Power Analysis As a Critique of Power Politics: Understanding Power and Governance in the Second Gulf War
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EUROPEAN UNIVERSITY INSTITUTE Department of Political and Social Sciences Power Analysis as a Critique of Power Politics: Understanding Power and Governance in the Second Gulf War Stefano Guzzini Thesis submitted for assessment with a view to obtaining the Degree of Doctor of the European University Institute Department of Political and Social Sciences Examining Jury Prof. David Baldwin (Columbia University, New York) Prof. Pierre Hassner (CERI, IEP, Paris) Prof. Steven Lukes (EUI, co-supervisor) Prof. Susan Strange (University of Warwick, external professor EUI, supervisor) Ole Wæver (Center for Conflict and Peace Research and University Copenhagen) Florence October 1994 EUROPEAN UNIVERSITY INSTITUTE Department of Political and Social Sciences Power Analysis as a Critique of Power Politics: Understanding Power and Governance in the Second Gulf War Stefano Guzzini Thesis submitted for assessment with a view to obtaining the Degree of Doctor of the European University Institute Department of Political and Social Sciences Examining Jury Prof. David Baldwin (Columbia University, New York) Prof. Pierre Hassner (CERI, IEP, Paris) Prof. Steven Lukes (EUI, co-supervisor) Prof. Susan Strange (University of Warwick, external professor EUI, supervisor) Ole Wæver (Center for Conflict and Peace Research and University Copenhagen) Florence October 1994 Guzzini, Stefano (1994), Power Analysis as a Critique of Power Politics: Understanding power and governance in the second Gulf war European University Institute DOI: 10.2870/47026 Guzzini, Stefano (1994), Power Analysis as a Critique of Power Politics: Understanding power and governance in the second Gulf war European University Institute DOI: 10.2870/47026 Acknowledgements This work would have been inconceivable without the support of the European University Institute, both for the material and working conditions, and for its intellectually stimulating, albeit luckily not too competitive human environment. Let me first thank all those at the EUI who made this research possible. I would also like to thank Iver B. Neumann and Marc Smyrl for having tried to improve my language. Furthermore, I have much profited from seminar interventions by or discussions with Ian Carter, Thomas Christiansen, Johan Jeroen De Deken, Helmut Dubiel, Maurice Glasman, Daniela Gobetti, Rainer Grundmann, Markus Jachtenfuchs, Knud-Erik Jørgensen, Philippe Marlière, Jean-Pierre Malrieu, Véronique Muñoz-Dardé, Erik Ringmar, Stefan Rossbach, Emilio Santoro, Davide Sparti, Michael Suhr, Yves Sintomer, and Arpád Szakolcsai. I would especially like to thank the seminars and private discussions with Gunther Teubner and Alessandro Pizzorno who have provided a continuing challenge and encouragement to develop my theoretical thoughts. The present study developed over a long time. For comments on my “June Paper”, I am particularly thankful to Robert Gilpin, Peter Morriss, Ronen Palan, and Roger Tooze. Chapter 2 is an outgrowth of a manuscript on the state of the art in IR/IPE, that, in turn, synthesised several chapters from a Working Paper entitled “The Continuing Story of a Death Foretold: Realism in International Relations/International Political Economy” (SPS 92/20). It was improved by suggestions from Chris Hill, Mark Hoffman, Jef Huysmans, Reinhard Meyers, Gunther Teubner, Ronen Palan, and Rob Walker. A previous version of chapter 6 has been published in International Organization, vol. 47, no. 3 (Summer 1993). For very helpful suggestions on drafts and on the final version of the article, I am indebted to David Baldwin, Alan Cafruny, Stewart Clegg, James S. Coleman, Robert Cox, Stephen Gill, Pierre Hassner, John MacLean, Reinhard Meyers, Andrew Moravcsik, Alessandro Pizzorno, John Odell and two anonymous reviewers. Previous drafts on Part IV and V of the thesis have been commented by Pierre Hassner, Chris Hill, Iver B. Neumann, and Ghassan Salamé. My very special gratitude goes to Heikki Patomäki who thoroughly commented this and several other of my writings, pointing to shortcomings, partly still unresolved. Finally, I want to thank those who have read and commented all drafts and without whom the present thesis would have been unthinkable. Ole Wæver incessantly encouraged me to develop my thoughts and suggested several paths for this purpose. Over the years in Florence, Steven Lukes’ methodological and substantial hints and criticisms made this very enterprise of a conceptual analysis of power in IR/IPE possible. Susan Strange often played not only the “midwife”, as she calls it, but also the devil’s advocate so as to force me to clearer thought and expression. In countless discussions, Anna Leander influenced my thinking, and helped me to resolve several deadlocks during the writing. Although I do not think to have matched all the criticisms, I did my best to honour them. The thesis is dedicated to Anna. Florence, October 1994 Stefano Guzzini Guzzini, Stefano (1994), Power Analysis as a Critique of Power Politics: Understanding power and governance in the second Gulf war European University Institute DOI: 10.2870/47026 Guzzini, Stefano (1994), Power Analysis as a Critique of Power Politics: Understanding power and governance in the second Gulf war European University Institute DOI: 10.2870/47026 Table of Contents Part I. Introduction Chapter 1. Puzzles of a Power Analysis ...............................3 1. Making sense of power puzzles: origins and limits of a conceptual analysis (3) 2. A historical moment foregone? The Second Gulf War and the trasformismo of the “New World Order” (6) 3. The outline of the argument (8) Part II. A conceptual analysis of power during the crisis of Realism Chapter 2. International Theory after the Inter-Paradigm Debate ......... 15 1. “Colour it Kuhn” (16) 2. Searching borders (22) 3. Theoretical rapprochements as the context of new power concepts (30) 4. Power Analysis: increased agency potential and diffusion of rule (34) Chapter 3. Understanding the concept of power ...................... 35 1. Assumptions of a conceptual analysis (35) 2. The ambiguity of “power” (38) 3. Purposes of power (39) 4. Power as an “essentially contested” concept? (45) 5. Conclusion: Explanatory perspectivism (53) Part III. Realist Power Analysis and Its Critics Chapter 4. The Inevitable “Struggle for Power” in Realist Explanations .... 63 1. The Balance of Power as Theory (64) 2. Purposes and limits of power in the “Second debate” (72) 3. Conclusion: The aims and limits of “power” in Realist explanations (80) Chapter 5. Relational Power and Causal Analysis in Neorealism .......... 82 1. The economistic approach to power in IR revisited (83) 2. David Baldwin’s concept and assessment of power (86) 3. The assessment of power under different models of the international system (92) 4. Neorealist Power Analysis (98) Chapter 6. Structural Power: The Limits of Neorealist Power Analysis ..... 100 1. Beyond Neorealism? Meanings of structural power (101) 2. A power analysis with a dyad of concepts (115) 3. Conclusion: Purposes and meanings of power and governance (123) V Guzzini, Stefano (1994), Power Analysis as a Critique of Power Politics: Understanding power and governance in the second Gulf war European University Institute DOI: 10.2870/47026 Part IV. Neorealist power analysis of the Second Gulf War Chapter 7. Neorealist Power Assumptions .......................... 129 1. The “logic” of power: “collateral pressure” and “osmosis” (129) 2. Relational “securities” (131) 3. Behavioural assumptions (132) 4. Conclusion: Questions of a Neorealist Power-Analysis (136) Chapter 8. Origins of the conflict: Power shifts in the Middle Eastern security complex ................................................. 139 1. A regional hegemonic war in a “unipolar moment” (141) 2. Beyond military security: political and financial destabilisation (154) 3. Conclusion: The Gulf in search of an equilibrium (164) Chapter 9. The dynamics of the conflict: overcoming the “Vietnam Syndrome” .............................................. 166 1. The multilateralisation of the conflict (167) 2. Influencing the public opinion (182) 3. From the “Rapid Deployment Force” to “Desert Storm” (189) 4. Conclusion: The Gulf conflict — unnecessary and inevitable (193) Chapter 10. “War and Change” in the Middle Eastern Security Complex . 195 1. A new kind of war for a new kind of security? (195) 2. Installing a balance of wealth and legitimacy? (202) 3. A new regional balance of power (207) 4. A precedent for conflict management in the “new world order”? (223) 5. Conclusion: The inconclusive victory (230) Part V. An analysis of governance through the Second Gulf War Chapter 11. Assumptions of an analysis of governance ................ 237 1. Constructivism (238) 2. Intersubjective practices as unit of analysis (240) 3. The analysis of governance (245) Chapter 12. The clash of legitimation processes ...................... 254 1. The Legitimacy Problem in Changing Arab Societies: Iraq’s fuite en avant reconsidered (254) 2. The tacit power of the strong: effects of superpower practices (264) 3. Conclusion: Social contracts, whether stabilised abroad or not (277) Chapter 13. Governance through collective memory: just war tales and the World War II script ....................................... 279 1. Symbolic Power or the ritualised mobilisation of collective memory (279) 2. The metaphorical construction of legitimate action (289) VI Guzzini, Stefano (1994), Power Analysis as a Critique of Power Politics: Understanding power and governance in the second