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Contents (Click on index item to locate) Subject Page Introductory Note 1 1. The Fielding break-in 3 A. United States v. John Ehrlichman et al CR 74-116 5 B. United States v. Egil Krogh Jr CR 857-73 29 11.The break-in at the Democratic National Committee headquarters and its subsequent investigations 51 A. United States v. John W Dean III CR 886-73 53 B. United States v. Fred LaRue CR 556-73 61 C. United States v. G. Gordon Liddy et al CR 1827-72 67 D. United States v. G Gordon Liddy CR 74-117 87 E. United States v. Jeb Stuart Magruder CR 715-73 91 F. United States v. John Mitchell et al CR 74-110 101 G. United States v. Herbert Porter CR 74-32 193 III. Illegal campaign practices and contributions 195 A. United States v. James Allen CR 74-227 197 B. United States v. Richard Allison CR 74-270 201 C. United States v. American Airlines CR 869-73 203 D. United States v. American Milk Producers Inc CR 74-445 207 E United States v. Dwayne Andreas and First Interoceanic Corporation 4-73-CR 201 221 F. United States v. Ashland Petroleum Gabon Corporation and Orin Atkins CR 11 119 227 G. United States v. Braniff Airways Inc and Harding Lawrence CR 959-73 231 H. United States v. Carnation Co and H Everett Olson CR 1026-73 235 I. United States v. Francis Carroll CR 74-291 239 J. United States v. Dwight Chapin CR 990-73 243 K. United States v. Diamond International Corporation and Ray Dubrowin CR 74-114 253 L. United States v. Goodyear Tire and Rubber Company and Russell deYoung CR 73-540 257 M. United States v. Gulf Oil Corporation and Claude C Wild Jr CR 960-73 263 N. United States v. Herbert Kalmbach CR 74-86 CR74-87 267 O. United States v. Lehigh Valley Cooperative Farmers CR 74-241 273 P. United States v. John Melcher CR 74-196 277 Q. United States v. Minnesota Mining and Manufacturing Company and Harry Heltzer 3-73 CR 131 281 R. United States v. Harold Nelson CR 74-443 285 S. United States v. Northrop Corporation and Thomas Jones CR 74-226 297 T. United States v. David Parr CR 74-426 301 U. United States v. Phillips Petroleum Company and William W Keeler CR 998-73 311 V. United States v. Donald Segretti CR 828-73 315 W. United States v. George Steinbrenner III and the American Shipbuilding Company CR 74-174 323 IV. Attempts to improperly influence governmental conduct 347 A. United States v. John Connally et al CR 74-440 349 B. United States v. Jake Jacobsen CR 74-22* 361. C. United States v. Richard Kleindienst CR 74-256 365 D. United States v. Howard Edwin Reinecke CR 74-155 371 * Indictment dismissed May 3 1974 - 37-491 O STATEMENT OF INFORMATION: APPEN DIN II HEA RINGS BEFORE THE COMMITTEE ON THE JUDICIARY HOUSE OF REPRESENTATIVES NINETY-THIRD CONGRESS SECOND SESSION PURSUANT TO H. Res. 803 A RESOLUTION AUTHORIZING AND DIRECTING THE COMMITTEE ON THE JUDICIARY TO INVESTIGATE WHETHER SUFFICIENT GROUNDS EXIST FOR THE HOUSE, OF REPRESENTATIVES TO EXERCISE ITS CONSTITUTIONAL POWER TO IMPEACH RICHARD M. NIXON PRESIDENT OF THE UNITED STATES OF AMERICA PAPF,RS IN CRIMINAL, CASES INITIATED BY THE WATERGATE SPECIAL PROSECU:TTION FORCE, June 27,1973-August 2* 1974 MAY-JUNE 1974 U.S. GOVERNMENT PRINTING OFFICE WASHINGTON: 1974 For sale by the Superintendent of Documents, IJ.S. Government Printing Office Washington, D.C. 20402 - Price $3.70 COMMITTEE ON THE JUDICIARY PETER W. RODINO, JB., New Jersey, Chairman HAROLD D. DONOHUE, Massachusetts EDWARD HUTCHINSON, Mlehlgan JACK BROOKS, Texas ROBERT McCLORY, Illinois ROBERT W. RASTENMEIER, Wisconsin HENRY P. SMITH III, New York CHARLES W. SANDMAN, JB., New Jersey DON EDWARDS, California WILLIAM L. HUN GATE, Missouri JOHN CONFERS, JR., Michigan JOSHUA EILBERG, Pennsylvania JEROME R. WALDIE, California WALTER FLOWERS, Alabama JAMES R. MANN, South Carolina PAUL S. SARBANES, Maryland JOHN F. SEIBERLING, Ohio GE:ORGE E. DANIELSON, California ROBERT F. DRINAN, Massachusetts CHARLES B. RANGEL, New York BARBARA JORDAN, Texas RAY THORNTON, Arkansas ELIZABETH HOLTZMAN, New York WAYNE OWENS, Utah EDWARD MEZVINSRY, Iowa TOM RAILSBACR, Illinois CHARLES E. WIGGINS, California DAVID W. DENNIS, Indiana HAMILTON FISH, JB., New York WILEY MAYNE, Iowa LAWRENCE J. HOGAN, Maryland M. CALDWELL BUTLER, Virginia WILLIAM S. COHEN, Maine TRENT LOTT, Mississippi HAROLD V. FROEHLICH, Wisconsin CARLOS J. MOORHEAD, California JOSEPH J. MARAZITI, New Jersey DELBERT L. LATTA, Ohio JOHN DOAR, Special Counsel ALBERT E. JENNER, Jr., Special Counsel to the Minority JO8EPH A. WOODS, Jr., Senior Assoofate Special Counsel RICHARD CATES, Senior Associate Special Counsel BERNARD W. NUSSBAUM, Senior Associate Special Counsel ROBERT D. SACK, Senior Associate Special Counsel ROBERT A. SHELTON, Associate Special Counsel SAMUEL GARRISON III, Deputy If inority Counsel FRED H. ALTSHULER, Counsel THOMAS BELL, Counsel W. PAUL BISHOP, Counsel ROBERT L. BROWN, Counsel MICHAEL M. CONWAY, Counsel RUFUS CORMIER, Special Assistant E. LEE DALE, Counsel JOHN B. DAVIDSON, Counsel EVAN A. DAVIS, Counsel CONSTANTINE J. GEKAS, Counsel RICHARD H. GILL, Counsel DAG^fAR HAMILTON, Counsel DAVID HANES, Special Assistant JOHN E. KENNAHAN, Counsel TEsRY R. RIBKPATBICK, Counsel JoHN R. LABOVITZ, Counsel LAWRENCE LUCCHINO, Counsel R. L. SMITH McRExTHEN, Counsel (II) ALAN MARER, Counsel ROBERT P. MURPHY, Counsel JAMES B. F. OLIPHANT, Counsel RICHARD H. PORTER, Counsel GEORGE RAYBOBN, Counsel JAMES REX M, Counsel HILLARY D. RODHAM, Counsel STEPHEN A. SHARP, Counsel FARED StAl<sLL, Counsel RODEOS B. STABEK III, Counsel GARY W. SUTTON, Counsel EDWARD S. SZrKELEWICZ, Counsel THEODORE R. TETZLAFF, Counsel ROBERT J. TRAINER, Counsel J. STEPHEN WALKER, Counsel BEN A. WALLIS, JB., Counsel WILLIAM WELD, Counsel WILLIAM A. WHITE, Counsel United States v. Jeb Stuart Magruder CR 71573......... United States v. John Mitchell, et al CR 74110........ United States v. Herbert Porter CR 7432............... legal campaign practices and contributions............... United States v. James Allen CR 74-227................. United States v. Richard Allison CR 74-270............. United States v. American Airlines CR 869-73........... United States v. American Milk Producers, Inc. CR 74445.............................................. United States v. Dwayne Andreas and First Interoceanic Corporation, 4-73-CR 201............................... United States v. Ashland Petroleum Gabon Corporation and Orin Atkins, CR 11, 119............................ United States v. Braniff Airways, Inc. and Harding Lawrence CR 95973..................................... United States v. Carnation Co. and H. Everett Olson CR 1026-73....... United States v. United States v. United States v. Ray Dubrowin CR ~ United States v. &oodvear Tire and Rubber Company and Francis Carroll CR 74291............. Dwight Chapin CR 99073............... Diamond International Corporation and 2' 51 53 61 67 87 91 101 193 195 197 201 203 207 221 227 231 235 239 243 3 5 ) 9 Russell deYounz CR 73540......... A United States v. Gulf Oil Corporation and Claude C. Wild, Jr. CR 96073.................................... United States v. Herbert Kalmbach CR 74-86, CR 74-87... United States v. Lehigh Valley Cooperative Farmers CR 74-241......... United States v. John Melcher CR 74196................ United States v. Minnesota Mining and Manufacturing Company, and Harry Heltzer 3-73 CR 131................. United States v. Harold Nelson CR 74-443............... United States v. Northrop Corporation and Thomas Jones CR 74226.............................................. United States v. David Parr CR 74426.................. United States v. Phillips Petroleum Company and William W. Keeler CR 99873.................................... (III) 263 267 273 277 281 2&5 297 301 311 INTRODUCTORY NOTE This is a compilation of certain court papers in criminal cases brought by the Watergate Special Prosecutor. The cases deal with the following subjects: 1) the break-in at the office of Dr. Lewis J. Fielding, psychiatrist of Daniel Ellsberg; 2) the break-in at the Democratic National Committee Headquarters in the Watergate Office Building and the subsequent investigations of the break-in; 3) illegal campaign practices and contributions during the 1968, 1970 and 1972 elections; and 4) attempts to improperly influence government conduct. Each set of court documents is preceded by a brief summary of the major court proceedings in the case. (1) - THE FIELDING BREAK-IN (3) - United States v. John Ehrlichman, Charles Colson, G. Gordon Liddy, Bernard Barker, Felipe DeDiego and EuRenio Martinez (CR 74-116, United States District Court for the District of Columbia) Major court proceedings March 7, 1974 March 9, 1974 March 14, 1974 May 2.', 1974 June 3, 1974 June 21, 1974 June 26, 1974 July 12, 1974 Indictment filed charging the defendants with one count of conspiracy to violate the rights of citizens in connection with the break- in at Dr. Lewis Fielding's office. (Count 1) John Ehrlichman also charged with one count of making false statements to agents of the FBI (Count 2) and three counts of making false declaration to a Grand Jury or Court. (Counts 3, 4, 5) John Ehrlichman and Charles Colson enter pleas of not guilty. G. Gordon Liddy, Bernard Barker, Felipe DeDiego and Eugenic Martinez enter pleas of not guilty. Indictment dismissed against Felipe DeDiego Colson enters a plea of guilty to a one count information charging obstruction of justice. Colson sentenced to a prison term of one to three years and a fine of $5,000.00 Case called for trial. Verdict: Ehrlichman found guilty as to Counts 1 through 4, not guilty as to Count 5. Liddy, Barker and Martinez found guilty as to Count 1. (5) July 22, 1974 - July 31, 1974 Judge Gesell sets aside guilty verdict as to Count 2 and a judgement of acquittal is entered in its place. Sentences : Ehrlichman sentenced to serve a prison term of 20 months to five years.