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WIRELESS COMMUNICATION USING NON-DIRECTED INFRARED RADIATION by John Robert Barry Memorandum No. UCB/ERL M92/133 2 December 1992 WIRELESS COMMUNICATION USING NON-DIRECTED INFRARED RADIATION by John Robert Barry Memorandum No. UCB/ERL M92/133 2 December 1992 ELECTRONICS RESEARCH LABORATORY College of Engineering University of California, Berkeley 94720 Wireless Communication Using Non-Directed Infrared Radiation Copyright © 1992 by John RobertBarry Abstract Wireless Communication Using Non-Directed Infrared Radiation by John Robert Barry Doctor of Philosophy in Engineering—Electrical Engineering and Computer Science University of California at Berkeley Professor Edward A. Lee, Co-Chair Professor David G. Messerschmitt, Co-Chair This dissertation investigates the feasibility of high-speed wireless communication using non-directedinfrared radiation, andconcludes that dataratesnear 100 Mb/s are practical. We identify the key impediments to high-speed communication, namely, a weak received optical signal and multipath dispersion, and propose design strategiesto counter them. We present a detailed link analysis that accounts for path loss, antenna gain, reflection loss and filter loss. This analysis provides analytical expressions for the signal-to-noise ratio as a function of receiver position. By maximizing the worst-case signal-to-noise ratio within the coverage area of the transmitter, we optimize the transmitter radiation pattern and receiver optics. We present a procedure for designing a wideband preamplifier with suffi ciently low noise that the shot noise inherentin backgroundlight is the limiting source of noise. We characterize multipath optical propagation for diffuse-reflector environments by presenting a theoretical model and comparing its predictions with experimental measure ments. We evaluate the performance of various modulation schemeson the intensity-mod ulation channel, and show how it differs from a conventional linear Gaussian-noise channel. The emphasis throughout is on the physical-layer problem of establishing a high speed and robust point-to-point communication link. Edward A. Lee David G. Messerschmitt Ul ACKNOWLEDGMENTS Funding for this project was provided by a number of organizations. I am particularly grateful to the T. J. Watson Research Center of IBM for their generous financial support during the first two years of this project. Other sources include grant number MIP-86- 57523 from the National Science Foundation, Sony Corporation, Dolby Laboratories, and the California State MICRO Program. I am grateful to my first adviser, Professor Edward Lee, for providing me with extraordi nary research facilities, and also for his constant encouragement and inspiration. During my last three years at Berkeley I had the good fortune oftwo advisers. Special thanks go to my second adviser, Professor David Messerschmitt; first, for instigating this project, and second, for showing me that beyond each accomplishment lies another challenge. This project was strongly influenced by the guidance and wisdom of Professor Joseph Kahn, to whom I am greatly indebted. Professor David Brillinger provided useful comments on an early draft of this manuscript, as did fellow graduate students Malik Audeh and Gene Marsh. I am grateful to Peter Hortensius of IBM for providing early guidance during the summer of 1990, and also for sharing his ideas on multipath dispersion that led to the the ory of chapter4. Bill Krause was instrumental in acquiring the experimental multipath measurements of chapter4. Conversations with the following colleagues were also help ful: Andy Burstein, Jeff Carruthers, Shih-Fu Chang, Andrea Goldsmith, Paul Haskell, Chris Hull, Phil Lapsley, Chung-Sheng Li, Horng-Dar Lin, Vijay Madisetti, Kris Pister, Annis Porter, Rajiv Ramaswami,Gil Sih, Ravi Subramanian, and Greg Uehara. IV TableofContents 1. INTRODUCTION 1.1 WIRELESS OPTICAL COMMUNICATION 3 1.2 AN APPLICATION: A HIGH-SPEED WIRELESS LAN 1.3 OPTOELECTRONIC COMPONENTS 10 1.4 OVERVIEW 11 2. LINK ANALYSIS AND OPTICS DESIGN 14 2.1 INTRODUCTION 14 2.2 OPTICAL ANTENNA 16 2.2.1 Hemispherical Lens 17 2.2.2 Gain at Normal Incidence 19 2.2.3 Gain at Non-Normal Incidence 20 2.2.4 Reflections 21 2.3 THIN-FDLM OPTICAL FILTERS 22 2.3.1 Theory 23 2.3.2 Filter Design 26 2.3.3 Five-Parameter Model 29 2.3.4 Polarization Effects 31 2.4 OPTIMIZATION OF TRANSMITTER AND FILTER 32 2.4.1 Figure ofMerit 33 2.4.2 Link Equation 37 Planar Filter Loss 38 Hemispherical Filter Loss 39 2.4.3 Optimization of Antireflection Coatings 43 Lens Coating 43 Detector Coating 45 Combined Reflection Loss 47 2.4.4 Optimization ofTransmitter 48 2.4.5 Optimization ofFilter 51 2.5 SUMMARY AND CONCLUSIONS 55 3. RECEIVER DESIGN 57 3.1 INTRODUCTION 58 3.2 ANALYSIS OF CURRENT-FEEDBACK PAIR 60 3.3 CHOOSING THE RIGHT TRANSISTOR 66 3.4 DESIGN PROCEDURES 67 3.4.1 Basic Philosophy 67 Bandwidth 67 Noise 69 3.4.2 Scenario One 70 3.4.3 Scenario Two 74 3.5 OPTIONAL DESIGNS 76 3.5.1 Feedback Zero Compensation 76 3.5.2 Avalanche Photodiode 78 3.5.3 Photodetector Array 80 3.5.4 Differential Detection and Common-Mode Rejection 84 3.6 SUMMARY AND CONCLUSIONS 87 4. MULTIPATH DISPERSION 89 4.1 INTRODUCTION 89 4.2 MODELS 91 4.2.1 Source and Receiver Models 91 4.2.2 Reflector Model 93 4.2.3 Line-of-Sight Impulse Response 93 4.3 MULTIPLE-BOUNCE IMPULSE RESPONSE 95 4.3.1 Algorithm 95 4.3.2 Implementation 96 4.4 RESULTS 98 4.4.1 Simulation Results 99 4.4.2 Experimental Results and Comparison with Simulation 105 Configuration B 106 Configuration C 110 Configuration D 113 4.5 MULTIPATH-INDUCED POWER PENALTY 117 4.6 SUMMARY 123 5. MODULATION 124 5.1 INTENSITY MODULATION AND DIRECT DETECTION 124 5.2 BINARY MODULATION 127 5.2.1 Power Efficiency 128 5.2.2 Bandwidth Efficiency 132 5.2.3 Comparison to the Conventional Channel 135 5.3 MULTI-LEVEL MODULATION 137 VI 5.3.1 Baseband Pulse-Amplitude Modulation 137 5.3.2 Subcarrierand Multiple-Subcarrier Modulation 139 5.3.3 Pulse-Position Modulation 145 5.3.4 Alternative Modulation Schemes 151 L-FSK 151 RZ-OOK 152 Spread Spectrum 153 5.4 OTHER CRITERIA 153 5.5 COHERENT OPTICAL COMMUNICATION 156 5.6 CONCLUSIONS 158 6. SYSTEM ISSUES 159 6.1 INTRODUCTION 159 6.2 SINGLE-CELL ARCHITECTURES 161 6.2.1 Unconstrained 161 6.2.2 WavelengthDuplex 163 6.2.3 Subcarrier Duplex 163 6.3 OVERLAPPING CELLS 165 6.3.1 Unison Broadcast 165 6.3.2 Independent Cells 169 6.4 SUMMARY 172 7. CONCLUSIONS AND FUTURE WORK 173 7.1 CONCLUSIONS 173 7.2 FUTURE WORK 175 7.2.1 Link Analysis 175 7.2.2 Receiver Design 176 7.2.3 Multipath Dispersion 176 7.2.4 Modulation 177 7.2.5 Systems Issues 178 REFERENCES 179 Appendix A: POWER EFFICIENCY ON THE LINEAR GAUSSIAN-NOISE CHANNEL 185 CHAPTER 1 Introduction The trend in telecommunications is towards wireless access, as is evident by the prolif eration of cordless and cellular telephones, wireless PBX, and paging services, as well as the growing interest in personalcommunication networks [1][2][3]. The trend in computer technology, on the other hand, is towards smaller and faster machines, which has led to the current popularity of portable and pen-based computers. As the telephone network inte grates digital services with voice services, the traditional distinction between the telecom munications and computer communications industries is blurring. It is likely, therefore, that these two trends will merge, and that portable computers will someday access high speed network services through wireless links. Data communication requires a much higher bit rate than voice communication. There are a few wireless radio products on the market that offer speeds of up to 2 Mb/s to por table computers, which is close to the 10-Mb/s data rate common in today's wired (Ethernet) networks. Future applications for wireless data communications will require much higher datarates. For example, considerthe requirements ofa portable high-quality 2 digital display. To reduce its size, weight, battery-power consumption, and cost, it may be advantageous to make it as "dumb" as possible, relegating intensive signal-processing tasks such as video decompression to the transmitter platform (assuming it is not portable itself). For similar reasons, future portable computers may be nothing more than portable interfaces, with very little on-board computational power. To accomplish this, however, will require short-range wireless communication links with extremely high capacity.1 In the extreme case, for example, an uncompressed high-definition television image can require adata rate of 1Gb/s or more.2 More realistically, data rates near 100 Mb/s may be adequate for practical applications. Multiplexed traffic for multiple users can drive the bit rate even higher. For a number of technical and regulatory reasons, current wireless technology for portable terminals cannot support such data rates; the fastest radio link available today for portable computers is a 2-Mb/s product by NCR Corp. called Wavelan [4], although speeds have been projected to approach the 10-20 Mb/s range in a few years [5]. Infrared radiation, particularly near-infrared radiation with wavelengths in the 700-1500 nm range, enjoys a number of advantages over radio as a medium for short- range wireless communication.