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Case 4:13-md-02420-YGR Document 2321 Filed 05/16/18 Page 1 of 74 1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 NORTHERN DISTRICT OF CALIFORNIA 10 OAKLAND DIVISION 11 IN RE: LITHIUM ION BATTERIES Case No. 13-md-02420-YGR ANTITRUST LITIGATION 12 MDL No. 2420 13 FINAL JUDGMENT OF DISMISSAL This Document Relates To: WITH PREJUDICE AS TO LG CHEM 14 DEFENDANTS ALL DIRECT PURCHASER ACTIONS 15 AS MODIFIED BY THE COURT 16 17 18 19 20 21 22 23 24 25 26 27 28 FINAL JUDGMENT OF DISMISSAL WITH PREJUDICE AS TO LG CHEM DEFENDANTS— Case No. 13-md-02420-YGR Case 4:13-md-02420-YGR Document 2321 Filed 05/16/18 Page 2 of 74 1 This matter has come before the Court to determine whether there is any cause why this 2 Court should not approve the settlement between Direct Purchaser Plaintiffs (“Plaintiffs”) and 3 Defendants LG Chem, Ltd. and LG Chem America, Inc. (together “LG Chem”), set forth in the 4 parties’ settlement agreement dated October 2, 2017, in the above-captioned litigation. The Court, 5 after carefully considering all papers filed and proceedings held herein and otherwise being fully 6 informed, has determined (1) that the settlement agreement should be approved, and (2) that there 7 is no just reason for delay of the entry of this Judgment approving the settlement agreement. 8 Accordingly, the Court directs entry of Judgment which shall constitute a final adjudication of this 9 case on the merits as to the parties to the settlement agreement. -
Final Approval Order Re NEC Settlement
Case 4:13-md-02420-YGR Document 1942 Filed 09/05/17 Page 1 of 58 1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 NORTHERN DISTRICT OF CALIFORNIA 10 OAKLAND DIVISION 11 IN RE: LITHIUM ION BATTERIES Case No. 13-md-02420-YGR ANTITRUST LITIGATION 12 MDL No. 2420 13 This Document Relates To: [PROPOSED] ORDER GRANTING FINAL 14 APPROVAL OF CLASS ACTION ALL DIRECT PURCHASER ACTIONS SETTLEMENT WITH DEFENDANT NEC 15 CORPORATION 16 Date: August 29, 2017 Time: 2:00 p.m. 17 Judge: Hon. Yvonne Gonzalez Rogers Location: Courtroom 1, 4th Floor 18 19 20 21 22 23 24 25 26 27 28 [PROPOSED] ORDER GRANTING FINAL APPROVAL OF CLASS ACTION SETTLEMENT WITH DEFENDANT NEC CORPORATION—Case No. 13-md-02420-YGR Case 4:13-md-02420-YGR Document 1942 Filed 09/05/17 Page 2 of 58 1 On July 24, 2017, Direct Purchaser Plaintiffs (“Plaintiffs”) filed a Memorandum in Support 2 of Final Approval of Class Action Settlements, including with Defendant NEC Corporation 3 (“NEC”). The Court, having reviewed the motion, the settlement agreement, the pleadings and 4 other papers on file in this action, and the statements of counsel and the parties, hereby finds that 5 the motion should be GRANTED. 6 NOW, THEREFORE, IT IS HEREBY ORDERED THAT: 7 1. The Court has jurisdiction over the subject matter of this litigation, and the Actions 8 within this litigation and over the parties to the settlement agreement, attached hereto as Exhibit 1, 9 including all members of the settlement class and the Defendants. -
STANLEY BLACK & DECKER, INC. Form 10-K Annual Report Filed
SECURITIES AND EXCHANGE COMMISSION FORM 10-K Annual report pursuant to section 13 and 15(d) Filing Date: 2017-02-15 | Period of Report: 2016-12-31 SEC Accession No. 0000093556-17-000006 (HTML Version on secdatabase.com) FILER STANLEY BLACK & DECKER, INC. Mailing Address Business Address 1000 STANLEY DR 1000 STANLEY DR CIK:93556| IRS No.: 060548860 | State of Incorp.:CT | Fiscal Year End: 1230 NEW BRITAIN CT 06053 P O BOX 7000 Type: 10-K | Act: 34 | File No.: 001-05224 | Film No.: 17614632 NEW BRITAIN CT 06053 SIC: 3420 Cutlery, handtools & general hardware 8602255111 Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ANNUAL REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ___________ to ___________ COMMISSION FILE 1-5224 STANLEY BLACK & DECKER, INC. (Exact Name Of Registrant As Specified In Its Charter) Connecticut 06-0548860 (State Or Other Jurisdiction Of (I.R.S. Employer Incorporation Or Organization) Identification Number) 1000 Stanley Drive New Britain, Connecticut 06053 (Address Of Principal Executive Offices) (Zip Code) 860-225-5111 (Registrant’s Telephone Number) Securities Registered Pursuant To Section 12(b) Of The Act: Title Of Each Class Name Of Each Exchange On Which Registered Common Stock-$2.50 Par Value per Share New York Stock Exchange Securities Registered Pursuant To Section 12(g) Of The Act: None Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act of 1933. -
File No. ___SECURITIES AND
File No. _____________ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-3A-2 Statement by Holding Company Claiming Exemption Under Rule U-3A-2 from the Provisions of the Public Utility Holding Company Act of 1935 To Be Filed Annually Prior to March 1 THE STANLEY WORKS hereby files with the Securities and Exchange Commission, pursuant to Rule 2, its statement claiming exemption as a holding company from the provisions of the Public Utility Holding Company Act of 1935, and submits the following information: 1. Name, State of organization, location and nature of business of claimant and every subsidiary thereof, other than any exempt wholesale generator (EWG) or foreign utility company in which claimant directly or indirectly holds an interest. The Stanley Works ("Stanley" or the "Company") is a Connecticut corporation with its principal place of business at 1000 Stanley Drive, New Britain, Connecticut 06053. A list of its subsidiary companies is attached hereto and identified as Attachment 1. A description of the nature of Stanley's businesses and that of its subsidiaries, except for The Farmington River Power Company ("FRPC"), is attached hereto and identified as Attachment 2. The business of FRPC involves the generation, sale and distribution of electricity within the State of Connecticut. 2. A brief description of the properties of claimant and each of its subsidiary public utility companies used for the generation, transmission, and distribution of electric energy for sale, or for the production, transmission, and distribution of natural or manufactured gas, indicating the location of principal generating plants, transmissions lines, producing fields, gas manufacturing plants, and electric and gas distribution facilities, including all such properties which are outside the State in which claimant and its subsidiaries are organized and all transmission or pipelines which deliver or receive electric energy or gas at the borders of such State. -
Stanley Black & Decker
STANLEY BLACK & DECKER Investor Overview Version: 7.8.13 Cautionary Statements This presentation contains “forward looking statements,” that is, statements that address future, not past events. In this context, forward-looking statements often address our expected future business and financial performance and financial condition, and often contain words such as: “expect,” “anticipate,” “intend,” “plan,” “believe,” “seek,” or “will.” Forward-looking statements by their nature address matters that are, to different degrees, uncertain. These statements are based on assumptions of future events that may not prove accurate. They are also based on our current plans and strategy and such plans and strategy could change in the future. Actual results may differ materially from those projected or implied in any forward- looking statements. Please refer to our most recent SEC filings, including our 2012 Annual Report on Form 10-K, subsequently filed Quarterly Report on Form 10-Q, as well as our other filings with the Securities and Exchange Commission, for detailed information regarding factors that could cause or contribute to actual results differing materially from those expressed or implied in such forward-looking statements. We do not undertake to update our forward-looking statements. This presentation also contains non-GAAP financial information, including CFROI. CFROI is defined as cash flow from operations less capital and software expenditures* divided by year end capital (debt plus equity* less cash). CFROI is considered important as it is a cash based measure of value creation that ties our strategic focus to returns. Reconciliations of other non-GAAP measures are provided in our quarterly press releases announcing financial results, and may be found in the accompanying appendix. -
Stanley 2009 10-K
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 2, 2010 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE 1-5224 THE STANLEY WORKS (Exact Name Of Registrant As Specified In Its Charter) Connecticut 06-0548860 (State Or Other Jurisdiction Of (I.R.S. Employer Incorporation Or Organization) Identification Number) 1000 Stanley Drive New Britain, Connecticut 06053 (Address Of Principal Executive Offices) (Zip Code) 860-225-5111 (Registrant’s Telephone Number) Securities Registered Pursuant To Section 12(b) Of The Act: Name Of Each Exchange Title Of Each Class On Which Registered Common Stock-$2.50 New York Stock Exchange Par Value per Share Securities Registered Pursuant To Section 12(g) Of The Act: None Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act of 1933. Ye s XNo Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Ye s No X Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months and (2) has been subject to such filing requirements for the past 90 days. -
Form 10-K (PDF)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ANNUAL REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2013 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ___________ to ___________ COMMISSION FILE 1-5224 STANLEY BLACK & DECKER, INC. (Exact Name Of Registrant As Specified In Its Charter) Connecticut 06-0548860 (State Or Other Jurisdiction Of (I.R.S. Employer Incorporation Or Organization) Identification Number) 1000 Stanley Drive New Britain, Connecticut 06053 (Address Of Principal Executive Offices) (Zip Code) 860-225-5111 (Registrant’s Telephone Number) Securities Registered Pursuant To Section 12(b) Of The Act: Title Of Each Class Name Of Each Exchange On Which Registered Common Stock-$2.50 Par Value per Share New York Stock Exchange Securities Registered Pursuant To Section 12(g) Of The Act: None Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act of 1933. Yes No Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Yes No Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months and (2) has been subject to such filing requirements for the past 90 days. -
2009 Annual Report Introduction
2009 AnnuAl RepoRt IntroductIon Before you begin reading this Annual Report, please remember that we changed our name from The Stanley Works to Stanley Black & Decker, Inc., in connection with our merger with The Black & Decker Corporation in March 2010. This Annual Report does not include results from the Black & Decker business because the financial statements and other information contained herein predate the Black & Decker transaction.* GoInG Green In 2009, Stanley built on our commitment to sustainability, transforming that commitment into opportunities to advance our sustainability mission. This year’s Annual Report is a breakthrough for Stanley. Conscious of our environmental, social and economic resources, we have reduced both the page count and the print run of this report. Visit www.2009annualreview.stanleyblackanddecker.com to view videos of our leadership team discussing 2009 highlights, to explore our financials, to see slide shows of business and brand development, to learn about the new Stanley Black & Decker…and more. We believe that responsible management of our environmental resources is not only right for the planet, it’s right for business. For us, it’s about sustainable yield and getting maximum results with minimum waste. We estimate that reducing the size of this report and using recycled paper have saved approximately: • 191 trees • 81,211 gallons of water • 8,981 pounds of waste • 17,684 pounds of net greenhouse gases • 135,417,920 BTUs of energy Our sustainability efforts weren’t limited to the 2009 Annual Report, however, as our continued execution of the principles of the Stanley Fulfillment System (SFS) drove a global 15% year-over-year reduction in total waste generation normalized to production. -
The Stanley Works 2002 Annual Report
160 YEARS OF MAKING SOMETHING GREAT. THE STANLEY WORKS ©2003 THE STANLEY WORKS STWKS-AR-03 2002 ANNUAL REPORT FINANCIAL HIGHLIGHTS INVESTOR AND SHAREOWNER INFORMATION COMMON STOCK The Stanley Works common stock is listed TRANSFER AGENT & REGISTRAR All shareowner inquiries, (Millions of Dollars, except per share amounts) 2002 2001 Change on the New York Stock Exchange under the abbreviated ticker including transfer-related matters, should be directed to: EquiServe Closing market price per share $ 34.63 $ 46.57 (26)% symbol “SWK”; and is a component of the S&P 500 Composite Limited Partnership, Servicing Agent for State Street Bank and Total return (share price change plus dividends) (24)% 53% Stock Price Index. Trust Company, P.O. Box 8200, Boston, MA 02266-8200. Financial Highlights (800) 543-6757. www.equiserve.com Net sales $2,593 $2,607 (1)% COMMON STOCK (DOLLARS PER SHARE) CORPORATE OFFICE The company’s principal corporate Operating income $ 289 $ 329 (12)% PRICE DIVIDENDS Percent of sales 11.1% 12.6% (150)bp 2002 2001 2002 2001 offices are located at: 1000 Stanley Drive, New Britain, CT 06053 Net earnings $ 185 $ 158 17% High Low High Low (860) 225-5111 Per share $2.10 $1.81 16% First Quarter 52.00 40.23 38.35 28.06 $.24 $.23 ANNUAL MEETING The annual meeting of The Stanley Works Return on capital employed 14.9% 13.3% 160bp Second Quarter 51.10 39.15 41.99 31.60 .24 .23 will be held at 9:30 a.m. EDT on Tuesday, April 22, 2003, at the Dividends per share $.99 $.94 5% Third Quarter 43.95 29.90 45.80 32.64 .255 .24 Charlotte Marriott City Center Hotel, 100 West Trade Street, Fourth Quarter 36.69 27.31 46.85 34.60 .255 .24 Charlotte, North Carolina. -
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Case 4:13-md-02420-YGR Document 1947 Filed 09/05/17 Page 1 of 62 1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 NORTHERN DISTRICT OF CALIFORNIA 10 OAKLAND DIVISION 11 IN RE: LITHIUM ION BATTERIES Case No. 13-md-02420-YGR ANTITRUST LITIGATION 12 MDL No. 2420 13 This Document Relates To: FINAL JUDGMENT OF DISMISSAL 14 WITH PREJUDICE AS TO DEFENDANT ALL DIRECT PURCHASER ACTIONS TOSHIBA CORPORATION 15 16 17 18 19 20 21 22 23 24 25 26 27 28 FINAL JUDGMENT OF DISMISSAL WITH PREJUDICE AS TO DEFENDANT TOSHIBA CORPORATION— Case No. 13-md-02420-YGR Case 4:13-md-02420-YGR Document 1947 Filed 09/05/17 Page 2 of 62 1 This matter has come before the Court to determine whether there is any cause why this 2 Court should not approve the settlement between plaintiffs and Defendant Toshiba Corporation 3 (“Toshiba”), set forth in the parties’ settlement agreement dated March 15, 2017, in the above- 4 captioned litigation. The Court, after carefully considering all papers filed and proceedings held 5 herein and otherwise being fully informed, has determined (1) that the settlement agreement should 6 be approved, and (2) that there is no just reason for delay of the entry of this Final Judgment 7 approving the settlement agreement. Accordingly, the Court directs entry of Final Judgment which 8 shall constitute a final adjudication of this case on the merits as to the parties to the settlement 9 agreement. Good cause appearing therefor, it is ORDERED, ADJUDGED, AND DECREED 10 THAT: 11 1. -
Stanley Black & Decker, Inc. Company Brochure
1 STANLEY BLACK & DECKER IS THE WORLD’S LARGEST TOOLS AND STORAGE COMPANY, THE WORLD’S SECOND-LARGEST COMMERCIAL ELECTRONIC SECURITY COMPANY, AND A WORLD- LEADING PROVIDER OF ENGINEERED FASTENING SYSTEMS, WITH UNIQUE AND POWERFUL GROWTH PLATFORMS IN THE OIL & GAS AND INFRASTRUCTURE INDUSTRIES. Just as it was in 1843, our passion for excellence is seen around the world in our loyal customer relationships, disciplined operations and purposeful business growth. 2 OUR HISTORY Our Numbers When you trace it all the way back, it comes down to three individuals: § 1843: STANLEY® is Founded Frederick Stanley, Duncan Black, and Alonzo Decker. § #1 in Tools and Storage For more than 175 years, we’ve been proud to continue their legacies and proud to carry their § #2 in Commercial Electronic Security names forward. § #2 in Engineered Fastening § 52,000+ Employees in 50 Countries In 1843, Frederick Stanley started a small shop in New Britain, Connecticut to manufacture bolts, hinges, and other hardware from wrought iron. With superior quality, consistent § 500,000 Products innovation, and rigorous operational improvement, Stanley’s company defined excellence, and § 150 Million Shares Outstanding (NYSE) so did his products. § 140+ Years of Consecutive Dividend Payouts § 479 Consecutive Quarters with Dividend Records In 1910, S. Duncan Black and Alonzo G. Decker started their shop, similar in size at first, in Baltimore, Maryland. Six years later they changed the world by obtaining the world’s first patent § 47 Consecutive Years of Increased Dividends for a portable power tool, and the company they built has been changing the world ever since. § 13,000+ Registered and Active Global Patents Both companies grew in parallel over the ensuing decades, amassing an unparalleled family of brands and products and an even more impressive wealth of industry expertise. -
Marr Declaration in Support of Final Approval of LG Chem, Samsung
Case 4:13-md-02420-YGR Document 2249-2 Filed 03/29/18 Page 1 of 130 Case 4:13-md-02420-YGR Document 2249-2 Filed 03/29/18 Page 2 of 130 Case 4:13-md-02420-YGR Document 2249-2 Filed 03/29/18 Page 3 of 130 Case 4:13-md-02420-YGR Document 2249-2 Filed 03/29/18 Page 4 of 130 EXHIBIT A Case 4:13-md-02420-YGR Document 2249-2 Filed 03/29/18 Page 5 of 130 In re: Lithium Ion Batteries Antitrust Litigation Report on Exclusions Received - LG Chem Wednesday, March 28, 2018 No. Entity Subsidiaries/Affiliates Postmark 1 MANAGEMENT TECHNOLOGIES, INC 1/11/2018 2 CONSTANCE HUBER 1/12/2018 3 MICHAEL AUGUSTINI 1/13/2018 4 MARK WATERS 1/13/2018 5 FREY AND CAMPBELL INC 1/15/2018 6 MARY JOHNSON 1/16/2018 7 KATHY LOMBARDI 1/16/2018 8 IRA BIRDSONG 1/16/2018 9 MIMI FELLNER 1/16/2018 10 NETTIE LEWIS 1/16/2018 11 GEORGE S GEIGER 1/16/2018 12 BARBARA CAMPBELL 1/17/2018 13 ROBERT WITTENBORN 1/17/2018 14 WAYNE HILCHEN 1/17/2018 15 LINDA GALLAGHER 1/17/2018 16 CHARLES WOLLASTON 1/17/2018 17 DIANA L THOMAS 1/17/2018 18 COOPER & LINK 1/18/2018 19 JERRY STARK 1/18/2018 20 CRYSTAL ATKINS 1/18/2018 21 MICHAEL FLEISCHER 1/18/2018 22 DUANE CLENDANIEL 1/19/2018 23 ANDREW BURT 1/19/2018 24 ELAINE T MACCULLOUGH 1/19/2018 25 DANIEL ADAMS 1/19/2018 26 PHYSIO-CONTROL, INC.