Commerce Control List Supplement No. 1 to Part 774 Category 9—page 1 CATEGORY 9 - AEROSPACE AND turbine engines which meet all of the following: PROPULSION a. Certified by the civil aviation authority in a country listed in Supplement No. 1 to Part 743; A. “END ITEMS,” “EQUIPMENT,” and “ACCESSORIES,” “ATTACHMENTS,” “PARTS,” “COMPONENTS,” AND b. Intended to power non-military manned “SYSTEMS” “aircraft” for which any of the following has been issued by a Wassenaar Arrangement N.B.: For propulsion systems designed or Participating State listed in Supplement No. 1 to rated against neutron or transient ionizing Part 743 for the “aircraft” with this specific radiation, see the U.S. Munitions List, 22 CFR engine type: part 121. b.1. A civil type certificate; or 9A001 Aero gas turbine engines having any of b.2. An equivalent document recognized the following (see List of Items Controlled). by the International Civil Aviation Organization (ICAO). License Requirements Note 2: 9A001.a does not apply to aero Reason for Control: NS, MT, AT gas turbine engines for Auxiliary Power Units (APUs) approved by the civil aviation authority Country Chart in a Wassenaar Arrangement Participating State Control(s) (See Supp. No. (see Supplement No. 1 to part 743 of the EAR). 1 to part 738) NS applies to entire entry NS Column 1 b. Designed to power an “aircraft” designed to MT applies to only to those MT Column 1 cruise at Mach 1 or higher, for more than 30 engines that meet the minutes. characteristics listed in 9A101 AT applies to entire entry AT Column 1 9A002 ‘Marine gas turbine engines’ designed List Based License Exceptions (See Part 740 for to use liquid fuel and having all of the a description of all license exceptions) following (see List of Items Controlled), and “specially designed” assemblies and LVS: N/A “components” therefor. GBS: N/A License Requirements List of Items Controlled Reason for Control: NS, AT Related Controls: See also 9A101 and 9A991 Related Definitions: N/A Country Chart Items: Control(s) (See Supp. No. 1 to part 738) a. Incorporating any of the “technologies” NS applies to entire entry NS Column 2 controlled by 9E003.a, 9E003.h, or 9E003.i; or AT applies to entire entry AT Column 1 Note 1: 9A001.a does not control aero gas Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 2 List Based License Exceptions (See Part 740 for (See Supp. No. 1 a description of all license exceptions) to part 738) NS applies to entire entry NS Column 2 LVS: $5000 AT applies to entire entry AT Column 1 GBS: N/A List Based License Exceptions (See Part 740 for List of Items Controlled: a description of all license exceptions) Related Controls: N/A LVS: $5000 Related Definition: N/A GBS: N/A Items: List of Items Controlled a. Maximum continuous power when operating in “steady state mode” at standard Related Controls: N/A reference conditions specified by ISO 3977- Related Definition: N/A 2:1997 (or national equivalent) of 24,245 kW or Items: more; and a. Controlled by 9A001; or b. ‘Corrected specific fuel consumption’ not exceeding 0.219 kg/kWh at 35% of the b. Whose design or production origins are either maximum continuous power when using liquid not from a Wassenaar Participating State (see fuel. Supplement No. 1 to part 743 of the EAR) or unknown to the manufacturer. Note: The term ‘marine gas turbine engines’ includes those industrial, or aero-derivative, gas turbine engines adapted for a ship’s electric 9A004 Space launch vehicles and “spacecraft,” power generation or propulsion. “spacecraft buses”, “spacecraft payloads”, “spacecraft” on-board systems or equipment, Technical Note: For the purposes of 9A002, terrestrial equipment, and air-launch ‘corrected specific fuel consumption’ is the platforms, as follows (see List of Items specific fuel consumption of the engine corrected Controlled). to a marine distillate liquid fuel having a net specific energy (i.e., net heating value) of 42 License Requirements MJ/kg (ISO 3977-2:1997). Reason for Control: NS and AT 9A003 “Specially designed” assemblies or Country Chart “components,” incorporating any of the Control(s) (See Supp. No. 1 “technologies” controlled by 9E003.a, 9E003.h to part 738) or 9E003.i, for any of the following aero gas NS applies to 9A004.g, NS Column 1 turbine engines (see List of Items Controlled). .u, .v, .w and .x AT applies to 9A004.g, AT Column 1 License Requirements .u, .v, .w, .x and .y Reason for Control: NS, AT License Requirement Note: 9A004.b through .f, and .h are controlled under ECCN Control(s) Country Chart 9A515. Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 3 Note: For the purpose of 9A004.e.2, List Based License Exceptions (See Part 740 for ‘payload data handling’ includes payload data a description of all license exceptions) management, storage, and processing. LVS: N/A e.3. ‘Attitude and orbit control’; GBS: N/A Note: For the purpose of 9A004.e.3, List of Items Controlled ‘attitude and orbit control’ includes sensing and actuation to determine and control the position Related Controls: (1) See also 9A104, and orientation of a “spacecraft”. 9A515, and 9B515. (2) See ECCNs 9E001 (“development”) and 9E002 N.B.: Equipment specially designed for (“production”) for technology for items military use is “subject to the ITAR”. See 22 CFR controlled by this entry. (3) See USML parts 120 through 130. Categories IV for the space launch vehicles and XV for other spacecraft that are f. Terrestrial equipment specially designed for “subject to the ITAR” (see 22 CFR parts “spacecraft”, as follows: 120 through 130). Related Definition: N/A f.1. Telemetry and telecommand equipment Items: “specially designed” for any of the following data processing functions: a. Space launch vehicles; f.1.a. Telemetry data processing of b. “Spacecraft”; frame synchronization and error corrections, for monitoring of operational status (also known as c. “Spacecraft buses”; health and safe status) of the “spacecraft bus”; or d. “Spacecraft payloads” incorporating items f.1.b. Command data processing for specified by 3A001.b.1.a.4, 3A002.g, 5A001.a.1, formatting command data being sent to the 5A001.b.3, 5A002.c, 5A002.e, 6A002.a.1, “spacecraft” to control the “spacecraft bus”; 6A002.a.2, 6A002.b, 6A002.d, 6A003.b, 6A004.c, 6A004.e, 6A008.d, 6A008.e, 6A008.k, f.2. Simulators “specially designed” for 6A008.l or 9A010.c; ‘verification of operational procedures’ of “spacecraft”. e. On-board systems or equipment, specially designed for “spacecraft” and having Technical Note: For the purposes of any of the following functions: 9A004.f.2, ‘verification of operational procedures’ is any of the following: e.1. ‘Command and telemetry data handling’; 1. Command sequence confirmation; 2. Operational training; Note: For the purpose of 9A004.e.1, 3. Operational rehearsals; or ‘command and telemetry data handling’ includes 4. Operational analysis. bus data management, storage, and processing. g. “Aircraft” “specially designed” or modified to e.2. ‘Payload data handling’; or be air-launch platforms for space launch vehicles; h. “Sub-orbital craft”. Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 4 designed” for liquid rocket propulsion i. through t. [RESERVED] systems. (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) u. The James Webb Space Telescope (JWST) being developed, launched, and operated under the supervision of the U.S. National Aeronautics 9A007 Solid rocket propulsion systems. and Space Administration (NASA). (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) v. “Parts,” “components,” “accessories” and “attachments” that are “specially designed” for the James Webb Space Telescope and that are 9A008 “Components” “specially designed” not: for solid rocket propulsion systems. (These items are “subject to the ITAR.” See 22 CFR v.1. Enumerated or controlled in the USML; parts 120 through 130.) v.2. Microelectronic circuits; 9A009 Hybrid rocket propulsion systems. v.3. Described in ECCN 7A004 or 7A104; or (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) v.4. Described in an ECCN containing “space-qualified” as a control criterion (See ECCN 9A515.x.4). 9A010 “Specially Designed” “Parts”, “Components”, Systems and Structures, for w. The International Space Station being Launch Vehicles, Launch Vehicle Propulsion developed, launched, and operated under the Systems or “Spacecraft”. (See Related supervision of the U.S. National Aeronautics and Controls paragraph.) Space Administration. List of Items Controlled x. “Parts,” “components,” “accessories” and “attachments” that are “specially designed” for Related Controls: (1) See USML Category the International Space Station. IV of the International Traffic in Arms Regulations (ITAR) (22 CFR parts 120 y. Items that would otherwise be within the scope through 130) and ECCN 9A604 for of ECCN 9A004.v or .x but that have been paragraphs 9A010.a, .b and .d. (2) See identified in an interagency-cleared commodity USML Category XV of the ITAR and classification (CCATS) pursuant to § 748.3(e) as ECCN 9A515 for paragraph 9A010.c. warranting control in 9A004.y. (3) See Supplement No. 4 to part 774, Order of Review for guidance on the process for determining classification of 9A005 Liquid rocket propulsion systems items. containing any of the systems or Related Definitions: N/A “components,” controlled by 9A006. (These Items: items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) a.