Policy Consultation on Sustainable Agriculture and Rural Development In the Carpathians

Policy Assessments for Sustainable Agriculture and Rural Development in Mountain Regions (SARD-M)

National Reports in Romania, Slovakia and

Prepared by national consultants: Emilian Burdusel - Romania Radoslava Kanianska - Slovakia Oksana Maryskevych - Ukraine

UNEP-Vienna ISCC June 2006

CONTACT INFORMATION

Regional Focal Point

Contact: HaraldEgerer Address: UNEP–InterimSecretariatoftheCarpathian

Convention

JOE25ViennaInternationalCentre

POBox500 1400 Vienna,Austria Phone: (+43)1260604545 Fax: (+43)1260606730 E-Mail: [email protected] Website: www.carpathianconvention.org

SARD-M Team

Contact: DominiqueLegros Address:

SustainableDevelopmentDepartment

FoodandAgricultureOrganizationofthe

UnitedNations(FAO)

VialedelleTermediCaracalla 00153Rome,Italy

Phone: (+39)0657054204 Fax: (+39)0657053250 E-mail: [email protected] Website: www.fao.org/sard/sardm

Theopinionsexpressedinthispublicationarethoseoftheauthorsalone anddonotimplyanyopinionwhatsoeverinthepartofFAO(UN)

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 2 Table of Contents

Executive summary 4 List of figures 6 List of tables 7 Abbreviations and Acronyms 8 Introduction 10

1. Land-use in the Carpathians 12

2. Evolution of the employment structure 17

3. Agricultural production and forestry 22

4. Economic performance of agricultural producers since 1990 37

5. Biodiversity of farmland and forestland 41

6. Survey of rural development 50

7. Existing policies and strategies affecting directly or indirectly SARD in the 56 mountain areas

8. Institutions responsible for designing and implementing the policies for SARD 76 in the mountain areas

9. Challenges and opportunities for SARD in Romanian, Slovakian and Ukrainian 86 parts of the Carpathians

Annexes Annex1Article7onsustainableagricultureandforestryoftheframeworkConvention 89 fortheprotectionandsustainabledevelopmentoftheCarpathianMountains Annex2AdministrativeunitsintheUkrainianpartoftheCarpathians(Figure1) 90 Annex3Economicefficiencyvalueandproductionexpendituresoffarmsinthesample 91 mountaindistrictsofLvivregionintheUkrainianCarpathians References 92

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 3 Executive summary This report is a result and product of the “Policy Consultation on Sustainable Agriculture and Rural Development in the Carpathians” in support of the assessments of strengths and weaknesses of the mountain policies in the Carpathians implemented in 2005 in the framework of the FAO Project for SustainableAgricultureandRuralDevelopmentinMountainRegions(SARDM)whichaimstostrengthen mountain populations’ livelihoods with improved policies for sustainable agriculture and rural development. ActivitiesundertheprojectintheCarpathianshaveinvolvedmanydifferentpartners(i.e.governmental bodies,civilsocietyandinternationalorganizations)andtheirresultshavebeendiscussedataregional expert’sworkshop. Duringthemonthsof JunetoAugust2005,threenationalconsultantsEmilianBurduselfromRomania, RadoslavaKanianskafromSlovakia,OksanaMaryskevychfromUkraine,carriedoutthreecountrysurveys inRomania,anEUaccessioncountry,Slovakia,anewEUMemberState,andUkraine,anEUneighbouring country. Through the analysis of the strengths and weaknesses of SARDM related policies, institutions and processes,theobjectivewastoidentifypriorityareasforsubregionalandregionalpoliciesandoptions thatneedtobeaddressedfromaneconomic,environmentalandsocialperspective.Basedonthefindings obtained from the three policy assessments conducted at the national level, recommendations and proposalsforfollowupactivitiesweredrawnupfortheCarpathianlevel. The three draft assessments were discussed during an expert workshop on Strengthening SARDM policies for the protection and sustainable development of the Carpathians, organized by the United NationsEnvironmentProgrammeVienna–InterimSecretariatoftheCarpathianConvention(UNEPVienna –ISCC),togetherwiththeFAOSARDMProjectandEUROMONTANAinconjunctionwiththeConference on“IntegratedRuralDevelopmentintheMountainAreasofCentralandEasternEuropeandtheBalkans”, held on 24 October 2005 in Liptovský Mikuláš, Slovak Republic. This workshop drew highlevel participationfromtheMinisterofAgricultureoftheSlovakRepublicandMinistriesfromotherCentraland Eastern European countries, experts from different branches and from civil society along with representatives from international organizations. The participants revised the assessment results and enriched the outcomes of the consultation through valuable comments and by elaborating 22 recommendationsandproposalsforfollowupactivitieswhicharepublishedinaseparatedocument. 1 ItisimportanttounderlinethatdespitetheimportanceofSARDMasapolicydomainintheCarpathians, suchacomprehensivestudyinthecontextoftheSARDMapproachfortheCarpathianregion has not beenundertakenbeforeinanyofthesevencountries. In order to conduct these rapid assessments, national consultants individually gathered general information on specific aspects of agriculture and rural development in the mountain regions and attemptedtoevaluatetheeffectsofEUaccessionandinfluenceoftheCarpathianConventiononnational agrienvironmentalpolicies. Theassessmentspresentanextensivesurveyoftheoverallandlocalsituationsofsustainableagriculture and rural development in the Carpathian mountains of the three countries. They specifically focus on crucialaspectsthatneedtobetakenintoconsiderationtoprovideelementsforadiagnosticofpolicies, institutionsandprocessesforSARDMintheCarpathianregion,namely: (1) landuse, (2) employment in agriculture, (3) agricultural production and forestry, (4) economic performanceofagriculturalproducers,(5)biodiversityvalueoffarmlandandforestland,(6)economic,

1SeeBriefSummary(http://www.fao.org/sard/sardm)whichalsoincludesaregionalpolicySWOTassessmentbased onthethreecountriessurveyspreparedbyJanSeffer,LeadConsultant.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 4 social and cultural aspects of rural development, (7) policies and strategies affecting SARDM, (8) institutionsinchargefordesigningandimplementingthepoliciesforSARD. As an entry point for the analysis, Article 7 2 of the Convention on the Protection and Sustainable Development of the Carpathians was selected. The Carpathian Convention, a multilateral platform for cooperation between all the stakeholders at the regional level, attempts to achieve a good balance between the three pillars (i.e., economic, environmental and social) of sustainable development. It is hopedthattheresultsoftheassessmentscanbetransferredintoactiononthegroundintheCarpathian countries and lead to the development of policies thatare acceptable and able tobe implemented by stakeholdersinapositiontoactivelyinfluencetheprocess.Theimplementedactivitiesareexpectedto potentially lead to the development of the future Protocol on the Sustainable Agriculture and Rural Development and Sustainable Forest/Forest Management to the Carpathian Convention on the basis of theconductedanalysesunderthe“demanddriven”SARDMproject. Undertakingsuchacomprehensivestudyisobviouslyadifficultexercise.Astheassessmentsweretobe conductedwithinashortperiodoftime,theyweremeanttobeanexerciseofreflectionthatprovides mainelementsforadiagnosticofthecurrentstrengthsandweaknessesoftheSARDMpolicies.Given thatSARDisaprocessthatinvolvesmultiplesectorsstronglylinkingagricultureandruraldevelopment andstakeholdersatallgovernancelevels,theassessmentswereheavilydrivenonthecollectionsofthe opinionsofthedifferentcomponentsofsocietyatdifferentlevels,i.e.nationalanddecentralizedlevelsof government,civilsociety,includingtheprivatesector,andalsotakeintoconsiderationthemultisectoral natureofSARD. Approachesandtechniquesemployedwithintheanalysisdependedtosomedegreeontheavailabilityof reliablestatisticsandtimeseriesdata.Thishoweverwasnotalwaysavailableformountainregions,which hampered efforts to achieve accurate project results. Nevertheless, even where discrepancies and challengesexistwithrespecttodataavailability,theassessmentsshouldbeviewedasanopportunityto identifydatagapsandencouragethecollectionofrelevantinformationforfutureendeavours. Thedevelopmentofpoliciesforsustainabledevelopmentisaniterativeprocessthatallowsfornational andlocallevelstoactinacoordinatedandparticipatorymannertodevelopcoherentpoliciesthatbalance theeconomic,socialandenvironmentalobjectivesofsustainabledevelopment.Itisthereforeimportantto seeifprocesses/mechanismsareinplacetoallowforacountry,withinandoutsidethegovernment,to learnfromitsexperiencesinordertodevelopthehumanandinstitutionalcapacitiestoactstrategicallyfor sustainable rural development in mountain regions taking into account mountain specificities of the Carpathianregion. Theresultsandfindingsoftheassessmentsshouldserveasabasisforstrategyandpolicyplanninginthe Carpathian mountain region. They should be adapted to the national situation after stakeholder consultationanddemonstratecomplementaritywiththeCarpathianConventionprinciplesandgoalsWith the aim of furthering progress towards sustainable development in the framework of the Carpathian, followupactionswhich promoteopportunitiesandaddressthechallengesraisedintheagricultureand rural sector of the Carpathian Mountains and encourage the relevant stakeholders and governmental departmentstoworktogetherandputinplacepoliciesthataremutuallysupportiveareimportanttobe pursued.

2 ThetextofArticle7isprovidedintheAnnex1.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 5 List of figures

Figure 1 AdministrativeunitsintheUkrainianpartoftheCarpathians(Annex3) Figure 2BreakdownofagriculturalandforestlandintheUkrainianpartoftheCarpathians Figure 3 NumberofagriculturalenterprisesintheUkrainianpartoftheCarpathianssince1990 Figure 4 TypesofenterprisesintheUkrainianpartoftheCarpathiansasof1January2004 Figure 5 CroppingareainagriculturalenterprisesandindividualfarmsoftheUkrainianCarpathians, 2004 Figure 6 AreaunderforagecropsintheagriculturalenterprisesandindividualfarmsintheUkrainian Carpathians,2004 Figure 7 GraincropsareaintheagriculturalenterprisesandindividualfarmsintheUkrainianCarpathian (A–wheatgrain,B–springgrain),Lvivregion,2004 Figure 8 Dynamicsofcropareainagriculturalenterprisesandindividualfarms,Lvivregion,19902003 Figure 9 Dynamicsofcropareainagriculturalenterprises,Lvivregion,19902003 Figure 10 Dynamicsofcropareainindividualfarms,Lvivregion,19902003 Figure 11 Dynamicsoflivestockinagriculturalenterprisesandindividualfarms,Lvivregion,19902003

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 6 List of tables Table 1 CarpathiansMountainsinRomaniaaccordingtoCorineLandCover Table 2 AreaofdifferentlandtypesinSlovakia(asof1January2005) Table 3 AreaofSlovakiathatCarpathianMountainscoverbylandtype(asofJanuary1st,2005) Table 4MountainadministrativeunitsintheUkrainianpartoftheCarpathians Table 5ChangesinthetypesoffarmsinSlovakiasince1990 Table 6NumberofpeopleemployedinagricultureinSlovakia Table 7Ratiosoffarminglandareaandlivestockinhouseholdfarmsinthemountainareaofthe Ukraine Table 8ChemicalandnaturalfertilizersusedinagricultureatthenationallevelinRomania Table 9TotalallowablecutandwoodharvestinRomania Table 10 ChangesinthetotalproductionofthewoodproductsinRomania(furniturenotincluded) Table 11 - NumberofcompaniesprocessingdifferenttypesofwoodproductsinRomania Table 12 RawmaterialusedinwoodprocessinginRomania Table 13 ComparisonofplantproductionbetweenSlovakiaandthemountainregionsin2000 Table 14 FertiliserconsumptionperhaofagriculturallandinSlovakia(inpurenutrientperha) Table 15 - OrganicfarmingareainSlovakia Table 16 NumberoflivestockinSlovakia(inthousand) Table 17 NumberoflivestockinCarpathianregionoftheSlovakRepublic Table 18 ComparisonoflivestockproductionbetweenSlovakiaandthemountainregionsin2001 Table 19 NumberoffarmsaccordingtospecializationofagriculturalproductioninSlovakia Table 20 TrendintimberfellinginSlovakia(thousandofm 3) Table 21 Proportionofsubsidiesin2001inSlovakia Table 22 Economicparametersinmountainregionscalculatedper1haofagriculturalland Table 23 Dynamicsofeconomicefficiencyofagriculturalenterprises Table 24 Economicefficiencyofmaintypesofagricultureproducts Table 25 FinancialresultsofactivityinLvivregionfarms,thousandUAHinpricesof2002(Annex4) Table 26 ProductionexpendituresinfarmsofLvivregion,thousandUAHinpricesof2002(Annex4) Table 27 ProportionofurbanpopulationinSlovakia(%)

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 7 Abbreviations and Acronyms Art. Article asl abovesealevel CarpathianConvention FrameworkConventionon theProtection and Sustainable Development of theCarpathians CAP CommonAgriculturalPolicy(EC) DG DirectorateGeneral EC EuropeanCommunity EAGGF EuropeanAgriculturalGuidanceandGuaranteeFund e.g. exempligratia EPA EnvironmentalProtectionAgencyinRomania EU EuropeanUnion EUR Euro FAO FoodandAgricultureOrganizationoftheUnitedNations FIFG FinancialInstrumentforFisheriesGuidance(withinEUsystem) Fig. figure GDP GrossDomesticProduct GEF GlobalEnvironmentFacility GMO GeneticallyModifiedOrganism ha hectare i.e. idest ICAS ForestResearchandManagementInstituteinRomania IUCN WorldConservationUnion ICAS ForestResearchandManagementInstituteinRomania kg kilogram LFA LessFavouredAreas m metre m2 squaremetre m3 cubicalmetre MAFRD MinistryofAgriculture,ForestsandRuralDevelopmentinRomania MCPFE MinisterialConferenceontheProtectionofForestsinEurope MEA MultilateralEnvironmentalAgreement MEWM MinistryofEnvironmentandWaterManagementinRomania MoASR MinistryofAgricultureinSlovakia MoEcSR MinistryofEcologyinSlovakia NEAP NationalEnvironmentalActionPlaninRomania NAMA National Agency of Mountain Area operating within the Romanian Carpathians MAFRD MinistryofAgriculture,ForestsandRuralDevelopment NEPA NationalEnvironmentalProtectionAgencyinRomania NFA NationalForestAuthorityinRomania NFPS NationalForestryPolicyandDevelopmentStrategyforRomania NDP NationalDevelopmentPlan NGO NonGovernmentalOrganization NPARD NationalProgrammeforAgricultureandRuralDevelopmentinRomania REPA RegionalEnvironmentalProtectionAgencyinRomania RO Romania SAPARD SpecialActionforPreAccessionMeasures SARD SustainableAgricultureandRuralDevelopment SARDM SustainableAgricultureandRuralDevelopmentinMountainRegions SCI SitesofCommunityInterest SDA StateDomainsAgencyinRomania SKK SlovakKoruna(SlovaknationalcurrencyEUR1≈SKK38) SME SmallandMediumEnterprise SPA SpecialProtectionAreas

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 8

SR SlovakRepublic TDFRH TerritorialDirectoratesforForestryRegimeandHuntinginRomania UA Ukraine UAH UkrainianHryvnia(Ukrainiannationalcurrency;EUR1≈UAH6) UN UnitedNations UNDP UnitedNationalDevelopmentProgramme UNEP UnitedNationsEnvironmentProgramme UNEPViennaISCC UnitedNationsEnvironmentProgramme–ViennaInterimSecretariatofthe CarpathianConvention UNESCO UnitedNationsEducational,ScientificandCulturalOrganization USD UnitedStatesDollars WWF WorldWideFundforNature WWFDCP WorldWideFundforNatureDanubeCarpathianProgramme

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 9 Introduction

Aim of the report The aim of this report is to contribute to the regional analysis of strengths and weaknesses of the mountain policies in the Carpathians in order to raise awareness of the importance of SARDM policy issues among governments, NGOs of the region and donor organizations for further promotion, disseminationandutilizationoftheassessments’outputsintheframeworkoftheCarpathianConvention process. This report addresses the countries in the Carpathian region and all interested parties as well as the general public, to inform about theresults of the firstanalysesinRomania,SlovakiaandUkraine,and prepareforthefurtherconsultationprocessdirectedtowardsthedevelopmentofafutureProtocoltothe CarpathianConventiononSARDandSustainableForestManagement. Problem Statement The Carpathians, a mountain range in the southeastern part of Central Europe, covers approximately 210,000km 2andextendsintoeightcountriesinCentralandEasternEurope.Theregioniscurrentlyhome to approximately 18 million people. It has a remarkable natural and cultural heritage and presents a uniqueecosystemwithanexceptionallyrichbiologicalandlandscapediversity.TheCarpathians,relatively undisturbed mountains, are also home to a great reserve of pristine forest and a refuge for many endangeredspeciesofplantsandanimals(i.e.brownbears,wolves,bison,lynx,eaglesandsome200 uniqueplantspeciesfoundnowhereelseintheworld),diverseinbothnaturalandhumanrespects.In this regard, the Carpathians constitute a major ecological, economic, cultural, recreational and living environmentintheheartofEurope,sharedbynumerouspeoplesandcountries. TheCarpathiansarefacingsuchcommonchallengesaseconomictransition,changesinlandownership and ongoing privatization, land abandonment, low productivity and income of agriculture, poverty and marginalization of population, lack of technology and state funding, gaps in or, in some countries, absenceofappropriateagriculturalpolicyandlegislation,etc.Therefore,theseregionsarefacingthetask of finding key resolutions and provide recommendations, both individual and joint ones, to cope with existingchallengesanddifficultiesfacingtheirfuture. Since 2003, the Carpathian mountains have “their own” Carpathian Convention designed by the governments of the Carpathian countries in cooperation with West European countries and UNEP to addresstheimportantandecological,culturalandsocioeconomicvalueofmountainregions.AttheFifth MinisterialConference“EnvironmentforEurope”(Kiev,22May2003),sevenCarpathiancountriesCzech Republic,,,Romania,SerbiaandMontenegro,SlovakRepublicandUkraine,adoptedthe FrameworkConventionon theProtectionandSustainableDevelopmentoftheCarpathians,designedto beaninnovativeinstrumenttoensureprotectionandfostersustainabledevelopmentofthisoutstanding regionandlivingenvironment,situatedintheheartofEurope. Structure and contents of the report Thereport presents a cohesive collection ofthe threenational reports on the statusof SARDM in the CarpathianmountainregionsofRomania,SlovakiaandUkraine.Thereportsproviderelevantinformation at the national level regarding agriculture, forestry sector, landuse, rural development, institutional processesandSARDMrelatedpolicies.ItalsocontainsSWOTanalysesofthenationalSARDMrelated policiesinthemountainregions. The report is comprised of nine chapters; each chapter is divided into three national surveys on the relatedissue.Thefirstsixchaptersaimtoarticulateconcernsandhighlightthepresentconditionofland use management, employment inagriculture, agricultural production and forestry, biodiversity value of farmland and forestland and outline the ruraldevelopmentstatusinthemountainregionsofthethree countries.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 10 Chaptersevenexaminesthemajorexistingnationalpoliciesandstrategiesaffectingdirectlyorindirectly affecting sustainable agriculture and rural development in the mountain regions of each country. An overriding consideration in this chapter is the opportunity to pursue policies that will contribute to sustainable development and capacity building, which could be facilitated in the framework of the CarpathianConventionasastartingpoint.SpecialattentionhaspeenpaidtotheEuropeanUnion(EU) integrationprocessanditsconsequencesforthestrategicandpoliticalprocessrelatedtotheSARDM.It isarguedthattheEUisamajorfactor,bothpositiveandnegative,forsustainableruraldevelopmentand biodiversityconservationintheCarpathianMountains. Chapter eight outlines the role of national institutions responsible for designing and implementing the policiesforSARDinthemountainareasincludingananalysisoftheirstrengthsandweaknesses. And,finally,theanalysisofchallengesandopportunitiesforSARDMinRomania,SlovakiaandUkraineis introduced in Chapter nine of the report. It is underlined that at present, agriculture and rural development are facing challenges that need to be addressed by adequate responses, through the incorporationofa”mountain”componentintonationalpoliciesandnationalruraldevelopmentstrategies orevenplanningseparate”mountain”orientedstrategiesatthelocallevel(examplefromRomania).

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 11 1. Land-use in the Carpathians since 1990

Romania

MorethanhalfoftheCarpathianmountainrangelieswithinRomaniaandoccupymorethan32.6%ofthe nationalterritory. InordertoapplytheLawno.347/2004oftheMountainRegion,thesurfaceofthemountainregionin RomaniawasdelineatedaccordingtothecriteriastipulatedintheGovernmentalDecisionno.949/2002. ThedelineationandthelistoflocalitiesincludedinthemountainregionwerepublishedintheCommon OrderoftheMinistryofAgricultureandRuralDevelopmentandtheMinistryofAdministrationandInternal Affairs Order Nr. 328/2004 for the approval of the delimitation of the cities and communes of the mountainregion. According to the Corine Land Cover , provided by the Romanian Ministry of Environment and Water Management(MEWM),theCarpathianMountainsareaof6,977,712hacouldbedividedintothefollowing landusecategories: Table 1: CarpathiansMountainsinRomaniaaccordingtoCorineLandCover

CORINE Code Size (ha) Land category 211 256,036 Nonirrigatedarableland 221 7,930 Vineyards 222 67,738 Fruittreesandberryplantations 231 859,620 Pastures 242 245,197 Annualcropsassoc.withpermanentcrops 243 245,211 Complexcultivationpatterns 321 246,362 Naturalgrasslands Totalagriculturallandcomprises28%fromtheentireareaofthe --- 1,928,094 CarpathianMountains 311 2,292,611 Broadleavedforests 312 1,106,205 Coniferousforests 313 952,983 Mixedforests 324 357,036 Transitionalwoodlandscrub Totalforestsareacomprises62%fromtheentireareaofthe --- 4,351,799 CarpathianMountains Source:RomanianMinistryofEnvironmentandWaterManagement,2005 From the administrative point of view, according to the data obtained from the National Agency of Mountain Area operating within the Romanian Ministry of Agriculture, Forests and Rural Development (MAFRD),themountainregioninRomaniaconsistsofanagriculturalland:2,630,280haincluding:arable land: 539,462 ha, orchards: 50,737 ha, vineyards: 3,762 ha, pastures: 1,173,703 ha, hay meadows: 862,611haandof3,886,233haofaforestland. Additionally, the forestland in the mountain region covers 4,106,855 ha according to the Romanian NationalForestryAuthority. Therearesignificantdifferencesbetweentheadministrativestatisticsandthe CorineLandCover results and findings in regard to the forestlands and pastures/hay meadows. This is because the forested pastures(areasusedbyvillagesaspastures,butcoveredwithforests,orformerpasturesabandonedand afforestednaturally)arenotincludedintotheadministrativestatisticsoftheNationalForestFund. Withrespecttotheownershipstatusofthemainlandusecategories,itisimportanttomentionthatin caseofpasturesandhaymeadowsnorelevantchangesoccurredafter1990.Itcouldbeexplainedbythe factthatduringthecommunisterainRomania,themountaingrasslandswereprivatepropertiesofthe communities,administratedbytheLocalCouncils.Theestablishmentofstatecooperativesinmountain

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 12 regionshadfailed.Nowthecommunitiesown80%ofpasturesthroughthemediationofLocalCouncils. Alsothehaymeadowsandorchardsarealmosttotallyprivatelyowned. Ifin1947only30%oftheforestshadbeeninstateproperty,duringthecommunisterauntil1990,the entireforestlandwasstateowned. Since1991,largeareasofforestlandhavebeenreclaimedtotheformerowners,accordingtotheland restitution laws (Law no. 18/1991 and Law no.1/2000). At present, 65% of the forest area is state owned,24%isownedbyvariousentities/institutions,includinglocalpublicadministration,and11%is ownedbyprivateowners.Privateindividualsownareasfromlessthan1hato10ha.IntheRomanian Carpathiansalmost1,600,000ha(41%)oftheforestlandfromthetotalareaof3,886,233ha,areprivate property.Also,accordingtothenewlyadoptedlawsrelatedtopropertyandrestitutionissuesinRomania (Lawno.247/19.07.2005regardingreforminthepropertyandjusticedomains),70%ofnationalforests willbetransferredintoprivateproperty. Concerning the evolution of the main landuse categories in the Carpathian Mountains, it could be mentionedthatthemostsignificantchangesinthepastyearshavebeenconnectedtoatrendofland abandonment. This has caused a decrease in the pasture area as they became gradually covered by forestinanuncontrollednaturalmanner. Regardingforests,statisticsshowthattherewerenomajorchangesafter1990.Nowadays,aswellasin 1990,theforestlandinRomaniacoversanareaofmorethan6.2millionha.Illegalcuttingshavenotbeen appropriatelyquantifieduntilnowandafullinventoryoftheforestareahasnotbeenmadesince1986.

Slovakia

InSlovakia,theCarpathianscoveranareaof36,491km 2,equalling74.4%ofthetotallandterritory.The mountainregions,delineatedaccordingtotheaveragealtitudeandslopingrate,coveranareaof27,187 km 2,equallingmorethan55%ofthetotallandterritory.Nowadays,theSlovakruralterritory represents 87%ofthetotallandareaandtheSlovakruralpopulation(settlementsunder5,000people)represents 43.7%ofthetotalpopulation. TheSlovaktotallandterritorycoversanareaof49,034km 2.In2004,ofthetotallandterritory,theshare of agricultural land comprised 49.7%, the share of forestland was 40.9%, and the share of non agriculturalandnonforestedlandareawas9.5%. Table 2: AreaofdifferentlandtypesinSlovakia(asof1January2005) Land category Size (km 2) Share in % Total land size 49034 100.0 Agricultural land 24348 49.7 Forest land 20049 40.9 Water areas 933 1.9 Built-up area 22557 4.6 Other areas 1448 2.9 Source:InstituteofGeodesy,CartographyandCadastreoftheSlovakRepublic,2005

In1990,thesizeofarablelandpercapitawas0.28ha.Overthelasttenyears,thesizeofarablelandper capitahasslightlydropped,anditiscurrently0.27ha.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 13 Table 3: AreaofSlovakiathatCarpathianMountainscoverbylandtype(asof1January2005) 1996 2004

Carpathian Share in % Carpathian Share in % Type of land Slovakia 2 2 (km 2) region (km ) region (km )

Total land size 49034 34235 69.8 34235 69.8 Forest land 20049 17278 86.2 17385 86.7 Agricultural land 24 347 14 197 58.3 14109 57.9 of which: arable land 14305 6129 42.8 5741 40.1 permanent grasslands 8811 7458 84.6 7779 88.3 Source:InstituteofGeodesy,CartographyandCadastreoftheSlovakRepublic,1997,2005 IntheCarpathianregion,from1996to2004,therewasareductionintheareaofagriculturallandof88 km 2andadecreaseof388km 2ofarableland.Theareaofforestlandincreasedof107km 2,permanent grasslandsof321km 2.Thedecreaseofagriculturallandwasmostlyduetoafforestationandconstruction activities. There was recorded a reduction in the size of arable land, and increase in permanent grasslands. Apparently,atrendinthereductionofagriculturallandcausedbyafforestationwillcontinueinSlovakia. Theafforestationoftheagriculturallandby24km2 isoneoftheaimsofagriculturalandforestpolicyfor theperiod20042006 (MPSR,2003c).Besidesthat, abandonment of agricultural land has resulted in habitat degradation and destruction, secondary succession anddevelopment of plant communitieswith ruderalandundesirableplants.Thismightcontributetothefurtherspreadingofforestsinthemountain regionsaswell. Fromanenvironmentalpointofview,thearrangementoflandisaveryimportantfactor.In1948,the groupingoffarmsintolargecollectivestructuresstartedandresultedindeepchangesinthelandscape. Thesechangesinvolvedthearrangementoflandintolargeplotsandaspatialspecialisationinlanduse. Bothwereappliedonalargescaleregardlessoftheagroecologicalconditions.Thisnegativeinfluenceon theenvironmenthaspersistedinmanyregionseventoday.

Ukraine IntheUkraine,mountainscoveraterritoryofmorethan24,000km 2 or37,000km 2includingthefoothills withintheboundsoffouradministrativeregions:Transcarpathian,IvanoFrankivsk,Lviv,andChernivtsi. Since1993,anotionofthe“Carpathianregion”hasalsobeenusedintheUkrainetosignifyacomponent partoftheHungarianUkrainianPolishSlovakianRomanianCarpathianEuroRegion,whichentirelycovers theterritoryofthefourabovementionedregionshavingtotalareaof56,600km 2. In order to determine the scope of the Carpathian Convention, Ukrainian experts have used a geographicalapproachwhichdelineatesmountainterritoriesonthebasisofaltitude.Thus,thescopeof theConventionintheUkraineincludesaterritorywithsettlementssituatedataltitudesof400masland higher(Table4). This report focuses on the territory of 18,900 km 2, which makes up 79% of Ukrainian part of the Carpathians(Annex2,Fig.1),withintheboundsof17administrativeunits(including2CityCouncils,15 districts),wheremorethan50%ofsettlementshaveamountainareastatus. 611settlementswithapopulationof1,059,900people(asofthebeginningof2004),aresituatedinthis territory, which equals 86% of the total number of settlements with mountain status in the Ukrainian Carpathians. 73% of population are rural inhabitants. The general population density rate for the mountainareais56personsperkm 2. Inearly2004,theareaofagriculturallandincludingarableland,fallowland,orchardandberryfield,and grassland was 509,800 ha or 27.0% of the total territory of the Ukrainian part of the Carpathians. Comparedto1990,theareaofsuchlandhasgrownby49,600ha(+2.6%)duetotheincreasedshareof

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 14 arable landexplainedby the changeof farming orientationafterlandreformsintheUkraine.Thefirst stageofthereformfrom19901995involveddenationalizationoflandownedbyformercollectivefarms and transfer of that land into private property. In 1995, the process of land sharing started, which involved the issuing of Certificates and State Acts for land parcel ownership to land owners and CertificatesofProperty(partofformersocalled“kolkhozes”property:agriculturalequipment,buildings, etc.). Table 4: MountainadministrativeunitsintheUkrainianpartoftheCarpathians

Number of Population, settlements 1000 persons Density of Mountains with the Area, Rural population administrative status of 1000 population total, 2 person/k units mountains km total % 2 units rural m units % population

Transcarpathian region VelykyiBereznyi* 32 27 84 0.8 27.5 20.7 75 34 '* 26 26 100 0,5 25.0 18.8 75 50 Mizhhir'ya* 44 44 100 1.2 49.4 39.8 81 42 Rakhiv* 32 28 88 1.9 90.5 54.5 60 48 Tyachiv* 62 31 50 1.8 171.9 126.4 74 96 Sum 196 156 80 6,2 364,3 260,2 71 59 Ivano-Frankivsk region ** 11 8 73 0.30 21.2 10.7 50 71 ** 7 7 100 0.70 21.5 9.7 45 33 * 41 27 66 0.80 69.2 57.8 84 87 * 43 43 100 1.25 29.7 24.2 82 24 * 43 37 86 1.25 70.5 47.5 67 56 * 46 31 69 0.90 86.6 75.2 84 100 * 47 32 63 1.30 113.6 71.6 63 87 Rozhnyativ* 51 39 76 1.30 74.9 52.8 70 58 Sum 289 224 78 7,8 487,2 349,5 72 63 Lviv region Skole* 56 56 100 1.5 48.9 35.8 73 33 StaryiSambir* 115 57 50 1.3 80.8 62.7 76 65 Turka* 67 67 100 1.2 53.4 44.3 83 45 Sum 238 180 76 4.0 183.1 142.8 78 46 Chernivtsi region Putyla* 51 51 100 0.9 25.3 22.0 87 29 Sum 51 51 100 0.9 25.3 22.0 87 29 Total sum 774 611 79 18.9 1059.9 774.5 73 56 *district;**citycouncil Source:Regionalandlocalauthorities,2005 In respect to the administrative units, the most substantial changes have been observed in Ivano FrankivskandLvivregions,wheretheareaofagriculturallandsincreasedby36,300haand18,500ha, respectively.Atthesametime,intheTranscarpathianregion,theareaofagriculturallandsdecreasedby 8,000ha.Amongtheadministrativedistricts,thelargestchangeoftheareaoflandsofsuchtypehas been observed in three districts: Verkhovyna, Kosiv and Turka, where the areas have respectively increasedby12,200ha,11,300haand11,300ha.Thelargestdecreaseofagriculturallandareawasin Tyachivdistrictandamountedto4,700ha. According to the data of the State Management of Land Recourses in Lviv, IvanoFrankivsk, Chernivtsi and Transcarpathian regions in 19902004, the area of arable lands increased by 5,100 ha in the Transcarpathianregion;18,000haintheIvanoFrankivskregion;18,000haintheLvivregion;and300 haintheChernivtsiregion.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 15 Ingeneral,intheUkrainianpartoftheCarpathians,theshareofthearablelandsincreasedfrom7.9%to 10.1%.Theareasofpasturesandhaymeadowsincluding perennial plantations increased by 3,700 ha (0.2%), although in the Transcarpathian and Lviv regions, the areas decreased by 2.2% and 0.8%, respectively. During the last 15 years the largest decrease of the area of natural pastures and hay meadowshaveoccurredintheSkole,Volovets',TyachivandDolynadistricts. Thechangeintheareasoftheagriculturallandsduringtheanalyzedperiodisconnectedwiththeland reform. A certain amount of land in the two categories (arable landsand pastures/hay meadows) was giventoworkersoftheformeragriculturalenterprises(collectivefarmsorstatefarms),whohadbeenthe ownersofthelandfundbeforethecollectivizationprocess. Inmostcases,haymeadowsandpasturesprevailedinthestructureofagriculturallandsintheUkrainian Carpathians, because the main specialization of local former collective and state farms was livestock breedingandforageproduction.In1992,theprivatizationoftheagriculturallandsanddevelopmentof plansforcorrectingtheagriculturallandamountandqualityhavestarted.Apartofthehaymeadowsand pastures,whichweresuitablefortillage,wereturnedintothearablelandwhichresultedinanincreaseof thearablelandarea. Figure 2: BreakdownofagriculturalandforestlandintheUkrainianpartoftheCarpathians

1990 2004 AccordingtothedataoftheRegionalManagementofStateForests,ofthefourregionsunderstudy,the area of forests in the Ukrainian Carpathians has increased by 38,100 ha (2.3%) during 15 years and constitutes65.5%oftheanalyzedterritory(Fig.2).Theextensionoftheforestareawascausednotonly bytheincreaseofamountofforestplantations,butalsobecauseoftheinclusionofforestshelterbelts alongroads,railroads,etc.intothislandcategory.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 16 2. Evolution of the employment structure

Romania

AccordingtoNAMA/MAFRDdataobtained,outoftheentirepopulationof2,850,738peopleinhabitingthe mountainregion,1,360,525arefarmersand769,114areownersoflivestockandfarmland. In the mountain region, there are 895,000 households, of which 263,434 households own cows and 191,885householdsownsheep. Thegreatestpartofthepopulationemployedinagricultureoperateswithintheirownhouseholds:46.6% of farmers are selfemployed persons who head their own family farms. The unpaid family workers represent another part almost as great and make up 43.8% of the total. In regard to employment in agriculture,householdfarmsprevail(90.4%ofthetotal). Selfemployedworkersaremostlyolderpeople;morethantwothirdsofthemareover50yearsofage, andonethirdover65years. Amongfamilymembersthatcontributetohouseholdagriculturalactivities,peopleyoungerthan25years ofageconstituteagreatshare.Theyaccountformorethanaquarterofthetotalfamilyworkers. Despitearelativelysignificantsegmentofyoungpeopleintheruralarea,oldpeoplearetheownersand havealeadingpositioninthehouseholds.

Slovakia

Until the end of the Second World War, development in agriculture was similar to Western European countries.Fromtheviewpointoflandownership,thereweretwomaingroups.Thefirstareindividuals, churchesorforeigncorporationsthatownedlargeestates.Thelargestestatescoveredmorethan5,000 ha.Independentfarmersformedthesecondgroup.Theymanagedareasof1to10ha.Theratiooftotal land area utilised by small farmers and largescale landowners was approximately 70% to 30%. Specialisationofplantoranimalproductiondidnotexistatthattime. AftertheSecondWorldWar,nationalizationofthelargeprivateestatestookplace.Thestatebecamethe sole owner and private ownership was revoked. In the beginning of the 1950s, small farmers joined cooperativesunderpoliticalpressure.Duringthefirstphaseofcollectivization,cooperativeswerecreated ineachvillage.Lateron,intheearly1970s,anumberofvillageswerejoinedintoonelargecommonco operative.Someofthelargecooperativesfollowedmixedcroplivestocksystems.Specialisationofplant andanimalproduction,intensificationandmechanisationweretypicalfeaturesofthatperiod. After the political changes in 1989, the collectivised holdings were largely privatised and legislation supportedthereturnoflandtoitsoriginalownership.However,theprocessofrestoringlandownershipis still in progress. Only 52% of the total acreage of 2.4 million ha of agricultural land is registered on certificatesofownershipwiththefollowingdivision:inownershipofformerowners1054,128ha(43.2%), inownershipoflegalentities110,932ha(4.5%)andinthestateownership99,415ha(4%). Largecooperativeswereinmanycasesdividedintosmalleroneslinkedtotheoriginalvillages.However, thecontinuationoflargeunitsisnotunusualandtheyhavemanagedtokeeptheirdominantpositionin agriculture, although their share in the total acreage of the agricultural land has fallen. New limited companiesandstockandtradecompanieshavebeenestablishedonrentedland. Thisprocesshasresultedinanincreaseinthenumberoffarms.In2003,therewere8,204registered farmsinSlovakia.Bycontrast,thenumberofworkershasstillbeendecreasing,from294,400workersin 1990to99,400workersin2003.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 17 Table 5:ChangesinthetypesoffarmsinSlovakiasince1990 Farm type Number of farms 1990 1994 2001 2003 State enterprises 73 211 6 5 Co-operatives 681 961 715 637 Business companies 137 721 836 of which: Limited companies 0 98 627 737 Joint stock companies 0 29 94 99 Other forms of legal entities 59 80 66 Legal entities in total 1522 1544 Registered individual farms 2437 7572 5473 6124 Enterprises with agricultural land in total 3191 8931 6995 7668 Enterprises without agricultural land in total 515 541 Enterprises in total 3191 8931 7510 8209 Unregistered individual farms 62213 Source:MinistryofAgricultureoftheSlovakRepublic,2005 Table 6:NumberofpeopleemployedinagricultureinSlovakia Year 1970 1980 1990 1995 2000 2001 2002 2003 Number of 451400 331300 294400 197200 115300 106400 108900 99400 workers Source:MinistryofAgricultureoftheSlovakRepublic Themajorityofthoseemployedinagricultureworkincooperatives.Anunfavourabledevelopmenthas beenseenintheagestructureofagricultureoftheagriculturesector,becausethebiggestincreasein numberofworkersisintherangeof50–54years. In2001,publicsectorutilisedaround10%oftheagriculturallandinthemountainregions,cooperatives utilisedapproximately60%ofthearablelandand65%ofthepermanentgrasslands.InSlovakia,29%of thearablelandand25%ofthepermanentgrasslandswereutilisedbytheprivatesectorinthemountain regions. It is necessary to add that because of financial and legal uncertainty or lack of investment, land abandonmenthasoccurredinSlovakia,mainlyinthemarginalmountainfarmingareas.In2002,74%of grasslandsweremanaged,13%werenotmanagedandtherewasnodataconcerningthemanagement oftheremaining13% 3.

Ukraine

TheagriculturalsectorplaysanimportantroleintheeconomyoftheUkrainianpartoftheCarpathians. The natural conditions of the territory are favourable for growing most of the temperate zone crops. Traditionallythemountainregionsarespecializedincattlebreeding,sheepbreeding,foragecrops,grain crops(rye,barleyandoat),industrialcrops(mazeandmangel),potato,othervegetablesandfruits. Atthepresentstage,theagriculturalsectorisstillunstable.Becauseofthereforms,thecollectivefarms andstatefarmsdonotmonopolizetheagriculturalmarketanymore. Before1990,165collectivefarmsand26statefarmswerefoundinthemountainregionsoftheUkrainian Carpathians.Thetotalareaoftheagriculturallandsintheformercollectivefarmswasintherange1,100 –5,200ha.

3Šeffer etall .,2002.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 18 Figure 3: NumberofagriculturalenterprisesintheUkrainianpartoftheCarpathianssince1990

571agriculturalenterpriseswereregisteredintheUkrainianCarpathiansinthebeginningof2004.The proportionofindividualfarmsprevailed(437farmsor76%oftheagriculturalenterprises),whilethenon governmentalandgovernmentalenterprisesconstituted23%and1%,respectively. Figure 4: TypesofenterprisesintheUkrainianpartoftheCarpathians(asof1January2004)

By the forms of management, nongovernmental agricultural enterprises could be divided into the following forms: collective enterprises, associations, private, cooperatives, farms and others. In 2004, therewerealtogether130ofsuchenterprises. OnlyfourstateownedagriculturalenterprisesworkedintheIvanoFrankivskregion–Bohorodchanyand Kosivdistricts,andBolekhivCityCouncil. Accordingtothecalculationsbasedonthestatisticaldatain1990,theablebodiedruralpopulationwas 373,000personsorabout50%ofthetotalruralpopulation.122,000people(32.7%oftheablebodied ruralpopulation)workedforthecollectiveandstatefarms. Duringthepast15years,thestatisticalindicatorsoftheemploymentrateofthepopulationworkingin agriculture have changed. After agricultural reforms, theofficial statisticsconsider employees as those who work at the agricultural enterprises permanently. In the reports, the seasonal and temporal employeesaswellasfarmworkersarenotshown. In 2004, 22,000 persons (5.7% of the ablebodied rural population) worked for the agricultural enterprisesofdifferentownershipforms.Thus,in2004, the number of people employed in agriculture enterprisesdecreasedby100,000personsorby82%ofthelevelof1990. Before1990,peoplewhoworkedindividualfarmsandatthesametimewereemployedbyenterprisesof otherindustrialsectors(forestry,industry,etc.)havenotbeenaccountedforinthestatistics.Nowadays,

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 19 thereare170,000peopleinthiscategoryor44.3%oftheablebodiedruralcitizens.Thepercentageof the persons working in the agriculture includes employees of the agricultural enterprises as well as persons working on individual farms. In 2004, the share constituted 50% of the ablebodied rural population(approximately194,000persons). Household farms situated in the mountain region are characterized by a number of common features resultingfrombothsimilareconomicconditionsandsocialqualities.ThisterritorybelongedtoAustrian HungarianEmpire,andsoagriculturecollectivizationbeganlaterthaninotherregionsofUkraine. During the transition period, huge changes have occurred in the agricultural operations performed by household farms (Table 7). In the period from 1990 to 2000, the number of households owning land parcelsgrewby25.7%,whilethelandparcelareaincreasedby54.5%.Theratiooffarminglandareaper householdgrewby0.09. Table 7:Ratiosoffarminglandareaandlivestockinhouseholdfarmsinthemountainareaofthe Ukraine Index % in 2000 relative to 1990 Number of households owning a land parcel 125.7 Area of land parcels 154.5 Farming land area per one household 123.1 Available livestock, thousand head of livestock, 108.5 including - cows 131.7 - pigs 110.1 - sheep and goats 123.1 Number of livestock head per 100 households 86.9 including - cows 104.9 - pigs 87.8 - sheep and goats 98.0 Source:examplesofmountainareasinLvivandIvanoFrankivskregion The number of livestock in household farms was dynamically changing. Although the total number of livestockgrewduringthe10yearperiod,thenumberoflivestockper100householdsshrank(theonly exceptionwascowstock,whichgrewbyalmost5%).Reducedlivestocknumberscouldbeexplainedby thefactthatfarmershadtoprocurefeedforanimalsfromtheirownlandparcels.Mosthouseholdfarmers (80%)grazetheiranimalsonpasturesinthesummertime.Only15%householdfarmersaddgreengrass fodder to their feed. In winter, 50% of farmers feed the animals with only hay, 18% include some additionalcompoundfeedand13%addforagerootsintheanimalfeed. Theanalysisofgrossoutputathouseholdfarmsbothinthebreakdownofmainenterprisesandingeneral showsaregularpattern.Theoutputofcrops,bothtotalandperhouseholdtendedtodecrease. Thus,theincreaseofhouseholdfarmholdingsduringtheperiodfrom1990to2000didnotincreasethe grossagriculturaloutput.Reducedoutputofagriculturalproductsperhouseholdmadebythiscategoryof farmersisexplainedbyanumberofreasons.Themajorreasonisafundamentalchangeofthesystemof relationsbetweenhouseholdfarmsandvariousagriculturalbusinessesandorganizations.Primarily,the changeaffectedthesupplyofyounganimalsandpoultry stockaswellasfeedstuffsofthehousehold farms.DuringtheSovietperiod,villagersprocuredthemajorpartofyoungstock,poultryandfeedfrom thestateownedagriculturalcompanies.Withreforms,thesupplyfromthelargeagriculturalorganizations decreaseddramatically. Improvedqualityofbreedingstockisakeyinstrumenttoraisestocksperformanceandoutput. There are still many problems also pertaining to crops enterprises. The major tasks are to provide household farms with high quality seeds, plant disease protection and pest control chemicals, mineral fertilizers,etc.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 20 It is equally important for a rural family household to establish both efficient production and sales practices. Notably, sales processes are affected by territorial location of a specific farm. If all other conditions are equal, the farms situated near large cities or district central towns tend to have more marketing advantages than the remote ones. The formercansell theirproducts attown markets, the latterneedprocurementorganizationstopurchasetheirproduce.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 21 3. Agricultural production and forestry

Romania

Crop production – area of main crops and average hectare yields, consumption of industrial fertilisers (N, P, K), area of ecological farming The main crops produced in the mountain region are potatoes cultivated on almost 100,000 ha, with averagehectareyieldsof17,000–20,000kg/ha;cropsforanimalfeedarecultivatedon61,000ha;crops of traditional varieties of corn are grown on small plots, important for the traditional seeds used, but becausetherearegrownonsmallplots,thereisnodataonthetotalareacultivatedintheCarpathian mountains. After1990,useoffertilizers(chemicalandnatural) atthenationallevelhasdecreasedsignificantly as showninthetablebelow:

Table 8:ChemicalandnaturalfertilizersusedinagricultureatthenationallevelinRomania Type/year 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Chemical 1103 464 422 538 479 470 435 404 383 331 342 N 656 275 258 346 313 306 268 262 254 225 239 P 313 145 133 165 149 149 153 129 114 93 88 K 134 44 31 27 17 15 14 13 15 13 15 Natural 24791 16910 15792 17125 16945 17423 17871 16513 15842 16685 15813 Source:StatisticsofRomania,2002 Inthepast,thechemicalfertilizerswerenotoftenusedintheCarpathianmountainsandtheyarealmost notusedeventoday.Buttakingintoconsiderationthefactthatthemajorityoffarmsaremixed,having bothcropsanddomesticanimals,themostusedfertilizerareorganicones. The main problems that occur in the process of using the natural fertilizers are connected with the absenceofproperareasfordepositingthemanureandalsowiththeinadequatetimingforapplyingthe naturalfertilizersintothesoil. Regarding areas used for ecological farming (mainly pastures), from the total areas certified and inspectedinRomania(70,000ha),intheCarpathianmountainstherearesome40,000ha,mainlyinthe Dornele region situated in the northeastern part of the Carpathian mountains. The grasslands certificationfeeispaidbymilkprocessingcompanies. In reality,almostall farmlands in the mountain region are organic/ecological, but the owners are not interestedinpayingacertificationfeeiftheydonothaveanidentifiedmarket.

Animal production – number and size of animal farms, types and categories of farm animals and their development since 1990 IntheCarpathianmountains,thereare0.53cow/hawithapossiblecarryingcapacityof1cow/ha. Alsointhemountainregion,thefollowingtypesandnumbersoffarmanimalsarerecorded:719,329– cows,1,860,253–sheep,130,370–goats,162,000–horses,138,000–bees’families. Theevolutionafter1990showsasmalldecreaseincowsandsheep(11%),butthenumberofcowsfor milkremainedthesameasin1990.Smallincreaseinhorsesandbeeswererecordedduringthesame timeperiod. Thefarmanimalsbelongmainlytomanyindividualhouseholds/smallfarms(e.g.263,434householdsown cowsand191,885householdsownsheep).

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 22 Timber production and its development since 1990 Forestscoveratotalsurfaceareaof6.2millionhectares,representingabout27%ofRomania’slandarea. Twothirdsoftheforestareaislocatedinthemountainarea,24%inthehillyareaand10%inlowlands. Dependingontheformofownership,forestscanbemanaged(includingtimberproduction)by:

State authorities :National Forest Authority(NFA)–CountyForestDirectorates through their Forest Districts; Private and local public administrations : Private Forest Districts – established by private forest ownersorlocalpublicadministrationasrequestedbytheRegulationspublishedintheOfficialJournalof Romania 597/12.08.1999 and Law 26/1996 or NFA – County Forest Directorates through their Forest Districts,onacontractualbase. TheagreementismadebetweenprivateownersandStateForestDistricts.Individualsmightalsomanage theirforestsbythemselves,buttherearespecificactivities,whichareundertakenbystateforestdistricts (e.g.selectingandmarkingtreestobeextracted,providingdocumentsfortimbertransportation,etc.). Extension services should be provided by the Territorial Directorates for Forestry Regime and Hunting (TDFRH). TheforestmanagementismadeaccordingtotheForestManagementPlansdevelopedinaccordancewith sustainableforestmanagementcriteria.Theseplansarerevisedevery10yearsandrepresentthebasis forallforestmanagementactivities,includingannualcuttingallowance(persurfaceunitsandspecies). Table 9:TotalallowablecutandwoodharvestinRomania

Year Annual allowable cut (million m3) Annual wood harvest (million m3) 1991 19 15.3 1993 15 13.6 1994 14.5 12.9 1995 14.4 13.8 1996 14.6 14.8 1997 14.8 14.5 1998 15.2 12.6 1999 15.5 13.7 2000 15.8 14.2 2001 17 13.4 2002 17 16.8 2003 16 16 2004 18 17.5 Thelimitsoftheannualallowablecuttingatthecountrylevelareestablishedbycumulatingtheallowable cut foreach forest district of thenational forest area (stateowned forest and private forest). This is based on data from an information system for forests, provided through the management plans developedforallforestdistricts. Thecurrentmethodusedtodeterminetheallowablecuttingaccordingtothemanagementplansisbased on traditional sustained yield approach, which takes into account rotation length, average species composition,foreststructureaccordingtositeindicesandtheexistingdistributionofageclasses.Rotation lengthiscalculatedaccordingtothemaximumrentprincipleandhasbeensetaccordingtotheaverage incrementofthetargetdimensionalclass. Thewoodissoldstanding,exceptwoodharvestedbytheNFAForestDistricts(logssoldroadsideorin speciallocationsdeposits). After establishing the harvesting areas in accordance with the available allowable cutting, the forest districtsfollowbiddingprocedures(auction)foreachharvestingarea(accordingtoGDNo.85/2004for approvaloftimbersellingproceduresbytheownersofpublicforests).

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 23 Asmallvolumeofwood,anamountthatisdecidedthroughGD,isharvesteddirectlybyforestdistrictsof NFARomsilva. These quantities are designated to satisfy forest management unit needs. Each forest districthasalsoallocatedacertainquantityoffirewoodtobesoldtoprivateindividuals. Standingwood/logsauctionsareorganizedbyNFACountyForestDirectorateorbyprivateForestDistricts underTDFRHguidanceandthecontractsaresignedwiththewinningcompanies.TheNFAthathasfora longtimebeenthemainactorfortheforestmanagementinRomania,hasimproveditswoodsalespolicy throughshortterm,middletermandlongterm(upto10years)contracts,fordifferenttypesofclientsin closeconnectionwiththedirectuseofwood.ThenewtypeoflongtermcontractbetweenNFA(minimum 3 years, maximum 10 years) is available as a result of auctions for selected companies producing secondary wood products only. The companies can bid in auctions only if they prove the capacity to processaminimum20,000m 3ofwood/year/company.Thetotalamountavailableforlongtermcontracts willnotexceed20%oftotalannualallowablecutting.Thestartingpricesinwoodauctionsareestablished bytheNationalCompetitionAuthority. Thecapacityoftheprimarywoodprocessingsectorisestimatedat17millionmeters 3peryear,butan important part of the primary and secondary timber industry has been operating under outdated technology,limitedaddedvalue,poorknowledgeofmarketingandmarketinformationandlittleaccessto finance(grantsandloans).Atthenationallevel,theforestroaddensityindexis6.1m/ha. Before 1990, the stateowned logging and wood processing sector had been supported by a centrally plannedeconomy.LogpriceswerekeptartificiallylowandEasternEurope,exUSSRbloccountries,and theMiddleEastwerethemostimportantmarkets. Theprocessingsectorwasspecializedinproducingmainlyhighquantitiesoflowqualityoutput. In thecontext ofmissing investments inthe sector, andbecause these markets have declinedrapidly after 1990, the privatization of the stateowned forest industry complexes started in early 1990s. The consequencesweretheclosureofmanylargeunitsofforestindustryandarapidgrowthinthenumberof newprivatelyownedandoperatedsawmills.From107woodprocessingcompanies,and244companies in the total wood industry in 1990, there were approximately 4,000 woodprocessing companies and approximately 7,000 companiesby the end of 2000, but96.5%ofthemweresmallandmediumsized (lessthan500employees). Wood processing was directed mainly to lumber production in 2000, when the number of producing companieswereanalyzed.Thetimberusedinwoodprocessingwasmainlysoftwood.Thisisveryclosely connectedwiththeexistingtechnology. Exportsofwoodenproducts,excludingfurniture,wereUSD410millionin2000. Table 10:ChangesinthetotalproductionofthewoodproductsinRomania(furniturenotincluded)

Beech Oak Particle Fibre Pulp, Conifers Veneer Ply - Total Sawn Sawn board board paper, Sawn mill. wood Year Sawn wood wood wood 1000 1000 paperboard wood m2 mill. 1000 m 3 1000 m3 1000 m3 tonnes tonnes & articles 1000 m3 m2 1000 tonnes

1994 1723 891 548 88 37 90 200 103 897 1995 1637 817 568 88 37 90 200 103 1170 1996 1767 1054 500 72 37 93 208 81 904 1997 1738 1030 525 67 33 91 182 74 1029 1998 1618 1051 427 45 24 75 130 46 922 1999 1449 868 440 36 22 67 116 51 939 Source:Bud,N.,2000;StatisticYearbookofRomania

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 24 Table 11: NumberofcompaniesprocessingdifferenttypesofwoodproductsinRomania Type of products Number of producing companies from the total analysed number % Lumber 113 90 Solid parquet 19 15 3-layers parquet 2 1.5 Garden furniture 15 12 Small furniture 38 30 Windows/doors 22 18 Semi-products 49 39 Wooden houses 18 14 Packages 19 15 Other 15 12 Source:MinistryofIndustryandTradeMIC,2000 Table 12:RawmaterialusedinwoodprocessinginRomania Type of timber Number of producing companies from the total analysed % Softwood (conifers) 84 Oak 65 Beech 74 Poplar 16 Other 7 Source:MinistryofIndustryandTradeMIC,2000 After2000,therewereimportantinvestmentsanddevelopmentsinthewoodindustrysector.In2002by thePiatraNeamtForestDirectorate,thefirstcertificated forests (by Forests Stewardship Council) have beenreportedandthisprocesscontinuesnowadays.Activitiesforcertificationofprivateforestsandfor thecertificationof"chainofcustody"havealsobeeninitiated. Case Study: Investments in timber production in Romania Some important developments with important inputs in the wood industry sector must be mentioned.Amongthemarethefollowing: GruppoFratti,Italy,startedin1997inSebes;Alba,continuesthedevelopmentofinvestmentsin MDFfactories(input900,000tonnesofrawmaterial/year80%broadleaves,20%coniferous).Itis importantfromtheecologicalpointofviewbecausethewoodresiduesarealsobeingused; Finn forest corporation Finland invested in Northern Romania (Moldova) for timber and MDF productionandwillinvestinSouthernRomaniainordertobuildanewPulpfactory; Kronno Gruppe from Switzerland has started an important investment in the Central Romania, BrasovMDFfactory; LosanfromSpainmadein20012002animportantinvestmentforproducingaveneerfactoryin Central Romania Brasov (input logs 35,000 m 3/year; output veneer: 35 millions m 2/year). The developmentofnewinvestmentsisongoing. Werzalit(ConstantiaGroup);Germany,hasdevelopedinLugoj(WesternRomania)animportant investmentforveneerproducts(inputlogs25,000m3/year).Thewholeproductionisforexport.

Non-wood forest products

"Traditional nonwood forest products" are an important production activity of NFA, which controls the main part of this activity in Romania: willow for wicker products, forest fruits (bilberry, raspberry, strawberry,wildroseandblackberry),mushrooms,medicinalplants,gamemeat,gameanimals,hunting, livegame,fishingandtroutfarms,Christmastreesandfoliage,forestseedsandornamentalproducts. 90%oftheproductionisexportedandtherestisforthedomesticmarket.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 25 Theproduction is regulated by theForestCode,which statesthatnonwood products from the “forest fund”mustbeharvestedundertechnicalconditionsspecifiedbytheCentralAuthorityforForests(Ministry ofAgriculture,ForestsandRuralDevelopment)includinggameandfishfrommountainwaterswhichmust beharvestedonlyonthebasisofauthorizationsissuedaccordingtoharvestingplanandthelawsinforce. The private sector of traditional nonwood forest products has grown only slightly in the recent years, exceptmushroomharvestingwhichrecordedabetterdevelopment. The forest management units prepare an annual production plan based on local historical data and prospectivetrendsofmarketdemand. Slovakia

Crop production: area of main crops and average yields

Agriculturalproductioninthemountainregionscouldbeaffectedbylowersoilfertility,shortervegetation periodandhigheraltitude,lowerproportionofarablelandandhighproportionofpermanentgrasslands that characterizes mountain environments. Over 76% of permanent grasslands can be found in the mountainregions.

Table 13:ComparisonofplantproductionbetweenSlovakiaandthemountainregionsin2000 Indicator Unit Slovakia Mountain regions Share in % Cereals ha 831535 171465 20.62 t 1224198 355695 16.00 t.ha 1 2.67 2.07 Oil-producing plants ha 173893 29203 16.79 t 259918 36205 13.93 t.ha 1 1.49 1.24 Potatoes ha 27067 15172 56.05 t 418842 253352 60.05 t.ha 1 15.47 16.70 Annual fodder crop ha 148336 55642 37.51 t 2235556 750034 33.55 t.ha 1 15.07 13.48 Perennial fodder crops ha 150818 70911 47.02 t 614605 229441 37.33 t.ha 1 4.08 3.23 Permanent grasslands ha 831163 643387 77.41 t 811712 626476 77.18 t.ha 1 0.98 0.97 Source:StatisticalOfficeoftheSlovakRepublic,2002

Consumption of industrial fertilisers

In1990,therewasadecreaseinindustrialfertiliserconsumptioninSlovakiabymorethan60%interms ofnitrogenousfertilisers,by89%intermsofphosphatefertilisersandby92.5%intermsofpotassium fertilisers.Thereductioninuseoffertiliserswasaresultofeconomicnecessityratherthanenvironmental awareness. Thusthepresentratesoffertiliseruseareunderthenormativelevelofnutrientrequirementsforplant nutrition.Thedeficiencyinplantnutritionisvisibleevenonfertilisedsoil.In2000,fertiliserconsumption did not reach 50% of consumed fertilisers in the EU countries. Since 2000, there has been a slight increaserecordedinfertiliserconsumption.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 26 Table 14:FertiliserconsumptionperhaofagriculturallandinSlovakia(inpurenutrientperha) Category of fertilisers 1990 1995 2000 2001 2002 2003 2004 Nitrate fertilisers 91.6 30.6 33.4 35.2 41.6 38.3 44.0 Phosphate fertilisers 69.0 7.8 7.3 8.1 8.7 8.4 8.9 Potassium fertilisers 79.1 6.6 5.9 8.2 8.3 8.5 8.5 Total consumption of fertilisers 239.1 45.0 46.6 51.5 58.6 55.2 61.4 Source:CentralControlandTestingInstituteofAgriculture Organic farming

In2004,areaunderorganicfarmingreached530km 2,equalling2.18%ofthetotalagriculturalareain Slovakia.Therewere117unitsregisteredinthesystemoforganicfarming,ofthose35farmersmanaged 42.63km 2and82legalentitiesmanaged488.28km 2oftheagriculturalland. Table 15: OrganicfarmingareainSlovakia 1991 1995 2000 2001 2002 2003 2004 Organic farming area 146870 149960 583400 587060 499980 544000 530910 (km 2) Share in % on the total 0.59 0.61 2.39 2.40 2.05 2.20 2.18 agricultural land Source:MinistryofAgricultureoftheSlovakRepublic,2004 In1991,therewere38unitsinvolvedinorganicfarming,76in2002,ofthose61wereintheCarpathian region 4. TheaimofRuralDevelopmentPlanoftheSlovakRepublic20042006istoreach1,200km 2oforganic farmingarea(5%shareonthetotalagriculturalland).However,thisaimwillnotbefulfilledandhasbeen movedtoActionPlanofOrganicFarmingintheSRby2010. Organic farming is particularly important in mountain regions as well as in protected landscape areas, witha27%shareofthetotallandterritory.Intensivefarminginprotectedlandscape areasisrestricted.Fromthispointofview,supportoforganicfarmingisessential.Animportantfactorfor organic farming development is the development of an organic products market, currently almost nonexistentinSlovakia.ThemajorityoforganicproductsareexportedtotheEUcountries. Animal production

In the 1970s and 1980s, the number of cattle and poultry markedly increased in Slovakia. On the contrary,thenumberofsheep,goatsandhorsesdecreased. From 1989 to 2003, significant changes occurred in livestock production. In animal production, a permanentdecreaseinthenumberofanimalswasrecorded.Duringthe1990’s,thenumberofcattlefell by58%,pigsby41%,sheepandgoatsby35%,horsesby30%andpoultryby18%. Table 16:NumberoflivestockinSlovakia(inthousand) 1970 1980 1990 1995 2000 2001 2002 2003 2004 Cattle 1,330 503 1,563 929 646 645 608 593 540 Pigs 2,107 2,788 2,521 2,076 1,488 1,469 1,554 1,443 1,149 Sheep, lambs 752 611 611 453 399 410 356 325 321 and goats Horses 578 585 14 10 10 10 10 9.5 9.5 Poultry 13,196 15,811 16,478 13,382 13,580 13,612 13,959 14,216 13,713 Source:MinistryofAgricultureoftheSlovakRepublic,2004

4 SEA,2003.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 27 IntheCarpathianregion,from1999to2001,thenumberofcattlefellby31,127,pigsby28,409,sheep andgoatsby18,319.Thenumberofpoultry,however,significantlyincreasedby1,516,690. Table 17:NumberoflivestockintheCarpathianregionoftheSlovakRepublic 1999 2001 Difference Cattle 441,758 410,631 31,127 Pigs 804,080 775,671 28,409 Sheep, lambs and goats 320,563 302,244 18,319 Poultry 6,986,035 8,502,725 +1,516,690 Source:MinistryofAgricultureoftheSlovakRepublic,2004 Inthemountainareas,48%ofthetotalnumberofcattleand80%ofthetotalnumberofsheeparekept. Almostahalfofmilkproduction,threequartersoflambmeatandalmostallproductionofsheepmeatis producedinthemountainregions(Table18). Table 18:ComparisonoflivestockproductionbetweenSlovakiaandthemountainregionsin2001 Parameter Units Slovakia Mountain Share in % regions Cattle which of: cows Pieces 644,900 308900 47.9 272,600 142500 52.3 Sheep which of: ewes Pieces 358,400 287400 80.2 212,500 176000 82.8 Cow milk production Thousandof 1,113,700 523400 47.0 litre Cattle feeding production Thousandof 18,105.8 439.3 35.5 ton Sheep and lambs production Thousandof 3.42 2.73 79.8 ton Sheep milk production L 9,048,100 8,414,700 93.0 Number of cattle per km 2 of Pieces 26.4 29.2 agricultural land Number of sheep per km 2 of Pieces 14.7 27.2 agricultural land Milk production per cow per year litre 4,653.5 3,908.0 Beef production per cow per year kilogram 66.4 45.2 Source:MinistryofAgricultureoftheSlovakRepublic In 2001, the majority of registered farms were specialised enterprises (71%). The most popular specialization was in field crops (44.6%) and pasturing cattle. Nonspecialized enterprises mainly consisted of organisations with mixed plant and animal production (16.9%) or mixed plant production (7%).Themajorityofunregisteredindividualfarmsconductedmixedfarming.

Table 19:NumberoffarmsaccordingtospecializationofagriculturalproductioninSlovakia Registered Legal Registered Unregistered farms in persons individual individual total farms farms In total 7,510 1,636 5,874 63,528 Specialized in field corps 3,348 485 2,863 9,615 Specialized in garden tillage 74 17 57 49 Specialized in permanent crops 247 50 197 1,279 Specialized in pasturing cattle 1,214 314 900 11,688 Specialized in seed-fed animals 448 116 332 3,029 Mixed plant production 524 129 395 10,935 Mixed animal production 324 94 230 9,822 Mixed plant and animal production 1,267 413 854 16,949 Unclassified farms 64 18 46 162 Source:MinistryofAgricultureoftheSlovakRepublic,2004

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 28 Timber production

Slovakiais oneof the highest forestedcountries in Europe. In 2003, forest land covered 20,042 km 2, equalling40.9%ofthetotallandterritory.Timberlandrepresentedapproximately96%(1,929,309ha)of thetotalareaofforestlands.Calculatedtothenumberofinhabitants,thisrepresents3.72km 2per1,000 inhabitants.Thecompositionoftheforestsstillremainssimilar,consistingofamajorityofbroadleaftrees (58.7%)followedbyconiferoustrees(41.3%). In 2003, 136 km 2 were afforested, including 39 km 2 or 29% afforested through natural regeneration. Totalgrowingstockreached428.2millionm 3ofbarklesswoodmatter.Thereis,however,animbalancein regardstotheageofthewoodstock,withanabnormallyhighsharemediumagetreesandabelow normalshareofcultivabletrees.Abioticharmfulagentscauseddamageson1.92millionm 3woodmatter, ofwhich91.7%wascausedbywindcalamities. From1980to2003,thetotalvolumeofharvestedtimberrathervaried.Thevolumeofharvestedtimber (5.8millionm 3)in1980decreasedtolessthan4.5millionm 3duringtheyears1991–1993.Afterwards, anincreaseintimberproductionwasreported.In2003,timberproductionreachedmorethan6.6million m3. Incidental felling provided difficulties for planned felling. During the years 19902000,incidental fellingrepresentedalmostahalfofthetotalfelling.

Table 20:TrendintimberfellinginSlovakia(thousandofm3) 1980 1990 1995 2000 2001 2002 2003

Volume of harvested 5864 5276 5323 6218 6185 6248 6652 timber

Source:ForestResearchInstitute,Zvolen InSlovakia,timberfellingislowerthanannualincrementofforestedarea.Fromthispointofview,forest managementissustainableinSlovakia.Theyearlyfellingisbetween40%to60%shareofnetannual increment.

Ukraine

ReformsintheagriculturalsectoroftheUkrainebearregionalfeatures,whichcanbeexplainedbythe specificitiesfoundineachoftheterritories.TheUkrainianCarpathiansaretheregionwherelandreforms startedtheearliest.However,somenegativetrendssuchasdecreasingproductionsince1990,increaseof noncultivated(thoughprivatelyowned)landareadopersistintheagroindustrialsystemofthisterritory. It could be stated thatalltheabove problems exist due to adisintegrationofproductive relations and disruptedcoordinationofeconomicadministrationatalllevelsaswellasreducedcapitalinvestment. Thedeclineofagricultureiscausedbyagreatdisparityofpricesforindustrialandagriculturalproducts (socalled "commercial scissors"). Recently in 2004 and, in particular 2005, an increase of prices for agriculturalgoodswasobserved.Atthesametime,thepricesofferedforindustrialproductsremainlow whichdiscouragesthemfromproduction.Ontheotherhand,theforestrysectorwentthroughmuchless ofachangein the period of19902004. The reasonis, in our opinion, that theform ofownership for forestsdidnotchange,i.e.theyarestillownedbythestate.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 29 Crop production Figure 5: CroppingareainagriculturalenterprisesandindividualfarmsoftheUkrainianCarpathians, 2004

Figure 6: AreaunderforagecropsintheagriculturalenterprisesandindividualfarmsintheUkrainian Carpathians,2004

In2004,thetotalareaofarablelandintheUkrainianEasternCarpathianswas173,500hectaresor9.2% ofthetotalterritoryinquestion.Foragecropsoccupied88.3thousandhectares,whichisthelargestarea inthebreakdownbycropsonalltypesoffarms.Potatoenterprisesweresecondwith50,700hectares. Theareaundergraincropswas29,300hectares.Asmallerarea,3,700and1,600thousandhectares,was used for vegetables and industrial crops respectively (Fig. 5). In 2004 the distribution of area under foragecropsonfarmsofallcategorieswasasfollows:perennialgrass(greenfodder)83%;fodderbeet (mangles)–6%;annualgrass(hay)–5%;annualgrass(greenfodder)–2%andmaize(greenfodder) 1%(Figure6).Theareaundergraincropsonfarmsofallcategoriesin2004wasasfollows:  Winter grains :winterwheat–61%;winterrye–37%;winterbarley2%;  Spring grains: maize–46%;millet–34%;springrye–12%andbuckwheat8%(Fig.7). Figure 7: GraincropsareainagriculturalenterprisesandindividualfarmsintheUkrainianCarpathian (A–wheatgrain,B–springgrain),Lvivregion,2004 A B

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 30 Thehistoricalchangesofcropsareaonfarmsofallcategoriesfrom1990to2004wereanalyzedusingthe examplesofthemountaindistrictsofLvivregiononly.Thus,theareawas70,700hain1990.Within15 years,theareahadchangedbyalmost11%(63,100ha).Theproportionoftheareadevotedtovarious crops,however,hasremainedmoreorlessthesame,i.e.foragecropsgofirst.Thedistributionofthe areain1990wasasfollowing:foragecrops–68.3%;grains–18.6%;potatoes–9.2%;industrialcrops– 3.7%.In2004theareasunderforageandindustrialcropsreducedandaccountedfor57.8%and1.0% respectively.Therewasanotableincreaseoftheareaunderpotatoes–20.9%andvegetables–1.7%. Theareaundergraincropsremainedunchanged(18.5%).Theincreasedareaunderpotatoesisasignof arising needofthepopulationforthisproductdue toanalteredstructureof thefoodrationthat has resultedfromtheeconomicsituation. In1990,theareasownbyfarmbusinessesinmountaindistrictsofLvivregionwas52,700ha,whilethe areasownbyhouseholdswas17,800ha.In2004,the households possessed 59,400ha, while private farmbusinessesheld3,700haonly(Fig.8).

Figure 8: Dynamicsofcropareainagriculturalenterprisesandindividualfarms,Lvivregion, 1990–2003

Historicaltrendsintheareasownbyagricultureenterprises in Lviv region during19902004 (Fig.9) showsadramaticdecreaseinthesowingareasofallcrops,includingforagecrops–from37,400hato 1,300ha;graincrops–from12,000hato1,700ha;potatoes–from800to100ha.Atthesametime, therewasanaturalincreaseintheareaunderdifferentcropsplantedbyhouseholdfarms,namely:forage crops–from10,900to35,200;potatoes–from5,600to13,000andgraincrops–from1,000to10,000 ha(Fig.10).Therefore,theprocessofcropsarearedistributionfromagricultureenterprisestohousehold farmswasalmostfinishedby2004.Asimilartrendcanbeobservedacrosstheentireterritoryinquestion.

Figure 9: Dynamicsofcropareaintheagriculturalenterprises,Lvivregion,19902003

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 31

Figure 10: Dynamicsofcropareaintheindividualfarms,Lvivregion,19902003

From 1990 to 2004, there was a drastic fall of fertilizer application in crop enterprises. Thus, the applicationofchemicalfertilizersbyagriculturalproducersintheTranscarpathianregionmade286NPK kgha 1in1990andonly43NPKkgha 1in2004.Theportionofchemicallyfertilizedareafellfrom80%to 46.6%.Applicationoforganicfertilizersalsofellfrom12.3to1.0tons/hawhiletheportionoforganically fertilized area reduced from 28% to 4.5%. A similar picture was found in the IvanoFrankivsk region: applicationofchemicalfertilizersfellfrom240to30NPKkgha 1andfrom97.5to40.8tons/hainorganic fertilizers.In1990,theapplicationofchemicalfertilizersinmountainareasoftheIvanoFrankivskregion fluctuatedfrom10(Kosiv)to70NPKkgha 1(Dolynadistrict)andtheportionoffertilizedareafrom27% 74%. In Lviv region, 142 NPK kg ha 1 and 5.7 tons/hectare were applied in 1990. In 2004, this was reduced to 36.0 NPK kg ha 1 and 1.9 tons/hectare respectively. The portion of fertilized area also fell respectivelyfrom88%to28%(forchemicalfertilizers)andfrom44%to5%(organicfertilizers).In2004 inthePutyladistrictsoftheChernivtsiregion,theycompletelyceasedapplicationofbothchemicaland organicfertilizers(in1990itwas152.0NPKkgha1ofchemicaland52.6tons/haoforganicfertilizers, withtheportionoffertilizedareabeing96%and24%respectively).Therefore,theoveralldecreasein applicationofbothchemicalandorganicfertilizersbyagriculturalproducers hasdecreasedsoilfertility. Officialstatisticslackdataonfertilizerapplicationbyhouseholdfarmswhichhavetraditionallyusedself producedorganicfertilizerstoimprovesoilfertility. In the entire Ukraine and, particularly, in the Ukrainian Carpathians, ecological (organic) farming does not exist. Thereisaneedtodesignandpassappropriatelegislative documents, run certificationofarableland,hayland,pasturesandagriculturalanimals.Duetoarelativelylowlevelof heavy metals and pollutants accumulated in the soils of some remote districts of the Ukrainian Carpathians,itisquitecertainthatorganicfarminghasprospectsfordevelopmentinthisregion.Onthe otherhand,clarificationisstillrequiredregardingtheresidualcontentofpesticidesandherbicidesinsoil aswellasaccumulationofchemicalsbyplants. Animal production

Animal production is considered a traditional agricultural enterprise in the mountains .The UkrainianpartofEasternCarpathiansisnotanexceptiontothisrule:pastureorientedexploitationofthis territory started in the XIXII centuries already when postforest mountain meadows, socalled "polonyna",cametoexist. According to official data of 1990, farm businesses in mountain districts of IvavoFrankivsk and Lviv regions have the following number of livestock: cattle – 327.5 (including cows – 141.6),pigs – 99.9, sheepandgoats–56.1thousandhead.Asof2004,totalnumberofcattle(includinghouseholdfarmsand otherfarmcategories)inthisregionwas218.0(138.6cows),105.2pigs,and35.1thousandsheepand goats.Duringthatperiodthenumberofpigsroseby60%.Thenumberofcattleandsheep/goatsfellby 33%and65%,respectively.ThemostdrasticfallofthenumberofgoatsandsheepwasinKosivdistrict (from13.3to4.44thousand).Theratiooftotalcattlevs.cowschanged:itwas2.3in1990andonly1.6 in2004,implyingadeclineinthenumberofbullcalvesfattenedforbeef.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 32 In 2004,there werea total of 306.2 thousand cattle(202.4thousandcows),189.8thousandpigsand 112.4 thousand sheep and goats on private farms and household farms in the Ukranian part of the Carpathians.LookingatthehistoricalchangesofthesetotalsinmountaindistrictsofIvanoFrankivskand Lviv,aplausibleconclusionisthattherewasareductioninthetotalnumberofanimalsfrom19902004 duetothereducednumbersofcattleaswellassheepandgoats.Theratiooftotalcattlevs.cows(1.5) alsoshoweddecreasedfatteningofbullcalves. Forthe wholemountainarea, there isnorelevantdata on the number of animals in the households, althoughtraditionallytheyhavealwaysbeeninvolved inanimal husbandry. Thepresent report reviews materials only pertaining to three mountain districts in Lviv region, which can represent the general tendencies (Fig. 11). In 1990 2003, the average daily growth (weight gain) in animal fattening on private farms in theIvanoFrankivsk region decreasedfrom450to321gramsforcattleandincreased from350to442gramsforpigs.ThepatternofaveragedailyweightgainsonprivatefarmsinLvivregion (in19952003)showsgainsforcattle(from119(194)to255(389)grams)andforpigsfrom65(79)to 157(167)grams/day. In1990,thenumberofanimalsonprivateandhouseholdfarmswereasfollows:cattle–141.8(including 56.3cows),pigs–24.4,sheepandgoats–9.2thousand.Ofthesetotals,58%ofcattle(including77%of cows),87%ofpigsand35%ofsheepandgoatswereheldbythesefarms.Asof2004,thenumberof animalsonprivateandhouseholdfarmswereasfollows:cattle–84.5(including51.0cows),pigs–27.8, sheepandgoats–3.7thousand.Ofthesetotals,privateandhouseholdfarmsheld100%ofcattle,98% of pigs, and 100% of sheep and goats. Thus from 19902004 there was a persistent “Ukrainian Carpathian” trend of falling numbers of cattle (by 40%)aswellassheepandgoats(by60%)andan increasingnumberofpigs(by12%).Theratiooftotalcattleheadvs.cowswas2.5in1990whilein2004 itfellto1.7. Averageweightperonecattleheadmarketedtomeatprocessorsbyfarmsin1990werebetween345to 427kgforprivatefarmbusinessesand308to432kgforhouseholdfarms.In2003,theseindiceswere 293356kgand330354kgrespectively,thatis,thereisatrendoffallingweightoffattenedanimals.The same tendency can be observed in case of cows. At the same time, in 1990 2003, the increase of averageweightperonesheepandgoatheadcanbeobserved. Figure 11: Numberoflivestockinagriculturalenterprisesandindividualfarms,Lvivregion,19902003 Cattle

100 90 80 70 60 individual farm 50 agricultural enterprises 40 30 20 number of number animal, thous 10 0 1990 1995 1999 2000 2001 2002 2003

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 33

Cows

100 90 individual farm 80 agricultural enterprises 70 60 50 40 30 20

number of animals, thous animals, of number 10 0 1990 1995 1999 2000 2001 2002 2003

Pigs

35

30

25

20 individual farm agricultural enterprises 15

10

number of animals, thous. animals, of number 5

0 1990 1995 1999 2000 2001 2002 2003

In1990,theaverageannualyieldofmilkpercowonprivatefarmsintheregionwas2,940kgandfellto 2,265kgin2003.ThemostdrasticfallofmilkyieldoccurredintheTranscarpathianregionin2000which felltoaslowas300kgand597kgintheVolovetsandVelykyiBereznyidistricts,respectively. In1990,theaverageannualshearfromonesheeponprivatefarmsrangedfrom2.2to2.6kg;andfrom 2.3to3.0kgonhouseholdfarms.In2003,theseindicesonprivatefarmsandhouseholdfarmswere1.8 2.0kgand2.53.9kgrespectively. Timber production

AllforestsintheUkraine areownedbyState.According to a departmental hierarchy structure, forest proprietors in Ukraine include the State Committee of Forest Management, Ministry of Agriculture (Regional Department of Agrolis, i.e. forests formerly owned by kolkhozes), Ministry of Defense; the remainingpartofforestareabelongstoMinistryofTransportationandMinistryofEcologyandNatural Resources(i.e.reserves,nationalparks). TheUkrainianCarpathianforestsweregreatlydamagedduringthepostwarperiod.Theactualfellingwas 23timeslargerthantherecommendedscientificstandards.Itisonlyin19451957thatover73million m3oftimberwasfelled.Furthermore,over500thousandhectaresofforestsweredamagedbywindin 19571960.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 34 From 1991 to 2000, the felling reserves in the forests belonging to State forestry companies in the Carpathianregionshrunkfrom2,185.5thousandm 3in1991to1,839.7thousandm 3in2000.Atthesame time, the greatest reduction of estimated felling area was observed in IvanoFrankivsk region: from 567,200to364,200m 3.During19982000thetotalfellingreservesintheestimatedfellingareaofthe Carpathianregionforestsdecreasedby143.3m3(from1,983.0to1,839.700m 3). According to the State Forest Fund of Ukraine, 57% of the estimated felling area was utilized in the Transcarpathian region in 1999, 73% in IvanoFrankivsk, 91% in Chernivtsi and 84% in Lviv regions. Overall, logging outputs in the last 40 years (from 1960 to 2000) in the forests of state forestry enterprisesontheterritoryoffourregions:Transcarpathian,IvanoFrankivsk,LvivandChernivtsidropped 2.7, 5.6, 1.8 and 1.5 times respectively. During this period, across the entire Carpathian region, the volume of logging both for timber andforest managementneedshavedroppedin2.7times,i.e.from 7,023,000m 3in1960 to2,512,000m 3 in2001. Intheearly1960sintheCarpathians,thetimberactuallyloggedwasgreaterthantheestimatedfelling areaby137%.Thehighestpercentageoftimberloggedinexcessofavailablefellingareawasobserved inLvivandChernivtsiregions,75%and66%respectively. It isdifficult to collect statisticsonthe statusofactual logging and estimated fellingareas.Statistical directoriesindifferentregionsrequireunification;theyprovidedataaboutthemostrecentyearsonlyand makeitimpossibletocometohistoricalindices. Ingeneral,in2003thetimberproductionoutputinthemountainpartoftheUkrainianCarpathiansdueto all types of felling was 1,645,600 m 3, including 548,000 m 3 in Transcarpathian region; 664,800 m 3 in IvanoFrankivsk;290,500m 3inLvivand290,500m 3 inChernivtsi. AccordingtotheDepartmentofForestManagementoftheTranscarpathianregion,theareaoffellingfor commercialtimberpurposesintheforestsofStateForestFundwas885hain2004.Inadditiontothat, 5,456.8hawerefelledforforestmanagementpurposes(selectivefelling,sanitaryfelling,etc.).Thetotal areawherethetimberwasloggedbyclearcuttinginthemountaindistrictsoftheTranscarpathianregion was 1,296.6 ha. Logging output (i.e. total timber volume) was 615.3 thousand m 3 with the portion of marketable(liquid)timberapproaching90%.Mosttimber(178thousandm 3including142.5thousandm 3 ofmarketablewood)wasloggedinRakhivdistrict.Thereare12permanentforestusers(i.e.StateForest ManagementOffices)intheregion.Atthesametime,in2002thelistoftemporaryforestusersincluded 38 commercial companies, the major part of them being in Rakhiv and Tyachiv districts, 12 and 13 companiesrespectively. InIvanoFrankivsk(mountaindistricts)theareaofalltypesoffellingbyalltypesofusers(StateForest Fund and other forest owners) was 12,252 hectares, including that for commercial timber 8%, forest management89%andotherpurposes3%.Loggingoutput(i.e.totaltimbervolume)was693.7thousand m3withtheportionofmarketable(liquid)timberreaching83%.Mostliquidtimber(over100thousand m3)wasprocuredinDolynaandRozhniativdistricts. From1988–1996,thereservesoftimberinmountainforestsoftheLvivregionrosefrom39.3to45.5 millionm 3(thisdatapertainstothestockofStateForestFundonly).Averagereservesoftimberperha alsorosefrom247.2to286.6m 3andfrom380.0to407.7m 3 intheforestsover80yearsold.Hence,the averageincrementequalled4.7m 3/ha. In 1990, 609,600 m 3 of timber was logged by felling for all purposes, while in 2003 this figure was 290,500m 3.From1990to2000forestregenerationactivitieswereheldat11,582ha(including10,515ha underforestplantationand247haunderprotectiveplantations).In2003,naturalforestregenerationwas observedontheareaof353ha,whiletheforestregenerationprogramcovered1,049ha.1,190genetic reserve items are under State protection, specialized nurseries are involved in breeding and selection. Total product value (works and services of forestry sector) was 33,767 thousand UAH (in Ukrainian currency) in 2003 (the same value was three times lower compared to 1998). The product output in forestryincreasedduetothegreaterimportanceoftimberprocessing.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 35 From19982003,timberlogginginPutyladistrictofChernivtsiregiongrewfrom138,600to142,600m3, while the value of forestry products rose from 6,266 to 10,375 thousand UAH. In 2003, natural forest regenerationwasobservedon468ha,whileforestregenerationprogramcovered442ha. DespitethebanonexportofroundtimberoutsideoftheUkraine,itstillhappensbothlegally(tofinish contractssignedbeforetheban)andillegally(timbersmuggling).Unauthorizedfellingisstillaproblem, particularly in the forests, which formerly belonged to kolkhozes. The possible reasons are low living standard,unemploymentofpopulationaswellasaninsufficientnumberofforestguards.Inparticular, 1,772casesofunauthorizedfellingwerediscoveredintheTranscarpathianregionin2001,resultingin 11,300m 3 oftimberfelledand4,429.8thousandUAHofestimateddamage.Atthesametime,only160 cases(9%)wereforwardedtotheauthoritiesandeventuallyonly5cases(3.1%ofallcaseswithtotal fellingofonly100m 3)endedupincourts. Thiscourseofeventsisevidenceofthepoorworkbylawenforcementauthoritiesinfightingunauthorized felling.Thelistofmajorproblemsofmountainforestryincludes,butisnotlimitedto,lackofanefficient forest guard system, procrastination by the State Committee of Forest Management in introducing compulsorylabellingforallloggedtimber(thismeasurewouldhelptodetectthe‘origin’oftimberonthe road)andabsenceofreliableinformationaboutthevolumeofunauthorizedfelling.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 36 4. Economic performance of agricultural producers since 1990

Romania TheeconomicimportanceoftheCarpathianmountainsinRomaniacanbeseenbythefactthattheregion is home to 30% of the cows, 28% of the sheep, 26.1% of the goats and 19,5% of bee families in Romania.Moreover,theecologicallyfriendlyproductsofagriculturalbranchesarewellknowntobeofa excellentquality. Itshouldberecognized,however,thatagricultureinthemountainregionsispracticedmainly(bymore than95%offarmers)onfamilyfarmswithinvolvementofthefamilymembersandthustheproductivity andincomegeneratedbysucheconomicactivitiesareverylow. DespitethedecreaseofthecontributionofagriculturetoGDP(from14.4%in1998to11.7%in2003),an increaseoftheaverageincomefortheperiod20012004atthehouseholds’levelshasbeenrecorded (accordingtothe“DiagnosisoftheRuralArea”conductedbytheMAFRD). AproportionoftheagriculturalproductsproducedbythefamilyfarmsoftheCarpathianregion(mainly meatormilkproducts)arecollectedbydifferentprocessingcompaniesofthefoodindustry.Forinstance, fromthetotalmilkproductionofanaveragefamilyfarm80%iskeptforselfconsumptionorsoldon neighbouringmarketsasmilkormilkproductsand20%isdeliveredtodifferentprocessingcompanies. Theaverageproductionofcattlehasincreasedduringthe20022003period,butthisisstillunderthe EUstandardsandtheanimaldensityisstillnothighenough. From 1998 2003, at the national macroeconomic level, the following changes regarding the food industryhavebeenrecorded:meatproductionincreaseditscontributiontothefoodindustryfrom15.6% to18.1%andmilkproductionfrom4.2%to7.1%. Anevolutionisrecordedintheecologicalagriculturefield.InsomepartsoftheRomanianCarpathians, thefarmershavecertifiedthegrasslandsandthemilkproductionprocess(on40,000ha)andtheydeliver themilktodifferentprocessingcompaniesfortheproductionof“bio”products. A special case for the mountain region is potato cultivation. The potatoes are cultivated on almost 100,000ha,withanaverageyieldof17,000–20,000kg/ha,whichisconsumedmainlyinthedomestic market.Thepotatoescouldgenerateprofitorlosses,dependingifthecultureishitbymannaornot. Alsootherproductssuchasfruitsor vegetablesarekeptforselfconsumptionandsmallquantitiesare soldindomesticmarkets. Inaddition,over4,000agrotourismpensionswithacapacityofover20,000beds,whicharerentedfor 4555days/yeararesituatedintheCarpathianMountainswithatotalincomeofover25millionEUR/year.

Slovakia

Neither systematic, nor economic measures can guarantee a profitable agriculture in the mountain regions.Statesubsidiesareessentialfordevelopmentofagricultureinthemountainregionsaswellasfor maintenanceofnonproductivefunctionsofgrasslands. In2001,theaveragevalueofsubsidieswas74.5Euro/hainSlovakiaand91.86Euro/hainitsmountain regions. Economicrestructuringandlackofcapitalcausedasuddendropinagriculturalinvestmentinthe1990’s, resultinginaloweringoffertilizerconsumption,numberoflivestock,andagriculturalproduction.Since 1995,moderateproductionexpansionhasbeenrecordedmainlyduetothesubsidiesandlowerexpenses.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 37 Table 21:Proportionofsubsidiesin2001inSlovakia % of total subsides in % of total subsides in Slovakia mountain regions Less favourable areas 43.9 5.63 Crop production 23.3 8.14 Animal production 18.4 6.70 Investments 6.89 5.32 Insurance of losses 3.49 74.21 Source:Mihinaetal.,2002 Table 22:Economicparametersinmountainregionscalculatedperhaofagriculturalland Year Index Economic parameter 1990 1991 1993 1995 1997 2000 2000/ 1990 Revenues 26300 12433 16196 18322 19727 20800 79.1 Expenses 25041 19762 17238 18960 20668 21030 83.9 Economic result before taxing 1503 7037 1041 639 941 233 Revenues from sales and services 18884 12007 8735 9837 10697 11045 58.5 Production 17283 11591 9163 11556 12115 12678 73.4 Production consumption 13157 10226 6589 8182 9405 10135 77.0 Added value 4305 1670 2782 3618 2898 2706 62.9 Subsidies 7880 3531 3875 3990 4694 59.6 Subsidies including investment 8247 3823 4093 4470 5170 62.7 Number of employees per 100 ha 13.72 9.68 6.52 5.87 5.05 3.76 27.4 Source:MinistryofAgricultureoftheSlovakRepublic,ResearchInstituteforEconomyofAgriculture

Ukraine

Agricultural enterprises

Two types of agriculture production systems can be found in the Ukraine: agricultural enterprises of differentformsoforganizationandprivateenterprises(farmsandhouseholds).Thereorganizationofthe agriculturalsectoroftheeconomyfrompublicpropertyform(collectivefarmsandstatefarms)toprivate rent and private property forms was accompanied with a relatively rapid setback in production and economic efficiency ofagriculturalenterprises.For example, in most of the districts of IvanoFrankivsk region,LvivregionandChernivtsiregion,theaverageeconomicefficiencyforallbranchesofagricultural production 5was+5.7(Skole),(aratiodrivenfromprofittonet cost of sold production in percentage) +41.3% (Bogorodchany) in 1990, but in the following years the economic efficiency was decreasing considerably.By1995,economicefficiencywasdecreasingconsiderablywithexpendituresforagricultural productionexceededthegain(Table23). Similar dynamics were also observed during the subsequent years. The figures of economic efficiency decreased to the recordlow values of –65,0% (Velykyi Berezhnyi) and –69,6% (Skole) in 2003. The animal breeding branch was the most unprofitable. The rapid decrease ofthe economic efficiency was caused by changes in the forms of land property (land privatization) and the means for agricultural production as well as rise of prices for fuel, chemical fertilizers, new agricultural machinery and componentparts,meansforplantprotection,seedingandplantingstock.

5 Theeconomicefficiencyisthemainindicator,whichrepresentstheeffectivenessofutilizationofworkandnatural resourcesofaterritory.Itisaratiodrivenfromprofittonetcostofsoldproductioninpercentage.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 38 Table 23:Dynamicsofeconomicefficiencyofagriculturalenterprises Administrative units Level of economic efficiency, % 1990 1995 2000 2003 Transcarpathian 28,3 65,0 Volovets 27,3 35,9 Mizhgirya 8,3 30,3 Rakhiv 10,2 21,5 Tyachiv 33,2 33,1 Ivano-Frankivsk Bogorodchany 41,3 27,2 24,2 1,3 Verkhovyna 14,2 10,5 0,3 0,9 Dolyna 28,1 33,3 30,8 3,5 Kosiv 26,0 9,1 27,7 n.d. Nadvirna 14,8 5,5 2,7 n.d. Rozhnaytiv 26,4 2,3 20,1 1,3 Lviv Skole 5,7 17,9 69,6 n.d. Staryi Sambir 23,5 4,5 5,2 10,7 Turka 28,7 2,2 n.d. n.d. The analysis of the economic efficiency of main economic branches shows the high instability of the agricultureproduction.Forexample,theeconomicefficiencyofgraincropscultivationintheLvivregion fluctuates between 8.5% and +16.4%, which is the positive tendency. But in Chernivtsi region, the economicefficiencyofthegraincropscultivationispositive;howeveritdecreasesconstantly(Table24). Table 24:Economicefficiencyofmaintypesofagricultureproducts Administrative Level of economic efficiency , % units 1995 2000 2003 Lviv Grain crops 8,5 13,2 16,4 Potatoes 27,2 16,9 33,7 Milk 47,2 12,7 18,6 Meat (cattle) 64,5 51,4 51,2 Meat (pigs) 63,8 56,9 38,1 Meat (sheep) 85,7 70,6 71,7 Meat (chicken) 34,5 37,4 51,8 Eggs 15,9 0,3 19,8 Sheep’s wool 77,3 100,0 76,4 Chernivtsi Grain crops 124,5 54,2 16,8 Potatoes 46,1 36,9 30,6 Milk 17,6 1,2 26,6 Meat (cattle) 8,6 38,3 38,7 Meat (pigs) 16,1 54,8 50,6 Meat (sheep) 6,5 30,0 44,1 Meat (chicken) 11,3 55,1 71,5 Eggs 21,1 57,7 28,1 Sheep’s wool 53,8 65,9 73,9 Inouropinion,practicallyallbranchesoftheanimalbreadingareunprofitable.Anespeciallydangerous situation could be observed in the meat farming sector characterized by technological imperfectness, decreaseofreproductionpotentialofmeatcattletoacriticallevelanddecreaseofpricecompetitiveness during the last 10 years. The internal prices for meat have become close to the world prices which restricts the export capacity of the producers. Positive dynamics of the economic efficiency of milk productionexistsonlyinChernivtsiregion.Nowadays,theonlyprofitablebranchoftheanimalbreedingis eggproduction.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 39 Farms Farms are a new subject of agricultural relations in Ukraine. The development of farms was establishedbytheVerkhovnaRadaofUkrainewiththeadoptionof‘TheLawonFarms”in1991.Farmsin theUkrainearefamilyassociationsofvillagesengagedinthecultivationofcrops,productionofanimal products and processing of products. In connection with this, the financial results of the enterprise activitiesarenotveryuniform.Theeconomicefficiencyvalueandproduction expenditures offarmson theexampleofmountaindistrictsofLvivregioncanbefoundinAnnex3,Tables25and26. Bytheresultsoftheanalysisofeconomicefficiencyoffarms,itshouldbestatedthattheprofitabilityof thecropproductioninthemountainconditionsislow(+14%),evenwhenapplyingthechemicalfertilizers andpurchasingtheseed.Theanimalbreadingcanbe profitable enough under the conditions of cattle growingwithusingofpurchasedfodder,andusinghaylandsandpasturesintensively(overgrassingand fertilizing). Animal breeding

The animal breeding typically practiced in the Ukrainian Carpathians is subsistence in nature; small in scale and with low yields. The animal breeding is not market oriented and does not create financial resources for increasing investment and improving workefficiency.Theanimalbreeding is labourintensive, but at the same time, it can not support the reproduction of manpower, it poses obstacles for professional development, finding alternative sources of income, hinders the rise of the productdemand.Takingintoaccountthefactthatmilk,dairyproductsandpotatoformthebasisofthe rural people’s diet, the analysis of modern development of the animal husbandry and its perspectives dependsonthedevelopmentofdairyfarming. Nutritionalstandardsrecommendapercapitamilkconsumptionof360kgperyear.Butthestandardis developed for the case of rational balanced ration. For example, if there is lack of proteins the milk consumptionmustbeincreased.Inouropinion,therealamountofannualconsumptionofmilkanddiary productswould be500kg percapita. Taking intoaccount the above mentioned, the real indicator of amountofpotentialmarketresourcesofmilkis3,200centner(2,236x144kg).Thelevelofproductionis stillnothighenoughforinvestmentstobemadeinthissector.Themarketresourcescanbeenlargedby increasingthecattlestockorraisingthemilkyieldpercow. Thelocalpopulationencountersadifficultyinthesupplyofmeatforconsumption.Raisedlivestockare typically sold to suppliers, since it is an important source of income for families. Meat for the local populationconsumptionissuppliedbyswinebreedingandpoultryfarming.Theforageresourcesforthe swinebreedingandpoultryfarmingare,however,limited Productionofmaintypesofanimalproductsinthehouseholdsisunprofitable.Unprofitableproductionis connectedwithpurchasepricepolicyofmilk,beefandpork(oneshouldmentionthatthepopulationof studiedvillagesdoesnotsellmuchporkandthustheestimationoftheeconomicefficiencyisconditional). Smallwholesaleagentsandpurchaseenterprisesundercutthepurchasepricesconsiderablycomparedto theretailprices.Butthemainreasonoftheunprofitabilityofanimalhusbandryisitslowproductivityand inefficientutilizationoflabour,particularlyforcattlegrazing.Theunprofitabilityoftheanimalproduction isalimitingfactorforthedevelopmentofcooperationandorganizationoftheprocessingoftheanimal productsinthevillages.Inconnectionwithanabsenceofbiganimalfarms,theprocessofconservingthe production structure of animal breeding at the household level has occurred, and even a partial improvement of the structure in current conditions can not make the production of animal products profitable.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 40 5. Biodiversity of farmland and forestland

Romania

The grasslands are still rather wellrepresented in the vegetation of Romania and especially in the Carpathian Mountains: dry grasslands, mesophilic grasslands, highmountain grasslands and wet grasslands.Theyformasignificantgroupofhabitattypeswithaninestimablevalueforthediversityof plantsandotherorganisms. ThemainzonesofnaturalandseminaturalvegetationintheCarpathianMountainsarecorrelatedwith thealtitudinalunits:nemoroselevel,boreallevel,subalpineandalpinelevels. ThenemorosezoneisthemostsignificantoneandextendsthroughthewholeCarpathianmountainarea. TheborealzoneislocatedespeciallyintheOrientalCarpathianandthesubalpineandalpinezones coveringlessimportantareasintheupperpartoftheCarpathianMountainsover16001850mhigh. The alpine and subalpine flora includes many alpinecarpathianbalcanian species (30%) as well as circumpolarones(22%).TheCarpathianandCarpathianBalcanianspecies(17%andrespectively10%) arealsowellrepresented.ThemajorityoftheRomanianalpinegrasslandsremainveryclosetoanatural stateandexhibitahighbiodiversitythatincludesmanyendemicspecies. TheupperpartsoftheCarpathian’s highmountainsarecoveredbyshortgrasspasturesdominatedby cyperaceous( Carexcurvula , Juncustrifidus ),graminaceous( Festucaairoides )anddicotyledonous( Silene acaulis , Minuartiasedoides etc.)plants,inassociationwithshortshrubsvegetation,composedbyspecies of Salix , Loiseleuria etc.Fromthephytocenologicpointofview,theseareasarepopulatedbyvegetative associations belonging to Juncetea trifidi , Salicetea herbacea and Seslerietea albicantis classes. The subalpinegrasslandsareoftenaccompaniedbyshrubandopenwoodlands.Theirstructureincludesboth phytoceonologicalunitsfromthepreviousalpineclassesandalsomanybelongingto Betulo Adenostyletea and Molinio Arrhenatheretea . TherearenospecificestimationsfortheCarpathians,butfromtheestimatednumberofRomanianflora (speciesandsubspeciesofhigherplants,morethan4,000)atthenationallevel,asignificantproportion (approximately 60%) isgrowing ongrassland – mainly on alpine and subalpine grasslands, mountain pasturesandmeadows. ThemajorityofRomanianendemic,quasiendemicandthreatenedplantsspecies(morethan90%)can befoundondifferenttypesofRomaniangrasslands. More than 66% ofthe globally threatened plants species (IUCN Red List, Habitats Directive Annex IIb, IVb) still present in Romania are growing on grasslands. RegardingtheavailabledataexistingongrasslandsintheCarpathianMountains,itmustbementioned thatthescientificresearchonRomanianfloraandvegetationbeganinthe19thcentury.TheRomanian Floradatarefermainlytotheperiod19521976andmanyvegetationmapswithdifferentdegreesof resolutionwereelaborated(thenewestin1985). TheexistingdataconcerningthedescriptionanddistributionofRomaniangrasslandsis1520yearsold, fragmentaryandmainlybasedontheBraunBlanquetapproach.Itneedstobeupdated,inaccordance withtheEuropeanstandardsconcerningthevegetationunitclassificationsystemandspeciestaxonomy (FloraEuropaea). These aspects were taken into account in the framework of a project developed by the University of BucharestandRoyalDutchSocietyforNatureConservation–“NationalGrasslandInventory20002003”. The project was funded by the Programme International Nature Management/MATRA of the Dutch MinistriesofAgriculture,NatureandFoodQualityandForeignAffairs.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 41 Afinalreportwaspublishedin2004–“GRASSLANDSOFROMANIA,FinalReportonNationalGrasslands Inventory20002003”.Fromthisreport,thefollowinggrasslandhabitattypeswereidentified: Dry grassland Palefescuegrasslandsonshinnylimestonefromhillmountainbelts Dealpinaemountaincalcareous Sesleriarigida grasslands

Mesophilous grassland - Hillmountainmesophilousmeadows - Hillmountainmesophilousmanuredmeadows - Mountainmesophilousmanuredmeadows - Mesophilousoligotrophicmountainpastures - Mountainmesophiloustallherbmeadows High mountain grassland - Subalpinemesotrophicpastures - Subalpineoligotrophicpastures - Basiphiloussubalpinepastures - Subalpineacidophiloustallherbmeadows - Subalpinecalciphiloustallherbmeadows - Acidophilousalpinepastures - Basiphilousalpinepastures

Wet grassland - Poorfenacidmeadows - Continentalbaserichfenmeadows Therefore,theCarpathianMountainsarefamousfortheirnaturalforestscomprisingarichbiodiversity. TheCarpathianforestscomprisedeciduousforests(mainlybeech)–53%,coniferous–25%(mainly spruce,andalsofirandpine)andtheremaining22%aremixedforests.Inthealpineareas,thereare alsoimportantsurfacesoftransitionalwoodlandshrubwithPinusmugo/JuniperuscommunisandPinus cembra. TheForestResearchandManagementInstitute(ICAS)hasdescribedmorethan300foresttypesforthe Romanianforestecosystems,Naturalforestsrepresentmorethan67%ofatotalforestareaatnational levelandfortheCarpathianMountainstheproportionisbigger.Artificialstandsrepresentabout21%and therestareseminaturalforests. The main groups of forests ecosystem formations in Carpathian Mountains, the number of ecosystem types,theirpresentstatusandterritorialdistributionare:

No. Ecosystem Nr. of Present status Territorial Distribution formations Ecosystems (Occurrence) Types Boreal Underivedprimary UninterruptedmainterritoryintheEastern 1 coniferous 41 seminatural,partly CarpathiansandinterruptedintheMiddle forest natural Carpathiansbetween1,2001,800m Mesophyllous Underivedprimary Uninterruptedterritoryinallthemountains 2 broadleaved 50 seminatural,partly andhillsbetween3001,200(1,400)m forests natural andpartiallyinSouthandWestofRomania ForestsaremanagedaccordingtotheForestManagementPlansandconformtoRomanianclassification; 52%offorestsareclassifiedasforestsforprotection. The conservation of the natural genetic resources isalso takeninto account. For 28species offorest trees,morethan60,000haaredesignatedasseedsources(56%forbroadleavesand44%forresinous species).

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 42 In the Carpathian mountains, important areas of virgin andquasivirgin forests(210976ha)arealso found. Themostimportantofthesevirginforestsarerecognizedasnaturalprotectedareasasoutlinedinthe tablebelow: Surface No. Name of the forest Type of forest [ha] 1 PiatraCraiului 1932+1459 Spruceforest,Mixedbeechandconiferous 2 Bucegi 1634+3748 Larch,spruceforests;mixedbeechandfirforest 3 IzvoareleNerei 6261 Beechforests 4 Domogled 2743 Blackpine( Pinusnigra var. bannatica)forest;Beechforest onlimestone 5 RachiteanuForest 1200 Montanebeechforest 6 Slatioara 854 Mixedforestofbeech,firandspruce 7 Giumalau 314 Spruceforests 8 Retezat 13,000 Spruce forest; Mixed beech, fir and spruce forest, beech forest;pineforest 9 Calimani Mixedforestofspruceand Pinuscembra ;spruceforests 10 PolitacuCrini 370 Mixedspruce,larch,spruce,beechforest;Larchand spruceforests 11 Cozia Beechforests;mixedbeechconiferousforest; Q. sessiliflora forest TheRomanianforestsarealsohometothefollowingtypesofanimals: mammals: 33species(endangered3species;vulnerable5species;rare13species;protectedbylaw3 species)amongthemtherearelargecarnivores:brownbears /Ursusarctos–6,200 ,wolves/Canislupus 4,000 , lynx/ Lynx lynx 2000 , which represents 35% of wolves, 50% of bears and 30% of lynx populationsinEurope.Alsothereintroductionofmarmot(Marmota)wassuccessfullyimplementedunder theNationalForestAuthorityandalsostartedaprojectforbeaver(Castorfiber)reintroduction; birds :>156spamongthemostrepresentativeare: Bubobubo,Strixuralensis,Glaucidiumpasserinu, Aegoliusfunereus,Aquilacrysaethos,Aquilapomarina,Ciconianigra,Tetraourogallus,Tetraoterix and veryrare Falcoperegrinus; reptiles : Vipera berus, Vipera ammodytes, Anguis fragilis, Lacerta vivipara, Lacerta agilis, Lacerta viridis,Natrixnatrix,Testudohermanni,Elaphelongissima,Coronellaaustrieca; amphibians : Salamandra salamandra, Triturus montandoni, Triturus alpestris, Triturus vulgaris, Trituruscristatus,Ranatemporaria,Ranadalmatina,Bufoviridis,Bufobufo,Bombinavariegata; fish :themostrepresentativeare Salmotrutafario,Thymallusthymallus andveryrare Huchohucho. Forthe forest ecosystems, ICAS has prepared a "Red list"of plantsand animals, which isnow in the processtobediscussedwithotherinstitutions/organizations.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 43 Regardingthemainthreatstobiodiversityforfarmlandsandforestlands,themostimportantonesare: 1. Land abandonment It represents one of the greatest threats to biodiversity, as scrubs take over the traditional pattern of biodiversityrichmountainpastures.Theproblemcanbearesultof:lackofcattleforgrazing,alackof financeforinvestmentsandtheweakeconomicpositionoftheowners. 2. Overgrazing Whenthecarryingcapacityofthegrasslandisovercomebythenumberofgrazinganimals,thisnotonly reducestherichnessofbiodiversitybutalsoleadstosoilerosionespeciallyonslopes. 3. Soil erosion Soil erosion and landslides affect approximately seven million hectares each year coming from both naturalandanthropogenicfactors.Naturalfactorssuchaswindandsoilerosionareoftenexacerbatedby actions such asfelling of forests andshelterbelts, poor agricultural practices such as ploughing down slope,andcompactionandcrustformationduetomachinery.

4. The possible risk of contamination with GMOs Field trials of GMOs plants, such as soybean, potato, sugar beet and maize are allowed in Romania. Moreover,theRoundupReadySoybeanofMonsantoisallowedforcommercialization. AsarelevantsourceofcontaminationintheCarpathianregion,theGeneticallyEngineered Bt varietyof potato could be cultivated in field trials. According to existing information, there are field trials with GeneticallyEngineered Bt varietyofpotatonearNemiraMountains(TarguSecuiesctown)atanaltitudeof 1,200m. 5. Illegal logging of forests Illegal logging of forests is a major problem, which has the greatest impact on forestry practices in mountainecosystems.ItisbestdescribedintheWWFReport“IllegallogginginRomania”preparedby WWF Danube Carpathian Programme (DCP), March, 2005. The WWF defines illegal logging and forest crimeasharvesting,transporting,processing,buyingorsellingoftimberinviolationofnationallaws.It lieswithinwiderforestrelatedcrimethatincludesbothlargeandsmallscaletheftoftimber,breakingof license agreements and tax laws, as well as issues of access to and rights over forest resources, corruption,andpoormanagement. Thisissueisaverycomplexone.TheWWFReportsummarizes 6,the most important aspects of illegal logginginRomaniaasbeing: incorrect estimations (underestimations)ofwoodvolumeandquality; illegalharvestingoperations; illegal wood transport (misuseoftransportdocuments,controllingpersonnelfrompoliceorfinancial guardwithnoknowledgeontimber); illegal exports: misuse of export documents, wood volume difficult to be estimated by untrained customorpolicepersonnel; - illegal logging from areas covered with forest , trees which are not included in the official statistics (management plan database). No clear evidence and almost no controls exist for forests outsidetheofficiallyregisterednationalforestland. Anotheraspectconnectedwiththe unsustainable exploitation of forests isthe selective extraction of economical (and ecologically) important trees , and introduction of non-native species or nonautochthonous (Douglas fir and Austrian pine), which have negatively impacted biodiversity. It is generallyacceptedthatthesepracticeshavereducedthequalityofbiodiversityonabout1,000,000haof land.

6 TheWWFreportprovidesanexcellentoverviewofthiscomplexproblem.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 44 Therefore,inmanycases,forestexploitationalsoresultsinotherindirectthreatssuchasthecreationof sawdust that is mainly deposited along riverbanks or in ad hoc dumpsites. Large deposits of sawdust producedalongriversandstreams,togetherwithsoilerosion,drasticallyaffecttheaquatichabitatquality formanyfishspeciesthroughthereductionofoxygencontentinthewaterandsiltingstreambeds. The inadequacy of private forestland management is also a very evident problem, with new owners seekingaquickreturnontheirnewforestassets.Untilnow,17%ofprivateforestswerecutillegally. The illegal cutting fromtheprivateforestsisconnectedmainlywith:theappearanceofcompanies,which areprocuringandprocessingwoodwithoutcomplyingtoalllegalrequirements,andtherearemanysuch cases around the Carpathian region; exploitation by companies of the impoverished situation of the population;thetheftofstandingwood,whichisveryfrequent. Themaincausesofthisphenomenonaremainlyconnectedwiththefactthattherestitutionoftheforests wasdonewithouthavinginplaceaclearmethodologyandanefficientsystemofenforcement. ThiscanbeseenwiththeadoptionofanewLawonpropertyandrestitutions(Lawno.247/19.07.2005) withoutyethavingoperationallyefficientmethodstoprotectforests. The new legislative framework provides for the restitution of over 70% of Romanian forests (includingtheforestshavingthespecialprotectionrole,onesincludedinnaturalprotectedareasandeven theprimevalforests).ManyspecialistsandNGOrepresentativesareconcernedabouttheeffectsofthis measure,inthecontextofaweakinstitutionalcapacityfortheenforcementofforestryregimeandrules intheprivateforests. Thisiscombinedwiththeillegalcuttingofstateforestsandwithovergrazing,whichhavedegradedand fragmentedforestandgrasslandhabitats,leadingtothelossofbiodiversityandhavingalsoeffectsinthe severefloodsthataffectedtheRomanialastyears. At the present point in time, after the devastating floods which occurred in Romania in 2005, the Romanian authoritieshavebecome moreaware about the roleof theforestsand they haveordered a moreactiveenforcementoflawsinthefieldofforestmanagement.

6. Hunting The management of wildlife and games species under the administration of the National Forestry Authority was very often a subject of debates between civil society organizations and administration, focusedmainlyontheaccuracyofthedataobtainedontheevaluationofgamesspecies(especiallyfor bearsorchamois)andthemethodsusedforhunting.Theproblemofpoachingisalsoonethatcannotbe verywellquantified.Nevertheless,thereareevaluationsthatshowaverybigdecreaseinthepopulations (e.g. for chamoisin Retezatand RodneiMountains National Parks/Biosphere Reserves) ofwildlife with poachingbeingcitedasthemajorreason.

Slovakia

TheidentifiedbiodiversityofSlovakiaincludes11,323plantspecies,morethan26,700animalspeciesand 1,000speciesofProtozoa.Fromthetotalnumberofplantspecies,1,368higherandlowerplantspecies areprotected,197higherandlowerplantspeciesareextinct.Fromthetotalnumberofanimalspecies, 742taxonsareprotected,42taxonsareextinct. The abundance and character of the grasslands is determined by natural conditions and agriculture management.Thevegetationhasbeeninfluencedbypasturing,mowing,manuringandfertilizing,sheep and cattle breeding. Grassland utilisation in national parks can be considered an appropriate way of environmentalconservation.Inmanyplaces,whicharemowedandgrazedregularly,anumberofrare and threatened species can be found e.g. Pinquinula vulgaris, Primula farinosa, Pedicularis palustris, Drosera rotudifolia, Dactylorhiza majalis, Oxycoccus palustris, Comarum palustre. Conventional management of agricultural land is dangerous to many biotopes (wet meadows, herb wetland communities, mountain meadows), plant and animal species (Great Bastard–Otistarda, Corncrake– Crexcrex).

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 45 Sincethe1940’s,thedevelopmentofagriculturehascausedsubstantialdamagetonaturalenvironments. Landabandonment,intensivegrasslandutilisation,useofhybridseedmixtures,overfertilisation,heavy mechanisationandpowerlineshaveledtohabitatdegradationanddestruction.Intheseparts,secondary successionanddevelopmentofplantcommunitieswithruderalandundesirable(e.g.invasive)plantshave beenobserved. In2001,only300,000haoutof845,600haofgrasslandswereconsideredtohavenaturalvalue.Therest weredegraded. TheareaofforestsinSlovakiais20,049km 2.TheforestsinSlovakiaaredividedintothreemanagement categories: protective forests, forests with special functions, commercial forests. The proportion of protective forests is greater than the special and commercial forest categories. In forests with special functions, individual management is required in order to bring about conditions for which they are determined (e.g. nature protection). The major threats to forestland biodiversity are growing of monocultures, insects, diseases, wildfires, invasive species. Anthropogenic factors, like expanded infrastructure, tourism development in highly protectedareashavenegative effects onbiodiversity,as well. Ofthetotalforestarea,4045%isseminaturalforest,whichoriginatefromnaturalregenerationandin termsofspeciescomposition,differsonlyalittlefromnaturalforests.ThisistypicalofSlovakiaincontrast toalmostallcountriesofWesternandCentralEurope.Morethanseventyfragmentsofnaturalandvirgin forestswithtotalareaof18,000–20,000hastillexistinSlovakia(MoESR,1997). Protectedareas,bydecreeoflawNo.543/2002Coll.onnatureandlandscapeprotection,includebuffer zonesextendtoapproximately1,220,000haandcover23.15%ofSlovakia,butonly200,000haofthis totalareaareusedforagriculture. Protectedareasaremainlysituatedinmountainregionswithahighproportionofforestland.Forestland shares89%ofthetotallandterritoryinNationalparks,44%inbufferzonesofNationalParks,71%of the total land territory in Protected Landscape Areas and 88% of thetotallandterritoryin smallsize protectedareas. The effects that restrictions on conventional management have on agricultural and forest land in protectedareasisfinanciallyreimbursed. Slovakia’s national list of proposed Sites of Community Interest (SCI) includes 382 sites, which cover 574,745haequalling11.76%ofthetotallandterritory.ThecoverageofSitesofCommunityInterestand protectedareasbydecreeoflawNo.543/2002Coll.onnatureandlandscapeprotection,isapproximately 86%.Restrictionofmanagementwillbeextendedto1.6%ofSlovakterritory. TheproposedSpecialProtectionAreas(SPA)cover1,236,545hawhichequals25.2%ofthetotalland territory. The covering of Special Protection Areas and protected areas by law No. 543/2002 Coll. on natureandlandscapeprotectionisappropriately55%.Restrictionofmanagementwillbeextendedtothe following11.3%ofSlovakterritory.

Ukraine Theflora ofthe Ukrainian Carpathiansis diverse. 2012 vascular plant species have been found in the Ukrainianmountainregions.Besidesthisvegetationcover,461mossspeciesand882lichenspeciesare found.Highmountain plants (subalpineand alpinebelts)countedin883speciesofflowerandhigher sporebearingplants(42%oftheUkrainianCarpathianflora)playanimportantroleinformingthespecies compositionoftheUkrainianCarpathians. Inthemountainforeststhereare70treespeciesand110shrubspecies.Theforestformingspeciesare: oak( Quercetaroboris,Q.petraeae ),beech( Fageteasylvaticae ),spruce( Piccetaeabietae ),fir( Abietea ), sycamore ( Aceretea pseudoplatani ), birch ( Betuletea pendulae ), alder ( Alnetea glutinosae, A. incanae ), willow( Salicetea ),cembrapine( Pineteacembrae ),andScotchpine( Pineteasylvestris ).

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 46 The oak forest beltintheUkrainianCarpathiansliesbetween150580mabovesealevelinthesouth west(Transcarpathianregion),butinthenortheasternregiontheupperboundaryisat300mabovesea level.Theoakforestsoccupy45,700ha(4.2%offorestedarea)andconsistofEnglishoakanddurmast oak.BynowonlysomefragmentsofpureandmixedforestswithdurmastoakstillexistnearBolekhivand Nadvirna,inRakhivandStaryiSambirDistrict.Duringthelanddevelopmenttheoakforestareadecreased by98%. The beech forest beltintheUkrainianCarpathiansliesbetween5801,140mabovesealevelinthe southwesternslopes,butinthenortheasttherangeis300920mabovesealevel.Thebeechforests occupy 419,900 ha (38.3% forested areas). During the land development, the beech forest area decreasedby60%.Thebeachforestsspreadalmoston the whole territory except in the belt of pure spruceforestsandthealpinebelt.Thebeechforestconsistsofpurebeechwoods,hornbeambeechand durmastoakbeech,sycamorebeech,firbeechandfirsprucebeechwoods. IntheCarpathianBiosphereReserve,thereare33,300haofvirginorclosetovirginforests.Inparticular, theUholkaReserveMassifhasthelargestareaofvirginbeechforestsinEurope.Thereare200300year oldspecimensofbeech,whichreach40minheightand100cmindiameter.Growingstockinthebeech forestsis590680m 3perha. Atpresent spruce forests covermorethan480,000ha(47%offorestedland).Thespruceforestbelt liesbetween1,1401,500mabovesealevelinthesouthwesternslopeand9201,420mabovesealevel in the northeast. Because of the exploitation of spruce forests during the last two centuries and cultivationofcommonspruce( Piceaexcelsa )inthebeech,firandoakwoodcuttingareas,theboundaries ofthespeciesspreadarechangingconsiderably.Duringtheperiodoflanddevelopment,theareaofpure spruceforestsincreasedin1.8times. ThespruceformationintheUkrainianCarpathiansconsistsofthefollowingsixcategories:purespruce, cembra pinespruce, beechspruce, firspruce and beechfirspruce forests. Secondary spruce forests occupyabouthalfoftheareaoftheCarpathianspruce forests. In comparison with the natural spruce forests,thesecondaryoneshaveasimplifiedstructure,highproductivityinyoungage,andlowresistance towindfalls,diseasesandpests.Amongthespruceforests,themostvaluablearethecembrapinespruce forests ,ofwhichabout3,000haarefoundintheGorgany(RozhnyativDistrict).Purespruceforestsof naturalorigin(higherthan1,200mabovesealevel)occupy130,000haandarelocatedonpartsofthe slopes of the highest mountain massifs of the Ukrainian Carpathians. The forests are guarded in the territoriesoftheCarpathianBiosphereReserve,CarpathianNaturalPark,NaturalReserve"Gorgany"and numerousforestreservesofstatesignificance.AccordingtoV.Parpan’sdata,theareaofspruceforestsof olderagegroups,whichconditionallycanbedistinguishedasvirginorclosetovirginforests,is15,300 ha. Fir forests holdaspecialplaceamongthemainforestspeciesoftheUkrainianCarpathians.Theydonot makeaseparatebelt,butoccupythethirdlargestarea(80,900ha)afterbeechandspruce.Mainplotsof spreading the forests with fir are in Turka district, Staryi Sambir district, Mizhgirya district and Rakhiv district.Thefirforestsconsistofthefollowingthreesubformations:oakbeechfir,beechfirandspruce beechfir forests. The fir forests are highlyproductive and form forest stands more resistant than the secondary spruce forests, but further cultivation of the fir forests is not favorable because of their vulnerabilitytotimberdecaysandsomeotherdiseasesandpests.Duringthelanddevelopment,thearea offirforestsdecreasedby37%. SofttemperateclimateoftheUkrainianCarpathiansisoptimalforgrowingof sycamore forests .Butthe spreadingoftheforests(1,2501,370mabovesealevel)isnonuniform.Thebestgrowingconditionsfor theforestswithsycamoreareonthesouthwestslopesintheZakarpatskaRegion,whereitgrowsinbelts ofpremountainhornbeamoakandashoakforests.MixedsycamoreforestsareguardedintheUzhansky NaturalPark. Formationsofbirchforests,blackalderforests,speckled alderforests,willowforests,cembrapineforests andScotchpineforestsoccupyrelativelysmallareasintheUkrainianCarpathians.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 47 ThevariabilityleveloftheforestaggregationsintheUkrainianCarpathiansdecreasedconsiderablydueto the anthropogenic influences. This decrease in variability has revealed four categories of rare forest aggregationsthatareunderthethreatofdisappearanceandneedpreservation. Therearefourcategoriesofphytocenoses: Category I :Phytocenosesofnaturalorigin,inwhichtheedificatorsandcoedificatorsarelistedinthe RedBook.Theyarecomposedofrarewildancestorsofcultivatedplantsandalsootherrare,endemicand relict species. The species also have low ability to reproduce and there their natural habitat is disappearing.AmongthecategoryI,therearesprucecembrapine,firsprucecembrapineandashoak forests,and20forestassociationswithspeckledalder,sycamore,yewandlime. Category II :ThephytocenosesofnaturalorigincomposedofthesamespeciesastheIcategorybut having satisfactory natural reproduction and stable natural habitat. There is a decrease of the area occupiedbytheassociationsconnectedwithdifferentformsofanthropogenicinfluence.Twoformations withScotchpine,subformationsofsprucepine,firsprucepine and pinefirspruce forests, a group of associationsofbeech,sprucebeechandsprucefirbeechforestswithramsons( Alliumursinum )belongto theIIcategory. Category III : The phytocenoses of natural origin composed of rare plants of low ecological and biologicalpotentialontheborderoftheirnaturalhabitatoraltitudeofspreading.Associationsofazonal spreadingorpreservedintransformedmassifsarealsopartofthiscategory.Amongthephytocenosesare durmastoak,blackalderforestsformation;oflimeoak,maplelimeoak,durmastoakbeech,firdurmast oak, firspruce, beechsprucefir, sprucebeechfir forest subformation, and hornbeamoak, hornbeam limeoakforestsassociations. Category IV :Thiscategoryincludesphytocenosis,theedificatorsorcomponentsofwhichcontributeto preservationofrarityfaunaspecies.Inthiscategorytherearetwoassociations–thesphagnousspruce anddurmastoakforestwithprivet.ThemajorpartofthisrareforestphytocenosesisinTranscarpathian Region. Accordingtotheapproximateestimation,theareaofnaturalalpinemeadows("polonyny")was58,000ha in1980.Takingintoaccountthefactthatpracticallyallhighmountainsareguardedandbelongtothe nature reserve fund, the percentage of natural meadows in the Ukrainian Carpathians comprises approximately3%oftheanalyzedarea.Duringthelanddevelopmentperiod,theareaofshrubshasalso increased. The subalpine belt formed by Pinus mugo, Juniperus sibirica and Duschekia viridis is approximately20,000ha(approximately1%oftheterritory). Due to the transformations of the forest compositionsintheupperforestboundary,thepercentageincreasedfourtimesandequalsapproximately 75,000ha.Theofficialstatisticsconsidertheshrubsasforestedlands. Datawasnotavailableonareasofvirginorclosetovirginforestsintheanalyzedterritory.Thereforeall forestsolderthan80yearswereconsideredasvirginorclosetovirginforests.Thepercentageofsuch forestsintheUkrainianCarpathiansis13%. ThusinthecompositionofpresentvegetationcoveroftheUkrainianCarpathiansforestedlandsoccupy 66%(including6%ofshrubs),meadows–about17%(including3%ofnaturalalpinemeadows).The areas of natural vegetation – forests, meadows and subalpine elfin woodlands are 161, 58 and 20 thousandharespectively(8.5%,3%and1%oftheanalyzedterritory,respectively). Nature reserve territories intheUkrainianCarpathiansoccupyanareaof381,182haor20%ofthe analyzedterritory.Amongthe703naturereserves,60havethestatusofstatesignificance.Theyoccupy 70%ofthetotalareaofthenaturereservefund.Amongthemthereisonebiospherereserve(Carpathian BR, Zakarpatska Region), one natural reserve (Gorgany NR, IvanoFrankivsk Region) and five national parks – Uzhansky NP and Synevyr NP (Zakarpatska Region), Carpathian NP and NP "Hutsulshchyna" (IvanoFrankivskRegion)andNP"SkolivskiBeskydy(LvivRegion).Amongtheadministrativeregions,the Zakarpatska Region has the highest percentage of reserve territories (23%), but among the smaller administrative units, Yaremcha Miska Rada has 23% (Carpathian NP), Kosiv District – 56% (NP "Hutsulshchyna")andVelykyiBerezny–49%(UzhanskyNP).Mostofthenaturereserveterritoriesofthe

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 48 naturereservefundoftheUkrainianCarpathiansareunderthejurisdictionoftheMinistryofEcologyof theUkraineandtheStateCommitteeofForestryofUkraine.Mostoftheobjectsoflocalsignificanceare alsosubordinatedtothestructuresoftheStateCommitteeofForestryofUkraine(Lisnytstvo–smallest unitofthecommittee).Informationconcerningtheexistenceandareasofnaturereservesintheterritory offarmlandswasnotavailable. 127 vascular plant species of the Ukrainian Carpathians are listed in the Red Book .Amongthe administrative regions, the Transcarpathian region hasthe most with 111 species, theIvanoFrankivsk Regionhas96species,theLvivRegion42speciesandtheChernivtsiRegion31species.Theplantspecies areguardedintheterritoriesofthenaturereservefund.Ingeneral,fromtheterritoryoftheUkrainian Carpathians, 70 species of vascular plants; five species of large carnivores, two species of large herbivores,26speciesofsmallmammals;22speciesofbirds,fivespeciesofreptiles,eightspecies of amphibians,17speciesoffishesandthreespeciesoflampreysareincludedintotheCarpathianListof EndangeredSpecies. In the Ukraine, the study of biodiversity of species of rural vegetation has only recently begun. Such studiesintheterritoryoftheUkrainianCarpathianswerecarriedoutintheframeworkoftheUkrainian German Project “Transformational processes in the region of Upper Dnister River”. The studies were carriedoutintworuralsettlementsoftheSkoleandStaryiSambirdistrictsofLvivregionanddiscovered 503speciesofvascularplants.Mostofthespeciesarefrequentlyfoundinthestudiedterritory,butsome ofthemhavesporadicspread,andsomearerare. AmongtheadventivespeciesmakingtheexpansiontonaturalcenosesareVeronicafіliformis,Heracleum sosnowskyi, Reynoutria japonica, Echinocystis lobata, Xanthium albinum and others. Among the rare species,thefollowingfivespecieslistedintheRedBookofUkraine(1996)canbefound: Astrantiamajor, Arnica montana, Dactylorhizamajalis, Gimnadenia conopsea, Orchis mascula. Atthe same time,afew morerarespeciesoftheUkrainianfloraarefound,particularly, Taraxacumpalustre (villageYalykuvate). Spontaneousvegetationofthevillagesisrepresentedby14classes.Themostdiffusedonesare Molinio Arrhenatheretea, Chenopodietea, Plantaginetea .Theassociationsoftheclassesoccupylargeareas and areexplainedbythepresenceoftypicalgrowingplaces(haylands,pastures,roads,vegetablegardens, etc.).Inthenearchannelzonesoftheriverstheassociationsoftheclass Saliceteapurpureae arethe mostspread. The species structure of the cultivated cenosis is represented by segetal species. A group of ruderal speciesassociatedwiththesyngeneticsuccessionscanbefoundonwastelandssuchas:pits,railroadand mainroadembankments,landfills,erodedlands. Thecultivatedphytocenosisarerepresentedwiththespecieshavingeconomicsignificance:graincrops(4 species), cultivated crops (17 species), feed crops (15 crops), garden crops (19 species), fruits (12 species),medicalplants(148species),adornmentplants(33species),melliferousplants(243species) andlandimprovementplants(157species).

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 49 6. Survey of rural development

Romania

According to the Law no. 347/2004 (Law of the Mountain Region), the Governmental Decision no. 949/2002 on the criteria for the delimitation of the mountain region and the Ministerial Order no. 328/2004 on the delimitation of the territorial units from the mountain region, the rural area of the mountainregioninRomaniaconsistsof656communas,whichcomprises2,973villages.Also67citiesare foundintheCarpathianregion. The “communa” isthebasicadministrativeunitonwhichterritorytheruralpolicyisimplemented.The communal authorities are the local partners of the judets (counties) and regional authorities for the attainmentoftheruralpolicy. Article 5 of Law no. 2/1968 on the territorial administrative organization in Romania states that: “a communaistheterritorialadministrativeunitcomprisingruralpopulationunitedbycommoninterestsand traditions. A communa is composed by one or several villages,according to economic,social,cultural, geographicanddemographicconditions.Theorganisationofthecommunaensurestheeconomic,social, culturalandadministrativedevelopmentoftherurallocalities.” Attheupperlevel,theadministrativeunitsarethejudets(counties).InRomania,thereare42counties. Amongthem,thereare28counties,whichincludeterritoriesinthemountainregion. The population of the mountain region is 2,850,738 people (including people, who live in the cities). Amongthem,thereare1,360,525farmersand769,114ownersoflivestockandfarmland. Theaveragepopulationofacommuneis3,780inhabitants,butthereisawidevarianceinthenumberof peoplelivingineachofthesecommunes. Acommuneconsistsofseveral villages .Thereisanaverageof4.5villagesineachcommune.Villages arecharacterisedbyagreatdiversityintermsofinhabitants’number.Thesizeofvillagesintermsoftheir populationvariesfromseveralinhabitantstomorethan7,0009,000inhabitants.Theaveragenumberof inhabitantsinvillagesisapproximately800. Villagecompositionintermsofthenumberofinhabitants, and communas composition in terms of the numberofvillagesandinhabitants,influencessignificantlythedegreeinwhichthepopulationisprovided withequipmentandpublicservices. Thecommuneswiththesmallordispersedpopulationareinthemostunfavourablepositioninregardsto thesupplyofpublicutilitiesandhavethemostdrasticdecreaseofpopulationduringthelastdecades.

ThedensityofpopulationintheCarpathianregionislow.Itsaveragelevelisbelow40inhabitantsper km 2.Somemountainareascharacterisedbyalownumberofvillageshavepopulationdensitiesofless than8inhabitantsperkm 2. Thestructurebygenderoftheruralterritoryisrelativelybalanced.Thus,thenumberofwomen(50.4%) isalmostequaltothenumberofmen(49.6%).

The age structure of the rural population is not homogeneous. The process of demographic ageing is obvious.Theaverageageoftheruralpopulationishigh(approximately38years)andisincreasingaa steadyrate.Theageingprocessappearedasaresultofmassivemigrationinthelastthreedecades,and itwasaccentuatedinthelast89yearsduetothedecliningofbirthrate. Theshareofruralpopulationparticipatingineconomicactivitieswasover55%in2003butthisislower thanthe69.2%in1998.TheaverageparticipationrateofRomania’spopulationwas52.2%.Thehigher rural activity rate is the result of agriculture’s position as the prevailing economic branch with a low technicalendowmentrate.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 50 Inruralareas,theactive economiclifebeginsearly, with almost twothirds of the population younger than25yearsoldalreadyactive(ascomparedtoonlyonethirdinurbanareas). Thelowlevelofagricultureincomeandtheabsenceofothernonagriculturalactivitiesdonotstimulate youngpeopletostayinruralareas,thus,theoldpeoplehavetoworkonthefieldsbythemselves.Thus, thelabourmarkethaslargenumbersofveryyoungpeoplebutalsoahighnumberofoldpersons.The unemploymentrateintheruralareasis5%,twicelowerthanintheurbanarea9.6%. Theruraleducationlevelislowerthaninurbanareas.Morethan51%oftheruralpopulationhavealow levelofeducation.Andtheproportionofpeoplewhohavegonetoanyschoolis3.3%in2003. According to the data provided by the NAMA/MAFRD, mountain regions have been experiencing a decrease in population since 1990, but the most significant change is related to the ageing of the population. Fromthetotalof979,781familieswholiveinthemountainregion,73,400familyheadsareinthe2530 agecategory;90,520familyheadsareinthe3135agecategory;111,000familyheadsarebetween36 40yearsofage;andtheremaining704,861familyheadsareover40years,whichrepresents72%ofthe entirenumberoffamilies. Inruralareas,agricultureisthepredominanteconomicactivity,employing67.3%ofthelabourforcein 2003 (compared to 73.3%in 1999). In other nonagricultural sectors such as industry or construction, increases in the number of employed workers have been recorded (from 13.1% in 1999 to 16.9% in 2003).Also,theproportionofthepeopleinvolvedinserviceshasincreasedfrom13.6%to15.8%during thesametimeperiod. From an economic point of view, the contribution of agriculture to the GDP slightly decreased (from 14.4%in1998to11.7%in2003). Themainnegativecharacteristicsofagricultureinmountainregionsarethelowerproductivityandthe lackofmechanisationandchemicalinputs. Inthelastyears,nonagriculturaleconomicactivitiessuchastourism,trade,transport,smallprocessing agriculturalindustryhavebeenactivelydevelopinginruralareas. Amongtheeconomicagentsinruralareasinvolvedinnonagriculturalactivities,themajority(94.5%)are verysmallenterprises(09employees).Also,thesmallenterpriseswithnoemployeescomprise68%of allcompanies.Themajorityofcompaniesareinvolvedintrade48%. According tothe“Diagnosisoftheruralarea”conductedforthedevelopment oftheAgroEnvironment NationalPrograminRomania,wecanstatethefollowing:  number of houses constructed inruralareasin2003 have increased;  water and methane gas distribution network in rural areas is still very low, butthenetworks haveincreasedinthe2003(27.5%watersystemand40.8%gas);  sewage system in rural areas is very low 6.8%,comparingto93.2%inurbanareas;  geothermal energy is almost not used , comprising 0.5% from the entire amount of thermal energyusedatnationallevel;  roads network have been modernized .Somecommunalroadshavebecomecountyroads,butthe greatmajorityofroadsfromthecommunesdonothaveaccesstonationalroadsandareinverybad condition;  regarding the health system, a decrease in the number of doctors (2.36%) and medical personnel (15%)wasrecordedfrom1999–2003.Inthemeantime,thenumberofchemistshas increasedby20.5%.Despitethefactthatover40%ofRomania’spopulationlivesinruralareas,less than15%ofmedicalpersonnelworkinruralregions.Alsoinrecentyears,adropinthenumberof health institutions has taken place. In 2003, in rural areas, 87.5% of the hospitals, 18.2% of polyclinics,and25.2%ofdispensarieswhichexistedin1999arestillfunctioning.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 51  regardingtheeducationsystem,from19992003,thenumberofeducationalinstitutionsdecreased by 48.4% for preschool institutions, 36.5% for primary school and gymnasium and 17.9% for industrialschools.  regardingculturaldevelopment,a slowdown in the activities of the cultural community centres andlibrariesinruralareasisrecorded.Despitethefactthattheculturalcommunitycentreshavetheir ownbuildings,resourcesavailablefortheiroperationsaretotallyunsatisfactory,meetingtheneedsof 82%ofthem.Whiletherehasbeenageneraldepreciationoftheculturaltraditioninruralareas,there arestillmanycommunitieswheretheculturaltraditionsareverywellpreserved.

Slovakia

Estimation of rural settlements state

Despitethefactthat80%oftheSlovakterritorywascoveredbynaturalforestvegetation,therewere suitable conditions for agricultural development. In thebeginningof the19th century,Slovakiawasa typicalagrariancountry. DevelopmentofagriculturestartedintheterritoryofSlovakiainthe4thcenturyandwasconnectedwith coming of Slavonians. In the 9th century, almost the entire Slovak territory was settled, except the localitiesoverthealtitudeof400500mabovesealevel.Intensivesettlementsofmountainregionstook placeinthe14thcentury,duringtheperiodofWalachiancolonisation.Thenumberofvillagesincreased to 3,000 and number of inhabitants grew from 400 – 450,000. In the 16th century, there lived approximately one million inhabitants in 3,589 settlements, of which 3,369 were villages. During the periodof1784–1850,thenumberofinhabitantsincreasedfrom1,948,968to2,308,411. Inthemiddleofthe19thcentury,thenumberofinhabitantsgrewbyhalfamillion.Suchanincreasein thenumberofinhabitantswasamajorfactorinfluencingthegrowthinagriculturalproduction.Farmers represented 90% of the working population. According to statistical data, 60.4% of the working population was engaged in agriculture in 1921. After 1945, 48.1% of the population worked in agriculture. Land in most of the mountain regions was managed. In 1948, there was 28,096 km 2 of agriculturallandinSlovakia,whichis8,000km 2morethannowadays 7.Duringthe1970’s,451,400people workedinagriculture .Themajorityofruralpopulationwasworkinginagriculture.Specialisationofplant and animal production, intensification and mechanisation were typical features of that period. Environmentalaspectswereneglected,whichresultedinenvironmentaldegradation. Nowadays,theSlovakruralterritoryrepresents87%ofthetotallandareaandtheSlovakruralpopulation (settlements under 5,000 people)represents 43.7% ofthetotalpopulation.Atypicalindicatorforthe demographicdevelopmentisdecreasingnaturalpopulationgrowthandageingofthepopulation. Table 27:ProportionoftheurbanpopulationinSlovakia(%) 1975 1999 2015 Urban population in Slovakia 42.4 50.3 55.2 The Slovak Western Carpathians consist of small regions scattered settlements and small farms, too. Duringthesocialistera,someregionswerepartlyundercollectivisation.Somefarmswereabandonedor havebeenusedforrecreationalpurpose.Itseemsunlikelythatfarmingwillberestoredinthesepartsof Slovakia. Employment issues

Lower level of education and higher proportion of vulnerable groups is typical of the rural population .Themajorityofpeoplelivingintheruralsettlementsarepeoplewithprimaryeducationor graduatesfromvocationalschools.

7Demo, etall .2001.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 52 Before1989 , the majority of the rural population was engaged in agriculture .After1989,the economic transformation and restructuring processes led to an economic slowdown and job losses. Unfortunately, new jobsfor the ruralpopulation havenotbeencreatedintheprocessofaneconomic recovery. Thesituationintheruralmountainsregionsissignificantlyworsecomparedtotheurbanisedregions.A rapiddecreaseinagriculturalemploymentledtochangesintheoccupationalstructure.Theproportionof peopleworkingintheservicesectorhasincreasedinsomeregions.However,theshareofworkersfrom theruralregionsengagedintheservicesectorwas79%ofthetotalemployedinSlovakiain2003. Economic, social and cultural development

Duringthetransitionperiod,theshareofagricultureingrossdomesticproductdecreasedrapidly.From 1989 – 1991, the share of agriculture in gross domestic product decreased from 9.3 to 5.7 % and stabilisedafterwardsto4–3.8%. Agriculture belongs to economic sectors with the lowest average monthly wage. People working in agriculturegetlowwages.Incomefromjobsoutsideagricultureoftenhelpedfarmerstomaintaintheir farmingactivityoverthelastdecade. The level of wages and employment rate essentially determine the standard of living of the group of productivepopulation.Economiclevelofruralinhabitantsdeterminesalsotheirunfavourablesocialstatus. Aconsiderablepartofpopulationlivinginvillagesinthemountainregionsislackingpublicinfrastructure. Publicwatersupplyismissinginmanymountainregions.Renewableenergysourcesarealmosttotally nonexistent.Mostinhabitantslivinginthemountainvillageshavelittleaccesstothetelecommunication network.Inthelate1990s,thesituationwasimprovedduetothebuildupofthemobilephonenetwork. Cultural possibilities in the rural areas are still very rare incomparisonwiththeurbanareas.

Ukraine

Inthemountainareasthereare774settlementsofwhich79%ofthemhave mountain status .Among themalmost95%arerural(731),butthepercentageofurbanvillagesandtownsis4%(31)and1% (12)respectively.Therefore,theterritorycoveredinthereportcanbeconsideredrural.Itisimportantto underlinethefactthatthereisalackofofficialstatisticsforruralterritories. Theeconomists classify the mountain regions in Ukraine as “depressive”. Formal criteria forthe classification are social and economic indicators (birth rate per 1,000 people, percentage of people working in agriculture, population density) as well as topographic and climatic indicators. Thus, particularly,theLawofUkraine“ On the Status of Mountain Settlements in Ukraine” defines the basics of the state policy concerning the development of mountain settlements andguarantees of social protection for citizens living, working or studying in the settlements. The main criteria of mountainsettlementsare:locationofthewholeorapartofasettlement,inwhichmorethanonethirdof thesettlementcitizenslive,atanaltitude400mabovesealevel;presenceoflessthan0.25haofarable landpercapita(orlessthan0.60haofagriculturalland,ifthereisnotarableland);inclementclimate (coldandlongwinterwithaveragedurationmorethan115days;averagetemperatureinJanuaryless thanminus4 oC;coolsummerwithaveragedurationlessthantwomonths,averagedailytemperaturein July less than 20 oC; average annual amount of precipitation more that 600mm; there are mudslides, floods,windfalls). According to the law, some State guarantees on allocation of budgetary funds for the infrastructure developmentandimprovementoflivingconditionsareprovided.Butthepossibilityofreceivingpensions andscholarships20%greaterthanthoseoflowlandterritoriesisthemostattractiveforthecitizens.This ledtopartsofthepopulationattemptingtobecomeregistered(getformalpermanentresidencepermit) inthesedistricts.IntheopinionofUkrainianscientists,thelawgavetheopportunityforthecitizensof mountainregionstogetmuchmoneyfromthebudget,buthasnotsolvedtheproblemofthedepressive stateoftheterritories.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 53 Bythepercentageofruralpopulation,themountaindistrictsoftheUkrainianCarpathianscanbedivided conditionally into three groups. The first group includes six districts with the percentage of rural population higher than 80% of total population (Putyla, Turka, Kosiv, Verhovyna, Bogorodchany and Mizhgiryadistricts).Ninedistricts,inwhichtheruralpopulationpercentageisintherange6075%(Stary Sambir, Scole, Rozhnyativ, Nadvirna, Dolyna, Tyachiv, Rakhiv, Volovets and Velykyi Berezny districts) belongtothesecondgroup.ThethirdgroupconsistsofYaremcheMiskaRadaandBolekhivMiskaRada, in which the rural population is 45% and 50% respectively. For the whole territory, the percentage of ruralpopulationis73%. Thepopulationdensityfortheanalyzedterritoryis56personsperkm 2.Thehighestpopulationdensityis inIvanoFrankivskregion(intheKosivdistrictthefiguregoesupto100people/km 2)andthelowestin thePutyladistrictoftheChernivtsiregion.TheVelykyiBerezny,Mizhgirya,VerkhovynaandSkoledistricts andYaremcheMiskaRadaareinthecategoryofsparselypopulatedareas(thepopulationdensityisless than42personsperkm 2)alongwiththePutyladistrict.Itisimportanttonotethatthereisatendencyof decreasingpopulationinmountainvillages.Thus,inthemountaindistrictsoftheLvivregiontwovillages haveapopulationof27and41persons,respectively. Theanalysisoftheagestructureofthepopulationintwoadministrativemountainregions(LvivRegion andChernivtsiRegion)revealedthatthepercentageofablebodiedcitizens(womenfrom16to54years, menfrom16to59years)was5455%in2003.Thepercentagesofmaleandfemalechildrenwere22% and26%respectively.Thepeopleofpensionableage(womenover55yearsandmenover60years) were24%and19%,respectively.AmongtheruralpopulationoftheLvivregionare53%ofablebodied citizens,25%ofpensionersand22%ofchildren. InthegenderstructureoftheurbanandruralpopulationoftheUkrainianCarpathians,womenprevail– 51.5%against48.5%ofmen.Therelationisalsosimilarforruralpopulations:intheLvivRegion50.7% arewomenand49%.aremen. In2003,the birthrate ofruralpopulation(per1,000persons)wasintherangefrom8.6intheVelykyi Bereznydistrictto14.8inthePutyladistrict.Ingeneral,thebirthratesintheruralterritoriesarehigher than in the urban territories. The deathrate of rural populationis high inthe mountain districts. The deathrates are the highest (more than 15 per 1,000people)intheVelykyiBerezny,Kosiv,Skoleand Staryi Sambir districts. Only in the Tyachiv districtthedeathrateislessthan10.Becauseofthehigh deathrate,thenaturalincreaseofpopulationisnegativein12ofthe17analyzeddistricts.Thatmeans that the depopulation processes exist in the districts, in which the population increase was positive practicallyalwaysbefore1995. Among the main causes of the death, circulatory system diseases, neoplasms, accidents, respiratory systemdiseases,traumasandpoisoningprevail. Theanalysisofdynamicsofchildmortalityduring1990–2003showsthatthedeathrateishighinfive districts of the IvanoFrankivsk Region (more than 10 children died naturally by 1 year old per 1,000 newborn)andintheTurkadistrictofLvivregion. Aswasmentionedabove,themountainsettlementsareconsideredasdepressiveterritoriesbecauseof the low or decreasing employment rates in different economic areas. In the mountain districts, the employment rate is 6873% of the ablebodied citizens. Compared to 2000, a general trend of rising employmentratesexists. Theofficialunemploymentrateinthemountaindistrictsisconsideredasbeinghigh.Inthebeginningof 2004,itrangedfrom3.5%to14%.During19962004,theunemploymentratewasincreasingrapidly until2003butin2004itstartedtodecrease.Itmustbenotedthattheofficialunemploymentratedoes notreflecttherealunemployment(thecategoryofhiddenunemploymentisnottakenintoaccount). Interregionaland internationalmigrationbalancesforthepopulationoftheUkrainianCarpathianswere negative in 2003 (1,708 and 426 persons, respectively). Nevertheless, the real migration rate, particularly,theinternationalmigrationconnectedwithsearchforemploymentinneighbouringcountries

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 54 ofthe Western Europeand Russiaisstill unknownofficially. From interviews of local citizens in some villages,thepercentageofablebodiedcitizenswhoarein‘searchingforajob’rangesfrom3070%. Inthebeginningof2004,thenumber ofpensionersinmountainregionswas279,759personsor26%of thetotalpopulation.Amongtheadministrativeregions,thelargestrateofpensionerswasinLvivregion (30%)andthesmallestintheTranscarpathianregion(24%).Amongtheruralpopulation,thepercentage ofpensionersislower(1922%).InUkraine,fivecategoriesofpensionersaredistinguished:byage,by invalidity,incaseoflostbreadwinner,forlongserviceandsocial.Amongthem,thepensionersbyage dominate.Thus,particularly,inthemountaindistrictsoftheIvanoFrankivskregion,theymakeup68% ofthetotalnumberofpensioners.Theothertwolargestgroupsofpensionersare‘byinvalidity’and“case oflostbreadwinner”;theycontributeto14%and10%ofthetotalnumberofpensioners,respectively. Thenumberofinvalidsper1,000peopleisintherangeof44to74.Insomemountaindistricts,thetotal numberofinvalidsincreasedby2035%during20002004. Takingintoaccountdifficulteconomiccircumstancesoftheruralpopulationandthecontinuousriseof pricesofenergy,suchasgasandelectricity,theStateprovidessubsidiestocompensatetheexpenditures. In2003,thesubsidiesforliquefiedgasandsolidfuelamountedto4,718,700,000UAHandweregivento 20,893 families (Zakarpatska region – 8,917; IvanoFrankivsk region – 100,566; Chernivtsi region – 1,866).InmountaindistrictsofLvivregion,19%ofpeoplearesubsidizedand0.5%receiveswelfare. In the mountain settlements of the Ukrainian Carpathians, there are 2,669 physicians and 8,595 paramedical workers. From 1990 to 2004, the availability of physicians did not change and equals 25 physiciansper10,000inhabitants.Buttheprovisionofparamedicalpersonneldecreasedfrom87to81 per10,000inhabitantsduringthesameperiod.Duetoconsiderabledecreasesofbudgetaryfinancingfor medicine and the deterioration of the material resources of the medical institutions, the number of hospitalbedsdecreasedfrom9,851to6,835. In mountain areas, in 2003 there were 707 libraries holding 6,435,000 books and 639 clubs (cultural centers)orarationof12clubplacesper100personsand607booksper100persons.Thedeterioration ofthebooksishighandnewbooksarenotsuppliedinpractice. Oneshouldnotethatthereisapositivegrowthinthenumberofchildrenrestcamps.Afteraconsiderable periodofstagnationin2003,284campsfunctionedinthemountaindistricts(mostlyinsummer).Inthe camps30,395childrenimprovedtheirhealth.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 55 7. Existing policies and strategies affecting directly or indirectly SARD in the mountain areas

Romania

Main programs, laws and policies on agriculture and sustainable rural development in Romania

The main policies, strategies and laws, which regulate sustainable agriculture and rural development in the mountain areas inRomania,are: 1. “The National Programme for Agriculture and Rural Development (NPARD), over the 2000- 2006 period, under the EU Special Accession Program for Agriculture and Rural Development (SAPARD)” ,elaboratedunderthesupervisionoftheMinistryofAgricultureandRural Developmentandrevisedin2003. The NPARD was elaborated according to the Regulation (EC) 1268/1999 regarding the support for agriculturalandruraldevelopmentpreaccessionmeasuresinRomaniaduringthepreaccessionperiod. The NPARD contain the Measure No. 3.3 Agricultural Production Methods Designed to Protect the EnvironmentandMaintaintheCountryside,whichhasthefollowingmainobjectives: • AccordingtotheCommissionRegulationlayingdownthefinancialrulesfortheapplicationofCouncil Regulation No. 1268/99 on Community support preaccession measures for agriculture and rural developmentintheapplicantcountriesofCentralandEasternEuropeinthepreaccessionperiodand totheArticle22oftheCouncilRegulation(EC)No.1257/1999,thesupportofferedinviewofadopting theagriculturalproductionmethodsdesignedtoprotecttheenvironmentandmaintainthecountryside (agrienvironmental) will contribute to multiplying the actions of accomplishing the objectives of the Communitypoliciesregardingtheagricultureandtheenvironment; • The development of the practical experience of implementation of agrienvironmental measures, bothatadministrativeandlocallevel(respectivelyatthefarmlevel),accordingtotheprinciplesofthe CAPmayhelpspeeduptheprocessoflegislativeharmonisationthatRomaniaisundertaking,aswell astheabsorptionofexperiencefromtheEUMemberStates. 2. Sustainable Development Strategy of the Mountain Region approved by the Governmental DecisionNo.1779/2004andthe Law of Mountain Region No.347/2004,areprovidingprinciples, objectives and measures of approaching sustainable development (mainly sustainable rural development) and biodiversity conservation of mountain regions. Also through the Governmental DecisionNo.318/2003,theInterMinisterialCommitteeandtheCountyCommittees(in28counties)for the mountain region are established with the aim of integrating sustainable development and biodiversity conservation in all the activities developed in mountain regions. But the Strategy has stipulated only measures to be taken into consideration, but not an Action Plan with identified resources;

3. National Agro-Environment Programme developedinordertoaccesstheEUfundsfortheperiod 20072013isnow(2005)underpreparation. Andthe main Laws ,whichregulatethe sustainable agriculture sphere are: 1. Law no. 18/1991 theLandLaw,republished; 2. Law no. 84/ 1996 forimprovinglandreclamation; 3. Decision of the Government no. 611/1997 forapplyingtheRegulationofapplicationoftheLaw no.84/1996; 4. Ordinance of the Government no. 81/1998 concerningafforestationofthedegradedlands; 5. Law no. 5/1982 regardingtheprotectionofplantsandofforestsandtheregimeofpesticides;

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 56 6. Order of the Minister of Agriculture and Food, no. 27/1995 concerningthefinancingmodality fortheactionsofprotectionandphytosanitaryquarantine; 7. Decision of the Government no. 20/1995 regardingtheregulationoftheimportofseedsandof plantinghorticulturalmaterial; 8. Order of the Minister of Agriculture and Food, no. 33/1994 comprising the list of phyto pathogenic agents, subject to the phytosanitary quarantine measures in Romania, completed with specificmeasuresforbiologicalagriculture; 9. Order of the Minister of agriculture and food, no. 5/1995 concerningthelistofquarantine organismsofRomania; 10. Ordinance of Emergency of the Government No.34/2000 concerning ecological agrofood products; 11. Governmental Emergency Order no. 34/2000 ,approvedbytheLawno.38/2001,whichcreates thelegalbasisforecologicalagricultureactivitiesinRomania; 12. European Landscape Convention (signedatFlorence,on20October2000)ratified by the Law No.451/2002. Inthepoliciesandlawslistedabove,thefollowingaspectsaretakenintoconsideration: • Integration of environmental concerns in land management plans Law of Mountain Region no. 347/2004 (Article 20) and Sustainable Development Strategy of the MountainRegionapprovedbytheGovernmentalDecisionno.1779/2004. • Protection of natural and semi-natural grasslands Measureno.3.3AgriculturalProductionMethodsDesignedtoProtecttheEnvironmentandMaintainthe CountrysideoftheNPARDthroughaSpecificObjectiveandPilotAgroenvironmental,LawofMountain Regionno.347/2004andtheSustainableDevelopmentStrategyoftheMountainRegion. • Consideration of the impact of agricultural policies on ecological networks StipulatedasameasureintheSustainableDevelopment Strategy of the Mountain Region, and also includedintheAgroEnvironmentProgramme,nowunderelaboration,referringtotheexistingNational Network of Protected Areas and at the European Ecological Network NATURA 2000, which will be developedinRomania. • Consideration of the impact of agricultural policies on mountain landscapes EuropeanLandscapeConvention(signedinFlorence,onthe20October2000)ratifiedbytheLawNo. 451/2002 • Consideration of the impact of agricultural policies on traditional land-use Measure of the Sustainable Development Strategy of the Mountain Region, Measure 3.3 and the NationalAgroEnvironmentProgramme. • The aspects of need for the protection of mountain ecosystems and landscapes, Importance ofbiologicaldiversityandspecificsocioeconomicconditionsofmountainsaslessfavouredareasare addressedbyallpoliciesenlistedabove.

Itshouldbementioned,thattheseaspectsareaddressed mainly theoretically through the documents listedabove,butinpractice,onlyverylimitedactivitiesthroughtheMeasure3.3ofSAPARDhavebeen alreadyplanned,andmanymeasuresmustbetakenthroughtheAgroEnvironmentProgramme,which willstartafter20072013. Laws and policies in the forestry sector

The main strategies in the field of forestry are the Sustainable Development Strategy of the Romanian Silviculture overtheperiod20002020(MAPPM,1999)andthe National Forestry Policy and Development Strategy (NFPS)forRomania(20012010)(MAAP,2001).

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 57 The main laws, which regulate the forestry sector are : 1. Law no. 26 / 1996 Forestrycode This law contains provisions concerning the management of national forest area and other areas coveredbyforestvegetation,theforestprotectionandtheforestloggingoperations. 2. Law no. 103 / 1996 Huntinggroundsandgameprotectionlaw(modified) The law contains general provisions concerning management of hunting grounds, game protection, huntingactivitiesandlegalsanctionsforpoachingoperations.Anewlawonhuntingisnowunderthe elaboration. 3. Minister Order no. 572 / 1991 Regulations concerning terms, modalities and timing of forest loggingandwoodtransportoperationsinsidethenationalforestarea ThisOrderspecifiesthelegalaspectconcerningtheforestloggingauthorization,thetransferofareas tobefelledandoffelledsurfaces,andotherforestloggingrules. 4. Government Decision no. 971 / 1994 Establishmentandsanctionofcontraventionconcerning sportivefishinggroundsandactivities. 5. Law No. 141 / 1999 –LawforapprovingtheGONo.96/1998regardingforestregimeandnational forests administration and Law No. 120/2004 modifies GO 96/1998 regarding forest regime and nationalforestsadministration. 6. EGO no. 226/2000 on the regime of juridical circulation of forest lands, approved by Law no. 66/2002. 7. Law no. 289/2002 onthelegalregimeofforestcurtainsforprotection. 8. Law No. 18 / 1991 –LandrestitutionlawmodifiedbyGONo.1/1998;LawNo.54/1998;GONo. 102/ 2001; Law No.545/2001–establishes thelegal basis for land and forest restitution, and regulateslanduse. 9. Law No. 81/1993 forestablishingcompensationsforthedamagesbroughttotheforestsincludes theevaluationmethodologytoevaluateeconomicalvalueofdamages. 10. Law No. 1 / 2000 – regarding restitution of agricultural and forest lands to the former owners accordingtoLawNo.18/1991andLawNo.169/1997modifiedby:GONo.2/2001;GONo.102/ 2001. 11 . Law No. 400 / 2002 regulatesrestitutionofagriculturalandforestland,establishingproceduresto befollowed,distinguishingthemaximumsurfacetobegivenback,where,howitshouldbemanaged. 12 . Law No. 31 / 2000 –legalmeasuresforforestrylawoffences. 13. GD 1046 / 2000 –fororganizingandoperatingthecontrolofenforcingtheforestregimeatcentral andlocallevel. 14. MO No. 635 / 2002 forapprovaloftheNormsregardingseasons,modalitiesandperiodsforwood harvestinginforestsandothertypesofforestlikevegetation. 15. Law No. 160 / 2004 – which is modifying GD No. 105/2003 regarding reorganization of NFA Romsilva. 16. GD 427/2004 regardingspecificnormsfortimbertransportationaswellasmonitoringandcontrolof timbertransportationandsawmillsactivity. 17. GO No. 41 / 2004 –regardingestablishmentoftheTerritorialDirectoratesforForestryRegimeand Hunting. 18. GD No. 85 / 2004 –toapprovetimbersellingRulesbytheownersofpublicforests. 19. Law No. 31/2000 concerningillegalactivitiesinforestsandrelatedpenalties,lawconcerningthe controlofwoodprocessing,transportandothers,whichrefertomeasuresforenhancingtheforest guardandforestrysystemcontrolactivitiesinordertoavoidillegallogging. 20. Regulationsforforests guarding systemandpreventionofillegalactivities. 21. Technicalnormsforestablishingandimplementingforesttreatments(typesofcuttings). 22. Technicalnormsforevaluationoftimbervolume. 23. Technicalnormsforforestmanagementplanning. In the policies and laws listed above, the following aspects are taken into consideration: • Sustainable management of forest resources and forests lands is an approach used in all policies,laws,normsandregulations,butitsefficientimplementationintopracticeisstillachallenge. • Protection of forests against pollution .Thereisnoregulationconcerningthisaspect.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 58 • Prevention and protection against fire, pests and diseases .Theaspectisaddressedbythe StrategiesonforestandalsobytheForestryCode.Therearedebatesbetweenforestryandbiology expertsifthesemeasurestobeappliedornotinstrictlyprotectedareas. • Public information on forests ecosystems . • Public participation in development, implementation and planning of national forest policies. TherearenoprovisionsontheStrategiesonforests,buttherearegenerallawsregarding the access to information and public participation (Law no. 544/2001 regarding access to the informationofpublicinterestandLawno.86/2000whichhasratifiedtheAarhusConvention),which alsocoversforests.Theinformationmustbeofpublicinterestandnotclassified.Butinpractice,there arenoefficientmechanismsforpublicinformationandparticipation,andonlyformalmethods. • Recognition of vital role of forests in maintaining the ecological processes and balance .The Forestry Code and the Strategies on forests assume the following aspects: afforestation and reforestation, protection of natural forest areas, protection of ecologically representative or unique types of forests, consideration of alternative uses of forests, ensuring the appropriate retention of precipitationinthemountainsforfloodprevention.

The National Forestry Policy and Development Strategy (NFPS) for Romania (2001 - 2010) containsalltheseaspectsasstrategicactions.Morethanthis,regardingtheprotectionofnaturalforest areas,theNFAadministratesthemajorityoftheNationalandNaturalParksfromtheCarpathiansregion, whichincludesforestlands,underacontractwiththecentralpublicauthorityinthisdomain–MEWM. Noneoftheforestrypoliciesorlawsapproachestheprincipleassessingtheeconomicandnoneconomic values of forest goods and services. But indicators regarding biodiversity of Romanian forests were developedin2002byICAS,andotherdevelopmentsonthisissueareneeded,possiblyinconnectionwith theforestcertificationprogramoftheForestsStewardshipCouncil. Aspects of environmental protection and biodiversity conservation

The aspects of environmental protection and biodiversity conservation are regulated by the following strategies: • In 1996, the first Strategy for the Environmental Protection waselaboratedandin2000,a MediumTerm Strategy for the Environmental Protection (2001 2004) was issued. Both strategies stipulate that "complying with the provisions of international conventions and programs regarding environmental protection" represents an important criterion for setting up priorities in the environmentalfield.TheMediumTermStrategyprovidesaNationalActionPlanforBiodiversitythat willbeimplementedintheperiodof20012006. • In2001,the National Strategy and Action Plan for Biological Diversity Conservation and Sustainable Use of its Components wereupdatedbasedonthepreviousones,setupin1996 withthesupportoftheWorldBank.TheStrategywasdevelopedunderthesupervisionoftheMinistry of Environment and Waters Management describing the elements and importance of Romanian biological diversity, suggesting that actions were needed to ensure that these natural values are protectedforfuturegenerationsandforthesustainabledevelopmentinRomania.

• The National Sustainable Development Strategy was prepared in 1999 by a Working Group establishedbytheGovernmentalDecisionno.305/1999,withtheparticipationofcivilsocietyandthe support of UNDP. The fundamental objective of the National Sustainable Development Strategy is “increased standard of living and prosperity for individuals and society as a whole at the national level;economicdevelopmentwithinthesustainabilitylimitsdeterminedbythenaturalcapitalinaway thatshouldguaranteethequalityoflifeforfuturegenerations”.Followingupapresidentialinitiative, anupdatedstrategyisintheprocessofbeingprepared(calledInitiative“Horizon2025”),underthe coordinationofanInterMinisterialCommitteeforSustainableDevelopment.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 59 • Romanian Strategy for Environment 2004 – 2010 isfocusedonEUaccessionandhasbeen developedinclosecollaborationbetweenallrelevantdepartmentsoftheMinistryofEnvironmentand WatersManagement.SupportwasprovidedthroughthePHAREproject“TAfortheimplementationof thePHARE2001Environment”.TheStrategyisbasedonathoroughassessmentofallachievements andremaininggapsinallenvironmentalsectorsandonareviewofallrelatedenvironmentaccession documents. A number of discussions within the MEWM were organized for the elaboration of a strategy.ThemeetingwiththeEUrepresentativeswasorganizedtogetadditionalclarificationsand support. In addition, a meeting with other related Ministries provided further input in defining the Strategy. • By the Regional Environmental Reconstruction Program (REReP ) component 1.9 “Strengthening the capacity of harmonization” with the environmental aquis communitaire, with its component“UpdatingtheNationalEnvironmentalActionPlaninRomania”coordinatedandfinanced byGTZGermany,anewversionofthe National Environmental Action Plan (NEAP) hasbeen developedin2003andupdated,accordingtothepresentrequirementsandpoliciesforenvironmental protection associated with EU integration. The priority projects to be developed in the future have beenselectedbydifferentthematicworkinggroupsintheNEAP. • UndertheMEWM,DirectorateforBiodiversityConservationandBiosecurityhasbeenelaboratedin 1999 and updated in July 2000 the “ Approximation Strategy for the Nature Conservation Sector” . • National Development Plan (NDP) - RomaniawasaskedbytheEuropeanCommissiontodrawup NDP for accessing the structuraltype Preaccession Funds (PHARE, ISPA and SAPARD), and, after integration,foraccessingtheStructuralInstruments(structuralandcohesionfunds).The NDP 2004 - 2006 wasfinalizedandsenttotheEuropeanCommissioninDecember2003.Inthebeginningof May 2004, the process of drawing up the NDP 2007 – 2013 was started, the first development programmingdocumentthatwillunderpintheRomaniaaccesstoStructuralandCohesionFundsof EuropeanUnion,afteraccessionasanEUMemberState. The main laws on environmental protection and biodiversity conservation are:

1. Treaties, Conventions and International Agreements signed and transposed in Romanian legislation:

1. Convention on Biological Diversity (signedinRiodeJaneiro,1994)ratifiedbyLaw58/1994; 2. Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES)(signedinWashington,D.C.,on3March1973,amendedinBonn,on22June1979)ratified byLawNo.69/1994; 3. Convention on Wetlands of International Importance especially as Waterfowl Habitat (signedinRamsar,Iran,2February,1971)ratifiedbytheLawNo.5/1991; 4. Convention Concerning the Protection of the World Cultural and Natural Heritage (adopted atUNESCOGeneralConferenceinParis,on16November1972)acceptedbyDecreeNo.187/1990; 5. Convention on the Conservation of Wildlife and Natural Habitats (signed in Bern, on 19 th September1979)towhichRomaniaadheredbyLawNo.13/1993; 6. Convention on the Conservation of Migratory Species of Wild Animals (signedinBonn,on23 June1979)towhichRomaniaadheredbytheLawNo.13/1998; 7. European Landscape Convention (signedinFlorence,on20October2000)ratifiedbyLawNo. 451/2002; 8. Convention of the Protection and Use of Trans-boundary Watercourses and International Lakes (signedinHelsinki,on17March1992)ratifiedbytheLawNo.30/1995; 9. Agreement on the conservation of African-Eurasian migratory water birds (Hague,1995), ratifiedbytheLaw89/2000,aimingcoordinationof measuresto maintain migratory waterfowls ina favourableconservationstatusortorestorethemtosuchastatus; 10. Agreement on the conservation of bats in Europe (London, 1991), accepted by the Law 90/2000,isthefirstinternationalagreementdevoted to the conservation of batsand the first of its kindundertheArticleIVoftheBonnConvention.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 60 2. Internal laws:

1. EnvironmentalProtectionLawno.137/1994–itistheframeworklawonenvironmentalprotection. 2.Lawno.5/2000,ontheapprovalofthenationallanduseplanSectionIIIprotectedareas.Thislaw mentionedforthefirsttimetheRomanianprotectedareas(844,manyoftheminCarpathianMountains). 3.TheHabitatandBirdsDirectivesweretransposedinto nationallegislationthroughtheGovernmental EmergencyOrdinanceno.236/2000,whichwasapproved,withamendmentsandadditions,byLawno. 462/2001–thatistheLawofnaturalprotectedareas. Several documents of the subsequent legislation process have been adopted to support the implementationoftheframeworklaws,suchas: 1. Governmental Decision no. 230/2003 on delimitation and establishing administrative structures for biospherereserves,nationalparksandnaturalparks; 2. Ministerial Order no. 552/2003 regarding the approval of internal functional zonation for biosphere reserves,nationalparksandnaturalparksfromthebiodiversityconservationnecessitypointofview; 3. Ministerial Order no. 494/2005 on the procedure to award administration or custody of protected naturalareas; 4. Governmental Decision no. 2151/2004 regarding the establishment of new natural protected areas. There have been 114 new natural protected areas established, of which almost a half are in the CarpathianMountains; 5.MinisterialOrderno.671/2001approvingtheprocedureforharvesting,capturing,purchasingortrading plantsoranimalsbelongingtowildfloraandfauna.

Strengths and weaknesses of SARD-M policies

Strengths Weaknesses ALawisinforceformountainregionsandalso TheSustainableDevelopmentStrategyof theSustainableDevelopmentStrategyof MountainRegionsstipulatesonlygeneral MountainRegions(Mostoftheother measurestobetakenintoconsideration,but EnvironmentalStrategiesarenotempoweredby notanActionPlanwithidentifiedresources. law).Theselegalactsprovideageneral Also,therearenoallocatedrelevantfundsfrom framework(principles,objectivesandgeneral thestatebudgetfortheimplementationofthis measures)forapproachingthesustainablerural Strategy.Mainly,thefunds,whichwillcome developmentandbiodiversityconservationofthe after2007throughtheAgriEnvironment mountainregions,incorrelationwiththe ProgramandLessFavoredAreasschemeare Regulation1257/99,includingthemeasure expected. concerningthelessfavouredareasandareas withenvironmentrestrictions. TheadoptionofAquisCommunautairein Romaniaadoptedaverycomplexlegislative Romaniawasmainlyimplementedasapartof framework,resultingmainlyfromtheadoptionof theadoptionandinclusionintotheRomanian theEUlegislation(regardingOrganicAgriculture, legislationoftheEUdirectivesandregulations RuralDevelopment,Forestry,WFD,Nitrates (regardingOrganicAgriculture,Rural Directive,HabitatsandBirdsDirectives),which Development,Forestry,WFD,Nitrates representsagoodpolicybase.Romaniahasalso Directive,HabitatsandBirdsDirectives,etc.), adopted/ratifiedmostoftheMultilateral butmostofthemarenotimplementedbecause InternationalAgreementsonEnvironment. ofthelackoffunding. ThebureaucracyoftheEUprogramshampers theimplementationprocessatthelevelofsmall farmowners. RegardingtheSAPARD:thereisadelayinthe TheNationalProgramforAgricultureandRural accreditingprocess–6measuresaccredited Development,overthe20002006period,under from11;therateofthecommittedfundsis theSAPARD,providesaframeworkfortherural 97,09%andofthepaidfundsis37,83%;the andsustainableagriculturedevelopment,through Measure3.3hasnotstartedyet. itsdifferentMeasures,includingthemost relevantonetheMeasureno.3.3Agricultural

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 61 ProductionMethodsDesignedtoProtectthe IntheMidtermevaluationoftheSAPARD EnvironmentandMaintaintheCountryside.The Program,implementedin2004,itisstated measure3.3comprises3submeasures:soil that:“Thedesignoftheagrienvironmental protectionagainsterosion;biodiversity measuresappearstobeinadequate.Thegood conservationthroughtraditionalagriculture intentionsarenotalwaysfollowedbydetailing practicesandecologicalagriculture.Thepilot ofthemeasurestosecurethis.Alsothe areassituatedinCarpathianregionareRetezat evaluationoftheenvironmentalsituationand NationalParkandDornelorregion. thepositiveandnegativeenvironmentalimpact oftheprogramisgenerallyfoundtobe insufficientandinneedforfurther considerations,analysisandimprovement”. Thepreparationthroughaparticipatoryprocess (involvingallstakeholders,includingNGOs)of theRuralDevelopmentNationalProgramfor 20072013period.ThePlancomprises4axes: 1.Improvingcompetitiveness,2. Environment/landmanagement(Agri EnvironmentProgramandLessFavoredAreas); 3.DiversificationoftheruraleconomyandQuality oflifeinruralareas;4.LEADERapproach.Axes2 and3willespeciallycreatethebaseforSARD after2007. Regardingforestry,anefficientregulatory frameworkandalsoadequateenforcement measuresaimedtoreducetheincreasingillegal loggingandpoachinginCarpathianregionare notdevelopedyet. TheEnvironmentalProtectionStrategies (includingNationalStrategyandActionPlanfor BiologicalDiversityConservationand SustainableUseofitsComponents)needsalso tobeupdatedandtoincludemoreprovisions regardingtheagroecosystemsandsustainable agriculture.

Slovakia

Overview of agricultural policies after the year 1989

Between1990and1992,anagrarianpolicywasformulatedinthe Directive for Economic Reform . The Directive focused on fast transformation process and adaptation of agriculture to new economic conditions. In1993,theAgrarian policy of the Slovak Republic wasadopted.Themaingoalofthepolicywasto stabilizeanddevelopagriculture.Maingoalsofagrarianpolicywerededucedfromthegoalsofpoliciesof westernEuropeancountries,focusedonprotectionandsupportofagriculture. Lateron,intheframeworkofpoliticalinitiatives,interconnectionsbetweenagricultureandprotectionof nature were introduced into the policies. The Slovak Government proclaimed these principles in Government Statement in1998and2002. Althoughthereisnospecificdocumentdesignedforsustainableagricultureandruraldevelopmentinthe mountain regions of Slovakia, the principles concerning SARDM were included in other conceptual, strategic and programming documents. Agricultural policies prepared by the Ministry of Agriculture endeavouredtoreconcilethethreedimensionsofsustainabledevelopmentwithintheagriculturalsector andruraldevelopmentwithrespecttoSARDM,aswell.Thefollowingdocumentsincludetheseprinciples, Concept of Rural Development , Programme of Agriculture and Food Industry Development in

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 62 the SR by 2010, Concept of Agricultural and Food Policy of the SR by 2005, Mid-term Concept of Agricultural Policy 2004 - 2006: Agriculture and Food Industry.

Specificconcepts, Concept of Sheep Breeding in the SR by 2005 and Action Plan of Organic Farming by 2010, werepreparedbytheMinistryofAgriculture,aswell.

OnMay1,2004,SlovakiabecameamemberoftheEuropeanUnionandhasaccededtobuildingupof multifunction model of European agriculture. Introduction of environmentalelements into the Common Agricultural Policy reflected in programming documents were adopted in Slovakia, (i.e. Sectoral Operational Programme Agriculture and Rural Development and Rural Development Plan the Slovak Republic 2004 - 2006) .Theprogrammingdocumentscontainnotonlyanalysesofthecurrent situationinagriculture,strategicgoalsandsuggestedmeasuresbutalsoafinancialframework.Financing of Rural Development Plan measures is from the guarantee section of EAGGF. Financing of Sectoral OperationalProgrammemeasuresisfromtheguidancesectionofEAGGF. Sustainabledevelopmentofagricultureandruralareasinthemountainregionsisinfluencedbypolicies prepared by other ministries such as Ministry of Environment, Ministry of Economy, Ministry of Construction and Regional Development, Ministry of Labour, Social Affairs and Family. The following documents have been adopted in Slovakia: Strategies, Principles and Priorities of State Environment Policy; National Environmental Action Program I, II; National Biodiversity Strategy; National Sustainable Development Strategy; State Soil Policy; Concept of Forest Policy by 2005; National Programme of Tourism Development; Proposal of Strategy of tourism Development by 2013; Long-term Concept of Agricultural Biomass Utilisation. Aregionalapproachisincludedinthe National Plan for Regional Development, whichwas adopted in2001.

Government Statements of the Slovak Republic and other adopted documents

Government Statement of the Slovak Republic, 1998 InDecember1998,theNationalCounciladoptedtheGovernmentStatementoftheSlovakRepublic.The GovernmentengagedtoreachmaintargetsofagriculturalpolicypreparingaProgrammeofdevelopment oftheagricultureandfoodindustryforthenexttenyears.TheGovernmentguaranteed: • To establish conditions which will support the transition of the Slovak agriculture to the Common AgriculturalPolicyviafinancialsupportofmeasuresintheframeworkoftheSAPARDprogramme; • TosupportnewtrendsinruraldevelopmentidenticaltothetrendsintheEU; • To ensure adequate living standard, social conditions and quality of life of the rural population via integratedruralpolicy; • Tosupportenvironmentprotectionandsustainabledevelopment(GSR,1998). Government Statement of the Slovak Republic, 2002 In2002,theGovernmentofSlovakiaguaranteed: • TosupportlegislativeandcapacitybuildingprocesseswiththeaimtoensureimplementationofCAP; • To support intensive agricultural production but also programmes orientated towards agriculture in lessfavouredareas; • To support multifunctional model of agriculture, including landscape, environment and cultural functions, development of rural infrastructure, agrotourism, organic farming and bioproducts production(GSR,2000).

National Programme for Adoption of Acquis Communautaire National Programme for Adoption of Acquis Communautaire has embraced the integration process of SlovakiaintotheEU.ThefirstNationalProgrammewaspreparedin1998,thesecondonein2002.The shorttermprioritiesconcerningSARDMwerethefollowing:

• EstablishmentofAgriculturalPayingAgencyintheframeworkoftheSAPARDprogrammeby2000; • DesigningtheRuralDevelopmentPlanoftheSlovakRepublic2004–2006;

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 63 • Capacity building for regional and structural policy and sustainable rural development policy, designingofprojectfortheSAPARDprogrammefortheyear2000. Withintheframeworkofmidtermpriorities,theProgrammeensuredthefulfilmentofbasicmeasuresof structural policy, agroenvironment policy and rural development policy within the scope of the Rural DevelopmentPlan(GSR,1998,2000).

National Sustainable Development Strategy NationalSustainableDevelopmentStrategywasadoptedin2001.Oneofthestrategicobjectivesisauto regulation of nature and biodiversity preservation, stock of natural resources, healthy and beautiful environmentforeverybody.Partialobjectivesarelistedbelow: • Toensureeconomicalexploitationofnaturalresources; • Tosupportexploitationofalternativeenergysources; • Landutilisationintheframeworkofthestrictcomplyingwithecologicalcapacity; • Torespectallexistingecosystemswithinlandmanagement,topreferenvironmentalfriendlysystems oflandmanagement; • Tosupportpositiveattitudetonature,historyandenvironment(GSR,2001). Strategic, conceptual and programming documents prepared by the Ministry of Agriculture AlthoughthereisnospecificdocumentforSARDin themountainregionsfor Slovakia,theseprinciples havebeenincludedinotherstrategic,conceptualandprogrammingdocuments. OnMay1,2004,Slovakiahasaccededtothebuildingupofamultifunctionagriculturemodeladoptedby theEU.ThismodelisinlinewiththeoverallobjectivesofAgenda2000anditisfocusedonenvironment protectionmeasuresandruralregionsdevelopment,aswell. Adopteddocumentshavereflectedthispolicydirection.Descriptionofthefollowingdocumentsisfocused onSARDMandputsemphasisontheenvironmentprotection.

Concept of Rural Development in the Slovak Republic In September 1988, the Slovak Governmentadopted theConceptofRuralDevelopmentwhich,forthe firsttime,underlinedthenecessityofanintegratedapproachtowardsruraldevelopment.Ruralregions weredefinedonthebasisofpolitical,economicanddemographicanalyses.Themaingoalwastoensure anadequatelivingstandardandtoimprovequalityoflifeoftheruralpopulation,ensureemploymentand adequateincomethroughdevelopmentofeconomicactivitiesinthefieldofagriculture,forestryandwater management,processingindustry,traditionalartsandcrafts,servicesandtourism. Theconceptincluded4mainareasofruraldevelopment: 1. Economyandemployment; 2. Environmentandemployment; 3. Humanresourcesdevelopment; 4. Developmentofscienceandresearch.

Programme of Agriculture and Food Industry Development by 2010 Programme of Agriculture and Food Industry Development by 2010 has followed the Analysis of agricultureandfoodindustrydevelopmentintheperiodof1990–1998.Theprogrammewasadoptedin 1999.TheProgrammehasanticipatedtwodevelopmentalphases: • PeriodofstabilisationandpreparationfortheaccessionoftheSRtotheEU; • PeriodafterEUaccessionwithCAPadoption. TheProgrammehasalsofocusedon: • IncreaseofproductionefficiencyinproductiveregionsofSlovakia,aswellassupportofsustainable agricultureinlessfavourableregionsviasupportofnonproductivefunctionsofagriculture; • Utilisationofpotentialofagriculturallandnotonlyforfoodproductionbutalsoforproductionofnon agriculturalproductsandalternativeenergyresources;

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 64 • Conversionoflessproductiveagriculturalland,increaseofgrasslandsandextensiveagricultureinline withenvironmentalprogrammes; • Diversificationofactivitieswiththeaimtosecureemploymentandsettlementinruralregions(MoA SR,1999b).

Concept of Agricultural and Food Policy of the SR by 2005 In2000,theConceptofAgriculturalandFoodPolicyby2005wasadopted.TheConcepthasfollowedthe AnalysisofAgricultureandFoodIndustryDevelopmentintheperiodof1990–1998andProgrammeof AgricultureandFoodIndustryDevelopmentby2010.ThebasicobjectivesoftheSlovakagriculturaland foodpolicyby2005areasfollows: 1. Toensureefficientmodernandcompetitiveagricultureandfoodmanagement; 2. Toprovideenoughaffordable,wholesome,highqualityandsafefoodfromthedomesticproduction; 3. To ensure agricultural production in line with appropriate care of agricultural land, whose preserved condition is important for maintaining the character of the landscape, the cultural heritage, recreational and other non-agricultural economic use of the territory; 4. Toensuresufficientincomelevelinagricultureandfoodprocessingindustry; 5. Tomoderniseandrestructurethefoodprocessingindustry; 6. To adjust agriculture to environmental requirements for conservation of soil, water, air and the natural environment, biodiversity and conservation of traditional gene pools; 7. To support the development of regions, especially in rural areas with a significant share of agriculture and low density of population, by developing alternative economic activities and creating additional resources for the maintenance of employment and agricultural use of resources within the framework of sustainable development; 8. ToprepareagricultureandfoodmanagementforSlovakia’saccessiontotheEU. One of the strategic intentions for the period of 2000– 2005hasbeen cooperation ofagriculture in preservinganddevelopingtheruralenvironmentandmaintainingruralsettlement.Ingreaterdetail,this alsomeans: • Improvingtheeconomicconditionsandstabilisingbusinessesinagriculturewillhelpstabilisejobsin thecountrysideandmaintainsettlementinthecountryside; • Support for diversification of activities in agriculture towards nonagricultural activities and development of growing plants for nonagricultural purposes (especiallysecondary energy sources) canprovidemorejobsandincomefortheruralpopulation; • Supportforthemaintenanceofthelandscape,ecologicalagricultureandtheprincipleofgentleuseof thewholeproductionpotentialofthelandwillinfluencethedevelopmentoftheruralenvironment, preservationofprotectedareasandterritorialsystemofecologicalstability. Thepillarsoftheagriculturalandfoodpolicyhavebeenasfollows: PillarI:Marketregimesfordecisivecommodities Pillar II: Support for operating in worse production conditions Programme 1 – Support for less favoured areas Programme 2 – Sheep and goat breeding PillarIII: Modernisationandsupportforcorporatesectorrestructuring PillarIV: GeneralservicesandpreparationforEUaccession Pillar V: Environmental measure Programme 1 – Agro-environmental programme Programme 2 – Environmental investment. TheimplementationoftheConcepthasrequiredanannualvolumeofpublicresourcesworthSKK18to 20billion,whichtotalsSKK96billionfortheyears20012005.TheimplementationofPillarIIandPillar VhasrequiredSKK22billionfortheyears20012005(MoASR,2000a). Mid-term Concept of Agricultural Policy 2004 - 2006: Agriculture and Food Industry Midterm Concept of Agricultural Policy 2004 2006: Agriculture and Food Industry was adopted in responsetoaccessionintotheEU,finalisationoftransitiontomarketeconomyandadoptionofCAPin

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 65 Slovakia.BasicobjectivesareverysimilartotheobjectivesoftheConceptofAgriculturalandFoodPolicy by2005: 1. Keepingandreinforcingofcompetitiveagriculturalandfoodmanagement; 2. Providinghighqualityandsafefood; 3. Support to agriculture, its functions, protection and maintenance of natural resources (mainly soil and water), biodiversity protection and cultural values of landscape, maintenance of settlement and infrastructure of rural regions ; 4. Preservation of agricultural land management in less favourable regions ; 5. Ensuring sustainable viability of rural regions.

Toreachabovementionedobjectives,thereisanecessitytofulfilthefollowingtasks: • CapacitybuildingforCAPimplementation,structuralsupports,legislationforpeopleandanimalhealth protection; • Measuresforacceleratedrestructuringprocess; • Preservation of agricultural land management in less favourable regions aswellassupport oforganicfarming.ThepracticalimplementationisensuredbytheRural Development Plan 2004- 2006 ; • Strengthening of the role of agriculture in rural development. Supportofdiversificationof activitiesinagriculturetowardsnonagriculturalactivities,agrotourism,infrastructuremodernisation, protection and development of social resources and cultural values of rural regions. The practical implementation is ensured by Sectoral Operational Programme Agriculture and Rural Development 2004 - 2006 ; • Preservation and development of employment in rural regions. Support of regional developmentofsmallandmediumbusinesses.Thepracticalimplementationisensuredbythe Rural Development Plan of the Slovak Republic 2004 - 2006 and Sectoral Operational Programme Agriculture and Rural Development 2004 - 2006 ; • Supportofscience,researchandeducation; • Supportofinformationtechnologiesinagriculture(MoASR,2004). TheimplementationofthemeasuresissupportedbynationalandtheEUfinancialsourcesviatheRural DevelopmentPlanoftheSlovakRepublic20042006andSectoralOperationalProgrammeforAgriculture andRuralDevelopment20042006.

Sectoral Operational Programme for Agriculture and Rural Development 2004 - 2006 TheProgrammehasonepriority,correspondingtothepriorityoftheRuralDevelopmentPlan: • Multifunctionalagricultureandsustainableruraldevelopment. Adoptedstrategies,operationobjectivesareasfollows: 1. To increase agricultural production along with environment protection and welfare of animals. To improveprocessingandproductionofagriculturalandfishproducts,qualityoffood; 2. To improve social conditions and quality of life of the rural population through improvements in living standards; 3. To improve land consolidation ; 4. Tosupporteducationandtrainings.

Priorities and measures: Priority1–Supportofproductiveagriculture Priority2–Supportofsustainableruraldevelopment Measure2.1.Sustainableforestdevelopment,supportofforestry Measure2.2.Fishbreeding Measure2.3.Ruraldevelopmentsupport Measure2.4.Education Measure2.5.Technicalassistance

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 66 BothoftheaboveprioritieshaveresultedfromthepriorityofAgricultureandRuralDevelopmentinthe NationalPlanforRegionalDevelopment.Financingofthisprioritycomesfromstructuralfunds,guidance sectionofEAGGFandFIFG. Someofthemeasuresarefocusedondecreasingandremovingnegativeeffectscausedbyagricultural sources on the environment, water and soil,. Investments have been used for reconstruction, modernisation and construction of new farm buildings, fulfilling the EU standards for animal breeding (welfare). Reconstructionof storages for plantagriculturalproductionandanimalexcrementshasbeen supportedintheframeworkofadoptedmeasureswiththeaimtokeeptheEUhygienicstandards(MoA SR,2003b,c). Rural Development Plan 2004 - 2006 The Rural Development Plan is one of the programming documents for the realization of defined measuresaccordingtotheRegulationno.1257/1999aswellasMidtermConceptofAgriculturalPolicy 20042006:AgricultureandFoodIndustry.TheRuralDevelopmentPlanwaselaboratedinparticipation withtheSectoralOperationalProgrammeforAgricultureandRuralDevelopment2004–2006. ThePlanhasonepriority,correspondingtothepriorityofSectoralOperationalProgramme: • Multifunctionalagricultureandsustainableruraldevelopment. Adoptedstrategies,operationalobjectivesinclude: 1. Investmentinagriculturalholdings Operationalobjective:Increasethelabourproductivityandcompetitivenessofcompanieswhile maintainingenvironmentalprotection; 2. Educationandtraining Operationalobjective:Increasetheleveloftechnicaleducation; 3. Less-favoured areas Operationalobjective: Maintain agriculture in disadvantaged areas; 4. Agro-environmental support Operationalobjective: Introduce agricultural production procedures to protect and improve the environment ; 5. Improvementinprocessingandmarketingofagriculturalproducts Operational objective:Increasethe competitiveness and products quality while decreasingnegative environmentalimpacts; 6. Afforestationofagriculturalland Operationalobjective:Boostthelandscape’secologicalstability; 7. Land consolidation, farm advisory system, semi-subsistence farms, community standards, anti-flooding measures, complements to direct payments Operationalobjective: Development of rural areas.

The principles of sustainable agriculture and rural development are involved mainly in the measures 3, 4, and 7:

3/ Less-favoured areas represent1,628,165haofthetotallandterritory,equalling33.2%ofthetotal land territory and 66.77% of the agricultural land.Theaim is to maintain farmingonthe sizeof1.6 millionhainlessfavouredareasandprovidesupportto2,000agriculturalentitiesthroughcompensation paymentsof47Euro/haonaverage.

4/ Agro-environmental support As a part of the nitrate directive implementation, 30% of agricultural land, approximately 800,000 ha, were identified by the first proposal as vulnerable areas. NATURA 2000 – the implementation of the DirectiveonBirdsrecommendstheestablishmentofprotectedareason1,236,545ha,equalling25%of the total land territory and covering 387 305 ha of agricultural land. The Directive on Habitats, whose areasoverlapwiththebird’sareastoalargeextent,appliestoabout170,000haofagriculturalland.The aim is to carry out environmentally friendly agricultural procedures on NATURA 2000 areas, which represent 12% of agricultural land (300,000 ha). The other aim is to reach 5% of agricultural land

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 67 (120,000 ha) under organic farming. Agroenvironmental support consists of two parts, voluntary and mandatory. 7/ Land consolidation, farm advisory, semi-subsistence farms, community standards, producer groups, anti-flooding measures, complements to direct payments. FinancefortheRuralDevelopmentPlanmeasurescomesfromtheguaranteesectionofEAGGF,national budgetandtheprivatesector(MoASR,2003a).

Concept of Sheep Breeding by 2005 TheConceptofSheepBreedingintheSRby2005isanimportantdocumentforSARDM.Theconcept has taken into account rational utilisation of grasslands mainly in mountain regions and environment protection as well as cultural rural character. Sheep breeding supports also agrotourism in mountain regions.Ontheotherhand,lambmeatisinshortsupplyonSlovakaswellasonEuropeanmarket. Furtherdevelopmentofsheepbreedingrequires: • Increaseinsheepproductionefficiency; • Supportofmilkandmeatproduction; • Increaseintheutilisationofsemiintensiveandsemiextensivegrasslands; Support of fencing system in sheep breeding, mechanical lactation to 25%, cooling systems, reconstructionoffarmbuildings.Highereducationisneeded,aswell. TheConcepthasemphasisedenvironmentalmeasuresrelatedto: • Keepingantiinfectionmeasures,increasinghygienicconditionsinsheepbreeding; • Keepingvalidveterinarysurgeon; • Ensuringprotectionofwatersources,especiallydrinkingwatersupplies(MoASR,1999a). Action Plan of Organic Farming by 2010 IncontrasttoWestEuropeancountries,organicfarminginSlovakiastartedtodeveloponly1520years ago. In 1991, the Regulations of organic farming were adopted in Slovakia. The Concept of organic farmingintheSRwasadoptedin1995.TheConceptwaslaterfollowedbytheActionPlanofOrganic FarmingintheSRby2010.In1998,theactno.224/1998Coll.oflawonorganicfarmingandorganic productswasadopted,amendedbytheactno.421/2004Coll.oflawonorganicfarming. TheActionPlanwasdesignedinlinewithEuropeanActionPlanforOrganicProductsandFarming.The mainobjectiveistoincreaseefficiencyofagricultureandqualityoflifeofruralpopulation. TheActionPlanisalsofocusedonmountainregions: • Toestablishmarketwithorganicproductsfrommountainregions; • ToadaptcommonEuropeanagriculturalpolicyformountainregions; • Toestablishintegratedadministrativeandcontrollingsystem(IACS). SpecificobjectivesoftheActionPlan: • Tostrengthenpositionoforganicfarming,improveitscompetitiveness; • Toexpandmarketwithorganicproducts; • Toincreaseawarenessandpromotion; • Toimproveadvisorysystem,educationandresearch; • Toimprovecapacitybuildinginagriculture. MainprioritiesoftheActionPlanareto: • Support production, processing and market with organic products. To reach 1,200 km 2 of organic farmingarea(5%shareonthetotalagriculturalland)by2010.Nongovernmentalorganisationshave suggestedtodesignanethiccodeoforganicfarmers; • Marketing–toreach30%ofcertificatedorganicproductssoldontheSlovakmarket; • Supporttheeducationsystemandadvisoryservices; • Supportcapacitybuilding(MoASR,2005a).

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 68 Policies with integrated regional principles

There was only one strategic document with a regional approach adopted National Plan for Regional DevelopmentoftheSR. National Plan for Regional Development NationalPlanforRegionalDevelopmentwasadoptedin2001. ThePlanisacomplexdocumentfocused on the regional development of the economy by 2006. Designing of this document was one of the conditionstoacquirefinancefromproaccessionandlaterfromstructuralfundsoftheEU.ThePlanisthe firststrategicdocumentwitharegionalapproach. ThePlanoutlinessectoral,aswellasregionaloperationalprogrammes.Sectoraloperationalprogrammes have been designed by ministries. Regional programmes have been designed by district offices in cooperation with coordination and monitoring committees. The Ministry of Construction and Regional Developmenthascoordinatedthewholeprocess.Theprincipleofpartnership,oneofthemainprinciples ofregionalpolicyoftheEU,hasbeenadoptedduringthepreparatoryandimplementationphaseofthe Plan. Ministries, state administration bodies, public administration bodies, regional bodies, offices, municipalities, regional agencies, corporations, research and expert bodies, nongovernmental organisationshaveparticipatedindesigningthePlan.TheNationalPlanforRegionalDevelopmentasa midtermplanningdocumentis continuously adaptedto the economic processes and socialsituationin Slovakia. MainroleofthePlanistoadjustdisparitiesbetweenregionsandtoreachsocioeconomiccohesionand living standard improvements. The objective of the PlanistoensuresuchanincreaseofGDPsothat Slovakiawillreach6065%ofGDPaverageoftheEUby2006. GlobalobjectivesoftheNationalPlanforRegionalDevelopmentareasfollows: 1.Increaseofemployment,decreaseofunemploymentrate; 2.Supportofcompetitivenessproduction; 3.Progressoftechnicalandsocialinfrastructure; 4.Progressofproductionandservicesbasedondomesticsources; 5. Protection and enhancement of environment; 6. Development of rural regions and multifunctional agriculture. ThePlanincludessectoralprogrammes: • Humanresources; • Industryandservices(includingsupportofbiomassutilisationasalternativeenergysource); • Multifunctional agriculture and rural development ; • Transportandtelecommunication; • Housing; • Tourism; • Environment.

The following regional operational programmes (ROP) were designed: ROP Bratislava region, ROP Slovakia–southwest,ROPSlovakianorthwest,ROPSlovakia–east(MoCRDofSR,2001).

Strategies indirectly affecting the sustainable agriculture and rural development in the mountain areas

SARDMareaffectedbyactivitiesofdifferentsectors.Ministriesadoptstrategiesormeasuresindirectly influencingSARD.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 69 Strategies, conceptual documents designed by Ministry of Environment

Strategies, principles and priorities of state environmental policy TheStrategywasadoptedin1993.Themainprioritieswerethefollowing: • Airprotectionandglobalenvironmentalsecurity; • Ensuringofsufficientdrinkingwateranddecreasingwaterpollution; • Soilprotectionagainstdegradationandensuringhealthyfood; • Minimizationofwasteandwastedisposal; • Biodiversityprotection,protectionandrationalutilisationofnaturalresources,optimallanduse(MoE SR,1993).

National Environmental Action Programme I, II The National Environmental Action Programme II (NEAP II) was adopted in 2002. The NEAP II was designedinlinewithstrategies,principlesandprioritiesofstateenvironmentalpolicyandNEAPI,which wasadoptedin1996.Themainrolehasbeentospecifybasisfortheformulationofnewobjectives(i.e. water,air,soilandbiodiversityprotection)(MoESR,1996,1999).

National Biodiversity Strategy TheNationalBiodiversityStrategyofSlovakiaisabasicstrategicdocumentofbiodiversityprotectionin Slovakia. The Strategy was adopted in 1997 and was designed in line with Convention on Biological Diversity(RiodeJaneiro,1992).ImplementationoftheStrategyhasbeenensuredbytheActionPlanfor implementationofthe National Biodiversity for 1998 – 2010 (MoESR,1997).

Programme of Village Renewal The Programme of Village Renewal is a development programme. Rural populations, municipalities in cooperationwithstateexpertsandlocalbusinessmencooperate with aimto improve andenhance the environmentinvillages.Itsmainobjectiveistoachieveasustainableincreaseinthelivingstandardsof ruralpopulationalongwiththepreservationoftypicalruralfeaturesinlinewithsustainabledevelopment. ThebasicinstrumentoftheProgrammeisanenhancedhumanactivityasadrivingforceoftheoverall process,whichsavesfinancialfunds.Thestateplaysonlyasupportingrolethroughconsultationsand financialsupport(MoESE,2005).

Strategies, conceptual documents designed by the Ministry of Agriculture

State Soil Policy TheStateSoilPolicywasadoptedin2001.Articleno.4includesfollowingprinciples: • Toensurelanduseinaccordancewithprinciplesofsustainabledevelopment; • Toensureprotectionofecologicalfunctionsofsoilintheprocessoflanduse(MoASR,2001a).

Concept of the Forest Policy by 2005 ThemainobjectivesoftheConceptarethefollowing: • Ownershipadjustment,managementandprotectionofforests; • Economy,financingandmarketingpolicyofforestmanagement; • Employmentandsocialpolicyinconnectionwithforestmanagement; • ApproximationofSlovakforestmanagementwiththeEUcountries(MoASR,2000b).

Strategies, conceptual documents designed by the Ministry of Economy

National Programme of Tourism Development TheNationalProgrammeofTourismDevelopmentwasadoptedin2000.Theanalysisshowedthatthere wasanecessitytodevelopinthefollowingformsoftourisminSlovakia: • summerrecreationsin mountains; • winter mountain sports; • townandculturaltourism; • spaandhealthtourism; • rural tourism and agro-tourism.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 70 Thecoordinationonlocal,regionalandnationallevelforactivitieswhichleadtotourismdevelopmentis veryimportant,aswellasimprovingofinformatics,promotionandinformationofficesnetwork(MoEcSR, 2000).

Proposal of Strategy of Tourism Development by 2013 The Strategy includes main objectives focused on tourism development in Slovakia during the 2007– 2013periodinlinewiththeplanningperiodoftheEU.TheStrategywillserveallstakeholdersatthelocal, regionalandnationallevelsfortheirdecisionmakingandcoordinatingprocesses.Thestrategysupports developmentoftourismforms,whichareoutlinedintheNationalProgrammeofTourismDevelopment, includingruraltourismandagrotourism(MoEcSR,2005). Long-term Concept of Agricultural Biomass Utilisation TheConceptwasadoptedin2004andhasfollowedtheConceptofAlternativeEnergySourcesUtilisation. The main objective of the Concept is to reach 12% renewable energy sources utilisation of the total energy sources utilisation by 2010. Nowadays, agriculture shares 3.3% of the national energy consumption.Atthesametime,agricultureisabiomassproducerwithamuchhigherenergypotential. Agriculturerepresents42%ofthetotalrenewableenergysources.Atpresent,biomassutilisationisina testingphase.Inaddition,energypotentialfromanimalexcrementsisconsiderableandisutilisedonfour farmsinSlovakia.Woodbiomassisanimportantsourceofbiomass,aswell.(MoEcSR,2004).

International conventions, directives

The Slovak Republic has acceded to several international conventions and has implemented directives withanenvironmentalapproach,whichdirectlyorindirectlyaffectssustainableagriculturaldevelopment. International conventions • ConventiononBiologicalDiversity(RiodeJaneiro,1992); • ConventiononWetlandsofInternationalImportance(Ramsar,1971); • UNESCOConventiononWorldandCulturalHeritagePprotection(Paris,1972); • UnitedNationsFrameworkConventiononClimateChange(1998). Directives • CouncilDirective79/409/EEContheconservationofwildbirds; • CouncilDirective92/43/EEContheconservationofnaturalhabitatsandofwildfaunaandflora; • CouncilDirective91/676/EECconcerningtheprotectionofwatersagainstpollutioncausedbynitrates fromagriculturalsources; • CouncilDirective96/61/EECconcerningintegratedpollutionpreventionandcontrol(DirectiveIPPC); • CouncilDirective86/278/EEContheprotectionoftheenvironment,andinparticularofthesoil,when sewagesludgeisusedinagriculture. TheMinistryofAgriculturehasdesignedcodesforgoodagriculturalpractices: • SoilProtection(MoASR,1996); • PrinciplesofGoodManagementofFertiliserandManureUtilisation(MoASR,2000c); • WaterProtectionagainstNitratesPollutionfromAgriculture(MoASR,2001b).

Strengths and weaknesses of SARD-M policies Althoughmanystrategic,conceptualandprogrammingdocumentshavebeenadoptedinSlovakiaduring the last decade, they were elaborated for different strategic goals without adequate cooperation and interconnections.Someofthesetupgoalsweretoogeneral,whichprecludestheireffectivemonitoring. Some of the measures were set up inadequately (e.g. agroenvironmental measures in the Rural DevelopmentPlanintheSlovakRepublic20042006).

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 71

Strengths Weaknesses Strategic conceptual documents respect national Many strategic, conceptual and programming particularitiesandaredesignedinlinewiththeEU documentselaboratedfordifferentstrategicgoals policy. Adopted documents increasingly take into often without adequate cooperation and accounttheissueofmountainregions. interconnections. Preparing of the mergence of existing Sectoral approach dominates. Regional policies programming documents, the Sectoral areinsufficient. Operational Programme and the Rural DevelopmentPlan,fortheperiod2007–2013. Existing legislative frameworks supporting Complex specific document for the sustainable measures included in strategies (Compensation developmentofagricultureandruralareasinthe for land management restriction, introduction of mountain regions for Slovakia has not been programmesofagriculturalactivitiesinvulnerable designed. zones, introduction of good farmer practises in lessfavouredzonesandzoneswithenvironmental restrictions,Codesofgoodagriculturalpractices) Effort to reconcile the three dimensions of Short tradition and adaptation period for new sustainable development (social economic – payment system. Frequent changes in system environmentpillars)withintheagriculturalsector regulationandfinancialsupport.Timeconsuming andruralareas. administrationandapprovalofsubmittedprojects. Insufficientprofessionalpotentialoffarmers,non understandingoffundraising. Financial support of environmentally friendly Inaccurate and very general objectives, without measures. sufficient quantification and consequent controllingsystem. Effectivecontrollingsysteminsomeareas. Insufficientmonitoringsystemofeffectivenessof adopted measures. Missing transparent indicator mechanisminmanyareas(biodiversity). Insufficientrangeofagroenvironmentalschemes (concerning biodiversity, soil protection or ecological stability of agricultural countryside, agricultural production quality, socioeconomic ruraldevelopment,culturalandhistoricalheritage ofagriculturalland). Insufficienttrainingactivitiesandadvisorysystem. Inadequateawareness(environmentaltoo)ofthe public.

Ukraine Asof 1 September 2005, the Concept of Sustainable Development has not been adopted at the national level in Ukraine or for mountain regions as well. The conceptual basis for establishing and implementing thepolicy of sustainable development of the Carpathian region was set up in the report prepared byMr. Marushevsky, the Chairmanof UkrainianenvironmentalNGO’sattheThirdAllUkraine EnvironmentalCommunityConference(Kyiv,29November2001–1December2002),whichwasoneof thestepsinpreparationfortheFifthMinisterialConference"EnvironmentforEurope". ThemajorprinciplesofdevelopingtheconceptofsustainabledevelopmentoftheUkrainianCarpathian region are based on the Declaration on Environment and Development (14 June 1992, the UN ConferenceonEnvironmentandDevelopment).IntheopinionofthescientistsattheInstituteofRegional Studies, National Academy of Sciences of Ukraine (V.S. Kravtsiv), the transition to sustainable development,whichwouldpromotepreservationandregeneration of ecosystems and thereby improve the living standards of people in the Ukrainian Carpathians might be implemented within several decades.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 72 In the next decade,thereshould be a number of prerequisites established in theregion to ensure the improvement of the life quality, more environmentfriendly production and regeneration of natural potentialoftheterritory.Itwouldrequire: • improvementofmanagementsystematalllevelsofthestateadministrationaswellasatthelocal selfgovernmentlevel; • in the transition period, it is of great importance to develop positive perceptions and provide the citizenswithunderstandableinterpretationofthestrategyofregionalsustainabledevelopment; • thesestepsshouldbefacilitatedbytheenvironmentaleducationandcommunityawarenessraising, involvementofmassmediaindisseminationofknowledge on sustainable development, support of NGOsandstatenaturemanagementorganizations; • accelerated development of the scientific and technological sectors involved in recourse saving activities. The mountain areas of the Ukrainian Carpathians are physically isolated from more developed plain regions(insomecases,thedistancebetweenpopulatedlocalityanddistrictcentraltownisover5060 km). It limits the access of the remote mountain communities to skilled health care, cultural establishments, etc. The physical isolation is a great obstacle for selforganization of mountain communitiestostandfortheircollectiveinterest. In general, the following items have been determined to be the key strategic priorities of regional developmentofmountainouscommunities: • developmentofhumanresources,establishmentoflabormarket; • utilizationofrecreationpotentialandestablishmentofamodernmarketofrecreationalservicesusing thispotential; • developmentofagriculturalcomplex; • environmentallysafedevelopmentoftheforestindustry; • developmentofsocialinfrastructure; • enhancementofcrossbordercooperation; • environmentalprotection,protectionoftheterritoryagainsthazardousnaturalprocessesandnatural disasters. It is clear that the implementation of the above strategic priorities requires development of adequate programsinthecontextofsustainabledevelopmentand,mostimportantly,properfundingbythestate. Unfortunately,thecurrentpoliticalsituationinUkraineand,primarily,theeconomicdeclinein2005,imply thatnoprogresshasbeenmadeinthisarea. Thestateshouldsupportthedevelopmentofmountainareasbyenforcingapplicationofentirescopeof Laws of Ukraine "On Status of Mountain Settlements in Ukraine" and "On Incentives for Regional Development". InJune2003,theWorkingGroupoftheCommitteeofEconomicPolicyatthe Department of National Economy, Property and Investments submitted the draft law (draft law No. 3384/II)forfurtherconsideration. Thedraftlawincludedadefinitionof“depressiveterritories”.Thus,aregionisregardedasdepressive,if ithasshownthelowestaverageratesofgrossaddedvaluepercapitaoverthelastfiveyears.Inaddition, thedefinition applies tothose ruralregions,whichhaveshownthelowestpopulationdensityandthe lowest natural population growth, the highest portion ofpeopleinvolved inagriculture and the lowest agriculturaloutputpercapitaoverthelastthreeyears. Thus,themountaindistrictsoftheUkrainianCarpathianshavegoodchancesofobtainingthestatusof “depressiveterritory”.Accordingtothedraftlaw,thisstatuscallsuponthenationalgovernmenttotake specialmeasuresandcreateincentivestowardthedevelopmentofsuchregions. In the last years, some regional administrations adopted regional development programs to implement theactivitiespromotingagriculturalandruraldevelopment.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 73 Thus, the Concept of Sustainable Development of the Transcarpathian region wasapprovedby decisionoftheOblastCouncilofthefourthconvocation,asof16October2002,No.71.Theconcept assertsthelongterm(2030year)prospectsofenvironmental,economicandsocialdevelopmentofthe region.TheprioritiesdeterminedbytheConceptwillbetakenintoaccountinsuchprogramdocumentsas strategicprogramsofeconomicandsocialdevelopmentoftheregion;programsofeconomicandsocial development of the region developed for the function period of the current regional authority; annual programsofeconomicandsocialdevelopmentoftheregion.However,thedocumentdoesnotsingleout theissuesofsustainabledevelopmentoftheTranscarpathianregion. In1998,the “Complex Program of Environmental, Economical and Social Development of the Mountain Rakhiv District for the Period of 1998-2005” wasratifiedbytheDecreeoftheCabinetof MinistersoftheUkraineatthelevelofdistrictadministrativeunits.In1996theDistrictCouncilofRakhiv, activists of district “Hutsulshchyna” society and scientists of the Carpathian Biosphere Natural Reserve respondedtoatendercalledbytheFoundationofCarpathianEuroRegionDevelopmentandInternational Renaissance Foundation and developed a project titled “Creating conditions for sustainable environmentallyorienteddevelopment ofmountainouscommunitiesinRakhivdistrict”.Theprojectwas approvedandtheRakhivDistrictCouncilreceivedagrantof143.2thousandUSDintheperiodfrom1997 to2000forprojectimplementation.Theprojectwasimplementedbythecharityfoundation“Carpathian AgencyforRegionalDevelopment”. The list of documents passed in IvanoFrankivsk region includes " Program of Socioeconomic Development of Ivano-Frankivsk region - 2010” (decisionofOblastCouncilfrom27August1999 No. 1899/99); "Program (major guidelines) of socioeconomic development of small town and rural communities of IvanoFrankivsk region for the period until 2010" (decision of Oblast Council from 27 March2003No.1676/2003),"Strategyofeconomicand social development of IvanoFrankivskregion until2011"(decisionofOblastCouncilfrom12March2004No.33010/2004),"Programoflandreformin IvanoFrankivsk region until 2010" (decision of Oblast Council from 12 March 04 No. 33210/2004), "Programofdevelopingvillagesocialspherefortheperioduntil2005"(decisionofOblastCouncilfrom18 June 2003 No. 2157/2003), "Program of developing forestry and hunting sectors in IvanoFrankivsk regionfor20012015"(decisionofOblastCouncilfrom14September2004No.45212/2004)andmany otherprogramspertainingtoruralandagriculturaldevelopmentfortheentireregionwithoutsinglingout mountainousdistrictsasaseparatelineitem. InJune2004,LvivregionsubmitteditsDevelopmentProgram “Main Strategic and Operation Goals of the Development of Lviv Region” forpublicdiscussion.Asof1September2005,theProgramhas notbeenadopted,whilethewordingofthedocumentlacksoperationalgoalsformountainousterritories. In2003,inChernivtsiregion,adraft Concept of Socioeconomic Development of Chernivtsi Region until 2011 was developed.However,the Concept has not gone through the procedure of adoption by Oblastcouncil. Onthe one hand, wecan seea great number of regional programs and projects in the four regions covering the mountain populated localities, which belong tothe sphereof influence of theCarpathian Convention. On the other hand, these documents fully lack a “mountain” component of sustainable regional development in rural and agricultural aspects. In our opinion, the major reason for this situation is insufficient understanding of the governments regarding the instruments that Ukraine can obtain by ratifyingtheConvention. Notably,thespecificmeasuresofsustainabledevelopmentprogramsplannedbyregionaladministrative units (regions, districts) also depend on whether the Supreme Council of Ukraine passes the national ConceptofSustainableDevelopmentandotherappropriatelegalacts.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 74 Strengths and weaknesses of SARD-M policies ApproachingtheSARDMpolicyimplementationintheterritoryoftheUkrainianCarpathians,itshouldbe unfortunatelystatedthat the elements of this policy are often missing or even totally absent in Ukraine. Therefore,inthisReport,onlyempiricalassessmentofstrengthsandweaknessesoftheSARD MpolicyimplementationwithintheframeworkoftheCarpathianConventioncanbeconsidered In our opinion, the following aspects could be related to the strengths of the SARD-M related policies implementationinthemountainareasoftheUkrainianCarpathians: • Geographical location of the mountain areas in Ukraine, which implies natural and historically sustainable connection to the neighboring parts of the Carpathians. Such location ensures the quantitative and qualitative preservation of the traditional methods of agricultural and rural developmentasaconsequenceofratherfardistancestotheindustrialandurbancentersalongwitha highlevelofprotectedareas(e.g.largeterritoriesofvirginandclosetovirginforests); • SARDM policy implementation could provide support for increasing the selfgovernment bodies’ (regionalandlocalauthorities)roleinthedecisionmakingandprioritiesdeterminationprocesswithin eachspecificareaintheUkrainianCarpathians; • it might be surprising, but realistic, that SARDM policy would be treated without any confrontation fromthelocalpopulationsidebecauseofratherlowlevelofeconomicrequirementsandneedstobe satisfiedaswellasreadinesstobeinvolvedintotheprocess. Assessingthe weaknesses of the SARD-M related policies in the Ukraine mountain region itis worthtopointoutthefollowing: • lackoftherelativestatepolicyalongwithanabsenceofabackgroundandstructuredstate/regional strategyfortheimplementationoftheSARDMrequirements; • lackofastatefinancialsupportforinfrastructure,evenduringtheimplementationperiodoftheLawon theStatusoftheMountainLocalities; • missinglegislationframework; • missingstatisticaldata,e.g.onascaleoffelling(illegalfelling); • acceleratingrateofemigration,whichisnottakenintoaccountintheofficialstatistics;decreaseofthe natalityrateetc. At present, it is rather clear that Ukraine is not ready to implement SARDM policies as it lacks the backgroundforitsprerequisites.Thus,itshouldbecomeamainobjectiveoftheinternationalsocietyto drawattentionofthestakeholders,i.e.statebodies,civicsociety,localpopulation,businessstructures,to themeritsandadvantagesofSARDMpolicies.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 75 8. Institutions responsible for designing and implementing the policies for SARD in the mountain areas - strengths and weaknesses

Romania

Institutions in charge for designing and implementing the policies for SARD in the mountain regions at the national level

1. Ministry of Agriculture, Forestry and Rural Development (MAFRD) MAFRDisthecentralpublicauthoritythathascoordination,regulatory,monitoring,andcontroldutiesin the field of agriculture, forests and rural development. MAFRD is the most interested authority in regulatingthelegislativeandinstitutionalframeworkformountainregions.UndertheMAFRD,theLawof MountainRegionsandtheSustainableStrategyofMountainRegionshasbeendeveloped. It has 5 main directorates lead by 5 state secretaries: agriculture, forestry, rural development, EU integration, administration. Within the framework of the rural development directorate, the National Agency of Mountain Area (NAMA) was established according to the Law of Mountain Region no. 347/2004,whichhasthemainattributiontoapplythegovernmentpoliciesinthefieldofthedevelopment andprotectionofmountaincommunitiesandtheenvironment. NAMAisinchargeoftheSecretariatoftheInterMinisterialCommitteeformountainregions,whichis regulatedbytheGovernmentalDecisionno.318/2003andalsocoordinatestheactivitiesoftheTraining andInnovationCentreforDevelopmentintheCarpathians. Other institutions subordinated toMAFRDare: 1. National Agency on Agriculture Consultancy – with attributions in knowhow transfer and consultancyforthefarmers. 2. SAPARD Agency –thenationalauthorityresponsibleforthefinancialandtechnicalimplementationof theSAPARDProgram.Theagencyhasonecentralunitand8implementationregionaloffices. 3. State Domains Agency (SDA) is a specialized institution in charge with the privatization of the agricultural enterprises and the granting/leasing of the State’s public and private ownership lands, havingagriculturalpurposes,andwhichareadministeredbytheseenterprises. The SDA main responsibilities are to: exert proprietary rights over the agricultural lands under the State’sprivatedomain;administratetheagriculturallandsundertheState’spublicandprivatedomain and ensure their efficient exploitation through grants/leases to specialized legal entities, individual farmers or agricultural associations; privatization of the stateowned agricultural companies through salesofshares,throughrestructuringandsalesofassetsorthroughthemanagementofprivatization; concedeorleasepublicassets,activitiesandservicesundertheMAFRDjurisdiction. 4. Research Institute for Soil Science and Agro-chemistry (ICPA) Bucharest –withattributions on scientific research and technological development in the field of soils, agrochemistry and environmental protection. ICPA scientifically coordinates the Romanian network of Soil Survey & TestingOffices(OSPA),whichincludes37countyoffices.

5. National Company on Management of Fishery Fund –withattributionsinmanagingtheliving aquaticresourcesbelongingtothedomainofthestate .

6. Territorial Directorates on Forestry and Hunting ,whichisthecontrolandinspectionauthorityon forestryandhunting.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 76 Someinstitutionsarealso functioning under the authority of the MAFRD .Themainonesare:

1. National Administration on Land Improvements which is the administrator working on land improvementsofnationalinterest; 2. National Forest Administration – Romsilva isresponsiblefortheunitarymanagementofstate ownedforests,accordingtotheforestmanagement,plansandforestryregulations,inordertoincrease theforestcontributioninimprovingtheenvironmentandtosupplythenationaleconomywithwood and other forest related products and services. In the structure of National Forest Administration – Romsilva, territorialunits(atcountylevel)arefunctioningwithnolegalidentity(ForestDirectorates). Oneunit,theResearchandManagementPlanningInstitute,isfunctioningwithlegalidentity. Theorganizationaland functional structures of theterritorial units are approved by theNational Forest Administration Romsilva's administrationCouncil.NFAhasfinancialautonomyand manages the State Foreststhroughits41CountyForestryDirectorates.NFAincludestheResearchandManagementPlanning Institute, which performs the State forests inventory and undertakes forest management on private or communityownedforestsonacontractualbasis. TheCountyForestDirectoratesterritorialstructuresareresponsibleforsupervisingallforestdistricts activitiesintheirareaofauthority.AmanagermanagesthedaytodayactivitiesoftheCountyForest Directorates and the Steering Committee decides management strategies. County Forest Directorates havelegalentitystatusdelegatedbyNFAincertain area of responsibilities: supervising forest districts activities;organizingstandingwoodandlogauctions; contractingthewoodloggingactivitiesandsigning the harvesting contracts; controlling wood harvesting activities (wood harvesting, felling reports, sanitationfelling);participatingtotherevisionofforestmanagementplans. ForestDistrictsarethemanagementunitsdirectlydealingwithforestmanagement,andaremanagedby theHeadoftheForestDistrict.Forestdistrictsdonothavelegalentitystatus,andisrepresentedinall contractualissuesbytheCountyForestDirectorate.Forestdistrictsareimplementingtheforestpolicies and norms according to management plans, undertaking specific management tasks as following: ensuring forest regeneration; preventing and stopping illegal activities; supervising and controlling the woodharvestingandtransportationactivities;establishingandimplementingoperationplansmentioned in the forest management plans; monitoring forest health; game management; harvesting non timber forestproducts;markingtreestobeextractedduringtheharvestingprocesswithanumberedhummer marker,bothforstateforestsandprivateownedforests. TheNFA playsalso a veryimportantrole inthe conservation of biodiversity in Romania, because the Ministry of Environment and Water Management (MEWM) delegated, through a contract, the administrationofNationalandNaturalParks,whichincludeforests.IntheCarpathianMountains,withone exception(CeahlauNaturalParkadministratedbyNeamtCountyCouncil),theothersareadministratedby NFA.ThreeparkadministrationswereestablishedwithintheNFAstructure,asmodelsthroughtheGEF BiodiversityConservationManagementProjectand13newadministrationswereestablishedafter2003. TheNFAadministrates16ofthenationalandnaturalparksoutofthetotalof18. WiththenewestablishmentofnewprotectedareasthroughtheGD2151/2004,NFAmanifestedagainthe intentiontoadministrateanotherfourNationalandNaturalParkssituatedintheCarpathianMountains.

Thefollowinginstitutionsfunction under the coordination oftheMAFRD: 1. The Academy of Agricultural and Forestry Sciences "Gheorghe Ionescu-Sisesti" (AAFS) , whichisthenationalforumforscientificrecognitionaswellasthespecializedpublicinstitutionentitled to manage and coordinate the activities regarding the scientific research and technological developmentinthefieldofagriculture,forestry,foodindustryandenvironmentalprotection. 2.AccordingtotheLawofMountainRegions,andfortheimplementationoftheSustainableDevelopment StrategyoftheMountainRegionsthroughtheGDno.318/2003,the Inter-Ministerial Committee and the County Comities for mountain regions has been established . The InterMinisterial CommitteeformountainregionswasestablishedinconnectionwiththeMinistryofAgriculture,Forests

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 77 andRuralDevelopmentandisformedbytherepresentatives of the following ministries: Ministry of Agriculture,ForestsandRuralDevelopment;MinistryofAdministrationandInternalAffairs;Ministryof Environment and Waters Management; Ministry of Transport, Construction and Tourism; Ministry of CultureandReligiousAffairs;MinistryofEducationandResearch;MinistryofPublicFinance;Ministryof Economy and Trade; Ministry of Health and Ministry of Labour, Social Solidarity and Family. The NationalAgencyofMountainAreasprovidesthesecretariatoftheCommittee. ThemainaimoftheInterMinisterialCommitteeistocoordinateandsuperviseprojects,policiesand strategies in sectors regarding the environmental protection and sustainable development of the mountainregionsatthenationallevel. 3.AccordingtotheGDno.318/2003,28, County Committees for mountain region (28countiesare includedinthemountainregionofwhich27areintheCarpathianregion)havebeenestablished.The County Committees are composed of representatives from the Prefect, the President of the County Councilandrepresentativesatthelocalleveloftheministriesenlistedabove. The main aim of the County Committees is to coordinate and supervise local projects concerning environmentalprotectionandsustainabledevelopmentofthemountainareasatthelocallevelandalso toimplementlocallytheInterMinisterialCommitteedecisions.

Thefollowinginstitutionsarefunctioningattheregionallevel: the Directorates on Agriculture and Rural Development at the county level ,whicharetherepresentativesofMAFRDatcountylevel; Soil Survey & Testing Offices (OSPA), which include 37 county offices; the Territorial Directorates on Forestry and Hunting, subordinateddirectlytoMAFRD,andarethecontroland inspectionauthoritiesonforestryandhunting; County Committees for mountain regions; the Forest Directorates atcountylevel.

The local levels (municipalities and localities) arerepresentedbythe LocalCouncilsandprivate farmersaswellasforestownersassociationscovering41branches.

ThelocalNGOscouldbementionedasstakeholdersoftheactivitiesconcerningpolicyissuesinagriculture andruraldevelopment.Therefore, the GeneralAssociationofSportHuntersandFishermen(GASHF) plays aspecificroleingamesandfishadministration.IthasleasecontractswiththeNFAfordifferentunitareas forhuntingandfishing.GASHFadministratesalmost60%fromtheentirenationalsurfaceprovidedfor hunting(fonduridevanatoare).TheGASHFhasalsoitscountybranches.

2. Institutions related to the environmental protection and biodiversity conservation issues connectedwiththeagricultureandforestrydomains

Ministry of Environment and Water Management (MEWM) MEWM is the central public authority in the field of environment and waters management. It has coordination, regulatory, monitoring, and control duties on environmentalaspectsof allarticlesof the Carpathian Convention. MEWM coordinates the Interministerial Committee for the coordination of the integration of environmental protection into the sectoral policies and strategies at the national level. MEWMhoststhetechnicalSecretariatoftheNationalEnvironmentalActionPlan(NEAP)byupdatingthe NEAP and initiates and/or participates in cooperation initiatives on the environment with different stakeholders, such as other countries, international organizations, ministries, local public authorities, NGOs,generalpublic,businesssector,professionalandtradeunionassociations,etc. National Environmental Protection Agency (NEPA), Regional Environmental Protection Agencies (REPAs), Environmental Protection Agencies (EPAs) and other relative institutions InJanuary2004, the National Environmental Protection Agency (NEPA) waslegallyestablishedby GD no. 1625/2004. It is meant to provide technical support and advice for MEWM activities. It coordinates, from a technical point of view, eight Regional Environmental Protection Agencies (REPAs) and 42 Environmental Protection Agencies (EPAs).

NEPAensuresthelinkwiththeEuropeanEnvironmentalAgency,nationalagenciesintheEU,Member States and other Romanian and foreign environmental bodies. It also monitors the implementation of

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 78 environmentallegislationinthecountry,coordinatestheimplementationofNational,RegionalandLocal EnvironmentalActionPlans,executesnationalandinternationalprogrammesandprojects,andelaborates reportsregardingtheimplementationofenvironmentalissues. Atthebeginningof2004,theRegionalEnvironmentalProtectionAgencies(REPAs)havebeenestablished withintheeightdevelopmentregionsofRomania,basedonGDNo.1626/2003,asaresultofaPHARE 2000Projecttitled"TechnicalAssistancefordevelopingtheRegionalEnvironmentalProtectionAgencies andstrengtheningtheLocalEnvironmentalProtectionAgencies". The roles and functions of the REPAs are set out in the abovementioned GD and detailed in the in InstitutionalDevelopmentPlan(IDP).Oneofthemainresponsibilitiesisenvironmentalmanagementat the regional level, EPAs coordination and the elaboration, implementation and monitoring of regional environmentalactionplans. TheEnvironmentalProtectionAgencies(EPAs)areorganizedineachcounty,carryingoutatthelocallevel theprerogativesandresponsibilitiesoftheMEWM:licensingandenforcement,EIAprocedures,organizing public participation, environmental monitoring and biodiversity conservation. EPAs also coordinate the elaboration,implementationandmonitoringoflocalenvironmentalactionplans. National Environmental Guard (NEG) ItoperatesundertheMEWManditistheNationalauthorityresponsiblefor control(enforcement)and complyingwiththeenvironmentalprotectionlegislation. Romanian Waters National Administration (RWNA) Created in 2002 under the authority of the Ministry of Environment and Water Management it is the National Authority in chargeof all the strategies regarding the management and exploitation of water resources, and administrates the national network of hydrological, hydrogeological and quality measurementsofthepublicwaters. TheRomanianWatersNationalAdministrationhasastructureformedofWaterDirectorates,organizedas basinsandgroupsofbasins. Directorate for Biodiversity Conservation and Biosecurity (DBCB) Itis operatingwithintheMEWMandistheFocalPointfortheCarpathianConvention.DBCBfunctionsas office/focal point for the following institutions: Office of Biological Diversity Conservation/National AuthorityCITES,OfficeofManagementoftheNationalNetworkofProtectedAreas/NationalFocalPoint IUCN, Office of Agriculture, Rural Development and Ecological Reconstruction/Duty FAO, Office of EnvironmentandPublicHealth,OfficeofEcologicalInformationandEducation/NationalDutyNATUROPA). ThemainattributionsoftheDirectorateconnectedwiththeCarpathianConventionare: 1. Coordinatingnatureconservationactivities,elaboratingpoliciesandstrategiesforbiologicaldiversity conservationandsustainableuseofitscomponents; 2. Coordinating the management of protected areas and natural monuments, by the territorial EnvironmentalProtectionAgencies; 3. Funding, elaborating, and proposing enforcement or promotion, in cooperation with the Romanian Academy,ofmeasuresandnormativeactsforbiologicaldiversityconservationandformanagement oftheNationalNetworkofProtectedAreas; 4. ProposingthenormativeactsandprojectstobeincludedintheNationalNetworkofotherprotected areasornaturalmonuments,togetherwithRomanianAcademyandspecializedinstitutes; 5. Participating in the approval of the ecological impact studies and assessments for the works of planning use, of the investments and of exploitation of some natural resources, in respect to the conservationofthenaturalhabitatsandspeciesdiversity. Atlocallevel,theDirectorateisrepresentedbysimilar departments under the territorial Environmental Protection Agencies with functions regarding the activities of biological diversity conservation and sustainableuseofitscomponents.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 79 The Romanian Academy isthenationalscientificauthoritywithresponsibilitiesinthefieldofendorsing, certifying,monitoringandscientificcontrol(throughthe Commission for the Protection of Natural Monuments ). UNESCO National Commission ,throughthe Man and Biosphere (MAB) Committee isresponsible forthecoordinationofbiospherereservemanagement. Strengths and weaknesses: Institutions responsible for designing and implementing the policies for SARD

Strengths Weaknesses FunctioningoftheDirectionforRural DevelopmentandalsotheNationalAgency forMountainAreas(NAMA)subordinatedto theMinistryofAgriculture,Forestryand RuralDevelopment(MAFRD). AnInterMinisterialCommitteeofMountain TheInterMinisterialCommitteeandtheCounty RegionswasestablishedinRomaniawitha Committeesforthemountainregionwerejust missiontointegratethesustainable established,butwerenotsuppliedwithanefficient developmentandbiodiversityconservation functioningmechanism. inallactivitiesdevelopedinmountain Acapacityandanumberofthepersonnelworkingfor regionscomprisingrepresentativesfrom biodiversityconservationundertheMinistryof differentrelevantministries. EnvironmentandWaterManagement(MEWM)is underestimatedand,inmostcases,areoverloadedwith TheCountyCommittees(in28counties) toomanyresponsibilities. comprisethePrefect,thePresidentofthe CountyCouncilandrepresentativesatthe ThefactthattheNationalandNaturalParks localleveloftheministriesenlistedabove. AdministrationsarefunctioningundertheNational ThemainaimoftheCountyCommitteesis ForestryAuthority/MAFRDandnotundertheMEWM, tocoordinateandsuperviselocalprojects whichisthepubliccentralauthorityinthefieldof concerningtheenvironmentalprotectionand environmentalprotection(Romaniaisaunique sustainabledevelopmentofthemountain Carpathiancountryinthissituation). areasatthelocallevelandalsoto implementlocallytheInterMinisterial Committeedecisions. ThemainfundsforNationalandNaturalParkscome fromtheincomegeneratedbytheNationalForestry Authority/ROMSILVA,thestatecompanyonforests managementwhentheincomeofthecompanywillbe reducedduetotherestitutionofforests. TheoverlappingbetweenMEWMandMAFRDis observed,becausetheMountainAreaLawandthe SustainableDevelopmentStrategyonMountainAreas, approvedbyaGD,couldbeinterpretedasproviding manyattributionstoMAFRD,whichoverlapthe attributionsoftheMEWM. Theinstitutionalstructurerequestedbythe implementationofSAPARDandthefutureRural DevelopmentNationalProgram(20072013)willneeda largeamountoffundsandtrainedpeople(morethan 5000personsafter2007),whichisabigchallengefor Romania.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 80 Slovakia

The Ministry of Agriculture playsthemainroleindesigningandimplementingthepoliciesforSARDM. Otherministries,stateadministrationbodies,publicadministrationbodies,regionalgovernments,regional bodies, offices, municipalities participate in the policy implementation process. In accordance with the principleofpartnership,regionalagencies,corporations,researchandexpertbodies,nongovernmental organisationsparticipateinpolicyimplementation,aswell.

Government of the Slovak Republic • Approves strategic, conceptual and programming documents, fundamental measures concerning agriculturalandruraldevelopmentincludingmountainregions; • Submits to the National Council, legislation proposals affecting agricultural policy and rural development; • Approvesbudgetforpolicyimplementation.

Ministry of Agriculture • Developsstrategic,conceptualandprogrammingdocumentsandsubmitsprepareddocumentstothe Governmentforapproval; • Cooperateswitheconomic,environmentandsocialpartners; • Monitorsandevaluatesprogressofsetupgoals; • Ensuresprojectselectionandindependentprojectappraisal; • ConstitutedSAPARDAgency(whichwastransformedtoAgriculturalPayingAgency),AgencyforRural Development,AgroinstituteNitra,monitoringcommittee; • Ensures cooperation with the EU institutions, coordinates and controls financial flow from the EU funds.

SAPARD Agency

TheSAPARD (Special AccessionProgramme for Agriculture and RuralDevelopment) Agency played an importantroleduringtheaccessionperiod.ThemaintaskoftheAgencywastosupporteffortsoftheSR asanaccessioncountrytofollowtheCommonAgriculturalPolicy.Theentireprocesshasbeendeveloped under the Council Regulation EC No. 1257/1999 on support for rural development from the European AgriculturalGuidanceandGuaranteeFund(EAGGF)amendingandrepealingcertainRegulations.Adirect support was undertaken according to the Council Regulation EC 1268/1999. In 2000, the SAPARD ProgrammewasapprovedbytheCouncilRegulationNo.C(200)/3327. MaintasksofSAPARDAgencyare: • Arrangingreceptionoffinancesandadministrationoffinancesassignedforsupportingprojectsofthe SAPARDprogrammethroughtheNationalFundoftheMinistryofFinanceoftheSlovakRepublicfrom theGuaranteesectionofEAGGFandfromthestatebudget; • Administration and verification of applications, conclusion of contracts and monitoring of prepared programmes,reportonpilotandotherprogrammes accordingto criteriadefinedintheAgricultural andRuralDevelopmentPlan; • Providing authorisation for payments, accounting, execution and monitoring of payments using financesfromtheGuaranteesectionofEAGGFandfromthestatebudget; • Executionofinternal,externalandtechnicalcontrol; • ArchivingofdocumentsandaccessingthemtoauditbodiesoftheSlovakRepublicandtheEuropean Union; • Providing requested term reports and grounds for using finances from the Guarantee section of EAGGFandfromthestatebudget,andonabidanceoflimitsandtheirsubmissiontothecompetent bodiesandauthorities. TheSAPARDAgencysupportedmeasuresfocusedonadaptationofSlovakagriculturetoCAP,foodquality and consumer protection, rural development, environment protection and technical support. Four basic toolswereusedforsupportinmountainregions: • Creditprogramme;

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 81 • ProgrammeStart2000; • Microloansprogramme; • Programmeforwoodrawmaterialprocessing. TheAgencyhasfollowedinSAPARDProgrammeimplementationaftertheaccessionoftheSRtotheEU. Since 2004, the Agency is a branch of the established Agricultural Paying Agency and manages the implementation of measures involved in the Sectoral Operational Programme on Agriculture and Rural DevelopmentandRuralDevelopmentPlanoftheSlovakRepublic20042006. MonitoringandevaluationoftheSAPARDProgrammeiscarriedoutbytheNationalmonitoringSAPARD committee. The members of the committee are representatives of state administration bodies, associations, nongovernmental organisation and the EC. Monitoring SAPARD committees have been establishedonregionallevelaswell. In2003,497projects(210,257thousandSKK)wereapproved. In2004, already947 projects (1,557.4 thousandSKK)wereapproved,ofwhichonly18,689thousand SKK were used for agroenvironmental measures.Themainpartofthebudgetwasusedfortheimprovementofprocessingandmarketing of agriculturalandfishproducts(1,100,980thousandSKK)(SAPARDAGENCY,2003,MoASR,2005b).

Agricultural Paying Agency

The Agricultural Paying Agency has been established pursuant to the Act No. 473/2003 Coll. on the Agricultural Paying Agency, to support business activitiesin agriculture and to adjust and amendsome acts.TheAgencyisalegalentity.ItisfundedfromthebudgetsectionoftheMinistryofAgriculture.The Agencyisabudgetaryorganisation. TheobjectiveoftheAgencyistosupporttheagriculture,foodprocessing, forestry, fisheries and rural developmentsectorswithintheterritoryoftheSlovakRepublic,providingfundsfromtheNationalBudget and from the European Community Budget, particularly from the European Agriculture Guidance and GuaranteeFund(EAGGF)aswellasfromtheFinancialInstrumentforFisheriesGuidance(FIFG)inform ofdirectpayments,financingofagricultureandruraldevelopmentprogrammesintermsoftheSectoral OperationalProgramme. TheAgencyensures: • Acceptance of applications for grants within the Sectoral Operational Programme, evaluation of the fulfilmentofconditionsforgrantaward,provisionofgrantstofinalbeneficiaries,controlofwhether fundutilisationconditionsarerespected,monitoringofcontractualconditionsobservance,continuity oftheSAPARDProgrammeimplementation; • Acceptance of applications for grants within the Rural Development Plan (financing from the GuaranteeSectionofEAGGFandFIFG),evaluationof the fulfilment of conditions for grant award, provisionofgrantstofinalbeneficiaries,controlofwhetherfundutilisationconditionsarerespected, monitoringofcontractualconditionsobservance; • Acceptanceofapplicationswithindirectsupportsforapprovedaidschemes,evaluationoffulfilmentof conditionsforgrantaward,provisionofgrantstofinalbeneficiaries,controlofwhetherfundutilisation conditionsarerespected,monitoringofcontractualconditionsobservance; • Organisationofmarketwithselectedagriculturalcommodities; • Administrationofnationalsupports; • EstablishmentandimplementationoftheIntegratedAdministrationandControlSystem(registersof applications,farmers,farms,agriculturalareas,animalsandspecialregisters). 18regionalofficesoftheAgriculturalPayingAgencyhavebeenestablishedwhichreplaced36regional officesoftheMinistryofAgriculture. In 2005,Agricultural PayingAgency administered thenationalfinancialsupportof8,174,878thousand. SKKand11,361,920thousandSKKfromtheEUbudget(MoASR,2005b).

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 82 Monitoring committees of Rural Development Plan and Sectoral Operational Programme

Monitoring of the Rural Development Plan and Sectoral Operational Programme is ensured by representativesoftheMinistryofAgriculture,MinistryofEnvironment,MinistryofExchequer,Ministryof ConstructionandRegionalDevelopment,SlovakAgricultureandFoodChamber,Associationofagricultural cooperativesandtradecompanies,Ruralparliament,AssociationoftownsandvillagesofSlovakia,Union ofregionalassociationsofnonstateforestowners, and the Agroeco forum. The EU observer and the observerfromtheMinistryofAgricultureareinvolvedinmonitoringcommittees.

Regional and local institutions in charge of designing and implementing the policies for SARD-M

State administration bodies State administration bodies are active mainly in the framework of the National Plan for Regional Development.Theirmaintasksare: • Analysisofeconomicandsocialsituationattheregionallevel; • CooperationduringtheprocessofdesigningandimplementingtheNationalPlan; • Designing of the Sectoral Operational Programme in cooperation with municipalities and socio economicpartners; • MonitoringandevaluationofSectoralOperationalProgrammes.

Regional governments Themaintasksofregionalgovernmentsare: • Designing economic and social development programmes in regions and responsibility for their implementation; • Designingofregionalsectoralprogrammesandresponsibilityfortheirimplementation; • CooperationwithministriesindesigningtheNationalPlan; • Coordinationofeconomicandsocialpartnersinaccordancewiththeprinciplesofpartnershipwiththe aimtosupportruralactivities.

Regional and districts offices The role of regional and districts offices is to cooperate with ministries and regional governments in processesconnectedwithregionaldevelopment.TheofficesparticipateindesigningtheNationalPlanof regional development, regional operational programmes, programmes of economic and social development.

Municipalities Theyensure: • Designingofmunicipalitydevelopmentprogramme; • Ensuringtheimplementationofprogrammes; • Participationindesigningandimplementationofsocioeconomicdevelopmentregionalprogrammes; • Supportofruraldevelopmentactivities; • Establishmentofvariousassociations,whichfosterthesocioeconomicdevelopment; • Cooperationamongmunicipalitieswiththeaimtoensurecommondevelopmentobjectives. In accordance with the principle of partnership, the agencies (i.e. Agency for Rural Development and SlovakEnvironmentalAgency),regionalagencies,associations(i.e.AssociationEuromontanaSlovakiaand Associationofagriculturalcooperativesandtradecompanies),corporations,researchandexpertbodies, nongovernmentalorganisations (focused on environment protection Agroeco forum, Daphne, Sosna, CEA Baranček, focused on community activities – Rural parliament in Slovakia, Rural organisation for communityactivities,VOKA)participateinpolicydesignandimplementation,aswell.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 83 Strengths and weaknesses: Institutions in charge for designing and implementing the policies for SARD In spite ofthe fact that there aremany institutions involved in the policy design and implementation processes,thepracticalimplementationofpoliciesisinadequate.Themainreasonislackofcooperation anddialoguebetweenrepresentativesofsectors,governmental,spatialplanningandnongovernmental organisations,includingfarmers.

Strengths Weaknesses Highpotentialofqualifiedexpertsinvolvedinthe Lowpotentialofqualifiedexpertsinvolvedin policydesignprocess. thepolicyimplementationprocessatthe municipalitylevel.Lackofcoordinationand cooperationattheregionallevel. EstablishmentofAgriculturalPayingAgencywithits Insufficientdialoguebetweenministriesand offices. representativesofregionalgovernmentsaswell asnongovernmentalorganisations,including farmers. MissingcooperationwithintheCarpathian regioncountriesaswellasamongthecountries ofothermountainregions. Highpotentialoftheruralpopulationforpartnership Inadequatecapacitybuildingprocess; building. insufficientlearningandadvisorysystem, educationofadults,missing“business incubators”.

Ukraine As was previously stated, by September 2005, there has been no legal field or institutional provision establishedinUkrainetoimplementstatepolicyforSARD. Only after the adoption of the Concept of Sustainable Development, the Concept of the sustainable developmentoftheUkrainianCarpathianscouldbedesignedandratifiedatthenationallevel.Thenext stagewillbetoimplementprovisionsofthatConceptatthelevelofspecificmeasuresofTranscarpathian, IvanoFrankivsk, Lviv, and Chernivtsi regional socioeconomic development programs. The plans for developmentofdistrictadministrativeunitsbasedontheabovementionedprogramsareprepared.Unless suchaverticalhierarchyhasbeenestablished,itisimpossibletoimplementthepoliciesforSARDM. The implementation of SARDM policy measures envisages large assignations that should be allocated from the state budget of Ukraine. As district administrations and village councils are the key budget depositoriesintheUkraine,theymightassumefunctionsoftheimplementationofSARDMpolicies. However,itisalreadyclearthatsomeelementsof SARD should beimplemented through international grantprogramsintheUkrainianpartoftheEasternCarpathians.ItmayalsohelptopromoteofSARDM advantages. In 2005, every Carpathian region has nongovernmental institutions with a successful experienceofutilizinggrantsaimedatimplementingasustainabledevelopmentstrategy.Suchinstitutions include Charity Foundation "Carpathian Agency for Regional Development" (Vasyl Homa, [email protected]), Carpathian Environmental Club "Ruteniya" (Vasyl Sbadosh, [email protected]) in the Transcarpathian region; Agency of Regional Development and European Integration (Lviv, Oksana Muzychuk, [email protected]); Western Center of Ukrainian Division of World Laboratory (Petro Hrytsyshyn, [email protected]) in the Lviv region; Agency of Economic Development of IvanoFrankivsk Region (Henadiy Rusanov, [email protected]); “Nash Dim” Association(YuriyVasidlov,[email protected])inthe IvanoFrankivsk regionandBukovynaAffiliationof National Ecocenter "Krona" (Yuriy Masikevych, krona@sacura. chernovtsy.ua); Chernivtsi Municipal Community Association "Bukovyna Partnership Agency (Arseniy Antsyperov, [email protected]) and Chernivtsi Region Charity Foundation "Rural Tourism – Green Carpathians" (Illya Shova) in the Chernivtsi region.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 84 Itisalsoworthborrowingtheexperienceofneighbourstates,membersoftheCarpathianConventionin establishingofthespecialagencies,whichwouldbeinvolvedintheimplementationofSARDMpolicies bothattheleveloftheentireCarpathianregionandindividualadministrativeregions.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 85 9. Challenges and opportunities for SARD in Romanian, Slovakian and Ukrainian parts of the Carpathians

Romania

The main challenges, which must be overcome for a better sustainable agriculture and rural developmentintheCarpathianregioninRomania,are: • Poorinfrastructureintheruralareas,includingroads,waterandmethanegasdistributionsystems; • Problemsrelatedtotheinadequatehealthandeducationsystems; • Despite the changes in legislation made in order to comply with the requirements of the EU integration,theycannotbefullyappliedbecauseoflackofresources; • Whilethemigrationflowbetweenurbanandruralareasstoppedatthenationallevel,anintensive migrationoftheruralpopulationfromRomaniatowardsmoredevelopedcountriesinWesternEurope hasstartedinthelastyears; • Ageingoftheruralpopulation.Theaverageageishigh38yearsold,andcontinuestoincrease; • Theimplementationoforganicfarmingpracticeshasstillyettobeachieved(strictcontrolof“organic” andlabelling)andeconomicincentivesfororganicfarmingdonotexist.Theappreciationoforganic foodbyRomanianconsumersislow.Infact,Romanianfarmerspractiseorganicfarmingduetoalack offundsforagrochemicals,buttheirproductsaresoldonthelocalmarketsatalowerpricethanin stores.GreathopeisputonexternalwesternEuropeanmarkets; • At present, the extension and training system is inefficient, thereis a lack of interest among new agricultural owners, who are old and young people not necessarily seeing their future in the countryside, especially, where the production potential is low. Consulting services for farmers are considered insufficient andprofessional certificationforfarmersisneeded.Atalllevels,agricultural training has a very small place in Romania’s educational system, far too small considering the importanceofagricultureinitseconomy; • Land abandonment, which continues to be very frequent in the last years, represents one of the greatestchallengesandthreatstobiodiversity,e.g.whenscrubstakeoverthetraditionalpatternof biodiversityrichmountainpastures; • In some areas, overgrazing (the number of livestock is greater than the carrying capacity of the grasslands)isleadingtosoilerosion; • Therearethreatscomingfromtheinadequateforestmanagement,suchasillegalloggingofforests aswellasfromthesawdustproductionthatismainlydepositedalongriverbanks,andalsofromthe inadequatemanagementofwildlifeandgamesspecies; • The insufficient measures dedicated to protected areas and ecological networks in the Carpathian agroecosystems; • ThebureaucracyoftheEUprogrammes,toocomplicatedtoberelevantlyfollowedbythefarmers; • TheweakpromotionamongfarmersoftheCodeofgoodpracticesinagricultureconnectedwiththe nutrientreduction; • Theinsufficientcommunicationandcooperationbetweenthetwoministries:MAFRDandMEWM; • Inthemidterm,intheevaluationoftheSAPARDProgram,itisstatedthat:“Thedesignoftheagro environmentalmeasuresappearstobeinadequate.Thegoodintentionsarenotalwaysfollowedby detailingofthemeasurestosecurethis.Generally,theevaluationoftheenvironmentalsituationand thepositiveandnegativeenvironmentalimpactoftheprogramisfoundinsufficientandin needof furtherconsiderations,analysisandimprovement”. Andthemost important opportunities connectedwithSARDare:

• The Measure no. 3.3: Agricultural Production Methods Designed to Protect the Environment and Maintain the Countryside of the NPARD, over the 20002006 period, under the SAPARD Program, whichprovidessomepilotagroenvironmentschemesforsitesincludedintheCarpathianregion; • Organic farming represents one of the ways to develop a sustainable agriculture. The strategic objectiveoftheNationalPlanforAgricultureandRuralDevelopmentregardingtheruralareasandto ensure a framework for the implementation of the SAPARD Program is to achieve a sustainable developmentoftheagrofoodsector,whichiscloselycorrelatedwithenvironmentalprotectionand

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 86 naturalresourcesconservation.ThecertifiedorganicfarmingisanewsectorinRomania.Thenumber ofunits/farmsapplyingorganicproductionmethodsisincreasing.Thelegislationelaboratedforthis sector, partially being harmonisedwith community requirements (Council Regulations 2092/91 and 1804/99),intendstocreateanorganicagricultureaccordingtotheEuropeansystem; • TheNational AgroEnvironment Programme, which will be operational from2007 – 2013, isunder preparation and includes measures for organic agriculture and high natural value areas, is under preparation; • TheCarpathian Convention,whichis inthe process of ratification in Romania, will provide a good framework for the development of the sustainable agriculture in the Carpathian Mountains at the regionallevelwithinthescopeoftheArticle7oftheCarpathianConvention.

Slovakia

The rural mountain regions are most affected by the negative effects of the transition period. It is improbablethatmountainregionswillbeprofitablewithoutstatefinancialsupport.Inhabitantsarefaced withmanyproblems,whichareduetothepastandtransitionperiod.

The main challenges for today are: • Unfavourableeconomicconditionslimitingthedevelopmentofmountainregions,economicinstability ofmanyagriculturalholdings,lowdegreeofspatialmobilityofworkers; • Unemployment,decreaseofworkersinagriculturetosuchanextentthatlandscapeandenvironment protectionisendangered;abandonmentofland; • Unsatisfactorypopulationgrowth,marginalisation,abandonmentofruralregionsbyqualifiedpeople; • Lackofknowledgeandexperienceconcerningfundraisingandenvironmentalprotection; • Lackofsuitablecreditschemefortheruralandmountainregions; • Insufficientsupporttosmallbusiness; • Deficiencyinregionalenterprisesbasedonlocalsourcesexploitation; • Environmentvulnerabilityagainstimpactoffarmerspractice; • Ineffectiveexploitationofnaturalresourceswithemphasisonrenewableenergysources; • Insufficienttechnicalinfrastructureofvillages,obsoletetechnologiesandmachinery; • Insufficientprotectionoftheenvironmentagainstnegativeinfluenceoffarmers’activities.Lowlevel ofagriculturefromtheenvironmentprotectionpointofviewandwelfare; • Insufficientclosedcycletechnologies. Despiteallthat,intheruralmountainregions,thereisahighhumanpotentialrelatedtoculturaland naturalheritage,aswellastoalongagriculturaltradition.Itcreates many opportunities forSARDM: • Improvementofbusinessskillsandskillsofpeopleinfundraising; • Increaseofdiversificationofactivities,supportofagrotourism,servicesandforestry; • Improvementofthelevelofenvironmentalawarenessandknowledge; • Increaseofrenewablesourcesutilisation; • Increaseshareoforganicfarmingandorganicproductsonthedomesticmarket; • Increaseofferofregionalspecialities; • Supportofsheepbreeding; • Innovationofmachinery; • Supportofcooperationamongvillages; • Culturalandnaturaltraditionpreservation.

Ukraine

AllCarpathiancountries,exceptUkraine,areinthe process of joining the European Union. This offers both challenges and opportunities. The enlargement is a key strategic issue, which has important implicationsforthepolitical,economic,socialandenvironmentaldevelopment. The main challenge and a historical opportunity are to steer these developments in positive future directions, to promote SARD and conservation of biodiversity. Negotiations are well underway, the countries have already started the process of integration of the European legislation intotheir national policies,andenvironmentalchaptershavebeenalreadyclosedfortheUkraine.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 87 Thechallengeistoincreasefoodproductioninasustainableway.Thereisaneedtoestablisheconomic incentives fostering the development of appropriate technologies, income diversification, and land conservationmethodsthroughimprovedmanagementtechniques.Theoverallsuccesswilldependonthe participation of people living in the region. Human resource development must therefore be promoted taking into consideration that information, education, wise planning and participatory approaches are essential. Low intensity farming and its advantages for nature conservation should be promoted, e.g. organic farming.Atpresent,controlled“environmentallyfriendly”landusesystemsintheCarpathiansarelimited to a few percent of the agricultural areas. There are, however, considerable potentials for further expanding this sector. Farming would operate according to the principles of organic agriculture, consideringtheforcesofnatureandthecyclicapproach. OrganicfarmingisgrowingrapidlythroughoutEurope,andin2001,theMinistersofAgriculturefrom12 EuropeancountrieshavecalledforthecreationofaEuropeanActionPlanforthedevelopmentoforganic farmingandfoodunderthesocalled“CopenhagenDeclaration”. TheexistingEUlegislationsystemwithguidelinesforecologicalagriculturecouldbeusedforproduction andprocessingandformarketing. TheenlargementoftheEuropeanUnionwilldefinitelyinfluenceandaffectallthecountriesintheEU.In addition to security and peace, the accession process will provide benefits to Western Europe, for example, adding natural capital to enjoy and safeguard for future generations. There are many opportunitiesrelatedtothisprocess,e.g.theharmonizedlegislativeframeworkintheUkraine.Specific fundinginstrumentsareavailablethatcanbeusedforenvironmentalprotectionandforsupportingrural communities.Itisauniquechancetochannelnewinvestmentstowardstheregionduetothetransition toafreemarketeconomy,tradeliberalizationandglobalization. Whilethe‘accession’ofsomeCarpathiancountries(includingUkraine)totheEuropeanUnioniswelcomed and offers opportunities, there are concerns that certain EU policies and projects may actually worsen threatstotheregion.ItisespeciallyemphasizedinthecaseoftheCommonAgriculturalPolicy(CAP)and proposed road networks. There are three main policy sectors of great importance for the Carpathians: natureconservation,agriculture&ruraldevelopmentandwatermanagement. RegardingproblemsoftheagriculturalsectorandtheruraleconomyinUkraine,itisworthmentioning, that agriculture and rural development are a complex issue being socially sensitive, but an absolute economicnecessity.TheEU´sCommonAgriculturalPolicyisthemostimportantpolicydriveraffectingthe agricultural sector and rural development along with production subsidies and investments in the frameworkoftheCAPreforms.ThishasledtointensificationandspecializationintheEU,accompaniedby severalnegativeimpactsonbiodiversity. Signals from Member States in favor of CAP reform and the greater role given to rural sustainable developmentarewelcomedandurgentlynecessarytoavoidcostlyanddamagingmistakesalreadymade. Thiswillbeamajorchallenge,astheaccessionprocessismoreorlesscontinuing,buttheunsustainable EU model focusing on modernization of agricultural structures and the competitivenessof standardized industry,insteadofaddressingruralconcerns.Oftennationalpoliciesareencouragingintensification of agriculturalpracticesontheonehandandlandabandonmentontheother.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 88 ANNEXES

ANNEX 1 Article 7 Sustainable agriculture and forestry Framework Convention for the Protection and Sustainable Development of the 1.ThePartiesshallmaintain the management of land traditionallycultivatedinasustainablemanner, andtakeappropriatemeasuresindesigningandimplementing their agricultural policies ,taking into accounttheneedoftheprotectionofmountainecosystemsandlandscapes,theimportanceofbiological diversity,andthespecificconditionsofmountainsaslessfavouredareas. 2.ThePartiesshallpursuepoliciesaimingat developing and designing appropriate instruments , such as the crucially important agri-environmental programs in the Carpathians , enhancing integrationofenvironmentalconcernsintoagriculturalpoliciesandlandmanagementplans,whiletaking into account the high ecological importance of Carpathian mountain ecosystems, such as natural and seminaturalgrasslands,aspartoftheecologicalnetworks,landscapesandtraditionallanduse. 3. The Parties shall pursue policies aiming at promoting and supporting the use of instruments and programs,compatiblewithinternationallyagreedprinciplesof sustainable forest management . 4.ThePartiesshallapply sustainable mountain forest management practices in the Carpathians , taking into account the multiple functions of forests, the high ecological importance of the Carpathian mountainecosystems,aswellasthelessfavourableconditionsinmountainforests. 5. The Parties shall pursue policies aiming at designating protected areas in natural, especially virginforestsinsufficientsizeandnumber,withthepurposetorestrictoradapttheiruseaccordingtothe objectivesofconservationtobeachieved. 6. The Parties shall promote practice of environmentally sound agricultural and forestry measures assuringappropriateretentionofprecipitationinthemountainswithaviewtobetterprevent floodingandincreasesafetyoflifeandassets.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 89 ANNEX 2

Administrative units in the Ukrainian part of the Carpathians

Figure 1 AdministrativeunitsintheUkrainianparoftheCarpathians

Fig.1AdministrativeunitsintheUkrainianpartoftheCarpathians:10–StaryiSambir,16–Turka,17– Skole,41–VelykyiBereznyi,34–Volovets’,47–Mizhhir’ya,52–Tyachiv,53–Rakhiv,57–Dolyna,58– Rozhnyativ,59–Bohorodchany,62–Nadvirna,63–Kosiv,67Verkhovyna,73–Putyla.

PolicyConsultationonSustainableAgricultureandRuralDevelopmentintheCarpathians.FinalReport/UNEPISCC(2006) 90 ANNEX 3

Economic efficiency value and production expenditures of farms in the sample mountain districts of Lviv region in the Ukrainian Carpathians

Table 25:FinancialresultsofactivityinfarmsofLvivregion,thousandUAHinpricesof2002

Income (return) Net cost of Net Administrative sold Economic efficiency, % units from selling of production total agricultural income loss production Skole 66.2 15.2 69.4 0 3,7 15.80 Staryi Sambir 115.4 115.4 105.8 14.8 5.6 13.99 Turka 34.7 34.7 15.2 19.5 0 128.29 Table 26:ProductionexpendituresinfarmsofLvivregion,thousandUAHinpricesof2002

including Administrative Remuneration Material units of labor inputs chemical oil seeds fodder electricity fertilizers products Skole 5.1 51.9 0 7.3 0 43.7 0.1 Staryi Sambir 11.2 98.6 16 0 17.6 16.2 20.4 Turka 0 15,2 1.7 3.5 3.0 3.0 1.7

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