THE EFFECT OF CERVICO-THORACIC ADJUSTMENTS ON THE ACTIVITY OF THE LATTISIMUS DORSI MUSCLE AND ITS TRIGGER POINTS USING ELECTROMYOGRAPHY AND ALGOMETER READINGS RESPECTIVELY.
A dissertation submitted to the Faculty of Health Sciences, University of Johannesburg, in partial fulfilment of the requirements for the Master's Degree in Technology: Chiropractic.
By
Nico Goosen (Student number 802013714)
SUPERVISOR: oS og DR. M. MOODLEY DATE (M. Tech. Chiropractic (Natal))
DECLARATION
I, Nico Goosen, do hereby declare that this dissertation is my own, unaided work except where otherwise indicated in the text. It is being submitted for the Degree of Master of Technology at the University of Johannesburg, Johannesburg. It has not been submitted before for any degree or examination at any other Technikon or University.
Signature of Candidate: Date: °7 i&S—/Ok
Signature of Supervisor: n/■,e■I'■-c•c>U2_s--k Date: S Dr. M. Moodley M.Tech. Chiropractic (Natal)
ii DEDICATION
This work is dedicated to my parents, Braam and Beneta Goosen, two extraordinary people whose love and support made everything possible. I am truly blessed to be your son and love you with all my heart.
And
To my wife, Terina Goosen, an amazing woman whose kindness and love is an example for us all. Thank you for all your support. Thank you for all the sacrifices you have made for me to reach my goals. You are a wonderful wife and friend.
iii ACKNOWLEDGEMENTS
First and foremost, praise and glory to our Lord and Saviour, Jesus Christ, through whom all things are possible.
To Dr. Moodley, my supervisor, for her support and constant enthusiasm throughout this study. Her assistance in this study is greatly appreciated and her ongoing motivation made the world of difference.
To my friends and family for their unwaving love and support, especially my wife and parents, for their constant guidance and prayers.
And finally, a special thanks to all the patients who participated in this study.
iv ABSTRACT
OBJECTIVE: To determine and compare the effect of Spinal Manipulative Therapy (SMT) to the cervico-thoracic junction on the activity of the ipsilateral latissimus dorsi with regards to muscle activity measured by electromyography and activity of the trigger points measured by the algometer.
STUDY DESIGN: Fourty subjects with lower cervical spine pain and dysfunction underwent six spinal manipulative treatments on alternative days over a 3 week period (excluding weekends) to test the changes in activity of the ipsi-lateral Latissimus Dorsi muscle.
SETTING: Chiropractic Day Clinic at the University of Johannesburg, Johannesburg, South Africa.
SUBJECTS: Forty subjects with lower cervical spine pain participated in this study. Each of the subjects was randomly assigned to one of two groups. Group A consisted of 20 subjects receiving SMT to the cervico thoracic junction. Group B consisted of 20 subjects receiving de-tuned ultra-sound to the area of cervical spine pain.
METHODS: Latissimus Dorsi muscle activity and its trigger point activity were tested before and after the first consultation using electromyography and the algometer respectively. After consultations two, four and six readings were taken. For the electromyography readings subjects were asked to lie down in a prone position with their arms next to their sides. They were then instructed to lie as still as possible for three minutes. The mean, peak and minimum values from the surface electromyographic meter were recorded, analysed and compared for reference. For the algometer readings, the researcher grasped the Latissimus Dorsi muscle along the free border at the posterior axillary fold of the midscapular level. The algometer was then pushed into this point and candidates had to indicate when they started to feel pain. This measurement was then recorded. RESULTS: Data was analysed using the T-test for independent samples to compare the two individual groups. Repeated measures ANOVA was useful to investigate changes over time. If one considers Group A as the superior group, no statistical significant difference were noted between Group A and Group B regarding the electromyographic readings. With regards to the algometer readings no statistically significant differences were identified between the two groups except for the last consultation (treatment 4) of Group A where the p-value = 0.035<0.05.
CONCLUSION: In light of these findings, it can be concluded that there were no statistically significant differences between Group A and Group B, regarding the electromyographic readings. Group A showed the most favourable treatment efficacy in terms of the algometer readings. The trends shown in this study should be used and tested in future similar research studies incorporating larger sample groups.
vi TABLE OF CONTENTS
DECLARATION ii
DEDICATION iii
ACKNOLEDGMENTS iv
ABSTRACT
TABLE OF CONTENTS vii
LIST OF APPENDICES xii
LIST OF FIGURES xiii
LIST OF TABLES xiv
CHAPTER ONE — INTRODUCTION
1.1 Introduction 1
1.2 Statement of the problem 2
1.3 Objectives 2
1.4 Benefits of the study 2
vii CHAPTER TWO — LITERATURE REVIEW 4
2.1 Anatomy 4
2.1.1 Anatomy of aTypical Cervical Vertebra 4 2.1.2 Anatomy of the Seventh Cervical Vertebra 4 2.1.3 Anatomy of a Typical Thoracic Vertebra 6 2.1.4 Anatomy of the First Thoracic Vertebra 6 2.1.5 Anatomy of the Sacro-iliac Joint 7 2.1.6 Anatomy of the Latissimus Dorsi Muscle 7 2.1.7 Anatomy of the Gluteus Maximus Muscle 8
2.2 Biomechanics of the Cervico-thoracic Junction 10
2.3 Functional Anatomy 11
2.4 Stability vs. Instability of the Sacro-iliac Joint 13
2.5 The Self-locking Mechanism 14 2.5.1 Form Closure 14 2.5.2 Force Closure 16
2.6 The Vertebral Subluxation Complex (VSC) 17
2.6.1 The Kinesiological Component 19 2.6.2 The Neurological Component 20 2.6.3 The Connective Tissue Component 20 2.6.4 The Myologic Component 21
2.7 Effects of Chiropractic Adjustive Technique 21
2.8 Surface Electromyography 23
2.9 Algometry 24
viii CHAPTER 3 — MATERIALS AND METHODS 25
3.1 Introduction 25
3.2 Study Design 25
3.2.1 Patient Selection 25 3.2.2 Patient Consent 26 3.2.3 Patient Sampling 27
3.3 Interventions 27
3.3.1 Chiropractic Motion Palpation 27 3.3.2 Spinal Manipulative Therapy 28
3.4 Measurements 29
3.4.1 Objective Measurements 29 3.4.1.1 Surface Electromyography 29 3.4.1.2 Algometer 30
3.5 Data Analysis 30
CHAPTER 4 — RESULTS 31
4.1 Introduction 31 4.1.1 Graphical Representation of Data 31
4.2 Demographic Data 32
ix 4.3 Objective Measurements 33
4.3.1 The Mean Surface Electromyographic Readings 33 4.3.1.1 Column statistics for the improvement in the average sEMG readings of the ipsi-lateral Lattissimus Dorsi muscle for group A and group B from data collected on the initial, second, fourth and final consultation 35
4.3.2 The Peak Surface Electromyographic Readings 36 4.3.2.1 Column statistics for the improvement in the peak sEMG readings of the ipsi-lateral Lattissimus Dorsi muscle for group A and group B from data collected on the initial, second, fourth and final consultation 38
4.3.3 The Minimum Surface Electromyographic Readings 39 4.3.3.1 Column statistics for the improvement in the minimum sEMG readings of the ipsi-lateral Lattissimus Dorsi muscle for group A and group B from data collected on the initial, second, fourth and final consultation 41
4.3.4 Algometer Readings 42 4.3.4.1 Column statistics for the improvement in the algometer readings of the ipsi-lateral Lattissimus Dorsi muscle for group A and group B from data collected on the initial second, fourth and final consultation 44
4.4 Non-Parametric Tests 45 CHAPTER 5 — DISCUSSION 47
5.1 Introduction 47
5.2 Demographic Data 47
5.2.1 Mean Age at Onset of Treatment 47 5.2.2 Gender 47
5.3 Objective Data 48
5.3.1 Electromyographic Readings 48 5.3.2 Algometer Readings 50
CHAPTER 6 — CONCLUSION AND RECOMMENDATIONS 52
6.1 Conclusion 52 6.2 Recommendations 53
REFERENCES 55
xi LIST OF APPENDICES
Appendix A: Advertisement 60
Appendix B: Contra-indications to Spinal Manipulative Therapy 61
Appendix C: Consent Form 63
Appendix D: Illustration of Adjustment 64
Appendix E: Case History 65
Appendix F: Physical Examination 70
Appendix G: Cervical Spine Regional Examination 80
xii LIST OF FIGURES
Figure 2.1: A Comparison between a typical cervical vertebrae and an atypical cervical vertebrae 6 Figure 2.2: Location'of the Lattissimus Dorsi muscle and the Gluteus Maximus muscle in relation to the thoracolumbar fascia 9 Figure 2.3: Model of the self-locking mechanism: To illustrate the combination of form and force closure to establish stability in the sacro-iliac joint 13 Figure 2.4: Form closure: decreasing sacroiliac joint shear through the "keystone in a Roman arch" effect, with the sacrum being "trapped" vertically 16 Figure 2.5: The posterior oblique sling 17 Figure 2.6: A Model of the Vertebral Subluxation Complex 18 Figure 4.1: Intra- and inter-group comparison of the mean improvement in the average sEMG readings of the ipsi- lateral Lattissimus Dorsi muscle for both groups using data collected on the initial, second, fourth and final consultations 34 Figure 4.2: Intra- and inter-group comparison of the improvement in the peak sEMG readings of the ipsi-lateral Lattissimus dorsi muscle for both groups using data collected on the initial, second, fourth and final consultations 37 Figure 4.3: Intra- and inter-group comparison of the improvement in the minimum sEMG readings of the ipsi-lateral Lattissimus Dorsi muscle for both groups using data collected on the initial, second, fourth and final consultations 40 Figure 4.4: Intra- and inter-group comparison of the improvement in the algometer readings of the ipsi-lateral Lattissimus Dorsi muscle for both groups using data collected on the initial, second, fourth and final consultations 43 LIST OF TABLES
Table 4.1: Demographic data 32 Table 4.2: Group A column statistics for the improvement in mean surface EMG readings 35 Table 4.3: Group B column statistics for the improvement in mean surface EMG readings 35 Table 4.4: Group A column statistics for the improvement in peak surface EMG readings 38 Table 4.5: Group B column statistics for the improvement in
peak surface EMG readings 38 , Table 4.6: Group A column statistics for the improvement in minimum surface EMG readings 41 Table 4.7: Group B column statistics for the improvement in minimum surface EMG readings 41 Table 4.8: Group A column statistics for the improvement in Algometer readings 44 Table 4.9: Group B column statistics for the improvement in Algometer readings 44
xiv CHAPTER 1— INTRODUCTION
1.1 Introduction
According to Pool-Goudzwaard, Vleeming, Stoeckart, Snijders and Mens (1995), the Latissimus Dorsi muscle, the thoracolumbar fascia and contra-lateral Gluteus Maximus muscle form the functional posterior oblique sling. These muscles function as synergists (Mooney, Pozos, Vleeming, Gulick and Swensky, 2001). Thus contraction of these muscles can directly optimise stabilisation of the sacro-iliac joint (Pool-Goudzwaard, Vleeming, Stoeckart, Snijders and Mens, 1998).
For modern society low back pain (LBP) is an expensive disease. The yearly prevalence varies from 15 — 20 % in the USA to 25 — 40 % in European countries and the lifetime prevalence is as high as 60 — 90 %. The minority of patients who recover within three months account for 75 — 90 % of the total expenses related to this health care problem, exceeding $60 billion per year in the USA (US department of health, 1994) (Pool-Goudzwaard et al., 1998).
Not withstanding the high prevalence, in 70 — 80% of cases, the cause of LBP is not clear. Pool-Goudzwaard et al., 1998 wondered what the reason could be for such a deficiency in our understanding.
The models used to understand and treat low back pain are generally based on descriptive anatomy. This branch of anatomy was developed to determine the structures that comprise the body and to categorise them (Pool-Goudzwaard et al., 1998).
Categories such as the spine, pelvis and lower limbs are primarily based on bony anatomy. Functional anatomy of the locomotor system, which is strongly linked to biomechanics, attempts to explain how bones, ligaments and muscles operate as a system. Could it be that better knowledge of the functional anatomy of the spine, the pelvis and lower limbs could lead to understanding of the aetiology of so called 'a- specific' low back pain? (Pool-Goudzwaard et al., 1998).
1 1.2 Statement of the Problem
The purpose of this study was to determine the effect of spinal manipulative therapy (SMT) to the cervico-thoracic region to determine a change in latissimus dorsi activity via electromyography (EMG) and a change in the trigger point in this muscle via an al gometer.
The hypothesis is that a favorable change in this specific muscle will have an effect on the contra-lateral Gluteus Maximus through the thoraco-lumbar fascia. Thus effectively having an effect on the stability of the Sacro-iliac joint by means of force closure.
1.3 Objectives
The first objective was to determine whether Chiropractic spinal manipulative therapy to the cervico-thoracic junction would affect muscle activity in the ipsi-lateral Latissimus Dorsi muscle. The second objective was to determine the effect of Chiropractic spinal manipulative therapy to the cervico-thoracic junction in terms of the trigger points activity in the ipsi-lateral Latissimus Dorsi muscle.
1.4 Benefits of the Study
If, as a result of this study, it was found that Chiropractic spinal manipulative therapy of the cervico-thoracic junction does indeed have an effect on the ipsi-lateral Latissimus Dorsi muscle with respect to muscle activity and the activity of it's trigger points, it would be beneficial to research this topic further to determine whether SMT to the cervico-thoracic junction might indeed have an effect on the contra-lateral Gluteus Maximus and directly have an effect on the stability of the Sacro-iliac joint.
2 Thus this study will pave the way for further research into this topic. It will help to highlight additional areas that will need further research with regards to muscle activity, myofascial trigger points and Chiropractic manipulative therapy, thereby improving our understanding on this topic and our competency as Chiropractors.
Thus this research should show that it is a necessity to examine the cervico-thoracic junction in a patient that presents with Sacro-iliac dysfunction.
3 CHAPTER 2 - LITERATURE REVIEW
2.1 Anatomy
2.1.1 Anatomy of a Typical Cervical Vertebrae
These are readily distinguishable by the presence of a foramen in each transverse process. The foramina (except that of the seventh vertebra) transmit the vertebral artery, a plexus of veins and autonomic fibers. The cervical nerves as they lie on the transverse processes pass laterally behind the vertebral artery. In a typical cervical vertebra (figure 2.1) the body is transversely oval. The superior articular processes have small flat articular facets, which face obliquely backwards and upwards, while the facets of the inferior articular processes face downwards and forwards. The spinous process commonly bifid and becomes progressively larger from the third vertebra downwards. The transverse processes also become progressively larger, and on them anterior and posterior tubercles can be recognized (Hamilton, 1956).
2.1.2 Anatomy of the Seventh Cervical Vertebra
The seventh cervical vertebra is sometimes called the vertebra prominens, as its long spinous process is visible through the skin at the lower end of the nuchal furrow. The spinous process of the first thoracic vertebra is usually just as prominent and sometimes more so (Moore and Dalley, 1999).
The seventh cervical spinous process is thick, almost horizontal and ends in a single tubercle, to which the lower end of the ligamentum nuchae is attached. Also attached near the tip of the spinous process are Trapezuis, Rhomboidius minor, Serratus posterior superior, Splenius capitis, Spinalis cervicis, Semispinalis thoracis, Multifidus and Interspinales muscles. The transverse processes are large, particurly their prominent posterior parts (Warwick and Williams, 1973).
4 Anteriorly to the transverse foramina, which are relatively small and may be duplicated, the anterior part of the process is slender and shorter. This is the costal element and may be a separate bone-, a cervical rib. The costo-transverse bar anterio- lateral to the foramen, is grooved by the ventral ramus of the seventh cervical nerve and is often partly deficient. The prominent posterior tubercle of the transverse process provides attachment for the Scalenus minimus muscle, when present and also to an aponeurotic layer that covers the cervical dome of the pleura, the suprapleural membrane (Warwick and Williams, 1973).
The seventh cervical vertebra or vertebra prominens, is distinctive because of its long and nearly horizontal spinous process. This process is not bifid, but has a tubercle to which the lower end of the ligamentum nuchae is attached. The transverse foramina of the seventh cervical vertebrae vary sometimes being small, occasionally double, or even absent. The usual arrangement is for the vertebral arteries and veins to pass in front of, rather than through the foramen, though there are many variations (Crouch, 1985).
Also known as the vertebra prominence due to its long knoblike spinous process, the spinous process can project almost as far back as the first thoracic spinous process. It has a small (sometimes absent) foramen transversarium, but the vertebral artery does not pass through it, rather the artery runs through the foramen tansversarium of the sixth vertebra and then courses upwards. It has a small costal process with an anterior tubercle which is sometimes absent. Occasionally the rib element is separate and then it is called a cervical rib (Scheepers, Duminy and Meiring, 1999).
5 Transverse process Anterior Body Body tubercle Groove for Anterior tubercle spinal nerve Posterior Posterior tubercle tubercle T. ransverse foramen
Pedicle
Superior articular facet
Inferior articular process Lamina Vertebral foramen Lamina Spinous process
4th cervical vertebra: superior. view 7th cervical vertebra: superior view
Figure 2.1: A Comparison between a typical cervical vertebrae and an atypical cervical vertebrae (Netter, 1997)
2.1.3 Anatomy of a Typical Thoracic Vertebra
The body is heart-shaped and characteristically has demi facets for the heads of the ribs. Superior and inferior demi facets are present on both sides of the vertebral body. The upper demi facet articulates with the lower facet on the head of the rib of the same number, the lower demi facet articulates with the upper facet of the next rib. The vertebral foramina are the smallest in the series. The pedicles are flattened from side to side and the inferior vertebral notch is much deeper than the superior notch. The laminae are short and broad and overlap each other like roof tiles. The spinous processes are long and slope downward, they end in a knob and overlap each other. The transverse processes have an articular facet anteriorly for the tubercle of it's own rib. The rib is a separate element (Scheepers et al., 1999).
2.1.4 Anatomy of the First Thoracic Vertebra
The first thoracic vertebra is to a large extend similar to a typical thoracic vertebra, except that it displays a full facet on the side of the body for the head of the first rib. Inferiorly there is a demi facet for the head of the second rib (Scheepers et al., 1999).
The first thoracic vertebra is distinguished from the remaining thoracic vertebrae by the upper costal facets on it's body. These are circular, articulating with the facets on the heads of the first pair of ribs. The spine is thick, long and horizontal and is
6 commonly as prominent as that of the seventh cervical vertebra (Warwick and Williams, 1973).
2.1.5 Anatomy of the Sacro-iliac Joint
These articulations are strong weight bearing synovial joints between the ear-shaped auricular surfaces of the sacrum and ilium. These surfaces have irregular elevations and depressions that produce some interlocking of the bones. The sacrum is suspended between the iliac bones and is firmly attached to them by interosseous and sacroiliac ligaments. The sacroiliac joints differ from most synovial joints in that they possess little mobility because of their role in transmitting the weight of most of the body to the hipbones. Movement of the sacroiliac joints is limited because of the interlocking of the articulating bones and the thick interosseous and posterior sacroiliac ligaments. The sacrotuberous and sacrospinous ligaments allow only limited upward movement of the inferior end of the sacrum, thereby providing resilience to the sacroiliac region when the vertebral column sustains sudden weight increases (Moore and Dalley, 1999).
The principal strains to which the ligaments are subjected, however, arise from flexion movements of the vertebral column, which tends to produce a similar movement at the sacro-iliac joints. These strains fall mainly on the ligaments, since there is little musculature so situated as to protect the joint from excessive movement, the musculature is almost entirely comprised in the sacral attachments of the Gluteus Maximus muscle (Hamilton, 1956).
2.1.6 Anatomy of the Latissimus Dorsi Muscle
The Latissimus Dorsi muscle as its name suggests is the widest muscle of the back. It has its origin from the thoracolumbar fascia, the crest of the ilium, the lower three or four ribs and as it passes over the inferior angle of the scapula it receives a few fasciculi from that bone. From this broad origin it passes laterally and superiorly, with the upper fibers nearly horizontal to the axilla of the arm and the fasciculi converge into a flat narrow tendon that spirals almost 180 degrees before inserting
7 into the bottom of the intertubercular groove of the humerus (refer to figure 2.2) (Crouch, 1985).
In spite of its widespread attachment to the trunk, the nerve supply is from a branch of the posterior cord of the brachial plexus (sixth, seventh and eight cervical nerves) (Hamilton, 1956). According to Warwick and Williams (1973), the thoracodorsal nerve innervates the Latissimus Dorsi muscle.
2.1.7 Anatomy of the Gluteus Maximus Muscle
The Gluteus Maximus muscle the most superficial gluteal muscle, is the largest, heaviest and most coarsely fibered muscle in the gluteal region. The Gluteus Maximus muscle covers the other gluteal muscles except the posterior third of the Gluteus Medius muscle, and forms a pad over the ischial tuberosity (refer to figure 2.2) (Moore, 1999).
It arises from the posterior gluteal line of the ilium, the aponeurosis of the Erector Spinae and from the thoracolumbar fascia. The fibers descend obliquely and laterally, the upper larger part of the muscle together with the superficial fibers of the lower part ending in a thick tendinous lamina. This passes laterally to the greater trochanter, and is attached to the iliotibial tact of the fascia lata. The deeper fibers of the lower part of the muscle are attached to the gluteal tuberosity between the Vastus Lateralis and Adductor Magnus muscles (Warwick and Williams, 1973).
8 Superior nuchal line of skull Semispinalis capitis muscle
Spinous process of C2 vertebra el.' • , Splenius capitis muscle