Bill & Inda Gates Foundation 91-1663695 Form 990Pf, Part I
Total Page:16
File Type:pdf, Size:1020Kb
BILL & INDA GATES FOUNDATION 91-1663695 FORM 990PF, PART I - OTHER INCOME REVENUE AND NET EXPENSE S INVESTMENT DESCRIPTION PER BOOKS INCOME PROGRAM RENTAL INCOME 151,024. 151,024. STOCK LOAN INCOME 13,627,450. 13,627,450. EQUITY PARTNERSHIP INVESTMENTS 13,093,333. -40,211,929. INSTITUTIONAL MUTUAL FUNDS 18,092,344. 18,092,344. IRC SECTION 988 NET CURRENCY GAIN 306,154,890. NONE MORTGAGE BACKED SECURITY PAYDOWNS -17 , 152 ,580. -17,152,580. OTHER INCOME 28 , 288 , 417 28,288,417. 1/4 OF SECTION 481 ADJUSTMENT NONE 46,167,585. CURRENCY GAIN ON CONVERSION 107. NONE OTHER REVENUE NOT SUBJECT TO IRC SECTION 4940 EXCISE TAX 47,470. NONE TOTALS 362,302,455. 48,962,311. STATEMENT 1 BILL & 'JINDA GATES FOUNDATION 91-1663695 FORM 990PF, PART I - LEGAL FEES REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES GENERAL LEGAL FEES 955,669. 755,475. TOTALS 955,669. NONE NONE 755,475. BILL & INDA GkTES FOUNDATION 91-1663695 FOP 990PF, PART I - ACCOUNTING FEES REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES AUDIT AND TAX SERVICES 116,826. 117,884. TOTALS 116,826. NONE NONE 117,884. STATEMENT 3 BILL & INDA GATES FOUNDATION 91-1663695 FORM 990PF, PART I - OTHER PROFESSIONAL FEES REVENUE AND NET EXPENSES INVESTMENT CHARI TABLE DE SCRI PT ION PER BOOKS INCOME PURPOSES INVESTMENT MANAGEMENT FEES 29,655,644. 29,655,644. NONE INVESTMENT CONSULTING FEES 52,456. 52,456. NONE GRANTEE TECHNICAL ASSISTANCE 9,145,671. NONE 9,145,671. GENERAL CONSULTING SUPPORT 9,546,820. NONE 8,566,742. OUTPLACEMENT SERVICES & OTHER 428,369. NONE 410,300. PROGRAN EVALUATION 9,188,143. NONE 9,759,099. GRANTEE COMMUN I CAT IONS 2,970,714. NONE 2,940,597. WEB AND EDITORIAL DEVELOPMENT 652, 871. NONE 622,457. PHOTOGRAPHY AND VIDEOGRAPHY 430,377. NONE 662,403. SECURITY SVC. TRAVEL SUPPORT 293,996. NONE 279,590. TOTALS 62,365,061. 29,708,100. 32,386,859. STATEMENT 4 BILL & 4INDA GATES FOUNDATION 91-1663695 FORI4 990PF, PART I - TAXES REVENUE AND NET EXPENSES INVESTMENT CHARI TABLE DESCRIPTION PER BOOKS INCOME PURPOSES FOREIGN INCOME TAXES 4,413,774. 5,008,806. NONE PROPERTY TAXES 105,922. NONE 105, 922. SECTION 4940 EXCISE TAX 34,054,151. NONE NONE TOTALS 38,573,847. 5,008,806. 105, 922. BILL & LINDA GATES FOUNDATION 91-1663695 FORM 990PF, PART I - OTHER EXPENSES REVENUE AND NET EXPENSES INVESTMENT CHARI TABLE DESCRIPTION PER BOOKS INCOME PURPOSE S INVESTMENT CUSTODIAN EXPENSES 6,000 - 6,000. NONE EQUITY PTR INVESTMENT EXPENSES 282,911. 2,910,316. NONE INVESTMENT CUSTODIAN SERVICES 5,107,639. 5,107,639. NONE REPAIRS & MAINTENANCE 116,818. NONE 119,006. SECURITY SERVICES 1,294 ,255. NONE 1,218,379. STORAGE & WAREHOUSE 104,943. NONE 97 ,530. CELLULAR PHONE & DATA COSTS 794,938. NONE 820,536. SUPPLIES, EQUIPMENT, & OTHER 2,419,943. NONE 2 ,300, 600. DUES & MEMBERSHIPS 80,211. NONE 79,736. POSTAGE & DELIVERY 392,905. NONE 428,365. TEMPORARY EMPLOYMENT 292,506. NONE 291,004. TRAINING, RECRUITMENT, & RECOG 597,050. NONE 584,848. FEES, LICENSES, & PERMITS 5,268. NONE 5,058. INSURANCE 182,209. NONE 182,209. TOTALS 11,677,596. 8,023, 955. 6,127,271. BILL & INDA GATES FOUNDATION 91-1663695 FORM 990PF, PART II - U.S. AND STATE OBLIGATIONS BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FW US & STATE GOV'T OBLIGATIONS 559,279,184. 4 ,351,902 , 691. 4 ,351 , 902, 691. TOTALS 559,279,184. 4,351,902,691. 4,351,902,691. BILL & LINDA GkTES FOUNDATION 91-1663695 FORM 990PF, PART II - CORPORATE STOCK BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV CORPORATE STOCKS - ATTACHMNT I 2,812,695,253. 5,237,420,438. 5 ,237 ,420,438. TOTALS 2,812,695,253. 5,237,420,438. 5,237,420,438. BILL & LINDA GATES FOUNDATION 91-1663695 FORN 990PF, PART II - CORPORATE BONDS BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV CORPORATE BONDS - ATTACHMENT J 5,717,768,413. 6,602,829,780. 6,602,829,780. TOTALS 5,717,768,413. 6,602,829,780. 6,602,829,780. STATEMENT 9 BILL & JNDA GATES FOUNDATION 91-1663695 FOR14 990PF, PART II - OTHER INVESTMENTS BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV OTHER INVESTMNTS - ATTACHMNT K 7,475,812,834. 9,881,670,716. 9,881,670,716. TOTALS 7,475,812,834. 9,881,670,716. 9,881,670,716. STATEMENT 10 BILL & INDA GATES FOUNDATION 91-1663695 FORN 990PF, PART II - OTHER ASSETS BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV REFUNDABLE FEDERAL EXCISE TAX 7,074,234. 12,944,716, 12,944,716. INVMNTS LOANED UNDER SECURED LENDING TRANSACTIONS 6,518,475,042. NONE NONE CREDIT CARD DISPUTED CHARGES RECEIVABLE 22,629. 3,555. 3,555. ACCOUNTS RECEIVABLE 13,163. 8,507 - 8,507. PROGRAM RELATED INVESTMENT RECEIVABLE NONE 1,440,000. 1,440,000. TOTALS 6,525,585,068. 14,396,778. 14,396,778. STATEMENT 11 BILL & MELINDA GATES FOUNDATION 91-1663695 FOPJ'4 990PF, PART II - OTHER LIABILITIES BEGINNING ENDING SCRIPTION BOOK VALUE BOOK VALUE DEFERRED EXCISE TAX PAYABLE 12,108,918. 26,033,551. TOTALS 12,108,918. 26,033,551. STATEMENT 12 Bill & Melinda Gates Foundation 91-1663695 'ORI'.1 990PF, PART III - OTHER INCREASES IN NET WORTH OR FUND BALANCES DESCRIPTION AMOUNT SECURITY LENDING PROGRAM COLLATERAL 6,867,999,353. OFFSETTING LIABILITY -6867999353. UNREALIZED GAINS 2,069,618,881. TOTAL 2,069,618,881. STATEMENT 13 BILL & LINDA GATES FOUNDATION 91-1663695 FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES CONTRIBUTIONS EXPENSE ACCT TITLE AND TIME TO EMPLOYEE AND OTHER NAME AND ADDRESS DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES SYLVIA M. MATHEWS COO & EXEC DIRECTOR 332,864. 36,007. NONE 1551 EASTLAKE AVENUE EAST 40 HRS/WK SEATTLE, WA 98102 ALLAN C. GOLSTON CFO & ADMIN OFFICER 236, 677. 39,876. NONE 1551 EASTLAKE AVENUE EAST 40 HRS/WK SEATTLE, WA 98102 WILLIAM H. GATES, SR. CO - CHAIR 175,000. 31,474. NONE 1551 EASTLAKE AVENUE EAST 20 HRS/WK SEATTLE, WA 98102 PATRICIA STONESIFER PRESIDENT & CO-CHAIR NONE 11,222. NONE 1551 EASTLAKE AVENUE EAST 40 HRS/WK SEATTLE, WA 98102 WILLIAM H. GATES TRUS TEE NONE NONE NONE 1551 EASTLAKE AVENUE EAST 8 HRS/WK SEATTLE, WA 98102 MELINDA F. GATES MANAGER NONE NONE NONE 1551 EASTLAKE AVENUE EAST 8 HRS/WK SEATTLE, WA 98102 GRAND TOTALS 744,541. 118,579. NONE STATEMENT 14 BILL & MELINDA GATES FOUNDATION 91-1663695 ORM 990PF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS BILL & MELINDA GATES FOUNDATION GRANTS INQUIRY ADMINISTRATOR P.O. BOX 23350 SEATTLE, WA 98102 (206) 709-3100 STATEMENT 15 BILL & LINDA GATES FOUNDATION 91-1663695 Schedule .. Jetail of Long-term Capital Gains and Losses (PER BOOKS) Date Date Gross Sales Cost or Other Long-term Description Acquired Sold Price Basis Gain/Loss POST-MAY 5TH CAPITAL GAINS (LOSSES) ____________ ____________ ____________ ____________ ____________ EQUITIES - SEE ATTACHMENT N VAR VAR 1683359318. 1655288567. 28,070,751. FIXED INCOME - SEE ATTACHMENT 0 VAR VAR 36059956997 35524454765 535502232. CASH EQUIVALENTS - SEE ATTACHMENT P VAR VAR 15821816207 15795951830 25,864,377. OPTIONS VAR VAR 2,292,509. -6,428,398. 8,720,907. FUTURES VAR VAR ___________ -16391183. MARK-TO-MARKET VAR VAR 24,197,884. ___________ 24,197,884. CAPITAL GAIN DISTRIBUTION VAR VAR 368. __________ 368. TOTAL POST-MkY 5TH CAPITAL GAINS (LOSSES) ___________ ___________ 53591623283 52985657947 605965336. APITAL GAINS (LOSSES) HELD FOR INVESTMEWI. PURPOSES ___________ ___________ ___________ ___________ EQUITIES - SEE ATTACHMENT N VAR VAR 1683359318. 1655288567. 28,070,751. FIXED INCOME - SEE ATTACHMENT 0 VAR VAR '36059956997. 35524454765. 535,502,232. CASH EQUIVALENTS - SEE ATTACHMENT P VAR VAR 15821816207. 15795951830. 25,864,377. CAPITAL GAIN DISTRIBUTION VAR VAR 368. __________ 368. TOTAL CAPITAL GAINS (LOSSES) HELD FOR INVE STMENT PURP( SES 53565132890. 52975695162. 589,437,728. APITAL GAINS (LOSSES) HELD FOR CHARITABLE PURPOSES ___________ ___________ ___________ ___________ OPTIONS VAR VAR 2,292,509. -6,428,398. 8,720,907. FUTURES VAR VAR __________ 16,391,183. -16,391,183. 24,197,884. MARK-TO-MARKET VAR VAR 24,197,884. ___________ TOTAL CAPITAL GAINS (LOSSES) HELD FOR CHAI ITABLE PURPC SES 26,490,393. 9,962,785. 16,527,608. Totals 53591623283. 52985657947. 605,965,336. JSA 3F0970 1,000 STATEMENT 16 Bill & Melinda Gates Foundation BIN # 91-16636995 Form 990-PF Part Vu-A, Line 3 SIXTH AMENDMENT TO DECLARATION OF TRUST FOR THE BILL & MELINDA GATES FOUNDATION I, William H. Gates, III, of King County, Washington, having executed the Declaration of Trust for the Bill & Melinda Gates Foundation, formerly known as the William H. Gates Foundation ("Foundation") on December 29, 1994; and the First Amendment to Declaration of Trust for the Foundation on March 24, 1995; the Second Amendment to Declaration of Trust for the Foundation on May 19, 1997; the Third Amendment to Declaration of Trust for the Foundation on August 3, 1999; the Fourth Amendment to Declaration of Trust for the Foundation on January 1, 2000; and the Fifth Amendment to Declaration of Trust for the Foundation on April 5, 2001 (together the "Declaration of Trust"), hereby amend such Declaration of Trust as follows: A new paragraph (I) is hereby added to Article IV, Distributions: (f) Subject to the limitations set forth in Article V, the Foundation may make payments or distributions from income or principal of the Trust Estate, or both, to or for the benefit of such individuals or entities, within or outside the United States, for such of the Foundation's Charitable Purposes, as the Trustee shall from time to time determine.