Ground Frames and Shunters' Releases 6 2.2 Release of Ground Frames 11 2.3 Control of Infrastructure 16 2.4 Shunters' Releases 23

Uncontrolled when printed Document supersedes GKRT0077 Iss 1 and GKGN0677 Iss 1 with effect from 02/09/2017 Rail Industry Standard RIS-0077-CCS Issue One

Date September 2017

Ground Frames and Shunter’s Releases

Synopsis This document sets out the interface requirements for ground frames and shunters’ releases that may be operated by railway undertaking personnel.

Copyright in the Railway Group documents is owned by Rail Safety and Standards Board Limited. All rights are hereby reserved. No Railway Group document (in whole or in part) may be reproduced, stored in a retrieval system, or transmitted, in any form or means, without the prior written permission of Rail Safety and Standards Board Limited, or as expressly permitted by law.

RSSB members are granted copyright licence in accordance with the Constitution Agreement relating to Rail Safety and Standards Board Limited.

In circumstances where Rail Safety and Standards Board Limited has granted a particular person or organisation permission to copy extracts from Railway Group documents, Rail Safety and Standards Board Limited accepts no responsibility for, nor any liability in connection with, the use of such extracts, or any claims arising therefrom. This disclaimer applies to all forms of media in which extracts from Railway Group documents may be reproduced.

Published by: RSSB

RIS0077-CCS Page 1 of 70 Uncontrolled when printed Document supersedes GKRT0077 Iss 1 and GKGN0677 Iss 1 with effect from 02/09/2017 Rail Industry Standard Ground Frames and Shunter’s RIS-0077-CCS Issue One Releases Date September 2017

Issue record

Issue Date Comments One September 2017 Replaces Railway Group Standard GKRT0077 Issue One as GKRT0077 could not be retained as a National Technical Rule and is therefore reclassified as a Rail Industry Standard. It also replaces GKGN0677, Issue One.

Superseded or replaced documents

The following Railway Group documents are superseded or replaced, either in whole or in part as indicated:

Superseded documents Sections Date when superseded sections are superseded GKRT0077 Ground Frames and Shunter’s All 02 September Releases, Issue One 2017 GKGN0677 Guidance on Ground Frames and All 02 September Shunter’s Releases, Issue One 2017

GKRT0077 issue one ceases to be in force as of 02 December 2017. Supply

The authoritative version of this document is available at www.rssb.co.uk/railway-group- standards. Enquiries on this document can be forwarded to [email protected].

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Contents

Section Description Page

Part 1 Introduction 4 1.1 Purpose of this document 4 1.2 Application of this document 4 1.3 Health and safety responsibilities 4 1.4 Approval and authorisation of this document 4

Annexes Annex A Content of GKRT0077, Issue One 5 Annex B Content of GKGN0677, Issue One 24

Definitions and references 70

RIS0077-CCS Page 3 of 70

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Issue One Releases Date September 2017

Part 1 Introduction 1.1 Purpose of this document

1.2 Regulation (EU) 402/2013 on a common safety method for risk evaluation and assessment (CSM RA) requires Proposers to identify the hazards arising from planned changes and apply three risk acceptance principles to confirm that the risk arising from the hazards is controlled to an acceptable level.

1.3 RIS-0077-CCS can assist Proposers in applying the CSM RA before planned changes to ground frames and shunters’ releases are put into use.

1.4 This RIS can be adopted by IMs and RUs under their respective safety management system (SMS).

1.5 RIS-0077-CCS, which replaces GKRT0077 and GKGN0677, reproduces the text of GKRT0077 in its entirety in Annex A and GKGN0677 in Annex B. 1.6 Application of this document 1.6.1 Compliance requirements and dates have not been specified since these will be the subject of internal procedures or contract conditions.

1.6.2 The Standards Manual and RGS Code does not currently provide a formal process for deviating from RISs. However, a member of RSSB, having adopted a RIS and wishing to deviate from its requirements, may request a Standards Committee to provide observations and comments on their proposed alternative to the requirement in the RIS. Requests for observations and comments should be submitted to RSSB by e-mail to [email protected]. When formulating a request, consideration should be given to the advice set out in the ‘Guidance to applicants and members of Standards Committee on deviation applications’, available from RSSB’s website. 1.7 Health and safety responsibilities 1.7.1 Users of documents published by RSSB are reminded of the need to consider their own responsibilities to ensure health and safety at work and their own duties under health and safety legislation. RSSB does not warrant that compliance with all or any documents published by RSSB is sufficient in itself to ensure safe systems of work or operation or to satisfy such responsibilities or duties. 1.8 Approval and authorisation of this document 1.8.1 The content of this document was approved by Control Command and Signalling Standards Committee on 13 April 2017.

1.8.2 This document was authorised by RSSB on 31 July 2017.

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Releases Issue One Date September 2017

Annex A Content of GKRT0077, Issue One

RIS0077-CCS Page 5 of 70

Uncontrolled when printed Document supersedes GKRT0077 Iss 1 and GKGN0677 Iss 1 with effect from 02/09/2017 Railway Group Standard GK/RT0077 Issue One

Date September 2013

Ground Frames and Shunters’ Releases

Synopsis This document mandates the interface requirements for ground frames and shunters’ releases that may be operated by railway undertaking personnel.

Copyright in the Railway Group Standards is owned by Rail Safety and Standards Board Limited. All rights are hereby reserved. No Railway Group Standard (in whole or in part) may be reproduced, stored in a retrieval system, or transmitted, in any form or means, without the prior written permission of Rail Safety and Standards Board Limited, or as expressly permitted by law.

RSSB Members are granted copyright licence in accordance with the Constitution Agreement relating to Rail Safety and Standards Board Limited.

In circumstances where Rail Safety and Standards Board Limited has granted a particular person or organisation permission to copy extracts from Railway Group Standards, Rail Safety and Standards Board Limited accepts no responsibility for, and excludes all liability in connection with, the use of such extracts, or any claims arising therefrom. This disclaimer applies to all forms of media in which extracts from Railway Group Standards Content approved by: may be reproduced.

Published by Control Command and Signalling (CCS) Standards Committee RSSB on 08 April 2010 and reconfirmed on 13 June 2013 Block 2 Angel Square 1 Torrens Street London EC1V 1NY

© Copyright 2013 Authorised by RSSB on 29 July 2013 Rail Safety and Standards Board Limited Uncontrolled when printed Document supersedes GKRT0077 Iss 1 and GKGN0677 Iss 1 with effect from 02/09/2017 Railway Group Standard GK/RT0077 Issue One Ground Frames and Shunters’ Date September 2013 Releases

Issue record

Issue Date Comments One 07 September 2013 Original document

Superseded documents

Superseded documents Sections superseded Date when sections are superseded GK/RT0039 issue one Semaphore 9.2, 6.1 sentence 2, 07 December 2013 and Mechanical Signalling 6.3 para 4; Appendix A.5 para 3 BP3 and para 4 BP2; Appendix A.6 para 3; 5.6 paras 3 and 4; 6.5; 7.1 para 1 sentence 1 and 2, 7.2 para 1 BP2&4; 7.2 para 3; 7.3; 7.4; 8.2; 8.3 GK/RT0041 issue one Track Circuit B9 para 2 sentences 1, 3 & 07 December 2013 Block 4; B9 para 3 sentence 1; B9 para 4, 5 & 6 [excl. 9 para 4 BP3] GK/RT0042 issue one Absolute B9 (see impact assessment 07 December 2013 Block for details) GK/RT0051 issue one Single Line C9, D9, E9, F9, G9, H9 07 December 2013 Control (see impact assessment for details) GK/RT0054 issue one Radio B9 07 December 2013 Electronic Token Block GK/RT0060 issue four Interlocking C2.2c, C2.4b; C2.4d; 07 December 2013 Principles C1.2a, b &,c; C4.3 para 1 & 2; C5.1.4 para 2 sentence 1 GK/RT0061 issue two Shunters’ B1 to B5 and B7 (see 07 December 2013 Releases, Ground Frames, Switch impact assessment for Panels and Gate Boxes details) GK/RT0063 issue one Approach 4.2.2 para 1 & 2 07 December 2013 Locking and Train Operated Route Release

Other parts of GK/RT0041 issue one, GK/RT0042 issue one, GK/RT0051 issue one, GK/RT0054 issue one, GK/RT0060 issue four and GK/RT0063 issue one, are superseded by GK/RT0055 issue one, Block System Interface Requirements.

Remaining parts of the superseded documents are withdrawn and cease to be in force as of 07 December 2013.

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Supply

The authoritative version of this document is available at www.rgsonline.co.uk. Uncontrolled copies of this document can be obtained from Communications, RSSB, Block 2, Angel Square, 1 Torrens Street, London EC1V 1NY, telephone 020 3142 5400 or e-mail [email protected]. Other Standards and associated documents can also be viewed at www.rgsonline.co.uk.

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Contents

Section Description Page

Part 1 Purpose and Introduction 5 1.1 Purpose 5 1.2 Introduction 5

Part 2 Requirements for Ground Frames and Shunters’ Releases 6 2.1 Compatibility requirements for ground frames and shunters’ releases 6 2.2 Release of ground frames 7 2.3 Control of infrastructure 9 2.4 Shunters’ releases 11

Part 3 Application of this Document 12 3.1 Application – infrastructure managers 12 3.2 Application – railway undertakings 13 3.3 Health and safety responsibilities 13

Appendices Appendix A Colours of Levers, Switches and Indications 14

Definitions 15

References 18

Tables Table A.1 The standard colours used for lever frames 14 Table A.2 The standard colours used for switch panels 14 Table A.3 The standard colours used for indications 14

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Part 1 Purpose and Introduction 1.1 Purpose 1.1.1 This document mandates requirements for: a) Ground frames, where control of a part of the railway infrastructure may be transferred between a signaller and a ground frame operator, who may be an employee of a railway undertaking, and

b) Shunters’ releases, where co-operation is required between the signaller and railway undertaking personnel to allow movements into and out of infrastructure controlled by a railway undertaking. 1.2 Introduction 1.2.1 Background 1.2.1.1 This document applies to:

a) Ground frames, and

b) Shunters’ releases.

1.2.1.2 This document does not include requirements for emergency panels, standby control centres or gate boxes, which are the responsibility of the infrastructure manager.

1.2.1.3 GK/RT0036 sets out the requirements for controlling the transition between lineside signalling conforming to Railway Group Standards and other methods of train control where delegated control may also apply.

1.2.2 Related requirements in other documents 1.2.2.1 The following Railway Group Standards contain requirements that are relevant to the scope of this document:

1.2.2.2 Where co-operation is required by this document between the infrastructure manager and the railway undertakings in the design of new facilities such as ground frames, ground switch panels and shunters’ releases, the process for co- operation is set out in GE/RT8270 Assessment of Compatibility of Rolling Stock and Infrastructure.

1.2.3 Supporting document 1.2.3.1 The following Railway Group document supports this Railway Group Standard:

GK/GN0677 Guidance on Ground Frames and Shunters’ Releases

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Part 2 Requirements for Ground Frames and Shunters’ Releases 2.1 Compatibility requirements for ground frames and shunters’ releases 2.1.1 Before any new or changed infrastructure or rolling stock (including lineside and / or on-board control, command and signalling equipment) is brought into use, it is necessary to check that it is compatible with the infrastructure and rolling stock assets and operations on the routes on which it is to be used.

2.1.2 GE/RT8270 sets out the requirements and responsibilities for the assessment of compatibility between rolling stock and infrastructure assets, including control, command and signalling equipment and their operations. It sets out the arrangements by which the assessment of compatibility is undertaken and identifies those responsible for managing that assessment.

2.1.3 This document GK/RT0077 mandates the specific requirements for the assessment of compatibility for ground frames and shunters’ releases.

2.1.4 The assessment shall check that the provision of the ground frame or shunter’s release is compatible with:

a) The required documented operations, and

b) The access requirements.

2.1.5 The assessment shall check that the method of ground frame release is compatible with the block system.

2.1.6 The assessment shall check that the ground frame or shunter’s release functionality is compatible with:

a) The required train movements, and

b) The operational risk.

2.1.7 On lines worked by electric token block, no signaller token block, no signaller token block – remote or one-train system with staff (see also GK/RT0055), the assessment shall check that the method of issuing and returning the token at ground frames which have shutting-in facilities is compatible with ground frame operations, including either:

a) Provision of intermediate token instruments at the ground frame, or

b) Local operating instructions.

2.1.8 The assessment shall check that the signalling system is configured to prevent insertion of a ground frame key into the wrong release instrument or mechanical lock.

2.1.9 The assessment shall check that the provision of signals worked from the ground frame is compatible with the train movements required on the running lines and into sidings.

2.1.10 Where non-block signals on running lines are used to protect the ground frame, the assessment shall check that the ground frame operating instructions include a requirement to clear the signals before the release is normalised.

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2.1.11 The assessment shall check that the communication facilities between the signal box and the ground frame are compatible with the requirement for:

a) Operating the ground frame release, and

b) Safely controlling train movements.

2.1.12 The assessment shall check that the train detection systems provided at ground frames are compatible with:

a) The maximum train lengths that will use the ground frame, and

b) The train movements required, including shunting where vehicles may be left on the running line.

2.1.13 The assessment shall check that the ground frame control system is compatible with the requirement for ground frame operators to control the infrastructure.

2.1.14 The assessment shall check that the ground frame indications are compatible with the requirements for the operator to:

a) Observe the operation of the infrastructure being controlled.

b) Determine the position and completeness of the train where this cannot be directly observed.

c) Correctly operate the ground frame controls. 2.2 Release of ground frames 2.2.1 Electrical release of ground frames from the signal box 2.2.1.1 The ground frame shall only be released when all of the following conditions are satisfied:

a) The ground frame release control is operated at the signal box.

b) All protecting stop signals are displaying the ‘ON’ aspect.

c) All conflicting signal routes are locked normal.

d) The signal or block section containing the ground frame is known to be either:

i) Clear, including the overlap, or

ii) Occupied by a stationary train at the ground frame.

2.2.1.2 The ground frame shall only be normalised when all of the following conditions are satisfied:

a) The infrastructure controlled from the ground frame is detected to be in the required position, and

b) The ground frame release controls have been normalised at the signal box and the ground frame.

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2.2.1.3 Where there is a shutting-in facility, a train detection system shall be provided at the ground frame, which shall extend between the following limits:

a) The maximum train length plus 100 m on the approach side of the ground frame points or associated clearance point.

b) To either:

i) The clearance point of the ground frame facing points, or

ii) 200 m beyond the switch toes of the ground frame trailing points.

2.2.1.4 The train detection systems shall be indicated in the controlling signal box.

2.2.2 Indirect release of ground frames from the signal box 2.2.2.1 The ground frame release shall be operated using one of the following:

a) The token or one-train staff applicable to the single line section containing the ground frame.

b) A ground frame release key permanently attached to the applicable token or one-train staff.

c) A ground frame key, normally kept in a suitable receptacle in the signal box, which is issued to the ground frame operator by the signaller at the controlling signal box.

2.2.2.2 Where a ground frame key is provided on a line that is worked by the one-train system without staff, the key shall be:

a) Permanently marked with the name of the ground frame to which it applies, and

b) Uniquely configured for the ground frames within the block section and the control area of the signal box associated with the ground frame.

2.2.2.3 The instruments and mechanical locks associated with the ground frame key shall prevent insertion of a key or other token belonging to an adjacent section.

2.2.2.4 The token, one-train staff or ground frame key shall be held captive in the ground frame release device at all times when the ground frame is in use.

2.2.2.5 Removal of the token, one-train staff or ground frame key from the ground frame release device shall require:

a) The ground frame release control normal, and

b) Where detection is provided, the points detected normal.

2.2.2.6 Where there is a shutting-in facility on lines worked by the electric token block, no signaller token block or no signaller token block – remote system, one of the following methods of issuing and returning the token shall be provided, either:

a) Using an auxiliary token instrument at the ground frame, or

b) In accordance with local operating instructions.

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2.2.3 Release of ground frames on RETB lines 2.2.3.1 Any ground frame operated siding where shutting-in facilities are provided shall be designated as a token exchange point.

2.2.3.2 The electronic token shall only be returned when either:

a) The train is clear of the running line into the sidings and the ground frame has been normalised, or

b) The train has continued its journey under normal token exchange procedures.

2.2.3.3 A ground frame shall be released by an Annetts key. The Annetts key shall be kept in a steel cabinet, on the ground frame, which is fitted with a ‘Castell’ lock. The ground frame Annetts key shall be physically attached to the ground frame cabinet by a chain. The Castell key that opens the cabinet containing the Annetts key shall be physically attached to the CDU (KABA) key, so that it is not possible to release the Annetts key and operate the ground frame without withdrawing the KABA key from the CDU. This prevents the electronic token from being returned when the ground frame is in use. 2.3 Control of infrastructure 2.3.1 Control of signals protecting ground frames 2.3.1.1 Stop signals protecting ground frames shall only display an ‘OFF’ aspect when all of the following apply:

a) The ground frame release is locked normal.

b) The ground frame points are detected normal.

c) On lines worked by the one-train system without staff, the ground frame key is detected to be secured within its receptacle, key release instrument or mechanical release.

2.3.2 Control of infrastructure operated from the ground frame 2.3.2.1 The ground frame interlocking shall prevent the operation of points or signals from the ground frame when the relevant release control is normal.

2.3.2.2 Where infrastructure is mechanically operated from a ground frame, the levers shall be interlocked so that:

a) Clearance of a signal requires the relevant point levers to be set in the required position and locked where necessary.

b) Operation of ground frame points requires the relevant signal levers normal and any route locking normal.

c) A signal lever or signal route can only be normalised after the approach locking, where fitted, has been released.

2.3.2.3 Except where directly opposing locking is omitted, the interlocking shall prevent clearance of opposing signals on the same line at the same time.

2.3.3 Requirements for ground frame control and indication systems 2.3.3.1 Except where the operator has a direct view of the infrastructure controlled from the ground frame, correct operation of the infrastructure equipment shall be indicated to the ground frame operator.

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2.3.3.2 The following controls shall be provided at each ground frame:

a) A release control to open and close the ground frame, and

b) Individual controls for each piece of infrastructure controlled.

2.3.3.3 Signals, where provided, shall exhibit their most restrictive aspect when the lever or switch is in the normal position.

2.3.3.4 Where a mechanical ground frame is provided:

a) The levers shall be arranged in a straight line and numbered consecutively from left to right when observed from the operating position.

b) A catch handle shall retain each lever in the required position.

c) The normal position of the levers shall be back in the frame.

d) The reverse position of the levers shall be pulled towards the operator.

e) Each lever shall be identified with its function, using:

i) An identification plate, and

ii) A function related lever colour (see Appendix A).

2.3.3.5 A lever identification plate shall be fitted to the front of each lever. The plate shall show:

a) The lever number.

b) A description of the lever function.

c) The identity of any levers required to be pulled in sequence before the lever to which the plate is affixed can be pulled.

2.3.3.6 Levers acting as electrical switches shall have shortened handles.

2.3.3.7 Where a ground switch panel is provided:

a) Each control switch shall only have a normal and reverse position, with the normal position on the left.

b) Each switch shall be securely retained in the operated position.

c) Each control switch shall be identified with its function.

2.3.3.8 The following indications shall be provided at each ground frame:

a) The state of the ground frame release from the controlling signal box.

b) The state of slots on signals.

c) Lever ‘free’ indications where levers are electrically locked.

d) Except where semaphore signals are directly visible from the ground frame, the signal lamp lit and the aspect displayed.

e) The position of power operated points.

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f) The state of electrical detection on mechanical points, which shall include an indication of whether the facing point lock, where fitted, is engaged.

g) Train detection indications, where either:

i) The ground frame interlocking includes train detection controls, or

ii) The operator is required to determine the precise position of the train.

2.3.3.9 Where a ground frame diagram is provided, all of the following shall be included:

a) A diagrammatic representation of the area controlled, which is orientated in the correct relationship to the infrastructure controlled from the operating position when the ground frame is being operated.

b) The line names and normal direction of running movements, as set out in the Sectional Appendix.

c) The name of the signalling control centre that releases the ground frame.

d) The identity of each controlled function within the infrastructure. 2.4 Shunters’ releases 2.4.1 Requirements for shunters’ releases 2.4.1.1 Where provided, a shunter’s release facility shall require the signaller and shunter to cooperatively control movement authorities into a depot or yard by releasing either:

a) The points giving access to the depot or yard, or

b) The signals or routes leading into the depot or yard.

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Part 3 Application of this Document 3.1 Application – infrastructure managers 3.1.1 Scope 3.1.1.1 The requirements in Part 2 of this document apply to all work that affects ground frames and shunters’ releases, whether new or alteration, except that action to bring existing ground frames and shunters’ releases into compliance with this document is not required, provided that they were compliant with the standards applicable at the time that they were brought into service.

3.1.1.2 When it is known, or becomes known, that existing ground frames and shunters’ releases do not comply with the requirements of this document, action to bring them into compliance is required when the associated signalling system as a whole is upgraded. Otherwise it is permissible for the ground frames and / or shunters’ releases equipment to be renewed on a ‘like-for-like’ basis, commensurate with the standards that were in force at the time of their original installation.

3.1.1.3 It is permissible for the infrastructure manager to designate specific infrastructure projects, ongoing when this document comes into force, for which compliance with the requirements of this document applicable to the design, construction and commissioning of new or altered infrastructure is not mandatory. When designating such projects, the infrastructure manager shall consider:

a) Its responsibilities under its current safety authorisation. b) The stage reached by the project at the time this document comes into force (for example, approval in principle). c) Whether compliance is necessary to ensure compatibility with other parts of the infrastructure. d) Whether compliance is necessary to facilitate safe interworking having regard to changes to related requirements mandated on another infrastructure manager or a railway undertaking. e) The economic impact of compliance, but subject to its current safety authorisation in relation to the infrastructure in question. 3.1.1.4 Action to bring existing ground frames and shunters’ releases into compliance with the requirements of this document is not required.

3.1.2 Exclusions from scope 3.1.2.1 There are no exclusions from the scope specified in 3.1.1 for infrastructure managers.

3.1.3 General compliance date for infrastructure managers 3.1.3.1 This Railway Group Standard comes into force and is to be complied with from 07 December 2013.

3.1.3.2 After the compliance dates or the date by which compliance is achieved if earlier, infrastructure managers are to maintain compliance with the requirements set out in this Railway Group Standard. Where it is considered not reasonably practicable to comply with the requirements, authorisation not to comply should be sought in accordance with the Railway Group Standards Code.

3.1.4 Exceptions to general compliance date 3.1.4.1 There are no exceptions to the general compliance date specified in 3.1.3 for infrastructure managers.

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3.2 Application – railway undertakings 3.2.1 There are no requirements applicable to railway undertakings. 3.3 Health and safety responsibilities 3.3.1 Users of documents published by RSSB are reminded of the need to consider their own responsibilities to ensure health and safety at work and their own duties under health and safety legislation. RSSB does not warrant that compliance with all or any documents published by RSSB is sufficient in itself to ensure safe systems of work or operation or to satisfy such responsibilities or duties.

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Appendix A Colours of Levers, Switches and Indications

A.2 Switch colours Colour BS381C shade ref. Switch functions Black n/a Points Track circuited line Brown 414 Releases Green 220 Acceptance or slot Red 537 Signals Table A.2 The standard colours used for switch panels

A.3 Illuminated indication colours Colour Switch functions Signal green Main signal ‘OFF’ Signal red Main signal ‘ON’ Position light signal with red aspect ‘ON’ (including PLS acting as LOS) Slot ‘ON’ Track circuit occupied Lockout system in use Signal white Position light signal ‘OFF’ Slot ‘OFF’ Point detection ‘N’ & ‘R’ Lever or switch ‘FREE’ Release given Other miscellaneous indications Signal yellow Position light signal with yellow aspect ‘ON’ Table A.3 The standard colours used for indications

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Definitions

Annetts key A key used on RETB operated lines to enable the user of a ground frame to unlock a lever, to control the movements of points under local supervision.

Auxiliary token instrument A supplementary token instrument located outside the signal box and used by railway undertaking personnel to facilitate prompt token exchange. An auxiliary token instrument located at a ground frame on single lines allows the token to be returned to the system when a train has been shut-in at the ground frame. This allows further tokens to be issued by the controlling signal boxes and hence trains to use the single line. Conversely, it allows a token to be withdrawn (with the co-operation of the signallers) to allow the ground frame to be operated and the previously shut-in train to depart.

Castell key A key used on RETB operated lines to lock / unlock the cabinet, fitted to locally supervised ground frames, which houses the Annetts key.

Catch handle A device attached to a lever which is used to secure the lever in either the normal or reverse positions.

CDU Cab display unit (CDU). A device for use in the driving cabs of traction units, on board road vehicles and at the track side, which enables the user to receive and return coded electronic tokens. The CDU displays the electronic tokens issued to it.

Controlling signal box The signal box which oversees the releasing of the ground frame.

Depot or yard In the context of shunters’ releases, a set of one or more sidings controlled by a railway undertaking.

Detection The proof (electrical or mechanical) that points or signals have responded correctly to any control command.

Diagram A representation of the track layout and signals controlled from the ground frame to permit correct orientation of the operator to the equipment being controlled.

Directly opposing locking Interlocking between two opposing signals.

Facing point lock Equipment fitted to facing points on passenger lines to secure the points in the correct position for the passage of trains.

Free indication A lamp or electrical indicator provided to show whether a lever is free to be operated by the ground frame operator.

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Ground frame A control point comprising levers or switches to permit the local operation of points and, where provided, the associated signals. As applied to this document, the term ‘ground frame’ includes a ground switch panel.

Ground frame operator A person employed by a railway undertaking, who is authorised to operate a ground frame.

Ground frame release The method by which the ground frame is unlocked to allow its use either by an electrical release or a mechanical key.

Ground frame release device A device provided to lock and unlock a ground frame and retain the release device (for example, a token) until the ground frame is restored to normal.

Ground frame release key A key, either directly released from a release instrument or attached to a token or train staff, which is used to release a ground frame.

Interlocking A method, either mechanical or electrical, which prevents the operation of signalling equipment when it is unsafe to do so, that is to say, prevents the movement of points while a signal reading over them is clear.

KABA key The key used to activate a cab display unit used on RETB worked lines (see ‘RETB’ below).

Levers A method of working a signalling system mechanically by using human effort.

Normal position The position of a lever when it is back in the lever frame (away from the operator), also the position of a switch when it is turned to the left.

Opposing signals Signals which protect the same piece of railway from opposite directions.

Receptacle or key release instrument The place where the ground frame release key is secured when not in use.

Release lever A lever that is subject to control from the supervising signalling centre and which, when operated, prevents the signalling centre from withdrawing the release. Where a switch is used instead of a lever, the releasing and backlocking function is carried out by relays.

Restore The replacement of the ground frame to its normal state.

RETB Radio electronic token block (RETB) is a method of protecting a single line of railway through the use of solid state interlocking and a radio link to the trains which use the line.

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Reverse position The position of a lever when it is pulled towards the operator and also the position of a switch when it is turned to the right.

Shunter’s release A push button or switch that is controlled by a shunter which, when operated, allows points or a route to be operated by the supervising signalling centre.

Shutting-in facilities A facility which permits a train to be shunted clear of a main line into a siding and then the ground frame normalised to permit normal train movements.

Signalled movement A movement authority given by, and under the control of, the supervising signalling centre or by the ground frame on supervised lines or sidings.

Slots / slotting In the context of ground frames, the control of a signalling function which requires co- operation between the signal box and a ground frame.

Supervised lines Lines or sidings that are under the control of the ground frame operator.

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References

The Catalogue of Railway Group Standards gives the current issue number and status of documents published by RSSB. This information is also available from www.rgsonline.co.uk.

RGSC 01 Railway Group Standards Code RGSC 02 Standards Manual Railway Group Standards GE/RT8000 The Rule Book GE/RT8270 Assessment of Compatibility of Rolling Stock and Infrastructure GK/RT0036 Transitions Between Signalling Systems GK/RT0045 Lineside Signals, Indicators and Layout of Signals GK/RT0055 Block Systems Interface Requirements GO/RT3215 Requirements for the Weekly Operating Notice, Periodical Operating Notice and Sectional Appendix RSSB documents GK/GN0677 Guidance on Ground Frames and Shunters’ Releases

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Issue One Releases Date September 2017

Annex B – Content of GKGN0677

RIS-0077-CCS Page 24 of 70

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This document contains one or more pages which contain colour.

0077

/RT

Releases and Shunters’ Ground Frames Published by:

RSSB September 2013 September 0677 Block 2 Angel Square : 1 Torrens Street London

EC1V 1NY /GN

Rail Safety and Standards Board Limited G Guidance on Issue One G for Note Guidance Industry Rail Uncontrolled when printed Document supersedes GKRT0077 Iss 1 and GKGN0677 Iss 1 with effect from 02/09/2017 Guidance on Ground Frames and Shunters’ Releases

Issue record

Issue Date Comments One 07 September 2013 Original document. Guidance to support GK/RT0077.

Superseded documents

This Rail Industry Guidance Note does not supersede any other Railway Group documents. Supply

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Contents

Section Description Page

Part 1 Introduction 4 1.1 Purpose of this document 4 1.2 Copyright 4 1.3 Approval and authorisation of this document 4

Part 2 Guidance on Requirements for Ground Frames and Shunters’ Releases 6 2.1 Compatibility requirements for ground frames and shunters' releases 6 2.2 Release of ground frames 11 2.3 Control of infrastructure 16 2.4 Shunters' releases 23

Part 3 Application of this Document 24 3.1 Application – infrastructure managers 24 3.2 Application – railway undertakings 25 3.3 Health and safety responsibilities 25

Appendices 26 Appendix A Colours of Levers, Switches and Indications 26 Appendix B Symbols for use on Ground Frame Diagrams 28

Definitions 41

References 44

Tables Table A.1 The standard colours used for lever frames 26 Table A.2 The standard colours used for switch panels 26 Table A.3 The standard colours used for indications 26

Figures Figure 1 Example of the requirements mandated in 2.2.1.3b)i) 13 Figure 2 Example of the requirements mandated in 2.2.1.3b)ii) 13 Figure 3 Example of where the ground frame is permitted to control infrastructure while the release is normal 17 Figure 4 Example of a layout where the opposing locking could be omitted, if required 18 Figure 5 Example of a lever identification plate 19 Figure 6 Example of a ground switch panel control switch and identification 20 Figure 7 Example of the information that should be included on a diagram 22

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Part 1 Introduction 1.1 Purpose of this document This document gives guidance on interpreting the requirements of Railway Group Standard GK/RT0077 issue one Ground Frames and Shunters’ Releases. It does not constitute a recommended method of meeting any set of mandatory requirements.

All requirements in GK/RT0077 are reproduced in the sections that follow. Guidance is provided as a series of sequentially numbered clauses prefixed ‘GN’ immediately below the text to which it relates. Where there is no guidance given, this is stated.

Specific responsibilities and compliance requirements are laid down in the Railway Group Standard itself. 1.2 Copyright Copyright in the Railway Group documents is owned by Rail Safety and Standards Board Limited. All rights are hereby reserved. No Railway Group document (in whole or in part) may be reproduced, stored in a retrieval system, or transmitted, in any form or means, without the prior written permission of Rail Safety and Standards Board Limited, or as expressly permitted by law.

Rail Safety and Standards Board (RSSB) members are granted copyright licence in accordance with the Constitution Agreement relating to Rail Safety and Standards Board Limited.

In circumstances where Rail Safety and Standards Board Limited has granted a particular person or organisation permission to copy extracts from Railway Group documents, Rail Safety and Standards Board Limited accepts no responsibility for, and excludes all liability in connection with, the use of such extracts, or any claims arising therefrom. This disclaimer applies to all forms of media in which extracts from Railway Group Standards may be reproduced. 1.3 Approval and authorisation of this document The content of this document was approved by:

Control Command and Signalling (CCS) Standards Committee on 08 April 2010 and reconfirmed on 13 June 2013.

This document was authorised by RSSB on 29 July 2013.

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Part 1 Purpose and Introduction 1.1 Purpose 1.1.1 This document mandates requirements for:

a) Ground frames, where control of a part of the railway infrastructure may be transferred between a signaller and a ground frame operator, who may be an employee of a railway undertaking, and

a) Ground frames, and

b) Shunters’ releases.

1.2.1.2 This document does not include requirements for emergency panels, standby control centres or gate boxes, which are the responsibility of the infrastructure manager.

1.2.2 Related requirements in other documents 1.2.2.1 The following Railway Group Standards contain requirements that are relevant to the scope of this document:

GE/RT8000 The Rule Book GE/RT8270 Assessment of Compatibility of Rolling Stock and Infrastructure GK/RT0036 Transitions Between Signalling Systems GK/RT0045 Lineside Signals, Indicators and layout of Signals GK/RT0055 Block Systems Interface Requirements GO/RT3215 Requirements for the Weekly Operating Notice, Periodical Operating Notice and Sectional Appendix 1.2.2.2 Where co-operation is required by this document between the infrastructure manager and the railway undertakings in the design of new facilities such as ground frames, ground switch panels and shunters’ releases, the process for co- operation is set out in GE/RT8270 Assessment of Compatibility of Rolling Stock and Infrastructure.

1.2.3 Supporting documents 1.2.3.1 The following Railway Group documents support this Railway Group Standard: GK/GN0677 Guidance on Ground Frames and Shunters’ Releases

GN1 There is no guidance associated with Part 1.

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Part 2 Guidance on Requirements for Ground Frames and Shunters’ Releases GN2 The requirements for ground frames are based on the following principles and assumptions:

a) The ground frame release function provides the secure means of transferring responsibility for controlling specific infrastructure between the infrastructure manager and the railway undertaking, so that potentially conflicting operations are prevented

b) Transfer of responsibility for controlling specific infrastructure between the infrastructure manager and the railway undertaking only takes place when both parties co-operate by operating the ground frame release control

c) The functional design of each ground frame and its associated infrastructure is compatible with local operation of specific moveable infrastructure and the requirement for the railway undertaking to control local shunting movements.

GN3 The functional design of each shunter’s release should be compatible with the requirement for the signaller and shunter to co-operatively control movement authorities across the boundary between a part of the railway controlled by Network Rail and a part of the railway controlled by a different infrastructure manager.

2.1 Compatibility requirements for ground frames and shunters’ releases

2.1.1 Before any new or changed infrastructure or rolling stock (including lineside and/or on-board control, command and signalling equipment) is brought into use, it is necessary to check that it is compatible with the infrastructure and rolling stock assets and operations on the routes on which it is to be used.

2.1.3 This document GK/RT0077 mandates the specific requirements for the assessment of compatibility for ground frames and shunters’ releases.

GN4 The generic process to be used for assessing operational compatibility between railway infrastructure and rolling stock is set out in GE/RT8270.

GN5 The assessment of compatibility should include participation from all parties affected by the proposed signalling arrangements.

2.1.4 The assessment shall check that the provision of the ground frame or shunter’s release is compatible with:

a) The required documented operations, and b) The access requirements.

GN6 The assessment should check that the provision of a ground frame or shunter’s release is an appropriate solution for dealing with the traffic envisaged at that location.

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GN7 When a ground frame is proposed, the assessment should check:

a) That control and indication facilities are compatible with the operations the infrastructure is to be used for, and b) The arrangement for operator access to the ground frame, both from trains using the ground frame and also from an access point, where appropriate. Safe walking routes and security should be taken into account. GN8 A ground frame may not be appropriate where either:

a) The expected traffic levels are high, unless the resultant work load on a signaller would be too high if the infrastructure were directly controlled, and / or b) Train detection, when used, is unreliable owing to the very light use of the local infrastructure, and the consequence of train detection failure prevents operation of the ground frame. GN9 The assessment should check that provision of a shunter’s release as a method of control for access into or out of a depot or sidings is compatible with the operation of trains into and out of that facility The following options are available:

a) A separate release for each movement authority, and / or

b) A release that permits multiple movement authorities. This will be the required option should train movements take place when staff are not on duty.

GN10 An assessment of risk should be undertaken to ensure that, if a multiple movement option is to be used, there are sufficient measures in place to ensure, as far as practicable, this can be done safely.

2.1.5 The assessment shall check that the method of ground frame release is compatible with the block system.

GN11 There are two distinct methods of releasing a ground frame:

a) Direct electrical release from the signal box (see 2.2.1), which is typically used on lines where the movement authority does not involve the handover of a token or one- train staff

b) Indirect release using a token or key (see 2.2.2 and 2.2.3).

GN12 The method chosen should be compatible and consistent with the block system in use, so that operational requirements are kept as simple as possible. For example:

a) A ground frame on a track circuit block line should use a direct electrical release, because the movement authority does not require the issue of a token or key, and

b) A ground frame on a single line operated using the electric token block system may be released indirectly, which is consistent with the issue of a single line token.

GN13 Where the block system does not include a token or staff, either direct or indirect release may be provided, taking account of consistency of operation.

2.1.6 The assessment shall check that the ground frame or shunter’s release functionality is compatible with: a) The required train movements, and b) The operational risk.

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GN14 Incompatibility could be a causal factor leading to an operational incident. The operational risk being considered is whether provision of a ground frame or shunter’s release will permit the train service (both the booked passing train service and those trains booked to use the ground frame or sidings controlled by the shunter’s release) to run safely and without restriction.

GN15 The following options for the shunter’s release should be considered:

a) Release operated either for every train or for multiple trains, and b) Release acting upon either signalled routes or points. GN16 The assessment should check that:

a) The requirement to operate the shunter’s release is compatible with the availability of authorised staff, and

b) The release functionality is compatible with the requirement to operate trains over the infrastructure boundary.

GN17 The assessment should take account of signaller and shunter workload.

a) Provision of intermediate token instruments at the ground frame, or b) Local operating instructions.

GN18 Because the movement authority includes a token or one-train staff, a method is required to exchange the token or one-train staff at the ground frame.

GN19 The assessment should check that arrangements for exchanging the token or staff at the ground frame is compatible with the requirement:

a) To check that the single line is clear when a train is shut in, and

b) To obtain a movement authority when a train is to leave the ground frame.

GN20 There are two possible options for normalising the block controls:

a) By the provision of an intermediate token instrument at the ground frame, or

b) If practical, requiring the electric token or staff to be returned to the nearest signal box or token station, in accordance with local instructions. If train detection is not provided, the operator of the ground frame should ensure that the single line is clear before returning the token or staff to a signal box or an intermediate instrument.

GN21 Shutting-in facilities are not permitted for ground frames on lines worked by the ‘one-train without staff’ system, because only one train is permitted on the single line at a time and the block system requires the train to complete its movement through the section before the section can be proved clear.

2.1.8 The assessment shall check that the signalling system is configured to prevent insertion of a ground frame key into the wrong release instrument or mechanical lock.

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GN22 Except on lines worked by radio electronic token block (RETB), where a ground frame is indirectly released, the key, token or one-train staff should to be uniquely configured for the ground frame it is intended to release. This is to prevent operation of a ground frame for which a key or token has not been released.

GN23 On RETB lines, a single key should be common to the whole area worked using the RETB system, in order to reduce the number of keys attached to the CDU key.

2.1.9 The assessment shall check that the provision of signals worked from the ground frame is compatible with the train movements required on the running lines and into sidings.

GN24 Where a ground frame is provided, shunting movement authorities are issued by the ground frame operator.

GN25 If hand-signalling is compatible with the movements required, it is permissible not to provide signals.

GN26 The decision to provide signals operated from ground frames should take account of the required train movements and any hand-signalling arrangements at the same location. Inconsistency of operations using signals and hand-signals may be the causal factor in an operational incident.

GN27 Where access to a running line is provided through a ground frame worked connection, a signal shall be provided which shall be slotted from the controlling signal box unless the release conditions on the ground frame are such that a signal will provide no additional movement authority information beyond the release condition.

GN28 Non-block signals (where provided) are not interlocked with the block system or train detection system. They should only display the ON aspect after the ground frame has been released by the ground frame operator and, provided that the interlocking of the ground frame is correct, they should display the OFF aspect before the ground frame release control is normalised when the ground frame points are normal.

GN29 Where provided, a non-block signal should only be controlled to display the ON aspect after the ground frame has been released by the ground frame operator.

GN30 Failure to display a non-block signal OFF aspect after the ground frame has been normalised would mean that a subsequent train passing through the block section would be required to stop at the ground frame unnecessarily.

2.1.11 The assessment shall check that the communication facilities between the signal box and the ground frame are compatible with the requirement for:

a) Operating the ground frame release, and b) Safely controlling train movements.

GN31 Voice communication facilities are provided so that the ground frame operator can contact the signaller to operate the ground frame release.

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GN32 Whilst this should include a telephone at the ground frame, consideration should be given to additional facilities so that:

a) The signaller can contact the ground frame operator when not at the ground frame, and

b) The ground frame operator or shunter can contact the signaller more easily in an emergency.

2.1.12 The assessment shall check that the train detection systems provided at ground frames are compatible with:

a) The maximum train lengths that will use the ground frame, and b) The train movements required, including shunting where vehicles may be left on the running line.

GN33 In some cases, a train detection system is provided at the ground frame. The train detection system may be used:

a) To prove that a train is at the ground frame before the release can be given, and b) To prove that the line is clear after the train has been shut-in at the ground frame. GN34 If the train is too long for the train detection sections, this may prevent the release being given to the ground frame and hence cause delay and add to the risk of errors being made in the operation of the ground frame.

GN35 Where train detection is provided on the infrastructure inside the ground frame, this too should be compatible with those train operations within the ground frame’s area of control.

2.1.13 The assessment shall check that the ground frame control system is compatible with the requirement for ground frame operators to control the infrastructure.

GN36 This checks that sufficient and appropriate operating control facilities are provided for the ground frame operator, taking into account the infrastructure and operating requirements at that location.

GN37 Ground frames may be provided using either lever frames or ground switch panels.

GN38 In deciding what type of control facilities should be provided, the following should be considered:

a) The method of obtaining the release, and

b) The number of signals and points that are to be controlled.

2.1.14 The assessment shall check that the ground frame indications are compatible with the requirements for the operator to:

a) Observe the operation of the infrastructure being controlled b) Determine the position and completeness of the train where this cannot be directly observed c) Correctly operate the ground frame controls.

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GN39 Indications enable the ground frame operator to control and observe train movements and confirm correct operation of the infrastructure. Where this can be done by direct observation, indications may not be required.

2.2 Release of ground frames 2.2.1 Electrical release of ground frames from the signal box 2.2.1.1 The ground frame shall only be released when all of the following conditions are satisfied:

a) The ground frame release control is operated at the signal box b) All protecting stop signals are displaying the ‘ON’ aspect c) All conflicting signal routes are locked normal d) The signal or block section containing the ground frame is known to be either: i) Clear, including the overlap, or ii) Occupied by a stationary train at the ground frame.

GN40 This prevents the ground frame from being operated until:

a) The signaller has operated the ground frame release control

b) The signalling system is in a state that is compatible with the local operation of the infrastructure using the ground frame

c) The train is in the required position for ground frame operation.

GN41 If the ground frame is either on a track circuit block line, tokenless block line or within station limits, the release should include the appropriate train detection controls.

GN42 If the ground frame is on a line worked by absolute block:

a) Protecting signals should be ‘ON’

b) The ground frame should be released by the signal box controlling the entrance to the block section

c) Where the ground frame forms a mid-section crossover there are two ways that this can be dealt with, either:

i) The signal boxes controlling the entrance to the section should each have a release for the ground frame. The interlocking at the ground frame would require both releases before the points can be operated, or

ii) Each signal box controlling the block section should have a release; one release would provide a release on the other signal boxes ground frame release lever, the second signal box will then provide the release to the ground frame

d) The block controls should include the following release conditions, either:

i) The block section proved clear, including any overlap and the block indicator at ‘LINE CLEAR’, or

ii) The train detected as stationary at the ground frame and the block indicator at ‘TRAIN ON LINE’.

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GN43 If the ground frame is on a line worked by tokenless block: a) Protecting signals should be ‘ON’, and b) The block controls should include the following release conditions, either:

i) The block section proved clear, including any overlap and the block indicator at ‘TRAIN ACCEPTED’, or ii) The train detected as stationary at the ground frame and the block indicator at ‘TRAIN IN SECTION’.

2.2.1.2 The ground frame shall only be normalised when all of the following conditions are satisfied:

a) The infrastructure controlled from the ground frame is detected to be in the required position, and b) The ground frame release controls have been normalised at the signal box and the ground frame.

GN44 This prevents the ground frame from being normalised until:

a) The ground frame operator has operated the ground frame release control, and

b) The ground frame and its associated infrastructure is in a state that is compatible with the normal operation of the railway from the signal box.

2.2.1.3 Where there is a shutting-in facility, a train detection system shall be provided at the ground frame, which shall extend from between the following limits:

a) The maximum train length plus 100 m on the approach side of the ground frame points or associated clearance point b) To either: i) The clearance point of the ground frame facing points, or ii) 200 m beyond the switch toes of the ground frame trailing points. 2.2.1.4 The train detection systems shall be indicated in the controlling signal box.

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GN45 Where train detection is provided but is not continuous through the section, then the minimum distances required are shown in Figures 1 and 2:

Release Lever No 12 Sidings

B 2a2 2 2b CP

Maximum train length + 100m

Figure 1 Example of the requirements mandated in 2.2.1.3b)i)

Release Lever No 12 Sidings

B 22a 22b

200 metres Maximum train length + 100 metres

Figure 2 Example of the requirements mandated in 2.2.1.3b)ii)

GN46 Track circuit block lines should be designed to provide the train detection functionality shown in Figures 1 or 2. GN47 Where a ground frame on a non-track circuit block line does not have a shutting-in facility, a train detection system is not required because the signal section will remain occupied until the train has completed its work at the ground frame and has departed the block section. GN48 Where a ground frame on a non-track circuit block line has a shutting-in facility, a train detection system is provided to: a) Prevent the release of the ground frame before the train is correctly positioned at the ground frame, and b) Indicate the presence of vehicles on the running line to the signaller. GN49 The required train detection dimension on the approach side of the ground frame ensures that the whole of the train is detected when it arrives at the ground frame. This is to prevent a situation where vehicles are left undetected on the running line during shunting operations.

GN50 Where the ground frame points are trailing points, the train detection system is extended 200 m beyond the points, in order to detect when the train is present on the running line during ground frame operations. Where the ground frame points are facing points, the train detection system provided on the approach to the ground frame does this.

2.2.2 Indirect release of ground frames from the signal box 2.2.2.1 The ground frame release shall be operated using one of the following: a) The token or one-train staff applicable to the single line section containing the ground frame b) A ground frame release key permanently attached to the applicable token or one-train staff

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c) A ground frame key, normally kept in a suitable receptacle in the signal box, which is issued to the ground frame operator by the signaller at the controlling signal box.

GN51 An indirect release prevents operation of the ground frame until the train at the ground frame is in possession of the movement authority associated with the ground frame.

GN52 Where either a token or one-train staff forms part of the movement authority, then that device may incorporate a key which is used to mechanically release a ground frame within that single line section. Alternatively, a separate key may be permanently attached to the token or one-train staff. In both cases, the issue of the token or one-train staff should include the authority to operate the ground frame, subject to operational requirements.

GN53 On a line that is worked by the one-train system without staff and where it is not appropriate to provide a direct electrical release, the ground frame should be released using a key which is retained at the local signal box, and only issued to train crew when a train requires to use the ground frame, subject to local instructions.

2.2.2.2 Where a ground frame key is provided on a line that is worked by the one-train system without staff, the key shall be:

a) Permanently marked with the name of the ground frame to which it applies, and b) Uniquely configured for the ground frames within the block section and the control area of the signal box associated with the ground frame. 2.2.2.3 The instruments and mechanical locks associated with the ground frame key shall prevent insertion of a key or other token belonging to an adjacent section.

GN54 Because the signaller issues the key for a particular ground frame, the unique configuration of the ground frame locks, and keys prevent inadvertent operation of the wrong ground frame, which may arise due to operator error when either:

a) There is more than one ground frame in the section, or

b) A key has been inadvertently carried over from an adjacent section.

2.2.2.4 The token, one-train staff or ground frame key shall be held captive in the ground frame release device at all times when the ground frame is in use.

2.2.2.5 Removal of the token, one-train staff or ground frame key from the ground frame release device shall require: a) The ground frame release control normal, and b) Where detection is provided, the points detected normal. 2.2.2.6 Where there is a shutting-in facility on lines worked by the electric token block, no signaller token block or no signaller token block – remote system, one of the following methods of issuing and returning the token shall be provided, either: a) Using an auxiliary token instrument at the ground frame, or b) In accordance with local operating instructions.

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GN55 By preventing the removal of the token, one-train staff or ground frame key from the release device, the ground frame controls ensure that the ground frame operator normalises the ground frame using the correct sequence of operations. This includes setting and locking the infrastructure in the required position before normalising the ground frame release.

2.2.3 Release of ground frames on RETB lines 2.2.3.1 Any ground frame operated siding where shutting-in facilities are provided shall be designated as a token exchange point.

GN56 Trains arriving at the ground frame should be in possession of an electronic token. In order to shut-inside at a ground frame, the electronic token should be returned to the signaller so that another token can be issued for a following train.

GN57 Trains departing the ground frame require an electronic token to be issued.

GN58 Electronic tokens can only be exchanged at a token exchange point.

2.2.3.2 The electronic token shall only be returned when either:

a) The train is clear of the running line into the sidings and the ground frame has been normalised, or b) The train has continued its journey under normal token exchange procedures.

GN59 Where the train is not using the ground frame, normal token exchange procedures should apply.

2.2.3.3 A ground frame shall be released by an ‘Annetts’ key. The Annetts key shall be kept in a steel cabinet, on the ground frame, which is fitted with a ‘Castell’ lock. The ground frame Annetts key shall be physically attached to the ground frame cabinet by a chain. The Castell key that opens the cabinet containing the Annetts key shall be physically attached to the CDU (KABA) key, so that it is not possible to release the Annetts key and operate the ground frame without withdrawing the KABA key from the CDU. This prevents the electronic token from being returned when the ground frame is in use.

GN60 Because the Castell key that opens the Annetts key cabinet on the ground frame is permanently attached to the KABA key, it is necessary to remove the KABA key from the CDU to obtain the Annetts key and operate the ground frame. This provides the only interlocking between the ground frame release and the block system.

GN61 When the train is in possession of the electronic token, the driver can remove, from the CDU, the KABA key to which the Castell key for the Annetts key cabinet is attached. With the Castell key held captive in the ground frame Annetts key cabinet lock the attached KABA key cannot be inserted into the CDU which prevents the electronic token from being handed back.

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2.3 Control of infrastructure 2.3.1 Control of signals protecting ground frames 2.3.1.1 Stop signals protecting ground frames shall only display an ‘OFF’ aspect when all of the following apply:

a) The ground frame release is locked normal b) The ground frame points are detected normal c) On lines worked by the one-train system without staff, the ground frame key is detected to be secured within its receptacle, key release instrument or mechanical release.

GN62 Interlocking is provided at ground frames to mitigate the potential risk arising from ground frame operator error, which could result in a collision or derailment.

GN63 The interlocking provided at the ground frame should achieve the same level of protection as would be provided if the infrastructure were directly controlled from a signal box.

GN64 At mechanical ground frames, the trap points protecting the main line should be detected normal and be proved in the ground frame normal indication circuit to the signal box. At power worked ground frames, all of the point ends should be continuously detected normal and be proved in the ground frame normal indication circuit to the signal box.

GN65 On a line worked by the one-train system without staff, the key release instrument should be provided at the signal box and be connected to a ‘Train in Section’ indication. The indication should be configured so that it does not show that the train has cleared the single line unless the key has been returned to the release instrument.

GN66 When the ground frame release is locked normal, it should not be possible for the ground frame operator to control infrastructure affecting operations on the running line (see Figure 3). This is because the authority for controlling the passage of trains past the ground frame is held by the signaller.

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GN67 It is permissible for the ground frame to continue to control infrastructure within the sidings area, provided that any train movements within the controlled area are protected from encroachment onto the main line by trap points. An example of this is shown in Figure 3.

(Name of location) Ground Frame Sidings

Signal number (relevant to the 8 controlling signal box) 1 3 4 6 Neck

7a 4 9 (Name of controlling) Signal Box 7b Running Line

1 Release for points 7. 4 10

Signals 8 and 10 slotted with the controlling signal box when release lever 1 and points 7 reverse.

Points 3, 4 and 6 are free to be moved and signals 8 and 9 are free to be cleared with release lever 1 normal for movements between the sidings and the neck. Figure 3 Example of where the ground frame is permitted to control infrastructure while the release is normal

2.3.2.2 Where infrastructure is mechanically operated from a ground frame, the levers shall be interlocked so that:

a) Clearance of a signal requires the relevant point levers to be set in the required position and locked where necessary b) Operation of ground frame points requires the relevant signal levers normal and any route locking normal c) A signal lever or signal route can only be normalised after the approach locking, where fitted, has been released. 2.3.2.3 Except where directly opposing locking is omitted, the interlocking shall prevent clearance of opposing signals on the same line at the same time.

GN68 Before a signal can be cleared, any points which are required for the move should be in the correct position, either ‘Normal’ or ‘Reverse’. In some cases, the signal may be free to be cleared with the points either ‘Normal’ or ‘Reverse’ with any facing point locks (where provided) engaged, dependent on the layout being controlled.

GN69 Clearing a signal locks any points in the route in the position set.

GN70 The locking on the points may include route locking to hold the points locked in position after the signal has been replaced if train detection is provided.

GN71 Where specifically required, the opposing locking between signals in opposite directions on the same line may be omitted to facilitate carrying out shunting operations. This would be likely if the shunter is required to work the ground frame and also carry out the coupling and uncoupling of the train. An example of this is shown in Figure 4.

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(Name of location) Ground Frame Sidings Signals 8 and 9 may have the opposing locking omitted if it is required to make multiple moves 8 past them whilst shunting. 1 3 4 6 Neck

7a 2 9 (Name of controlling) 7b Signal Box Main

2 10 1 Release for points 7.

Figure 4 Example of a layout where the opposing locking could be omitted, if required

GN72 This enables the ground frame operator to confirm correct operation of the infrastructure. Where this can be achieved by direct observation, indications do not have to be provided (see 2.3.3.8 for a list of items which may require indication).

2.3.3.2 The following controls shall be provided at each ground frame: a) A release control to open and close the ground frame, and b) Individual controls for each piece of infrastructure controlled.

GN73 The handing back of the authority from the ground frame operator to the signaller should require the sequential normalisation of the control device at the ground frame, followed by the control device at the signal box.

GN74 Where the ground frame is directly released from the signal box, the ground frame release control should be operated using either a lever or a switch.

GN75 Where the ground frame is indirectly released, the ground frame release control should be operated by the token, one-train staff or ground frame key.

GN76 Route setting should not generally be used for a ground frame because of the complexity of its operation.

2.3.3.3 Signals, where provided, shall exhibit their most restrictive aspect when the lever or switch is in the normal position.

GN77 In order to provide consistency, the ground frame operator should know that when a signal lever or switch is placed to normal, the signal should be displaying its most restrictive aspect.

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2.3.3.4 Where a mechanical ground frame is provided:

a) The levers shall be arranged in a straight line and numbered consecutively from left to right when observed from the operating position b) A catch handle shall retain each lever in the required position c) The normal position of the levers shall be back in the frame d) The reverse position of the levers shall be pulled towards the operator e) Each lever shall be identified with its function, using: i) An identification plate, and ii) A function related lever colour (see Appendix A). 2.3.3.5 A lever identification plate shall be fitted to the front of each lever. The plate shall show: a) The lever number b) A description of the lever function c) The identity of any levers required to be pulled in sequence before the lever to which the plate is affixed can be pulled.

GN78 These parameters describe the operator interface at mechanical ground frames and provide for:

a) Consistent equipment presentation and operation at each ground frame

b) Compatibility with the operational rules

c) Human factors.

GN79 An example of a lever identification plate is shown in Figure 5. 9

Signal Shunt From Neck 1

or 1, 3

or 1, 4

or 1, 6

Figure 5 Example of a lever identification plate

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2.3.3.6 Levers acting as electrical switches shall have shortened handles.

GN80 A shortened lever handle is designed to indicate to the operator that no force is required to operate the lever; thus reducing the risk of injury due to applying too much force in pulling the lever.

2.3.3.7 Where a ground switch panel is provided:

a) Each control switch shall only have a normal and reverse position, with the normal position on the left b) Each control switch shall be securely retained in the operated position c) Each control switch shall be identified with its function.

GN81 These parameters describe the operator interface at a ground switch panel and provide for:

a) Consistent equipment presentation and operation at each ground switch panel

b) Compatibility with the operational rules

c) Human factors.

GN82 An example of a ground switch panel control switch and identification is shown in Figure 6.

ON OFF

Signal Shunt From Neck 1 or 1, 3 or 1, 4 or 1, 6 Figure 6 Example of a ground switch panel control switch and identification

2.3.3.8 The following indications shall be provided at each ground frame:

a) The state of the ground frame release from the controlling signal box

b) The state of slots on signals

c) Lever ‘free’ indications where levers are electrically locked

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d) Except where semaphore signals are directly visible from the ground frame, the signal lamp lit and the aspect displayed

e) The position of power operated points

f) The state of electrical detection on mechanical points, which shall include an indication of whether the facing point lock, where fitted, is engaged

g) Train detection indications, where either:

i) The ground frame interlocking includes train detection controls, or

ii) The operator is required to determine the precise position of the train.

GN83 Ground frame indications may be extinguished when the ground frame is normalised, with the exception of the ground frame release indication, which should always be indicated to the ground frame operator, who should not attempt to operate the ground frame until the release is available. This should be in the form of a visual indication adjacent to the release control device.

GN84 The ground frame release should always be indicated to the ground frame operator, because the ground frame operator should not attempt to operate the ground frame until the release is available. This should be in the form of a visual indication adjacent to the release control device.

GN85 Where a signal slot is provided, the signal only displays the ‘OFF’ aspect when both the signaller and the ground frame operator have operated the relevant controls. The slot indication is used by the ground frame operator to confirm that the signaller has operated the controls. For slots, the indications provided should be ‘SLOT ON’ and ‘SLOT OFF’.

GN86 Lever ‘FREE’ indications are provided to indicate to the ground frame operator when an electrical lock on a lever will allow the lever to be operated. The mechanical locking is indicated by the position of other levers and the information displayed on the lever identification plate.

GN87 For semaphore signals, the following indications may be provided:

a) The signal arm ‘ON’, ‘WRONG’ and ‘OFF’, and

b) A lamp in or out indication.

GN88 For colour light signals, the indications provided should be ‘ON’, ‘OFF’ and ‘LAMP OUT’.

GN89 The ground frame operator uses point detection indications to confirm that the points have operated to the correct position and are locked, where appropriate. For detected points, the indications provided should be ‘N’ and ‘R’. Where point detection indications are not provided, the ground frame operator is required to confirm the point positions by direct observation.

GN90 The ground frame operator uses train detection indications to confirm the position of the train during ground frame operations. Where a diagram is provided, the train detection indications should in the form of red lights illuminated when the track section is occupied. Otherwise, the indication should show ‘OCCUPIED’ and ‘CLEAR’. Where train detection indications are not provided, the ground frame operator is required to confirm the position of the train by direct observation.

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2.3.3.9 Where a ground frame diagram is provided, all of the following shall be included:

b) The line names and normal direction of running movements, as set out in the Sectional Appendix

c) The name of the signalling control centre that releases the ground frame

d) The identity of each controlled function within the infrastructure.

GN91 A diagram may be omitted where the ground frame only controls a single set of points or one slot. However, before deciding not to provide a diagram, a check should first be made that the ground frame operator is able to operate the ground frame, and control train movements using direct observation alone.

GN92 Where a diagram is provided, it is used by the ground frame operator to identify which control function should be operated for each train movement. For this reason, the diagram should identify:

a) All of the infrastructure that may be operated from the ground frame for each train movement, including its function and identity

b) The running lines and sidings that may be associated with each train movement operated from the ground frame, including line identities and the normal direction of traffic

c) The information needed to support voice communication with the signaller, for example when a ground frame release is required.

GN93 Examples of the symbology to be used in a diagram are shown in Appendix B.

GN94 An example of what is intended by 2.3.3.9 is shown in Figure 7.

(Name of location) Ground Frame Sidings

Signal number (relevant to the 8 controlling signal box) 1 3 4 6 UP Goods AA AB AC AD Neck Signal number X

2 (Name of controlling) (relevant to the 9 controlling signal box) Signal Box UP Main BB X BC

2 10 1 Release for 3, 4, 6, 8 & 9 with points X Normal

2 Release for 3, 4, 6, 8 & 10 with points X Reverse Signals 8 and 10 slotted with the controlling signal box when release lever 2 and points X reverse.

7 Lever Spare

X Points worked from controlling signal box.

Track Circuits BB and BC only indicated when points X reverse.

Figure 7 Example of the information that should be included on a diagram

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2.4 Shunters’ releases 2.4.1 Requirements for shunters’ releases 2.4.1.1 Where provided, a shunter’s release facility shall require the signaller and shunter to cooperatively control movement authorities into a depot or yard by releasing either:

a) The points giving access to the depot or yard, or b) The signals or routes leading into the depot or yard.

GN95 When it is proposed to introduce a new yard or sidings which are to be operated by a railway undertaking, a method of working is required between the infrastructure manager and the railway undertaking. If it is decided that the method of operation requires controls be imposed to prevent trains entering and / or leaving the new yard or sidings without the authority of the person in charge, then a shunter’s release should be utilised.

GN96 The signaller has prime responsibility for controlling the movement authority and operates the signal control device. The shunter’s release provides a means for the shunter to prevent the issue of the movement authority when it is not safe for the train to move; however, the shunter cannot issue a signalled movement authority. The compatibility requirements associated with provision of a shunter’s release facility are set out in 2.1.6.

GN97 Shunters’ releases may be provided where movement authorities are issued across the boundary between two different infrastructure managers, for example, into and out of a rolling stock depot or freight terminal. The shunter’s release provides a co-operative control for each train movement, so that both parties are able to prevent train movements across the boundary when it is not safe to do so.

GN98 If the shunter’s release is applied to signals, the release may apply to arriving trains, departing trains or both.

GN99 If the shunter’s release is applied to the points giving access to the sidings or depot, this will require the release to be given for departing trains as well as arriving trains.

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Part 3 Application of this Document 3.1 Application – infrastructure managers 3.1.1 Scope 3.1.1.1 The requirements in Part 2 of this document apply to all work that affects ground frames and shunters’ releases, whether new or alteration, except that action to bring existing ground frames and shunters’ releases into compliance with this standard is not required, provided that they were compliant with the standards applicable at the time that they were brought into service.

3.1.1.2 When it is known, or becomes known, that existing ground frames and shunters’ releases do not comply with the requirements of this document, action to bring them into compliance is required when the associated signalling system as a whole is upgraded. Otherwise it is permissible for the ground frames and/or shunters’ releases equipment to be renewed on a ‘like-for-like’ basis, commensurate with the standards that were in force at the time of their original installation

a) Its responsibilities under its current safety authorisation b) The stage reached by the project at the time this document comes into force (for example, approval in principle) c) Whether compliance is necessary to ensure compatibility with other parts of the infrastructure d) Whether compliance is necessary to facilitate safe interworking having regard to changes to related requirements mandated on another infrastructure manager or a railway undertaking e) The economic impact of compliance, but subject to its current safety authorisation in relation to the infrastructure in question. 3.1.1.4 Action to bring existing ground frames and shunters’ releases into compliance with the requirements of this document is not required.

3.1.2 Exclusions from scope 3.1.2.1 There are no exclusions from the scope specified in 3.1.1 for infrastructure managers. 3.1.3 General compliance date for infrastructure managers 3.1.3.1 This Railway Group Standard comes into force and is to be complied with from 07 December 2013.

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GN100 There is no guidance associated with Part 3.

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Appendix A Colours of Levers, Switches and Indications

The content of this appendix is not mandatory and is provided for guidance only A.1 Lever colours Colour BS381C shade ref. Lever functions Black n/a Mechanical points or power operated points without point bolt Blue 166 Mechanical facing point bolt Blue (top) 166 Power operated points fitted with facing point bolt Black (bottom) n/a Blue (top) 166 Releases Brown (bottom) 411 Red 537 Signals White n/a Spare Table A.1 The standard colours used for lever frames A.2 Switch colours Colour BS381C shade ref. Switch functions Black n/a Points Brown 414 Releases Green 220 Acceptance or slot Red 537 Signals Table A.2 The standard colours used for switch panels A.3 Illuminated indication colours Colour Switch functions Signal green Main signal ‘OFF’ Signal red Main signal ‘ON’ Position light signal with red aspect ‘ON’ (including PLS acting as LOS) Slot ‘ON’ Track circuit occupied Lockout system in use Colour Switch functions Signal white Position light signal ‘OFF’ Slot ‘OFF’ Point detection ‘N’ & ‘R’ Lever or switch ‘FREE’ Release given Other miscellaneous indications Signal yellow Position light signal with yellow aspect ‘ON’ Table A.3 The standard colours used for indications

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GN101 The indication colours refer to the use of incandescent lamps mounted behind coloured filters.

GN102 There is a general move towards the use of LED technology for indications, both for their reliability and lower current consumption. In the past there was a limited range of colours available; hence, yellow was frequently used in place of white. Yellow LED’s remain significantly cheaper than white ones, and it is permissible to continue their use in place of white, for indications such as points normal and reverse indications.

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Appendix B Symbols for use on Ground Frame Diagrams

The content of this appendix is not mandatory and is provided for guidance only

B1 Colour Light Signals Ground Ground Frame Remarks Frame Diagram Shelf Terminology Indicator Symbol

B1.1 Position light associated with a main aspect, beneath main aspect, normally ‘OUT’ B1.2 Position light, associated with a main aspect, offset, normally ‘OUT’

B1.3 Multi-unit, three aspect, All ‘ON’ R:Y:G position light, indicators alpha-numeric miniature may flash and/or standard route (OFF) awaiting the indicator suspended release of alternative orientation *** any shown. (Both indicator approach types may be provided) locking B1.4 Multi-unit four aspect, R:Y:YY:G position light, miniature and/or standard route indicators, mounted at route ground level, e.g. co-acting signal. (Both indicator types may be It is provided) permitted for a ‘FREE’ or B1.5 Ground position light ‘LOCKED’ a) aspect RW:WW indicator to b) fibre optic or LED * * * indicate the RR:WW release of Normally ‘ON’ indicated any by joining bar. Can be (OFF) approach elevated locking B1.6

Ground position light, aspect normally ‘OFF’. * * * Can be elevated (ON)

B1.7 Ground position light *** signal with separately positioned alpha- * * * numeric miniature indicator B1.8 Yellow Ground position light indicator signal. (OFF) when ‘ON’; a) aspect YW:WW * * * aspect is b) fibre optic or LED yellow. No YY:WW. longer Normally ‘ON’ e.g. permitted for shown elevated (ON) new work ***

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B1 Colour Light Signals Ground Ground Frame Remarks Frame Diagram Shelf Terminology Indicator Symbol

B1.9 Limit of shunt The a) position lights identification * * * aspects double red number or b) indicator, internally ‘LOS’ illuminated. indicates All can be elevated. lamp lit only Shunting set back white B1.10 Not Show only signals. Normally ‘OUT’ applicable as required W when ‘OFF’

B2 Semaphore Signals Ground Ground Frame Remarks Frame Diagram Shelf Terminology Indicator Symbol

B2.1 It is permitted to include arm and lamp proving Stop signal, generic indicator symbol where no further with the information need to be signal

conveyed indication

‘ON’ indicators (OFF) may flash awaiting the B2.2 release of any approach (ON) locking

*** It is Stop signal, power MOTOR permitted for operated (all types) OPERATED a ‘FREE’ or ‘LOCKED’ indicator to indicate the release of any approach locking Lamp B2.3 Stop signal, fixed alight

indication FIXED

may be

provided B2.4 Lamp Distant signal, fixed alight indication FIXED may be provided

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B2 Semaphore Signals Ground Ground Frame Remarks Frame Diagram Shelf Terminology Indicator Symbol

B2.5 Reflectorised stop board # supplementary legend to be shown Not applicable B2.6 Reflectorised distant

board

B3 Semaphore Signals Ground Ground Frame Remarks Frame Diagram Shelf Terminology Indicator Symbol

B3.1 It is permissible to include shelf indications with stencilled (OFF) letters Subsidiary signal, letter C or S if displayed:

‘C’ = call on Arm and ‘S’ = shunt ahead lamp (ON) indications are *** permitted to be included with the signal indication B3.2

(OFF) Shunting signal, yellow No longer arm, normally ‘ON’, can permitted for

be shown elevated new work

(ON) ***

B3.3 Shunting signal, single. Red arm, normally ‘ON’, can be shown elevated Arm and Shunting signal, floodlit B3.4 lamp proving

indications

are Shunting signal, power B3.5 permitted to operated be included

with the

signal B3.6 Shunting signals, indication multiple, e.g.: three arms, bottom signals

shown normally ‘OFF’

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B3 Semaphore Signals Ground Ground Frame Remarks Frame Diagram Shelf Terminology Indicator Symbol

B3.7 Arm and lamp proving Tall siding signals, (OFF) indications miniature arms, eg: are three arms, bottom permitted to signal shown normally be included ‘OFF’ with the (ON) signal indication ***

B4 Signals, Ground Ground Frame Remarks Relationship to Frame Diagram Track Shelf Terminology Indicator Symbol

B4.1 Straight post, colour light signal, left of track for direction of running to which it applies B4.2 Straight post, semaphore signal, right of track for direction of running to which it applies B4.3

Colour light signals, As suspended from gantry appropriate signal Relation to indicator line is shown

B4.4

Colour light signals, mounted above gantry

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B5 Slots Received from Ground Ground Frame Remarks Another Box Frame Diagram Shelf Terminology Indicator Symbol

B5.1 Semaphore stop signal, It is slotted from another box permissible for arm and lamp proving B5.2 Slots multiple, add one indications additional arm for each SLOT to be control, e.g.: stop signal, OFF included in numbering to be addition to enclosed in a symbol *** the slot (but not a square or indication rectangle)

B6 Slots Received from Ground Ground Frame Remarks Another Box Frame Diagram Shelf Terminology Indicator Symbol

B6.1 Slot a) semaphore shunting signal * * * * * * b) ground position light signal B6.2 Slots main colour light signal and associated position light signal

B7 Slots Sent to Ground Ground Frame Remarks Another Box Frame Diagram Shelf Terminology Indicator Symbol

B7.1 Semaphore, stop signal,

slotted at another box

Part 1 B7.2 SLOT Slots multiple, add one OFF additional arm for each control, e.g.: stop signal. Numbering to be enclosed in a symbol ARM & (but not a square or a SLOT rectangle) ON ***

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B7 Slots Sent to Ground Ground Frame Remarks Another Box Frame Diagram Shelf Terminology Indicator Symbol

B7.3

SLOT Slot OFF a) semaphore shunting signal * * * * * * b) ground position light ASPECT signal & SLOT ON ***

B7. B7.4 Slots, main colour light signal and associated position light signal

B8 Repeating Ground Ground Frame Remarks Frame Diagram Shelf Terminology Indicator Symbol

B8.1 Repeating BR BR included with Banner repeater associated a) normally ‘ON’ OFF signal. b) normally ‘OFF’ Common a) b) indication,

including B8.2 Banner repeater, ON BR lamp, arm splitting e.g.: lower and banner, *** BR speed diverging main BR as route to the left necessary

B9 Signals, Controls / Ground Ground Frame Remarks Indicators Frame Diagram Shelf Terminology Indicator Symbol

B9.1 Show as Junction indicator, applicable showing all possible where routes Each diverging route are control indicators and their controlled by lever may numbering. separate have its levers. own Alpha-numeric standard Where route B9.2 indicator route indicator, numeral indicators indicates the number of are route indications controlled by

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B9.3 separate Alpha-numeric standard levers, show route indicator, e.g. indication alternative position, and control, avoiding confliction with e.g. miniature indicators for

‘CD’ close door and ‘RA’ E – 5 right away W - 7 B9 Signals, Controls / Ground Ground Frame Remarks Indicators Frame Diagram Shelf Terminology Indicator Symbol

Where B9.4 Loading / unloading associated indicators with signals B9.5 Driver’s level crossing indicator, [DC]: DCI a) aspects R: W. Not Flashing applicable b) W flashing only B9.6 PI Points indicator

B9.7 Signal passed at danger SPAD SPADI indicator (SPAD) alarm (acknowledge required)

Not B9.8 Carriage depot indicator, applicable # supplementary legend

B10 Signal Post (Signs) Ground Ground Frame Remarks Frame Diagram Shelf Terminology Indicator Symbol

B10.1 White ‘diamond’ As for No longer B10.2 Combined white signal permitted for ‘diamond’ and ‘T’ indicator new work B10.3 Combined white

‘diamond’ and ‘X’

B11 Points and Ground Ground Frame Remarks Connections Frame Diagram Shelf Terminology Indicator Symbol

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B11.1 For indicator Colour Lie of points, set for see symbol straight route, showing detection where track normal position (B14.1 and circuited, B15.1) e.g. yellow

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B11 Points and Ground Ground Frame Remarks Connections Frame Diagram Shelf Terminology Indicator Symbol

B11.2 Not controlled by Hand worked points, ground ordinary (two- way frame. spring), normal position Not track circuited

B12 Points and Ground Ground Frame Remarks Connections Frame Diagram Shelf Terminology Indicator Symbol

B12.1

Hand points, one way spring, e.g. catch points

SPRING For Colour B12.2 indicator symbol see where track detection circuited, (B14.1 and e.g. yellow Slotted joint, arrow B15.1) indicates direction of control SLOTTED JOINT

B12.3

Movable switch diamond

For Colour indicator symbol see where track detection B12.4 circuited, (B14.1 and e.g. yellow B15.1)

Fixed diamond crossing

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B12 Points and Ground Ground Frame Remarks Connections Frame Diagram Shelf Terminology Indicator Symbol

B12.5

For indicator see Single slip detection (B14.1 and B15.1)

B13 Points and Ground Ground Frame Remarks Connections Frame Diagram Shelf Terminology Indicator Symbol

B13.1

Double slip (worked by at least two levers)

For Colour indicator symbol see where track detection circuited, (B14.1 and e.g. yellow B15.1) B13.2 Trap points, double switch

Trap points, single switch B13.3

Derailer, arrow indicates direction of derailment

For Colour indicator symbol see B13.4 where track detection circuited, (B14.1 and e.g. yellow B15.1) Trap points, wide to gauge

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B13 Points and Ground Ground Frame Remarks Connections Frame Diagram Shelf Terminology Indicator Symbol

B13.5 For indicator see Swing nose crossing detection (B14.1 and B15.1)

B13.6 Points worked from signal box, function normal sets points for straight route. # Lever number and For identification letter indicator 21A see B13.7 Points worked by ground frame, ground panel or detection shunting frame, all (B14.1 and released from a B15.1) controlling signal box. Number enclosed in a symbol (but not a square or a rectangle)

B14 Points and Ground Ground Frame Remarks Connections Frame Diagram Shelf Terminology Indicator Symbol

B14.1 Indicator provided only where electric Lie of mechanical points. detection is Electrical detection provided. shown ED. Not applicable It is

permissible # lever number and for three identification letter position

needle indicators to be provided

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B15 Points and Ground Ground Frame Remarks Connections Frame Diagram Shelf Terminology Indicator Symbol

B15.1

Points with facing point lock, two levers, # lever FPL numbers and identification letters

B15.2 FPL

Colour symbol

It is where track permissible FPL circuited, Points with lock and bar, for FPL to e.g. yellow two levers be separately indicated as LOCK IN / OUT or FREE / LOCKED

B16 Track Details Ground Ground Frame Remarks Frame Diagram Shelf Terminology Indicator Symbol

B16.1 Appropriate white light(s) Track normal direction illuminates arrow, bi-directional UP & DN FAST for direction selected

B16.2 Colour Track normal direction symbol arrow, bi-directional with where track prominent direction of UP FAST circuited, movement e.g. yellow Not

B16.3 Buffer stop, with: applicable a) no light b) white light c) red light As buffer B16.4 Sand hump with buffer stop with stop. # Length to be note if shown necessary B16.5 Sand drag, # length to be shown: with buffer stop without buffer stop

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B17 Track Details Ground Ground Frame Remarks Track Circuits Frame Diagram Shelf Terminology Indicator Symbol

B17.1 Scotch block

B17.2 Minimum of Insulating rail joint (IRJ), two lights track circuit in both per track directions circuit and, where B17.3 Track circuit portion, an AA AB AC practicable, example of identification at each lettering extremity

B17.4 Red lights Not represent applicable track circuit AA occupied. Track circuit on left, No light none on right (shown

black) represents track circuit clear B17.5 Enhanced track occupancy AB indications Track circuit on right, (see none on left GK/RT0044) should be sectioned and coloured as normal track circuits B17.6 Overlap for signal on left, also single overlap on bi-directional line, standard length B17.7 Overlap for signal to the right Extent of phantom B17.8 Non-standard length. Not overlap not Length not to be shown, applicable # shown B17.9 Overlap, bi-directional line, common for Opposing signals, e.g. dimensional and with signal numbers, length to be shown, #

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B18 Track Details Ground Ground Frame Remarks Track Circuits Frame Diagram Shelf Terminology Indicator Symbol

B18.1 Restricted and full-length for Warning Aspect, Extent of length to be shown, # Not ROL phantom Restricted and full- B18.2 applicable overlap not length. Phantom shown effective length to be shown, #

B19 Track Details Ground Ground Frame Remarks Track Circuits Frame Diagram Shelf Terminology Indicator Symbol

B19.1 Treadle, contacts normally open B19.2 Treadle contacts, normally closed Not Operated B19.3 Treadle, independent Show where Not to be contacts, operational independent shown both ways only B19.4 Treadle operational one way, contacts normally closed, e.g. treadles on both rails Operated

B20 Structures Ground Ground Frame Remarks Frame Diagram Shelf Terminology Indicator Symbol

B20.1 Overbridge. # = number

B20.2 Show only when Tunnel. relationship # = name to signals is critical Not B20.3 Underbridge, # = applicable number, or viaduct, # = name, number and length

B20.4 Station platform, Show name # = name, * = number only once

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Definitions Annetts key A key used on RETB operated lines to enable the user of a ground frame to unlock a lever, to control the movements of points under local supervision.

Castell key A key used on RETB operated lines to lock/unlock the cabinet, fitted to locally supervised ground frames, which houses the Annetts key.

Catch handle A device attached to a lever which is used to secure the lever in either the normal or reverse positions.

CDU Cab display unit (CDU). A device for use in the driving cabs of traction units, on board road vehicles and at the track side which enables the user to receive and return coded electronic tokens. The CDU displays the electronic tokens issued to it.

Controlling signal box The signal box which oversees the releasing of the ground frame.

Depot or yard In the context of shunters’ releases, a set of one or more sidings controlled by a railway undertaking.

Detection The proof (electrical or mechanical) that points or signals have responded correctly to any control command.

Diagram A representation of the track layout and signals controlled from the ground frame to permit correct orientation of the operator to the equipment being controlled.

Directly opposing locking Interlocking between two opposing signals.

Facing point lock Equipment fitted to facing points on passenger lines to secure the points in the correct position for the passage of trains.

Free indication A lamp or electrical indicator provided to show whether a lever is free to be operated by the ground frame operator.

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Ground frame operator A person employed by a railway undertaking, who is authorised to operate a ground frame.

Ground frame release The method by which the ground frame is unlocked to allow its use either by an electrical release or a mechanical key.

Ground frame release device A device provided to lock and unlock a ground frame and retain the release device (for example, a token) until the ground frame is restored to normal. Ground frame release key A key, either directly released from a release instrument or attached to a token or train staff, which is used to release a ground frame. Interlocking A method, either mechanical or electrical, which prevents the operation of signalling equipment when it is unsafe to do so, that is to say, prevents the movement of points while a signal reading over them is clear. KABA key A key used to activate a cab display unit used on RETB worked lines (see ‘RETB’ below).

Levers A method of working a signalling system mechanically by using human effort. Normal position The position of a lever when it is back in the lever frame (away from the operator), also the position of a switch when it is turned to the left. Opposing signals Signals which protect the same piece of railway from opposite directions. Receptacle or key release instrument The place where the ground frame release key is secured when not in use. Release lever A lever that is subject to control from the supervising signalling centre and which, when operated, prevents the signalling centre from withdrawing the release. Where a switch is used instead of a lever, the releasing and backlocking function is carried out by relays. Restore The replacement of the ground frame to its normal state. RETB Radio electronic token block (RETB) is a method of protecting a single line of railway through the use of solid state interlocking and a radio link to the trains which use the line. Reverse position The position of a lever when it is pulled towards the operator and also the position of a switch when it is turned to the right. Shunter’s release A push button or switch that is controlled by a shunter which, when operated, allows points or a route to be operated by the supervising signalling centre. Shutting-in facilities A facility which permits a train to be shunted clear of a main line into a siding and then the ground frame normalised to permit normal train movements.

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Signalled movement A movement authority given by, and under the control of, the supervising signalling centre or by the ground frame on supervised lines or sidings.

Slots / slotting In the context of ground frames, the control of a signalling function which requires co- operation between the signal box and a ground frame. Supervised lines Lines or sidings that are under the control of the ground frame operator.

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References

The Catalogue of Railway Group Standards gives the current issue number and status of documents published by RSSB. This information is also available from www.rgsonline.co.uk.

RGSC 01 Railway Group Standards Code RGSC 02 Standards Manual Railway Group Standards GE/RT8000 Rule Book GE/RT8270 Assessment of Compatibility of Rolling Stock and Infrastructure GK/RT0036 Transitions Between Signalling Systems GK/RT0045 Lineside Signals, Indicators and layout of Signals GK/RT0055 Block Systems Interface Requirements GK/RT0077 Ground Frames and Shunters’ Releases GO/RT3215 Requirements for the Weekly Operating Notice, Periodical Operating Notice and Sectional Appendix

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Issue One Releases Date September 2017

Definitions and References

Relevant definitions and references are given in Annexes A and B, and are not reproduced here.

RIS-0077-CCS Page 70 of 70