Shifting Grounds Indigenous Peoples and Mining in West Suriname
By Viviane Weitzner July 2008
The Association of Indigenous Village Leaders in Suriname and The North-South Institute The North-South Institute and The Association of Indigenous Village Leaders in Suriname
The Association of Indigenous Village Leaders in Suriname
The Vereniging van Inheemse Dorpshoofden in Suriname (VIDS) is an association of Indigenous village leaders from every Indigenous village in Suriname. It was established in 1992 in the aftermath of the internal armed conflict in Suriname. Its goals and objectives are to promote and defend the rights of Indigenous Peoples, to speak for Indigenous Peoples on the national and international levels, and to support sustainable development in Suriname. The VIDS has taken a leading role in promoting Indigenous rights, sustainable development and environmental protection in Suriname. It believes that all three are interrelated and all must be supported and monitored. In 2001, the VIDS established Stichting Bureau VIDS as its fulltime secretariat.
The North-South Institute (NSI) is a charitable corporation established in 1976 to provide professional, policy-relevant research on relations between industrialized and developing countries. The results of this research are made available to policy-makers, interested groups, and the general public to help generate greater understanding and informed discussion of development questions. The Institute is independent and cooperates with a wide range of Canadian and international organizations working in related activities.
The contents of this study represent the views and the findings of the author alone and not necessarily those of The North-South Institute’s directors, sponsors or supporters, or those consulted during its preparation.
Available at: www.nsi-ins.ca.
Final Project Report for Inter-American Development Bank Project:
“Indigenous Peoples and Mining in Suriname – Building Community Capacity and Encouraging Dialogue” ATN/CT-8811-SU
Photo credits: All photos are the property of VIDS and NSI Layout and design: Meaghen Simms
© The Inter-American Development Bank, 2008 Shifting Grounds: Indigenous Peoples and Mining in West Suriname
Table of Contents
Acronyms and Abbreviations ...... ii Acknowledgements ...... iii
Executive Summary ...... iv Recommendations Affecting All of Suriname ...... vi Recommendations Concerning West Suriname ...... vii Recommendations Concerning the Role of the IDB and Canada ...... x
1: Introduction: Shifting Grounds ...... 2 Objectives ...... 3 2: Project Process, Activities and Methodologies ...... 4 Activities, Methodologies and Outputs ...... 4 3: Issues Scan and Analysis: Reversing the Legacy of Exclusion ...... 8 Issues Affecting All of Suriname ...... 9 Focus on the West ...... 21 Key Community Concerns ...... 24 4: Conclusion: The Nature of Shifting Grounds and Implications ...... 42 The Role of the IDB in Supporting Indigenous Organizations ...... 42 The Role of the Government of Canada and CIDA in Suriname ...... 43 Towards Firmer Ground ...... 46
Appendix 1: Media Coverage ...... 48 Appendix 2: Agreement between the Indigenous Peoples of West Suriname and BHP/Billiton and Suralco NV (Draft 2006) ...... 50 Appendix 3: Policy and Regulations on Consultation and Consent Processes Adopted by the Indigenous Peoples of West Suriname (2006 Draft) ...... 53 Appendix 4: Maps ...... 56 Appendix 5: Recommendations from Robert Goodland’s Assessment of SRK’s Transportation Options Scoping Document ...... 57
References ...... 60 Endnotes ...... 65
Boxes
1. Lessons Learned Implementing this Project ...... 7 2. Select Facts and Figures about Mining in Suriname ...... 8 3. Summarized Urgent Action Decisions by CERD Concerning Indigenous and Tribal Rights and Mining in Suriname ...... 15 4. Recommendations Concerning All of Suriname ...... 19 5. Land Rights and Other Affected Peoples ...... 26 6. Selected Alcoa and BHP Billiton Policies on Human Rights and Indigenous Peoples ...... 28 7. Key aspects that need further strengthening to enable better governance and decision-making in Apoera, Section and Washabo ...... 37 8. Recommendations Concerning West Suriname ...... 39 9. Recommendations Concerning IDB Consultancy Contracts ...... 43 10. IAMGold’s Gross Rosebel Mine ...... 45 11. Recommendations Concerning the Role of Canada and Canadian Companies in Suriname ...... 46
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Acronyms and Abbreviations
ASM: Association for Responsible Artisanal Mining ATM: Ministry of Labour, Environment and Technology BF: Bakhuis Forum BHPB: Broken Hill Proprietary & Billiton Corporation BMS: NV BHP Billiton Maatschappij Suriname CBD: Convention on Biological Diversity CANTAP: Canadian Technical Assistance Programme CARICOM: Caribbean Community CERD: UN Committee on the Elimination of Racial Discrimination CIDA: Canadian International Development Agency CLIM: Committee Land Rights Indigenous Marowijne CSNR: Central Suriname Nature Reserve CSR: Corporate Social Responsibility EIA: Environmental Impact Assessment EIS: Environmental Impact Statement EMP: Environmental Management Plan ESIA: Environmental and Social Impact Assessment ESIR: Environmental and Social Impact Report FPP: Forest Peoples Programme FPIC: Free Prior Informed Consent FTAA: Free Trade Area of the Americas GDP: Gross Domestic Product HSEC: Health, Safety, Environment and Community (BHP Billiton Management Standards) IACHR: Inter-American Court on Human Rights IBA: Impact Benefit Agreement ICMM: International Council on Mining & Metals IDB: Inter-American Development Bank IDRC: International Development Research Centre IFC: International Finance Corporation IIRSA: Regional Infrastructure Integration in South America/ Integración de la Infrastructura Regional en Sur América IUCN: International Union for the Conservation of Nature Km: Kilometres MAS: Maritime Authority of Suriname MoU: Memorandum of Understanding MRN: Mineração Rio do Norte MW: Megawatt NCE: National Council on the Environment NGOs: Non-governmental organizations NIMOS: Nationaal Instituut voor Milieu en Ontwikkeling in Suriname NMR: Nationale Milieu Raad (National Council for the Environment)
ii Shifting Grounds: Indigenous Peoples and Mining in West Suriname
NSI: The North-South Institute, Canada OIS: Organization for Indigenous People in Suriname OP: Operational Policy PRI: Private Sector Department SEA: Strategic Environmental Assessment SIA: Social Impact Assessment SRK: SRK Consulting Suralco: Suriname Aluminum Company LLC TCP: Technical Cooperation Profile USD: United States Dollars VIDS: Vereniging van Inheemse Dorpshoofden in Suriname (Association of Indigenous Village Leaders in Suriname) WWF: World Wildlife Fund
Acknowledgements
This final report owes its existence to the team of people whose work it synthesizes. I cannot under- score enough how thankful I am for the dedication and many hours of hard work put into this proj- ect by the staff at Bureau VIDS, particularly project coordinator Carla Madsian, community development specialist Josee Artist and Executive Director, Loreen Jubithana. Caroline de Jong and Ellen-Rose Kambel provided rigorous support and expert advice through their trainings on land rights and community-based research regarding traditional use and occupation. Caroline de Jong’s collaboration with Carla Madsian on collating and editing the traditional use and occupation study led to a document that the communities of West Suriname are very proud of and will use for years to come. Robert Goodland has further endeared himself to everyone in West Suriname through his very clear training on international standards for ESIA, reconnaissance on the likely impacts from the Transportation Options, and ongoing support. At the NSI, Bente Molenaar coordinated this project while I was on maternity leave, and pro- duced a well-researched comprehensive issues report which feeds into this one. Meaghen Simms provided excellent coordination, research and design support. Ann Weston provided project man- agement support and feedback throughout. I am extremely grateful to Fergus MacKay, Ellen-Rose Kambel, Carla Madsian, Bente Mole- naar, Meaghen Simms and Robert Goodland for your valuable comments on the various drafts of this paper. At the IDB, thank you to Kristyna Bishop, for seeing the value in this project and enabling it to become a reality; and to Nancy del Prado for working with us to try to resolve a variety of issues around this project, and for your feedback on the substance of this work. Thank you also to Warren Pedersen of Suralco, John Sew A Tjon of BHP Billiton, and to Chair Marny Daal and other mem- bers of the government negotiations team for participating in the presentations and discussions of the preliminary results of this work. Last but not least, “Danki da bong!” to the people of West Suriname. Community-based re- searchers Marcia Jarmohamed (Apoera), Els Lingaard (Washabo), Dina Romalo (Washabo), Henk James (Section) and Sandra Jeffrey (Apoera) worked hard to document their communities’ tradi- tional use and occupation, and gathered valuable information to help strengthen decision-making processes at the community level. Chiefs David Carlo Lewis (Apoera), Nado Aroepa (Section) and Ricardo Mac-Intosh (Washabo) provided ongoing advice and guidance to the project team. We hope the outcomes meet your expectations.
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Executive Summary
In 2003, Indigenous communities in West Suriname learned a deal had been struck between the Government of Suriname and BHP Billiton and Alcoa for bauxite exploration in 2800km2 of primary forest on their traditional territories. Related activities would include a substantially expanded port in or near the village of Apoera, as well as a potential refinery. A second Memorandum of Understanding (MoU) was signed to explore the possibility of large- scale hydroelectricity to fuel a smelter to process the bauxite from the Bakhuys mine. This hydroproject is adjacent to the bauxite deposit and also overlaps with the traditional domain of the Indigenous Peoples. In the face of these developments, and in light of the fact that they were not consulted and had no information, the Chiefs of the affected Indigenous villages of Apoera, Section and Washabo turned for help to the Association of Indigenous Village Leaders in Suriname (Stichting Bureau VIDS).
This report synthesizes the outcomes of a two-year project (2006-2008) undertaken by VIDS in collaboration with The North-South Institute of Canada with funding from the Canadian Technical Assistance Programme (CANTAP) of the Inter-American Development Bank (IDB) to address key concerns of Lokono communities in West Suriname regarding the proposed developments. Objectives of the project included: gathering information regarding the potential impacts of the proposed projects on the Indigenous communities in the area of influence; providing information about the proposed projects to these communities in West Suriname; building capacity among the Indigenous communities to engage in dialogue with the Government of Suriname, Alcoa and BHP Billiton, regarding their rights, needs, concerns and interests.
Key research activities included: documenting traditional land-use and occupation; analyzing current decision-making processes in the communities and how these can be strengthened; assessing the scoping document for the transportation options environmental and social impact assessment (ESIA) of the Bakhuys mine; and producing a comprehensive issues paper on Indigenous Peoples and mining in Suriname. Capacity-building activities included training on land rights, community-organizing, international standards for environmental and social impact assessment and community-based research. In addition, Bureau VIDS provided ongoing support to the leadership of the affected communities in their engagement with the companies and government, including presenting to the companies and government the objectives and work plan for this IDB-funded project, as well as the preliminary results and recommendations.
This report highlights the legislative and policy vacuum that currently exists in Suriname with regard to Indigenous and Tribal rights and environmental protection. Even though the companies currently involved in West Suriname have developed progressive policies and instruments with regards to upholding human rights and protecting the environment, these have been disregarded in practice (there was no ESIA for the advanced exploration, the communities were left out of the initial scoping exercise, key reports are kept secret even when specifically requested, and to date the companies have not signed protocols with the communities to clarify how they understand and intend to protect the communities’
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traditional rights and uphold their right to free, prior and informed consent [FPIC]). Indeed, initial construction-related activities in the villages are already taking place without the villages being consulted, without them knowing or approving final project plans, and even though the government has not issued a permit for exploitation. These construction-related activities have already had human rights and livelihood impacts. In addition, the affected communities have little information about the scope of ‘the project’ the government is negotiating with the companies (whether it will include only mining, transportation and refining or also the proposed hydroelectric dam and smelter), and whether other companies will be involved. This is critical information, especially in light of community fears and opposition to the proposed dam. The people of West Suriname are well aware of the widespread and ongoing damage from bauxite mining in East Suriname as well as the impacts of one of the world’s most damaging hydro-projects (Brokopondo), also located in East Suriname, and are fearful those damages may be repeated in the West.
Among others, key community concerns regarding the proposed developments include: obtaining official recognition for their rights to own and control their traditional territory; ensuring the impacts are assessed appropriately, with due consideration to cumulative impacts; recognition of their right to free, prior and informed consent, including their participation as equal partners in agreement-making processes between the companies and government; receiving appropriate training, meaningful employment and benefit-sharing should they give their FPIC to the project going ahead; and ongoing capacity-building and community-strengthening.
Recommendations woven throughout this report are grounded in the 2007 Saramaka People judgement of the Inter-American Human Rights Court. The binding Saramaka People judgement holds that large-scale mining and associated infrastructure projects must comply with a series of preconditions if they are to be consistent with the rights of Indigenous and Tribal Peoples, and therefore with Suriname’s international legal obligations. These requirements include: Indigenous Peoples’ right to effective participation, which is specified as FPIC in the case of large-scale projects with significant impacts; that Indigenous Peoples share in reasonable benefits from the project; and that the project must not deny Indigenous Peoples the right to maintain their multiple relationships with their territory and to continue to benefit from their traditional economy. The judgement also clearly states the government may not authorize mining or related activities in the Indigenous Peoples’ territory until it has first regularized their rights of ownership and control over that territory, unless it obtains FPIC. In the absence of FPIC, regularization of Indigenous property rights in and to their traditional territory constitutes a precondition to the granting of mining and other permits.
In West Suriname the currently involved companies appear to have acknowledged these requirements by stating they will negotiate agreements with the affected Indigenous Peoples. Recent communications with the government and its negotiations team for West Suriname suggests that a shift also may be underway in Suriname to reverse the legacy of exclusion of Indigenous Peoples around mining in their traditional territories, with the proposed negotiated agreements around Bakhuys likely to be precedent-setting. However, the government has yet
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to make a statement about such agreements and, therefore, its official views in this respect are unknown.
The report’s recommendations target issues affecting all of Suriname, issues specifically affecting West Suriname, and issues related to the role of the IDB and Government of Canada, and are presented below.
Recommendations affecting all of Suriname
Concerning Indigenous and Maroon rights The Government of Suriname should fully recognize Indigenous and Maroon rights. The IDB and other donors should consider providing technical and financial support to the Government to: a) Implement the United Nations Committee for the Elimination of Racial Discrimination (CERD)’s recommendations (made first in 2004, and urgently reiterated several times since), with priority focus on the recommendation that: “a framework law on the rights of indigenous and tribal peoples be elaborated and that the State Party take advantage of the technical assistance available under the advisory services and technical assistance Programme of the Office of the United Nations High Commissioner for Human Rights for that purpose (Decision 1(67) August 18, 2005, para 5). Adoption of such a law is also required in the orders of the Inter-American Court in Moiwana Village and Saramaka People. The law and any implementing regulations must be developed in full consultation with Indigenous and Tribal Peoples and such consultation must be undertaken, at a minimum, with the aim of reaching an agreement. b) Complete the review and drafting of environmental and mining legislation (including ESIA guidelines) that fully integrates human rights considerations, particularly those related to Indigenous and Maroon Peoples. In order to achieve this: i. Ensure a mechanism is established so that Indigenous and Maroon Peoples: i. May appoint their own participants to review and participate in the redrafting of environmental and mining legislation ii. Have appropriate levels of funding and technical support for their choice to meaningfully participate ii. For all participants in the review process, provide training on: i. Indigenous and Maroon rights ii. International standards and best practice with regards to human rights and environmental protection (e.g., ESIA, Akwe:kon guidelines, Impact Benefit Agreements [IBAs], revenue-sharing agreements, etc.), before and during the review process iii. Maintain a repository of readily accessible information and training tools for consultation by all participants in the review processes c) Provide adequate resources for the responsible agency to: i. Monitor and enforce the resulting environmental and mining legislation
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ii. Establish and maintain a clearinghouse of information (maps, documents) regarding the location of the communities and traditional territories of Indigenous and Maroon Peoples in Suriname. iii. Develop agreements for collaborative arrangements with affected Indigenous and Tribal Peoples for all aspects of monitoring extractive and other operations and for participation in closure and rehabilitation activities. iv. Ensure that information about concessions, ESIAs and all other aspects of extractive and other operations are publicly available at reasonable or no cost. d) Support the establishment of an effective, participatory body to coordinate, mainstream and provide coherence to Indigenous and Maroon issues in government policy and programmes and to ensure the effective participation of Indigenous and Maroon communities in planning and programmatic decision-making. This body should consist of representatives of Indigenous Peoples, Maroons and government.1 Indigenous and Maroon participants should be appointed by their respective organizations, and should receive adequate financial and technical support to enable their participation. e) Support pro-active integrated land-use planning, and the establishment of effective, participatory bodies at the district level to coherently address and plan for natural resources development and conservation initiatives, taking into consideration and accommodating the values, concerns and rights of Indigenous and Tribal Peoples. These bodies should include – as appropriate to each district – representatives of Indigenous Peoples, Maroons and the government, with Indigenous and Maroon representatives appointed by their respective organizations. Such district level bodies should not preclude the possibility of sub-district – or even cross-district – participatory bodies to be established to target the management of specific natural resource areas, such as watersheds. Clearly, they should also not preclude specifically Indigenous or Maroon land-use planning on their traditional territories, but provide instead a vehicle for Indigenous and Maroon people to make their territorial aspirations known and included in government planning.
Concerning small-scale mining Indigenous and Maroon Peoples involved in small-scale mining, for example the Tapanahony and Sara Creek N’djuka, should consider taking part in the Association for Responsible Mining pilot project towards fair trade certification of artisanal gold mining. This could have a significant impact on increasing the benefits and mitigating the negative impacts of small- scale mining, and be a model for other communities in Suriname to consider.
Recommendations concerning West Suriname
Concerning Land Rights In keeping with the Saramaka People judgement of the Inter-American Court, the Government of Suriname should begin the process of delimitation, demarcation and titling in the short- term and in accordance with Indigenous Peoples’ customs and traditions, and at least in parallel to the mining and related activities. The State could provisionally (until legislation is
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in place), formally recognize an Indigenous territory in the West as part of the FPIC process for the proposed developments in West Suriname.
Concerning Panel of Experts to review ESIA The Government of Suriname – and particularly the National Institute for Environment and Development of Suriname (NIMOS) – should put in place an independent expert review process of the draft ESIAs. Establishing a Panel of Experts to review the documents is in the best interest of the Government of Suriname and the affected communities to ensure that: a) all impacts are duly considered; b) the final reports and recommendations meet the highest international standards; and c) the subsequent negotiations and agreements between the government, companies and communities are well informed. Convening such a Panel of Experts is also clearly in the best interest of the companies to ensure the review is conducted efficiently and to the highest standards. For these reasons, the Government of Suriname should consider the companies’ offer to finance such a review process. Should Indigenous Peoples wish to participate in and/or identify and nominate experts for the panel, provision should be made for this. Similarly, should Indigenous Peoples wish to convene their own panel of experts, this should also be supported.
Concerning free, prior and informed consent and participation in negotiations towards strong agreements Following international best practice and international human rights standards and jurisprudence –among others, the Saramaka People judgement of the Inter-American Court – the Government of Suriname and the companies should: a) Agree to formal protocols setting out the process for the effective participation of the Indigenous Peoples in West Suriname and for obtaining their free, prior and informed consent for the proposed large-scale developments affecting their traditional territories, following the existing community policies on consultation and consent. Free, prior and informed consent can only be considered once all the environmental, cultural, human rights and socio-economic and cumulative impact studies have been completed (for all components of ‘the project’, namely the mine site, transportation options, dredging and refinery, with due attention to cumulative impacts with regards to the potential hydroelectric dam, Regional Infrastructure Integration in South America (IIRSA) projects and proposed protected areas, among other activities), and understood by the affected communities. b) Formally invite the Indigenous communities of West Suriname to participate as equal partners and rights-holders in negotiations towards agreements between the companies and the government with regards to the environmental, cultural, human rights, socio- economic (including revenue-sharing) and cumulative aspects of the developments. c) Ensure the communities have access to legal counsel of their choice, and have appropriate funding towards strong technical and legal advice. d) Ensure all parties in the negotiations receive training in international standards and best practice with regards to agreements around mining developments affecting Indigenous Peoples.
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Concerning identification of affected communities at the negotiations table With support from Bureau VIDS, the affected Indigenous Peoples of Apoera, Section and Washabo should carefully consider whether other affected communities should be at the negotiations table with the government and companies. In particular, given the significant impacts in the Trio settlement of Zandlanding, a key question that needs to be resolved is whether the Chief of Wanapan and the Trio Granman should be involved directly in negotiations, rather than placing additional pressure on the Chief of Apoera to represent the interests of the Trio People in Zandlanding. Any direct participation of the Trio would clearly keep at the forefront the existing arrangement between the Chiefs of Apoera and Wanapan regarding Trio settlement in Apoera territory. Discussions should also consider participation by other downstream communities on the Nickerie River and along the Corantijn.
Concerning community strengthening Given the asymmetrical power relations between the companies and communities, the IDB and other donors should consider following standard practice by providing funds and enabling further technical assistance to: a) The Association of Indigenous Village Leaders in Suriname to continue acting as intermediaries for the affected communities in West Suriname, and to provide legal advice. b) The leadership of the affected communities to continue their work in: i. Strengthening their decision-making processes, both internal and external ii. Building their skills and awareness with regards to international standards and best practice in, among other topics, negotiating with multinational companies and government iii. Implementing community-based monitoring of impacts iv. Creating community-based institutions of local experts to advise the leadership and their communities regarding the proposed developments v. Providing access to information for their communities through regular information bulletins, posters, summary reports, access to internet, radio programmes, among others vi. Funds will also be required for: i. Providing ongoing support to the community radio station ii. Transport and office facilities, office supplies and office maintenance iii. Exchanges with other communities in Suriname and internationally
Concerning the Bakhuis Forum An independent evaluation of the Bakhuis Forum should take place to examine, among other things: a) Whether the appropriate players are at the table. Particularly, whether the appropriate government players are at the table, and in general, the role of the government in the BF. b) Whether commitments made at BF sessions are being implemented. c) How the BF can be strengthened, from the perspectives of those currently participating, but also from the perspective of community groups and others who are on the receiving end of information from BF and who do not participate directly.
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The terms of reference for the evaluation should be drawn up collaboratively, with parties jointly selecting the independent evaluator. Independent funding could be sought for such an evaluation. Parties to the Bakhuis Forum should jointly decide who would be best coordinating the review.
Concerning financing The IDB (and other potential financiers) should not consider financing any aspect of the hydroelectric dam (Kabalebo), the mine (Bakhuys) or the infrastructure to enable an integrated aluminium industry in Suriname with road and other connections to neighbouring Guyana (IIRSA) until: a) The Government has taken concrete steps with regards to recognizing the land rights of the potentially affected communities, as outlined in Saramaka People. b) The cumulative effects (socio-economic, cultural, human rights, ecological) of the proposed developments in West Suriname have been appropriately assessed and understood by the affected communities and the Government. c) The companies and communities have, ‘through a good faith negotiation process’ (as per IDB’s Indigenous Peoples Policy) negotiated agreements, and the communities have given their free, prior and informed consent to the project proceeding. d) IDB’s safeguard policies have been implemented (including provisions regarding trans- border Indigenous Peoples, as per below), and International Finance Corporation (IFC) Performance Standards followed (the latter as per current commitments in ESIA documents).
Concerning Guyana The Governments of Suriname and Guyana should discuss and resolve issues around cross- border impacts of the proposed developments in West Suriname. Consistent with requirements in the IDB’s Indigenous Peoples Policy around Trans-border Indigenous Peoples, the IDB should encourage this dialogue, and further consider: a) Recommending that the governments approach a third party to help convene this dialogue b) Asking for support from companies operating in both countries, such as BHP Billiton, to encourage this dialogue c) Ensuring appropriate representation of affected Indigenous communities in Suriname and Guyana in this process
Should this collaborative effort not be politically feasible, the cross-border impacts of the developments in West Suriname should be addressed in a separate process with the Government and Indigenous Peoples of Guyana, again with IDB encouragement.
Recommendations concerning the role of the IDB and Canada include:
Concerning IDB support to Indigenous Peoples’ research and capacity-building The IDB should actively support research by and capacity-building for Indigenous Peoples (and other community groups), particularly if the IDB is considering financing any aspects of
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projects, plans or laws that will affect these groups. Appropriate care should be taken to protect Indigenous rights in the process and outcomes of this research, particularly those around intellectual property rights and free, prior and informed consent.
Concerning the role of Canada and Canadian companies in Suriname Given the dearth of environmental and human rights legislation and protection in Suriname – specifically that pertaining to Indigenous and Maroon Peoples – Canada should urgently implement the recommendations put forward by the advisory group to Canada’s “National Roundtables on Corporate Social Responsibility (CSR) and the Canadian Extractive Industry in Developing Countries” in its March 2007 report, and in particular, establish an ombudsperson’s office to investigate complaints by communities affected by Canadian mining and exploration companies that could lead to Canada withdrawing any financing provided to that company should it be found in breach of the standards embraced in Canada’s CSR Framework. This is consistent with CERD’s 2007 observations on and recommendations to Canada.
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Shifting Grounds: Indigenous Peoples and Mining in West Suriname
“That is the goal …We want to be involved, and to get all the information so that we can know what the future holds for us so we can protect our culture and our lands” – Chief Mac-Intosh, Washabo, at VIDS/NSI launch workshop, June 2006, Paramaribo
“Bauxite is in the national interest, and it is not that the Indigenous Peoples don’t want it, but it has to be done in the right way. It is important to look at employment for Indigenous People, but it is also very important to protect our environment and other issues.” – Chief Lewis, Apoera, at VIDS/NSI launch workshop, June 2006, Paramaribo
“The government is striving to minimize the impacts of this development, in particular the potential harmful effects for the inhabitants of the affected areas. This will be done in cooperation with the local communities.” – Minister Rusland, at VIDS/NSI launch workshop, June 2006, Paramaribo
“One of the things that changed over the years is that the companies consulted with governments, but the governments didn’t consult with everybody. The lesson learned is that the companies consult with stakeholders.” – Warren Pedersen, General Manager of Suralco, at VIDS/NSI launch workshop, June 2006, Paramaribo
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1. Introduction: Shifting Grounds
In 2003, Indigenous communities of West Suriname learned a deal had been struck that would literally shift the grounds on their traditional territories. On January 6, 2003 the Government of Suriname signed a MoU with mining companies BHP Billiton and Suralco (a subsidiary of US-based Alcoa) permitting exploration for bauxite on 2800 km2 of primary forest used by both Indigenous and Maroon2 communities. A second MoU was also signed between the government and Suralco to examine the possibility of large-scale hydroelectric development, a refinery, smelter and a potential deep water harbour on the Corantijn River, where many Indigenous Peoples live.
The affected communities were neither fully informed nor consulted about the exploration and other proposed activities to take place on their territories. While in 2001 a delegation of company and government officials informed the Chiefs of Washabo, Section and Apoera a request to explore the Bakhuys mountain range had been submitted, the delegation did not return – as it had promised – to explain unfolding plans to these Lokono villages and their councils. Instead, the Chiefs found out about the deal through the media: It was 2003 before we [the Chiefs] heard from media outlets that the MoU had been signed…in August of that year a delegation from BHP Billiton along with two contractors came to explain and to recruit workers. We found the process extremely faulty. Considering that we know what happened in the 1970s with our parents when there was a proposal to mine bauxite in the same areas to bring so-called ‘development’ to West Suriname, we were very concerned…We don’t want a repeat! 3
With community members expressing panic about the proposed developments especially given the lack of official recognition of their land rights4, the village Chiefs contacted the Association of Indigenous Village Leaders in Suriname to get support and advice. Following community workshops to identify priorities, Bureau VIDS reached out to potential allies for technical support and funding.5
This report presents the outcomes of a project undertaken by Bureau VIDS in collaboration with NSI with funding from the Canadian Technical Assistance Programme of the Inter- American Development Bank to address key concerns of Lokono communities in West Suriname. IDB’s interest in this VIDS/NSI project stems from the Private Sector Department (PRI) of the IDB having been approached by Alcoa for potential financing of the hydroelectric power plant, dam and reservoir. While Alcoa would need to undertake its own environmental and social due diligence to obtain IDB funding – including complying with several mandatory IDB policies (e.g., Environment, Involuntary Resettlement and the Indigenous Peoples Policy) – the Bank considered the proposed VIDS/NSI project “a critical first step in providing potentially affected communities and their representative organizations with the tools required for a more equitable and effective engagement with PRI/Alcoa and the Government of Suriname.”6
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Objectives As stated in IDB’s Technical Cooperation Profile (TCP)7, the main objectives of the VIDS/NSI project were: • To gather information regarding the potential impacts of the proposed PRI/Alcoa project on the Indigenous communities in the area of influence; • To provide information about the proposed project to these communities in West Suriname and their representative organizations; • To build capacity among the Indigenous communities in this area so they can engage in dialogue with the Government of Suriname, Alcoa and its joint venture partner, BHP Billiton, regarding their rights, needs, concerns and interests. 8 Because of the lengthy negotiations around the terms of the contract9, this IDB project was in effect a follow-up to a previous VIDS/NSI project funded by the International Development Research Centre (IDRC) of Canada.10
Organization of Synthesis Report This final report teases out some of the main issues emerging from the work undertaken by VIDS/NSI throughout this project, with a particular focus on issues around Indigenous participation in decision-making. It is organized as follows:
• Section 2 outlines the project process, activities, methodologies, main reports and project team.
• Section 3 presents the issues scan and analysis. It is organized in two parts, namely: Fundamental and systemic issues affecting all of Suriname, including key recommendations. Proposed developments in West Suriname, including key recommendations.
• Section 4 concludes this report, reflecting on the nature of the ‘shifting grounds’ taking place in Suriname around mining and Indigenous Peoples. Discussion centres on the implications of these shifts for key players in the region. It focuses in particular on implications for the two donors to this VIDS/NSI project, namely the IDB and the Government of Canada (funding was from the CANTAP at the IDB). Further recommendations are also presented.
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2: Project Process, Activities and Methodologies
Project Process The project workplan and methodologies were the outcome of a participatory planning process with the Chiefs and their assistants, and built on previous research, capacity-building and information-sharing activities. Several meetings were held to elaborate the workplan, with ongoing communication among the project team to adapt the plan as the project proceeded.
Activities, methodologies and outputs Specific activities and outputs (organized as per the IDB’s TCP) included: a) Research • Reconnaissance to Wayambo/Nickerie communities and preliminary Environmental and Social Impact Assessment (ESIA) of transportation options. Together with Bureau VIDS’ project coordinator Carla Madsian11, Robert Goodland12 undertook fieldwork between October 22 and 28, 2006 to observe first-hand and listen to community concerns. His resulting report, “Suriname: BHP Billiton/Suralco’s Bakhuys Bauxite Mine Project, A Review of SRK’s Environmental and Social Assessment Transport and Scoping Document” (2006) is designed to complement Goodland’s 2005 report, “Suriname: Environmental and Social Reconnaissance of the Bakhuys Mine Project.”
• Traditional Land Use. Ellen-Rose Kambel13 and Caroline de Jong,14 together with Carla Madsian of Bureau VIDS, trained a team of five community researchers to gather information about traditional land use in West Suriname. The training took place in Apoera from August 26-29, 2006.15 Following this training, West Surinamese researchers Marcia Jarmohamed (Apoera), Els Lingaard (Washabo), Dina Romalo (Washabo), Henk James (Section) and Sandra Jeffrey (Apoera) undertook community-based research using a variety of methods (focus groups, semi-structured interviews, site visits, village walks). Preliminary findings were discussed and verified in meetings from May 21-31, 2007. The resulting community report, “Our Indigenous Territory on the Corantijn,” was edited by Caroline de Jong and Carla Madsian and is based on 14 months of research.
• Comprehensive Issues Report. Throughout the project, Bente Molenaar16 of NSI conducted desk research on the issues at the crossroads of mining and Indigenous Peoples in Suriname. Supplementing this desk research with information from interviews with key actors in Suriname and field visits in August 2007, Bente Molenaar produced a report entitled “Is there Gold in all that Glimmers? Mining and Indigenous Peoples in Suriname.” b) Focus groups on decision-making • Strengthening traditional decision-making. Together with five community researchers, Carla Madsian of Bureau VIDS undertook several focus groups with the goal of strengthening community decision-making and leadership in West Suriname. A two-day training was delivered by Carla Madsian October 13-26, 2006 on SWOT (Strengths, Weaknesses, Opportunities and Threats) analysis and other methods used in a previous study on strengthening traditional authorities conducted in Lower Marowijne. The
4 Shifting Grounds: Indigenous Peoples and Mining in West Suriname
community researchers then conducted eight focus groups in the three villages, including separate focus groups for men, women and youth (three in Apoera, three in Washabo and two in Section). They also interviewed 16 Elders in the villages. The outcomes of these focus groups and interviews were presented and discussed at workshops between August 30 and September 10, 2007. A community report entitled “Besluitvorming in de Lokono Gemeenschappen van West Suriname” was subsequently produced by Carla Madsian, and is also available in English under the title “Decision-Making in the Lokono Communities of West Suriname.” c) Capacity-building and leadership training for Indigenous communities Besides the training of community researchers and the discussion of recommendations on strengthening internal decision-making emerging from the focus groups described above, capacity-building and leadership training activities undertaken throughout this project included:
• Training sessions in Paramaribo (June 22-23, 2006) with Ellen-Rose Kambel, members of Bureau VIDS and participants of the Committee Land Rights Indigenous Marowijne (CLIM) on: Indigenous rights Mapping Community organizing
A total of 30 participants took part in these sessions, including representatives from West Suriname, Wayambo area and the South. The film “Dealing Full Force” was screened, which details the experience of Lutsel K’e Dene First Nation of Canada in negotiating with mining companies, including BHP Billiton.
• Discussions with community leaders in West Suriname (September 21-23, 2006) regarding the draft FPIC protocol.
• Training sessions in West Suriname by Robert Goodland and Carla Madsian (October 24- 26, 2006) on international best practice and policies with regards to environmental and social impact assessment. Some 21 people attended, including the Chiefs and their assistants.
In addition to the above IDB-funded activities, the companies contributed funds towards site visits by community members to: Coermotibo (approximately 20 community members from the West visited rehabilitation sites in Coermotibo on December 7, 2006) Cerro Matoso in Colombia (3 spaces for community members) Mineração Rio do Norte (MRN) in Brazil (spaces for 2 people were made available).
Travel to Colombia and Brazil took place within one week (including travel time), with only 1 day spent at MRN. Bureau VIDS members participated in the Surinamese site visits, but not the international visits.
5 The North-South Institute and The Association of Indigenous Village Leaders in Suriname
d) Ongoing dialogue with related stakeholders, including government officials, private investors and civil society, regarding community guidelines The project team, and specifically Bureau VIDS, supported community leaders’ interactions with other key players in several ways, and at a number of key events:
• The VIDS/NSI workshop to launch the IDB project. Held on June 26, 2006, the launch meeting in Paramaribo brought together some 60 participants from government, the companies, environmental and other NGOs, and Indigenous organizations, among others. The Chiefs of West Suriname together with members of Bureau VIDS and Robert Goodland presented the results of research in the West to date, focusing specifically on community concerns regarding the proposed mining-related developments, past, current and likely future impacts. Minister of Natural Resources, Gregory Rusland, opened the meeting and stayed for the Chiefs’ presentation and questions following. The meeting also highlighted issues around appropriate consultation and consent procedures, and outlined the objectives and activities of the VIDS/NSI IDB project. Bureau VIDS has produced a draft report of this launch meeting, entitled: “Verslag van de Workshop over inheemse volken en voorgestelde ontwikkelingsprojecten in West Suriname.”
• Bakhuis Forum Meetings. The “Bakhuis Forum” is a group of company, community and government representatives who meet regularly to discuss issues around the proposed mining-related developments. Bureau VIDS’ role has been to meet with the Chiefs before each BF to prepare them for the meeting. In the meetings themselves, members of Bureau VIDS participate and assist by translating from English into Sranan –Tongo, and guiding Marcia Jarmohamed, the local coordinator, in recording the minutes of the meetings. Among other topics, the draft community guidelines for consultation/consent guidelines and draft agreement on traditional rights were discussed at several BF meetings. Critique and discussion of the BF is provided in the analysis below.
• ESIA consultations. The draft guidelines for consultation/consent were brought to the attention of SRK consultants and the companies several times throughout the project with, at best, mixed results to date (discussed in analysis below). Bureau VIDS functions as the intermediary between the communities and SRK. Documents produced by SRK were read and discussed with the Chiefs. Meetings with SRK throughout this IDB project included: December 2006: Four consultation meetings on the scoping document for the Bakhuys Mine Project were held in West Suriname (Apoera, Plan Apoera , Section and Washabo) and there was also a visit to Kwamalasamutu in South Suriname. June 2007: Consultation meetings on the scoping document for the Transportation Options ESIA were held, including one in Paramaribo and five in West Suriname (Apoera, Plan Apoera, Section, Washabo and Zandlanding). November 2007: The first information session was held in Paramaribo concerning dredging of the Corantijn river (together with the Maritime Authority of Suriname).
In addition, Bureau VIDS attended consultations convened by Sunecon/Royal Haskoning consultants on the IIRSA project:
6 Shifting Grounds: Indigenous Peoples and Mining in West Suriname