stage rotor diameter’ is the engines designed or modified for use in diameter of the first rotating stage of the engine, “missiles”, which are “subject to the whether a fan or compressor, measured at the ITAR” (see 22 CFR parts 120 through of the blade tips. 130). Related Definitions: ‘Maximum thrust value’ in 9A101.a.1 is the manufacturer’s b. Engines designed or modified for use in demonstrated maximum thrust for the “missiles” or UAVs with a range equal to or engine type un-installed. The civil type greater than 300 km, regardless of thrust, specific certified thrust value will be equal to or less fuel consumption, ‘dry weight’ or ‘first-stage than the manufacturer’s demonstrated rotor diameter’. maximum thrust for the engine type. Items: 9A102 ‘Turboprop engine systems’ a. Engines having all of the following “specially designed” for items controlled in characteristics: 9A012 for MT reasons, and “specially

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 8 designed” “parts” and “components” therefor, having a maximum power greater 9A104 Sounding , capable of a range than 10 kW (achieved uninstalled at sea level of at least 300 km. (These items are “subject to static conditions using the ICAO standard the ITAR.” See 22 CFR parts 120 through atmosphere), excluding civil certified engines. 130.)

License Requirements 9A105 Liquid propellant rocket engines. Reason for Control: MT, AT (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) Country Chart Control(s) (See Supp. No. 1 to part 738) 9A106 Systems, “parts” or “components,” MT applies to entire entry MT Column 1 other than those controlled by 9A006, usable AT applies to entire entry AT Column 1 in “missiles”, and “specially designed” for liquid rocket propulsion systems, as follows List Based License Exceptions (See Part 740 for (see List of Items Controlled). a description of all license exceptions) License Requirements LVS: N/A GBS: N/A Reason for Control: MT, AT

List of Items Controlled Country Chart Control(s) (See Supp. No. Related Controls: See also 9A001 and 9A101. 1 to part 738) Related Definitions: N/A MT applies to entire entry MT Column 1 Items: AT applies to entire entry AT Column 1

The list of items controlled is contained in the List Based License Exceptions (See Part 740 for ECCN heading. a description of all license exceptions)

Technical Note to 9A102: For the purposes LVS: N/A of 9A102 a ‘turboprop engine system’ GBS: N/A incorporates all of the following:

a. Turboshaft engine; and List of Items Controlled b. Power transmission system to transfer the power to a propeller. Related Controls: Items described in 9A106.a, .b, and .c are “subject to the ITAR” (see 22 CFR parts 120 through 130). 9A103 Liquid propellant tanks “specially Related Definitions: N/A designed” for the propellants controlled in Items: ECCNs 1C011, 1C111 or other liquid propellants used in “missiles.” (These items a. Ablative liners for thrust or combustion are “subject to the ITAR.” See 22 CFR parts chambers; 120 through 130.) b. Rocket nozzles;

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greater than 10g rms over the entire range c. Thrust vector control sub-systems; between 20Hz and 2 kHz.

Technical Note: Examples of methods of achieving thrust vector control controlled by 9A107 Solid propellant rocket engines, 9A106.c includes: usable in rockets with a range capability of 300 km or greater, other than those controlled by 1. Flexible nozzle; 9A007, having total impulse capacity equal to or greater than 8.41 x 105 Ns, but less than 1.1 2. Fluid or secondary gas injection; x 106 Ns. (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) 3. Movable engine or nozzle;

4. Deflection of exhaust gas steam (jet 9A108 Solid rocket propulsion “parts” and vanes or probes); or “components,” other than those controlled by 9A008, usable in rockets with a range 5. Thrust tabs. capability of 300 km or greater. (These items are “subject to the ITAR.” See 22 CFR parts d. Liquid, slurry and gel propellant (including 120 through 130.) oxidizers) control systems, and “specially designed” “parts” and “components” therefor, 9A109 Hybrid rocket motors, usable in designed or modified to operate in vibration rockets with a range capability of 300 km or environments greater than 10 g rms between 20 greater, other than those controlled by 9A009, Hz and 2000 Hz. and “specially designed” “parts” and “components” therefor. (These items are Note: The only servo valves, pumps and gas “subject to the ITAR.” See 22 CFR parts 120 turbines controlled by 9A106.d, are the through 130.) following:

a. Servo valves designed for flow rates equal 9A110 Composite structures, laminates and to or greater than 24 liters per minute, at an manufactures thereof “specially designed” for absolute pressure equal to or greater than 7 9A012 items that are controlled for MT MPa, that have an actuator response time of less reasons. than 100 ms; License Requirements b. Pumps, for liquid propellants, with shaft speeds equal to or greater than 8,000 rpm at the Reason for Control: MT, AT maximum operating mode or with discharge pressures equal to or greater than 7 Mpa; or Country Chart Control(s) (See Supp. No. c. Gas turbines, for liquid propellant 1 to part 738) turbopumps, with shaft speeds equal to or greater MT applies to entire entry MT Column 1 than 8,000 rpm at the maximum operating mode. AT applies to entire entry AT Column 1 e. Flight control servo valves designed or List Based License Exceptions (See Part 740 for modified for use in “missiles” and designed or a description of all license exceptions) modified to operate in a vibration environment

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LVS: N/A Related Controls: See the U.S. Munitions GBS: N/A List (22 CFR part 121). Also see ECCN 9A610.u. List of Items Controlled Related Definitions: N/A Items: Related Controls: See also 1A002. Related Definitions: N/A The list of items controlled is contained in the Items: ECCN heading.

The list of items controlled is contained in the 9A116 Reentry vehicles, usable in “missiles”, ECCN heading. and equipment designed or modified therefor. (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) 9A111 Pulse jet engines, usable in rockets, missiles, or unmanned aerial vehicles capable of achieving a “range” equal to or greater than 9A117 Staging mechanisms, separation 300km, and “specially designed” “parts” and mechanisms, and interstages therefor, usable “components” therefor. (These items are in “missiles”. (These items are “subject to the “subject to the ITAR.” See 22 CFR parts 120 ITAR.” See 22 CFR parts 120 through 130.) through 130.)

9A118 Devices to regulate combustion usable 9A115 Apparatus, devices and vehicles, in engines which are usable in rockets, designed or modified for the transport, missiles, and unmanned aerial vehicles handling, control, activation and launching of capable of achieving a “range” equal to or rockets, missiles, and unmanned aerial greater than 300 km, controlled by 9A011 or vehicles capable of achieving a “range” equal 9A111. (These items are “subject to the to or greater than 300 km. ITAR.” See 22 CFR parts 120 through 130.)

License Requirements 9A119 Individual rocket stages, usable in Reason for Control: MT, AT rockets with a range capability greater than 300 km or greater, other than those controlled Country Chart by 9A005, 9A007, 9A009, 9A105, 9A107 and Control(s) (See Supp. No. 9A109. (These items are “subject to the 1 to part 738) ITAR.” See 22 CFR parts 120 through 130.) MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 9A120 Complete unmanned aerial vehicles, List Based License Exceptions (See Part 740 for not specified in 9A012, having all of the a description of all license exceptions) following characteristics (see List of Items Controlled.) LVS: N/A GBS: N/A License Requirements

List of Items Controlled Reason for Control: MT, AT

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Country Chart Control(s) (See Supp. No. Technical Notes: 1 to part 738) MT applies to entire entry MT Column 1 1. An aerosol consists of particulate or AT applies to entire entry AT Column 1 liquids other than fuel components, by-products or additives, as part of the “payload” to be List Based License Exceptions (See Part 740 for dispersed in the atmosphere. Examples of a description of all license exceptions) aerosols include pesticides for crop dusting and dry chemicals for cloud seeding. LVS: N/A GBS: N/A 2. An aerosol dispensing system/mechanism contains all above devices List of Items Controlled (mechanical, electrical, hydraulic, etc.), which are necessary for storage and dispersion of an Related Controls: See ECCN 9A012 or the aerosol into the atmosphere. This includes the U.S. Munitions List Category VIII (22 CFR possibility of aerosol injection into the part 121). Also see ECCN 2B352.i for combustion exhaust vapor and into the propeller controls on certain spraying or fogging slip stream. systems, and “parts” and “components” therefor, “specially designed” or modified for fitting to aircraft, “lighter than air 9A515 “Spacecraft” and related commodities, vehicles,” or “UAVs.” as follows (see List of Items Controlled). Related Definitions: N/A Items: License Requirements a. Having any of the following: Reason for Control: NS, RS, MT, AT

a.1. An autonomous flight control and Country Chart navigation capability; or Control(s) (See Supp. No. 1 to part 738) a.2. Capability of controlled-flight out of the NS applies to entire NS Column 1 direct vision range involving a human operator; entry, except .e and .y. and RS applies to entire RS Column 1 entry, except .e and .y. b. Having any of the following: RS applies to 9A515.e. RS Column 2 RS applies to 9A515.y, China, Russia or b.1. Incorporating an aerosol dispensing except to Russia for use Venezuela (see system/mechanism with a capacity greater than in, with, or for the § 742.6(a)(7)). 20 liters; or International Space Station (ISS), including b.2. Designed or modified to incorporate an launch to the ISS. aerosol dispensing system/mechanism with a MT applies to MT Column 1 capacity of greater than 20 liters. microcircuits in 9A515.d and 9A515.e.2 Note: 9A120 does not control model when “usable in” aircraft, “specially designed” for recreational or “missiles” for competition purposes. protecting “missiles”

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against nuclear effects Category XV(e)(12) and designated (e.g., Electromagnetic MT. (3) Paragraph (c)(2) of License Pulse (EMP), X-rays, Exception STA (§ 740.20(c)(2) of combined blast and the EAR) may not be used for any thermal effects). MT item in 9A515. also applies to 9A515.h when the total impulse List of Items Controlled capacity is equal to or greater than 8.41x105 Related Controls: Spacecraft, launch newton seconds. vehicles and related articles that are AT applies to entire AT Column 1 enumerated in the USML, and technical entry data (including “software”) directly related thereto, and all services (including training) License Requirement Note: The directly related to the integration of any Commerce Country Chart is not used for satellite or spacecraft to a launch vehicle, determining license requirements for including both planning and onsite support, commodities classified in ECCN 9A515.a.1, .a.2, or furnishing any assistance (including .a.3, .a.4, and .g. See § 742.6(a)(9), which training) in the launch failure analysis or specifies that such commodities are subject to a investigation for items in ECCN 9A515.a, worldwide license requirement. are “subject to the ITAR.” All other “spacecraft,” as enumerated below and List Based License Exceptions (See Part 740 for defined in § 772.1, are subject to the a description of all license exceptions) controls of this ECCN. See also ECCNs 3A001, 3A002, 3A991, 3A992, 6A002, LVS: $1500 6A004, 6A008, and 6A998 for specific GBS: N/A “space-qualified” items, 7A004 and 7A104 for star trackers, and 9A004 for the Special Conditions for STA International Space Station (ISS), the James Webb Space Telescope (JWST), and STA: (1) Paragraph (c)(1) of License “specially designed” “parts” and Exception STA (§ 740.20(c)(1) of “components” therefor. See USML the EAR) may not be used for Category XI(c) for controls on “Monolithic “spacecraft“ in ECCNs 9A515.a.1, Microwave Integrated Circuit” (“MMIC”) .a.2, .a.3, or .a.4, “sub-orbital craft,” amplifiers that are “specially designed” for or items in 9A515.g, unless defense articles. See ECCN 9A610.g for determined by BIS to be eligible for pressure suits used for high altitude License Exception STA in aircraft. accordance with § 740.20(g) Related Definitions: ‘Microcircuit’ means a (License Exception STA eligibility device in which a number of passive or requests for certain 9x515 and “600 active elements are considered as series” items). (2) License Exception indivisibly associated on or within a STA may not be used if the continuous structure to perform the “spacecraft” controlled in ECCN function of a circuit. 9A515.a.1, .a.2, .a.3, or .a.4 contains Items: a separable or removable propulsion system enumerated in USML “Spacecraft” and other items described in ECCN Category IV(d)(2) or USML 9A515 remain subject to the EAR even if

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 13 exported, reexported, or transferred (in-country) a.5. Are not described in ECCN 9A515.a.1, with defense articles “subject to the ITAR” .a.2, .a.3 or .a.4. integrated into and included therein as integral parts of the item. In all other cases, such defense Note: ECCN 9A515.a includes commercial articles are subject to the ITAR. For example, a communications satellites, remote sensing 9A515.a “spacecraft” remains “subject to the satellites, planetary rovers, planetary and EAR” even when it is exported, reexported, or interplanetary probes, in-space habitats, and transferred (in-country) with a “hosted payload” “sub-orbital craft,” not identified in ECCN described in USML Category XV(e)(17) 9A004 or USML Category XV(a). incorporated therein. In all other cases, a “hosted payload” performing a function b. Ground control systems and training described in USML Category XV(a) always simulators “specially designed” for telemetry, remains a USML item. The removal of the tracking, and control of the “spacecraft” defense article subject to the ITAR from the controlled in paragraphs 9A004.u or 9A515.a. spacecraft is a retransfer under the ITAR and would require an ITAR authorization, regardless c. [Reserved] of the CCL authorization the spacecraft is exported under. Additionally, transfer of d. Microelectronic circuits (e.g., integrated technical data regarding the defense article circuits, microcircuits, or MOSFETs) and subject to the ITAR integrated into the spacecraft discrete electronic components rated, certified, or would require an ITAR authorization. otherwise specified or described as meeting or exceeding all the following characteristics and a. “Spacecraft,” including satellites, and space that are “specially designed” for defense articles, vehicles and “sub-orbital craft,” whether “600 series” items, or items controlled by ECCNs designated developmental, experimental, 9A004.v or 9A515: research or scientific, not enumerated in USML Category XV or described in ECCN 9A004.u or d.1. A total dose of 5 x 105 Rads (Si) (5 x 103 .w, that: Gy (Si));

a.1. Have electro-optical remote sensing d.2. A dose rate upset threshold of 5 x 108 capabilities and having a clear aperture greater Rads (Si)/sec (5 x 106 Gy (Si)/sec); than 0.35 meters, but less than or equal to 0.50 meters; d.3. A neutron dose of 1 x 1014 n/cm2 (1 MeV equivalent); a.2. Have remote sensing capabilities beyond NIR (i.e., SWIR, MWIR, or LWIR); d.4. An uncorrected single event upset sensitivity of 1 x 10-10 errors/bit/day or less, for a.3. Have radar remote sensing capabilities the CRÈME-MC geosynchronous orbit, Solar (e.g., AESA, SAR, or ISAR) having a center Minimum Environment for heavy ion flux; and frequency equal to or greater than 1.0 GHz, but less than 10.0 GHz and having a bandwidth equal d.5. An uncorrected single event upset to or greater than 100 MHz, but less than 300 sensitivity of 1 x 10-3 errors/part or less for a MHz; fluence of 1 X 107 protons/cm2 for proton energy greater than 50 MeV. a.4. Provide space-based logistics, assembly, or servicing of another “spacecraft”; or e. Microelectronic circuits (e.g., integrated circuits, microcircuits, or MOSFETs) and

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 14 discrete electronic components that are rated, dimension greater than 0.35 meters but less than certified, or otherwise specified or described as or equal to 0.50 meters; meeting or exceeding the characteristics in either paragraph e.1 or e.2, AND “specially designed” g.2. Optical bench assemblies “specially for defense articles controlled by USML designed” for ECCN 9A515.a.1, 9A515.a.2, Category XV or items controlled by ECCNs 9A515.a.3, or 9A515.a.4 “spacecraft;” or 9A004.u or 9A515: g.3. Primary, secondary, or hosted payloads e.1. A total dose ≥1 X 105 Rads (Si) (1 x 103 that perform a function of ECCN 9A515.a.1, Gy(Si)) and < 5 x 105 Rads (Si) (5 x 103 Gy(Si)); 9A515.a.2, 9A515.a.3, or 9A515.a.4 and a single event effect (SEE) (i.e., single event “spacecraft.” latchup (SEL), single event burnout (SEB), or single event gate rupture (SEGR)) immunity to a h. Spacecraft thrusters using bi-propellants or linear energy transfer (LET) ≥80 MeV-cm2/mg; mono-propellants that provide thrust equal to or or less than 150 lbf (i.e., 667.23 N) vacuum thrust.

e.2. A total dose ≥ 5 × 105 Rads (Si) (5 × 103 i. through w. [RESERVED] Gy (Si)) and not described in 9A515.d. x. “Parts,” “components,” “accessories” Note 1 to 9A515.d and .e: Application and “attachments” that are “specially designed” specific integrated circuits (ASICs), for defense articles controlled by USML integrated circuits developed and produced Category XV or items controlled by 9A515, and for a specific application or function, that are NOT: specifically designed or modified for defense articles and not in normal commercial use x.1. Enumerated or controlled in the USML are controlled by Category XI(c) of the or elsewhere within ECCNs 9A515 or 9A004; USML regardless of characteristics. x.2. Microelectronic circuits and discrete Note 2 to 9A515.d and .e: See 3A001.a for electronic components; controls on radiation-hardened microelectronic circuits “subject to the x.3. Described in ECCNs 7A004 or 7A104; EAR” that are not controlled by 9A515.d or 9A515.e. x.4. Described in an ECCN containing “space-qualified” as a control criterion (i.e., f. Pressure suits (i.e., space suits) capable of 3A001.b.1, 3A001.e.4, 3A002.g.1, 3A991.o, operating at altitudes 55,000 feet above sea level. 3A992.b.3, 6A002.a.1, 6A002.b.2, 6A002.d.1, 6A004.c and .d, 6A008.j.1, 6A998.b, or g. Remote sensing components “specially 7A003.d.2); designed” for “spacecraft” described in ECCNs 9A515.a.1 through 9A515.a.4 as follows: x.5. Microwave solid state amplifiers and microwave assemblies (refer to ECCN 3A001.b.4 g.1. Space-qualified optics (i.e., lens, mirror, for controls on these items); membrane having active properties (e.g., adaptive, deformable)) with the largest lateral x.6. Travelling wave tube amplifiers (refer to clear aperture dimension equal to or less than 0.35 ECCN 3A001.b.8 for controls on these items); or meters; or with the largest clear aperture x.7. Elsewhere specified in ECCN 9A515.y.

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NS applies to entire entry NS Column 1 Note to 9A515.x: “Parts,” “components,” RS applies to entire entry RS Column 1 “accessories,” and “attachments” specified in MT applies to 9A604.a, .c, MT Column 1 USML subcategory XV(e) or enumerated in other .d, and .f. USML categories are subject to the controls of AT applies to entire entry AT Column 1 that paragraph or category. UN applies to entire entry See § 746.1(b) for UN controls y. Items that would otherwise be within the scope of ECCN 9A515.x but that have been identified List Based License Exceptions (See Part 740 for in an interagency-cleared commodity a description of all license exceptions) classification (CCATS) pursuant to § 748.3(e) as warranting control in 9A515.y. LVS: N/A GBS: N/A y.1. Discrete electronic components not specified in 9A515.e; Special Conditions for STA

y.2. Space grade or for spacecraft STA: Paragraph (c)(2) of License applications thermistors; Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any y.3. Space grade or for spacecraft item in this ECCN 9A604. applications RF microwave bandpass ceramic filters (Dielectric Resonator Bandpass Filters); List of Items Controlled

y.4. Space grade or for spacecraft Related Controls: (1) Launch vehicles, applications hall effect sensors; missiles, and rockets are subject to the ITAR (see 22 CFR § 121.1, USML y.5. Space grade or for spacecraft Category IV). (2) See ECCN 0A919 for applications subminiature (SMA and SMP) plugs foreign-made “military commodities” that and connectors, TNC plugs and cable and incorporate more than a de minimis amount connector assemblies with SMA plugs and of U.S.-origin “600 series” controlled connectors; and content. Related Definitions: N/A y.6. Space grade or for spacecraft Items: applications flight cable assemblies. a. Thermal batteries “specially designed” for systems controlled under USML Category IV 9A604 Commodities related to launch capable of a range equal to or greater than 300 vehicles, missiles, and rockets (see List of km. Items Controlled). b. Thermal batteries, except for thermal batteries License Requirements controlled by 9A604.a, that are “specially designed” for systems controlled under USML Reason for Control: NS, RS, MT, AT, UN Category IV.

Country Chart (See c. “Components” “specially designed” for ramjet, Control(s) Supp. No. 1 to part scramjet, pulse jet, or combined cycle engines 738) controlled under USML Category IV, including

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 16 devices to regulate combustion in such a range of at least 300 km. commodities. g. through w. [Reserved] d. “Components” “specially designed” for hybrid rocket motors controlled under USML Category x. “Parts,” “components,” “accessories,” and IV usable in rockets, missiles, or unmanned aerial “attachments” that are “specially designed” for a vehicles capable of a range equal to or greater commodity subject to control in paragraphs .a than 300 km. through .d of this ECCN, or a defense article controlled under USML Category IV, and not e. “Components” “specially designed” for specified elsewhere on the USML. pressure gain combustion-based propulsion systems controlled under USML Category IV. Note to 9A604.x: “Parts,” “components,” “accessories,” and f. Composite structures, laminates and “attachments” specified in USML Category manufactures thereof “specially designed” for IV(h) are subject to the controls of that the following items controlled under USML paragraph. Category IV:

f.1. Systems capable of a range equal to or 9A610 Military aircraft and related greater than 300 km; commodities, other than those enumerated in 9A991.a (see List of Items Controlled). f.2. Individual rocket stages usable in 9A604.f.1 systems; License Requirements

f.3. Solid propellant rocket motors or hybrid Reason for Control: NS, RS, MT, AT, UN rocket motors having a total impulse capacity equal to or greater than 8.41 x 105 Ns; or Country Chart Control(s) (See Supp. No. f.4. Liquid propellant rocket engines 1 to part 738) integrated, or designed or modified to be NS applies to entire entry NS Column 1 integrated, into a liquid propellant propulsion except: system which has a total impulse capacity equal 9A610.b; parts and components to or greater than 8.41 x 105 Ns. controlled in 9A610.x if being exported or reexported for use in f.5. Thrust vector control systems usable in an aircraft controlled in rockets, space launch vehicles (SLVs), and 9A610.b; and 9A610.y. missiles capable of delivering at least a 500 kg RS applies to entire entry RS Column 1 payload to a range of at least 300 km. except: 9A610.b; parts and components f.6. Re-entry vehicles or warhead heat shields controlled in 9A610.x if being usable in rockets, SLVs, and missiles capable of exported or reexported for use in delivering at least a 500 kg payload to a range of an aircraft controlled in at least 300 km. 9A610.b; and 9A610.y. RS applies to 9A610.y China, Russia, f.7. Safing, arming, fuzing, and firing or Venezuela components usable in rockets, SLVs, and missiles (see capable of delivering at least a 500 kg payload to §742.6(a)(7))

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MT applies to 9A610.t, .u, .v, MT Column 1 and .w a. ‘Military Aircraft’ “specially designed” for a AT applies to entire entry AT Column 1 military use that are not enumerated in USML UN applies to entire entry See § 746.1(b) paragraph VIII(a). except 9A610.y. for UN controls Note 1: For purposes of paragraph .a the term List Based License Exceptions (See Part 740 ‘military aircraft’ means the LM-100J aircraft for a description of all license exceptions) and any aircraft “specially designed” for a military use that are not enumerated in USML LVS: $1500 paragraph VIII(a). The term includes: Trainer GBS: N/A aircraft; cargo aircraft; utility fixed wing aircraft; military ; observation aircraft; military non-expansive balloons and Special Conditions for STA other lighter-than-air aircraft; and unarmed military aircraft, regardless of origin or STA: (1) Paragraph (c)(1) of License designation. Aircraft with modifications made to Exception STA (§ 740.20(c)(1) of incorporate safety of flight features or other FAA the EAR) may not be used for any or NTSB modifications such as transponders and item in 9A610.a (i.e., “end item” air data recorders are “unmodified” for the military aircraft), unless determined purposes of this paragraph .a. by BIS to be eligible for License Exception STA in accordance with Note 2: 9A610.a does not control ‘military § 740.20(g) (License Exception STA aircraft’ or “lighter-than-air vehicles” that: eligibility requests for 9x515 and “600 series” items). (2) Paragraph a. Were first manufactured before 1946; (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not b. Do not incorporate defense articles be used for any item in 9A610. enumerated or otherwise described on the U.S. Munitions List, unless the items are required to List of Items Controlled meet safety or airworthiness standards of civil aviation authorities of a Wassenaar Related Controls: (1) Military aircraft and Arrangement Participating State; and related articles that are enumerated in USML Category VIII, and technical data c. Do not incorporate weapons enumerated or (including software) directly related otherwise described on the U.S. Munitions List, thereto, are subject to the ITAR. (2) See unless inoperable and incapable of being ECCN 0A919 for controls on foreign-made returned to operation. “military commodities” that incorporate more than a de minimis amount of U.S.- b. L-100 aircraft manufactured prior to 2013. origin “600 series” controlled content. (3) See USML Category XIX and ECCN c. - d. [Reserved] 9A619 for controls on military aircraft gas turbine engines and related items. e. Mobile aircraft arresting and engagement Related Definitions: In paragraph .y of this runway systems for aircraft controlled by either entry, the term ‘fluid’ includes liquids and USML Category VIII(a) or ECCN 9A610.a. gases. Items: f. Pressure refueling equipment and equipment

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 18 that facilitates operations in confined areas, Note to paragraph .u: Apparatus and devices “specially designed” for aircraft controlled by “specially designed” for the handling, control, either USML paragraph VIII(a) or ECCN activation and non-ship-based launching of UAVs 9A610.a. controlled by either USML paragraph VIII(a) or ECCN 9A610.a with a maximum range less than g. life support equipment, aircrew safety 300 km are controlled in paragraph .x of this equipment and other devices for emergency entry. escape from aircraft controlled by either USML paragraph VIII(a) or ECCN 9A610.a. v. Radar designed or modified for use in UAVs controlled by either USML paragraph h. Parachutes, paragliders, complete VIII(a) or ECCN 9A610.a, and capable of canopies, harnesses, platforms, electronic release delivering at least 500 kilograms payload to a mechanisms, “specially designed” for use with range of at least 300 km. aircraft controlled by either USML paragraph VIII(a) or ECCN 9A610.a, and “equipment” Note to paragraph .v: Radar altimeters “specially designed” for military high altitude designed or modified for use in UAVs controlled parachutists, such as suits, special helmets, by either USML paragraph VIII(a) or ECCN breathing systems, and navigation equipment. 9A610.a that are not capable of delivering at least 500 kilograms payload to a range of at least 300 i. Controlled opening equipment or automatic km are controlled in paragraph .x of this entry. piloting systems, designed for parachuted loads. w.1. Pneumatic hydraulic, mechanical, electro- j. Ground effect machines (GEMS), including optical, or electromechanical flight control surface effect machines and air cushion vehicles, systems (including fly-by-wire and fly-by-light “specially designed” for use by a military. systems) and attitude control equipment designed or modified for UAVs controlled by either USML k. through s. [Reserved] paragraph VIII(a) or ECCN 9A610.a, and capable of delivering at least 500 kilograms payload to a t. Composite structures, laminates, and range of at least 300 km. manufactures thereof “specially designed” for unmanned aerial vehicles controlled under USML Note to paragraph .w.1: Pneumatic, Category VIII(a) with a range equal to or greater hydraulic, mechanical, electro-optical, or than 300 km. electromechanical flight control systems (including fly-by-wire and fly-by-light systems) Note to paragraph .t: Composite structures, and attitude control equipment designed or laminates, and manufactures thereof “specially modified for UAVs controlled by either USML designed” for unmanned aerial vehicles paragraph VIII(a) or ECCN 9A610.a, not capable controlled under USML Category VIII(a) with a of delivering at least 500 kilograms payload to a maximum range less than 300 km are controlled range of at least 300 km are controlled in in paragraph .x of this entry. paragraph .x of this entry. u. Apparatus and devices “specially designed” for w.2. Flight control servo valves designed or the handling, control, activation and non-ship- modified for the systems in 9A610.w.1 and based launching of UAVs controlled by either designed or modified to operate in a vibration USML paragraph VIII(a) or ECCN 9A610.a, and environment greater than 10g rms over the entire capable of a range equal to or greater than 300 km. range between 20Hz and 2 kHz.

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Note to paragraph .w: Paragraphs a commodity subject to control in this entry or 9A610.w.1. and 9A610.w.2. include the systems, defense article in USML Category VIII), and equipment and valves designed or modified to fittings, couplings, clamps (for a commodity enable operation of manned aircraft as subject to control in this entry or defense article unmanned aerial vehicles. in USML Category VIII) and brackets therefor;

y.11. Lavatories; x. “Parts,” “components,” “accessories,” and “attachments” that are “specially designed” for a y.12. Life rafts; commodity enumerated or otherwise described in ECCN 9A610 (except for 9A610.y) or a defense y.13. Magnetic , magnetic azimuth article enumerated or otherwise described in detector; USML Category VIII and not elsewhere specified on the USML or in 9A610.y, 9A619.y, or y.14. Medical litter provisions; 3A611.y. y.15. or cabin mirrors; y. Specific “parts,” “components,” “accessories,” and “attachments” “specially designed” for a y.16. Passenger seats including palletized seats; commodity subject to control in this entry, ECCN 9A619, or for a defense article in USML y.17. Potable water storage systems; Categories VIII or XIX and not elsewhere specified in the USML or the CCL, and other y.18. Public address (PA) systems; aircraft commodities “specially designed” for a y.19. Steel brake wear pads (does not include military use, as follows, and “parts,” sintered mix or carbon/carbon materials); “components,” “accessories,” and “attachments” “specially designed” therefor: y.20. Underwater locator beacons; y.1. Aircraft tires; y.21. Urine collection bags/pads/cups/pumps; y.2. Analog gauges and indicators; y.22. Windshield washer and wiper systems; y.3. Audio selector panels; y.23. Filtered and unfiltered panel knobs, indicators, switches, buttons, and dials; y.4. Check valves for hydraulic and pneumatic systems; y.24. Lead-acid and Nickel-Cadmium batteries; y.5. Crew rest equipment; y.25. Propellers, propeller systems, and propeller blades used with reciprocating y.6. Ejection seat mounted survival aids; engines; y.7. Energy dissipating pads for cargo (for pads y.26. Fire extinguishers; made from paper or cardboard); y.27. Flame and smoke/CO detectors; y.8. Fluid filters and filter assemblies; 2 y.28. Map cases; y.9. Galleys; y.29. ‘Military Aircraft’ that were first y.10. Fluid hoses, straight and unbent lines (for

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 20

manufactured from 1946 to 1955 that do not GBS: N/A incorporate defense articles enumerated or otherwise described on the U.S. Munitions List, unless the items are required to meet safety or Special Conditions for STA airworthiness standards of a Wassenaar Arrangement Participating State; and do not STA: Paragraph (c)(2) of License incorporate weapons enumerated or otherwise Exception STA (§ 740.20(c)(2) of described on the U.S. Munitions List, unless the EAR) may not be used for any inoperable and incapable of being returned to item in ECCN 9A619. operation; List of Items Controlled y.30. “Parts,” “components,” “accessories,” and “attachments,” other than electronic items or Related Controls: (1) Military gas turbine navigation equipment, for use in or with a engines and related articles that are commodity controlled by ECCN 9A610.h; enumerated or otherwise described in USML Category XIX, and technical data y.31. Identification plates and nameplates; and (including software) directly related thereto, are subject to the jurisdiction of the y.32. Fluid manifolds. International Traffic in Arms Regulations (ITAR). (2) Gas turbine engines designated 501-D22 are controlled in 9A619 Military gas turbine engines and ECCN 9A991.d regardless of the aircraft related commodities (see List of Items type into which they will be installed. (3) Controlled). See ECCN 0A919 for foreign-made “military commodities” that incorporate License Requirements more than a de minimis amount of U.S.- origin “600 series” controlled content. (4) Reason for Control: NS, RS, AT, UN “Parts,” “components,” “accessories,” and “attachments” specified in USML Country Chart (See Category XIX(f) are subject to the controls Control(s) Supp. No. 1 to part of that paragraph. (5) “Parts,” 738) “components,” “accessories,” and NS applies to entire entry NS Column 1 “attachments” specified in ECCN 9A619.y except 9A619.y are subject to the controls of that paragraph. RS applies to entire entry RS Column 1 Related Definitions: In paragraph .y of this except 9A619.y entry, the term ‘fluid’ includes liquids and RS applies to 9A619.y. China, Russia or gases. Venezuela (see Items: § 742.6(a)(7)). AT applies to entire entry AT Column 1 a. “Military Gas Turbine Engines” “specially UN applies to entire entry See § 746.1(b) for designed” for a military use that are not except 9A619.y UN controls controlled in USML Category XIX(a), (b), (c), or (d). List Based License Exceptions (See Part 740 for a description of all license exceptions) Note: For purposes of ECCN 9A619.a, the term “military gas turbine engines” means gas LVS: $1,500 turbine engines “specially designed” for “end

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 21 items” enumerated in USML Categories VI, VII paragraph. “Parts,” “components,” or VIII or on the CCL under ECCNs 0A606, “accessories,” and “attachments” specified in 8A609 or 9A610. ECCN 3A611.y, 9A610.y or 9A619.y are subject to the controls of that paragraph. b. Digital engine controls (e.g., Full Authority Digital Engine Controls (FADEC) and Digital y. Specific “parts,” “components,” “accessories,” Electronic Engine Controls (DEEC)) “specially and “attachments” “specially designed” for a designed” for gas turbine engines controlled in commodity subject to control in this entry, ECCN this ECCN 9A619. 9A610, or for a defense article in USML Category VIII or Category XIX and not c. If “specially designed” for gas turbine elsewhere specified on the USML or in the CCL, engines controlled in 9A619.a, hot section and other commodities, as follows, and “parts,” components (i.e., combustion chambers and “components,” “accessories,” and “attachments” liners; high pressure turbine blades, vanes, disks “specially designed” therefor: and related cooled structure; cooled low pressure turbine blades, vanes, disks and related cooled y.1. Oil tank and reservoirs; structure; cooled augmenters; and cooled nozzles); y.2. Oil lines and tubes; d. If “specially designed” for gas turbine y.3. Fluid hoses, and lines (for a commodity engines controlled in 9A619.a, uncooled turbine subject to control in this entry or a defense blades, vanes, disks, and tip shrouds; article in USML Category XIX), fittings, couplings, and brackets therefor; e. If “specially designed” for gas turbine engines controlled in 9A619.a, combustor cowls, y.4. Fluid filters and filter assemblies; diffusers, domes, and shells; y.5. Clamps (for a commodity subject to control f. Engine monitoring systems (i.e., those that in this entry or a defense article in USML conduct prognostics, diagnostics, and monitor Category XIX); health) “specially designed” for gas turbine engines and components controlled in this ECCN y.6. Shims; 9A619. y.7. Identification plates and nameplates; g. through w. [RESERVED] y.8. Fluid manifolds; and x. Parts,” “components,” “accessories,” and “attachments” that are “specially designed” for a y.9. Check valves for fluid systems. commodity controlled by this ECCN 9A619

(other than ECCN 9A619.c) or for a defense 9A620 Cryogenic and “superconductive” article enumerated in USML Category XIX and equipment, as follows (see list of items not specified elsewhere on the USML or in controlled). ECCN 3A611.y, 9A610.y or 9A619.y.

License Requirements Note to paragraph .x: “Parts,”

“components,” “accessories,” and Reason for Control: NS, RS, AT, UN “attachments” specified in USML subcategory

XIX(f) are subject to the controls of that Control(s) Country Chart

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(See Supp. No. 1 ground, marine, airborne, or space applications, to part 738) and capable of operating while in motion. NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1 c. through w. [Reserved]. AT applies to entire entry AT Column 1 UN applies to entire entry See §746.1(b) for x. “Parts,” “components,” “accessories” and UN controls “attachments” that are “specially designed” for a commodity controlled by ECCN 9A620. List Based License Exceptions (see Part 740 for a description of all license exceptions) Note to 9A620.b: Forgings, castings, and other unfinished products, such as extrusions and LVS: $1500. machined bodies, that have reached a stage in GBS: N/A manufacture where they are clearly identifiable by mechanical properties, material composition, Special Conditions for STA geometry, or function as commodities controlled by ECCN 9A620.x are controlled by ECCN STA: Paragraph (c)(2) of License 9A620.x. Exception STA (§740.20(c)(2) of the EAR) may not be used for any item in 9A620. 9A980 Nonmilitary mobile crime science laboratories; and parts and “accessories,” List of Items Controlled n.e.s.

Related Controls: Electronic items that are Heading Note: In order for a vehicle to be enumerated in USML Category XI or other classified as a nonmilitary mobile crime scene USML categories, and technical data laboratory under ECCN 9A980, the vehicle must (including software) directly related contain one or more analytical or laboratory thereto, are subject to the ITAR. items controlled for Crime Control (CC) reasons Related Definitions: N/A on the CCL, such as ECCNs 3A980 and 3A981. Items: License Requirements a. Equipment “specially designed” to be installed in a vehicle for military ground, marine, airborne, Reason for Control: CC or space applications, and capable of operating while in motion and of producing or maintaining Country Chart temperatures below 103 K (−170 °C). Control(s) (See Supp. No. 1 to part 738). Note to 9A620.a: ECCN 9A620.a includes CC applies to entire entry CC Column 1 mobile systems incorporating or employing “accessories” or “components” manufactured List Based License Exceptions (See Part 740 for from non-metallic or non-electrical conductive a description of all license exceptions) materials such as plastics or epoxy-impregnated materials. LVS: N/A GBS: N/A b. “Superconductive” electrical equipment (rotating machinery and transformers) “specially List of Items Controlled designed” to be installed in a vehicle for military

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Related Controls: N/A Related Definitions: N/A c. On-Highway tractors, with single or tandem Items: rear axles rated for 9 mt per axel (20,000 lbs.) or greater and “specially designed” major The list of items controlled is contained in the “components”. ECCN heading.

9A991 “Aircraft”, n.e.s., and gas turbine 9A990 Diesel engines, n.e.s., and tractors and engines not controlled by 9A001 or 9A101 and “specially designed” “parts” and “parts” and “components,” n.e.s. (see List of “components” therefor, n.e.s. (see List of Items Items Controlled). Controlled). License Requirements License Requirements Reason for Control: AT, UN Reason for Control: AT Country Chart Country Control(s) (See Supp. No. 1 Chart to part 738) Control(s) (See Supp. AT applies to entire entry AT Column 1 No. 1 to part UN applies to 9A991.a. See § 746.1(b) 738) for UN controls. AT applies to entire entry AT Column 1 except 9A990.a. List Based License Exceptions (See Part 740 for AT applies to 9A990.a only. AT Column 2 a description of all license exceptions)

List Based License Exceptions (See Part 740 for LVS: N/A a description of all license exceptions) GBS: N/A

LVS: N/A List of Items Controlled GBS: N/A Related Controls: N/A List of Items Controlled Related Definitions: N/A Items: Related Controls: N/A Related Definitions: N/A a. Military aircraft, demilitarized (not specifically Items: equipped or modified for military operation), as follows: a. Diesel engines, n.e.s., for trucks, tractors, and automotive applications of continuous brake a.1 Cargo aircraft bearing “C” designations horsepower of 400 BHP (298 kW) or greater and numbered C-45 through C-118 inclusive, C- (performance based on SAE J1349 standard 121 through C-125 inclusive, and C-131, using conditions of 100 Kpa and 25) reciprocating engines only. b. Off highway wheel tractors of carriage a.2 Trainer aircraft bearing “T” designations capacity 9 mt (20,000 lbs) or more; and major and using reciprocating engines or turboprop “components” and “accessories,” n.e.s. engines with less than 600 horsepower (s.h.p.).

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a.3 Utility aircraft bearing “U” designations LVS: N/A and using reciprocating engines only. GBS: N/A

a.4 All liaison aircraft bearing an “L” List of Items Controlled designation. Related Controls: N/A a.5 All observation aircraft bearing “O” Related Definitions: N/A designations and using reciprocating engines. Items: b. Aircraft n.e.s.; The list of items controlled is contained in the ECCN heading. c. Aero gas turbine engines, and “parts” and “components” “specially designed” therefor. B. TEST, INSPECTION AND Note: 9A991.c does not control aero gas “PRODUCTION EQUIPMENT” turbine engines that are destined for use in civil “aircraft” and that have been in use in bona fide civil “aircraft” for more than eight years. If 9B001 Manufacturing equipment, tooling or they have been in use in bona fide civil “aircraft” fixtures, as follows (See List of Items for more than eight years, such engines are Controlled). controlled under 9A991.d. License Requirements d. “Parts” and “components,” “specially designed” for “aircraft,” n.e.s. Reason for Control: NS, MT, AT e. Pressurized aircraft breathing equipment, Country n.e.s.; and “parts” and “components” “specially Chart designed” therefor, n.e.s. Control(s) (See Supp. No.1 to part 738) 9A992 Complete canopies, harnesses, and NS applies to NS Column 1 platforms and electronic release mechanisms entire entry therefor, except such types as are in normal MT applies to MT Column sporting use. equipment for 1 engines controlled License Requirements under 9A001 for MT reasons and Reason for Control: AT for engines controlled under Country Chart 9A101 Control(s) (See Supp. No.1 AT applies to AT Column to part 738) entire entry 1 AT applies to entire entry AT Column 1 Reporting Requirements List Based License Exceptions (See Part 740 for a description of all license exceptions) See § 743.1 of the EAR for reporting

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requirements for exports under License blades, vanes or “tip shrouds”. Exceptions, and Validated End-User authorizations. 9B002 On-line (real time) control systems, List Based License Exceptions (See Part 740 for instrumentation (including sensors) or a description of all license exceptions) automated data acquisition and processing equipment, having all of the following (see List LVS: $5000, except N/A for MT of Items Controlled). GBS: Yes, except N/A for MT License Requirements Special Conditions for STA Reason for Control: NS, MT, AT STA: License Exception STA may not be used to ship commodities in 9B001 Country Chart to any of the destinations listed in Control(s) (See Supp. No. 1 Country Group A:6 (See Supplement to part 738) No.1 to part 740 of the EAR). NS applies to entire entry NS Column 1 MT applies to equipment MT Column 1 List of Items Controlled for engines controlled under 9A001 for MT Related Controls: For “specially designed” reasons and for engines production equipment of systems, sub- controlled under 9A101 systems, “parts” and “components” AT applies to entire entry AT Column 1 controlled by 9A005 to 9A009, 9A011, 9A101, 9A105 to 9A109, 9A111, and List Based License Exceptions (See Part 740 for 9A116 to 9A119 usable in “missiles” see a description of all license exceptions) 9B115. See also 9B991. Related Definitions: N/A LVS: $3000, except N/A for MT Items: GBS: Yes, except N/A for MT a. Directional solidification or single crystal List of Items Controlled casting equipment designed for “superalloys”; Related Controls: N/A b. Casting tooling, “specially designed” for Related Definitions: N/A manufacturing gas turbine engine blades, vanes Items: or “tip shrouds”, manufactured from refractory metals or ceramics, as follows: a. “Specially designed” for the “development” of gas turbine engines, assemblies, “parts” or b.1. Cores; “components”; and

b.2. Shells (moulds); b. Incorporating any of the “technologies” controlled by 9E003.h or 9E003.i. b.3. Combined core and shell (mould) units; c. Directional-solidification or single-crystal 9B003 Equipment “specially designed” for additive-manufacturing equipment, “specially the “production” or test of gas turbine brush designed” for manufacturing gas turbine engine seals designed to operate at tip speeds

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 26 exceeding 335 m/s, and temperatures in excess 1 to part of 773 K (500C), and “specially designed” 738) “components” or “accessories” therefor. NS applies to entire entry NS Column 1 MT applies to equipment MT Column 1 License Requirements for engines controlled under 9A001 for MT Reason for Control: NS, MT, AT reasons and for engines controlled under 9A101 Country Chart AT applies to entire entry AT Column 1 Control(s) (See Supp. No. 1 to part 738) List Based License Exceptions (See Part 740 for NS applies to entire entry NS Column 1 a description of all license exceptions) MT applies to equipment MT Column 1 for engines controlled LVS: $3000, except N/A for MT under 9A001 for MT GBS: Yes, except N/A for MT reasons and for engines controlled under 9A101 List of Items Controlled AT applies to entire entry AT Column 1 Related Controls: N/A List Based License Exceptions (See Part 740 for Related Definitions: N/A a description of all license exceptions) Items:

LVS: $5000, except N/A for MT The list of items controlled is contained in the GBS: Yes, except N/A for MT ECCN heading.

List of Items Controlled 9B005 On-line (real time) control systems, Related Controls: See also 9B115 instrumentation (including sensors) or Related Definitions: N/A automated data acquisition and processing Items: equipment, “specially designed” for use with any of the following (see List of Items The list of items controlled is contained in the Controlled). ECCN heading. License Requirements

9B004 Tools, dies or fixtures, for the solid state Reason for Control: NS, AT joining of “superalloy”, titanium or intermetallic airfoil-to-disk combinations Country Chart described in 9E003.a.3 or 9E003.a.6 for gas Control(s) (See Supp. No. 1 turbines. to part 738) NS applies to entire entry NS Column 1 License Requirements AT applies to entire entry AT Column 1

Reason for Control: NS, MT, AT List Based License Exceptions (See Part 740 for a description of all license exceptions) Country Chart Control(s) (See Supp. No. LVS: N/A

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GBS: N/A AT applies to entire entry AT Column 1

List of Items Controlled List Based License Exceptions (See Part 740 for a description of all license exceptions) Related Controls: See also 9B105 Related Definitions: N/A LVS: $3000 Items: GBS: Yes a. Wind tunnels designed for speeds of Mach List of Items Controlled 1.2 or more; Related Controls: See also 9B106. Note that Note: 9B005.a does not control wind tunnels some items in 9B006 may also be “specially designed” for educational purposes controlled under 9B106. and having a ‘test section size’ (measured Related Definitions: N/A laterally) of less than 250 mm. Items:

Technical Note: ‘Test section size’ in The list of items controlled is contained in the 9B005.a means the diameter of the circle, or the ECCN heading. side of the square, or the longest side of the rectangle, at the largest test section location. 9B007 Equipment “specially designed” for b. Devices for simulating flow-environments at inspecting the integrity of rocket motors and speeds exceeding Mach 5, including hot-shot using Non-Destructive Test (NDT) techniques tunnels, plasma arc tunnels, shock tubes, shock other than planar x-ray or basic physical or tunnels, gas tunnels and light gas guns; or chemical analysis. c. Wind tunnels or devices, other than License Requirements two-dimensional sections, capable of simulating Reynolds number flows exceeding 25 x 106. Reason for Control: NS, MT, AT

Country Chart 9B006 Acoustic vibration test equipment Control(s) (See Supp. No. 1 capable of producing sound pressure levels of to part 738) 160 Db or more (referenced to 20 µPa) with a NS applies to entire NS Column 1 rated output of 4 kW or more at a test cell entry temperature exceeding 1,273 K (1,000C), and MT applies to entire MT Column 1 “specially designed” quartz heaters therefor. entry AT applies to entire AT Column 1 License Requirements entry

Reason for Control: NS, AT List Based License Exceptions (See Part 740 for a description of all license exceptions) Country Chart (See Supp. No. Control(s) LVS: N/A 1 to part GBS: N/A 738) NS applies to entire entry NS Column 2 List of Items Controlled

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Related Controls: N/A Country Chart Related Definitions: N/A Control(s) (See Supp. No. 1 Items: to part 738) NS applies to entire entry NS Column 2 The list of items controlled is contained in the AT applies to entire entry AT Column 1 ECCN heading. List Based License Exceptions (See Part 740 for a description of all license exceptions) 9B008 Direct measurement wall skin friction transducers “specially designed” to operate at LVS: $5000 a test flow total (stagnation) temperature GBS: N/A exceeding 833 K (560ºC). List of Items Controlled Reason for Control: NS, AT Related Controls: See 9B002. Country Chart Related Definitions: N/A Control(s) (See Supp. No. 1 Items: to part 738) NS applies to entire entry NS Column 2 a. Designed to operate at stress levels of 60% of AT applies to entire entry AT Column 1 Ultimate Tensile Strength (UTS) or more measured at a temperature of 873 K (600ºC); and List Based License Exceptions (See Part 740 for a description of all license exceptions) b. Designed to operate at a temperature of 873 K (600ºC) or more. LVS: $5000 GBS: N/A Note: 9B009 does not specify tooling for the production of powder. List of Items Controlled

Related Controls: N/A 9B010 Equipment “specially designed” for the Related Definitions: N/A production of items specified by 9A012. Items: License Requirements The list of items controlled is contained in the ECCN heading. Reason for Control: NS, AT

Country Chart 9B009 Tooling “specially designed” for Control(s) (See Supp. No. 1 producing gas turbine engine powder to part 738) metallurgy rotor “parts” or “components” NS applies to entire entry NS Column 1 having all of the following (see List of Items AT applies to entire entry AT Column 1 Controlled). List Based License Exceptions (See Part 740 for License Requirements a description of all license exceptions)

Reason for Control: NS, AT LVS: N/A

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GBS: N/A The list of items controlled is contained in the List of Items Controlled ECCN heading.

Related Controls: N/A Related Definitions: N/A 9B105 ‘Aerodynamic test facilities’ for Items: speeds of Mach 0.9 or more, usable for rockets, missiles, or unmanned aerial vehicles capable The list of items controlled is contained in the of achieving a “range” equal to or greater than ECCN heading. 300 km and their subsystems.

License Requirements 9B104 ‘Aerothermodynamic test facilities’, usable for rockets, missiles, or unmanned Reason for Control: MT, AT aerial vehicles capable of achieving a “range” equal to or greater than 300 km and their Country Chart subsystems, and having an electrical power Control(s) (See Supp. No. 1 supply equal to or greater than 5 MW or a gas to part 738) supply total pressure equal to or greater than MT applies to entire entry MT Column 1 3 MPa. AT applies to entire entry AT Column 1

License requirements List Based License Exceptions (See Part 740 for a description of all license exceptions) Reasons for Control: MT, AT LVS: N/A Country Chart GBS: N/A Control(s) (See Supp. No. 1 to part 738) List of Items Controlled MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 Related Controls: See also 9B005 Related Definitions: N/A List Based License Exceptions (See Part 740 for Items: a description of all license exceptions) The list of items controlled is contained in the LVS: N/A ECCN heading. GBS: N/A Note: 9B105 does not control wind tunnels for List of Items Controlled speeds of Mach 3 or less with the dimension of the ‘test cross section size’ equal to or less than Related Controls: See ECCNs 9D101, 9E001 250 mm. and 9E002. Related Definitions:‘Aerothermodynamic Technical Notes: test facilities’ include plasma arc jet facilities and plasma wind tunnels for the 1. ‘Aerodynamic test facilities’ includes wind study of thermal and mechanical effects of tunnels and shock tunnels for the study of airflow airflow on objects. over objects. Items:

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2. ‘Test cross section size’ means the a.1.b. Temperature range from below - diameter of the circle, or the side of the square, 50 C to above 125 C; and or the longest side of the rectangle, or the major axis of the ellipse at the largest ‘test cross a.2. Incorporating, or designed or modified section’ location. ‘Test cross section’ is the to incorporate, a shaker unit or other vibration test section perpendicular to the flow direction. equipment to produce vibration environments equal to or greater than 10 g rms, measured ‘bare table,’ between 20 Hz and 2 kHz while imparting 9B106 Environmental chambers usable for forces equal to or greater than 5 kN; rockets, missiles, or unmanned aerial vehicles capable of achieving a “range” equal to or Technical Notes: greater than 300 km and their subsystems, as follows (see List of Items Controlled). 1. Item 9B106.a.2 describes systems that are capable of generating a vibration License Requirements environment with a single wave (e.g., a sine wave) and systems capable of generating a broad Reason for Control: MT, AT band random vibration (i.e., power spectrum).

Country Chart 2. The term ‘bare table’ means a flat table, Control(s) (See Supp. No. or surface, with no fixture or fittings. 1 to part 738) MT applies to entire entry MT Column 1 3. In Item 9B106.a.2, designed or modified AT applies to entire entry AT Column 1 means the environmental chamber provides appropriate interfaces (e.g., sealing devices) to List Based License Exceptions (See Part 740 for incorporate a shaker unit or other vibration test a description of all license exceptions) equipment as specified in this Item.

LVS: N/A b. Environmental chambers capable of GBS: N/A simulating all of the following flight conditions:

List of Items Controlled b.1. Acoustic environments at an overall sound pressure level of 140 dB or greater (referenced to Related Controls: N/A 2 x 10-5 N/m²) or with a total rated acoustic power Related Definitions: N/A output of 4kW or greater; and Items: b.2. Any of the following: a. Environmental chambers having all of the following characteristics: b.2.a. Altitude equal to or greater than 15,000 m; or

a.1. Capable of simulating any of the b.2.b. Temperature range of at least -50 C following flight conditions: to +125 C.

a.1.a. Altitude equal to or greater than 15,000 m; or 9B115 “Specially designed” “production equipment” for systems, sub-systems, and “components” controlled by ECCN 9A101 or

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 31 by USML Category IV(d)(2), (d)(3), (d)(4), or 9B116 “Specially designed” “production (h)(17). facilities” for the systems, sub-systems, “parts” and “components” controlled ECCN License Requirements 9A012 (applies to MT-controlled items only) or 9A101 or by USML Category IV(d)(2), Reason for Control: MT, AT (d)(3), (d)(4), or (h)(17).

Country Chart License Requirements (See Supp. No. Control(s) 1 to part Reason for Control: MT, AT 738) MT applies to entire entry MT Column 1 Country Chart AT applies to entire entry AT Column 1 Control(s) (See Supp. No. 1 to part 738) List Based License Exceptions (See Part 740 for MT applies to entire entry MT Column 1 a description of all license exceptions) AT applies to entire entry AT Column 1

LVS: N/A List Based License Exceptions (See Part 740 for GBS: N/A a description of all license exceptions)

List of Items Controlled LVS: N/A GBS: N/A Related Controls: (1) Although items described in USML Category IV(d)(2), List of Items Controlled (d)(3), (d)(4) or h(17) are “subject to the ITAR” (see 22 CFR parts 120 through Related Controls: (1) Although items 130), the production “equipment” described in USML Category IV(d)(2), controlled in this entry that is related to (d)(3), (d)(4), or (h)(17) are “subject to the these items is subject to the export ITAR” (see 22 CFR parts 120 through licensing authority of BIS. (2) “Specially 130), the “production facilitiest” controlled designed” production “equipment” for in this entry that are related to these items systems, sub-systems, and “components” are subject to the export licensing authority described in USML Category IV(d)(1), of BIS. (2) “Specially designed” (d)(7), (h)(1), (h)(4), (h)(6), (h)(7), (h)(8), “production facilities” for systems, sub- (h)(9), (h)(11), (h)(20), (h)(21), (h)(26), or systems, and “components” described in (h)(28) are controlled by ECCN 9B604. (3) USML Category IV(d)(1), (d)(7), (h)(1), See ECCN 0A919 for foreign-made (h)(4), (h)(6), (h)(7), (h)(8), (h)(9), (h)(11), “military commodities” that incorporate (h)(20), (h)(21), (h)(26), or (h)(28) are more than a de minimis amount of US- controlled by ECCN 9B604. (3) See ECCN origin “600 series” controlled content. 0A919 for foreign-made “military Related Definitions: NA. commodities” that incorporate more than a Items: de minimis amount of US-origin “600 series” controlled content. The list of items controlled is contained in the Related Definitions: NA ECCN heading. Items:

The list of items controlled is contained in the

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ECCN heading. Country Chart Control(s) (See Supp. 9B117 Test benches and test stands for solid No. 1 to part or liquid propellant rockets, motors or rocket 738) engines, having either of the following NS applies to entire entry NS Column 1 characteristics (see List of Items Controlled). MT applies to equipment in MT Column 9B515.a for the 1 License Requirements “development” or “production” of commodities Reason for Control: MT, AT in USML Category XV(e)(12) and XV(e)(19) that are MT Country Chart controlled. Control(s) (See Supp. No. 1 RS applies to entire entry RS Column 1 to part 738) AT applies to entire entry AT Column MT applies to entire entry MT Column 1 1 AT applies to entire entry AT Column 1 List Based License Exceptions (See Part 740 for List Based License Exceptions (See Part 740 for a description of all license exceptions) a description of all license exceptions) LVS: $1500; $5000 for 9B515.b LVS: N/A GBS: N/A GBS: N/A Special Conditions for STA List of Items Controlled STA: Paragraph (c)(2) of License Related Controls: See also 9B990 Exception STA (§ 740.20(c)(2) of Related Definitions: N/A the EAR) may not be used for any Items: item in 9B515. a. The capacity to handle solid or liquid List of Items Controlled propellant rocket motors or rocket engines having a thrust greater than 68 kN; or Related Controls: N/A Related Definitions: N/A b. Capable of simultaneously measuring the Items: three axial thrust components. a. Test, inspection, and production “equipment” “specially designed” for the 9B515 Test, inspection, and production “production” or “development” of commodities “equipment” “specially designed” for enumerated in ECCNs 9A004.u, 9A515.a, or “spacecraft” and related commodities, as USML Category XV(a) or XV(e). follows (see List of Items Controlled). Note: ECCN 9B515.a includes License Requirements equipment, cells, and stands “specially designed” for the analysis or isolation of faults in Reason for Control: NS, RS, AT commodities enumerated in ECCNs 9A004.u or 9A515.a, or USML Category XV(a) or XV(e).

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STA (§ 740.20(c)(2) of the EAR) may b. Environmental test chambers capable of not be used for any item in this ECCN pressures below (10-4) Torr, and “specially 9B604. designed” for commodities enumerated in 9A515.a or USML Category XV(a). List of Items Controlled

Related Controls: (1) “Production 9B604 Test, inspection, and production facilities” for the “production” or “equipment” and related commodities “development” of commodities “specially designed” for the “development,” enumerated or otherwise described in “production,” repair, overhaul, or ECCN 9A012 or 9A101 or in USML refurbishing of commodities in ECCN 9A604 Category IV(d)(2), (d)(3), (d)(4), or (h)(17) or related defense articles in USML Category are controlled by ECCN 9B116. (2) Test, IV (see List of Items Controlled). inspection, and other production “equipment” “specially designed” for the License Requirements “production” or “development” of commodities enumerated or otherwise Reason for Control: NS, RS, MT, AT, UN described in ECCN 9A101 or in USML Category IV(d)(2), (d)(3), (d)(4), or (h)(17) Country Chart are controlled by ECCN 9B115. (3) See Control(s) (See Supp. No. ECCN 0A919 for foreign-made “military 1 to part 738) commodities” that incorporate more than a NS applies to entire entry NS Column 1 de minimis amount of US-origin “600 RS applies to entire entry RS Column 1 series” controlled content. MT applies to 9B604.a and .b MT Column 1 Related Definitions: N/A and to 9B604.d “specially Items: designed” “production facilities” or production a. “Production facilities” “specially designed” “equipment” for defense articles for items that are controlled by USML identified as MTCR Annex Category IV(a)(1) or (a)(2). items in USML Category IV(d)(1), (h)(1), (h)(4), (h)(6), b. Test, calibration, and alignment equipment (h)(7), (h)(8), (h)(9), (h)(11), “specially designed” for items that are controlled (h)(20), (h)(21), or (h)(26). by USML Category IV(h)(28). AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) c. Test, inspection, and other production for UN controls “equipment” that is “specially designed” for the “development,” “production,” repair, overhaul, List Based License Exceptions (See Part 740 for or refurbishing of commodities described in a description of all license exceptions) ECCN 9A604, or defense articles controlled under USML Category IV, and not specified in LVS: $1,500 ECCN 0B604.a or in ECCN 9B604.a, .b, or .d. GBS: N/A d. “Specially designed” “production facilities” Special Conditions for STA or production “equipment” for systems, sub- systems, and “components” controlled by USML STA: Paragraph (c)(2) of License Exception Category IV(d)(1), (d)(7), (h)(1), (h)(4), (h)(6),

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(h)(7), (h)(8), (h)(9), (h)(11), (h)(20), (h)(21), List of Items Controlled (h)(26), or (h)(28). Related Controls: USML Category e. through w. [Reserved] VIII(h)(1) controls “parts,” “components,” “accessories,” and “attachments” x. “Parts,” “components,” “accessories,” and “specially designed” for the aircraft “attachments” that are “specially designed” for a enumerated or otherwise described in commodity subject to control in paragraph .a or Category VIII(h)(1), but does not control .b of this ECCN. the commodities enumerated or otherwise described in ECCN 9B610. USML Category VIII(h)(2)-(28) controls other 9B610 Test, inspection, and production aircraft “parts,” “components,” “equipment” and related commodities “accessories,” “attachments,” and “specially designed” for the “development” or “systems.” “production” of commodities enumerated or Related Definitions: N/A otherwise described in ECCN 9A610 or USML Items: Category VIII (see List of Items Controlled). a. Test, inspection, and production “equipment” License Requirements “specially designed” for the “production,” “development,” operation, installation, Reason for Control: NS, RS, MT, AT, UN maintenance, repair, overhaul, or refurbishing of commodities enumerated or otherwise described in ECCN 9A610 (except 9A610.y) or USML Country Chart (See Category VIII, and “parts,” “components,” Control(s) Supp. No. 1 to part “accessories,” and “attachments” “specially 738) designed” therefor.” NS applies to entire entry NS Column 1 except 9B610.c. b. Environmental test facilities “specially RS applies to entire entry RS Column 1 designed” for the certification, qualification, or MT applies to 9B610.c. MT Column 1 testing of commodities enumerated or otherwise AT applies to entire entry AT Column 1 described in ECCN 9A610 (except for 9A610.y) See §746.1(b) for or USML Category VIII and “parts,” UN applies to entire entry UN controls “components,” “accessories,” and “attachments” “specially designed” therefor. List Based License Exceptions (See Part 740 for a description of all license exceptions) c. “Production facilities” designed or modified for UAVs or drones that are (i) controlled by LVS: $1500 either USML paragraph VIII(a) or ECCN GBS: N/A 9A610.a and (ii) capable of a range equal to or greater than 300 km. Special Conditions for STA

STA: Paragraph (c)(2) of License 9B619 Test, inspection, and production Exception STA (§ 740.20(c)(2) of the “equipment” and related commodities EAR) may not be used for any item “specially designed” for the “development” or in 9B610. “production” of commodities enumerated or otherwise described in ECCN 9A619 or USML

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Category XIX (see List of Items Controlled). Items:

License Requirements a. Test, inspection, and production “equipment” “specially designed” for the “production,” Reason for Control: NS, RS, AT, UN “development,” operation, installation, maintenance, repair, overhaul, or refurbishing of Country Chart commodities enumerated or otherwise described Control(s) (See Supp. No. in ECCN 9A619 (except for 9A619.y) or in 1 to part 738) USML Category XIX, and “parts,” NS applies to entire entry NS Column 1 “components,” “accessories,” and “attachments” except 9B619.y. “specially designed” therefor. RS applies to entire entry RS Column 1 except 9B619.y. b. Equipment, cells, or stands “specially RS applies to 9B619.y. China, Russia or designed” for testing, analysis and fault isolation Venezuela (see of engines, “systems,” “components,” “parts,” § 742.6(a)(7)). “accessories,” and “attachments” enumerated or AT applies to entire entry AT Column 1 otherwise described in ECCN 9A619 (except for UN applies to entire entry See § 746.1(b) 9A619.y) on the CCL or in Category XIX on the except 9B619.y. for UN controls USML.

List Based License Exceptions (See Part 740 c. through x. [Reserved] for a description of all license exceptions) y. Bearing pullers “specially designed” for the - LVS: $1,500 “production” or “development” of commodities GBS: N/A enumerated or otherwise described in ECCN 9A619 (except for 9A619.y) or USML Category Special Conditions for STA XIX and “parts,” “components,” “accessories,” and “attachments” “specially designed” therefor. STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any 9B620 Test, inspection, and production item in ECCN 9B619. commodities for cryogenic and “superconductive” equipment (see List of List of Items Controlled Items controlled).

Related Controls: USML Category License Requirements XIX(f)(1) controls “parts,” “components,” “accessories,” and “attachments” Reason for Control: NS, RS, AT, UN “specially designed” for the engines described in Category XIX(f)(1), but does Country Chart not control the commodities enumerated or Control(s) (See Supp. No. 1 to otherwise described in ECCN 9B619. part 738) USML Category XIX(f)(2)-(11) controls other engine “parts,” “components,” NS applies to entire entry NS Column 1 “accessories,” “attachments,” and RS applies to entire entry RS Column 1 “systems.” AT applies to entire entry AT Column 1 Related Definitions: N/A UN applies to entire entry See §746.1(b) for

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UN controls Related Controls: N/A List Based License Exceptions (see Part 740 for Related Definitions: N/A a description of all license exceptions) Items:

LVS: $1500. The list of items controlled is contained in the GBS: N/A ECCN heading.

Special Conditions for STA

STA: Paragraph (c)(2) of License 9B991 “Specially designed” “equipment,” Exception STA (§740.20(c)(2) of the tooling or fixtures, not controlled by 9B001, EAR) may not be used for any item for manufacturing or measuring gas turbine in 9B620. blades, vanes or tip shroud castings, as follows List of Items Controlled (see List of Items Controlled).

Related Controls: N/A License Requirements Related Definitions: N/A Items: Reason for Control: AT a. Test, inspection, and production end items and Country Chart equipment “specially designed” for the (See Supp. No. Control(s) “development,” “production,” repair, overhaul or 1 to part refurbishing of items controlled in ECCN 9A620. 738) AT applies to entire entry AT Column 1 b. [Reserved]

List Based License Exceptions (See Part 740 for

a description of all license exceptions) 9B990 Vibration test equipment and

“specially designed” “parts” and LVS: N/A “components,” n.e.s. GBS: N/A

License Requirements List of Items Controlled

Reason for Control: AT Related Controls: N/A

Related Definitions: N/A Country Chart Items: Control(s) (See Supp. No.1 to part 738) a. Automated equipment using non-mechanical AT applies to entire entry AT Column 1 methods for measuring airfoil wall thickness;

List Based License Exceptions (See Part 740 for b. Tooling, fixtures or measuring equipment for a description of all license exceptions) the “laser”, water jet or ECM/EDM hole drilling processes controlled by 9E003.c; LVS: N/A GBS: N/A c. Ceramic core leaching equipment;

List of Items Controlled d. Ceramic core manufacturing equipment or

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 37 tools; Items: e. Ceramic shell wax pattern preparation The list of items controlled is contained in the equipment; ECCN heading. f. Ceramic shell burn out or firing equipment. 9C610 Materials “specially designed” for commodities controlled by USML Category C. “MATERIALS” VIII or ECCN 9A610 and not elsewhere specified in the CCL or the USML (see List of Items Controlled). 9C110 Resin impregnated fiber prepregs and metal coated fiber preforms therefor, for License Requirements composite structures, laminates and manufactures specified in 9A110, made either Reason for Control: NS, RS, AT, UN with organic matrix or metal matrix utilizing fibrous or filamentary reinforcements having Country Chart a “specific tensile strength” greater than 7.62 Control(s) (See Supp. No. 1 x 104 m and a “specific modulus” greater than to part 738) 3.18 x 106 m. NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1 License Requirements AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) Reason for Control: MT, AT for UN controls

Country Chart List Based License Exceptions (See Part 740 Control(s) (See Supp. No. 1 for a description of all license exceptions) to part 738) MT applies to entire entry MT Column 1 LVS: $1500 AT applies to entire entry AT Column 1 GBS: N/A

List Based License Exceptions (See Part 740 for Special Conditions for STA a description of all license exceptions) STA: Paragraph (c)(2) of License LVS: N/A Exception STA (§ 740.20(c)(2) of GBS: N/A the EAR) may not be used for any item in 9C610. List of Items Controlled List of Items Controlled Related Controls: (1) See also 1C010 and 1C210.c. (2) The only resin Related Controls: USML subcategory XIII(f) impregnated fiber prepregs controlled by controls structural materials specifically entry 9C110 are those using resins with a designed, developed, configured, modified, glass transition temperature (Tg), after cure, or adapted for defense articles, such as exceeding 418 K (145 C) as determined by USML subcategory VIII(a) aircraft. See ASTM D4065 or national equivalents. ECCN 0A919 for foreign made “military Related Definitions: N/A commodities” that incorporate more than a

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de minimis amount of U.S.-origin “600 GBS: N/A series” controlled content. Related Definitions: N/A Special Conditions for STA Items: STA: Paragraph (c)(2) of License a. Materials not elsewhere specified in the Exception STA (§ 740.20(c)(2) of USML or the CCL and “specially designed” for the EAR) may not be used for any commodities enumerated or otherwise described item in ECCN 9C619. in USML Category VIII or ECCN 9A610 (except 9A610.y). List of Items Controlled

Note 1: Materials enumerated elsewhere in Related Controls: (1) See USML the CCL, such as in a CCL Category 1 ECCN, are subcategory XIII(f) for controls on controlled pursuant to controls of the applicable structural materials specifically designed, ECCN. developed, configured, modified, or adapted for defense articles, such as USML Note 2: Materials “specially designed” for Category XIX engines. (2) See ECCN both aircraft enumerated in USML Category VIII 0A919 for foreign made “military and aircraft enumerated in ECCN 9A610 are commodities” that incorporate more than a subject to the controls of this ECCN. de minimis amount of U.S.-origin “600 series” controlled content. b. [Reserved] Related Definitions: N/A Items:

9C619 Materials “specially designed” for a. Materials not controlled by paragraph .b of commodities controlled by USML Category this entry and not elsewhere specified in the CCL XIX or ECCN 9A619 and not elsewhere or on the USML, and “specially designed” for specified in the CCL or on the USML (see List commodities enumerated or otherwise described of Items Controlled). in USML Category XIX or ECCN 9A619 (except 9A619.y). License Requirements b. Materials “specially designed” for use in Reason for Control: NS, RS, AT, UN certain gas turbine engines, as follows:

Country Chart b.1. Powders “specially designed” for thermal Control(s) (See Supp. No. 1 or environmental barrier coating of defense to part 738) articles enumerated or described in USML NS applies to entire entry NS Column 1 Category XIX paragraphs (f)(1) – (f)(4) for RS applies to entire entry RS Column 1 engines listed in (f)(1); AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) b.2. Superalloys (i.e., nickel, cobalt or iron for UN controls based), used in directionally solidified or single crystal casting, “specially designed” for defense List Based License Exceptions (See Part 740 articles enumerated or described in USML for a description of all license exceptions) Category XIX paragraphs (f)(1) – (f)(4) for engines listed in paragraph (f)(1); or LVS: $1,500

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b.3. Imide matrix, metal matrix, or ceramic NS applies to “software” for NS Column 1 matrix composite material (i.e., reinforcing fiber equipment controlled by combined with a matrix) “specially designed” for 9A001 to 9A004, 9A012, defense articles enumerated or described in 9B001 to 9B010, and USML Category XIX paragraphs (f)(1) – (f)(4) technology controlled by for engines listed in paragraph (f)(1). 9E003. MT applies to “software” for MT Column 1 Note 1: Materials enumerated elsewhere in equipment controlled by the CCL, such as in a CCL Category 1 ECCN, are 9B116 for MT reasons. controlled pursuant to the controls of the AT applies to entire entry AT Column 1 applicable ECCN. Reporting Requirements Note 2: Materials described in paragraph .a of this entry that are “specially designed” for both See § 743.1 of the EAR for reporting an engine enumerated in USML Category XIX requirements for exports under License and an engine enumerated in ECCN 9A619 are Exceptions, and Validated End-User subject to the controls of this ECCN 9C619. authorizations.

Note 3: Materials described in this entry that List Based License Exceptions (See Part 740 for are or have been used in gas turbine engines in a description of all license exceptions) production (i.e., not in development) that are not enumerated or otherwise described on the USML TSR: N/A . or ECCN 9A619 are not controlled by this entry. Special Conditions for STA

D. “SOFTWARE” STA: License Exception STA may not be used to ship or transmit “software” “specially designed” or modified for 9D001 “Software”, not specified in 9D003 or the “development” of equipment or 9D004, “specially designed” or modified for “technology”, specified by ECCNs the “development” of equipment or 9B001.b. or 9E003.a.1, 9E003.a.2 to “technology” controlled by ECCN 9A001 to a.5, 9E003.a.8, or 9E003.h to any of 9A004, 9A012, 9A101 (except for items in the destinations listed in Country 9A101.b that are “subject to the ITAR,” see 22 Group A:6 (See Supplement No.1 to CFR part 121), 9A106.d. or .e, 9A110, or part 740 of the EAR). 9A120, 9B (except for ECCNs 9B604, 9B610, 9B619, 9B990, and 9B991), or ECCN 9E003. List of Items Controlled

License Requirements Related Controls “Software” that is “required” for the “development” of items specified in Reason for Control: NS, MT, AT ECCNs 9A005 to 9A011, 9A101.b (except for items that are subject to the EAR), 9A103 Country to 9A105, 9A106.a, .b, and .c, 9A107 to Chart 9A109, 9A110 (for items that are “specially Control(s) (See Supp. designed” for use in missile systems and No. 1 to part subsystems), and 9A111 to 9A119 is “subject 738) to the ITAR.”

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Related Definitions: N/A Items: STA: License Exception STA may not be used to ship or transmit “software” The list of items controlled is contained in the “specially designed” or modified for ECCN heading. the “production” of equipment specified by 9B001.b to any of the destinations listed in Country Group 9D002 “Software”, not specified in 9D003 or A:6 (See Supplement No.1 to part 9D004, “specially designed” or modified for 740 of the EAR). the “production” of equipment controlled by ECCN 9A001 to 9A004, 9A012, 9A101 (except List of Items Controlled for items in 9A101.b that are “subject to the ITAR,” see 22 CFR part 121), 9A106.d or .e, Related Controls: “Software” that is 9A110, or 9A120, 9B (except for ECCNs “required” for the “production” of items 9B604, 9B610, 9B619, 9B990, and 9B991). specified in ECCNs 9A005 to 9A011, 9A101.b (except for items that are subject License Requirements to the EAR), 9A103 to 9A105, 9A106.a, .b, and .c, 9A107 to 9A109, 9A110 (for items Reason for Control: NS, MT, AT that are “specially designed” for use in missile systems and subsystems), and Country 9A111 to 9A119 is “subject to the ITAR.” Chart Related Definitions: N/A Control(s) (See Supp. Items: No. 1 to part 738) The list of items controlled is contained in the NS applies to “software” for NS Column 1 ECCN heading. equipment controlled by 9A001 to 9A004, 9A012, 9B001 to 9B010. 9D003 “Software” incorporating “technology” MT applies to “software” for MT Column 1 specified by ECCN 9E003.h and used in equipment controlled by “FADEC Systems” for systems controlled by 9B116 for MT reasons. ECCN 9A001 to 9A003, 9A101 (except for AT applies to entire entry AT Column 1 items in 9A101.b that are “subject to the ITAR”, see 22 CFR part 121), 9A106.d or .e, Reporting Requirements or 9B (except for ECCNs 9B604, 9B610, 9B619, 9B990, and 9B991). See § 743.1 of the EAR for reporting requirements for exports under License License Requirements Exceptions, and Validated End-User authorizations. Reason for Control: NS, MT, AT

List Based License Exceptions (See Part 740 for Country a description of all license exceptions) Chart Control(s) (See Supp. TSR: N/A. No. 1 to part 738) Special Conditions for STA NS applies to “software” NS Column 1

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for “use” of “FADEC Reason for Control: NS, AT systems” for equipment controlled by 9A001 to Country Chart 9A003 Control(s) (See Supp. No. 1 MT applies to “software” MT Column 1 to part 738) required for the “use” of NS applies to entire entry NS Column 1 “FADEC systems” for gas AT applies to entire entry AT Column 1 turbine engines controlled by 9A101, or 9A106. List Based License Exceptions (See Part 740 for AT applies to entire entry AT Column 1 a description of all license exceptions)

List Based License Exceptions (See Part 740 for TSR: N/A. a description of all license exceptions) Special Conditions for STA TSR: Yes, except N/A for MT STA: License Exception STA may not be List of Items Controlled used to ship or transmit software in 9D004.a and 9D004.c to any of the Related Controls: (1) See also 9D103. (2) destinations listed in Country Group “Software” “required” for the “use” of A:6 (See Supplement No.1 to part equipment specified in ECCNs 9A004 740 of the EAR) (except for items that are subject to the EAR), 9A005 to 9A011, 9A101.b (except List of Items Controlled for items that are subject to the EAR), 9A103 to 9A105, 9A106.a, .b, and .c, Related Controls: See also 9D104. 9A107 to 9A109, 9A110 (for items that are Related Definitions: N/A “specially designed” for use in missile Items: systems and subsystems), and 9A111 to 9A119 is “subject to the ITAR” (see 22 a. 2D or 3D viscous “software”, validated with CFR parts 120 through 130). (3) wind tunnel or flight test data required for “Software” directly related to defense detailed engine flow modelling; articles that are “subject to the ITAR” (see 22 CFR parts 120 through 130) is also b. “Software” for testing aero gas turbine engines, “subject to the ITAR” (see 22CFR parts assemblies, “parts” or “components”, having all 120 through 130). of the following: Related Definitions: N/A Items: b.1. “Specially designed” for testing any of the following: The list of items controlled is contained in the ECCN heading. b.1.a. Aero gas turbine engines, assemblies or components, incorporating “technology” specified by 9E003.a, 9E003.h or 9D004 Other “software” as follows (see List 9E003.i; or of Items Controlled). b.1.b. Multi-stage compressors License Requirements providing either bypass or core flow, specially designed for aero gas turbine engines

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 42 incorporating “technology” specified by 9E003.a 9D005 “Software” specially designed or or 9E003.h; and modified for the operation of items specified by 9A004.e or 9A004.f. (This “software” is b.2. “Specially designed” for all of the controlled by ECCN 9D515) following: 9D018 “Software” for the “use” of equipment b.2.a. Acquisition and processing of controlled by 9A018. data, in real time; and (a) See ECCN 9D610 for “software” related to b.2.b. Feedback control of the test aircraft, refuelers, ground equipment, article or test conditions (e.g., temperature, parachutes, harnesses, instrument flight trainers pressure, flow rate) while the test is in progress; and “parts”, “accessories,” and “attachments” for the forgoing that, immediately prior to Note 9D004.b does not specify software October 15, 2013, were classified under for operation of the test facility or operator safety 9A018.a.1, .a.3, .c, .d, .e, or .f. (e.g., overspeed shutdown, fire detection and suppression), or production, repair or (b) See ECCN 9D619 for “software” related to maintenance acceptance-testing limited to military trainer aircraft turbo prop engines and determining if the item has been properly “parts” and “components” therefor that, assembled or repaired. immediately prior to October 15, 2013, were classified under ECCN 9A018.a.2 or .a.3. c. “Software” “specially designed” to control directional solidification or single crystal (c) Software related to certain armored ground material growth in equipment specified by transport vehicles that prior to January 6, 2014 9B001.a or 9B001.c; were classified under ECCN 9A018.b is EAR99 (See 0D606). d. [RESERVED] e. “Software” “specially designed” or modified 9D101 “Software” “specially designed” or for the operation of items specified by 9A012; modified for the “use” of commodities controlled by 9B104, 9B105, 9B106, 9B116, or f. “Software” “specially designed” to design 9B117. the internal cooling passages of aero gas turbine engine blades, vanes and “tip shrouds”; License Requirements g. “Software” having all of the following: Reason for Control: MT, AT

g.1. “Specially designed” to predict aero Country Chart thermal, aeromechanical and combustion Control(s) (See Supp. No. 1 conditions in aero gas turbine engines; and to part 738)

MT applies to entire entry MT Column 1 g.2. Theoretical modeling predictions of the AT applies to entire entry AT Column 1 aero thermal, aeromechanical and combustion conditions, which have been validated with actual List Based License Exceptions (See Part 740 for turbine engine (experimental or production) a description of all license exceptions) performance data.

TSR: N/A

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9A106.a, .b, and .c, 9A107 to 9A109, 9A111, List of Items Controlled 9A115 to 9A118 is “subject to the ITAR” (see 22 CFR parts 120 through 130). Related Controls: N/A Related Definitions: N/A Related Definitions: N/A Items: Items: The list of items controlled is contained in the The list of items controlled is contained in the ECCN heading. ECCN heading. Note: For a manned aircraft converted to operate as an unmanned aerial vehicle specified 9D103 “Software” “specially designed” for in 9A012 and controlled for MT reasons, 9D104 modelling, simulation or design integration of includes “software”, as follows: “missiles”, or the subsystems controlled by 9A005, 9A007, 9A009, 9A105, 9A106, 9A107, a. “Software” “specially designed” or 9A108, 9A109, 9A116 or 9A119. (This entry is modified to integrate the conversion equipment “subject to the ITAR.” See 22 CFR parts 120 with the aircraft system functions; through 130.) b. “Software” “specially designed” or modified to operate the aircraft as an unmanned 9D104 “Software” specially designed or aerial vehicle. modified for the “use” of equipment controlled by ECCN 9A001, 9A012 (for MT controlled items only), 9A101 (except for items in 9D105 “Software” that coordinates the 9A101.b that are “subject to the ITAR,” see 22 function of more than one subsystem, CFR part 121), or 9A106.d. “specially designed” or modified for “use” in License Requirements rockets, missiles, or unmanned aerial vehicles capable of achieving a “range” equal to or Reason for Control: MT, AT greater than 300km. (These items are “subject to the ITAR.” See 22 CFR parts 120 Country Chart through 130.) Control(s) (See Supp. No. 1 to part 738) MT applies to entire entry MT Column 1 9D515 “Software” “specially designed” for AT applies to entire entry AT Column 1 the “development,” “production,” operation, installation, maintenance, repair, overhaul, or List Based License Exceptions (See Part 740 for refurbishing of “spacecraft” and related a description of all license exceptions) commodities, as follows (see List of Items Controlled). TSR: N/A License Requirements List of Items Controlled Reason for Control: NS, RS, AT Related Controls: “Software” for commodities specified in ECCNs 9A005 to Country Chart 9A011, 9A103 to 9A105, 9A101.b (except Control(s) (See Supp. No. for items that are subject to the EAR), 1 to part 738)

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NS applies to entire entry NS Column 1 “production,” operation, installation, except 9D515.y. maintenance, repair, overhaul, or refurbishing of RS applies to entire entry RS Column 1 commodities controlled by ECCN 9A515 (except except 9D515.y. 9A515.d or .e) or 9B515. RS applies to 9D515.y, China, Russia except to Russia for use in, or Venezuela b. “Source code” that: with, or for the (see International Space Station § 742.6(a)(7)). b.1. Contains the algorithms or control (ISS), including launch to principles (e.g., for clock management), precise the ISS. orbit determination (e.g., for ephemeris or pseudo AT applies to entire entry AT Column 1 range analysis), signal construct (e.g., pseudo- random noise (PRN) anti-spoofing) “specially List Based License Exceptions (See Part 740 designed” for items controlled by ECCN 9A515; for a description of all license exceptions) b.2. Is “specially designed” for the TSR: N/A integration, operation, or control of items controlled by ECCN 9A515; Special Conditions for STA b.3. Contains algorithms or modules STA: (1) Paragraph (c)(1) of License “specially designed” for system, subsystem, Exception STA (§ 740.20(c)(1) of component, part, or accessory calibration, the EAR) may not be used for manipulation, or control of items controlled by 9D515.b, .d, or .e. (2) Paragraph ECCN 9A515; (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be b.4. Is “specially designed” for data used for any “software” in 9D515. assemblage, extrapolation, or manipulation of items controlled by ECCN 9A515; List of Items Controlled b.5. Contains the algorithms or control laws Related Controls: 1) “Software” directly “specially designed” for attitude, position, or related to articles enumerated in USML flight control of items controlled in ECCN Category XV is subject to the control of 9A515; or USML paragraph XV(f). 2) See also ECCNs 3D001, 6D001, 6D002, and 6D991 b.6. Is “specially designed “for built-in test for controls of specific “software” and diagnostics for items controlled by ECCN “specially designed” for certain “space- 9A515. qualified” items. 3) For “software” for items listed in 9A004.d that are c. [Reserved] incorporated into “spacecraft payloads”, see the appropriate “software” ECCN d. “Software” “specially designed” for the within those Categories. “development,” “production,” operation, failure Related Definitions: N/A analysis or anomaly resolution of commodities Items: controlled by ECCN 9A515.d. a. “Software” (other than “software” e. “Software” “specially designed” for the controlled in paragraphs .b, .d, or .e of this entry) “development,” “production,” operation, failure “specially designed” for the “development,”

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 45 analysis or anomaly resolution of commodities controlled by ECCN 9A515.e. List of Items Controlled f. through x. [Reserved] Related Controls: (1) Software directly related to articles enumerated or otherwise y. Specific “software” “specially designed” described in USML Category IV is for the “development,” “production,” operation, controlled under USML Category IV(i). or maintenance of commodities enumerated in (2) See also ECCNs 9D101 and 9D104 for ECCN 9A515.y. controls on “software” for the “use” of missiles and related commodities. (3) See ECCN 0A919 for foreign-made “military 9D604 “Software” “specially designed” for commodities” that incorporate more than a the “development,” “production,” operation, de minimis amount of U.S.-origin “600 or maintenance of commodities controlled by series” controlled content. ECCN 9A604 or 9B604 (see List of Items Related Definitions: N/A Controlled). Items:

License Requirements a. “Software” “specially designed” for the “development,” “production,” operation or Reason for Control: NS, RS, MT, AT, UN maintenance of commodities controlled by ECCN 9A604 or ECCN 9B604. Country Chart Control(s) (See Supp. No. 1 b. [RESERVED] to part 738) NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1 9D610 Software “specially designed” for the MT applies to “software,” as MT Column 1 “development,” “production,” operation, or described in paragraph .a of maintenance of military aircraft and related this entry, for commodities commodities controlled by 9A610, equipment controlled for MT reasons in controlled by 9B610, or materials controlled ECCN 9A604.c or .d, or by 9C610 (see List of Items Controlled). ECCN 9B604. AT applies to entire entry AT Column 1 License Requirements UN applies to entire entry See § 746.1(b) for UN controls Reason for Control: NS, RS, MT, AT, UN

List Based License Exceptions (See Part 740 for Country Chart a description of all license exceptions) Control(s) (See Supp. No. 1 to part 738) TSR: N/A NS applies to entire entry NS Column 1 except 9D610.y. Special Conditions for STA MT applies to software MT Column 1 “specially designed” for the STA: Paragraph (c)(2) of License operation, installation, Exception STA (§ 740.20(c)(2) of maintenance, repair, overhaul, the EAR) may not be used for any or refurbishing of commodities item in this ECCN 9D604. controlled for MT reasons in

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9A610 or 9B610. RS applies to entire entry RS Column 1 b.1. Static structural members; except 9D610.y. RS applies to 9D610.y. China, Russia b.2. Exterior skins, removable fairings, non- or Venezuela removable fairings, radomes, access doors and (see panels, and in-flight opening doors; § 742.6(a)(7)). AT applies to entire entry AT Column 1 b.3. Control surfaces, leading edges, trailing UN applies to entire entry See § 746.1(b) edges, and leading edge seals; except 9D610.y. for UN controls b.4. Leading edge flap actuation system List Based License Exceptions (See Part 740 commodities (i.e., power drive units, rotary for a description of all license exceptions) geared actuators, torque tubes, asymmetry brakes, position sensors, and angle gearboxes) “specially designed” for fighter, attack, or TSR: N/A bomber aircraft controlled in USML Category VIII; Special Conditions for STA b.5. Engine inlets and ducting; STA: (1) Paragraph (c)(1) of License Exception STA (§ 740.20(c)(1) of b.6. Fatigue life monitoring systems the EAR) may not be used for “specially designed” to relate actual usage to the 9D610.b. (2) Paragraph (c)(2) of analytical or design spectrum and to compute License Exception STA (§ amount of fatigue life “specially designed” for 740.20(c)(2) of the EAR) may not be aircraft controlled by either USML subcategory used for any software in 9D610. VIII(a) or ECCN 9A610.a, except for Military Commercial Derivative Aircraft; List of Items Controlled b.7. , and “parts” and Related Controls: Software directly related “components” “specially designed” therefor, to articles enumerated or otherwise “specially designed” for use in aircraft weighing described in USML Category VIII is more than 21,000 pounds controlled by either subject to the control of USML paragraph USML subcategory VIII(a) or ECCN 9A610.a, VIII(i). except for Military Commercial Derivative Related Definitions: N/A Aircraft; Items: b.8. Conformal fuel tanks and “parts” and a. “Software” (other than software controlled in “components” “specially designed” therefor; paragraphs .b or .y of this entry) “specially designed” for the “development,” “production,” b.9. Electrical “equipment,” “parts,” and operation, or maintenance of commodities “components” “specially designed” for electro- controlled by ECCN 9A610, ECCN 9B610, or magnetic interference (EMI) – i.e., conducted ECCN 9C610. emissions, radiated emissions, conducted susceptibility and radiated susceptibility – b. “Software” “specially designed” for the protection of aircraft that conform to the “development” or “production” of any of the requirements of MIL-STD-461; following:

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b.10. HOTAS (Hand-on and Stick) (See Supp. No. 1 controls, HOCAS (Hands on Collective and to part 738) Stick), Active Inceptor Systems (i.e., a NS applies to entire entry NS Column 1 combination of Active Side Stick Control except 9D619.y. Assembly, Active Throttle Quadrant Assembly, MT applies to software RS Column 1 and Inceptor Control Unit), pedal “specially designed” for the assemblies for digital flight control systems, and operation, installation, parts and components “specially designed” maintenance, repair, therefor; overhaul, or refurbishing of commodities controlled for b.11. Integrated Vehicle Health Management MT reasons in 9A610 or Systems (IVHMS), Condition Based 9B610. Maintenance (CBM) Systems, and Flight Data RS applies to entire entry RS Column 1 Monitoring (FDM) systems; except 9D619.y. RS applies to 9D619.y. China, Russia or b.12. Equipment “specially designed” for Venezuela (see system prognostic and health management of § 742.6(a)(7)). aircraft; AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) b.13. Active Vibration Control Systems; or except 9D619.y. for UN controls

List Based License Exceptions (See Part 740 b.14. Self-sealing fuel bladders “specially for a description of all license exceptions) designed” to pass a .50 caliber or larger gunfire test (MIL-DTL-5578, MIL-DTL-27422). TSR: N/A c. to x. [Reserved] Special Conditions for STA y. Specific “software” “specially designed” for STA: (1) Paragraph (c)(1) of License the “development,” “production,” operation, or Exception STA (§ 740.20(c)(1) of maintenance of commodities enumerated in the EAR) may not be used for ECCN 9A610.y. 9D619.b. (2) Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not 9D619 Software “specially designed” for the be used for any software in ECCN “development,” “production,” operation or 9D619. maintenance of military gas turbine engines and related commodities controlled by 9A619, List of Items Controlled equipment controlled by 9B619, or materials controlled by 9C619 (see List of Items Related Controls: Software directly related Controlled). to articles enumerated or otherwise described in USML Category XIX is License Requirements subject to the control of USML paragraph XIX(g). Reason for Control: NS, RS, AT, UN Related Definitions: N/A Items: Control(s) Country Chart

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 48 a. “Software” (other than software controlled in metering, oil flow management), heat exchangers paragraph .b of this entry) “specially designed” (air/air, fuel/air, fuel/oil), debris monitoring (inlet for the “development,” “production,” operation, and exhaust), seals (carbon, labyrinth, brush, or maintenance of commodities controlled by balance piston, and knife-edge), permanent ECCN 9A619 (except 9A619.y), ECCN 9B619 magnetic alternator and generator, eddy current (except 9B619.y), or ECCN 9C619. sensors; b. “Software” “specially designed” for the b.9. Torquemeter assembly (i.e., housing, “development” or “production” of any of the shaft, reference shaft, and sleeve); following: b.10. Digital engine control systems (e.g., b.1. Front, turbine center, and exhaust frames; Full Authority Digital Engine Controls (FADEC) and Digital Electronic Engine Controls (DEEC)) b.2. Low pressure compressor (i.e., fan) “specially designed” for gas turbine engines “components” and “parts” as follows: nose cones, controlled in this ECCN; or casings, blades, vanes, spools, shrouds, blisks, shafts and disks; b.11. Engine monitoring systems (i.e., prognostics, diagnostics, and health) “specially b.3. High pressure compressor “components” designed” for gas turbine engines and and “parts” as follows: casings, blades, vanes, components controlled in this ECCN. spools, shrouds, blisks, shafts, disks, and impellers; c. to x. [RESERVED]

b.4. Combustor “components” and “parts” as y. Specific “software” “specially designed” for follows: casings, fuel nozzles, swirlers, swirler the “development,” “production,” operation, or cups, deswirlers, valve injectors, igniters, maintenance of commodities enumerated in diffusers, liners, chambers, cowlings, domes and ECCN 9A619.y or 9B619.y. shells;

b.5. High pressure turbine “components” and 9D620 “Software” “specially designed” for “parts” as follows: casings, shafts, disks, blades, cryogenic and “superconductive” equipment, vanes, nozzles, and tip shrouds; as follows (see List of Items Controlled). License Requirements b.6. Low pressure turbine “components” and “parts” as follows: casings, shafts, disks, blades, Reasons for Control: NS, RS, AT, UN vanes, nozzles, and tip shrouds; Country Chart b.7. Augmentor “components” and “parts” as Control(s) (See Supp. No. 1 follows: casings, flame holders, spray bars, pilot to part 738) burners, augmentor fuel controls, flaps (external, NS applies to entire entry NS Column 1 convergent, and divergent), guide and RS applies to entire entry RS Column 1 syncronization rings, and flame detectors and AT applies to entire entry AT Column 1 sensors; UN applies to entire entry See §746.1(b) for UN controls b.8. Mechanical “components” and “parts” as follows: fuel metering units and fuel pump List Based License Exceptions (see Part 740 for metering units, valves (fuel throttle, main a description of all license exceptions)

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TSR: N/A Related Controls: N/A Related Definitions: N/A Special Conditions for STA Items:

STA: Paragraph (c)(2) of License The list of items controlled is contained in the Exception STA (§740.20(c)(2) of the ECCN heading. EAR) may not be used for any “software” in 9D620. List of Items Controlled 9D991 “Software”, for the “development” or “production” of equipment controlled by Related Controls: “Software” directly related 9A991 or 9B991. to articles enumerated on USML are subject to the control of that USML License Requirements category. Related Definitions: N/A Reason for Control: AT Items: Software “specially designed” for the Country Chart “development,” “production,” operation, or Control(s) (See Supp. No. 1 maintenance of commodities controlled by to part 738) ECCNs 9A620 or 9B620. AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 for 9D990 “Software”, n.e.s., for the a description of all license exceptions) “development” or “production” of equipment controlled by 9A990 or 9B990. TSR: N/A

License Requirements List of Items Controlled

Reason for Control: AT Related Controls: N/A Related Definitions: N/A Country Chart Items: Control(s) (See Supp. No. 1 to part 738) The list of items controlled is contained in the AT applies to “software” for AT Column 1 ECCN heading. equipment under 9A990 except 9A990.a. AT applies to “software” for AT Column 2 E. “TECHNOLOGY” equipment under 9A990.a only. Note 1: “Development” or “production” List Based License Exceptions (See Part 740 for “technology” controlled by 9E001 to 9E003 for a description of all license exceptions) gas turbine engines remains controlled when used for repair or overhaul. Excluded from TSR: N/A 9E001 to 9E003 control are: technical data, drawings or documentation for maintenance List of Items Controlled activities directly associated with calibration,

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 50 removal or replacement of damaged or source code or commands that control a unserviceable line replaceable units, including “spacecraft,” payload, or associated subsystems replacement of whole engines or engine modules. for purposes of 9A004.

Note 2: USML Category XV(f) and ECCNs 9E001 “Technology” according to the 9E001, 9E002 and 9E515 do not control the data General Technology Note for the transmitted to or from a satellite or “spacecraft,” “development” of equipment or “software”, whether real or simulated, when limited to controlled by 9A001.b, 9A004, 9A012, 9B information about the health, operational status, (except for ECCNs 9B604, 9B610, 9B619, or measurements or function of, or raw sensor 9B990 and 9B991), or ECCN 9D001 to 9D004, output from, the “spacecraft,” “spacecraft” 9D101, or 9D104. payload(s), or its associated subsystems or components. Such information is not within the scope of information captured within the License Requirements definition of “technology” in the EAR for purposes of Category 9 Product Group E. Reason for Control: NS, MT, AT Examples of such information, which are commonly referred to as “housekeeping data,” include (i) system, hardware, component Country Chart configuration, and operation status information Control(s) (See Supp. No. pertaining to temperatures, pressures, power, 1 to part 738) currents, voltages, and battery charges; (ii) NS applies to “technology” NS Column 1 “spacecraft” or payload orientation or position for items controlled by information, such as state vector or ephemeris 9A001.b, 9A004, 9A012, information; (iii) payload raw mission or science 9B001 to 9B010, 9D001 to output, such as images, spectra, particle 9D004 for NS reasons. measurements, or field measurements; (iv) MT applies to “technology” MT Column 1 command responses; (v) accurate timing for items controlled by information; and (vi) link budget data. The act 9A012, 9B001, 9B002, of processing such telemetry data – i.e., 9B003, 9B004, 9B005, converting raw data into engineering units or 9B007, 9B104, 9B105, readable products – or encrypting it does not, in 9B106, 9B115, 9B116, and of itself, cause the telemetry data to become 9B117, 9D001, 9D002, subject to the ITAR or to ECCN 9E515 for 9D003, or 9D004 for MT purposes of 9A515, or to ECCNs 9E001 or 9E002 reasons. for purposes of 9A004. All classified technical AT applies to entire entry AT Column 1 data directly related to items controlled in USML Category XV or ECCNs 9A515, and defense Reporting Requirements services using the classified technical data remains subject to the ITAR. This note does not See § 743.1 of the EAR for reporting affect controls in USML XV(f), ECCN 9D515, or requirements for exports under License ECCN 9E515 on software source code or Exceptions, and Validated End-User commands that control a “spacecraft,” payload, authorizations. or associated subsystems for purposes of 9A515. This note also does not affect controls in ECCNs List Based License Exceptions (See Part 740 for 9D001, 9D002, 9E001, or 9E002 on software a description of all license exceptions)

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9B001, 9B002, 9B003, TSR: N/A 9B004, 9B005, 9B007, 9B104, 9B105, 9B106, Special Conditions for STA 9B115 or 9B116 for MT reasons. STA: License Exception STA may not be AT applies to entire entry AT Column 1 used to ship or transmit any technology in this entry to any of the Reporting Requirements destinations listed in Country Group A:6 (See Supplement No.1 to part See § 743.1 of the EAR for reporting 740 of the EAR) requirements for exports under License Exceptions, and Validated End-User List of Items Controlled authorizations.

Related Controls: (1) See also 9E101 and List Based License Exceptions (See Part 740 for 1E002.f (for controls on “technology” for a description of all license exceptions) the repair of controlled structures, laminates or materials). (2) “Technology” TSR: N/A required for the “development” of equipment described in ECCNs 9A005 to Special Conditions for STA 9A011 or “software” described in ECCNs 9D103 and 9D105 is “subject to the ITAR.” STA: License Exception STA may not be Related Definitions: N/A used to ship or transmit any Items: technology in this entry to any of the destinations listed in Country Group The list of items controlled is contained in the A:6 (See Supplement No.1 to part ECCN heading. 740 of the EAR).

List of Items Controlled 9E002 ‘‘Technology’’ according to the General Technology Note for the Related Controls: (1) See also 9E102. (2) ‘‘production’’ of ‘‘equipment’’ controlled by See also 1E002.f for ‘technology” for the ECCN 9A001.b, 9A004 or 9B (except for repair of controlled structures, laminates or ECCNs 9B117, 9B604, 9B610, 9B619, 9B990, materials. (3) “Technology” that is required and 9B991). for the “production” of equipment described in ECCNs 9A005 to 9A011 is “subject to the License Requirements ITAR.” Related Definitions: N/A Reason for Control: NS, MT, AT Items:

Country Chart The list of items controlled is contained in the Control(s) (See Supp. No. ECCN heading. 1 to part 738) NS applies to entire entry NS Column 1 MT applies to MT Column 1 9E003 Other “technology” as follows (see “technology” for List of Items Controlled). equipment controlled by

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License Requirements Exporters may seek to establish commercial application either on a case- Reason for Control: NS, SI, AT by-case basis through submission of documentation demonstrating application Country Chart to a commercial program in requesting an Control(s) (See Supp. No. export license from the Department 1 to part 738) Commerce in respect to a specific export, NS applies to entire entry NS Column 1 or in the case of use for broad categories of SI applies to 9E003.a.1 See §742.14 of “aircraft,” engines, “parts” or through a.8, .h, .i, and .k. the EAR for “components,” a commodity jurisdiction additional determination from the Department of information. State. AT applies to entire entry AT Column 1 Related Definitions: N/A Items: Reporting Requirements a. “Technology” “required” for the See § 743.1 of the EAR for reporting “development” or “production” of any of the requirements for exports under License following gas turbine engine “parts,” Exceptions, and Validated End-User “components” or systems: authorizations. a.1. Gas turbine blades, vanes or “tip List Based License Exceptions (See Part 740 for shrouds”, made from Directionally Solidified a description of all license exceptions) (DS) or Single Crystal (SC) alloys and having (in the 001 Miller Index Direction) a stress-rupture TSR: N/A life exceeding 400 hours at 1,273 K (1,000C) at a stress of 200 MPa, based on the average Special Conditions for STA property values;

STA: License Exception STA may not be Technical Note: For the purposes of used to ship or transmit any 9E003.a.1, stress-rupture life testing is typically technology in 9E003.a.1, 9E003.a.2 conducted on a test specimen. to a.5, 9E003.a.8, or 9E003.h to any of the destinations listed in Country a.2. Combustors having any of the Group A:6 (See Supplement No.1 to following: part 740 of the EAR). a.2.a. ‘Thermally decoupled liners’ List of Items Controlled designed to operate at ‘combustor exit temperature’ exceeding 1,883 K (1,610°C); Related Controls: (1) Hot section “technology” specifically designed, a.2.b. Non-metallic liners; modified, or equipped for military uses or purposes, or developed principally with a.2.c. Non-metallic shells; or U.S. Department of Defense funding, is “subject to the ITAR” (see 22 CFR parts a.2. d. Liners designed to operate at 120 through 130). (2) “Technology” is 'combustor exit temperature' exceeding 1,883 K subject to the EAR when actually applied (1,610°C) and having holes that meet the to a commercial “aircraft” engine program. parameters specified by 9E003.c;

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a.3.b.1.b. “Fibrous or filamentary Note: The “required” “technology” for materials” specified by 1C010; or holes in 9E003.a.2 is limited to the derivation of the geometry and location of the holes. a.3.b.1.c. Aluminides specified by 1C002.a; or Technical Notes: a.3.b.2. Ceramic “matrix” “composites” 1. ‘Thermally decoupled liners’ are liners that specified by 1C007; or feature at least a support structure designed to carry mechanical loads and a combustion facing a.3.c. Stators, vanes, blades, tip seals structure designed to protect the support (shrouds), rotating blings, rotating blisks or structure from the heat of combustion. The ‘splitter ducts’, that are all of the following: combustion facing structure and support structure have independent thermal displacement a.3.c.1. Not specified in 9E003.a.3.a; (mechanical displacement due to thermal load) with respect to one another, i.e. they are a.3.c.2. Designed for compressors or thermally decoupled. fans; and

a.3.c.3. Manufactured from material 2. ‘Combustor exit temperature’ is the bulk controlled by 1C010.e with resins controlled by average gas path total (stagnation) temperature 1C008; between the combustor exit plane and the leading edge of the turbine inlet guide vane (i.e., Technical Note: A ‘splitter duct’ performs measured at engine station T40 as defined in SAE the initial separation of the air-mass flow ARP 755A) when the engine is running in a between the bypass and core sections of the “steady state mode” of operation at the engine. certificated maximum continuous operating temperature. a.4. Uncooled turbine blades, vanes or “tip shrouds” designed to operate at a ‘gas path N.B.: See 9E003.c for “technology” temperature’ of 1,373 K (1,100°C) or more; “required” for manufacturing cooling holes. a.5. Cooled turbine blades, vanes or a.3. “Parts” or “components,” that are any of “tip-shrouds”, other than those described in the following: 9E003.a.1, designed to operate at a ‘gas path temperature’ of 1,693 K (1,420C) or more; a.3.a. Manufactured from organic “composite” materials designed to operate above Technical Note: ‘Gas path temperature’ is 588 K (315°C); the bulk average gas path total (stagnation) temperature at the leading edge plane of the a.3.b. Manufactured from any of the turbine component when the engine is running in following: a “steady state mode” of operation at the certificated or specified maximum continuous a.3.b.1. Metal “matrix” “composites” operating temperature. reinforced by any of the following: a.6. Airfoil-to-disk blade combinations using a.3.b.1.a. Materials controlled by 1C007; solid state joining;

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a.7. [Reserved] b.2. “Composite” propeller blades or prop- fans, capable of absorbing more than 2,000 kW at a.8. ‘Damage tolerant’ gas turbine engine flight speeds exceeding Mach 0.55; rotor “parts” or “components” using powder metallurgy materials controlled by 1C002.b; or c. “Technology” “required” for manufacturing cooling holes, in gas turbine engine “parts” or Technical Note: ‘Damage tolerant’ “parts” “components” incorporating any of the and “components” are designed using “technologies” specified by 9E003.a.1, methodology and substantiation to predict and 9E003.a.2 or 9E003.a.5, and having any of the limit crack growth. following:

a.9. [Reserved] c.1. Having all of the following:

N.B.: For “FADEC systems”, see c.1.a. Minimum ‘cross-sectional area’ less 9E003.h. than 0.45 mm2;

a.10. [Reserved] c.1.b. ‘Hole shape ratio’ greater than 4.52; and N.B.: For adjustable flow path geometry, see 9E003.i. c.1.c. ‘Incidence angle’ equal to or less than 25°; or a.11. ‘Fan blades’ having all of the following: c.2. Having all of the following: a.11.a. 20% or more of the total volume being one or more closed cavities containing c.2.a. Minimum ‘cross-sectional area’ less vacuum or gas only; and than 0.12 mm2;

a.11.b. One or more closed cavities c.2.b. ‘Hole shape ratio’ greater than 5.65; having a volume of 5 cm3 or larger; and

Technical Note: For the purposes of c.2.c. ‘Incidence angle’ more than 25°; 9E003.a.11, a ‘fan blade’ is the aerofoil portion of the rotating stage or stages, which provide Note: 9E003.c does not apply to both compressor and bypass flow in a gas turbine “technology” for manufacturing constant radius engine. cylindrical holes that are straight through and enter and exit on the external surfaces of the b. “Technology” “required” for the component. “development” or “production” of any of the following: Technical Notes:

b.1. Wind tunnel aero-models equipped with 1. For the purposes of 9E003.c, the ‘cross- non-intrusive sensors capable of transmitting data sectional area’ is the area of the hole in the plane from the sensors to the data acquisition system; perpendicular to the hole axis. or 2. For the purposes of 9E003.c, ‘hole shape ratio’ is the nominal length of the axis of the hole

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 55 divided by the square root of its minimum 'cross- b. The dimensions of the outside edges of sectional area'. the cylinder heads; or

3. For the purposes of 9E003.c, ‘incidence c. The diameter of the flywheel housing; angle’ is the acute angle measured between the plane tangential to the airfoil surface and the Height: The largest of any of the following: hole axis at the point where the hole axis enters the airfoil surface. a. The dimension of the crankshaft center-line to the top plane of the valve cover (or 4. Techniques for manufacturing holes in cylinder head) plus twice the stroke; or 9E003.c include “laser” beam machining, water jet machining, Electro-Chemical Machining b. The diameter of the flywheel housing. (ECM) or Electrical Discharge Machining (EDM). f. “Technology” “required” for the “production” of “specially designed” “parts” or “components” d. “Technology” “required” for the for high output diesel engines, as follows: “development” or “production” of power transfer systems or tilt rotor or tilt wing f.1. “Technology” “required” for the “aircraft” power transfer systems; “production” of engine systems having all of the following “parts” and “components” employing e. “Technology” for the “development” or ceramics materials controlled by 1C007: “production” of reciprocating diesel engine ground vehicle propulsion systems having all of f.1.a Cylinder liners; the following: f.1.b. Pistons; e.1. ‘Box volume’ of 1.2 m3 or less; f.1.c. Cylinder heads; and e.2. An overall power output of more than 750 kW based on 80/1269/EEC, ISO 2534 or national f.1.d. One or more other “part” or equivalents; and “component” (including exhaust ports, turbochargers, valve guides, valve assemblies or e.3. Power density of more than 700 kW/m3 of insulated fuel injectors); ‘box volume’; f.2. “Technology” “required” for the Technical Note: ‘Box volume’ is the product “production” of turbocharger systems with of three perpendicular dimensions measured in single-stage compressors and having all of the the following way: following:

Length: The length of the crankshaft from f.2.a. Operating at pressure ratios of 4:1 or front flange to flywheel face; higher;

Width: The widest of any of the following: f.2.b. Mass flow in the range from 30 to 130 kg per minute; and a. The outside dimension from valve cover to valve cover; f.2.c. Variable flow area capability within the compressor or turbine sections;

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f.3. “Technology” “required” for the h.3. “Development” “technology” for the “production” of fuel injection systems with a control law algorithms, including “source code”, “specially designed” multifuel (e.g., diesel or jet unique to the “FADEC system” and used to fuel) capability covering a viscosity range from regulate engine thrust or shaft power; diesel fuel (2.5 cSt at 310.8 K (37.8C)) down to gasoline fuel (0.5 cSt at 310.8 K (37.8C)) and Note: 9E003.h does not apply to technical having all of the following: data related to engine-“aircraft” integration required by civil aviation authorities of one or f.3.a. Injection amount in excess of 230 mm3 more Wassenaar Arrangement Participating per injection per cylinder; and States (See Supplement No. 1 to part 743 of the EAR) to be published for general airline use (e.g., f.3.b. Electronic control features “specially installation manuals, operating instructions, designed” for switching governor characteristics instructions for continued airworthiness) or automatically depending on fuel property to interface functions (e.g., input/output processing, provide the same torque characteristics by using thrust or shaft power demand). the appropriate sensors; i. “Technology” for adjustable flow path systems g. “Technology” “required” for the designed to maintain engine stability for gas “development” or “production” of ‘high output generator turbines, fan or power turbines, or diesel engines’ for solid, gas phase or liquid film propelling nozzles, as follows: (or combinations thereof) cylinder wall lubrication and permitting operation to i.1. “Development” “technology” for temperatures exceeding 723 K (450C), deriving the functional requirements for the measured on the cylinder wall at the top limit of “parts” or “components” that maintain engine travel of the top ring of the piston; stability;

Technical Note: ‘High output diesel engines’ i.2. “Development” or “production” are diesel engines with a specified brake mean “technology” for “parts” or “components” unique effective pressure of 1.8 MPa or more at a speed to the adjustable flow path system and that of 2,300 r.p.m., provided the rated speed is 2,300 maintain engine stability; r.p.m. or more. i.3. “Development” “technology” for the h. “Technology” for gas turbine engine control law algorithms, including “source code”, “FADEC systems” as follows: unique to the adjustable flow path system and that maintain engine stability; h.1. “Development” “technology” for deriving the functional requirements for the Note: 9E003.i does not apply to “parts” or “components” necessary for the “technology” for any of the following: “FADEC system” to regulate engine thrust or shaft power (e.g., feedback sensor time constants a. Inlet guide vanes; and accuracies, fuel valve slew rate); b. Variable pitch fans or prop-fans; c. Variable compressor vanes; h.2. “Development” or “production” d. Compressor bleed valves; or “technology” for control and diagnostic “parts” e. Adjustable flow path geometry for reverse or “components” unique to the “FADEC system” thrust. and used to regulate engine thrust or shaft power;

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 57 j. “Technology” “required” for the 9A012), 9A101 (except for items in 9A101.b “development” of wing-folding systems designed that are “subject to the ITAR,” see 22 CFR for fixed-wing “aircraft” powered by gas turbine part 121), 9A106.d or .e, 9A110 (for items that engines. are “specially designed” for non-military unmanned aerial vehicles controlled by N.B.: For “technology” “required” for the 9A012), 9C110, 9D101, or 9D104. “development” of wing-folding systems designed for fixed-wing “aircraft” specified in USML License Requirements Category VIII (a), see USML Category VIII (i). Reason for Control: MT, AT k. “Technology” not otherwise controlled in 9E003.a.1 through a.8, a.10, and .h and used in Country Chart the “development”, “production”, or overhaul of Control(s) (See Supp. No. hot section “parts” or “components” of civil 1 to part 738) derivatives of military engines controlled on the MT applies to entire entry MT Column 1 U.S. Munitions List. AT applies to entire entry AT Column 1

9E018 “Technology” for the “development”, List Based License Exceptions (See Part 740 for “production”, or “use” of equipment a description of all license exceptions) controlled by 9A018. TSR: N/A (a) See ECCN 9E610 for “technology” related to aircraft, refuelers, ground equipment, List of Items Controlled parachutes, harnesses, instrument flight trainers and “parts”, “accessories” and “attachments” Related Controls: “Technology” that is for the forgoing that, immediately prior to required for items specified in ECCNs October 15, 2013, were classified under 9A101.b (except for items that are “subject 9A018.a.1, .a.3, .c, .d, .e, or .f. to the EAR”), 9A104, 9A105, 9A106.a, .b, and .c, 9A107 to 9A109, 9A110 (for items (b) See ECCN 9E619 for “technology” related to that are “specially designed” for use in military trainer aircraft turbo prop engines and missile systems and subsystems), 9A111, “parts” and “components” therefor that, 9A115 to 9A119, 9D103, and 9D105 is immediately prior to October 15, 2013, were “subject to the ITAR” (see 22 CFR parts classified under ECCN 9A018.a.2 or .a.3. 120 through 130). Related Definitions: N/A (c) Technology related to certain armored Items: ground transport vehicles that prior to January 6, 2014 were classified under ECCN 9A018.b is The list of items controlled is contained in the EAR99 (See 0E606). ECCN heading.

9E101 “Technology” according to the 9E102 “Technology” according to the General Technology Note for the General Technology Note for the “use” of “development” or “production” of commodities or “software” controlled by commodities or “software” controlled by ECCN 9A004 (except for items in 9A004 that ECCN 9A012 (applies only to “production” are “subject to the ITAR,” see 22 CFR part “technology” for MT-controlled items in 121), 9A012, 9A101 (except for items in

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9A101.b that are “subject to the ITAR,” see 22 of “spacecraft” and related commodities, as CFR part 121), 9A106.d or .e, 9A110 (for items follows (see List of Items Controlled). that are “specially designed” for non-military unmanned aerial vehicles controlled by License Requirements 9A012), 9B105, 9B106, 9B115, 9B116, 9D101, or 9D104. Reason for Control: NS, MT, RS, AT

License Requirements Country Chart Control(s) (See Supp. No. Reason for Control: MT, AT 1 to part 738) NS applies to entire entry NS Column 1 Country Chart except 9E515.y. Control(s) (See Supp. No. MT applies to technology MT Column 1 1 to part 738) for items in 9A515.d, MT applies to entire entry MT Column 1 9A515.e.2 and 9B515.a AT applies to entire entry AT Column 1 controlled for MT reasons. RS applies to entire entry RS Column 1 List Based License Exceptions (See Part 740 for except 9E515.y. a description of all license exceptions) RS applies to 9E515.y, China, Russia except to Russia for use in, or Venezuela TSR: N/A with, or for the (see International Space Station § 742.6(a)(7)). List of Items Controlled (ISS), including launch to the ISS. Related Controls: (1) For the purpose of this AT applies to entire entry AT Column 1 entry, “use” “technology” is limited to items controlled for MT and their subsystems. (2) License Requirement Note: The Commerce “Technology” for items specified in ECCNs Country Chart is not used for determining license 9A004 (except for items that are “subject to requirements for “technology” classified ECCN the EAR”), 9A005 to 9A011, 9A101.b 9E515.f. See § 742.6(a)(9), which specifies that (except for items that are “subject to the such “technology” is subject to a worldwide EAR”), 9A104, 9A105, 9A106.a, .b and .c, license requirement. 9A107 to 9A109, 9A110 (for items that are “specially designed” for use in missile List Based License Exceptions (See Part 740 systems and subsystems), 9A111, 9A115 to for a description of all license exceptions) 9A119, 9D103, and 9D105 is “subject to the ITAR” (see 22 CFR part 121). TSR: N/A Related Definitions: N/A Items: Special Conditions for STA

The list of items controlled is contained in the STA: (1) Paragraph (c)(1) of License ECCN heading. Exception STA (§ 740.20(c)(1) of the EAR) may not be used for ECCN 9E515.b, .d, .e, or .f unless 9E515 “Technology” “required” for the determined by BIS to be eligible for “development,” “production,” operation, License Exception STA in installation, repair, overhaul, or refurbishing accordance with § 740.20(g)

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(License Exception STA eligibility requests for certain 9x515 and “600 e. “Technology” “required” for the series” items). (2) Paragraph (c)(2) “development,” “production,” failure analysis or of License Exception STA (§ anomaly resolution of commodities controlled by 740.20(c)(2) of the EAR) may not be ECCN 9A515.e. used for any “technology” in 9E515. f. “Technology” “required” for the List of Items Controlled “development,” “production,” installation, repair (including on-orbit anomaly resolution and Related Controls: Technical data directly analysis beyond established procedures), related to articles enumerated in USML overhaul, or refurbishing of commodities Category XV are subject to the control of controlled by ECCN 9A515.a.1, .a.2, .a.3, .a.4, or USML paragraph XV(f). See also ECCNs .g. 3E001, 3E003, 6E001, and 6E002 for specific “space-qualified” items. See g. through x. [Reserved] ECCNs 9E001 and 9E002 for technology for the International Space Station, the y. Specific “technology” “required” for the James Webb Space Telescope (JWST) and “production,” “development,” operation, “parts,” “components,” “accessories,” and installation, maintenance, repair, overhaul, or “attachments” “specially designed” refurbishing of commodities or software therefor. See USML category XV(f) for enumerated in ECCN 9A515.y or 9D515.y. controls on technical data and defense services related to launch vehicle Note 1: [RESERVED] integration. Related Definitions: N/A Note 2: Activities and technology/technical Items: data directly related to or required for the spaceflight (e.g., sub-orbital, orbital, lunar, a. “Technology” “required” for the interplanetary, or otherwise beyond Earth orbit) “development,” “production,” installation, repair passenger or participant experience, regardless (including on-orbit anomaly resolution and of whether the passenger or participant analysis beyond established procedures), experience is for space tourism, scientific or overhaul, or refurbishing of commodities commercial research, commercial controlled by ECCN 9A515 (except 9A515.a.1, manufacturing/production activities, .a.2, .a.3, .a.4, .b, .d, .e, or .g), ECCN 9B515, or educational, media, or commercial “software” controlled by ECCN 9D515.a. transportation purposes, are not subject to the ITAR or the EAR. Such activities and b. “Technology” “required” for the technology/technical data include those directly “development,” “production,” failure analysis or related to or required for: anomaly resolution of software controlled by ECCN 9D515.b. (i) "spacecraft” access, ingress, and egress, including the operation of all c. [Reserved] “spacecraft” doors, hatches, and airlocks; d. “Technology” “required” for the (ii) physiological training (e.g., “development,” “production,” operation, failure human-rated centrifuge training or parabolic analysis or anomaly resolution of commodities flights, pressure suit or spacesuit controlled by ECCN 9A515.d. training/operation);

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RS applies to entire entry RS Column 1 (iii) medical evaluation or assessment of MT applies to “technology,” as MT Column 1 the spaceflight passenger or participant; described in paragraph .a of this entry, for commodities and (iv) training for and operation by the “software” controlled for MT passenger or participant of health and safety reasons in ECCN 9A604, related hardware (e.g., seating, environmental 9B604 or 9D604. control and life support, hygiene facilities, food AT applies to entire entry AT Column 1 preparation, exercise equipment, fire UN applies to entire entry See § 746.1(b) suppression, communications equipment, safety- for UN controls related clothing or headgear) or emergency procedures; List Based License Exceptions (See Part 740 for a description of all license exceptions) (v) viewing of the interior and exterior of the spacecraft or terrestrial mock-ups; TSR: N/A

(vi) observing “spacecraft” operations Special Conditions for STA (e.g., pre-flight checks, landing, in-flight status); STA: Paragraph (c)(2) of License (vii) training in “spacecraft” or Exception STA (§ 740.20(c)(2) of terrestrial mock-ups for connecting to or the EAR) may not be used for any operating passenger or participant equipment item in this ECCN 9E604. used for purposes other than operating the “spacecraft”; or List of Items Controlled

(viii) donning, wearing or utilizing Related Controls: (1) Technical data the passenger’s or participant’s flight suit, directly related to articles enumerated or pressure suit or spacesuit, and personal otherwise described in USML Category IV is equipment. controlled under USML Category IV(i). (2) See also ECCNs 9E002, 9E101, and 9E102 for controls on “technology” for the 9E604 “Technology” “required” for the “development,” “production,” and “use” of “development,” “production,” operation, missiles and related items controlled on the installation, maintenance, repair, overhaul, or CCL. refurbishing of commodities controlled by Related Definitions: N/A ECCN 9A604 or 9B604, or “software” Items: controlled by ECCN 9D604 (see List of Items Controlled). a. “Technology” “required” for the “development,” “production,” operation, License Requirements installation, maintenance, repair, overhaul, or refurbishing of commodities controlled by ECCN Reason for Control: NS, RS, MT, AT, UN 9A604 or 9B604, or “software” controlled by ECCN 9D604. Country Chart Control(s) (See Supp. No. 1 b. [Reserved] to part 738) NS applies to entire entry NS Column 1

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9E610 Technology “required” for the 9E610.b. (2) Paragraph (c)(2) of “development,” “production,” operation, License Exception STA (§ installation, maintenance, repair, overhaul, or 740.20(c)(2) of the EAR) may not be refurbishing of military aircraft and related used for any technology in 9E610. commodities controlled by 9A610, equipment controlled by 9B610, materials controlled by List of Items Controlled 9C610, or software controlled by 9D610 (see List of Items Controlled). Related Controls: Technical data directly related to articles enumerated or otherwise License Requirements described in USML Category VIII are subject to the control of USML paragraph Reason for Control: NS, RS, MT, AT, UN VIII(i). Related Definitions: N/A Country Chart Items: Control(s) (See Supp. No. 1 to part 738) a. “Technology” (other than technology NS applies to entire entry NS Column 1 controlled by paragraphs .b or .y of this entry) except 9E610.y. “required” for the “development,” “production,” RS applies to entire entry RS Column 1 operation, installation, maintenance, repair, except 9E610.y. overhaul, or refurbishing of commodities or RS applies to 9E610.y. China, Russia or software controlled by ECCN 9A610, 9B610, Venezuela (see 9C610, or 9D610. § 742.6(a)(7)). MT applies to “technology” MT Column 1 Note: “Build-to-print technology” “required” “required” for the for the “production” of items described in “development,” “production,” paragraphs b.1 through b.15 of this entry is operation, installation, classified under 9E610.a. maintenance, repair, overhaul, or refurbishing of b. “Technology” (other than “build-to-print commodities or software technology”) “required” for the “development” controlled for MT reasons in or “production” of any of the following: 9A610, 9B610, or 9D610 for MT reasons. b.1. Static structural members; AT applies to entire entry AT Column 1 UN applies to entire entry See §746.1(b) for b.2. Exterior skins, removable fairings, non- except 9E610.y. UN controls removable fairings, radomes, access doors and panels, and in-flight opening doors; List Based License Exceptions (See Part 740 for a description of all license exceptions) b.3. Control surfaces, leading edges, trailing edges, and leading edge flap seals; TSR: N/A b.4. Leading edge flap actuation system Special Conditions for STA commodities (i.e., power drive units, rotary geared actuators, torque tubes, asymmetry STA: (1) Paragraph (c)(1) of License brakes, position sensors, and angle gearboxes) Exception STA (§ 740.20(c)(1) of “specially designed” for fighter, attack, or the EAR) may not be used for bomber aircraft controlled in USML Category

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VIII; system prognostic and health management of aircraft; b.5. Engine inlets and ducting; b.13. Active Vibration Control Systems; b.6. Fatigue life monitoring systems “specially designed” to relate actual usage to the b.14. Self-sealing fuel bladders “specially analytical or design spectrum and to compute designed” to pass a .50 caliber or larger gunfire amount of fatigue life “specially designed” for test (MIL-DTL-5578, MIL-DTL-27422); or aircraft controlled by either USML subcategory VIII(a) or ECCN 9A610.a, except for Military b.15. Technology “required” for the Commercial Derivative Aircraft; “development” or “production” of “parts” or “components” controlled in 9A610.x and b.7. Landing gear, and “parts” and “specially designed” for damage or failure- “components” “specially designed” therefor, adaptive flight control systems controlled in “specially designed” for use in aircraft weighing Category VIII(h)(7) of the USML. more than 21,000 pounds controlled by either USML subcategory VIII(a) or ECCN 9A610.a, c. through x. [Reserved] except for Military Commercial Derivative Aircraft; y. Specific “technology” “required” for the “production,” “development,” operation, b.8. Conformal fuel tanks and “parts” and installation, maintenance, repair, overhaul, or “components” “specially designed” therefor; refurbishing of commodities or software enumerated in ECCN 9A610.y or 9D610.y. b.9. Electrical “equipment,” “parts,” and “components” “specially designed” for electro- magnetic interference (EMI) – i.e., conducted 9E619 “Technology” “required” for the emissions, radiated emissions, conducted “development,” “production,” operation, susceptibility and radiated susceptibility – installation, maintenance, repair, overhaul, or protection of aircraft that conform to the refurbishing of military gas turbine engines requirements of MIL-STD-461; and related commodities controlled by 9A619, equipment controlled by 9B619, materials b.10. HOTAS (Hand-on Throttle and Stick) controlled by 9C619, or software controlled by controls, HOCAS (Hands on Collective and 9D619 (see List of Items Controlled). Stick), Active Inceptor Systems (i.e., a combination of Active Side Stick Control License Requirements Assembly, Active Throttle Quadrant Assembly, and Inceptor Control Unit), rudder pedal Reason for Control: NS, RS, AT, UN assemblies for digital flight control systems, and parts and components “specially designed” Country Chart therefor; Control(s) (See Supp. No. 1 to part 738) b.11. Integrated Vehicle Health Management NS applies to entire entry NS Column 1 Systems (IVHMS), Condition Based except 9E619.y. Maintenance (CBM) Systems, and Flight Data RS applies to entire entry RS Column 1 Monitoring (FDM) systems; except 9E619.y. RS applies to 9E619.y. China, Russia or b.12. Equipment “specially designed” for Venezuela (see

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§ 742.6(a)(7)). or “production” of any of the following: AT applies to entire entry AT Column 1 UN applies to entire entry See §746.1(b) for b.1. Front, turbine center, and exhaust frames; except 9E619.y. UN controls b.2. Low pressure compressor (i.e., fan) List Based License Exceptions (See Part 740 “components” and “parts” as follows: nose cones for a description of all license exceptions) and casings;

TSR: N/A b.3. High pressure compressor “components” and “parts” as follows: casings; Special Conditions for STA b.4. Combustor “components” and “parts” as STA: (1) Paragraph (c)(1) of License follows: casings, fuel nozzles, swirlers, swirler Exception STA (§ 740.20(c)(1) of cups, deswirlers, valve injectors, and igniters; the EAR) may not be used for 9E619.b. or .c. (2) Paragraph (c)(2) b.5. High pressure turbine “components” and of License Exception STA (§ “parts” as follows: casings; 740.20(c)(2) of the EAR) may not be used for any technology in ECCN b.6. Low pressure turbine “components” and 9E619. “parts” as follows: casings;

List of Items Controlled b.7. Augmentor “components” and “parts” as follows: casings, flame holders, spray bars, pilot Related Controls: Technical data directly burners, augmentor fuel controls, flaps (external, related to articles enumerated or otherwise convergent, and divergent), guide and described in USML Category XIX are syncronization rings, and flame detectors and subject to the control of USML Category sensors; XIX(g). Related Definitions: N/A b.8. Mechanical “components” and “parts” as Items: follows: fuel metering units and fuel pump metering units, valves (fuel throttle, main a. “Technology” (other than “technology” metering, oil flow management), heat exchangers controlled by paragraphs .b and .c of this entry) (air/air, fuel/air, fuel/oil), debris monitoring (inlet “required” for the “development,” “production,” and exhaust), seals (carbon, labyrinth, brush, operation, installation, maintenance, repair, balance piston, and “knife-edge”), permanent overhaul, or refurbishment of items controlled by magnetic alternator and generator, eddy current ECCN 9A619 (except 9A619.y), ECCN 9B619 sensors; (except 9B619.y), ECCN 9C619, or ECCN 9D619 (except 9D619.y). b.9. Torquemeter assembly (i.e., housing, shaft, reference shaft, and sleeve); or Note: “Build-to-print technology” “required” for the “production” of items b.10. Materials controlled by ECCN 9C619.b. described in paragraphs b.1 through b.10 of this entry is classified under 9E619.a. c. “Technology” “required” for the “development” or “production” of any of the b. “Technology” (other than “build-to-print following: technology”) “required” for the “development”

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c.1. Low pressure compressor (i.e., fan) “components” and “parts” as follows: blades, Country chart vanes, spools, shrouds, blisks, shafts and disks; Control(s) (see Supp. No. 1 to part 738) c.2. High pressure compressor “components” NS applies to entire entry NS Column 1 and “parts” as follows: blades, vanes, spools, RS applies to entire entry RS Column 1 shrouds, blisks, shafts, disks, and impellers; AT applies to entire entry AT Column 1 UN applies to entire entry See §746.1(b) for c.3. Combustor “components” and “parts” as UN controls follows: diffusers, liners, chambers, cowlings, domes and shells; List Based License Exceptions (see Part 740 for a description of all license exceptions) c.4. High pressure turbine “components” and “parts” as follows: shafts and disks, blades, TSR: N/A vanes, nozzles, tip shrouds; Special Conditions for STA c.5. Low pressure turbine “components” and “parts” as follows: shafts and disks, blades, STA: Paragraph (c)(2) of License vanes, nozzles, tip shrouds; Exception STA (§740.20(c)(2) of the EAR) may not be used for any c.6. Digital engine control systems (e.g., Full technology in 9E620. Authority Digital Engine Controls (FADEC) and Digital Electronic Engine Controls (DEEC)) List of Items Controlled “specially designed” for gas turbine engines controlled in this ECCN; or Related Controls: Technical data directly related to articles enumerated on USML are c.7. Engine monitoring systems (i.e., subject to the control of that USML prognostics, diagnostics, and health) “specially category. designed” for gas turbine engines and components controlled in this ECCN. Related Definitions: N/A Items: d. through x. [Reserved] “Technology” “required” for the “development,” “production,” operation, y. Specific “technology” “required” for the installation, maintenance, repair, overhaul, or “development,” “production,” operation, refurbishing of commodities or software installation, maintenance, repair, overhaul, or controlled by ECCN 9A620, 9B620 or 9D620. refurbishment of commodities controlled by 9A619.y or 9B619.y, or “software” controlled by ECCN 9D619.y. 9E990 “Technology”, n.e.s., for the 9E620 Technology “required” for cryogenic “development” or “production” or “use” of and “superconductive” equipment, as follows equipment controlled by 9A990 or 9B990. (see List of Items Controlled). License Requirements License Requirements Reason for Control: AT Reason for Control: NS, RS, AT, UN

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Country Chart Control(s) (See Supp. No. The list of items controlled is contained in the 1 to part 738) ECCN heading. AT applies to “technology” AT Column 1 for equipment under 9A990 and 9B990 except 9A990.a AT applies to “technology” AT Column 2 only for equipment under 9A990.a

List Based License Exceptions (See Part 740 for a description of all license exceptions)

TSR: N/A 9E993 Other “technology”, not described by 9E003, as follows (see List of Items List of Items Controlled Controlled).

Related Controls: N/A License Requirements Related Definitions: N/A Items: Reason for Control: AT

The list of items controlled is contained in the Country Chart ECCN heading. Control(s) (See Supp. No. 1 9E991 “Technology”, for the “development”, to part 738) “production” or “use” of equipment AT applies to entire entry AT Column 1 controlled by 9A991 or 9B991. List Based License Exceptions (See Part 740 for License Requirements a description of all license exceptions)

Reason for Control: AT TSR: N/A

Country Chart List of Items Controlled Control(s) (See Supp. No. 1 to part 738) Related Controls: N/A AT applies to entire entry AT Column 1 Related Definitions: N/A Items: List Based License Exceptions (See Part 740 for a description of all license exceptions) a. Rotor blade tip clearance control systems employing active compensating casing TSR: N/A “technology” limited to a design and development data base; or List of Items Controlled b. Gas bearing for turbine engine rotor Related Controls: N/A assemblies. Related Definitions: N/A Items:

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EAR99 Items subject to the EAR that are not any other category in the CCL are designated elsewhere specified in this CCL Category or in by the number EAR99.

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