DOCSLIB.ORG

Interim Report 2019 中期報告 Contents

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
Interim Report 2019 中期報告 Contents HAITONG SECURITIES CO., LTD. HAITONG SECURITIES CO., LTD. 海通證券股份有限公司 2019 InterIm report Interim Report 2019 中期報告 CONTENTS Important Notice 02 Section I Definitions and Important Risk Warnings 03 Section II Company Profile and Key Financial Indicators 08 Section III Summary of the Company's Business 15 Section IV Report of the Board of Directors 23 Section V Significant Events 67 Section VI Changes in Ordinary Shares and Particulars about Shareholders 99 Section VII Preference Shares 106 Section VIII Particulars about Directors, Supervisors and Senior Management 107 Section IX Corporate Bonds 113 Section X Financial Report 121 Section XI Documents Available for Inspection 122 Section XII Information Disclosure of Securities Company 123 02 HAITONG SECURITIES CO., LTD. Interim Report 2019 (H Share) IMPORTANT NOTICE The Board, the Supervisory Committee, Directors, Supervisors and senior management of the Company represent and warrant the truthfulness, accuracy and completeness of the contents of this interim report (the “Report”) and that there are no false representation, misleading statements contained herein or material omission of this Report, for which they will assume joint and several liabilities. This Report was considered and approved at the third meeting of the seventh session of the Board and the second meeting of the seventh session of the Supervisory Committee. All the Directors of the Company attended the Board meeting. None of the Directors or Supervisors has any objection to this Report. Deloitte Touche Tohmatsu has reviewed the 2019 unaudited interim financial report of the Company which was prepared in accordance with IFRS and issued standard and unqualified auditor’s review report for the Company. All the data in this Report has been presented in RMB unless otherwise indicated. Mr. Zhou Jie, Chairman of the Company, Mr. Zhang Xinjun, Chief Financial Officer, and Mr. Ma Zhong, head of the accounting department, hereby warrant the truthfulness, accuracy and completeness of the financial report contained in this Report. The Company had no profit distribution proposal or proposal on conversion of capital reserve funds into share capital for the first half of 2019. Forward-looking statements, including future plans and development strategies, may be included in this Report. All statements contained herein other than statements of historical fact are, or may be deemed to be, forward-looking statements. Neither the Company nor any of its subsidiaries undertakes any obligation to publicly update or revise any forward-looking statement as a result of new information. Investors should be reminded of the risks of investments and not place undue reliance on forward-looking statements. No appropriation of funds on a non-operating basis by the Company’s controlling shareholders, if any, or their respective related parties has occurred during the Reporting Period. The Company did not provide external guarantees in violation of the stipulated decision-making procedures during the Reporting Period. HAITONG SECURITIES CO., LTD. Interim Report 2019 (H Share) 03 Section I DEFINITIONS AND IMPORTANT RISK WARNINGS I. DEFINITIONS In this Report, unless the context otherwise requires, the following terms and expressions have the meanings set forth below: “A Share(s)” domestic shares of the Company, with a nominal value of RMB1.00 each, which are listed and traded on the Shanghai Stock Exchange “ABS” Asset-backed Securities “Articles of Association” or the articles of association of Haitong Securities “Articles” “Board” the board of directors of Haitong Securities “China” or “PRC” the People’s Republic of China, and for the purposes of this Report only, excluding Hong Kong, Macau Special Administrative Region and Taiwan “Code” the Corporate Governance Code and Corporate Governance Report set out in Appendix 14 to the Hong Kong Listing Rules “Company Law” the Company Law of the People’s Republic of China “Company” or “Haitong Securities” Haitong Securities Co., Ltd. “CSRC” the China Securities Regulatory Commission “Director(s)” the director(s) of Haitong Securities “ETF” exchange traded fund “EUR” or “Euro” the official currency of the Eurozone “FICC” fixed-income instruments, currencies and commodities “Fortune HFT” Shanghai Fortune HFT Asset Management Co., Ltd. (上海富誠 海富通資產管理有限公司) “Fullgoal Fund” Fullgoal Fund Management Co., Ltd. (富國基金管理有限公司) “Group” the Company and its subsidiaries 04 HAITONG SECURITIES CO., LTD. Interim Report 2019 (H Share) Section I DEFINITIONS AND IMPORTANT RISK WARNINGS “Gui’an UT” Gui’an UT Financial Leasing (Shanghai) Co., Ltd. (貴安恆信融 資租賃（上海）有限公司) “H Share(s)” Ordinary shares of the Company, with a nominal value of RMB1.00 each, which are listed and traded in HK dollars on the Hong Kong Stock Exchange “Haitong Bank” Haitong Bank, S.A. “Haitong Capital” Haitong Capital Co., Ltd. (海通開元投資有限公司) “Haitong Futures” Haitong Futures Co., Ltd. (海通期貨股份有限公司) “Haitong Innovation Securities” Haitong Innovation Securities Investment Co., Ltd. (海通創新 證券投資有限公司) “Haitong International Holdings” Haitong International Holdings Limited (海通國際控股有限公 司) “Haitong International” Haitong International Securities Group Limited (海通國際證 券集團有限公司), listed on the Hong Kong Stock Exchange, stock code: 665 “Haitong Resource” Shanghai Haitong Resource Management Co., Ltd. (上海海通 資源管理有限公司) “Haitong UniFortune” Haitong UniFortune International Leasing Co., Ltd. (海通恆運 國際租賃有限公司) “Haitong UniTrust Financial Leasing Haitong UniTrust Financial Leasing (Shanghai) Corporation (海 (Shanghai)” 通恆信融資租賃（上海）有限公司) “Haitong UT Capital” Haitong UT Capital Group Co., Limited (海通恆信金融集團有 限公司) “Haitong UT Holdings” Haitong UT Holdings Limited (海通恆信融資租賃控股有限公司) “Haitong UT Leasing HK” Haitong UT Leasing HK Limited (海通恆信租賃（香港）有限公 司) HAITONG SECURITIES CO., LTD. Interim Report 2019 (H Share) 05 Section I DEFINITIONS AND IMPORTANT RISK WARNINGS “Haitong UT” Haitong UniTrust International Leasing Co., Ltd. (海通恒 信國際租賃股份有限公司), listed on the Hong Kong Stock Exchange, stock code: 1905 “Haitong Xinchuang” Haitong Xinchuang Investment Management Co., Ltd. (海通新 創投資管理有限公司) “Haitong-Fortis PE” Haitong-Fortis Private Equity Fund Management Co., Ltd. (海 富產業投資基金管理有限公司) “HFT Investment” HFT Investment Management Co., Ltd. (海富通基金管理有限 公司) “HK$”, “HKD” or “HK dollars” the lawful currency of Hong Kong “Hong Kong Listing Rules” the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited “Hong Kong Stock Exchange” The Stock Exchange of Hong Kong Limited “Hong Kong” the Hong Kong Special Administrative Region of the People’s Republic of China “HT Asset Management” Shanghai Haitong Securities Asset Management Company Ltd. (上海海通證券資產管理有限公司) “IFRS” International Financial Reporting Standards “IPO” initial public offering “Model Code” the Model Code for Securities Transactions by Directors of Listed Issuers set out in Appendix 10 to the Hong Kong Listing Rules “NAFMII” the National Association of Financial Market Institutional Investors “NEEQ” National Equities Exchange and Quotations (全國中小企業股 份轉讓系統) “NSSF” the National Council for Social Security Fund of the PRC 06 HAITONG SECURITIES CO., LTD. Interim Report 2019 (H Share) Section I DEFINITIONS AND IMPORTANT RISK WARNINGS “QDII” Qualified Domestic Institutional Investor “Reporting Period” from 1 January 2019 to 30 June 2019 “RMB” or “Renminbi” the lawful currency of the PRC “SFO” the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) as amended, supplemented or otherwise modified from time to time “Shanghai Weitai Properties” Shanghai Weitai Properties Management Co., Ltd. (上海惟泰 置業管理有限公司) “SSE” the Shanghai Stock Exchange “Supervisor(s)” the supervisor(s) of Haitong Securities “Supervisory Committee” the supervisory committee of Haitong Securities “SZSE” the Shenzhen Stock Exchange “US$”, “USD” or “U.S. dollars” the lawful currency of the United States of America “WIND” Wind Information Co., Ltd. “WFOE” a wholly foreign-owned enterprises HAITONG SECURITIES CO., LTD. Interim Report 2019 (H Share) 07 Section I DEFINITIONS AND IMPORTANT RISK WARNINGS II. IMPORTANT RISK WARNINGS The business of the Company is highly dependent on the general economy and market conditions in jurisdictions where the Company operates. Our results of operations may be materially affected by various factors, such as macro-economic environment, cyclical fluctuations of the industry, development stages of the market, behavior of the investors and the international economic environment. The Company is exposed to various risks in its business operations, primarily including (i) policy risks, whereby the operations of securities firms in general may be subject to material adverse effects caused by national macro-control measures, and changes of laws, regulations, regulatory policies or trading rules applicable to the securities industry; (ii) country risks, whereby the Group’s business activities in a country or region may be affected by economic, political and social changes and events in such country or region; (iii) compliance risks, whereby the securities firms may be subject to legal punishment or regulatory penalties or may incur significant financial losses due to failure to comply with laws and regulations, regulatory requirements, rules, relevant standards made by the self-regulatory organisations or code of conducts applicable to the securities firms; (iv) risks of potential regulatory penalties due to failure to comply with anti money-laundering laws, regulations and regulatory requirements or arising from money-laundering,
Load more

Recommended publications
  • Energy China Forum 2019 9Th Asia-Pacific Shale Gas & Oil Summit 25-27 September, 2019 | Shanghai China
    Energy China Forum 2019 9th Asia-Pacific Shale Gas & Oil Summit 25-27 September, 2019 | Shanghai China Opportunities in China Shale Gas & Oil OPPORTUNITY IN CHINA SHALE GAS & Oil MARKET As a fast growing market, China shale gas & oil industry has been proved with great resource potential, high government support and increasing drilling and fracturing operations, which makes the market full of opportunities for global technology, equipment and service providers. • Abundant shale resources: China is currently the 3rd largest shale gas producer in the world with a top reserve of 30 tcm. Meanwhile, China has nearly 100 billion tons of shale oil(tight oil) resources. • Highly valued and supported by the government: The country requires vigorous enhancement of domestic oil and gas development and formulate various supportive policies for shale development. • Surging production – It is the two most critical years of 2019-2020 for China to achieve its ambitious 5 years shale gas production target of 30 bcm. • Increasing capital investment: Both CNPC and Sinopec are increasing investment and expenditure with total expenditure for E&P of 216.1 billion CNY in 2018, up by 12% yoy. They are expected to stay high investment in 2019-2020 despite the market fluctuation. • Increasing operations - Starting from 2018, CNPC and Sinopec were accelerating their shale gas production. CNPC plans to drill 6,300 shale gas wells in total during 2018-2035. Sinopec plans to drill around 700 shale gas production wells during 2019-2020. • Cost/efficiency orientation – Chinese shale players are more eager than ever looking for cost-reducing and efficiency-optimizing solutions.
    [Show full text]
  • Summary of Solvency Report
    Summary of Solvency Report China Pacific Insurance (Group) Co., Ltd. 2020 Interim Contents I. BASIC INFORMATION .........................................................................................1 II. GROUP OWNERSHIP STRUCTURE AND CHANGES TO MEMBER COMPANIES ........1 III. KEY INDICATORS ..............................................................................................1 IV. ACTUAL CAPITAL ..............................................................................................1 V. REQUIRED CAPITAL ...........................................................................................2 VI. MATERIAL EVENTS ...........................................................................................2 VII. GROUP SPECIFIC RISKS……………………………………………………………………………………..2 I. Basic information (1) Registered address: 1 Zhongshan Road (South), Huangpu, Shanghai, PRC. (2) Legal representative： KONG Qingwei (3) Business scope Invest in controlling stakes of insurance companies; supervise and manage the domestic and international reinsurance business of the insurers under its control; supervise and manage the investments by the insurers under its control; participate in international insurance activities as approved. (4) Contacts for solvency information disclosure： Contact person：HUANG Danyan Office number: +86-21-33968093 Email address：[email protected] II. Group ownership structure and changes to member companies Please refer to our 2020 Interim Report for detailed information. III. Key indicators As at the end of As at
    [Show full text]
  • Haitong International Investment Managers Limited
    HAITONG MIDDLE KINGDOM FUND C1 EXPLANATORY MEMORANDUM January 2020 C21 Issuer: Haitong International Investment Managers Limited - i - Table of Contents Page Management and Administration ............................................................................................... 1 Introduction .............................................................................................................................. 2 Preliminary Information ............................................................................................................ 3 Definitions ................................................................................................................................ 6 Table of Key Features ............................................................................................................. 10 Policy and Objectives of the Fund ........................................................................................... 12 Risk Factors ............................................................................................................................ 13 Management ........................................................................................................................... 17 Trustee and Registrar’s Agent ................................................................................................. 20 Application for Units ............................................................................................................... 22 Redemption of Units ..............................................................................................................
    [Show full text]
  • The Next Wave of Chinese Lng Importers
    THE NEXT WAVE OF CHINESE LNG IMPORTERS Jenny Yang Xizhou Zhou (Presenter) Director, IHS Markit Greater China Power, Gas, Coal, and Renewables Managing Director, IHS Markit Many new and potential LNG importers have emerged in China, thanks to a combination of policy support and market fundamentals. Together, these new players present an important new source of LNG demand in the global market and significant opportunities for suppliers. However, further reforms are needed to transform the current market structure and remove obstacles for these new players. What are the challenges facing new LNG importers? What is being done to release their full potential? How will international suppliers get familiar with them? Jenny Yang, IHS Markit Key implications1 Chinese government policies allowing more players in wholesale natural gas supply had and will continue to affect the global LNG market. The country’s three national oil companies (NOCs) have traditionally monopolized China’s gas importing business, but this has changed. The Chinese non-NOCs have been increasingly active in LNG importing activities. Several non-NOCs have procured new LNG supply agreements and successfully imported cargoes. Many more companies are building or proposing new LNG receiving terminals. Together, China’s non-NOCs will provide significant opportunities for suppliers. These companies vary from large end-users and citygas distributors seeking to minimize their gas procurement costs to energy companies looking for new market opportunities. However, China will need to carry out further reforms to remove obstacles for these new players. Allowing midstream access, removing barriers to downstream gas market, and reducing pricing regulations are critical steps toward realizing the full potential of China’s domestic natural gas industry.
    [Show full text]
  • Including League Tables of Financial Advisors
    An Acuris Company Finding the opportunities in mergers and acquisitions Global & Regional M&A Report 2019 Including League Tables of Financial Advisors mergermarket.com An Acuris Company Content Overview 03 Global 04 Global Private Equity 09 Europe 14 US 19 Latin America 24 Asia Pacific (excl. Japan) 29 Japan 34 Middle East & Africa 39 M&A and PE League Tables 44 Criteria & Contacts 81 mergermarket.com Mergermarket Global & Regional Global Overview 3 M&A Report 2019 Global Overview Regional M&A Comparison North America USD 1.69tn 1.5% vs. 2018 Inbound USD 295.8bn 24.4% Outbound USD 335.3bn -2.9% PMB USD 264.4bn 2.2x Latin America USD 85.9bn 12.5% vs. 2018 Inbound USD 56.9bn 61.5% Outbound USD 8.9bn 46.9% EMU USD 30.6bn 37.4% 23.1% Europe USD 770.5bn -21.9% vs. 2018 50.8% 2.3% Inbound USD 316.5bn -30.3% Outbound USD 272.1bn 28.3% PMB USD 163.6bn 8.9% MEA USD 141.2bn 102% vs. 2018 Inbound USD 49.2bn 29% Outbound USD 22.3bn -15.3% Ind. & Chem. USD 72.5bn 5.2x 4.2% 17% 2.6% APAC (ex. Japan) USD 565.3bn -22.5% vs. 2018 Inbound USD 105.7bn -14.8% Outbound USD 98.9bn -24.5% Ind. & Chem. USD 111.9bn -5.3% Japan USD 75.4bn 59.5% vs. 2018 Inbound USD 12.4bn 88.7% Global M&A USD 3.33tn -6.9% vs. 2018 Outbound USD 98.8bn -43.6% Technology USD 21.5bn 2.8x Cross-border USD 1.27tn -6.2% vs.
    [Show full text]
  • LEAGUE TABLES H1 2018 Preliminary As of 25 June 2018 H1 2018 PRELIMINARY AS of 25 JUNE 2018 MANAGER RANKINGS ASIA PACIFIC CAPITAL MARKETS
    ASIA PACIFIC CAPITAL MARKETS LEAGUE TABLES H1 2018 Preliminary As of 25 June 2018 H1 2018 PRELIMINARY AS OF 25 JUNE 2018 MANAGER RANKINGS ASIA PACIFIC CAPITAL MARKETS The Bloomberg Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array of deal types including loans, bonds, equity and M&A transactions; according to Bloomberg standards. LEAG<GO> for a full range of league tables MA<GO> for a full range of merger & acquisition tables NI LEAG CRL<GO> or http://www.bloomberg.com/ for a full range of market-specific league table publications Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release and data found on the Bloomberg Professional Service. DATA SUBMISSIONS AND QUERIES Contact Phone Email Equities Zhen Hao Toh +65 6499 2931 [email protected] Fixed Income Jennifer Passos +65 6231 9677 [email protected] Loans Colin Tang +65 6499 2949 [email protected] APAC League Xin Yu Chen +65 6212 1123 [email protected] © 2018 Bloomberg Finance L.P. All rights reserved. Bloomberg Preliminary APAC Capital Markets | H1 2018 Asia ex-Japan G3 Currency Bonds: Industry Breakdown Asia Pacific Fixed Income 13% 6% 6% Asia ex-Japan G3 Currency Bonds 7% 55% H1 2018 H1 2017 12% Mkt Volume (USD Deal Prev Prev Mkt Mkt Share Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) HSBC 1 7.327 10,159 126 1 9.020 -1.693 Citi 2 5.929 8,219 85 3 6.455 -0.526 Financials 55% Bank of China 3 5.352 7,421 115 4 5.037 0.315 Government 12% Standard Chartered Bank 4
    [Show full text]
  • Download the Press Release
    Press release Nov. 25, 2015 ENGIE’s first LNG cargo for Beijing city unloaded in Caofeidian terminal, aiming to contribute to Beijing city’s gas demand during the winter season November 25, 2015, the first cargo of LNG provided by ENGIE Group (former GDF SUEZ Group) to Beijing Gas Group, acting as a direct buyer, unloaded at PetroChina’s Caofeidian LNG receiving terminal. This shipment was transported by the LNG carrier named <GDF SUEZ POINT FORTIN> which total storage capacity amounts 154,200 cubic meters. After unloading, storage and gasification in Caofeidian LNG receiving terminal, the natural gas will be transported to Beijing via Yongtangqin pipeline. This gas is a supplementary source for Beijing City’s winter season, contributing to Beijing city’s gas demand and security of supply during the 2015-2016 heating season. This delivery is the first case among all Chinese LNG buyers, of third party reception and further transport in pipeline infrastructures and, as such, a clear sign of the steps taken by Chinese Authorities towards open and fair access mechanisms. This LNG delivery is the result of the contract signed on June 30, 2015 in Paris between Beijing Gas Group and ENGIE Group under the witness of Chinese Prime Minister Li Keqiang and French Prime Minister Manuel Valls. This agreement is one part of the cooperations between ENGIE and Beijing Enterprises Group (BEG), carrying out cooperation in LNG and other related fields. Jean-Marc Guyot, President & CEO of ENGIE China said: “this is an important milestone of ENGIE’s development in China. Through this LNG supply, we are pleased that ENGIE can contribute to China's growing demand and efforts towards clean energy.” GDF SUEZ CORPORATE HEADQUARTERS Tour T1 – 1 place Samuel de Champlain – Faubourg de l’Arche - 92930 Paris La Défense cedex - France Tel + 33(0)1 44 22 00 00 GDF SUEZ SA WITH CAPITAL OF €2,435,285,011 – RCS NANTERRE 542 107 651 About ENGIE in China ENGIE has been present in China for over 40 years.
    [Show full text]
  • CO., LTD. (A Joint Stock Company Incorporated in the People’S Republic of China with Limited Liability) (Stock Code: 02601)
    Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. 中國太平洋保險（集團）股份有限公司 CHINA PACIFIC INSURANCE (GROUP) CO., LTD. (A joint stock company incorporated in the People’s Republic of China with limited liability) (Stock Code: 02601) OVERSEAS REGULATORY ANNOUNCEMENT This overseas regulatory announcement is made pursuant to Rule 13.09 and Rule 13.10B of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Listing Rules”) and the Inside Information Provisions (as defined in the Listing Rules) under Part XIVA of the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong). The announcement is attached hereof for information purpose only. By Order of the Board China Pacific Insurance (Group) Co., Ltd. KONG Qingwei Chairman Shanghai, the PRC, 28 April 2018 As at the date of this announcement, the Executive Directors of the Company are Mr. KONG Qingwei and Mr. HE Qing; the Non-executive Directors of the Company are Mr. WANG Jian, Mr. WANG Tayu, Mr. KONG Xiangqing, Mr. ZHU Kebing, Ms. SUN Xiaoning, Mr. WU Junhao and Mr. CHEN Xuanmin; and the Independent Non-executive Directors of the Company are Mr. BAI Wei, Mr. LEE Ka Sze, Carmelo, Mr. LAM Chi Kuen, Mr. ZHOU Zhonghui and Mr. GAO Shanwen.
    [Show full text]
  • Schedule of Investments (Unaudited) Ishares MSCI Total International Index Fund (Percentages Shown Are Based on Net Assets) September 30, 2020
    Schedule of Investments (unaudited) iShares MSCI Total International Index Fund (Percentages shown are based on Net Assets) September 30, 2020 Mutual Fund Value Total International ex U.S. Index Master Portfolio of Master Investment Portfolio $ 1,034,086,323 Total Investments — 100.4% (Cost: $929,170,670) 1,034,086,323 Liabilities in Excess of Other Assets — (0.4)% (3,643,126) Net Assets — 100.0% $ 1,030,443,197 iShares MSCI Total International Index Fund (the “Fund”) seeks to achieve its investment objective by investing all of its assets in International Tilts Master Portfolio (the “Master Portfolio”), which has the same investment objective and strategies as the Fund. As of September 30, 2020, the value of the investment and the percentage owned by the Fund of the Master Portfolio was $1,034,086,323 and 99.9%, respectively. The Fund records its investment in the Master Portfolio at fair value. The Fund’s investment in the Master Portfolio is valued pursuant to the pricing policies approved by the Board of Directors of the Master Portfolio. Fair Value Hierarchy as of Period End Various inputs are used in determining the fair value of financial instruments. These inputs to valuation techniques are categorized into a fair value hierarchy consisting of three broad levels for financial reporting purposes as follows: • Level 1 – Unadjusted price quotations in active markets/exchanges for identical assets or liabilities that the Fund has the ability to access • Level 2 – Other observable inputs (including, but not limited to, quoted prices
    [Show full text]
  • Including League Tables of Financial Advisors
    An Acuris Company Finding the opportunities in mergers and acquisitions Global & Regional M&A Report 2019 Including League Tables of Financial Advisors mergermarket.com An Acuris Company Content Overview 03 Global 04 Global Private Equity 09 Europe 14 US 19 Latin America 24 Asia Pacific (excl. Japan) 29 Japan 34 Middle East & Africa 39 M&A and PE League Tables 44 Criteria & Contacts 81 mergermarket.com Mergermarket Global & Regional Global Overview 3 M&A Report 2019 Global Overview Regional M&A Comparison North America USD 1.69tn 1.5% vs. 2018 Inbound USD 295.8bn 24.4% Outbound USD 335.3bn -2.9% PMB USD 264.4bn 2.2x Latin America USD 85.9bn 12.5% vs. 2018 Inbound USD 56.9bn 61.5% Outbound USD 8.9bn 46.9% EMU USD 30.6bn 37.4% 23.1% Europe USD 770.5bn -21.9% vs. 2018 50.8% 2.3% Inbound USD 316.5bn -30.3% Outbound USD 272.1bn 28.3% PMB USD 163.6bn 8.9% MEA USD 141.2bn 102% vs. 2018 Inbound USD 49.2bn 29% Outbound USD 22.3bn -15.3% Ind. & Chem. USD 72.5bn 5.2x 4.2% 17% 2.6% APAC (ex. Japan) USD 565.3bn -22.5% vs. 2018 Inbound USD 105.7bn -14.8% Outbound USD 98.9bn -24.5% Ind. & Chem. USD 111.9bn -5.3% Japan USD 75.4bn 59.5% vs. 2018 Inbound USD 12.4bn 88.7% Global M&A USD 3.33tn -6.9% vs. 2018 Outbound USD 98.8bn -43.6% Technology USD 21.5bn 2.8x Cross-border USD 1.27tn -6.2% vs.
    [Show full text]
  • Annual Report 2019
    HAITONG SECURITIES CO., LTD. 海通證券股份有限公司 Annual Report 2019 2019 年度報告 2019 年度報告 Annual Report CONTENTS Section I DEFINITIONS AND MATERIAL RISK WARNINGS 4 Section II COMPANY PROFILE AND KEY FINANCIAL INDICATORS 8 Section III SUMMARY OF THE COMPANY’S BUSINESS 25 Section IV REPORT OF THE BOARD OF DIRECTORS 33 Section V SIGNIFICANT EVENTS 85 Section VI CHANGES IN ORDINARY SHARES AND PARTICULARS ABOUT SHAREHOLDERS 123 Section VII PREFERENCE SHARES 134 Section VIII DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES 135 Section IX CORPORATE GOVERNANCE 191 Section X CORPORATE BONDS 233 Section XI FINANCIAL REPORT 242 Section XII DOCUMENTS AVAILABLE FOR INSPECTION 243 Section XIII INFORMATION DISCLOSURES OF SECURITIES COMPANY 244 IMPORTANT NOTICE The Board, the Supervisory Committee, Directors, Supervisors and senior management of the Company warrant the truthfulness, accuracy and completeness of contents of this annual report (the “Report”) and that there is no false representation, misleading statement contained herein or material omission from this Report, for which they will assume joint and several liabilities. This Report was considered and approved at the seventh meeting of the seventh session of the Board. All the Directors of the Company attended the Board meeting. None of the Directors or Supervisors has made any objection to this Report. Deloitte Touche Tohmatsu (Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership)) have audited the annual financial reports of the Company prepared in accordance with PRC GAAP and IFRS respectively, and issued a standard and unqualified audit report of the Company. All financial data in this Report are denominated in RMB unless otherwise indicated.
    [Show full text]
  • Invesco Approved Broker List Name of Entity Legal Entity Identifier (LEI) ABG SUNDAL COLLIER ASA 2138005DRCU66B8BNY04 ABN AMRO
    Invesco Approved Broker List This document is for informational purposes only on the brokers approved by Invesco for its regulated investment management activities in Europe. This does not constitute a recommendation of any broker for the trading activity of the reader of this document. Please note that the entities listed in this document are only approved to trade certain instruments. Information is shown as at 30th June 2021. Invesco Fund Managers Limited reserves the right to make changes at any time to this document without notice. This document is issued by Invesco Fund Managers Limited, which is authorised and regulated by the Financial Conduct Authority. Name Of Entity Legal Entity Identifier (LEI) ABG SUNDAL COLLIER ASA 2138005DRCU66B8BNY04 ABN AMRO BANK N.V. BFXS5XCH7N0Y05NIXW11 AHORRO CORPORACION FINANCIERA SV SA 95980020140005375141 ARCTIC SECURITIES AS 5967007LIEEXZX4RVS72 ARDEN PARTNERS PLC 213800KRNTZFOY1DA806 AUERBACH GRAYSON & COMPANY LLC 254900THN5ANAH8X1V30 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED JHE42UYNWWTJB8YTTU19 AUTONOMOUS RESEARCH LLP 213800LBM6PT85IGM996 BAADER HELVEA LIMITED 529900DXD7EPV64JOG51 BANCO BILBAO VIZCAYA ARGENTARIA SOCIEDAD ANONIMA K8MS7FD7N5Z2WQ51AZ71 BANCO J.P. MORGAN S.A BMSV765KS3ZUWB7LXV33 BANCO SANTANDER S.A. 5493006QMFDDMYWIAM13 BANCO SANTANDER (BRASIL) S.A 549300D1H731B30TSI43 BANK DEGROOF PETERCAM SA 549300NBLHT5Z7ZV1241 BANK GPB (JSC) 253400WSS48YWMBUA688 BANK GUTMANN AKTIENGESELLSCHAFT 549300KFLI6V2PUY8522 BANK OF AMERICA NATIONAL ASSOCIATION B4TYDEB6GKMZO031MB27 BANK OF AMERICA,
    [Show full text]