TNO 96.07

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1996

consultants:

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PG TNO

FOREWORD CONTENTS

SUMMARY

SAMENVATHNG

1. 2.

3.

96.071

rapport

INTRODUCTION

THE A 2.1 1.2 1.1 2.2 1.3

2.3

AVAILABLE

3.1

PREDICTION

NOISE

Background Aim

Organization

High

Sound 2.2.1 2.2.2 2.2.3 2.2.4 2.2.5 Expectation

aspects

Review

3.1 3.1.1

.2

GENERATED

of

DATA speed

characteristics

the

of

OF

of

Average Frequency Number

Onset Vibrations

Appraisal Results

exposure

study

a

lines

THE

of

of

ON of

report

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nuisance,

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in

ANNOYANCE

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during

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TRAIN

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NOISE

page

iv

11 12

13

14

14

14

16 2 2

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4 3 1

3 4

6

9 TNO rapport

PG 96.07]

page

3.2 Comparison with conventional trains 18

3.2.1 Some remarks in advance on the comparibility of data 18 3.2.2 Comparison of annoyance and related concepts 20

3.3 Preliminary conclusions with respect to nuisance 23

4. CONCLUSIONS AND DISCUSSION 24

4.1 Conclusions 24 4.2 Discussion 25

REFERENCES 27 PG TNO

SUMMARY The

The

pass-by, of

The nuisance

onset

exists, Only

conducted survey survey quality

organized

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the absent participated

the attitudes

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Both clearly

effects.

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France area.

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line 35%

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train

were

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and

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the

in of

to TNO rapport

PG 96.07]

FOREWORD

The TNO-report ‘Geluideffecten Hogesnelheidstrein’ (Noise effects of the high speed train) was published in 1993. The report reviewed the state-of-knowledge at that time. The main conclusion read: no more annoyance is to be expected from lines with high speed trains than from lines with conventional trains, noise exposure (in Le) being equal.

After publication of this report, in the spur of research on high speed trains, new data became available, both on the acoustical characteristics of high speed train noise, and on residents’ reactions to the noise. Therefore the Netherlands Ministry of Housing, Spatial Planning and Environment requested TNO to update the report.

The present report provides the update. The conclusion of the earlier report cannot be maintained unequivocally. There is still a fair probability that no more annoyance is to be expected from lines with high speed trains than from lines with conventional trains, noise exposure (in Le) being equal. But the results of a single social noise survey, though too isolated to be granted a generalizable validity, cast some doubts upon this conclusion.

The report reflects the combined efforts of two TNO-institutes. The authors thank Jacques Lambert and Paul de Vos for their valuable contributions to the project. They provided the data, essential for making the update, and optimized the final report by commenting a draft version.

We thank Isabelle Vernet (JNRETS) for re-analyzing the original data of the French TGV-study in order to provide us with a data set suited to calculate dose-response relations according to our requirements. PG TNO

perspective that HST’s lesser

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96.071

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iii as TNO rapport

PG 96.071 iv

SAMEN VATTING

De vraagstelling voor deze bureaustudie is als volgt geformuleerd: hoe verhoudt zich de geluidhinder door hogesnelheidstreinen (HST’s) met de geluidhinder door conventionele treinen, bij een gelijke geluidbelasting in 1,,?Lç

De vraagstelling werd vanuit twee gezichtspunten benaderd: vanuit het gezichtspunt van de expositie en vanuit dat van de effecten.

De volgende aspecten van de expositie zijn in beschouwing genomen: bet equivalente geluidniveau tijdens een treinpassage, het bijbehorende piekniveau, het aantal passages en de tijd dat een passage hoorbaar is, bet frequentiespectrum, de stijgtijd en (het vermoedelijke belang van) trillingen. Een nauwkeurige analyse van deze aspecten geeft geen aanleiding te vermoeden dat HST’s meer of juist minder hinder zullen veroorzalcen dan conventionele treinen.

Er is slechts éen enquête over effecten van geluid van de HSL (= lijn voor hogesnelheidstreinen) gehouden in mm of meer met de Nederlandse situatie overeenkomende omstandigheden. Dit - goed opgezette - onderzoek vond in Frankrijk plaats. Ret optreden van eventuele locatie-effecten is minimaal doordat het onderzoek op 25 verschillende plaatsen is uitgevoerd. Hoewel de geluidmetingen onbemand zijn uitgevoerd, is een voldoende kwaliteit van de geluidgegevens gewaarborgd door het grote aantal metingen en de wijze waarop deze zijn georganiseerd. De vragenlijst heeft een logische opbouw; de vragen zijn goed gesteld en geordend. Er zijn adequate statistische analyses uitgevoerd. Het geringe aantal ondervraagden met een hoge geluidbelasting vormt een minder sterk punt van het onderzoek. Ongeveer eenderde van de ondervraagden is blootgesteld aan geluid dat er niet was voordat de HSL in gebruik werd genomen, en heeft bovendien ingrijpende veranderingen op ander gebied, zoals ruilverkaveling en de andere aanblilc van bet landschap meegemaakt. Veel bewoners hebben deze veranderingen met tegenzin zien komen: 35% van de ondervraagden heeft actief deelgenomen aan activiteiten tegen de komst van de HSL. Drie tot vier jaar nadat de lijn in gebruik is genomen blijken de negatieve gevoelens over deze veranderingen nog altijd tamelijk sterk aanwezig. Ze hangen samen met de waardering voor de geluidsituatie. De geluidhinder door de HSL is aanzienlijk meer dan de hinder die in eerdere onderzoeken over conventionele treinen is gevonden. Er zijn ook meer gedragsverandenngen waargenomen. Ret vermeende plotselinge karakter van het HST-geluid blijkt niet van belang en zal niet of nauwelijks tot meer hinder aanleiding geven. PG TNO

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PG TNO

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with INTRODUCTION

Background

Amsterdam

to Amsterdam,

in

(HSL’s)

be -

the while

the -

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on border

200

future

Parliament.

Amsterdam)

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high

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Parliament

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line

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to

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HSL-S

[1].

track

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TGV-network

be

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the

knowledge

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such

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made

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Cologne,

Amsterdam

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to

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this

the

be

of

is

is 1

a - TNO rapport

PG 96.071 2

velocity, and on vibrations as well, is essential to decide whether HST noise may be evaluated with the same legal norms as set for conventional trains.

In January 1993 TNO-PG published a report on this issue [4]. After that time new information became available, both on the traffic intensities, the acoustical properties of the HST’s, and on the annoyance caused by the trains on the TGV-Atlantique line in France. Therefore the Netherlands Ministry of Housing, Spatial Planning and Environment requested TNO to update the report mentioned.

1.2 Aim of the study

The question to be answered in this study is formulated as follows: how does annoyance due to the noise caused by HST’s and conventional trains compare,

exposure expressed in Letmbeing equal?

1.3 Organization of the study

The earlier TNO report [4] serves as a basis for this update. Relevant new knowledge is gained from [5, 6 and 7], and from personal communications with P.H. de Vos of the Netherlands Railways (NS), and J. Lambert of the Institut National de Recherche sur les Transports et leur Sécurité (INRETS). P.H. de Vos procured the data on the numbers and types of trains planned to ride on the HSL-S and HSL-E lines. I. Lambert provided TNO with the noise and annoyance data from his recent TGV survey [5], in order to enable us to calculate dose-response relations. Together with M. van den Berg of the Netherlands Ministry of Housing, Spatial Planning and Environment they were the experts who helped optimize the report by their comments.

The report is structured as follows. In chapter 2 the relevant specific noise characteristics are analyzed. For each characteristic the theoretical impact on perception and annoyance is indicated.

In chapter 3 the results of a recent survey on the impact of the HSL in France are presented, as far as relevant in the scope of this study. In chapter 4 the conclusions and a discussion are presented. PG

TNO 2.

2.1

In

Amsterdam and

schematically

Table

Two

modelled 300 with

passenger metres noise the

For

The

HSL-South

HSL-East

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9607]

main

1

rapport

km/h,

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Brussels,

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PREDICTION

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between

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used

in

Utrecht

Rotterdam

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planned

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coupled

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-7

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them,

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BY

of

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a

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of

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NETHERLANDS

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km/h.

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frequency

number

between in

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200 24

(the

192

168

production

hours

car

at

of

metres

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carriages

length

trains

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at

Amsterdam

relevant

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of

shown

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up

only.

400

two end

to

3

to

is

is TNO rapport

PG 96.071 4

2.2 Sound characteristics of the HSL

2.2.1 Average noise levels and peak levels during a train pass-by

In the second half of this year (1996) the Thalys will be running in the Netherlands on existing track, until a new high speed line is constructed. Without radical modifications to the track, the Thalys will not exceed 140 km/h on the existing track. After analysis of available data Thompson and Ten Wolde [3] arrived at the conclusion that the acoustic aspects of high speed trains in those cases are more favourable than those of Intercity trains of the Dutch Railways (NS). From research on the noise production of current and new rolling stock in the Netherlands [6], it appears that the noise levels during a pass-by of the French TGV-Atlantique at 300 km/h are about the same as those of the older NS rolling stock (“Mat64”) travelling at 140 km/h, but will be higher than those of new NS Intercity trains without block brakes (e.g. “IRM’) at 140 km/h.

In the case of high speed trains we can distinguish noise generated by the rail-wheel contact (rolling noise), by the electric power cars (‘engine noise”) and by turbulent air flow along the train surface and at discontinuities (aerodynamic noise). At 300 km/h rolling noise (or in fact the combined noise caused by the sources close to the track, dominated by rolling noise) contributes about 60% to the total noise production. However, the importance of the noise sources in terms of the contribution to the sound pressure level along the track will depend on the situation. Figure 1 shows that the contribution of aerodynamic noise generated along the upper part of the train is less than 20% in a normal situation without a barrier and may increase to 75% when a barrier 2 metres high is placed next to the railway line [7]. This can be explained by the fact that rolling noise is generated at a height close to the track and will be effectively reduced by the barrier, whereas the barrier has no influence on the transmission of noise generated at a height of 4 or 5 m above the rail. TNO rapport

PG 96.071 S

Figure 1 Contributionof the noisesources of the TGV-Atlantiqueat 300km/hto the totalsourcestrengthand to the totalsound pressurelevelat 25 m fromthe trackforsituationswithandwithouta barrier.Source:[7). noise sources TGV-Atlantique

C

.0, C C C) ci, C) C C’, >C) cci C)

0 sourcestrength noise level at 25 m no screen screen 1 m screen 2 m

HEIGTHOF THE SOURCE: O,75m 2,5m E 4,Om/5,Om The pass-by of a TGV-A is characterized by what the French call ‘les oreilles du chat’ (cat’s ears): the motor cars at the front and rear produce an extra peak, as shown in Figure 2. Probably these “cat’s ears” are mainly caused by the additional block brakes of the motor cars, which have a negative effect on the perfect round shape of the wheels - and therefore on the rolling noise. Engine noise may also contribute to the cat’s ears. As the motor cars of modern generations of TGV’s will be equipped with disc brakes (and with block brakes for emergency situations), it is likely that the cat’s ears will be reduced in the near future.

The ICE 2.2 on the HSL-E (disc-braked only) will consist of motor driven carriages only and therefore will cause less variation in the noise level during a pass-by.

In conclusion, the noise levels during a pass-by of the current French TGV-Atlantique at 300 km/h are about the same as those of the older NS rolling stock travelling at 140 km/h, but will be higher than those of new NS Intercity trains without block brakes at 140 km/h. Due to foreseeable technical developments the noise levels generated by future HST’s will be comparable with those of the modern NS Intercity trains. Hence from the analysis of the pass-by noise levels as such, no more annoyance is to be expected of the modern HST’s which will be running in the Netherlands. TNO rapport

PG 96.071 6

Figure2 Noiselevelversus timeas a TGVAtlantiquepasses. Speed 300km/li,distance25 m. Source:INRETS.

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2.2.2 Numbers of passages and pass-by times

According to table 1 there will be 192 train passages on the HSL-S and 168 on the HSL-E every 24 hours. To place this in a reference frame: in an earlier study on annoyance due to noise from conventional trains in the Netherlands [10], carried out in nine locations, passage frequencies varied from 90 to 332 trains/24h, with an average of 191.

At a speed of 300 km/h, the pass-by of a train 200 metres long will take about 3,5 seconds at a distance of 50 metres from the track. In the case of two trains coupled together, the pass-by time is about 6 seconds. The pass-by time is defined here as the time between Lml0 dB(A) points (see figure 3). The noise level during this time is approximately 86 dB(A) at a distance of 50 m.

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PG 96.071 9

In conclusion, neither the numbers of passages, nor the total time period during which HST’s will exceed a noise level of 60 dB(A), makes it plausible that either more or less nuisance might be expected by the planned HSL’s in the Netherlands.

2.2.3 Frequency spectrum

The frequency spectrum of the passage of the TGV-A is characterized by relatively high levels of both low frequency sound and sound in the higher medium range (with concentrations below 125 Hz and around 2500 Hz). This is shown in Figure 5. However, sound in the lower medium range is also abundant, so in terms of perception, the noise comprises wide-band sound with a relatively high level of low and medium-high frequencies. As far as this aspect is concerned, there seems to be no significant difference between High Speed Trains and traditional intercity trains. Figure 6 shows the average frequency spectrum of a number of German Intercity trains travelling at speeds of 158 km/h [14]. There are definite concentrations apparent below 100 Hz and around 1000 to 2000 Hz. If the rails are properly maintained, the concentration between 1000 and 2000 Hz is minimal. The findings above lead to the following conclusions: at the moment, these differences from the traditional train spectrum are not expected to have a negative effect on annoyance. If the band width is the main criterion in the evaluation of the sound, the nuisance value will not change. Even if the low frequencies play a major role in the perception, no difference is expected. If the high frequency components play a major role in the perception, however, the nuisance value may increase. We believe the chance of this occurring to be minimal, because the range from 1000 to 2500 Hz is within the scope of the speech spectrum. On the other hand, it is unlikely that the different spectrum of the TGV-A will cause less nuisance than traditional Intercities. TNO rapport

PG 96.071 JO

Figure 5 Frequencyspectrumof the TGV-Atlantique,at a distanceof25 metres.Source:[15]

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PG 96.071 13

2.3 Expectation of nuisance, based on the examination of aspects of exposure

In this chapter, the question whether a high speed railway line will cause more or less nuisance than a conventional railway line, under the condition that the equivalent noise levels (average noise level within a period of several hours) in this comparison are equal, was approached from the ‘exposure’ point of view. The following aspects have been considered: * the average noise level during a train pass-by and peak level; * the numbers of passages and pass-by time; * the frequency spectrum; * the onset velocity; * vibrations.

For a High Speed Train, the average noise level during a train pass-by will be about the same as those for the older Intercity rolling stock of the Dutch Railways, which is still in use. The peak level during the pass-by may be slightly higher for a current High Speed Train than for a modem conventional train. Peak levels of future High Speed Trains will be lower than of the current ones. The relative frequency of passages in combination with the short pass-by times makes the HSL audible during a total time which lies in the range of the times during which conventional trains are audible. Nor this, nor the data on onset velocities do lead to the conclusion that the nuisance will be either higher or lower. As for the vibration aspect, it is impossible to make a projection, which is why it has not been taken into consideration. PG

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PG 96.071 16

3.1.2 Results of the survey

The noise guideline appears to have been applied satisfactorily. Only a few houses are exposed to daytime (08-20h) HST noise with an LAeq > 65 dB(A). under prevailing weather conditions. However, noise exposure early in the morning (06-08h) and in the evening (20-22h) are veiy similar to daytime noise exposure level, and these periods commonly are regarded as more sensitive periods. Night time noise levels are much lower. Wind velocity and direction considerably affect the noise levels, Variations in noise level (= differences between HST noise level and ambient noise level) exceeded 10, and often 15 dB(A), especially in early morning and in the evening. 88 Respondents are exposed to 140 trains/24h, 59 respondents to 75 trains/24h and 112 respondents to 65 trains/24h.

HST noise is most often described by respondents as a whistling (33%) or a thundering (28%) and sometimes compared to aircraft noise (15%). Only few respondents indicate to be ever surprised by HST noise (3%). Furthermore, HST noise with Oh)22LAeq( < 40 dB(A) is described as brief, expected and low, while HST noise with LA(20-22h)2 > 55 dB(A) is mainly described as impulsive, metallic, high-pitched and clear. These findings reflect the relatively high levels of both low frequency sound and sound in the higher medium range, described in 2.2.3. It is not known from previous studies how the noise caused by other types of trains is characterized verbally.

The number of trains (= number of noise events, 39%), vibration (34%) and the loudness of the noise (27%) are reported as the most annoying aspects of the HST. Noise is a daily annoyance particularly in the evening (9% highly annoyed) and early morning (8% highly annoyed); during the weekends (no single percentage mentioned in the report) and in the summer (17% highly annoyed). It must be kept in mind that the number of noise events envisaged for the HSL-S (192) and for the HSL-E (168) exceed the numbers of noise events in the French survey (maximum 140).

Residents whose bedrooms or living rooms are directly exposed to HST noise are more annoyed than those with such rooms situated at the less exposed side of the house.

The following behavioral adaptations due to the changed noise situation have been identified: closing windows (35%), insulating the most exposed facades (11%) and changing the use of rooms (4%) (insulating the facades was done after the opening of the line; no recompensation for the PG

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The 3.2.1 Netherlands. originate trains. Netherlands annoyance The considered, * *

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PG 96.071 20

is uncertain. Thus making a comparison between TGV and conventional trains has its restrictions. The results must be interpreted prudently.

3.2.2 Comparison of annoyance and related concepts

Dose response relations For HST’s two measures of annoyance were assessed: one for the summer and one for the winter. Both measures are compared with the dose response relations for conventional trains. Dose response curves for conventional trains stem from the surveys [10, 11, 13, 20, 21, 22] in the TNO archive for noise annoyance surveys. In these surveys annoyance was measured without reference to a specific season. Theoretically, the more precise formulation of the questions in the French survey will lead to a slight overestimation of the reported annoyance compared with the annoyance due to the noise caused by conventional trains.

The comparisons are made for 4h),LA(2 Le and Ldfl, against the annoyance measures A72 (percentage highly annoyed), A50 (percentage annoyed) and A28 (percentage at least a little bit annoyed). Defmitions of the measures are presented in [23] and [24].

In figure 8 the French TGV-results are presented as data points (not as curves because of the limitations described in 3.2.1); for conventional trains dose response curves, based on a large database (n = 4097) are drawn. As the figure shows, at a given noise level HST’s cause more noise annoyance than conventional trains do. The percentages ‘highly annoyed” do not differ that much. In fact the data points representing the winter situation near the TGV do not differ from the response function valid for conventional trains. In contrast, especially the percentages “moderately annoyed” are extremely high for the TGV data, compared with the response functions for conventional trains. In fact, this reaction appears to be on a very high and constant level, and is hardly related to the noise level. As far as we know, annoyance scores that high, at relatively low noise levels, are unique. Other variables, such as attitudinal ones, will probably cause this effect. As expected, the judgments based on the summer situation show a larger number of people who are annoyed than the judgments based on the winter situation. In 3.2.1 we concluded that there were some specific reasons to interpreted the results prudently. The uniqueness of these results makes it even more necessary’ to do so. PG TNO

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TNO

REFERENCES

2

1 4 3

5

7 6

8

9

96.07]

rapport

WALKER Proceedings

PUTS

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