Due Diligence Report on Environment and Social Safeguards

Final Report August 2012

UZB: Housing for Integrated Rural Development Investment Program

Prepared by: Odil Akbarov, National Safeguards Specialist (Staff Consultant)

ABBREVIATIONS

ADB Asian Development Bank DDR Due Diligence Review EIA Environmental Impact Assessment Housing for Integrated Rural Development HIRD Investment Program State committee for land resources, geodesy, SCLRGCSC cartography and s tate cadastre SCAC State committee of architecture and construction NPC Nature Protection Committee MAWR Ministry of Agriculture and Water Resources QQB Qishloq Qurilish Bank QQI Qishloq Qurilish Invest

This Due Diligence Report on Environmental and Social Safeguards is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

TABLE OF CONTENTS

A. INTRODUCTION ...... 4 B. SUMMARY FINDINGS ...... 4 C. SAFEGUARD STANDARDS ...... 4 D. DUE DILIGENCE PROCESS...... 5 E. FINDINGS AND FOLLOW UP ACTIONS ...... 10 F. RECOMMENDATIONS ...... 11

A. INTRODUCTION

1. To mitigate risks associated with inappropriate land selection an independent review of the HIRD safeguard due diligence process was commissioned for HIRD 2012 new housing sites ( massifs ). 1 While the review was initially planned to be undertaken on a sample basis, it was determined that a 100% due diligence review would improve implementation of HIRD safeguard requirements nationwide, strengthen capacity of participating technical agencies, and better ensure compliance.

B. SUMMARY FINDINGS

2. Of the 656 massifs proposed and considered for HIRD 2012, 272 massifs were approved for new construction of HIRD 2012 rural houses. For each of the approved massifs , a safeguard due diligence review was undertaken and compliance with national and ADB environmental and social safeguard requirements confirmed. The safeguard review process was undertaken in close coordination with the PIU and relevant technical agencies to ensure timely briefing and immediate corrective action on all GOU and ADB safeguard issues.

3. The safeguard due diligence review encompassed: a. A review of ADB and GOU safeguards requirements. b. An initial screening of massifs based on information provided by GOU. c. Field assessment of environmental and social risks and land acquisition or resettlement issues.

4. A desk review was undertaken of land selection documents and assessments and certifications required from technical agencies for each of the 272 massifs . The documentation review was undertaken over a six month period from October 2011 to mid April 2012.

5. Site inspections were scheduled by region, and coordinated with the rollout of the HIRD 2012 tender and procurement process. Regional site inspections included a briefing on safeguard issues and ADB and GOU safeguards requirements for participating staff of regional and district local governments and technical agencies. Site inspections were undertaken starting mid March 2012 to end April 2012.

6. Findings of the safeguard due diligence review, were presented at a two-day training of the trainers session on 10-11 August 2012, attended by HIRD PIU, safeguard staff from QQB, QQI, and participating staff from regional and district local governments and technical agencies.

C. SAFEGUARD STANDARDS

7. ADB Safeguard Policy Statement. The safeguard review was conducted on the basis of policy guidance provided by the ADB Safeguard Policy Statement (SPS) (2009) under three key areas: environment, involuntary resettlement, and indigenous peoples.

8. For safeguard purposes, HIRD is classified as FI category C. HIRD land selection criteria as specified by Tranche 1 loan and project agreements were used as a basis for the safeguard review. Criteria applied are:

a. The site of the house plot must be on land approved by the District Hokimiyat for residential use. b. The site of the house plot must be on land that was classified as reserved land by the local government or administered by state agencies not later than 31 December 2009 for Tranche 1.

1 For HIRD 2012 this review was commissioned by ADB URM. c. The activities financed under the mortgage will not cause involuntary resettlement or have an adverse effect on Indigenous People, including any adverse effect on any third party land user of site where the house plot is located. d. The site of the house plot must not be situated in or near an area that has been classified as an environmentally sensitive area by the Regional Nature Protection Committee or the State Committee for Geodesy and Mineral Resources. e. The site must have an environmental clearance from the Regional Nature Protection Committee. f. ADB's prohibited investment activity list applies as appended to the Loan Agreement.

9. GOU Safeguards. The safeguard review was conducted based on government safeguards regulations implemented by mandated technical agencies and state committees. 2 The safeguard review confirmed that the following assessments and certifications were completed: a. Soil, geology, hydrology, groundwater, and sanitation assessments as undertaken by regional and district branches of responsible technical agencies. b. Certification of infrastructure requirements, i.e., access to water supply, gas and electricity networks, and fire safety arrangements issued by district branches of relevant agencies. c. Environmental assessments as approved by NPC, which includes: (i) confirmation by NPC that the proposed housing site is not located in an environmetally sensitive area, (ii) an environmental impact proposal prepared by QQI, and (iii) an environmental impact assessment (EIA) carried out by the NPC regional department of the NPC.

D. DUE DILIGENCE PROCESS

10. Scope of Work. The first list of proposed massifs was prepared in October 2011, and subject to numerous revision prior to being finalized in July 2012. Chart 1 illustrates the extensive changes made. High – December 2011 – 336 changes, low – July 2012 – 2 changes, Average – 110 changes per month.

2 Attachment 1: List of agencies and mandates involved in the GOU Safeguard process.

Chart 1: Summary of Amendments Made to the List of Housing Sites

400

350 336

300

250

200

150 118 127 100 79 65 45 50 2 0 Oct-2011 Nov-2011 Dec-2011 Jan-2012 Feb-2012 Mar-2012 Jul-2012

Total No. Final Total of Approved Changes Massifs National 656 272 772 Karakalpakstan 42 18 51 79 27 129 77 32 99 31 14 36 Kashkadarya 59 22 74 Navoi 46 20 45 48 20 45 35 19 43 Surkhandarya 42 21 44 Sirdarya 12 4 14 62 27 62 53 28 69 Khorezm 70 20 61

11. Desk Review. A two phased desk review was undertaken. Phase 1 comprised a review of (i) ADB Safeguard Policy Statement (SPS) (2009), and (ii) all relevant government legislation and regulations on national social and environmental safeguard requirements.

12. Regulation of Land Acquisition and Resettlement. In all land acquisition and/or resettlement is subject to the following laws and regulations:

i. Law on “State Cadastre”, N171-II, December 2000. ii. Law on “State Land Cadastre”, N666-I, August 1998, amended 2002-2004. iii. Cabinet of Ministers Resolution on “Approval of the Regulation on the order of adjudication of land disputes in the Republic of Uzbekistan”, №246, May 1992. iv. Cabinet of Minister Resolution on “Order of realization into private property of objects of trade and public services together with land plots, where they are located, and land plots into life inherit tenure”, №126, April 1995, amended CoM Resolution № 202, April 1999. v. Cabinet of Ministers Resolution on “Land Acquisition and Compensation for State and public needs” № 97, May 2006 vi. Cabinet of Ministers Resolution on “Procedure for granting land for urban development and other non-agricultural activities”, № 146, May 2011.

13. Regulation of Environmental Issues. In accordance with national environmental legislation 3, an environmental assessment must be conducted for all types of construction activities. The scope of the environmental assessment is defined in the Appendix to the Resolution of CoM No.491, dated 31.12.2001. Based on this Resolution, HIRD rural house construction activity is categorized as Class 4, having a low environmental impact. 4 As a Class 4 activity, 5 an environmental impact statement (EIS) must be prepared, and environmental clearance for each massif obtained from the regional NPC, prior to commencing construction works. During construction, the district NPC is required to monitor compliance with national legislation. Applicable environmental laws include:

i. Law on Nature Protection, 09.12.1992 ii. Law on Water and Water Use, 06.05.1993. iii. Law on Atmosphere Air Protection, 27.12.1996 iv. Law on Flora Protection and Management, 26.12.1997. v. Law on Wildlife Protection and Management. 26.12.1997. vi. Law on Forest, 15.04.1999. vii. Law on Mineral Resources, 23.09.1994. viii. Law on Waste, 2002. ix. Law on Protection of Archeological Monuments, 13.10.2009. x. Law on Environmental Control (Supervision), 12.12.2013

14. Phase 2 comprised a desk review of land selection documentation and social and environmental safeguard documentation specific to each proposed HIRD 2012 new housing site. Phase 2 of the desk review was initiated in October 2011 and conducted in parallel to the rollout of the field inspection and site validation process. Finalization of Phase 2 of the desk review of documentation for all 272 HIRD 2012 massifs , was completed mid April 2012. For each of 272 massifs the documentation review encompassed a review of: (i) the Order of the Hokim on land selection; (ii) assessments and clearances from district and regional departments of the SCAC, the State Committee for Land Resources, Geodesy, Cartography, and State Cadastre, the State Committee for Geology and Mineral Resources; and (iii) EIA reports from the NPC. For each massif documents reviewed totaled 40 to 77 pages whereby information was compiled in a table format on each massif that included: the massif location, the proposed number of houses in each massif , and the issues noted during the desk review. A list of documents reviewed for each massif is presented in Table 2.

3 Law on Nature Protection (1992) and Environmental Expertise (2000) 4 In accordance with Resolution of Cabinet Ministries #491 dated from 31.12.2001 all activities are classified into 4 categories depending on level of activity impact on environment. Category I is the highest impact and category IV is the lowest. . 5 Class 4 requires a project description and confirmation that the project will have only local impacts. Table 1: Land Selection and Safeguard Documents Reviewed 6

No. of № Issuing Agency Document Pages 1. Regional or district Hokimiyat Hokimiyat Decree on Site Selection 1-3 2. Hokimiyat Decree on Land Plot Regional or district Hokimiyat 1-3 Allocation 3. Hokimiyat Decree on Land Regional or district Hokimiyat 1-3 Reservation (if relevant) 4. Regional committee composed of regional/district “Dalolatnoma” Committee Document representatives of Hokimiyat and relevant technical on Site Selection 1-6 agencies 5. Regional or district department of State Committee Site Selection Conclusion of Land Resources, Geodesy, Cartography and 1-4 Cadastre Agency 6. Regional or district department of State Committee Site Map of Land Resources, Geodesy, Cartography and 1 Cadastre Agency 7. Regional or district department of State Committee Land Book Extract (detailing type and of Land Resources, Geodesy, Cartography and quantity of land) 3 Cadastre Agency 8. Regional or district department of State Committee Land Inventory Extract (if relevant) of Land Resources, Geodesy, Cartography and 10 Cadastre Agency 9. SCAC ADA parts 1 and 2 10 -30 10. NPC Environmental Conclusion (EIA) 3-6 11. District Sanitary Epidemiology agency of Ministry of Sanitary Epidemiology Conclusion (if 2 Health requested) 12. QQL and District Office of State Committee of Masterplan 1 Architecture and Construction 13. District Hokimiyat or QQI Photos 5

15. Field Inspection and Site Validation. Regional visits of the safeguard review team were organized with logistical and technical support provided by SCAC and QQI. In addition to site visits to each of 272 HIRD 2012 massifs , each regional visit involved consultation and briefings held with regional and district Hokimiyat staff and regional and district representatives of the SCAC and State Committee of Land Resources, Geodesy, Cartography and Cadastre Agencies, and regional and district staff of QQL and QQI. Table 3 provides a list of agencies and staff met in each of 13 regions visited.

Table 2: List of HIRD Regional/District Safeguard Stakeholders

Agency Title Regional Local Government Deputy Hokim of Province for Construction SCAC Regional Chief Architect /Head of Department State Committee for Land Resources, Geodesy, Regional Head of Department Cartography and State Cadastre Qishloq Qurilish Invest Regional Head District Local Government District Deputy Hokim for Construction SCAC District Chief Architect/ Head of Department State Committee for Land Resources, Geodesy, District Head of Department Cartography and State Cadastre Qishloq Qurilish Invest Technical Inspectors (2-5 per region)

6 Appendix 2 provides a description of all key documents reviewed. 16. Regional visits of the safeguard review team were scheduled prior to the roll out of HIRD 2012 tender and procurement process in each region. Table 4 outlines the schedule of regional visits made by each safeguard reviewer.

Table 3: Field Inspection and Site Validation Schedule

Regions Visited by Regions Visited by Field Visit Safeguard Reviewer 1: Odil Akbarov Safeguard Reviewer 2: Tolmas Boltayev 12 March 2012 Samarkand - 13 March 2012 Samarkand - 23 March 2012 Tashkent - 24 March 2012 Jizzakh - 25 March 2012 Jizzakh - 31 March 2012 Fergana Fergana 01 April 2012 Fergana Fergana 02 April 2012 Fergana Fergana 03 April 2012 Fergana Fergana 04 April 2012 Karakalpakstan Karakalpakstan 05 April 2012 Karakalpakstan Karakalpakstan 06 April 2012 Karakalpakstan and Khorezm Karakalpakstan and Khorezm 07 April 2012 Khorezm Khorezm 08 April 2012 Khorezm Khorezm 09 April 2012 Khorezm Khorezm 10 April 2012 - Bukhara 11 April 2012 Samarkand Bukhara 12 April 2012 Samarkand and Navoi Bukhara 13 April 2012 - Bukhara and Jizzakh 14 April 2012 - Jizzakh 15 April 2012 - Jizzakh 16 April 2012 - - 17 April 2012 Andijan Kashkadarya 18 April 2012 Andijan Kashkadarya 19 April 2012 Andijan Kashkadarya and Surkhandarya 20 April 2012 Andijan Surkhandarya 21 April 2012 - Surkhandarya 22 April 2012 - Sirdarya 23 April 2012 - Sirdarya 24 April 2012 - Sirdarya 25 April 2012 Namangan Tashkent 26 April 2012 Namangan Tashkent 27 April 2012 Namangan Tashkent 28 April 2012 Namangan Tashkent 29 April 2012 Namangan and Tashkent -

17. A field inspection and site validation visit was made to each of 272 HIRD massifs to confirm the following:

a. The site must be on land approved by the District Hokimiyat for residential use. b. The site has been classified as state-owned/state-reserve land for residential use by the District Hokimiyat since 31 December 2009 (for HIRD 2012), and will not cause any involuntary resettlement or have any adverse effect on any third-party land users. c. The site must not be situated in or near an area that has been classified as an environmentally sensitive area by the Regional NPC or the State Committee for Land Resources, Geodesy, Cartography and State Cadastre. d. An EIA has been undertaken of the site and the site has been cleared for new residential construction and has an environmental clearance by the Regional Nature Protection Committee.

18. The table prepared for the desk review stage was updated to reflect findings in the field, and also to track follow up actions by the safeguard team to discuss and resolve social and environmental safeguard issues identified during the desk review and during site visits. 7 Field findings were regularly communicated to the MOE PIU and to ADB to support timely coordination of HIRD 2012 tender and procurement process. The table with information by massif is attached as Appendix 3.

19. On-site Advisory Support. Follow up discussions and debriefing sessions were held with regional and district officials to resolve issues identified during the desk review and the field inspection and site validation visits to each massif . These discussions supported timely resolution of social and environmental safeguard issues identified during the safeguard review process.

E. FINDINGS

20. Compliance with ADB and GOU safeguard requirements was confirmed for 272 massifs located in 146 rural districts across 13 regions, based on a safeguard review of review of key site documents and a site inspection visit to each massif . Of the 656 sites proposed, GOU safeguard issues were identified in 73 sites, ADB safeguard issues were identified in 39 sites, and a range of other issues were identified in 271 sites. In total 383 sites were subsequently dropped. Table 5 provides a regional breakdown of sites in which GOU or ADB issues were identified or were subsequently dropped.

Table 4: Safeguard Review Findings by Region

Sites with Sites with Sites Sites with Sites GOU ADB Sites Sites Approved Region Other Proposed Safeguard Safeguard Dropped Approved as % of Issues Issues Issues Sites Proposed National 656 73 39 271 383 272 41% Karakalpakstan 42 11 1 12 24 18 43% Andijan 79 0 10 42 52 27 34% Bukhara 77 7 10 28 45 32 42% Fergana 53 0 5 20 25 28 53% Jizzakh 31 7 2 8 17 14 45% Kashkadarya 59 15 0 22 37 22 37% Khorezm 70 0 3 47 50 20 29% Namangan 48 2 3 23 28 20 42% Navoi 46 8 1 17 26 20 43% Samarkand 35 1 0 15 16 19 54% Sirdarya 12 3 0 5 8 4 33% Surkhandarya 42 5 2 14 21 21 50%

7 This table served as a starting point for the development of an HIRD site inspection form. The HIRD site inspection form supports data collection and serves as a checklist for each massif to document site conditions, to confirm site assessments and certifications, and to confirm infrastructure access. Tashkent 62 14 2 18 34 27 44%

21. GOU Safeguard Issues. The following GOU safeguard issues were noted and acted upon: (i) the massif was located on agricultural land; (ii) environmental and sanitary- epidemiology issues.

22. Environmental Assessment . Due diligence identified two issues of an environmental and sanitary nature, with a massif in Salar-Bobur village, Kibray district, Tashkent province. The 9 ha selected massif was the former site of a tuberculosis clinic and a number of trees were growing on the land. The issues were reported by the national safeguard specialist on the basis that the massif did not meet ADB or GOU environmental and sanitation safeguard standards, and the massif was later rejected by the NPC.

23. ADB Safeguard Issues . Issues with involuntary resettlement and the land not being State Reserve for more than 2 years, were noted in the safeguards review and appropriate action taken.

24. Land Acquisition and Resettlement . A significant number of massifs checked were not sufficiently documented regarding land acquisition and resettlement. It was necessary in many cases, to further explain the requirements and to request resubmission of documentation. A full list of examined sites with remarks is provided in Appendix 1.

25. Indigenous peoples. No adverse impact was noted as the national population does not include people defined by ADB SPS 2009 as Indigenous Peoples.

26. Other Safeguard Issues: (i) changes in massif ; (ii) land plot number differs to the number in the records. Table 6 provides a breakdown of sites by issues and details follow up actions taken.

Table 5: Safeguard Review Issues by Type 8

No. of Issues Action Taken to Resolve Sites GOU Safeguard Issue Documents provided to confirm site is classified as non- agricultural land 73 Possible agricultural land Change of land category to non-agricultural Site design changed to eliminate impact on agricultural land ADB Safeguard Issue Land acquisition date meets requirements 35 Possible land acquisition issues Site plan altered to eliminate land acquisition issue 4 Possible demolition of structures Site plan altered to eliminate demolition issue. Other Safeguard Issue Number of housing plots differ from 12 Number of housing plots corrected that approved 259 Proposed change of massif New documents provided

F. CONCLUSIONS AND RECOMMENDATIONS

27. Selection of Massifs . The first list of proposed massifs was prepared in October 2011 and subject to numerous revision prior to being finalized in July 2012.

Recommendation : The list of massifs should be finalized and safeguard due diligence reviews completed at least one year prior to planned construction starts to enable sufficient time to advertise and confirm HIRD homebuyers and complete the HIRD tender and procurement processes.

8 Of the 272 selected massifs

28. Scope of Review. Initially, the safeguard review targeted a 10% sample of massifs across 13 regions for site inspection. With extensive amendments to the list of massifs , and the type of issues that arose at the start of the review process, the target for site visits was increased to 30%. In consultation with the PIU and ADB, it was decided that a 100% due diligence review would better ensure compliance, in addition to strengthening the capacity of participating technical agencies, and improving the implementation of HIRD safeguard requirements nationwide.

Recommendation : With nationwide coverage, capacity gaps and high turnover among technical agencies responsible for land selection and safeguard due diligence processes, 100% site visits should be continued for the next phase of HIRD to mitigate safeguard risks and ensure appropriate compliance with GOU and ADB safeguard requirements.

29. EIA Requirements . The EIA of selected massifs should be performed as soon as possible after site selection in case of non-compliance. This will enable sufficient time to consider changes to the exisiting massif plan that will meet EIA requirements or identify an alternative massif .

Recommendation : Increased monitoring of site selection and closer coordination with NPC is required to ensure compliance with NPC environmental requirements.

30. Capacity Building . Extensive on-site advisory support was provided by the safeguard review team on ADB land selection requirements, and ADB/GOU land acquisition and environmental issues to regional and district HIRD stakeholders such as Hokimiyats, the State Committee for Land Resources, Cartography and State Cadastre, and the SCAC. Review findings were presented at a training of trainers workshop delivered by the safeguard review team on 10-11 August 2012 to over 40 participants. The session was held in Tashkent with participation of PIU trainers and staff responsible for HIRD safeguards from QQB, QQI and participating technical agencies.

Recommendation : Training, regional advisory support, and debriefings on issues and follow up action required should be rolled out nationwide to strengthen the capacity of participating technical agencies, and improve the implementation of HIRD safeguard requirements nationwide. Safeguard capacity building of local government and key technical agencies should be offered prior to the start of the site selection process, with onsite advisory support and debriefings held in each region.

APPENDIXES

Appendix 1: Safeguard Technical Agencies

Agency Safeguard Mandate

The State Committee • Ensure implementation of unified state policy on land management on Land Resources, • Regulate land issues Geodesy, Cartography • Manage and monitor land use and land protection and State Cadastre • Oversee preservation, improvement and restoration of soil fertility, and develop and implement government programs to improve soil fertility • Manage geodetic and cartographic activities, and supervise coordination of public cadastre activities • Maintain state land cadastre and unified system of state cadastres, state cartography, and state inventory of buildings Hydrogeology Institute • study and use of water resources (HYDROENGEO) • study and use of minerals in water resources • groundwater monitoring • study of the processes of pollution and depletion of water • study of hydrogeological and geotechnical conditions of mineral deposits • development of groundwater exploration technologies and their rational usage • development of technology of artificial recharge of fresh groundwater and pr event ing pollution Ministry of Health • Ensure sanitary and epidemiological welfare of the population. State Committee for • State control over environmental protection, use and reproduction of natural Nature Protection resources (NPC) • implementation of cross-sectoral integrated environmental management • development and implementation of a unified environment and resource policy • ensure a favorable ecological environment • environmental improvement Regional Design • undertake survey work on design Institute (SCAC Institute - GASHK -LITI) “Uzkommunxizmat” • introduction of advanced modern technology, machinery, equipment for control of Agency of Uzbekistan consumption of water and heat energy Suvoqava • coordination of activities of the inter-regional pipelines, ensuring their effective (Communal Water usage, reliable and stable operation Utility) Uztransgaz • Manage rational use, transportation and sale of natural gas to consumers within (National Gas the Republic of Uzbekistan Company) Uzbekenergo Joint • Manage nationwide electric power supply Stock Company (National Electricity Company) Ministry of Emergency • Develop and implement state policy in the field of disaster prevention, the Situations protection of life and health • Establish and manage state emergency warning system Ministry of Internal • Manage and supervise fire safety standards Affairs, Fire Safety Department State Committee for • monitoring the quality of design and construction works, Architecture and • compliance with legislation, regulations and standards in the planning and Construction (SCAC) development of rural settlements • coordinating and monitoring the progress of economic reforms in capital construction • improving the pricing system in construction • facilitate the future development of a competitive environment in the markets and project works, construction materials, the development of construction market infrastructure • monitoring the performance of contractual obligations entered into by the results of competi tive bidding, overseeing quality and terms of construction Qishloq Qurilish • undertake survey work on design Loyiha (QQL) • ensure national design standards are met

Appendix 2: Land Selection and Safeguard Documents

Official Document Purpose of Document Agency Name The State Committee Primary conclusion, Map location of proposed site and relevant on Land Resources, topography and infrastructure and social facilities, Geodesy, Cartography information on land and State Cadastre allocated for construction of houses of standard design SCAC’s Institute- Primary conclusion on Soil assessment of proposed site GASHK-LITI land allocated for (to be included in specifications for detailed construction of houses of design, such as necessary foundation depth, standard design soil subsidence, depth of soil freeze, loam depth) Hydrogeology Institute Primary conclusion on Groundwater assessment of proposed site, land allocated for construction of houses of standard design Ministry of Health Primary conclusion on Sanitation assessment of proposed site land allocated for construction of houses of standard design State Committee for Primary conclusion on Environmental impact assessment of Nature Protection environmental effects proposed site (NPC) “Uzkommunxizmat” Technical assessment Confirmation and specification of source of Agency of Uzbekistan drinking water for proposed site Suvoqava (Communal Water Utility) Uztransgaz Technical assessment Confirmation and specification of access to (National Gas gas network for proposed site Company) Uzbekenergo Joint Technical assessment Confirmation and specification of access to Stock Company electricity network for proposed site (National Electricity Company) Ministry of Emergency Technical assessment Confirmation of safety and evacuation Situations arrangements for proposed site Ministry of Internal Technical assessment Confirmation of fire safety arrangements for Affairs, Fire Safety proposed site Qishloq Qurilish Master plan Site master plan with housing lots specified, Loyiha (QQL) Location of houses in massifs , road master plan, gas pipeline, electric power supply, and infrastructure State Committee for Architectural Design Certification of all required technical Architecture and Assignment (ADA) assessments completed for proposed site, Construction (SCAC) information on proposed site, conditions of proposed site

Appendix 3: Regional Summaries of Safeguard Review Findings, Followup Action, and Final Outcome of Review Process

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Karakalpakstan 18 400

1 Amudaryo Amir -Temur KFY, "Takir kala" kishlogi 17 No issues identified ADB & GOU Safeguards Confirmed

2 Amudaryo Urta kala KFY, "Vakum" kishlogi 20 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed 3 Berunii Sh imom KFY, "Kukkuz" kishlogi 10 No issues identified ADB & GOU Safeguards Confirmed

4 Berunii Navoi KFY, "Bobur" kishlogi 30 No issues identified ADB & GOU Safeguards Confirmed

5 Kegeili Kizil -ui KFY, "Kizil ui" kishlogi 5 No issues identified ADB & GO U Safeguards Confirmed

6 Kungirot Kungirot KFY, "" kishlogi 20 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed 7 Samanbai KFY, "Uzinkul" kishlogi 118 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed 8 Turtkul Pahtachi KFY, "Bahor" kishlogi 24 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed 9 Turtkul Kuhna Turtkul KFY, "Yangi ovul" kishlogi 13 Possible agricultural la nd Non agricultural land confirmed ADB & GOU Safeguards Confirmed Land acquisition date meet 10 Turtkul Ullubog KFY, "Ullubog" kishlogi 24 Possible land acquisition ADB & GOU Safeguards Confirmed requirements 11 Hujaili Samankul KFY, "Oibek" kishlogi 26 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed 12 Chimboi Tazgara KFY, "Ulkenkanli" kishlogi 10 No issues identified ADB & GOU Safeguards Confirmed

13 Shumanoi Ak -jap KFY, "Dauletbai" kishlogi 3 Possible agricu ltural land ADB & GOU Safeguards Confirmed

14 Ellikkala Akchakul KFY, Akchakul kishlogi 4 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed 15 Ellikkala Saribii KFY, "Saribii" kishlogi 5 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed 16 Ellikkala Amirobod KFY, "Amirobod" kishlogi 8 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed 17 Ellikkala Ellikkala KFY, Ellikkala kishlogi 38 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed 18 Ellikkala Amirobod KFY, "Yurtobod" kishlogi 25 No issues identified ADB & GOU Safeguards Confirmed

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Andijan 27 770

Possible land acquisition and Confirmed: Land acquisition 1 Andijon Okyor KFY Kusharik MFI 33 ADB & GOU Safeguards Confirmed demolition period meet requirements Possible land acquisition and Confirmed: Land acquisition 2 Andijon Okyor KFY Istiklol MFI 34 ADB & GOU Safeguards Confirmed demolition period meet requirements Possible land acquisition and Confirmed: Land acquisition 3 Andijon Okyor KFY Nuhatak MFI 28 ADB & GOU Safeguards Confirmed demolition period meet requirements 4 Andijon Hakan KFY Kum 20 No issues identified ADB & GOU Safeguards Confirmed

Confirmed: provided decision 5 Andijon Hortum KFY Urikzor-2 90 Land acquisition from court meet project eligibility ADB & GOU Safeguards Confirmed per iod 6 Andijon Hortum KFY Islomobod 12 No issues identified ADB & GOU Safeguards Confirmed

Possible land acquisition and Confirmed: Land acquisition 7 Asaka Zarbdor KFY Faizobod 60 ADB & GOU Safeguards Confirmed demolition period meet requirements Possible land acquisition and Confirmed: Land acquisition 8 Asaka Zarbdor KFY Kondi 45 ADB & GOU Safeguards Confirmed demolition period meet requirements Possible land acquisition and Confirmed: Land acquisition 9 Asaka Zarbdor KFY Yangisor 50 ADB & GOU Safeguards Confirmed demolition period meet requirements 10 Asaka Zarbdor KFY Bobur 26 No issues identified ADB & GOU Safeguards Confirmed

11 Balikchi Ohunboboev KFY Kurgoncha 10 No issues identified ADB & GOU Safeguards Confirmed

12 Balikchi Balikchi KFY Islomobood 20 No issues identified ADB & GOU Safeguards Confirmed

13 Buz Dustlik KFY 15 No issues identified ADB & GOU Safeguards Confirmed

14 Bulokboshi Kumguzar 16 No issues identified ADB & GOU Safeguards Confirmed

15 Jalakuduk Guliston KFY Sharhoncheki 25 No issues identified ADB & GOU Safeguards Confirmed

16 Izboskan Urtoklar KFY, Kushkuprik 27 No issues identified ADB & GOU Safeguards Confirmed

17 Oltinkul Kumakai KFY 58 No issues identified ADB & GOU Safeguard s Confirmed

Change of site design, land 18 Oltinkul Oltinkul KFY Ittifok 19 Land acquisition ADB & GOU Safeguards Confirmed acquiistion eliminated. Confirmed: Acceptable period of 19 Marhamat Shukurmergan KFY Shomat 16 Possible land acquisition ADB & GOU Safeguards Confirmed land use right termination 20 Marhamat Marhamat KFY Yangi hayot 14 No issues identified ADB & GOU Safeguards Confirmed

21 Pahtaobod Nodirabegim MFI 31 No issues identified ADB & GOU Safeguards Confirmed

22 Ulugnor Ok oltin KFY Bobur 15 No issues identified ADB & GOU Safeguards Confirmed

Change of site design, land Land acquisition and 23 Hujaobod Hujaobod KFY Navoii 30 acquiistion and demolition ADB & GOU Safeguards Confirmed demolition of structures eliminated. 24 Shahrihon Toshtepa KFY Poloson 20 No issues identified ADB & GOU Safeguards Confirmed

25 Shahrihon Guliston KFY Yangi Vahm 20 No issues identified ADB & GOU Safeguards Confirmed

26 Kurgontepa Kurgontepa KFY Toshkurgon 26 No issues identified ADB & GOU Safeguard s Confirmed

27 Kurgontepa Sultonobod KFY U.Nosir 10 No issues identified ADB & GOU Safeguards Confirmed

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Bukhara 32 630

1 Olot “Guliston” KFY “Hosabuii” kishlogi 10 No issues identified

Confirmed: Land catoegory was homestead land and letter from 2 Olot “Chandir” KFY “Buston” kishlogi 15 Possible agricultural land ADB & GOU Safeguards Confirmed Cadastral office about non agricultural category 3 Buhoro Istiklol KFY Robatak kishlogi 14 No issues identified ADB & GOU Safeguards Confirmed

Expecting original documents on Confirmed: Land acquisition 4 Buhoro Losha KFY, Jonbobo kishlogi 84 Possible land acquisition land acquisition period and letter period meet requirements from farmer Expecting original documents on Confirmed: Land acquisition 5 Buhoro Shergiron KFY, Chorbakr kishlogi 6 Possible land acquisition land acquisition period and letter period meet requirements from farmer Confirmed: Land acquisition Expecting original documents on 6 Buhoro “Bogikalon” KFY “Yuzon” kishlogi 47 Possible land acquisition period meet requirements land acquisition period 7 Halach KFY Shakarkent kishlogi 17 No issues identified ADB & GOU Safeguards Confirmed

8 Vobkent Kumushkent KFY, Kumushkent k. 6 No issues identified ADB & GOU Safeguards Confirmed

9 Vobkent “Rabotiohun” KFY “Rabotiohun” k. 10 No issues identified ADB & GOU Safeguards Confirmed

Confirmed: Cadastre numbers 10 Vobkent “Kuruvchi” KFY “Narchok” kishlogi 26 Different land plot number ADB & GOU Safeguards Confirmed were amended 11 Vobkent “Halach” KFY “Hoshimhuja” 8 No issues identified ADB & GOU Safeguards Confirmed

Confirmed: Cadastre numbers 12 Ohshih KFY Ohshih kishlogi 5 Different land plot number ADB & GOU Safeguards Confirmed were amended 13 Jondor Puloti KFY Kucha kishlogi 42 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed Different land plot number Confirmed: Cadastre numbers 14 Kogon KFY Chukurkul kishlogi 9 ADB & GOU Safeguards Confirmed were amended Different land plot number Confirmed: Cadastre numbers 15 Kogon Ubachuli KFY Tangit kishlogi 43 ADB & GOU Safeguards Confirmed were amended “Hukumatobod” KFY “Hukumatobod” Different land plot number Confirmed: Cadastre numbers 16 Kogon 12 ADB & GOU Safeguards Confirmed kishlogi were amended 17 Korakul Chekirchi KFY, Chikirchi kishlogi 5 No issues identified ADB & GOU Safeguards Confirmed

18 Korakul Hujalar MFI Hujalar kishlogi 30 No issues identified ADB & GOU Safeguards Confirmed

19 Gijduvon Zarangari KFY Abadi kishlogi 12 No issues identified ADB & GOU Safeguards Confirmed

20 Gijduvon F.Yunusov KFY Havzak kishlogi 10 No issues identified ADB & GOU Safeguards Confirmed

21 Gijduvon Pozagari KFY, Tukol kishlogi 11 No issues identified ADB & GOU Safeguards Confirmed

22 Gijduvon Govshun KFY, Uzanon kishlogi 31 No issues identified ADB & GOU Safeguards Confirmed

23 Gijduvon Soktari KFY, Soktari kishlogi 12 No issues identified ADB & GOU Safeguards Confirmed

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses 24 Gijduvon Buktaroi KFY Naimanobod 10 No issues identified ADB & GOU Safeguards Confirmed

Possible land acquisition and Confirmed: Land acquisition 25 Gijduvon Yunusov KFY Yunusov 19 ADB & GOU Safeguards Confirmed demolition period meet requirements Possible land acquisition and Confirmed: Land acquisition 26 Savrak KFY Zarchabek 26 ADB & GOU Safeguards Confirmed demolition period meet requirements “Mazlahon Chandir” KFY “Chigilbek” 27 Shofirkon 10 No issues identified ADB & GOU Safeguards Confirmed kishlogi Confirmed: General plan will not Suspected demolition of 28 Romitan KFY Garanshoh kishlogi 30 affect the house and ilegal house ADB & GOU Safeguards Confirmed illegal house remains. Confirmed: Land acquisition 29 Romitan “Chelongu” KFY “Chelongu” kishlogi 8 Possible land acquisition ADB & GOU Safeguards Confirmed period Confirmed: Land acquisition 30 Romitan “Chelongu” KFY “Suspata” kishlogi 12 Possible land acquisition ADB & GOU Safeguards Confirmed period Confirmed: Land acquisition 31 Peshku Ibn Sino KFY Afshona kishlogi 25 Possible land acquisition ADB & GOU Safeguards Confirmed period Confirmed: Land acquisition 32 Koravulbozor Buzachi KFY, Buzachi kishlogi 25 Possible land acquisition ADB & GOU Safeguards Confirmed period

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Ferg ana 28 700

1 Bogdod Samarkand KFY Samarkand kishlogi 27 ADB & GOU Safeguards Confirmed

2 Besharik Vatan KFY Uvada -1 kishlogi 33 ADB & GOU Safeguards Confirmed

Land acquisition and Land acquisition date meet 3 Besharik Kashkar KFY Yangikurgon kishlogi 20 ADB & GOU Safeguards Confirmed demolition requirements 4 Buvaida Kungirot KFY, "Alimergan" kishlogi 46 ADB & GOU Safeguards Confirmed

Land acquisition date meet 5 Dangara Naimancha KFY Katta Arovon kishlogi 35 Land acquisition ADB & GOU Safeguards Confirmed requirements 6 Yozyovon Yozyovon KFY Berunii kishlogi 10 ADB & GOU Safeguards Confirmed

7 Kuva Akborobod KFY Damarik kishlogi 19 ADB & GOU Safeguards Confirmed

8 Kuva Namuna KFY Pahtaobod kishlogi 18 ADB & GOU Safeguards Confirmed

9 Kushtepa Langar KFY Pissok kishlogi 8 ADB & GOU Safeguar ds Confirmed

Land acquisition date meet 10 Kushtepa Kumtepa KFY Kamishtepa kishlogi 37 Land acquisition ADB & GOU Safeguards Confirmed requirements Land acquisition date meet 11 Oltiarik Okbuira KFY Okbuira kishlogi 12 Land acquisition ADB & GOU Safeguards Confirmed requirements 12 Oltiarik Zilha KFY Kurgoncha kishlogi 10 ADB & GOU Safeguards Confirmed

13 Oltiarik Yangikurgon KFY Jiltin kishlogi 13 ADB & GOU Safeguards Confirmed

14 Oltiarik Gairat KFY Jurak kishlogi 50 ADB & GOU Safeguards Confir med

15 Rishton Oker KFY Oker kishlogi 14 ADB & GOU Safeguards Confirmed

16 Rishton Rishton KFY Abdullo boyon kishlogi 33 ADB & GOU Safeguards Confirmed

17 Rishton Zohidon KFY Butka kishlogi 5 ADB & GOU Safeguards Confirmed

18 Toshlok Tuhtaboev KFY Beshkurgon kishlogi 48 ADB & GOU Safeguards Confirmed

19 Toshlok Suvboshi KFY Suvboshi kishlogi 12 ADB & GOU Safeguards Confirmed

20 Uzbekiston Konizar KFY Haidarobod kishlogi 5 ADB & GOU Safeguards Confirmed

21 Uzbekiston Mingtut KFY Hasanobod kishlogi 59 ADB & GOU Safeguards Confirmed

22 Uchkuprik Sarikurgon KFY Mullazoir kishlogi 29 ADB & GOU Safeguards Confirmed

23 Uchkuprik Chorbog KFY Eshimbek kishlogi 22 ADB & GOU Safeguards Confirmed

Land acquisition and 24 Fargona Avval KFY Avval kishlogi 54 Change of site design ADB & GOU Safeguards Confirmed demolition 25 Fargona Vodil KFY Yoshlarobod kishlogi 10 ADB & GOU Safeguards Confirmed

26 Fargona Vodil KFY Yoshlarobod -2 kishlogi 20 ADB & GOU Safeguards Confirmed

Mindonobod KFY Mindonobod-2 (Korasuv) 27 Fargona 23 ADB & GOU Safeguards Confirmed kishlogi 28 Furkat Shunkor KFY Kizil -kiyok kishlogi 28 ADB & GOU Safeguards Confirmed

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Jizza kh 14 370

Suspected after site investigation that location of Documents and general plan 1 Arnasoi “Gofur Gulom” KFY 25 ADB & GOU Safeguards Confirmed houses differs from provided and confirmed document 2 Bahmal Oktosh KFY Bunyodkor kishlogi 23 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed 3 Gallaorol Mulkush KFY Mullabulok kishlogi 37 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed Non agricultural land confirmed. 4 Dustlik “Mevazor” KFY 40 Possible agricultural land ADB & GOU Safeguards Confirmed Category was "other land" type 5 Pahtakor “Chamanzor” KFY 10 No issues identified ADB & GOU Safeguards Confirmed

6 Pahtakor “Pahtakor” KFY 15 No issues identified ADB & GOU Safeguards Confirmed

7 Forish Osmonsoi KFY Tutak kishlogi 15 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed Land acquisition and 8 Jizzah “Uchtepa” KFY 105 Change of site design ADB & GOU Safeguards Confirmed demolition of structures Confirmed: Land acquisition 9 Jizzah Kulama KFY 12 Possible agricultural land ADB & GOU Safeguards Confirmed period meet requirements Non agricultural land confirmed. 10 Zarbdor Shodlik MFI 20 Possible agricultural land ADB & GOU Safeguards Confirmed Category was "other land" type 11 Zafarobod “Birlik” KFY 10 ADB & GOU Safeguards Confirmed

12 Zomin “Gallakor” KFY Lailak uya kishlogi 30 Possible agricultural land Non agricultural land confirmed ADB & GOU Safeguards Confirmed 13 Mirzachul “Galaba” KFY 20 No issues identified ADB & GOU Safeguards Confirmed

14 Yangiobod Hovos KFY Pastki chakir kishlogi 8 No issues identified ADB & GOU Safeguards Confirmed

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Kashkadarya 22 870

1 Dehkonobod Bibikorasoch KFY Beshbulok kishlogi 110 No issues identified ADB & GOU Safeguards Confirmed

Land plot numbers were Land plot number different corrected 2 Kasbi Muglon KFY Okkamish kishlogi 10 ADB & GOU Safeguards Confirmed Possible agricultural land Change of land category from agricultural to residential Change of land category from 3 Kitob Bogbon KFY Charmgar kishlogi 30 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential Change of land category from 4 Kitob Kainarbulok KFY Kainar kishlogi 20 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential 5 Nishon U Yusupov KFY Yang i haet m 10 No issues identified ADB & GOU Safeguards Confirmed

Change of land category from 6 Koson Dustlik KFY Boigundi kishlogi 30 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential 7 Mirishkor Mirishkor KFY Yangi Mirishkor kishlogi 5 No issues identified ADB & GOU Safeguards Confirmed

Land plot numbers were Land plot number different corrected 8 Mirishkor Jeinov KFY Yangi Jeinov kishlogi 10 ADB & GOU Safeguards Confirmed Possible agricultural land Change of land category from agricultural to residential 9 Muborak KFY Yangi Korakum kishlogi 60 No issues identified ADB & GOU Safeguards Confirmed

10 Chirokchi Humo KFY Hujaabdujabbor kishlogi 10 No issues identified ADB & GOU Safeguards Confirmed

Change of land category from 11 Uzbekiston KFY Hujahuroson kishlogi 6 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential Change of land category from 12 Shahrisabz Shakarteri KFY Chorshanbe kishlogi 6 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential Change of land category from 13 Shahrisabz Kunchikar KFY Yangikishlok kishlogi 13 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential Change of land category from 14 Shahrisabz Shamaton KFY Loliston kishlogi 80 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential Change of land category from 15 Shahrisabz “Oksuv” KFY Kani kishlogi 10 Possible agricultural land ADB & GOU Safeguards Confirmed agricult ural to residential 16 Yakkabog Sandal KFY Shullikirgiz kishlogi 20 No issues identified ADB & GOU Safeguards Confirmed

Land plot numbers were 17 Yakkabog Chaidari KFY Kutontepakishlogi 15 Land plot number different ADB & GOU Safeguards Confirmed correc ted Change of land category from 18 Yakkabog Hiyobon KFY Guliston kishlogi 15 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential 19 Kamashi Kamai KFY Okguzar kishlogi 10 ADB & GOU Safegu ards Confirmed

Change of land category from 20 Karshi Kat KFY Yangi Honobod kishlogi 150 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential Change of land category from 21 Karshi Ertepa KFY Mirmiron kishlogi 50 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Change of land category from 22 Guzor Gulshan KFY Yonkishlok kishlogi 200 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Kh or ezm 20 650

1 Bogot Besharik kishlogi 35 No issues identified ADB & GOU Safeguards Confirmed

2 Honka Madir -1 kishlogi 37 No issues identified ADB & GOU Safeguards Confirmed

3 Honka Kirk-yop-2 kishlogi 10 No issues identified ADB & GOU Safeguards Confirmed

4 Honka Olaja kishlogi 28 No issues identified ADB & GOU Safeguards Confirmed

5 Hiva Juryon kishlogi 20 No issues identified ADB & GOU S afeguards Confirmed

6 Hiva Eski kiyot 30 No issues identified ADB & GOU Safeguards Confirmed

7 Pichokchi kishlogi 8 No issues identified ADB & GOU Safeguards Confirmed

8 Hazorasp Pitnyak kishlogi Obod mah. 25 No issues identified ADB & GOU Safeguards Confirmed

9 Hazorasp Ovshar 7 Land acquisition Change of site design ADB & GOU Safeguards Confirmed 10 Yangiarik Ostona kishlogi 35 No issues identified ADB & GOU Safeguards Confirmed

11 Urganch Koromon kishlogi 104 No issues identified ADB & GOU Safeguards Confirmed

12 Urganch Gaibu kishlogi 50 No issues identified ADB & GOU Safeguards Confirmed

13 Urganch Yukori Durman 50 Land acquisition Change of site design ADB & GOU Safeguards Confirmed 14 Kiyot kishlogi 15 No issues identifi ed ADB & GOU Safeguards Confirmed

15 Shovot Hitoi kishlogi 10 No issues identified ADB & GOU Safeguards Confirmed

16 Shovot Ishtimoiyat 30 No issues identified ADB & GOU Safeguards Confirmed

17 Yangibozor Boshkirshoh kishlogi 52 No issues identified ADB & GOU Safeguards Confirmed

18 Kushkupir Shihmashhad kishlogi 54 Land acquisition Change of site design ADB & GOU Safeguards Confirmed 19 Gurlan Olga kishlogi 20 No issues identified ADB & GOU Safeguards Confirmed

20 Gurlan Sahtiyon kishlogi 30 No issues identified ADB & GOU Safeguards Confirmed

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Namangan 20 560

Change of land category from 1 Kosonsoi Kukumboi KFY, Bulok kishlogi 35 Agricultural land category ADB & GOU Safeguards Confirmed agricultural to non -agricultural 2 Kosonsoi Yoshlik KFY, Dustlik 20 No issues identified ADB & GOU Safeguards Confirmed

3 Mingbulok Oltinkul KFY, Mulkobod kishlogi 25 No issues identified ADB & GOU Safeguards Confirmed

Submitted additional documents - 4 Namangan Irvadon KFY, Urta Rovuston kishlogi 120 Land acquisition ADB & GOU Safeguards Confirmed acceptable acquisition period 5 Norin Kurgontepa KFY, Galaba kishlogi 10 No issues identif ied ADB & GOU Safeguards Confirmed

Submitted additional documents - 6 Pop Uigur KFY, Uchuili kishlogi 25 Land acquisition ADB & GOU Safeguards Confirmed acceptable acquisition period Mirsultonov KFY, Shomazor aholi punkti Submitted additional documents - 7 Pop 20 Land acquisition ADB & GOU Safeguards Confirmed acceptable acquisition period 8 Turakurgon Holmatov KFY, Kumidon kishlogi 17 No issues identified ADB & GOU Safeguards Confirmed

9 Turakurgon Holmatov KFY, Ozod kishlogi 5 No issues identified ADB & GOU Safeguards Confirmed

10 Turakurgon Buramatut KFY, Buramatut kishlogi 20 No issues identified ADB & GOU Safeguards Confirmed

Sairam KFY, Chustkuprik kishlogi Change of land category from 11 Turakurgon 13 Agricultural land category ADB & GOU Safeguards Confirmed agricultura l to non -agricultural 12 Uichi Yorkurgon KFY, Tepasaroi kishlogi 30 No issues identified ADB & GOU Safeguards Confirmed

13 Uichi Uichi KFY, Kurgoncha kishlogi 15 No issues identified ADB & GOU Safeguards Confirmed

14 Uch kurgon Hamza KFY, Hamza kishlogi 20 No issues identified ADB & GOU Safeguards Confirmed

15 Uchkurgon Baht KFY, Uljatupi kishlogi 30 No issues identified ADB & GOU Safeguards Confirmed

16 Chortok Muchum KFY, Muchum kishlogi 55 No issues identified ADB & GOU Safeguards Confirmed

17 Chust Karkidon KFY, Karkidon kishlogi 12 No issues identified ADB & GOU Safeguards Confirmed

18 Chust Sabzazor KFY, Sabzazor kishlogi 43 No issues identified ADB & GOU Safeguards Confirmed

19 Yangikurgon Zarkent KFY, Mada niyat kishlogi 25 No issues identified ADB & GOU Safeguards Confirmed

20 Yangikurgon Birlashgan KFY, Bogiston kishlogi 20 No issues identified ADB & GOU Safeguards Confirmed

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Navoi 20 500

1 Karmana “Hazara” KFY “Hazara” kishlogi 10 No issues identified ADB & GOU Safeguards Confirmed

2 Karmana “Malikrabod” KFY “Malik” kishlogi 87 No issues identified ADB & GOU Safeguards Confirmed

Submitted additional documents - 3 Karmana “Narpai” KFY “S.Umarov” kishlogi 45 Land acquisition ADB & GOU Safeguards Confirmed acceptable acquisition period 4 Karmana “Yangi -arik” KFY “Vark” kishlogi 110 No issues identified ADB & GOU Safeguards Confir med

5 Karmana “Narpai” KFY “Dustlik” kishlogi 30 No issues identified ADB & GOU Safeguards Confirmed

Change of land category from 6 Kiziltepa “Gardiyon” KFY “Gardiyon” kishlogi 10 Agricultural land category ADB & GOU Safeguards Confirmed agricultural to non -agricultural Change of land category from 7 Kiziltepa “Ok-oltin”KFY “Oksoch” kishlogi 10 Agricultural land category ADB & GOU Safeguards Confirmed agricultural to non -agricultural Change of land category from 8 Kiziltepa “Vangozi”KFY“Vangozi” aholi punkti 5 Agricultural land category ADB & GOU Safeguards Confirmed agricultural to non -agricultural Change of land category from 9 Kiziltepa “Huja-Hasan” KFY “Malikobod” kishlogi 5 Agricultural land category ADB & GOU Safeguards Confirmed agricultural to non -agricultural 10 Kiziltepa “Buston” KFY “Uzbekiston” kishlogi 50 No issues identified ADB & GOU Safeguards Confirmed

11 Navbahor “Yangikurgon” KFY “Yangikurgon” kishlogi 10 No issues identified ADB & GOU Safeguards Confirmed

Change of land category from 12 Navbahor Beshrabot KFY Boiho kishlogi 15 Agricultural land category ADB & GOU Safeguards Confirmed agricultural to non-agricultural Change of land category from 13 Hatirchi “Yangiiul” KFY Tamabahrin kishlogi 20 Agricultural land category ADB & GOU Safeguards Confirmed agricult ural to non -agricultural Change of land category from 14 Hatirchi “Uzbekiston” KFY “Yangi” kishlogi 10 Agricultural land category ADB & GOU Safeguards Confirmed agricultural to non -agricultural Change of land category from 15 Hatirchi “Uzbekiston” KFY “Galabek” kishlogi 23 Agricultural land category ADB & GOU Safeguards Confirmed agricultural to non-agricultural 16 “Nurota” KFY “Nurota” 60 iilligi kishlogi 10 No issues identified ADB & GOU Safeguards Confirmed

17 Nurota “Nurota” KFY “Saidjon -Eshon” kishlogi 10 No issues identified ADB & GOU Safeguards Confirmed

18 Konimeh “Chordara” KFY “Teleman” kishlogi 5 No issues identified ADB & GOU Safeguards Confirmed

19 Tomdi Tomdibulok KFY “Rohat” kishlogi 5 No issues identified ADB & GOU Safeguards Confirmed

20 Uchkuduk “L.Murashimov” OFI “Bazar-jirau” kishlogi 30 No issues identified ADB & GOU Safeguards Confirmed

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Samarkand 19 900

1 Pastdargom Dimishkabolo KFY Namozgoh mahallasi 20 ADB & GOU Safeguards Confirmed

2 Pastdargom Dimishkabolo KFY Kashshof kishlogi 80 ADB & GOU Safeguards Confirmed

3 Jomboi Dehkonobod KFY Nazar kishlogi 13 ADB & GOU Safeguards Confirmed

4 Jomboi Holvoii KFY Urtabuz kishlogi 18 ADB & GOU Safeguards Confirmed

5 Jomboi Jomboi KFY Zarafshon MMTP hududida 10 ADB & GOU Safeguards Confirmed

6 Narpai Islom Shoir KFY Nagarahona kishlogi 40 ADB & GOU Safeguards Confirmed

7 Ishtihon Korakuili KFY Korakuili kishlogi 45 ADB & GOU Safeguards Confirmed

8 Okdaryo Korateri KFY Kirkdarhon kishlogi 169 ADB & GOU Safeguards Confirmed

9 Kattakurgon Saroikurgon KFY Muhtor kishlogi 40 ADB & GOU Safeguards Confirm ed

10 Kushrabod Zarmitan KFY Solpi kishlogi 4 ADB & GOU Safeguards Confirmed

11 Kushrabod Pichot KFY Bulokboshi kishlogi 10 ADB & GOU Safeguards Confirmed

12 Nurobod Nurbulok KFY Yangikishlok kishlogi 6 ADB & GOU Safeguards Confirmed

13 Paiarik Korasuluv KFY Moilitepa kishlogi 10 ADB & GOU Safeguards Confirmed

14 Paiarik Oitamgali KFY Kichkinaturk kishlogi 28 ADB & GOU Safeguards Confirmed

Site design changed to eliminate 15 Samarkand Ohalik KFY Yangiarik kishlogi 180 Agricultural land category ADB & GOU Safeguards Confirmed impact on agricultural land 16 Tailok Madaniyat KFY Vorsin kishlogi 54 ADB & GOU Safeguards Confirmed

17 Tailok Madaniyat KFY Madaniyat kishlogi 53 ADB & GOU Safeguards Confirmed

18 Beshbulok KFY Kingir kishl ogi 23 ADB & GOU Safeguards Confirmed

19 Urgut Mirzakishlok KFY Kamangaron kishlogi 97 ADB & GOU Safeguards Confirmed

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Sirdarya 4 320

Change of land category from 1 Mirzaobod Toshkent KFY Haidar massivi 100 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential Change of land category from 2 Guliston Zarbdor KFY A.Temur massivi 120 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential Confirmed: Cadastre numbers 3 Boyovut Dehkonobod KFY Guliston kishlogi 80 Different land plot number ADB & GOU Safeguards Confirmed were amended 4 Hovos Chamanzor mahalasi 20 No issues identified ADB & GOU Safeguards Confirmed

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Surkhandarya 21 680

1 Angor Istiklol KFY Korabog mah 13 No issues identified ADB & GOU Safeguards Confirmed

2 Angor Tolimaron KFY Guliston mah 27 No issues identified ADB & GOU Safeguards Confirmed

Land plot numbers were Land plot number different corrected 3 Boisun Rabot KFY Bibishirin mah 35 ADB & GOU Safeguards Confirmed Possible agricultural land Change of land category from agricultural to residential 4 Pistamazor KFY Hitoyan 126 No issues identified ADB & GOU Safeguards Confirmed

Confirmed that land reserved in 5 Denov Hazarbog KFY Jamatak mah 29 Possible land reserve issue ADB & GOU Safeguards Confirmed appropriate year 6 Jarkurgon Okkurgon KFY Korayontog kishlogi 40 No issues identified ADB & GOU Safeguards Confirmed

7 Jarkurgon Kakaidi KFY Ulugbek kishlogi 5 No issues identified ADB & GOU Safeguards Confirmed

8 Muzra bod Halkobod KFY Ch.Kuvondikov mahallasi 5 No issues identified ADB & GOU Safeguards Confirmed

Confirmed that land reserved in 9 Muzrabod Halkobod KFY Ch.Kuvondikov-2 mahallasi 25 Possible land reserve issue ADB & GOU Safeguards Confirmed appropriate year Confirmed: Cadastre numbers 10 Oltinsoi Okarbulok KFY Okarbulok mahallasi 23 Different land plot number ADB & GOU Safeguards Confirmed were amended 11 Oltinsoi Chep KFY Chepz mahallasi 12 No issues identified ADB & GOU Safeguards Confirmed

12 Sariosiyo Tokchiyon KFY Boikishlok mahallasi 50 No issues identified ADB & GOU Safeguards Confirmed

Change of land category from 13 Termiz Uchkizil KFY Limonzor massivi 100 Possible agricultural land ADB & GOU Safeguards Confirmed agricultural to residential Land plot numbers were Land plot number different corrected 14 Uzun Jonchekka KFY Kichikjonchekka mahallasi 40 ADB & GOU Safeguards Confirmed Possible agricultural land Change of land category from agricultural to residential Land plot numbers were Land plot number different corrected 15 Sherabod Tallashkon KFY Pahtaobod mahallasi 20 ADB & GOU Safeguards Confirmed Possible agricultural land Change of land category from agricultural to residential Dalolatnoma changed since 16 Sherabod Rabatak KFY Yangiarik mah 20 No issues identified number of houses reduced from ADB & GOU Safeguards Confirmed 26 to 20 17 Shurchi Yangibozor KFY Joiilma mahallasi 40 No issues identified ADB & GOU Safeguards Confirmed

18 Kizirik Yangihayot KFY Karmaki mahallasi 18 No issues identified ADB & GOU Safeguards Confirmed

19 Kizirik Bandihon KFY Bandihon mahallasi 12 No issues identified ADB & GOU Safeguards Confirmed

20 Kumkurgon Okjar KFY Azlarsoi mahallasi 35 No issues identified ADB & GOU Safeguards Confirmed

21 Kumkurgon Okjar KFY Jiidali mahallasi 5 No issues identified ADB & GOU Safeguards Confirmed

Massif No. of Issues Identified Followup Action Outcome of Review (Village Assembly of Citizens, Village) Houses Tashkent 27 1160

1 Bekobod Mehnatobod KFY Takachi MFI 26 Change of number of houses ADB & GOU Safeguards Confirmed

New documents provided, site 2 Bekobod Guliston KFY, A.Kozokboev MFI 30 Change of massive visit was to old massive no site ADB & GOU Safeguards Confirmed investigation to new massive 3 Buka Chigatoi KFY Oltish kishlogi 20 No issues identified ADB & GOU Safeguards Confirmed

4 Kuiichirchik Uzbekiston 5 iilligi KFY Dustlik MFI 25 No issues identified ADB & GOU Safeguards Confirmed

5 Yukorichirchik Bardonkul KFY Bardonkul MFI 27 Change o f number of houses ADB & GOU Safeguards Confirmed

6 Yukorichirchik Arganchi KFY Jumabozor MFI 13 Change of number of houses ADB & GOU Safeguards Confirmed

7 Yukorichirchik Istiklol KFY Markazii MFI 20 No issues identified ADB & GOU Safeguards Confirmed

8 Yukorichirchik Tinchlik KFY Iik ota kishlogi 20 No issues identified ADB & GOU Safeguards Confirmed

9 Ohangaron Birlik KFY, Kuyun kishlogi 38 Change of massive New documents provided ADB & GOU Safeguards Confirmed 10 Parkent Parkent KFY Gulbog kish logi 30 Change of number of houses ADB & GOU Safeguards Confirmed

11 Parkent Nomdanak KFY Nomdanak MFI 10 Change of number of houses ADB & GOU Safeguards Confirmed

Confirmed that land reserved in 12 Chinoz Chinoz KFY, Gulzorobod kishlogi 20 Possible land reserve issue ADB & GOU Safeguards Confirmed appropriate year 13 Yangiiul Shurlisoi KFY Navruz mahalasi 76 No issues identified ADB & GOU Safeguards Confirmed

14 Zangiota Erkin KFY Kuyoshli kishlogi 107 Change of number of houses ADB & GOU Safeguards Confirmed

Change of number of houses 15 Zangiota Urtaovul KFY I. Urtaovul kishlogi 175 ADB & GOU Safeguards Confirmed Change of massive 16 Zangiota Katortol KFY Daliguzar kishlogi 17 No issues identified ADB & GOU Safeguards Confirmed

17 Zangiota Ke les kurgoni Z.Pulatov mahalasi 9 No issues identified ADB & GOU Safeguards Confirmed

18 Zangiota Keles kurgoni Huvaido mahalasi 9 Change of massive name ADB & GOU Safeguards Confirmed

19 Urtachirchik Kumovul KFY Korakolpok mahallasi 90 No issues identi fied ADB & GOU Safeguards Confirmed

20 Kibrai Yangiobod KFY Alisherobod mahallasi 152 No issues identified ADB & GOU Safeguards Confirmed

21 Kibrai Okkovok KFY Yoshlik mahalasi 26 Change of number of houses ADB & GOU Safeguards Confirmed

22 Kibrai Ya ngiobod KFY Tukaitepa -1 mahallasi 34

23 Kibrai Yangiobod KFY Tukaitepa -2 mahallasi 25 Change of number of houses ADB & GOU Safeguards Confirmed

24 Piskent Kelovchi KFY Yangiobod kishlogi 55 No issues identified ADB & GOU Safeguards Confirmed

25 Okkurgon Oitamgali KFY Babalak ota kishlogi 21 No issues identified ADB & GOU Safeguards Confirmed

Confirmed: Cadastre office Possible agricultural land, submitted documents about non 26 Bustonlik Hondoilik KFY Hondoilik kishlogi 67 agricultural land category ADB & GOU Safeguards Confirmed Possible land reserve issue Confirmed that land reserved in appropriate year Confirmed: Cadastre office 27 Bustonlik Chimboilik KFY Kizilsuv mahalasi 18 Possible agricultural land submitted documents about non ADB & GOU Safeguards Confirmed agricultural land category