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Home , Appoggiatura, Atonality, Counterpoint, Darius Milhaud, Igor Stravinsky, Polychord

gavel's Late and the Problem of ""

PETER KAMINSKY

Ravel's music of the 1920's comprises some of his finest and most progressive works, including the for and , the Chansons madecasses, and the L'Enfant et les sortileges. Many Ravel scholars have consistently designated significant segments of these and other late works as polytonal. While these works feature dissonant superimposition, this paper proposes that the pas- sages in question may generally be construed as representing one of two types: monotonal, wherein the assimilates the upper-voice dissonances; or a dual organization, which features a primary and secondary pitch priority (in place of the term "polytonality"). The conceptualization draws on contemporary and historical accounts of polytonality (including those of Milhaud and Ravel); the analyses focus on compositional and structural factors and contexts that prevent or potentially en- able dual organization to take place.

AVEL'S MUSIC of the 1920's includes some of his finest title: theorists remain fiercely divided regarding the nature, and most progressive works, including the Chansons analytical salience and the very plausibility of polytonality. 2 madecasses, the Sonata for Violin and Piano, and the Carl Dahlhaus, while not directly addressing the issue of opera L'Enfant et les sortikges. In contrast to his earlier com- polytonality, articulates something of its elusiveness in writ- positions, these pieces and other late works have consistently ing about more global theoretical matters: "When we seek been designated by many prominent Ravel scholars as poly- . . . to come to grips with the problems of musical practice, tonal. 1 Herein lies the crux of the problem alluded to in my the terms we use are of little significance provided that their shortcomings do not unduly inhibit an understanding of the ob- See for instance Orenstein 1975, Nichols 1977, Marnat 1995, Larner ject in hand—especially when it is by no means clear what that 1996 and Jankelevitch 1959. In the scholarly literature, some writers object actually is" [my emphasis] . 3 refer to "bitonality," others prefer the broader "polytonality." On the one Implicated here is the central problem of terminology hand, in his seminal 1923 article "Polytonality et ," Milhaud creates models for two and three simultaneous pitch centers and in- and its influence on conceptualization. Indeed, the term cludes musical examples of up to five centers. On the other hand, sub- "polytonality" is consistently employed to designate a broad sequent scholars including theorists, musicologists and cognition re- range of compositional phenomena, including , searchers have mostly addressed two-key contexts using either term. the superimposition of different scales or scale fragments, With respect to Ravel's commentary on Milhaud's music and his own the superimposition of different transpositions of the same compositional practice, clearly his interest in the technique is limited to two centers as well. Accordingly, consistent with its usage by Ravel, Milhaud, Casella and other contemporary and theorists, for 2 The recent "Colloquy" in this journal between van den Toorn and this paper I shall refer to "polytonality" rather than "bitonality." Tymoczko 2003 over octatonicism and the analysis of Stravinsky's Nevertheless, all pieces analyzed here entail no more than two pitch music only reaffirms the intensity of the debate. centers. 3 Dahlhaus 1987, 62.

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scale type, and the mere presence of simultaneous different nitions and distinctions, based on the use of superimposed key signatures. Certainly, Ravel's late music features all of and drawing on existing cognitive studies. Part these phenomena. But, to instantiate Dahlhaus's statement, two engages more complex and larger-scale examples, focus- the inconsistent use of the term polytonality has inhibited ing on conditions involved in either supporting or discourag- an understanding of the music purporting to exemplify it, es- ing a listener's apprehension of unitary versus dual tonal or- pecially when it is by no means clear what constitutes a ganization. I conclude with an analysis of the "Blues" proper definition of the term, and what conditions give rise movement from Ravel's Sonata for Violin and Piano. to its existence. Besides the term itself, perhaps the most oft-cited prob- I. TOWARDS AN ANALYTICAL APPROACH lems with the notion of polytonality concern its perception and its analytical relevance. Thus James Baker writes: As a prominent member of the post-war group of French composers known as "," was recog- . . . The validity of the theory of polytonality as an explanation for musical structure as it is perceived by the listener has long been disputed nized early on as the avatar of polytonality, in his music as . . . although it does seem to reflect the way certain composers put their well as his writings. His article in La Revue Musicale, "Poly- music together. Composers from entirely different musical backgrounds tonalite et Atonalite," provides a basic taxonomy for identify- — and , to name two—have held that it ing textures based on superimposition of chords (polytonal- is impossible to perceive more than one harmonic at a time, that is, ity) and (polymodality). 5 The former is more to hear in two or more keys at once, regardless of the 's germane to the topic at hand. method or intent. The theory of polytonality is impoverished, since it Example 1 reproduces his chart of two-chord superimpo- dispenses with the of tonal relations so essential to and to much music employing techniques of extended tonality as well.' sitions, which provides the basis for his discussion of numer- ous examples from his own and other composers' works (in- Several published studies argue that a listener is capable cluding the second movement of Ravel's recently composed of attending to two simultaneous pitch centers; this research Sonata for Violin and ). 6 Because these superimpositions will help refine the notion of what polytonality is, and how it for Milhaud may represent chords or keys, only major and might be construed. The issue of analytical salience is more minor triads are included. Each superimposition has a bass intractable. I propose that the term polytonality has been and a treble component. In Example 1(a), Milhaud's Roman used for Ravel's music to designate a set of relatively consis- numerals indicate the number of between the tent structural contexts that are not readily modeled by tonal roots of the lower and upper chords; 1(b) shows the four or extended tonal techniques, and which thereby demand a available modal possibilities: different sort of analytical strategy. Part one of this essay examines issues relating to poly- Treble M m m M tonality, focusing on those most relevant to Ravel's late music. Bass M m M m Several historical treatments provide a point of departure for the discussion, particularly Milhaud's article "Polytonalite et 5 Milhaud 1923. In this paper, I shall not engage the extensive literature Atonalite," and Ravel's analysis of an excerpt from his own on polymodality and polymodal , much of which is asso- Valses nobles et sentimentales. Here, I propose some basic defi- ciated with the music of Bartok. 6 Ibid., 32-3. My Examples 1(a) and (b) correspond to Milhaud's Ex- amples 2 and 3. His Example 4 presents possibilities for inverting the 4 Baker 1993, 35. bass and/or treble chords from the previously displayed superimpositions. Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018 RAVEL'S LATE MUSIC AND THE PROBLEM OF "POLYTONALITY" 239

I II III IV V VI VII VIII IX X XI

1, 6 II 0 0 6 1, 0

&V & V &V CV CD Co CO 0 CO 0 0 0 CO CO CO Ft-

(a)

A B D

#11

9. &V 0 0 CO 0 43,

(b)

EXAMPLE r. Milhaud's chart of two-chord superimpositions.

Several commentators have dismissed Milhaud's ap- cases be incorporated into a single scale (e.g., the octatonic

proach to polytonality as having little or no analytical value. ? or hexatonic), thereby obviating the need to conceptualize Three basic reasons are offered: first, it is merely a taxonomy two keys in the first place. and does not adequately consider musical context; second, by Certainly regarding the first point, Milhaud does not assuming equal key-defining weight for the treble and bass generally consider context (especially by current theoretical components of the superimposition, it does not consider the standards). It does not necessarily follow, however, that what strong (some would argue the unavoidable) tendency of the such a taxonomy tries to get at—intervallic distance between bass to assimilate the dissonating treble "key" as chord exten- purported pitch centers as a significant compositional feature sions of an essentially consonant sonority; , regardless of (and one which may influence the nature and extent of bass the extent of bass assimilation, the two keys might in some assimilation)—is thereby invalidated. With respect to the third point, recent work by Tymoczko suggests that, for a 7 Mawer 1997, 18-19, writes ". . . the prefix 'poly' is of dubious perceptual passage involving superimposition, theorists may opt for ei- and theoretical value: the concept of the simultaneous existence of several different tonal or modal lines seems invalid since one tends to ther a unitary collection approach or a "dual-strand" approach; perceive a resultant accumulation of all pitch material heard at any he sensibly advocates both flexibility and assessment of particular moment, strongly influenced by the bass progression." relevant parameters in making the choice, especially in light Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018 240 MUSIC THEORY SPECTRUM 26 (2004)

of the diversity of scales and variegated possibilities for the possibility of dual priority on the other are not mutually superimposition. 8 exclusive and are to some degree reconcilable. Accordingly, I The second point cuts to the heart of the problem of henceforth assume the structural priority of the bass as a polytonality. The literature on music perception sheds some normative tendency. At the same time, in some contexts, the light on the topic but is not definitive. While the work of upper voice(s) may resist that priority and establish a degree Terhardt and Huron supports the perceptual importance of autonomy as a secondary priority; or, more rarely for Ravel, of the bass and the perceptual salience of the upper-most as a more or less equal or even primary priority. The support and lower-most voices, respectively, neither scholar addresses for such a weighting process by a listener will hinge on con- conditions approaching polytonality. 9 textual factors, including the manner of presentation of the However, a recent study by Thompson and Mor does in- conflicting parts, and the extent of separability of their re- vestigate this area. 10 Using excerpts from several works, in- spective pitch organization, , register and contour. 13 cluding Milhaud's Sonata No. 1 for Piano (1920), listeners Such a spectrum of possibilities entails two related issues: consistently were able to identify some kind of hierarchy for the distinction between the notions of and poly- two tonal centers, even when presented simultaneously. The researchers conclude: apprehending the chord as referable to a single entity—i.e., a unitary The results [of the preceding four experiments] suggest that listeners tonal context or the octatonic collection as superset—versus a bitonal can perceive more than one tonal organization or key at the same time, hearing. They conclude that the passage is perceived not as bitonal but and that each key may be weighted according to its perceived impor- rather as a complex fusion, ascribable neither to nor F# major tance in the music. This situation is in contrast to the possibility that tonal contexts and neatly captured by van den Toorn's octatonic model. only one internal representation of key structure may be instantiated at Interestingly, however, when the C and F# lines were first presented once, so that keys must compete for attention. A process of weighting separately (their Experiment 1), listeners were consistently able to per- keys also with the possibility that internal representations are ceive the influence of both keys. ". . . these results indicate that one viable instantiated in an all-or-nothing fashion, so that the strength of their account of this passage is as bitonal, with both component keys percep- influence is fixed. 11 tually functional" (Ibid., 163). At the end of the article, despite the via- bility of this interpretation, Krumhansl and Schmuckler opt for the oc- While their study is admittedly incomplete, and while it is tatonic reading. Nevertheless, they leave open the possibility for dual dubious to call the phenomenon "polytonality," their work organization under appropriate compositional conditions: "Thus, the nevertheless suggests that there might be a middle ground experiments [with the Petroushka chord] do not demonstrate a capac- ity to hear two independent simultaneously, although this between total rejection and complete acceptance. 12 The above assertions of bass priority on the one hand and result might be obtained with a bitonal passage that differentiates the two components more in terms of pitch [and register], contour, and rhythm" (Ibid., 180). 8 Tymoczko 2003,195-8. 13 Although he does not deal with polytonality per se, in "Women's Voices 9 See Terhardt 1982a and 1982b, and Huron 1989. My thanks to David and the Fundamental Bass" (1992), David Lewin addresses the related Huron (private correspondence) for his citation of these sources and his issue of the capability of women's relatively high voices to resist the confirmation of the dearth of research in this area. gravitational tonal influence of the bass. Using feminist theory as a Io Thompson and Mor, 1992. backdrop, he suggests that, among other things, Rameau's conceptual- II Ibid., 70. ization of the passe fondamentale marks a turn away from the bass's sta- 12 Thompson and Mor's study follows that of Krumhansl and Schmuck- tus in Zarlino as a foundation among equal voices to one of a domina- ler, 1986, on the Petrouchka chord. (This is reprinted with additional tor, described by Rameau in explicitly male-gendered terms. Lewin's commentary in Krumhansl 1990.) In it they assess the possibilities for article is suggestive in two ways with respect to polytonality: it invokes Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018

RAVEL'S LATE MUSIC AND THE PROBLEM OF "POLYTONALITY " 241

tonality, and structural levels. Regarding the former, Ulehla such dual priority (replacing the term "polytonality" - writes: gether) reflects a broader syntactical strategy for a given movement (and possibly an entire work). As we shall see, A harmonic vertical structure that simultaneously sounds the roots of two chords is called bichordal or polychordal. It is an extension of the this conceptual shift is not merely semantic but has signifi- Classical pedal tone which represents a strong bass root above which cant analytical implications. other chords move. A bichordal structure may have the complete bass Milhaud's early set of piano works, Saudades do ,

chord against which a treble chord of a different root clashes . . . . 14 provides something of a wade mecum for the possibilities of Just as polychords demand the simultaneous hearing of two roots in a superimposition. Example 2 provides the opening and an an- vertical structure, polytonality is the simultaneous use of two or more alytical reduction for the first piece in the set. The beginning keys or tonalities. It can be deduced that in a polytonal passage, poly- of "Sorocaba" exemplifies a thoroughgoing bass assimilation chords will, of necessity, be present. The reverse is not true . . . . of the treble. The four-bar introduction states the left-hand Polytonality, at its best, is heard intermittently. 15 tonic-dominant pattern accompanying the treble as- According to Ulehla, the use of polychords represents a de cent to the structural downbeat at m. 5. Beginning here, were facto surface- and foreground-level phenomenon; deeper lev- the treble to be taken out of context and played without the els of structure may incorporate such usage in either mono- accompaniment, it would sound a simple tonic-dominant tonal or polytonal contexts. But how can one speak of struc- progression in ; see Example 2(a). Given, however, tural levels for a musical situation whose very existence is the introduction's prior establishment of B6 as tonic (with denied by half the interpretive community, and admitted as perhaps a subtle foreshadowing of D major by the Ell in intermittent at best by the other half? m. 4), the treble part beginning m. 5 is readily assimilated As a result, I reinterpret Ulehla in light of the conceptual- into Bb (see Examples 2(b) and (c)). Hence A4 is better un- ization offered thus far. That is, what Ulehla terms poly- derstood as the major of tonic B6 than as the of chords and polytonality share a fundamental component: in a competing tonic D major; similarly, the voice-leading general, both come into being according to whether and to function of F# 4 as an appoggiatura to G4 overrides its poten- what extent the treble can resist assimilation by the bass and tial as the third of D. (Note that the reduction slurs F# to G retain its own distinct identity and priority. This priority may in order to clarify its voice-leading tendency, as opposed to take a variety of forms, depending on context. Instead of Milhaud's slur connecting A and Fit, which thereby groups structural levels per se, the emphasis here is on whether and the treble pitches into a notated, if not readily perceived, how weighted pitch priorities take place, and to what extent D-major triad.) In the next measure, 04 (coupled with its upper third E4) functions similarly as an appoggiatura to D, again overriding its potential as third of A dominant the metaphor of resistance, literally embodied in women's higher voices seventh. For "Sorocaba," the superimposition of 136- and in relation to a bass assumed to be fundamental in the broadest sense; D-major triads in the particular voice-leading context in and it implies that this notion of resistance in the evolution of which it occurs, together with the largely diatonic introduc- is not only (or perhaps even primarily) a cognitive issue, but rather is tion, strongly articulates Bk. major; accordingly, the elements deeply inscribed into the very development of tonal music, the history potentially relating to D major-as-key instead provide of theory, and the attendant metaphors and language used to describe their historical unfolding. piquant coloration of the controlling tonic Bb. 14 Ulehla 1966, 272. The following piece, "Botafogo," poses a quite different set IS Ibid., 282. of conditions. (See Example 3.) As in "Sorocaba," the bass Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018

242 MUSIC THEORY SPECTRUM 26 (2004)

presents an ostinato vamp (i-ii°-V), this time in F minor. Here, however, the treble sounds a scalar ascent in 9 minor rooted a higher than the bass. A slightly simplified account of the opening is shown in the reduction. The treble is interpreted in two ways: the Roman numerals above the staff indicate implied harmonies in 9 minor, assuming au- tonomy from the bass; and the annotations between staves indicate possible (albeit weak) points of assimilation of the treble notes by the bass. 16 However, unlike "Sorocaba," in which the pitches nominally belonging to the treble key had a clear voice-leading function in the context of the bass, in "Botafogo" the of the treble is largely au- tonomous (i.e., not drawn into the orbit of F minor), and hence the elements relating to 9 minor retain a measure of association with that key. The two movements differ markedly in the result of their superimposition with respect re- to two crucial contextual factors: manner of presentation and

J J voice leading. Thus "Sorocaba" privileges a monotonal hear- ing, while "Botafogo" encourages a dual prioritization. D: I vii° [V7 ] I We cannot ignore, however, the larger context of the (a) out of context phrase or of the piece as a whole. In m. 12, the sustained 0 4 marks the end of the triadic texture of the beginning J J in m. 7. More importantly, it is the first treble element defin- I r sift itively assimilated into the bass, functioning as the flatted fifth of the implied G- and suspended as the 9. ri () flatted of a C dominant seventh sonority. This in turn resolves conventionally down by step to the fifth

B6: 11\47 V9 1M7 of the tonic F minor, coinciding with the phrase ending. 17 (b) in context i6 In the example, the term "double inflection" is drawn from Ulehla 1966, 286ff, designating the simultaneous sounding of different qualities of the same intervallic distance from the root: here At and A as thirds of _r F, B and B6 as sevenths of C. 17 The coincidence of bass assimilation of the treble with a formal point A A A of articulation takes place on a larger scale with the transition to the r reprise. Here the middle section's superimposition of F major over (c) Ab major gives way to a structural dominant, the treble parallel fifths trichords all representing chord extensions to the fundamental C domi- EXAMPLE 2. Opening of Milhaud's "Sorocaba." nant seventh harmony. Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018

RAVEL'S LATE MUSIC AND THE PROBLEM OF "POLYTONALITY" 243

Doucement 84 =

ts _ .r4 st • mp en dehors

r.

f mp

F#m : i V7 iv or V7 V 7 V7

4rt liJ 44, lig 0 Ili ssJ ;$7—FIP 1 It• ,s, Itttt 613 69 1111 1,13 . d.i. d.i. ii7 66 (=m.8) (=m.9) 65 d.i.* irzj.j2iii ' d.i.`3 Of • r, , n a a -. a ---, r r r Fm: i V 7

* d.i. = double inflection

EXAMPLE 3. Opening of Milhaud's "Botafogo."

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Taken together, these two movements from Milhaud's temporary French harmonic practice, Ravel cites the open- Saudades begin to frame an analytical approach to superim- ing of the trio section of the seventh waltz. His purpose is to position. On the one hand, each articulates a single key—that demonstrate how harmony may be enriched through the use sounded by the bass—on a large scale; on the other hand, the of unresolved appoggiaturas. It appears that the bass fifth F–C treble in the second piece suggests a secondary pitch focus at establishing F as tonic (occasionally spiked with appoggiat- the phrase level, given its less than thorough assimilation to uras C# and G#) supports a treble tonic-dominant progres- the bass domain, unlike the first piece. sion in E major. Ravel, however, states unequivocally that the As will become apparent in the following analyses of passage is based on an F major added-, and con- Ravel's late works, the notion of a primary versus secondary sequently proceeds to write in parentheses the resolutions of pitch focus in a superimposition is crucial, especially as it the tones nominally belonging to E major: thus G# leads to relates to relevant formal, registral, presentational and voice- A, B to C, and E to F (inner voice) or to D (treble).2° It leading contexts. Before proceeding further, let us consider should be mentioned that the treble anacrusis and first bar Milhaud's influence on Ravel, and Ravel's own writings re- support F major and thereby boost its "tonicity power," en- lating to the issue of polytonality. couraging one's apprehension of the treble chromatic notes At first blush, Ravel's attitude toward polytonality appears as unresolved appoggiaturas. ambivalent. On the one hand, his letters, reviews and lectures If all of the so-called polychordal and polytonal passages consistently reveal a strong attraction to Milhaud's music and in Ravel's music can be analyzed in a similar manner as en- respect for his talent (as well as envy for his prolificness): hancements of diatony and monotonality, then the Ravel commentators cited at the beginning of this essay are mis- ". . . in the works of Darius Milhaud . . . one is frequently impressed by reading these works on the basis of their surface characteris- the vastness of the composer's conceptions. This quality of Milhaud's music is far more individual than his use, so frequently commented tics. I believe that this is not the case, and that the analytical upon, and often criticised, of polytonality. . . In one of his latest works, picture is by no means this simple. However, it is undoubt- Les Malheurs d'Orphee ... Milhaud's occasional use of polytonality is edly true that Ravel continued to compose passages like the so intricately interwoven with lyric and poetic elements as to be scarcely Valses nobles trio throughout his career, including the late distinguishable. . ."18 works. The first movement of the G Major Piano from While hardly a ringing endorsement of polytonality, Ravel's 1930 provides a typical example. (See Example 5.) In a se- statement suggests his interest not in the compositional tech- quential passage shortly before the recapitulation, the piano nique per se, but rather in its possibilities for expanded means and sound a G# dominant- in 4/2 in- of expression. version. At Rehearsal 14, the orchestra and piano fall a step On the other hand, Ravel's analysis of an excerpt from his to E, while the right-hand piano part sustains the tones of a own 1909 Valses nobles et sentimentales seems to contradict any G#-major triad. This continues to be sustained through the sympathy for polytonality (Example 4). 19 In a letter to Rene bass motion by fifth descent to A and D. At Rehearsal 15, Lenormand, who was collecting examples for a book on con- the bass resolution to G coincides with the treble motion i8 The quotation is drawn from a lecture given by Ravel, entitled "Con- from the Git triad to a momentary enharmonic C# major temporary Music," and delivered in Houston, Texas on April 7,1928; it is reproduced in Orenstein 1990,42-3. 20 In the last measure of Ravel's analysis, G#4 should undoubtedly resolve 19 The example is reproduced from Lenormand 1915,62-3. to A4 and not to F4. Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018

RAVEL'S LATE MUSIC AND THE PROBLEM OF "POLYTONALITY" 245

M. RAVEL Valses nobles et sentimentales. (Durand, Pubr.)

etc.

(3) this fragment is composed on a single chord

Let us now see the passage with the resolutions of the appoggiaturas, all of which resolutions take place only in bar A, where the chord changes its position:

F (F) (p (a) (b)

Bass simplified.

-

C-

EXAMPLE 4. Ravel's "self-analysis" of Valses nobles et sentimentales #7, Trio.

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R14-3 14 14+5 15 -1 15 15'3 • , 4, •W1M. • tj •

46 9: IVO I 0 4E*

EXAMPLE 5. Unresolved appoggiaturas in Ravel, in G major, first movement.

triad, which leads directly to a triad, keeping the poggiatura. "Surgi," however, adds a new feature: a vocal line. common tone F. This last move makes explicit what the pas- The example replicates all the pitches of the vocal line on the sage has heretofore implied: that the bass provides the roots second and third staves, and, using modified Schenkerian of a chromatically enhanced descending fifths progression, notation, stems and slurs them according to two different in- the apparent right-hand "triads" all representing unresolved terpretations: one congruent with the treble D Major, the appoggiaturas until R15, with an actual resolution to G 9 . other with the bass Eb. Determining the relative priority of Immediately thereafter, G 9 resolves to bass C, supporting a the two keys is problematic. Certainly F# can be heard si- chordal appoggiatura at the Valse trio interval of a major sev- multaneously as the third of D major and the enharmonic enth (i.e., B-major triad over root C), which continues in se- third of El, minor. The remaining tones A, C and E relate to quence (not shown in the example). Following Ravel's analy- the treble as chord tones, but to the bass as conjectural unre- sis, I have indicated the implied appoggiatura resolutions in solved appoggiaturas. Here, then, we have a precarious tonal parentheses. Two factors facilitate such an interpretation: the balancing act: the ability of the bass to assimilate treble dis- natural strength of the bass, coupled with its ability to assim- sonances is attenuated by the strengthening of potential ilate dissonating treble notes, intervals or chords into its do- tonicity of the treble, in this instance by the vocal line's main, thereby preventing the establishment of their own arpeggiation of harmonies congruent with the treble chords. pitch center. "Surgi" is unique in Ravel's pre-war music in its use of su- Nevertheless, other musical factors may strengthen the perimposition to establish, albeit on a small scale, a sense of treble and/or weaken the bass. Perhaps the first passage in tonal equilibrium or possibly even treble priority. Given the Ravel's oeuvre to do this occurs in the third of the Mallarme composer's abiding interest in compositional technique in songs from 1913, "Surgi de la croupe et du bond." Example 6 the service of expression, it comes as no surprise that there shows the opening (rhythmically simplified) of the middle should be an extramusical poetic motivation for this passage. section. Measures 9-10 set up the basic opposition: the linear Mallarmes poem speaks of two mouths, one chimera (de- bass motion by fifth Eb—B6—El, coupled at the upper fifth in fined in Webster's New Collegiate Dictionary as "an imaginary the piano, and the complete major triads a major seventh monster compounded of incongruous parts"), and the inde- above, D—A—D, in string harmonics. (This is the same inter- terminability of meaning underlying the sense of the pas- vallic distance we saw in the Valse trio and the Piano Con- sage. To convey these highly esoteric images, Ravel creates a certo of Examples 4 and 5.) All other factors being equal, we timbral and tonal chimera whose musical lines retain their would analyze the passage in a similar fashion, with the tre- incongruity. This passage is also the first of several examples ble tones constituting D major as an unresolved chordal ap- from Ravel's vocal music employing superimpositions of var- Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018

RAVEL'S LATE MUSIC AND THE PROBLEM OF "POLYTONALITY " 247

9 41 String hi itti.. itil ITU Harmonics c., CtIl # tk A(7) D7 D709) ,. .. n ...... Voice, -- .. tf) MINI , D-priority ' er'`. • . --_—, a . '--...... --• Ebm Bbm(M7) Ebm (M7 add6) - ...... /..--- Voice, 4"/ .1 0 •• ; P . 170 1 n n '' .... - . 1.. E6-priority StriJ'- ...... - ---- . '.. m. . al

6.c.k 6,1 (unresolved appoggiaturas?) (u.a.) 6 J (u.a.) 4 ° 17 43 i) b© 4..q© 17 0 4.. 1713- 17 Iii Piano

9' . b© , b© 1 be ba ba

EXAMPLE 6. Dual pitch priority in "Surgi de la croupe et du bond."

ious sorts that situate in his own work those motivations he his style, in order to regain his status as 's leading cited in Milhaud for the use of polytonality "intricately in- composer following the death of Debussy. terwoven with lyric and poetic elements." In this light, it is worth noting the one completely new Historically, Ravel's apparent style change in his late work that Ravel wrote between 1917 and 1919, the little- music may be related to his wartime experience and its after- known Frontispice for two , five hands. 23 Significantly, math. Following and coinciding with the rise of "Les Six," Ravel's music came to be perceived as out-of- 23 "Written as a frontispiece for 's S.P. 503 Le Poeme du date. Biographer Gerald Larner notes: "[By 1920, Ravel] Vardar . . . [the poem belonged to] a series of philosophical reflections cannot have failed to register the message that suddenly, in based upon his combat experiences in World War I . . . . (Ibid., 188). the light of the post-war Parisian aesthetic, he was consid- Ivry 2000, 100-1, offers quite a different description, reflecting his in- ered seriously old-fashioned." 21 This loss of stature was fur- terpretation of Ravel's music in light of his purported homosexuality: thered by Ravel's health problems following his stint as "In 1918 all that the still-fatigued Ravel achieved was an orchestral an ambulance driver in the war and his subsequent inability transcription of Alborada del gracioso. He also wrote his strangest, most discordant work, a brief Frontispice, for a book by the Italian poet to compose any significant new music for several years. 22 Ricciotto Canudo (1877-1923), who outspokenly defended bisexuality in his Hence it seems likely that Ravel felt impelled to revitalize notorious Futurist Manifesto of Lust. . . . A portrait of Canudo by Picasso decorated the book, whose title page shows a muscled nude youth, wearing 21 Larner 1996, 171. a World War I doughboy's hat, blowing a hunting trumpet, straddling a 22 Orenstein 1975, 75ff galloping horse, which drools. The jarring sense of a world gone awry is Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018 248 MUSIC THEORY SPECTRUM 26 (2004)

this strange piece, comprising only fifteen bars, consists en- A subtler example occurs in the antepenultimate scene tirely of five superimposed parts separated by register and of the opera between the Squirrel and Frog; Example 8(a) rhythm. Example 7 reproduces the opening six bars, at which reproduces the opening. The harmonic accompaniment and point all parts are introduced. Two of the parts are strict osti- Squirrel part sound a simple cadential progression in D major, nati; the other three are somewhat varied. Each part features while the El, plays above it a dissonant, mostly a different pitch collection and priority, and there is no subse- black-note pentatonic obbligato. Each note of the clarinet quent of any kind toward which the separate parts part could be readily assimilated by the lower chords: thus are directed. within the A dominant ninth, C# represents the chordal This work is so unlike anything Ravel composed previ- third, A# the minor ninth, Dit the sharp eleventh, and G# the ously that it could simply be regarded as a curiosity. However, double inflection of the seventh; with the resolution to the given his psychological and compositional crisis at the time, tonic D major with added major seventh, E# represents and also his increasing turn to dissonant superimposition as the minor third (another double inflection), and Al an a technique throughout the 1920's, Frontispice may also rep- acciaccatura sounding with its resolution to A. Given the resent the first inkling of a stylistic shift that subsequently registral, textural and metrical prominence of the D-major reached fruition in the two chamber , the Chansons parts, as well as the apparent ease of assimilation by the bass, madecasses, and the ingenious opera L'Enfant et les sortileges, the passage would seem to be an exemplar of chromatically to which we now turn. enhanced monotonality. This interpretation, however, becomes less certain as we II. ANALYSIS realize that the dissonating clarinet part, marked x, is drawn note-for-note from the Squirrel's immediately preceding L'Enfant, composed 1920-25 to a libretto by Colette, , shown in Example 8(b). Here x is set within the provides a veritable laboratory for Ravel's harmonic experi- context of Gti minor and therefore sounds provisionally mentation. His sparing and selective use of superimposition consonant. Discovering the motivation for this radical provides a window onto his own interweaving of dual pitch change in tonal context requires a closer look at the previous priority with lyric and poetic elements. For example, in the scene, the instrumental of the Frogs. In Example 8(c), opening scene Ravel exploits the dissonant superimposition, the upper system provides a harmonic reduction of the of black-key pentatonic and white-key diatonic sets to repre- reprise followed by the Squirrel's recitative, which serves as a sent in graphic terms the Child's epic temper tantrum and its transition to its exchange with the Frog. In the dance, a soar- destructive results (beginning 5/3/1 of the vocal score pre- ing pentatonic flute melody sounds over a diatonic progres- ceding his "Ca m'est egal!"—"I don't care"). (Score references sion in G# minor, enlivened by numerous appoggiaturas and are from the Durand piano-vocal score.) extensions. Beginning at 81/1/5 and sustained through the recitative, the harmony—C# minor with added sixth, ninth, and acciaccatura Gx is heard as in G# minor. (Note that the recitative horizontalizes the tones of the Frontispice, which sounds like two pianists playing entirely audible in chord.) At the same time, the acciaccatura provides the seed unconnected pieces until, oddly, a fifth hand enters the aural scene, playing by itself. This five-handed piece is spookily unreal, as if flouting for its recontextualization. With the start of the trio proper, nature and the number of hands that normally occur on human arms." Gx E and Ctt are retained as common tones—the Gx re- (Cf. the comments above on "Surgi" and the chimera.) spelled as All and brought down to the bass—and Git gives Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018

RAVEL'S LATE MUSIC AND THE PROBLEM OF "POLYTONALITY" 249 FRONTISPICE

Piano I PP

nNIMME,1111n1

• • • 11/

r

Piano II PP un peu en dehors

3

.5*omm- oipmimmirmimimimpourum.mmimmwilim

EXAMPLE 7. Superimposition in Frontispice.

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25 0 MUSIC THEORY SPECTRUM 26 (2004)

8"

5 .b . #11 • .b

PP

3

• J J • • •

PPJ=J-: m J77 fn 9.

EXAMPLE 7. [continued]

way to Gil, thereby generating the dominant harmony in turn gives rise to a dramatic interpretation: namely, that the D major. With the retention of G#—A#—C#—D# from the consonant context for the pentatonic melody in the Dance of recitative, what was interpreted as consonant in the tonal the Frogs represents the natural habitat for them and, by ex- context of G# minor is rendered maximally dissonant in tension, for all the animals in the garden that provides the lo- D major. (The dissonant continues in the mid- cale for the second half of the opera. In their subsequent duet, dle section, even with the change to F pentatonic.) Squirrel and Frog describe their imprisonment in the cage by We can certainly assimilate the pentatonic obbligato the Child. Ravel captures perfectly the dynamics of the dra- within a D-major environment, especially since there is no matic situation by making the animals' pentatonic melody tonal center in the upper part to compete with D as tonic. struggle in vain against the Child's prevailing key of D major, Nevertheless, it makes more musical sense to apprehend the just as they struggle in vain to escape from the cage. 24 passage as a duality superimposing the primary D-major di- atony against the secondary but still recognizable black 24 The subsequent entrance of the Child provides still more evidence of Ravel's linkage of tonal context and dramatic motivation. Following pentatony. This process takes place as a prospective listener is the Frog's account of his unwittingly being trapped by the Child first presented with the opportunity to "learn" the pentatonic and the Squirrel's irritated response ("Sans cervelle! Tu auras mon sort!" melody in a consonant context, and then struggles to retain (Brainless one! You will share my fate!)), the Child sings "La cage, it through the dissonant tonal setting. This configuration in c'etait pour mieux voir to prestesse, tes quatre petites mains, tes beaux Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018 RAVEL'S LATE MUSIC AND THE PROBLEM OF "POLYTONALITY" 251I

In the fork of two low branches and coughing the way squirrels do. A la fourche de deux basses branches, et toussant a la maniêre des êcureuils.

di 3 -1 Lento. = 50 MI 3 l'E.

La pri-son. Heu, heu. La pri - son. Le fer qui pique, en - tre deux bar-reaux.

The pri-son.. The pri - son The steel which pricks 'tween two i - ron bars. 17.

PP 82/1/1 x m.d.

m.g m.g.

J

D: V9 (13) * played by El, clarinet; sounds as written (a)

EXAMPLE 8. Squirrel and Frog duet. L'Enfant et les sortileges.

An earlier scene of L'Enfant provides a more explicit ex- Example 9. Hence the black Teapot is set as a in ample of separate presentation leading to superimposition. the blackest key of Al, minor, while the white Teacup sings In the duet between the Wedgwood Teapot and Chinese pseudo-Chinese in F pentatonic, set within a mostly white Teacup, Ravel exploits to hilarious effect both musical and F-major context. Formally the number follows a conventional racial stereotypes in depicting their mock duel, as shown in three-part format for opera duets of solo 1 (Wedgwood), solo 2 (Chinese), duet. The modified Schenkerian reduction displays the Teapot on top, the Teacup below. (The example yeux" (The cage, 'twas but to see better your quickness, also your four replicates the temporal progression of the number and should little hands, your fine eyes). At the same time, the tonal setting be read accordingly: upper staff, lower staff, together. The changes, from the duality associated with the torture of the animals, to Teacup's passage in square brackets, labeled "RC," becomes the parallel triadic setting of the Child's part, nominally in D major. recomposed and slightly expanded as an ascending chro- The wandering triads recall the opening of the Prelude, and thereby recall as well the state of "pre-morality" innocence depicted prior to the matic sequence when the parts are played together; this Child's initial tantrum. This innocent state is short-lived, however, set- alters neither the overall progression nor the cadence. The ting the stage for the animals' cacophonous riot against the Child, and boxed piano-vocal references between staves designate the his compassionate action of binding the squirrel's paw. actual duet.) In order to clarify the measure-by-measure Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018

25 2 MUSIC THEORY SPECTRUM 26 (2004)

Moderato

LA RAINETTE THE FROG In/ 6 _ - * * ; Ji Ji Ji ..14 ap_, Jr - f, ststil# 2 / THE SQUIRRELL drily L'ECUREUIL, sechement X Ke ke ke ke cek - ca? ____....--....„.„ ,------. 771, k,---, = #1# si ; ahi •/ p - -6 .7 .t ..t) Si $ I Sauve-toi, sotte! Et la cage? La cage? Spare your - self! And the cage? The cage?

1 ..1; * 1; t 1 ...: -at j 2_.) 4:j > >- > x; ei Si 94ststo4i 2 — $ , x . $ *

(b)

EXAMPLE 8. [continued]

alignment of the combined parts, the analysis, while simpli- counterpoint of the Teapot, the Teacup follows a more con- fying the melody, retains as many of the actual durational ventional path (notwithstanding its pentatonic allegiance), values as possible. unfolding a three-line leading to tonal closure over the The Teapot opens with a cadential progression leading up course of twenty bars. to a putative, and dissonant, Kopfton G 5 .25 This gives way to What happens when the two parts are combined? First, a third descent, arriving on Eb 5 in m. 11 coinciding with the due to their separate presentation as well as the structural of III. Measures 13-16 then provide the transi- weight of tonal closure accruing to the Teacup's key of F major, tion to the Teacup. Unlike the largely dissonant outer-voice her melody retains its harmonic character and context; in- deed, it does so far more thoroughly than the Squirrel in the 25 Chong (2002) chooses to graph descending Zuge like this in Ravel's previous example, even though the Teacup's melody is played music with an implied 8. A representative example is the opening of by itself without its supporting harmonies. (The timbral Ravel's "Une barque sur l'ocean" from Miroirs, for which he shows F# 5 prominence of the and its registral placement in parenthesis as 8 (Ex. 2.23, 47, Vol. 2). This strategy becomes neces- above the Wedgwood's melody, lowered an octave from its sary because he seeks to retain intact all of Schenker's basic tenets in initial presentation, contribute to its relative autonomy as analyzing Ravel's piano music. If, however, one allows for the possibility well.) Here the partial erosion of the normative priority of of dissonant tonics in post-tonal music, then such a move becomes un- necessary. For the L'Enfant duet, the off-tonic opening and especially the bass and consequent rendering of both parts as more or the coincidence of tonic arrival and melodic ascent to the highpoint G 5 less equal partners, are emphasized at the two interior ca- argue for its status as initiating tone (and, more fundamentally, chord dence points, marked by square brackets in the example. The tone), as opposed to an implied Ab. first represents an authentic cadence in the two keys, the Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018 RAVEL'S LATE MUSIC AND THE PROBLEM OF "POLYTONALITY" 253

Dance of the Frogs Transition Frog/Squirrel (reprise) Black-note pentatonic

CV CO ti 0 Otittost# (3 0 IL lb • t ott 0

(flute) non-pent Squirrel: Sauve-toi, sotte! Et la cage? Frog: Ke-ke-ke-ke-cek-ca?

too

...... 80/2/3 80/3/3 81/1/5 81/4/1 82/1/1 43...... Al PICO X xm, II ...... 0 0 114 tt ler ...... G#m: 19/7 V7 19/7 iV9i6

CONSONANT PENTATONIC / Natural Habitat

vs.

IL4L L IL / Hostile Habitat

al Pent. b White pent. a2 Pent.

KS KS o 0 CO littStts,tt 0 111:1114i1 ###### 0 41 I ff o SI 0 "

Sq: The prison - the steel but your [frog's] little wet [useless] hands... Frog: [Unwittingly describes child's cruelty in baiting him] that pricks...

LI

82/1/1 82/2/3 82/3/4 83/3/1

C ,..43 V9 11\47 u.7 D: V9 Im7 [E: Vext V7 ext I] -67 IV II

(c)

EXAMPLE 8. [continued]

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254 MUSIC THEORY SPECTRUM 26 (2004)

19/2/4 20/1/1 20/2/3 A 7 6 5 (Transition to F) 2/ F 8va basso (when played together) r. Jo 441 -N...1•11•1119,. . MI PM MINIIIIMEMMIn11=1111• pr. V Ara IIMMIInMIMINE IMP= MN 11.917. 4E* 111

9'1,1' t, 61, 0 O • 1-ri 6 • r. O

Abm: ii V7 'M7 V7 i(add6) III 6 7 11 F: V4 N V [0, : I IVadd6

ESE EME 24/1/2

A A ------22/1/1 A 20/4/2 21/1/1 • ...... LN ...... n ...... ; n•••...... IIIIn411•1•IM IMI MEMEMMOMMENrOMMW JEMPTM•MMMONW^EMMEME. MI IIMII IMIIMIIM MN AM • Y. WI taNal•IMIllalilai Ma 711•WIM NI arial••n111•1 41, IIM 0 a al, %MI 1•1=1n1•1 MI • •=1•MIP., =MIMI, ro..=IMIAMIINNIMI•Er JIM MYR IMO MINN IIM NM. ilMhZolIMOM IMI.of Jr. MN 1 MI ME 1 MIMI NMI MEM (..;WMIMENE=W Br, •11Mbilt X MI MIME,/ ormroremm or ,../MIIIIIM .1W71n41•INn ..11MINP71r. 0' MIMI= f 01=11MI a • f I Ma, MI MlialnII=1 NI M.IM•ra A MIIP. MI Ma MINI ,M11= •1•1•PIANIM NI TV.^. / nnn.. •=1•1•1' A .P illf 2Wi.. EM Ar•INMIIInM MINIMIMIMII WINIIMIIMMEY MI •11=I=NIM• • 11n11M.• • ,..WMII M•hoalf M•1111W. n.. tea-MO=J . • Im, •

/MEMINIM •bolOMMI••• •nn•=1•M JIMI n MB/ NM ..n•n11 MI MIK • MINIX MIX• IMIIEW:=M•011• UM WM.:: ME

F: V iii RC I(add6) (IVadd6) • V7 I

EXAMPLE 9. Teapot and Teacup duet, L'Enfant.

second the tonicization of their diatonic . In short, lies the compositional setting. Immediately following the compositional context is all important. Given the separate duet's conclusion and the exit of pot and cup, the naughty presentation of keys prior to their combination, listeners po- child, characterized as "atterre" (horror-stricken), sings "Oh! tentially are able to keep track of both of them, which after ma belle tasse chinoise!" ("Oh, my lovely Chinese cup!"). all is the witty premise of the duet in the first place. This marks the first instance in the opera of the child's In light of the preceding examples, which emphasized the recognition of his wrongdoing—breaking the cup in his vio- ability of the bass to assimilate upper-voice dissonance, it lent temper tantrum of the previous scene—and the inevitable may appear paradoxical that in the duet the treble pitch consequence of losing something that he loves. 26 Hence the center of F is allowed to prevail over the bass Al, in the end, notwithstanding the more conventional nature of its coun- terpoint. (Following the structural cadence in F at 24/1/2 of 26 In this light, the pentatonicism of the Teacup not only provides the stereotypical Chinese element, but, in its tonal contextualization, con- the piano-vocal score, the juxtaposition of the Wedgwood's trasts with the "purer" non-tonal pentatonicism of the prelude opening AI, ("I boxe you") giving way to the Chinese the opera. This process of tonal recontextualization of the pentatonic F major ("Ping pong ping") further reinforces the latter's vic- unfolds in parallel with the child's eventual acceptance of his Mother's tory.) Once again, a dramatic and expressive purpose under- authority and his own emergence from total self-centeredness taking Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018

RAVEL'S LATE MUSIC AND THE PROBLEM OF "POLYTONALITY " 255

structural priority of the Teacup's key embodies in musical quickly reverts back to D# and remains absent through the terms its deeper significance to the Child. remainder of the section. A final example from Ravel's vocal works is drawn from Thereafter the bass moves through a two-part sequence. "Aoua! Mefiez-vous des blancs" ("Aoua! Beware of the white The first part (mm. 18-27) features a stepwise third ascent people"), the second of the Chansons madecasses composed in G/F# (C)—A (9)—B (the elaborating notes are shown in 1924. Its use of superimposed dissonant ostinati is presaged parentheses), in part representing a chromaticized root- by the Frontispice some six years earlier (see Example 7); position variant of an ascending 5-6 series; the second part there, however, the similarity ends. The opening seven mea- dovetails with the first and ascends by thirds (B—D—F). Not sures (not shown in the example) prior to the vocal entrance surprisingly, the right-hand fifths part maintains a consistent divide into two parts: mm. 1-5 sound a furious outburst in interval with the principal bass motion, also moving up by the instruments and voice, the latter representing an island major second and minor third at a now familiar major sev- native in the throes of white colonization; and mm. 6-7 in- enth up from the bass (considering the first fifth as the point troduce ostinati in the flute, right-hand piano part, cello and of reference); this vertical relationship is maintained with the left-hand part (listed in registral order from high to low). octave doubling at m. 30 and the turn to full chords at m. 35. Example 10 sketches the voice leading through the middle All else being equal, the consistency of the vertical relation- of the song. The bass is dominated by the major seventh ship between the left-hand and right-hand parts would G/F1, answered by the descending twelfth A—D; this sug- imply the retention of primary and secondary pitch priority, gests G as pitch center, which is supported by the cello double- respectively. However, as the vocal line becomes increasingly stops. The right-hand part oscillates black-note open fifths, drawn into the domain of the bass, dual priority evaporates which in combination sound either an F# with in favor of total domination by the bass. Beginning in m. 18, an added sixth, or a D# minor seventh harmony; the flute is the second verse opens by maintaining the sense of dual relatively neutral in its orientation. In order to determine the priority, even with the change of bass to C. But in the next degree to which the bass-centered G assimilates the black- phrase (mm. 21-24), the arrival of the vocal A4, formerly at note fifths, we need to consider the entire section. odds with the black-note fifths, now coincides with the bass The reduction delineates the progress of each of the prin- motion to A. (Compare the points marked by the downward cipal parts plus the vocal line, up to the final section. The arrows.) In this way the vocal line is radically recontextual- opening section (mm. 8-17) divides into 3+3+4 bars accord- ized, changing its status from dissonance within the secondary ing to the vocal subphrases. The vocal line, centered on Di#, pitch focus (DO to consonance with respect to the primary is drawn into the domain of the black-note fifths, thereby part (A). This incipient shift of allegiance of the vocal line establishing Dit as a secondary center to the governing bass from right- to left-hand part continues throughout: thus in G, and conveying a relative sense of autonomy for the treble mm. 25-27, the line 9—GFA# is supported by the bass 9 7 line. (This is similar to the procedure we observed in the (and B); even with the change of , A6—Bb—C re- middle section of "Surgi.") The one note that sounds markedly ceives similar (albeit enharmonic) support from G# 7; and the out-of-place in the context of Dit is the durationally empha- climactic ascents to D5 and F5 (mm. 30 and 35) essentially sized Ail of m. 11 ("on leur dit"), reiterated in m. 12; but it double the bass in octaves. In sum, throughout the course of the song, a subtle but place at the end of the opera. Hanninen 2003 provides a rigorous for- dramatic change takes place regarding the nature of the tonal mal model for the process of recontextualization. language. Herein the voice begins by supporting D#/F# as a Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018

256 MUSIC THEORY SPECTRUM 26 (2004)

".." M ti • `.• MY 4 0 # . ix .• .• Fl.

. ,..._ .....,,,I Voice Yilttft j ---. . . simplified . J . • --j

8-10 11-13 14-16 • (17) • -• n n nnn nn nn nn n Voice w Iii.m w.....-• • ...m mow,. II t 111111 111 •1111 • ∎M N....._-- ., iI Du tems de nos pêres... on leur dit... Soyez justes... ------,...„ di . : RH 9: Yis st • z pno. st ----___ - . .

cello . „---, . . .•. LH 9: •• • : z : z pno. .., --- .,

A le it.. a k h. L Voice /) 111' z

18-20 21-24 25-27 28-29 30-33 34 __ • MOALailit . . ffaiiiriMMiiiiiini__Mililinralri_ Voice wi...m.a1M11110.1.1. A /no 'If !WI' NM 1 nAim...n 07 ...11M,L.A4=0 nIla miNwasvi Jii...... simplified - ...-.." - Aoua! (same as 8-10) (same as 11-13) ^^ d'obeisance et d'esclavage tour ,--,, iL a :: .. it: • -#a 0 .11 IR ti 4P )4 • • RH 9 0004# '',. , pno. tr • ,____.7i .

• , . n .... :=,,..m. 7111• •1 111=111,,..ill. ∎ . MI • JIIMMINIMIN : III 1.: MO It ; 1:011141n1•10 MM.' PM LH .., MMNIAW, 111111. Ulf :III in. ...Or 10111W111170W /I= . A • _ AL pno. = i ....._.., --."------

8va basso

EXAMPLE IO. Aborting dual priority in Woua! Mefiez-vous des blancs."

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RAVEL'S LATE MUSIC AND THE PROBLEM OF "POLYTONALITY" 257

secondary pitch priority but quickly shifts to a state of con- tragic progression through its shift from brief duality (a sonance with the bass, thereby enabling the bass largely to "brotherhood of keys" as musical benevolent dictatorship) to assimilate the right-hand dissonances into its domain. This sustained bass assimilation congruent with total domination sense of barely glimpsed duality that goes ultimately unreal- by the Whites. It should be noted that the text speaks of a ized in the wake of domination by the bass is crucial to happy ending for the islanders: "they [the White armies] Ravel's setting of the prose narrative for "Aoua!" The text were all exterminated . . . they are no more, and we are alive, reads as follows: and we live in freedom." Ravel's music, however, does little to bear this out, and it would appear more likely that the Mefiez-vous des Blancs, habitants du rivage. Du temps de nos pêres, des Blancs descendirent dans cette ile. On leur dit: Voila des ter- composer chooses to read the text ironically, albeit sympa- res, que vos femmes les cultivent; soyez justes, soyez bons, et devenez thetically, as a pathetic self-deception on the part of the nos frêres. narrator remembering the events. 28 Les Blancs promirent, et cependant ils faisaient des retranchements. To review, we have seen that what has been called poly- Un fort menacant s'eleva; le tonnerre fut renferme dans des bouches tonality can be more accurately described as the employment d'airain; leurs prétres voulurent nous donner un Dieu que nous ne con- of simultaneous primary and secondary pitch priorities, and naissons pas, ils parkrent enfin d'obeissance et d'esclavage. that its recognition depends on contextual factors. In "Surgi," PlutOt la mort. Le carnage fut long et terrible; mais malgre la foudre qu'ils vomissaient, et qui ecrasait des armees entiêres, ils furent tous the duets from L'Enfant, and "Aoua!", Ravel invariably em- extermines. Aoua! Mefiez-vous des Blancs. ploys dual pitch priority (or, in "Aoua," deploys and immedi- ately rescinds it) for specific expressive ends, consistent with Beware of white men, dwellers of the shore. In the time of our fa- his comments on Milhaud's use of polytonality; hence the thers white men landed on this island. They were told: Here are lands, may your women till them; be just, be worthy, and become our brothers. poem or libretto provides an explicit external context for The white men promised, and yet they built entrenchments. A analysis. threatening stronghold arose; thunder was shut up in mouths of brass; In turning to one of Ravel's late large-scale instrumental their priests wanted to give us a God we did not know; they spoke in chamber works, the Sonata for Violin and Piano, the inter- the end of obedience and slavery. pretation of such passages and their structural context poses Death rather than that. The bloodshed was long and terrible; but a different sort of challenge. 29 The ensuing analysis focuses on despite the thunder they spewed out which destroyed whole armies, one movement, the middle-movement "Blues," and unfolds they were all exterminated. Aoua! Beware of white men. 27 in three stages: an identification of incipient dual-priority Both the musical events themselves, and the language I passages and an assessment of their degree of fulfillment of have chosen to describe them—domination by and assimila- dual priority; a consideration of their formal and pitch- tion into the domain of the bass, relative autonomy and its structural context; and an examination of the broader com- loss by the treble—respectively enact and reflect the story of positional premise of the multi-movement work as a whole. the island's colonization by the Whites. The Whites promised relative autonomy ("become our brothers") but quickly re- 28 See Kaminsky 2000, 50-6 for further discussion of this point. verted to imposition of their own God and enslavement of 29 Ravel's other late chamber work, the four-movement Sonata for Violin and Cello, also raises analytical questions pertinent to this study. Given, the natives. With astonishing fidelity the music realizes this however, its length, complexity, and incorporation of features more properly belonging to nineteenth-century notions of tonal pairing, its 27 The uncredited English translation is quoted from the CD booklet ac- inclusion would have unduly expanded the length and scope of this companying Melodies Ravel, EMI 1984, CDS 7 47638 8. article. Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018 258 MUSIC THEORY SPECTRUM 26 (2004)

The modest goal here is to interrogate the process underly- cognitive test case. Accordingly, the first three principal ing the tonal organization for this work, and to determine notes, G5–F5–B4, relate equally well to both keys. However, what role dual priority or, more precisely, its articulation as a the following E 65 most plausibly relates to Ab, especially potential course of action, plays in the movement. This in given its departure by leap (preventing its possible status as turn helps elucidate how the creation of a unique structural passing or embellishing tone to a consonance to G); the "X" context may replace the external of text expression. indicates its functional non-allegiance to G. This leads in Example 11(a) presents a reduction of the opening of turn to the enharmonic switch from B b to Cb, suggesting the "Blues," formally representing the first of a modified transformation of the from incipient dual citizen- rondo. In the example, bar lines designate harmony changes ship to merely single. In mm. 18-19, with the change of tre- initiated by the left-hand piano part; the middle staff shows ble chord from G to C, the maintenance of G as a secondary treble chords introduced by violin, then taken over by piano. pitch priority becomes still more tenuous. The analysis of the The upper staff shows the violin melody: the upward stems violin part attempts to sustain an interpretation in G, which together with the annotations above the staff show the har- once again falls apart with the departure from A64 by leap, its monic relationship of the note to the tonic Ab; the down- only reasonable assimilation to the bass as root. Measures ward stems and annotations below the staff show the same 20-22 further confirm the hegemony of Al): in m. 20, the to G. As in previous examples, modified Schenkerian nota- treble chord itself loses its identity as the fifth G gives way to tion is employed; here, scale-degrees indicate the leading lin- Ab, thereby providing the third of the bass F minor seventh; ear progression. in mm. 21-22, the D-major chord re-emerges, by now un- In the opening six measures, the violin slowly strums avoidably assimilated as flat ninth (9) and (D) what at first sounds like a basic simple blues progression in to the bass F dominant seventh. Reviewing the melodic G major, I–IV–I–V-4 (the inversions take advantage of the progress of the phrase, the arrival of B/C6 4 initiates a third violin's low string). This assumption abruptly changes on the descent coinciding with the cadential progression in Ab; the downbeat of measure 7 with the bass entrance on the open corresponding relates the treble tones as added fifth A62/E63. Consequently the repetition of the violin's pro- dissonances. (By omission of the bass Ab at the cadence, the gression in G (mm. 7-12) is significantly recontextualized. progression continues to a half cadence in m. 26.) Compositionally, the timbral and registral separation of the Hence, according to the definitions proposed earlier, two parts is reminiscent of the middle portion of "Surgi" "Blues" does not maintain the primary/secondary duality (shown in Example 6): once more the bass is expressed by heard in the L'Enfant excerpts. Obviously this does not open fifth as opposed to a complete triad in the treble; and resolve the issue of tonal organization for the movement. I their roots lie a major seventh apart. The main difference lies propose that, for "Blues" and the Sonata as a whole, Ravel in the prior solo presentation of the treble progression in employs the T 11 superimposition as a catalyst for a potential "Blues," providing the potential for resisting complete assim- dual organization which, however, remains unrealized. By ilation by the bass and thereby enabling a dual tonal organi- using semitonal superimpositions as referential sonorities at zation. In this context, the entrance of the violin melody in formally strategic points, the composer plays with polytonal m. 12 becomes crucial to whether such duality will be real- possibility without actually realizing it. Accordingly, the re- ized, depending on the key A6 or G—to which its tones mainder of the analysis sketches the structural role of dual hold allegiance. Because mm. 12-17 sustain the single har- priority as a potential course of action. Examples 11(b) and mony G-over-A6, the phrase almost takes on the status of a (c) provide a harmonic reduction of the last full refrain Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018

RAVEL'S LATE MUSIC AND THE PROBLEM OF "POLYTONALITY" 259

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2,6o MUSIC THEORY SPECTRUM 26 (2004)

statement to the end. In graph b, the white notes designate both movements open up the possibility of dual pitch prior- the structural harmonies, constituting a complete cadential ity through superimposition, only to deny it by cadencing in progression in tonic (I—IV—II—V—I). Significantly, I, IV and the bass key. Nonetheless, Ravel retains the T 11 superimposi- II each are T 11 chords: the tonic subposes D2 beneath the tion, and thus elevates it to the status of a compositional de- Ab/E6 fifth; IV serves as a deceptive resolution of the pre- terminant. This brings into relief the beginnings and endings ceding dominant and provides consonant support for the vi- of each movement: the close of the first movement on olin's scale-degree 1; and II, representing the climax of the an archaic double leading-tone cadence, as shown in the movement, is generated by suspension, as the relatively con- F#/C# G/D progression in Example 12(b); the consequent sonant juxtaposition of A-over-9 at m. 130 gives way to strength of G major as apparent tonic opening "Blues," giv- A-over-B b at m. 137. As a result, structural resolution for the ing way to the real tonic Ab; the analogous move of Ab giv- movement takes its cue from the opening blues sonority and ing way to G opening the third movement; and its tri- concludes in effect as a middleground progression of super- umphant conclusion with 9 major leading to imposed T11 triads leading to the final cadence. block G major chords, shown in Example 12(c). 3° The importance of the T11 superimposition is suggested In conclusion, the notion of polytonality, as evidenced by from the outset. Example 12(a) shows the beginning of the much of the theoretical literature, entails an inherent irony: first movement. Formally, it opens with a conventional that the term has a unitary meaning, as opposed to multiple double statement of the main theme, both times by piano possibilities for compositional realization. This assumption (mm. 1 and 17, respectively); the second statement harmo- constitutes one of the main reasons for its lack of rigorous nizes the theme with a V—I progression confirming G as investigation and the attendant polemicizing of the subject. tonic. Prior to this, the tonal center is unstable. In mm. 1-6, Milhaud offers a more fruitful point of departure when he the theme and pitch collection imply D major as tonic. With writes at the end of "Polytonalite et Atonalite: "Autant de the violin's varied imitation at the fifth (m. 6), G Dorian is compositeurs, autant de polytonalites" (which means, roughly, suggested (including the piano's BI) but not the dissonant that there will be as many different sorts of polytonality as Db—E6 in m. 8). In m. 10, the left-hand part enters with a there are composers pursuing them). Given that the source rhythmic counter-theme based on the fourth C# 4-94, sug- gesting 9—centricity in opposition to the treble G Dorian. 30 The opening of the third movement establishes the T 11 superimposi- Thereafter the violin ascends sequentially by step (follow the tion as a structural pillar for the entire work. For example, measures 1-13 sustain the A 67 chord concluding "Blues" (minus the third C); the upward stems), supported by the pedal C# which confirms its appoggiatura G resolving to AI, presents a microcosm of the previous 9 major allegiance at m. 16, and culminates in m. 17 on the movement's structure. At m. 14, parsimonious voice leading has GI, )--A#5 . Only with the cadence and second high point (C#6 renotated as F#, together with El, sliding down to D and AI, as appog- thematic statement does the structural context for the open- giatura sliding up to A. In m. 15, the previous D triad resolves to the ing come fully into view: beginning in m. 10, 9 is implied as tonic G for the movement (and the sonata as a whole). Not atypically, bass priority, G as treble; however, from measure 17 onwards the tonic sonority is a , with retained from they reverse roles, as G is confirmed as tonic, assimilating the D major and the appoggiatura figure sliding up A# to B. Ravel goes on to treat this sonority (that is, G = root, Fit = 7th, A appoggiatura to tones comprising the 9 major triad in mm. 18-19. As G as- B) as referential, adds C# to complete a T 11 chord, and concludes the sumes the bass and F# the treble, the latter loses its sense of movement with a variant of the first movement's double leading-tone secondary priority. Hence the compositional strategy behind cadence, followed by the complete 9-major triad as appoggiatura the openings of the first and second movements is similar: resolving to G. Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018

RAVEL'S LATE MUSIC AND THE PROBLEM OF "POLYTONALITY" 261

Allegretto ( J. 76) 7...1.c: .1. Violon - I I - I r p ILI? [Tr

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2 6 2 MUSIC THEORY SPECTRUM 26 (2004)

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EXAMPLE 12. [continued]

of the controversy is in large part terminological, I have cho- retained as fundamental precepts. At the same time, the sen to abandon "polytonality" in favor of superimposition foregoing analyses have demonstrated various possibilities with the possibility of a primary and secondary tonal focus. for manipulating the tendency toward bass assimilation by Based on evidence drawn from a number of different works, means of its attenuation (the Frog/Squirrel number from as well as a theoretical lineage dating back (at least) to L'Enfant and "Surgi"), delay (Milhaud's "Botafogo," "Blues" Rameau, the primacy of the bass voice and its resultant ten- and "Aoua!"), or denial (the Teapot/Teacup duet from dency to assimilate upper-voice dissonances have here been L'Enfant). For Ravel's late music, these compositional strate- Downloaded from https://academic.oup.com/mts/article-abstract/26/2/237/1120106 by guest on 01 April 2018 RAVEL'S LATE MUSIC AND THE PROBLEM OF "POLYTONALITY " 263

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gies represent some of the possibilities inherent in Milhaud's A SELECTED BIBLIOGRAPHY "autant de polytonalites." For each work, the specific treat- ment of superimposition plays a critical role in the creation Baker, James. 1993. "Post-Tonal Voice-Leading." In Models

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