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Regulatory assessment of in vitro secondary data. Various protocols Secondary pharmacology data to for secondary pharmacology studies are commonly available and generally con- assess potential off-target activity of sist of binding assays, functional assays and assays, all of which provide new : a regulatory perspective important information regarding the phar- macological activity of a and possible unanticipated side effects that may be seen Thomas Papoian, Haw-Jyh Chiu, Ikram Elayan, Gowraganahalli Jagadeesh, in humans. When the data suggest possible Imran Khan, Adebayo A. Laniyonu, Cindy Xinguang Li, Muriel Saulnier, off-target activity, the extent of that risk Natalie Simpson and Baichun Yang under clinically relevant conditions and drug exposures is carefully assessed, and Secondary pharmacology studies evaluate addresses these issues by discussing the safety recommendations are made for the compounds for pharmacodynamic activity utility of and regulatory perspectives on proposed clinical studies or additional against a broad range of targets that are in vitro secondary pharmacology data, how non-clinical studies are requested to help related to or distinct from the intended such data are used in the Center for Drug to better understand or reduce the risk. therapeutic target. This is a cost-effective Evaluation and Research at the US Food and In our experience, the panels of targets approach used by many pharmaceutical Drug Administration and when such data that are employed vary widely and are often companies as a safety screen early in drug are usually submitted. We hope that such selected without justification or a descrip- development, as highlighted in a recent a discussion could be helpful for drug tion of their relevance to human safety. article (Reducing safety-related drug attri- developers when considering the type and In such cases, a repeat of the study may be tion: the use of in vitro pharmacological extent of secondary pharmacology data to recommended using a more appropriate profiling. Nature Rev. Drug Discov. 11, submit to regulatory agencies in support selection of clinically relevant targets. It is 909–922 (2012))1. Information on the of a drug application. useful to determine whether a drug shares of a drug for a given similar off-target activity with other drugs can be used to determine structure–activity Data submission and use in the class — for example, the and relationships, assess potential liability for Useful aspects of submitted secondary anticholinergic properties of certain hista- off-target effects, and influence early clini- pharmacology data. Detailed aspects of mine H1 antagonists — so that such cal trial design, dose selection and patient secondary pharmacology data that are con- side effects in humans can be better antici- monitoring. sidered to be useful during regulatory safety pated and monitored. Similarly, target panel Although secondary pharmacology data assessments are summarized in TABLE 1. selection may also include consideration of are often included early in the drug sub­ Incorporation of these aspects into secondary whether the intended drug target has struc- mission process as part of a standard safety pharmacology study reports not only tural or functional similarity to a related but pharmacology screen2, there is variability enhances the quality and regulatory utility of unintended target. If such a relationship is in the timing, type, extent and format of the reports but also decreases uncertainty in found, then clinical consequences of affect- secondary pharmacology data submitted to decision making owing to misinterpretation ing those targets are considered. Drugs may regulatory agencies1. This Correspondence of data. also possess specificity for, or a mechanism

Table 1 | Aspects of secondary pharmacology data considered useful for regulatory review Aspect Description Target panel • For new molecular entities, a broad panel of G -coupled receptors, transporters, ion channels, nuclear receptors and , including various kinases • Safety or pharmacological rationale provided for selection of targets • Panel of targets not limited to the same , putative or group of related chemical structures as the lead compound Methodology • Detailed description of methodology used for all binding and functional assays section • Rationale and/or criteria for a positive response (for example, ≥50% inhibition or stimulation at the maximum concentration tested) Results • Data expressed in a readable tabular and/or graphical format section • Percentage inhibition or activation

• Effector concentration for half-maximum response (EC50), half-maximal inhibitory concentration (IC50) or inhibition constant (Ki) values versus internal reference value • Graphs displaying magnitude of change (percentage inhibition or stimulation)

• IC50 titration curves (percentage inhibition versus increasing concentration) • Criteria given for a positive response Discussion • Biological significance of findings section • How potency of off-target activity compares with that of the intended target • Relative in vitro potency for off-target activity versus potency for intended target (or targets)

• IC50 or Ki values versus projected or observed plasma drug levels achieved at efficacious doses (animals or humans) • Correlation between in vitro findings and those observed in animals • Discussion of possible drug-related effects that should be monitored in humans

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of action linked to, selected targets from a further evaluation, such as follow‑up in vitro values with in vivo plasma drug levels are also large family of related targets that have struc- or animal studies focusing on the different used to assess possible effects at therapeutic

tural or functional similarity (for example, targets affected, may be recommended to exposures. The closer the IC50 or Ki values the ATP-binding site of protein tyrosine better define the risk. Correlations between are to plasma drug levels, the more likely the kinases). In such cases, a broad panel screen positive secondary pharmacology results clinical effect. Also considered in this context of all closely related family members may be and results seen in animals may be used to are local tissue drug concentrations at the site useful in distinguishing intended pharmaco- determine whether in vitro activity translates of action that may be higher than circulating logical effects from unintended effects. to possible human risk under therapeutic levels. Use of focused profiling may be recom- It is important to understand how findings conditions. It is important to note that in vitro mended to address specific issues of concern, relate to those observed with other members panels generally use human-specific targets, such as the safety of active drug metabolites or of the drug class or for a certain mechanism of and in vitro results may not always correlate unique major human metabolites not formed action. If the findings are similar, then the with those observed in animals. Correlations in animals but found during subsequent clini- clinical risk may be considered to be similar between in vitro half-maximal inhibitory con- cal testing. Even if a compound produces

as well. If they are different, however, then centration (IC50) or inhibition constant (Ki) a positive in vitro result at therapeutically

Table 2 | Examples of regulatory actions based on positive off-target activity Case example Drug effects Possible regulatory action Endocrine disruptors • Interference with some aspect of the endocrine • Use of receptor-binding and enzyme assays to screen system for potential unintended effects, including interference • Blocking of receptors (membrane and with certain endocrine receptors nuclear) • If in vitro results are positive, additional studies may • Effects on synthesis, transport or of be warranted: Developmental and reproductive , pre- and • Sex hormones (oestrogens and ) most post-natal development, and juvenile animal toxicity commonly affected studies to assess endocrine-related developmental • Can affect development and maturation effects; Assessment of hormone levels in human clinical trials Peroxisome proliferator- Human target organs include heart (in the case of • Significant off-target activity in vitro (for example, low

activated receptor-γ congestive heart failure), kidney (fluid retention), effector concentration for half-maximum response (EC50) (for example, skeletal muscle (rhabdomyolysis), and liver, bone in cell-based reporter gene assay) may result in: thiazolidinediones) marrow and bladder (cancers) Additional monitoring to assess human risk at therapeutic drug concentrations; Rodent carcinogenicity studies to support clinical studies of >6 months duration Cardiac (voltage-gated) • Potassium voltage-gated channel subfamily H member 2 Positive results may prompt additional

protein (hERG1), which mediates the repolarizing current IKr: electrocardio­graphy monitoring in patients antagonists Antagonists slow conduction and repolarization of action potential; Associated with corrected QT prolongation and torsades de pointes • Sodium channel protein type 5 subunit-α (Nav1.5): Antagonists prolong QRS interval and slow conduction

5‑HT2B (serotonin) receptor activity to 5‑HT2B receptors on heart • In vitro agonist activity (for example, calcium flux assay) agonists (for example, valve leaflets known to result in fibrotic cardiac may result in: fenfluramine–, valvulopathy Request for focused histopathology of animal heart 3,4‑methylenedioxy-N- valves; methylamphetamine Additional cardiac monitoring (echocardiography) in (MDMA; also known as humans if the safety margin is sufficient based on the ecstasy) animal no-observable level • If no safety margin, then possible clinical hold due to serious and irreversible nature of the effect -gated ion channels: • Protect neurons against excess glutamate neurotoxicity Positive in vitro results may prompt focused animal studies N-methyl-d-aspartate • Used to treat stroke, epilepsy, pain and Parkinson for possible neurotoxic effects on structure (expanded (NMDA) receptor disease neurohistopathology) and function (neurobehavioural antagonists (for example, • Can injure or destroy certain other neurons and induce testing, including evaluation for effects on sensory, motor dizocilpine (MK‑801) and psychotic symptoms and memory impairment and cognitive functions) ) • Mechanism of toxicity is complex, involving , glutamatergic, GABAergic, and/or noradrenergic systems Drugs with potential Off-target activity affecting the • Positive results may prompt: for abuse system, (for example, , noradrenaline, Further animal and human behavioural studies for serotonin, GABA (γ-aminobutyric acid)), acetylcholine, addictive or abuse liability; (for example, μ-type), NMDA or cannabinoid Drug scheduling by the US Drug Enforcement receptors) Administration

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relevant concentrations, certain risk–benefit molecular entities, there is a general preference Ikram Elayan and Imran Khan are at the considerations for particular patient popula- for a broad panel of targets. Also useful are Division of Psychiatry Products, US Food and Drug Administration. tions are taken into account, such as the detailed descriptions for methodology, data Adebayo A. Laniyonu is at the Division of Medical seriousness of the therapeutic indication expression in tabular and/or graphical for- Imaging Products, US Food and Drug Administration. and whether potential adverse effects are mat and discussion of the biological signifi- Cindy Xinguang Li is at the Division of Nonprescription considered to be reversible. cance of any findings. When used with other Drug Products, US Food and Drug Administration, Case examples of regulatory actions standard non-clinical assessments, such data 10903 New Hampshire Avenue, Silver Spring, based on positive off-target activity are help to reduce drug attrition due to safety Maryland 20993, USA. provided in TABLE 2 and include endocrine concerns and increase the chances that safe Correspondence to T.P. disruptors, peroxisome proliferator-activated and effective therapeutics will be made e‑mail: [email protected] receptor-γ agonists, cardiac (voltage-gated) available to the public. doi:10.1038/nrd3845-c1 ion channel protein antagonists, 5‑HT2B Variability in the timing, type, extent 1. Bowes, J. et al. Reducing safety-related drug attrition: (serotonin) receptor agonists, ligand-gated and format of submitted secondary phar- the use of in vitro pharmacological profiling. Nature Rev. Drug Discov. 11, 909–922 (2012). ion channel protein (for example, N-methyl- macology data limits the usefulness of the 2. ICH Expert Working Group. Safety pharmacology d-aspartate receptor) antagonists and drugs data during early stages of the drug safety studies for human pharmaceuticals S7A. ICH [online], http://www.ich.org/fileadmin/Public_Web_Site/ICH_ with potential for abuse. Although not review process. This Correspondence Products/Guidelines/Safety/S7A/Step4/S7A_Guideline. exhaustive, these examples highlight current addresses these issues by providing current pdf (2001). 3. Bass, A. S. et al. Exploratory drug safety: a discovery experience with certain classes and actions regulatory perspectives on important strategy to reduce attrition in development. of drugs that have resulted in specific regula- aspects of in vitro secondary pharmacology J. Pharmacol. Toxicol. Methods 60, 69–78 (2009). 4. Hughes, J. P. et al. Principles of early drug discovery. tory actions based on their potential risk for data, as well as discussing how such data Br. J. Pharmacol. 162, 1239–1249 (2011). human safety. are assessed and when such data are usually 5. Lounkine, E. et al. Large-scale prediction and testing of drug activity on side-effect targets. Nature 486, submitted. 361–367 (2012). Timing of secondary pharmacology data Important remaining issues are identifying 6. Muller, P. Y. & Milton, M. N. The determination and interpretation of the in drug submission. For proper safety assessment, specific targets, target categories and biologi- development. Nature Rev. Drug Discov. 11, 751–761 it is advantageous for secondary pharmaco­ cal functionalities that should constitute a (2012). 7. Redfern, W. S. et al. Safety pharmacology ­– logy data to be available with the initial sub- minimal in vitro panel, and determining how a progressive approach. Fundam. Clin. Pharmacol. mission to support first‑in‑human (Phase I) primary versus secondary panels should be 16, 161–173 (2002). 8. Valentin, J. P. & Hammond, T. Safety and secondary clinical trials. Such data can also be used to defined. Although some of the more general pharmacology: successes, threats, challenges and help to interpret clinical findings or adverse considerations involved in target selection opportunities. J. Pharmacol. Toxicol. Methods 58, 77–87 (2008). drug reactions that occur as drug develop- are discussed here, several recent publica- 9. Wakefield, I. D. et al. The application of in vitro ment proceeds into later phases of clinical tions are available that provide additional methods to safety pharmacology. Fundam. Clin. Pharmacol. 16, 209–218 (2002). testing. rationale for target selection under specific 10. Whitebread, S. et al. In vitro safety pharmacology circumstances3–10. profiling: an essential tool for successful drug Summary and conclusions development. Drug Discov. Today 10, 1421–1433 Thomas Papoian, Gowraganahalli Jagadeesh, (2005). In vitro secondary pharmacology studies are Muriel Saulnier and Baichun Yang are at the Division Disclaimer considered to be valuable and cost-effective of Cardiovascular and Renal Products, This article reflects the views of the authors and should not tools to identify and to predict possible US Food and Drug Administration. be construed as representing views or policies of the US Food and Drug Administration. adverse effects of drugs in early human Haw-Jyh Chiu and Natalie Simpson are at the clinical trials based on unintended Division of Hematology Oncology , Competing interests statement pharmaco­dynamic activities. For new US Food and Drug Administration. The authors declare no competing interests.

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