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M. Koller and A. Mukherjee, Polyhydroxyalkanoates…, Chem. Biochem. Eng. Q., 34 (3) 115–129 (2020) 115 Polyhydroxyalkanoates – Linking Properties, Applications, This work is licensed under a and End-of-life Options Creative Commons Attribution 4.0 International License M. Kollera,b* and A. Mukherjeec aUniversity of Graz, Office of Research Management and Service, c/o Institute of Chemistry, NAWI Graz, Heinrichstrasse 28/IV, 8010 Graz; bARENA – Association for Resource Efficient and https://doi.org/10.15255/CABEQ.2020.1819 Sustainable Technologies, Inffeldgasse 21b, 8010 Graz, Austria Review cGlobal Organization for PHA (GO!PHA), Amsterdam, Received: May 6, 2020 The Netherlands Accepted: October 5, 2020

When it comes to “”, we currently notice an immense complexity of this topic, and, most of all, a plethora of contradictory legislations, which confuses or even misleads insufficiently informed consumers. The present article therefore showcases mi- crobial polyhydroxyalkanoate (PHA) biopolyesters as the prime class of “bioplastics” sensu stricto. In particular, biodegradability of PHA as its central benefit in elevating the current waste scenario is elaborated on the biochemical basis: this covers aspects of the enzymatic machinery involved both in intra- and extracellular PHA degradation, and environmental factors impacting biodegradability. Importantly, PHA degradability is contextualized with potential fields of application of these materials. It is further shown how the particularities of PHA in terms of feedstocks, mode of synthesis, degradability, and compostability differ from other polymeric materials sold as “bioplastics”, highlight- ing the unique selling points of PHA as “green” plastic products in the circular economy. Moreover, current standards, norms, and certificates applicable to PHA are presented as basis for a straight-forward, scientifically grounded classification of “bioplastics”. Keywords: biodegradability, , certifications, composting, depolymerases, polyhydroxy- alkanoates

Introduction: The pollution – fills and the environment – double the amount that origin and effects existed in 2015.1 In 2016, the Ellen MacArthur Foundation published a report on plastics produc- Being useful, practical and inexpensive, poly- tion with input from numerous industry experts and meric materials or plastics are indeed ubiquitous in organizations. Authors came up with the conclusion our daily lives. During the decades between 1940 that, in 2015, almost 95 million tons of packaging and now, synthetic plastics that are not biodegrad- plastics were consumed, constituting the primary able in nature and of petrochemical origin have source of plastics pollution. They also estimated dominated growth. However, their uncritical dis- that plastics production uses 6 % of the total fossil posal and accumulation in the ecosphere have re- crude oil extracted, and contribute 1 % of the total sulted in an environmental catastrophe. In this con- carbon emission when assuming its post-use incin- text, Geyer et al. published a seminal paper in 2017, eration as common fate of all plastic. Without major outlining the use and fate of all plastics. They con- mitigation efforts, by 2050, plastics would consume cluded that up until 2015, 8.3 · 109 metric tons of 20 % of the world fossil feedstock production and plastics were produced globally, with only 9 % of it represent 15 % of the carbon emissions.2 being recycled, 12 % incinerated, but 79 % (corre- At some point in Earth´s history, massive 9 sponding to 6.3 · 10 metric tons) discarded in land- amounts of carbon-containing plant and animal bio- fills or simply dumped in the environment. Further- 9 mass were buried, which then, under pressure, more, they estimated that by 2050, 12 · 10 metric turned into what we describe today as fossil fuels, tons of plastic waste will be accumulated in land- such as coal, petroleum, and natural gas. After the discovery of these fossil fuels, which was accompa- *Corresponding author: [email protected]; nied by the onset of the industrial revolution, man- Tel.: +43-316-380-5463 kind started to release the carbon that was seques-

M. Koller and A. Mukherjee, Polyhydroxyalkanoates… 115–129 116 M. Koller and A. Mukherjee, Polyhydroxyalkanoates…, Chem. Biochem. Eng. Q., 34 (3) 115–129 (2020) tered over a period of hundreds of millions of years. In the meanwhile, mankind has transformed This has caused the increase in greenhouse gases into an industrial process by increas-

(GHG), particularly CO2, CH4 and NOx, contribut- ing the temperature and/or by adding specific mi- ing to the climate change we are experiencing to- croorganisms; we call it “industrial composting”. In day. Plastics, a natural offshoot of petroleum and industrial composting facilities, compost tempera- natural gas, have played their part, although their tures exceed 50 °C due to the metabolic heat gener- contribution to global warming has been relatively ated by the microbes thriving in it. This high tem- small compared to GHG emissions due to energy perature is also a legal requirement because it generation, transportation, or even agriculture. ensures sufficient pasteurization of the final product However, plastics have had another more serious (compost). The same process of biodegrading natu- and deleterious effect on the planet, including its ral materials can be carried out at lower tempera- oceans and life therein, through the accumulation of tures; this process is known as “home composting”. these fossil-based materials that do not degrade into Here, temperatures as high as in industrial com- CO2, CH4 or water anytime soon. Solutions to plas- posters are typically not reached or only in the core, tics accumulation or pollution is a necessary and because the compost is agitated/turned less often, urgent issue that needs large-scale innovative solu- and has a surface-to-volume ratio beneficial for tions. While numerous methods have been devel- cooling by the ambient. Also, due to a lower aera- oped over decades and are being employed today, tion, microbial growth is less intensive and less heat such as collection and then recycling or incinera- is generated. The timeline is also important in bio- tion, as Geyer et al. notes, these methods do not degradation and/or composting performance, be- address the entire breadth of the problem of plastics cause higher temperatures in industrial composting pollution described above. While these methods and facilities speed up biodegradation, while the process processes can be broadened to cover additional of home composting takes longer; however, in both plastics waste streams, they will not cover numer- processes, biodegradation occurs. ous sources of plastics pollution given their ubiqui- 1 Circularity of natural materials has been at play tous nature. since the origin of life, and the Earth has kept a bal- Recycling is necessary and needs to be im- ance with respect to GHG. Therefore, mimicking proved, but it also comes at substantial costs, in- nature is the best solution when it comes to materi- cluding huge energy consumption and in turn more als production and plastics pollution prevention, in GHG emissions, and it would not address the entire order to ensure early in advance that accumulation plastics waste crisis, including microplastics, gener- of these materials, which have a devastating effect ated from disintegrating larger plastic articles, and on life on Earth, cannot occur beforehand. This in- from fibers and fabrics, paints and coatings, adhe- 1 cludes producing materials using renewable sourc- sives, shoes, and car tires. As a consequence of the es, such as CO and/or CH and water, and, at the plastics pollution, 127 countries have banned sin- 2 4 3–6 end of life span, returning the material to nature, gle-use or other plastics. However, banning plas- i.e., allowing nature to convert these materials again tics use or relying solely on recycling and incinera- into CO2, CH4, water, and biomass. There are nu- tion are insufficient strategies to eliminate the merous materials that can and are being made using negative environmental impacts of plastic waste renewable CO2 or CH4 as the carbon source; how- and GHG emissions, now or in the future. The scale ever, there are only few materials that act like plas- of the problem requires additional innovative solu- tics and also turn into CO2, CH4, water, and bio- tions, especially such solutions resorting to biode- mass. Polyhydroxyalkanoates (PHA), a family of gradable materials. naturally occurring microbial , are one Biodegradation of polymers such class of materials, which also have many of the beneficial properties of the top seven best-sell- Biodegradability can be considered an end-of- ing types of petro-plastics (PET, HDPE, PVC, life option for consumer plastics produced for sin- LDPE, PP, PS, PA), thereby making them the most gle-use. Known natural polymeric materials typical- suitable material to replace many different plastics ly biodegrade in the environment under various used today, especially but not exclusively those conditions; they turn into CO2, water, and biomass used in single use applications and packaging that 7–9 in the presence of O2, and into CO2, CH4, water and are difficult to collect or recycle. The wide range biomass during anaerobic digestion. Importantly, of chemical, physical, and mechanical properties of the process of biodegradation of natural materials is PHA is due to the fact that these biopolymers can circular: photochemotrophs like plants use CO2, differ very much based on their monomer composi- water, and nutrients to grow, and, at the end of life, tion and on molecular weight and molecular weight they biodegrade into the very products they con- distribution. Different types of PHA may also show sumed to grow. differences in biodegradability (vide infra). Some M. Koller and A. Mukherjee, Polyhydroxyalkanoates…, Chem. Biochem. Eng. Q., 34 (3) 115–129 (2020) 117 properties, e.g., chemical functionalization by in- applicability in various industrial and consumer ap- serting monomers with specific function groups in plications where plastics are used. These include growing PHA chain during status nascendi, are only films, fibers, thermoformed and molded parts for obtained by providing chemically related precursors use in packaging, food service, agriculture, medical in the production medium. However, these sub- devices, electronics, leisure industry, fabrics, paints stances are often not biobased (e.g., halogenated and coatings, adhesives, etc.7,8 precursors, monomers of polythioesters [PTEs; vide Mechanical properties such as elasticity modu- infra]); in some cases, this makes the resulting PHA lus, tensile strain and tensile strength of PHA like 10 harder to degrade, or even non-degradable. poly(3-hydroxybutyrate) (PHB) and its composite materials are in a similar range like measured for General aspects, properties, and end-of-life bones; thus, these biomaterials hold promise for options of polyhydroxyalkanoates (PHA) ­application as implant materials, e.g., for femoral PHA are a naturally occurring family of poly- fractures.17 In comparison to surgically used poly- mers, which are synthesized by about 40 % of the mers like PLA, poly(glycolate) (PGA), or poly(lac- world’s microorganisms. Their chemical structure tid-co-glycolid) (PLGA), implants based on PHA resembles a linear polyoxoester.10 Microorganisms have the added advantage of not reducing the local produce PHA when they experience certain nutri- pH-value during in vivo degradation; this lacking of tional deficiencies. The type and structure of the acidogenesis makes PHA well accepted by cells and PHA they produce depend on their raw material the immune system. As drawbacks, the low in vivo source.9,11 By 1995, 95 different types of PHA poly- degradation rate of PHA-based implants and the mers and their corresponding unique building high crystallinity, especially of PHB, complicate the blocks (hydroxyalkanoic acids) were discovered,12 enzymatic degradation of the implants, as shown and to date about 150 different types of PHA poly- before by the remarkable recalcitrance of tiny bar- mers and their corresponding building blocks have shaped PHB-based femoral implants against in vivo been described.13 Microorganisms biosynthesize degradation in living rats.17 In this context, modern PHA when they experience deficiencies in certain implantation surgery often faces the problem of bio- nutrients, which they associate to be a precursor to material-associated microbial infections, which re- an upcoming substrate/food shortage. When these quires the improvement of implant surfaces to pre- microbes are exposed to such shortage, they then vent bacterial adhesion as the start of biofilm consume the accumulated PHA as an energy and formation. To overcome this issue, a recent study carbon source to survive during starvation. More re- developed drug delivery systems consisting of anti- cently, additional unexpected functions of PHA biotic-embedding PHB and PHBHV for coating ti- have been discovered, all of them showing that tanium implants. A simple multi-layer dip-coating PHA biosynthesis is a result of microbes´ “SOS-re- technique was used for optimal coating of the im- sponse” to stress provoked by, e.g., osmotic imbal- plants. Drug delivery, antibacterial effect, toxicity, ance, heavy metal contamination, or UV-irradi- and cell adhesion were studied for individual coated tion.14,15 When recovered from microbial biomass implants. Both antibiotic-loaded PHA coatings re- and appropriately processed, PHA have the proper- sulted in protection against microbial adhesion, ties of established plastics. Here, it should be em- PHBHV coatings displayed a better drug release phasized that the PHA recovery process still is a profile by faster degradation compared to coatings challenging task considering the entire ecological with the homopolyester PHB. When coatings with footprint of these biopolyesters; as recently re- different antibiotic concentration per layer where viewed, there are numerous R&D efforts ongoing to used, a better controlled and more homogeneous re- optimize PHA recovery in terms of reducing sol- lease was noticed. Because the PHA-coatings de- vent, chemicals, and energy input, avoiding tradi- grade with time under physiological conditions, tional halogenated PHA-extraction solvents, and these new drug delivery systems performed in an reaching higher recovery yields in shorter time and outstanding and expedient fashion, not only by pre- optimized product quality.16 venting the initial bacterial adhesion, but also by Depending on the type of building block or inhibiting the subsequent bacterial reproduction and monomer, different types of PHA mimic different biofilm formation, which serves for a prolonged plastics, ranging from to elastomers. drug release.18,19 Because of the high versatility of To date, only around 15 different building blocks their mechanical properties, combined with excel- and their corresponding PHA polymers have been lent biocompatibility and in vivo degradability, PHA thoroughly studied, and these PHA polymers biopolyesters are among the most auspicious bio- demonstrate the beneficial properties of the top sev- materials for tissue engineering, and are being used en best-selling petro-plastics (vide supra). A lot of to replace and heal different types of hard or soft work has gone into research of their properties and tissue; PHA-based tissue engineering is described 118 M. Koller and A. Mukherjee, Polyhydroxyalkanoates…, Chem. Biochem. Eng. Q., 34 (3) 115–129 (2020) for restoring cartilage, skin, cardiovascular tissue, earlier, make PHA truly circular; therefore, these bone marrow, and nerve conduits (recent reviews biomaterials are an integral part of the closed car- by20–26). bon cycle of our planet; this means that their bio- PHA being produced naturally are biobased degradation does not further increase the atmo- (building blocks originating from renewable re- spheric concentration of CO2 in analogy to other sources, such as , organic acids, alcohols, lip- natural materials that we know and understand well, such as carbohydrates (e.g., starch), alcohols (e.g., ids, CO2, or CH4) and, at the same time, biosynthe- sized (building blocks converted to polymers by the glycerol), fatty acids, or , which are typically enzymatic machinery of living organisms). Since utilized for production of PHA today. These “re- they are naturally consumed by microorganisms, newables” in turn are products of the natural metab- PHA are biodegradable and compostable as well as olism of plants and microorganisms; their carbon biocompatible and bioresorbable, hence, they exert content was not entrapped in our planet´s interior no negative effect on the biosphere surrounding for millions of years. This is yet another fundamen- them (e.g., on living organisms, cell lines, living tis- tal difference from conventional plastics that are sue, ecosystems). In fact, they act as energy/nutri- produced from fossil fuels like petroleum or natural tion providers to microorganisms and, in that sense, gas. At end of life, PHA undergoes biodegradation have a positive effect on the environment. Other – aerobic or anaerobic – depending on the disposal natural polymers, which can be used to manufacture method generating biomass, water, CO2 and CH4, materials with plastic-like properties include starch all of which are fixed by plants and phototrophic (also known as starch – TPS), pro- microbes, or by methanotrophs, respectively, thus teins (gelatin, etc.), chitin, or cellulose. These mate- continuing along the natural carbon cycle. This cir- rials are also renewable, biodegradable, and bio- cularity of PHA is the essential and critical differ- compatible. These polymers belong to the group ence between plastics from petroleum whose degra- termed biopolymers sensu stricto, and the PHA dation by incineration deprives the world of its family belongs to this group of materials.27 natural carbon cycle, thus releasing sequestered car- As mentioned previously, aerobic (oxidative) bon that was fixed millions of years ago by sudden- degradation of PHA by microbes like or ly releasing them into the atmosphere.27 fungi generates CO2 and water, while anaerobic The fundamental differences between fos- PHA consumption by living organisms, e.g., in bio- sil-based conventional plastics and renewable and gas plants, results in generation of CH4 in addition biodegradable PHA, as outlined previously, make 27 to water and CO2. While biodegradability of PHA the fate of fossil plastics linear, while PHA are cir- per se has been long established, decisive factors cular and excellently match the topical vision of influencing biodegradability of PHA, such as shape “The Circular Economy” espoused by numerous and thickness of polymer specimens, crystallinity, communities and organizations worldwide, espe- composition on the level of monomers, environ- cially when considering the option of recycling mental factors (humidity, pH-value, temperature, PHA after use, which might be the conditio sine UV-radiation), and surrounding microflora, though qua non to avoid the limitation of PHA to low value comprehensively studied and reviewed, require fur- applications. However, PHA offer much more than ther elucidation.28 For example, most studies have just their renewability and biodegradability as im- suggested that crystallinity can negatively impact portant attributes in their quest to replace fossil the rate of biodegradation of PHA,29 while others plastics. They can also be collected after use just have suggested that crystallinity has no impact on like fossil fuel-based plastics, and upon a substan- biodegradation.30 In addition, there are reports stat- tial stream of PHAs available, they could be recy- ing that certain, yet scarcely studied, types of PHA, cled just like fossil-based plastics. Mechanical recy- such as poly(3-hydroxyoctanoate) (PHO) were not cling of PHA is predominantly accomplished via biodegradable at all.31 While more studies are need- extrusion and injection molding (demonstrated by ed to further refine biodegradation timelines for Zaverl et al. for the copolyester poly(3-hydroxybu- various types of PHA, the fundamental fact that tyrate-co-3-hydroxyvalerate) PHBHV), which can those types of PHA produced to date at reasonable undergo five subsequent recycling cycles),33 or quantities are biodegradable has already been estab- PHBHV/PLA blends, which were recycled six times lished.32 This variability in biodegradation of PHA by Zembouai et al. without significant loss in qual- follows all other natural materials including starch, ity.34 In addition, combination of extrusion and cellulose, proteins, or chitin. compression molding was demonstrated for PHB In addition to their biodegradability, PHA are homopolyester, which, however, displayed signifi- manufactured from renewable resources, hence, cant quality loss already after two recycling cycles, they do not deplete limited fossil reserves. This fact, as shown by Rivas et al.35 We should consider that coupled with their biodegradability as discussed mechanical recycling of PHA-based materials is M. Koller and A. Mukherjee, Polyhydroxyalkanoates…, Chem. Biochem. Eng. Q., 34 (3) 115–129 (2020) 119 still in its infancy, and various studies will be need- sess intracellular enzymes for polymer degrada- ed to assess the parameters determining recyclabili- tion.40 ty of these materials, such as composition on the In this context, the group of PHA depolymeras- monomeric level, molecular mass, etc. As recently es (PhaZs), encoded by phaZ genes, biodegrade reviewed by Vu et al., there are still considerable PHA polyoxoesters. There are two types of PHA gaps of knowledge about the relationships between depolymerases, those that are nonspecific and are PHA composition on the monomer level, and acces- excreted extracellularly (e-PhaZs), and intracellular sibility of differently composed PHA items to recy- depolymerases (i-PhaZs). The former are of lower cling strategies under investigation.36 Understand- specificity and degrade PHA into microbially con- ing this relationship, however, is crucial since it will vertible substrates, namely, small oligomers and decide if separation of the materials al- monomeric repeat units. PHA is typically degraded ready at the source is needed or not. As an alterna- ex vivo by microbial depolymerases produced by tive to mechanical recycling, chemical upgrading of bacteria, streptomycetes, and fungi, and by other spent PHA is feasible via pyrolysis, which can gen- hydrolytic effects during the span of up to one erate, dependent on the PHA composition, chemi- year.17,21 Moreover, e-PhaZs are typically of low cally relevant compounds like crotonic acid and molecular mass and have their pH-optimum in the oligomers of 3HB when starting from PHB, 2-pen- alkaline range.40 Biodegradability of PHA has been tenoic acid when using PHBHV,37 or 2-decenoic studied over the last 40 years and has been com- acid when pyrolyzing the mcl-PHA poly(3-hy- pared to numerous (semi)synthetic polymers. A va- droxydecanoate).38 Another intriguing recycling riety of review papers, some of which are refer- strategy is based on microwave-assisted conversion enced here, have been published, clearly establishing with green solvents like alkaline methanol; as PHA biodegradability in soil, fresh water and ma- shown by Yang et al., PHB homopolyester can be rine environments.41,42 In the context of biodegrad- converted this way to 3HB, 3-methoxybutyrate, and ability of PHB, the best studied PHA, even under crotonic acid.39 When recycling of PHA is not feasi- non-biocatalytic conditions in pure water or phos- ble, which is the case with over 80 % of collected phate buffer saline at 37 °C, a progressive decrease fossil-based plastic waste today, PHA can be incin- in molar mass was described; after 650 days of im- erated with other fossil plastics to generate energy mersion, molar mass had reduced by almost 50 %.43 or left in industrial composters to generate biomass Biodegradability of PHA depends on various for agricultural use, something that fossil plastics factors, such as the composition of the biopolyes- cannot claim as an attribute. In addition, PHA-based ters on the monomeric building block level (PHA products, when left accidently in the environment homopolyesters like PHB typically degrade slower (which, of course should be avoided!), will biode- than copolyesters), the stereo-regularity, crystallini- ty (higher degradability at lower crystallinity), mo- grade into CO2, CH4 and water just like other natu- ral polymeric materials, which is an attribute that lar mass (biopolymers of lower molar mass are typ- would go a long way in fulfilling society’s desire of ically biodegraded faster than their counterparts of getting back to the natural cycle of circularity and higher molar mass), and environmental conditions renewability. Moreover, spent PHA can also under- (temperature, pH-value, humidity, and availability go hydrolysis to generate optically pure building of nutrients for the microorganisms carrying out the blocks, which in turn can be used as chiral synthons degradation).28,32 Moreover, one has to differentiate for synthesis of marketable compounds, such as between depolymerases degrading short-chain- pharmaceuticals, synthons for organic synthesis, or length PHA (scl-PHA; building blocks with three to fragrances.40 five carbon atoms), and those enzymes degrading medium-chain-length PHA (mcl-PHA; building Mechanisms of PHA degradation blocks with six to 14 carbon atoms). While many scl-PHA depolymerases (EC 3.1.1.75) have already In accepting PHA as biodegradable, it is im- been isolated and characterized, there is only a lim- portant to understand the biodegradation mecha- ited number of mcl-PHA depolymerases (EC nisms at play in all details. Biodegradation of poly- 3.1.1.76) described in detail. Indeed, mcl-PHA-de- mers in nature is driven by a specific group of grading microorganisms have been scarcely found (mainly hydrolytic) enzymes called depolymerases. in the environment, including predominantly some These enzymes break down the complex molecules Gram-negative Pseudomonas sp. and thermophiles, into constituent natural building blocks (mono- and several Gram-positive Streptomyces sp., as re- mers), which the microbes then consume to gener- cently comprehensively reviewed by Urbanek et ate energy. Numerous microorganisms possess the al.43 In the context of mcl-PHA, one should add that ability to secrete such enzymes. Some microorgan- these materials feature intriguing material proper- isms secrete them extracellularly, while others pos- ties resembling those of elastomers and sticky res- 120 M. Koller and A. Mukherjee, Polyhydroxyalkanoates…, Chem. Biochem. Eng. Q., 34 (3) 115–129 (2020) ins, such as low crystallinity and glass transition, ity than measured at the same time for PHA syn- and melting temperature. Such mcl-PHAs are not thases. If i-PhaZs are not active at all, which hap- yet produced on a larger industrial scale, but are ex- pens, e.g., in the case of recombinant Escherichia pected to enter the market as smart materials, e.g., coli containing PHA synthesis genes (phaCAB), but thermosensitive adhesives and glues, “bio-latexes”, no PHA depolymerases-encoding genes (phaZ), ul- or carrier materials for bioactive compounds.44 From tra-high molar mass PHA can be produced by the mcl-PHA harboring unsaturated groups, rubber-like cells.51 This effect was also demonstrated when in- materials displaying constant product properties, but activating (knocking out) PHA depolymerase in the still expedient biodegradability, can be produced by Azotobacter vinelandii genome, which resulted in post-synthetic modification, i.e., via cross-linking.45 generation of PHA of highly uniform molar mass.52 Intracellularly, PHA can be depolymerized by Choi et al. demonstrated the high impact of the catalytic action of i-PhaZs produced by the host PHA crystallinity on its extracellular degradability. strain; cells use the carbon and energy content These authors produced the scl-PHA copolyester bound in their PHA reserves by mobilizing it in pe- poly(3-hydroxybutyrate-co-3-hydroxyvalerate) riods where no convertible exogenous carbonaceous (PHBHV) with different 3HV fractions by cultiva- nutrients are available. This in vivo PHA degrada- tion of the strain Alcaligenes sp. MT-16 on tion starts by the reaction catalyzed by i-PhaZs (EC plus the 3-hydroxyvalerate (3HV) precursor levulin- 3.1.1.7x), which generates monomeric (R)-3-hy- ic acid (4-oxopentanoic acid). It was shown that in- droxyalkanoates and their oligomers; (R)-3-hy- creasing 3HV fractions in PHBHV samples drasti- droxybutyrate dehydrogenase (EC 1.1.1.30), an ox- cally decreased the polyesters´ crystallinity, which idoreductase, reversibly oxidizes them to resulted in faster extracellular degradation when acetoacetate, which is then converted to acetoace- incubating the polyesters in solutions of e-PhaZ iso- tyl-CoA by the catalysis of the transferase acetoace- lated from the fungus Emericellopsis minima W2. tyl-CoA synthetase (EC 2.3.1.194). Finally, aceto- This demonstrated the impact of crystallinity, which acetyl-CoA is hydrolyzed to the central metabolic in turn is dependent on PHA´s monomeric compo- compound acetyl-CoA by the reversible enzyme sition, on PHA degradability. Enzyme-free degrada- 3-ketothiolase (acetyl-CoA−acetyltransferase, for- tion experiments carried out for 20 weeks with the merly known as β-ketothiolase; EC 2.3.1.9).46,47 same types of PHA in alkaline medium showed no degradation at all.53 In addition to i-PhaZs, which keep the intracel- lular cycle of PHA biosynthesis and degradation In addition, it was shown that all PHA depoly- running, also extracellular PHA depolymerases merases discovered so far, both i- and e-PhaZs, are (e-PhaZs) are reported. These enzymes are required specifically hydrolyzing the oxoester bonds of PHA, for PHA biodegradation by other organisms; they while thioester bonds in polythioesters (PTEs), a group of sulfur-containing PHA analogues, are not catalyze biodegradation and composting of items 54 consisting of PHA.48 In a nutshell, i-PhaZs display cleaved by these enzymes. PTE copolyesters of higher substrate specificity, while their extracellular 3-hydroxyalkanotes and 3-mercaptoalknaotes, such counterparts are rather unspecific hydrolytic en- as poly(3HB-co-3MP) or poly(3HB-co-3MB), are zymes (e.g., esterases), which also occur in eukary- biosynthesized when supplying PHA producers like otic organisms. Notably, i-PhaZs do not hydrolyze C. necator precursor substrates accessible only isolated, extracellular PHA, while extracellular de- chemically, such as 3-mercaptobutyrate (3MB) or 3-mercaptovalerate (3MV), in addition to gluconate polymerases, when expressed in vivo, are not able 55 to hydrolyze intracellular granules, since there exist as main carbon source. These copolyesters were shown to be degraded by only a limited number of considerable differences in the physical structures 56 of intact, native intracellular granules and denatured bacteria like Schlegellella thermodepolymerans, while for poly(3-mercaptopropionate) (P3MP) and extracellular PHA, especially regarding the differ- other PTE homopolyesters, which are accessible by ent crystallinities.49 In addition, depolymerization of cultivating recombinant E. coli on appropriate pre- intracellular PHA takes place to a certain extent si- cursor substrates, no degradation was observed at multaneously to PHA biosynthesis, even under con- all, even when exposing the to soil, com- ditions which are beneficial for PHA formation (ex- post, or activated sludge for half a year.57 cess carbon source in parallel to nutrient deprivation). This results in a steady biosynthesis Combining PHA degradability with applications and degradation of PHA in living cells, hence, a permanent modification and re-organization of the Among the most prominent fields of applica- polyester chains, the frequently cited “cyclic nature tion, PHA-based biodegradable packaging materials of the PHA metabolism”, takes place.50 Yet, under come in first. This is of high significance, especially conditions favoring PHA biosynthesis, intracellular in the field of food packaging, where it is often de- PHA depolymerases have considerably lower activ- sired to have compostable, transparent packaging M. Koller and A. Mukherjee, Polyhydroxyalkanoates…, Chem. Biochem. Eng. Q., 34 (3) 115–129 (2020) 121 58 Standards assessing PHA´s degradability, with high barrier for O2, CO2, and moisture. Con- sidering PHA’s complete pro-benign nature, expedi- compostability and biocompatibility ent compostability and plastic-like processability, it is indeed reasonable to pack perishable food in PHA Most consumers are not aware of the differenc- materials; after unpacking, the PHA packaging ma- es in the types of plastics available on the market, terial, which is contaminated with food remains, and rightfully it´s no trivial task to distinguish dif- can be easily disposed of as organic waste. This ferent plastic products. The expression “bioplastic”, drastically reduces plastic waste. In addition, when “green plastic”, “” and other similar degrading spent PHA packaging in biogas plants, words may sound sustainable and are effective in advertising and labelling a product due to the asso- the generated CH4 can act not only as a carbon-neu- tral energy carrier, but even as feedstock for biosyn- ciation of “bio” with plastics or polymers. However, thesis of new PHA by using methanotrophic PHA the truth surrounding renewability, compostability or production strains.59–61 Particularly PHA’s excellent biodegradability, and in turn, sustainability is far resistance to oxygen permeability attracts huge in- from reality. Not all materials termed “bioplastics” terest in using these materials for development of or “biopolymers” are environmentally beneficial! packaging materials preventing oxidative spoilage ­Table 1 provides an overview on concepts for dis- of wrapped goods.62 In direct comparison to the tinguishing between different types of “bioplastics”. long-established petrochemical packaging plastic Fig. 1 illustrates the categorization of PHA bio- high density poly(ethylene) (HDPE), it was demon- polyesters, among other heavily used plastic-like strated that quality preservation of food packed in polymers, based on the categories “biobased”, “bio- PHA-based packaging materials is at least as good.63 degradable/compostable”, and “biosynthesized”. Already in 1996, the PHA copolyester PHBHV, In this context, logos and labels linked to a har- which can be processed to plastic films, trays and monized certification system are to an increasing containers for food packaging, was EU-approved extent applied to unambiguously inform the con- 64 for food contact application. Also, other consumer sumer whether a commercialized “bioplastic” is applications for PHA exist, where biodegradability bio-based and/or compostable, and, even more im- could be a relevant feature, such as diapers, various portantly, how the consumer should dispose of it 10 hygiene articles, drinking straws, cups, etc. after its use (“(home) composting it or not??”).74 The biodegradability of PHA under diverse en- Indeed, several standards exist to define whether a vironmental conditions makes this biopolymer fam- material is biodegradable and/or compostable under ily expedient candidates for drug carriers.65,66 As different conditions (aerobic/anaerobic, industrial/ described above, extracellular enzymes like PHA home, etc.). Those international standards (most im- depolymerases and other biocatalysts, which are not portant examples: EN 13432:2000, ISO 17088:2012, that specific, are excreted by various microbes, and ASTM D6400-12; details vide infra) prescribe the degrade PHA into small oligomers and monomers, test schemes that need to be applied in order to which are microbially convertible substrates. The evaluate and determine the compostability and bio- drug-retarding properties of PHA-based delivery degradability of “bioplastics” such as PHA or cellu- systems can be controlled primarily by PHA´s com- lose- or starch-based plastic-like materials. In gen- position on the monomeric level and its molar mass. eral, those standards comprise the requirements to Additionally, PHA has demonstrated a substantial test parameters regarding the characterization of the impact on the bioavailability of bioactive com- material (e.g., chemical composition like the assess- pounds, enhanced drug encapsulation, and reduced ment of heavy metal levels), its disintegration abili- toxicity in comparison to other biodegradable poly- ty, its aerobic biodegradation into CO , biomass and mers, as recently reviewed.20 As another example 2 water within a defined period (typically six months), for use of PHA in drug delivery, Rhodamine-B- anaerobic digestion for CH4 and CO2 formation, and loaded nanoparticles of randomly distributed 75 poly(3-hydroxybutyrate-co-3-hydroxyhexanoate) ecotoxicity tests. Bioplastics certified according to (PHBHHx) copolyesters of a mean size of about EN 13432 can be recognized by conformity marks, 150 nm were prepared by Wu et al. These nanopar- such as “Seedling”, “OK compost”, or “DIN ge- ticles were coated with sub-cytotoxic concentra- prüft”. tions of poly(ethylene imine) to assist attachment to In this context, biodegradability and composta- and uptake by different cell types. Cell response to bility of PHA biopolyesters have been scrutinized this nanoparticle system was studied in vitro and ex under diverse environments and test conditions, i.e., vivo. It was shown that the nanoparticles were trans- soil, water, marine, as well as industrial and home ported along endolysosomal cell compartments, the composting. PHA-producing companies have tested endoplasmic reticulum and the Golgi complex, their PHA products according to corresponding without negatively affecting cell morphology or res- standards by certain certification organizations in piration.67 order to verify the claims of biodegradability and 122 M. Koller and A. Mukherjee, Polyhydroxyalkanoates…, Chem. Biochem. Eng. Q., 34 (3) 115–129 (2020)

Table 1 – Definitions applicable to “bioplastics”

Biobased Material is fully or at least partly derived from renewable biomass (e.g., plants, CO2, CH4). Bio-based carbon content is the decisive variable describing the amount of bio-based carbon (in relation to fossil-based carbon) present in a material or product. This biobased carbon content can routinely be determined via the 14C method (according to ASTM D6866: Standard test methods for determining the biobased content of solid, liquid, and gaseous samples using radiocarbon analysis).68 Applies for: PHA, PLA, starch, cellulose, proteins, chitin, “bio-PE”. Nota bene: Partly, this group of plastics also encompasses the PlantBottleTM commercialized by The Coca Cola® company, which consists of so-called “bio-based” PET; however, this material has a bio-based carbon content stemming from renewable resources (the ethylene part chemically produced starting from ethanol via oxirane and glycol) of only 23 % based on the carbon footprint! Biodegradation Chemical process during which microorganisms or parts thereof (enzymes) available in the environment convert

materials into natural substances such as water, CO2, and compost (no artificial catalytic additives needed to accelerate degradation). This process depends on the surrounding environmental conditions (e.g., location, pH- value, humidity, or temperature), on the chemical properties of the material itself and on the material shape. Applies for PHA, starch, cellulose, proteins, chitin, PLA (requires higher than ambient temperatures!), PBS, PBAT, PBSe, or PBSA. Biodegradable Bio-based or fossil-based plastics that meet standards for biodegradability and compostability. If a material or plastic product is labeled as “biodegradable”, customers should get further information about the timeframe, the degree of biodegradation, and the required environmental conditions. Moreover, a timeframe for biodegradation must be set in order to make claims quantifiable and comparable. This is regulated in the applicable standards (vide infra). Applies for PHA, PLA, PBAT, starch, cellulose, or proteins. Compostable Bioplastic that has proven its compostability according to international standards (see text) and can be treated in plastic industrial (!) composting plants (does not imply home compostability). Importantly, thickness of specimens may have a significant role in compostability. Generally, plastics are compostable by successfully meeting the harmonized European standards (ISO 17088, EN 13432 / 14995 or ASTM 6400 or 6868), by having a relevant certification, and an according label (seedling label via Vinçotte or DIN CERTCO, OK compost label via Vinçotte, or TÜV in Austria). Applies for PHA, PLA, PBAT, starch, cellulose, proteins. Degradable or Plastics to which (typically catalytically active) additives have been added to improve the degradability; importantly, oxodegradable such materials do not meet biodegradability and compostability standards. E.g., “Oxobiodegradable plastics” used plastic for PE-based plastic bags do not fulfil the requirements of EN 13432 on industrial compostability, and are therefore not allowed to carry the seedling label. Applies to many petrochemistry-derived plastics, e.g., PE or PP, containing respective additives. Bio-based, Polymers such as bio-based polyamides (PA) like “renewable nylon”,69 polyesters like PTT or PBT, nonbio- (PU) and polyepoxides used in technical applications like textile fibers (seat covers, carpets, threads) or automotive degradable applications (foams for seating, casings, cables, hoses), etc. Their operating life lasts several years or even decades polymers and, therefore, biodegradability is not desired. Other examples: BRASKEM´s bio-based poly(ethylene) (“bio-PE”), which resorts to chemical conversion of ethanol to ethylene. Here, polymerization of ethylene to PE occurs chemically via coordination polymerization or radical polymerization. The only “green” step in this process chain is the fermentative conversion of the renewable 1st-generation feedstock sucrose to ethanol by yeasts. Such “bio-PE” is currently strongly emerging regarding its market volume, which is expected to amount to estimated 300.000 t per year by 2022.70 In 2018, even the company LEGOTM switched to “bio-PE” to manufacture their globally famous toy bricks; however, “bio-PE” is not biodegradable, and its production exploits food resources. Nota bene: For the “bio-based” PET PlantBottleTM commercialized by The Coca Cola® company, copolymerization of terephtalic acid and glycol to PET occurs chemically, and the product is highly recalcitrant towards biodegradation. The benefit of expedient recyclability, as claimed by the manufacturers, is again partly compensated by the increased microplastic formation in “Re-PET” beverage bottles.71 Bio-based, Include starch blends made of thermo-plastically modified starch and other biodegradable polymers as well as biodegradable polyesters such as PLA or PHA. Unlike cellulose, materials such as regenerate-cellulose or cellulose-acetate have plastics been available on an industrial scale only for the past few years and are primarily used for short-lived products. Nota bene: Polymerization of lactic acid to the cyclic lactide dimer and the subsequent ring opening polymerization (ROP) as the most widely applied method to generate poly(lactic acid) (PLA), the material still considered as the typical “bioplastic” by the public, requires metal catalysts like tin octoate, hence, PLA is not biosynthesized. Here, one has also to consider high recalcitrance of highly crystalline PLA towards biodegradation, and restrictions regarding its in vivo biocompatibility due to local acidification of tissue during degradation by generated lactic acid. Moreover, PLA is industrially compostable. For a comprehensive review, see reference.72 Fossil-based, Other plastics are neither biobased nor biosynthesized, but still biodegradable/compostable; however, they have a biodegradable petrochemical origin. Prime examples are poly(ε-caprolactone) (PCL) used for many biomedical applications, or plastics the random copolyester poly(butylene adipate terephthalate) (PBAT), which is used for materials commercialized by, e.g., the company BASF SE under the trade name Ecoflex®. This material is used for wrapping food, degradable plastic bags, water resistant coatings, or agricultural purposes.73 These materials enter the natural cycle of carbon after being biodegraded, hence, they do not need to be incinerated or landfilled, but their production still exploits fossil resources (cyclohexanone generated by chemical conversion of cyclohexane originating from petrochemistry in the case of PCL, or adipic acid, 1,4-butandiol, and terephtalic acid in the case of PBAT, respectively). M. Koller and A. Mukherjee, Polyhydroxyalkanoates…, Chem. Biochem. Eng. Q., 34 (3) 115–129 (2020) 123

Biobased (Renewable Resources as Raw Materials) PHA PLA Bio-PE Bio-PP PCL Starc h Ce llu lose CA PU PVC PVA PS PE, PP PTFE PDO Silicon rubbers Natural rubber PTT Nylon Perlon PBAT Chitin Proteins PET PBS PGLA Note: Commercialization of entirely bio-based PET announced for years, but not yet realized; PGLA: lactic acid biobased, glycolic acid typically synthesized chemically Biosynthesized (Monomers converted in vivo to polymers by organisms´s enzymatic machinery) PHA PLA Bio-PE Bio-PP PCL Starch Cellulose CA PU PVC PVA PS PE, PP PTFE PDO Silicon rubbers Natural rubber PTT Nylon Perlon PBAT Chitin Proteins PET PBS PGLA

Biodegradable/ Industrially Compostable * PHA PLA Bio-PE Bio-PP PCL Starch Cellulose CA PU PVC PVA PS PE, PP PTFE PDO Silicon rubbers Natural rubber PTT Nylon Perlon PBAT Chitin Proteins PET PBS PGLA Note: Silicone rubbers degrade only slowly; low-rate biological (enzymatic) degradation of PET and PU was demonstrated on lab-scale; modest biodegradability of CA Biodegradable/ Home Compostable ** PHA PLA Bio-PE Bio-PP PCL Starch Cellulose CA PU PVC PVA PS PE, PP PTFE PDO Silicon rubbers Natural rubber PTT Nylon Perlon PBAT Chitin Proteins PET PBS PGLA

Note: PLA is considered de facto non-degradable in marine environments, and needs industrial conditions (high temperature) for complete compostability. Hence, PHA is, apart from chitin, the only biobased home compostable material with intrinsic plastic-like character. Fig. 1 – Classification of diverse polymers. Polymers marked in green meet the criteria “biobased”, “biosynthesized”, or “biode- gradable/compostable”. PHA: Polyhydroxyalkanoates; PLA: poly(lactic acid); Bio-PE: bio-based poly(ethylene); Bio-PP: bio-based poly(propylene); PCL: poly(ε-caprolactone); PU: poly(urethane); PVC: poly(vinyl chloride); PVA: poly(vinyl alcohol); PS: poly(sty- rene); CA: cellulose acetate; PTFE: poly(tetrafluoroethylene) (Teflon®); PDO: poly(dioxanone); PTT: poly(trimethylene terephta- late); PBAT: poly(butylene adipate terephthalate) (Ecoflex®); PET: poly(ethylene terephtalate); PBS: poly(butylene succinate); PGLA: poly(glycolic-co-lactic acid). Nota bene: PHA is the only group marked in green in all categories which displays plastic-like properties without the need for special processing techniques and/or additives. * Industrially compostable: “Industrially compostable packaging” refers to the ability of packaging to biodegrade and decompose only in a commercial composting facility. Industrial composting facilities treat the packaging at high temperatures (above 55 °C, much higher than can be achieved in home composting) to accelerate degradation of the material. In accordance to the norm EN 13432. * Home compostable: Packaging labeled as “home compostable” means that the customer can simply place the packaging in the home compost bin. No EU-wide norm available yet! compostability of each product, and to obtain the 90 % of its carbon is metabolized within 180 days. respective logos and labels.75–78 Standards and spec- In contrast, the same norm postulates that a material ifications have been developed by several authori- is “compostable” when leftovers in a sieve of 2 mm ties, such as the European Committee for Standard- pore size after 180 days of composting do not ex- ization (EN), the American Society for Testing and ceed 10 % of the original material.10 In the case of Material (ASTM), the International Organization PHA, both characteristics are applicable. For Eu- for Standardization (ISO), the British Standard In- rope, these certifications are regulated at the nation- stitution (BSI), etc. Table 2 shows the certifications al level in cooperation with the European Bioplas- and labels obtained for selected currently commer- tics industry association. cialized PHA resins. Importantly, EN 134323 refers specifically to In the context of integration of PHA into na- compostability in industrial composting facilities. ture´s closed carbon cycle, it should be reminded The standard, however, does not claim home com- that “biodegradability” is not equal to “composta- postability. Industrially compostable materials are bility”. Both characteristics are defined via norms suitable for separate organic waste collection with and are strictly determined by certificates. Here, the subsequent treatment in anaerobic digestion (bio- norm EN 13432, which provides a holistic charac- gas) plants or industrial composting facilities, but terization of a “bioplastic”, addresses biodegrada- not suitable for throwing them on the compost heap tion and composting of polymeric packaging mate- in the garden.79 rials; it claims that a material is “biodegradable”, if 124 M. Koller and A. Mukherjee, Polyhydroxyalkanoates…, Chem. Biochem. Eng. Q., 34 (3) 115–129 (2020) It has to be emphasized that no EU-wide stan- d) Ecotoxicity: Investigation of the effects of dard for “home composting” existed at all until compost on plants (growth and ecotoxicity). 2020, when the norm prEN 17427 was introduced, which, however, is applicable only for plastic bags Details of EN 14995 (“Packaging – Requirements and test scheme for carrier bags suitable for treatment in well managed This frequently used European Standard speci- household composting plants”).80 However, there fies requirements and methods for determining the were several national standards for home composta- compostability or anaerobic treatability of plastic bility of bioplastics and corresponding certification materials with the following four properties: 1) bio- schemes, which are mainly based on EN 13432. degradability; 2) disintegration during biological E.g., the certifier Vinçotte offers such a home com- treatment; 3) impact on the biological treatment postability certification scheme. Based on Vinçotte, process; 4) impact on the quality of the compost TÜV Austria offers the label “OK biodegradable” produced. Nota bene: For PHA used as packaging specifically also for home compostable packaging materials, EN 13432 applies. (“Ok compost HOME”). Importantly, TÜV Aus- Details of ISO 17088: this norm was prepared tria´s “Ok compost HOME” certification program by the Technical Committee ISO/TC 61, Plastics, does not explicitly refer to a specific standard, but Subcommittee SC 5, Physical-chemical properties. lists all the technical requirements that a product This specification is intended to establish the re- needs to meet in order to obtain this certification; quirements for the labelling of plastic products and hence, it should not be considered being based on materials, including packaging made from plastics, one standard, but constituting the basis of several as “compostable” or “compostable in municipal and standards introduced in other countries. In this con- industrial composting facilities” or “biodegradable text, DIN CERTCO offers a certification for home during composting” (for the purposes of this Inter- compostability according to the Australian standard national Standard, these three expressions are con- AS 5810 (“Biodegradable plastics – Biodegradable sidered to be equivalent). The labelling will, in ad- plastics that are suitable for home composting”; dition, have to conform to all international, regional, year 2010; also based on TÜV Austria), while Italy national or local regulations (e.g., European Direc- has a national standard for composting at ambient tive 94/62/EC). All these criteria apply for PHA as temperature, UNI 11183:2006. In 2015, the French well as for other biomaterials like cellulose, starch, Standard “NF T 51-800 Plastics – Specifications for etc. plastics suitable for home composting” was present- ed (year 2015), which is also covered in the DIN Other certificates applicable for PHA, cellulose, or CERTCO scheme.81 starch (selection)

Details on key standards for “Bioplastics” Biobased: – ASTM D6866: Standard test methods for de- Due to its fundamental importance for all na- termining the biobased content of solid, liquid, and tional standards regarding “bioplastics”, details of gaseous samples using radiocarbon analysis. EN 13432 as the standard norm to characterize PHA as a real “bioplastic” are summarized as follows: – Since 2013, the Japan Bioplastics Associa- tion (JBPA) offers the “BiomassPla” seal certifica- a) Chemical analysis: presentation of all ingre- tion system as an identification system for plastics dients and review of limit values for heavy metals. and other products of renewable origin (“Bio- b) Biodegradability in aqueous media: 90 % of mass-based plastic ratio requirement minimum 25 the organic material must be converted to CO2 with- wt% of products measured by C14 measurement in a period of 6 months. based on ASTM D6866-05”) (see Table 2).84 c) Compostability: After 12 weeks of compost- – The “OK Biobased” label, offered by TÜV ing, no more than 10 % residues based on the orig- Austria and created by Vinçotte, uses a star system inal mass may remain in a 2 mm sieve. (Practical to quantify the biobased carbon content of a certi- examination of the technical compostability: There fied product; one star on the label refers to 20–40 must be no negative effects on the composting pro- %, two stars indicate 40–60 %, three stars 60–80 %, cess.) and four stars more than 80 % biobased carbon.85 Nota bene: This standard refers specifically to compostability in industrial composting facilities. Biocompatibility: The standard, however, does not cover home com- – According to the standardized ISO 10993 postability! Those materials are suitable only for the norm, a material is “biocompatible” if it exerts no separate organic waste collection with subsequent negative effect on the biosphere surrounding them treatment in biogas plants or industrial composting (e.g., living organisms, cell lines, tissue, or ecosys- facilities. tems). M. Koller and A. Mukherjee, Polyhydroxyalkanoates…, Chem. Biochem. Eng. Q., 34 (3) 115–129 (2020) 125

Table 2 – Certifications and labels for commercialized PHA Nodax™ PHA (),77 KANEKA PHBH™ (Kaneka Belgium NM),82 Solon™ PHA (RWDC Industries),76 and MirelTM (Telles).78 Table adapted from83. Product: Nodax™ PHA KANEKA BIODEGRADABLE Solon™ PHA MirelTM P(3HB-co-3HHx) POLYMER PHBH™ “Solon is a PHA “Bioplastics by Telles” produced from (AONILEX®) polymer” PHA copolyesters (“Mirel canola oil P(3HB-co-3HHx) produced from (no more info resins are biodegradable plant oils by microbial provided by plastics made from ”; the company) raw material: corn). P3HB and copolyesters were produced Biodegradability Anaerobic ASTM D5511 YES (manufacturer information)82 YES (manufacturer ASTM D5511 conditions information). “Solon ASTM D7081 will biodegrade in any natural environment.” 76 In soil ASTM D5988 YES (manufacturer information)82 ASTM D5988-96

In freshwater ASTM D5271 Information not provided by ASTM D5271 EN 29408 manufacturer ISO 14851 (injection molded and extruded sheets)

In marine ASTM D6691 Vinçotte certificates X151A, YES (manufacturer environment X131A, X331N; compliant information)78 (sea water) with ASTM 7081

Compostability Industrial ASTM D6400 ASTM D6400 and 6868 (certificates EN 13432 composting EN 13432:2000 by BPI), EN 13432:2000; Vinçotte ASTM D6400 certificates X151A, X131A, X331N. Certified as “compostable” also in Japan by JBPA

Home EN 13432:2000 EN 13432:2000; Vinçotte Injection molding grades composting (Note: under lower certificates X151A, X131A, X331N P1003 and P1004 temperature conditions) (Note: under lower temperature conditions)

Biobased (Renewables) ASTM D6866 ASTM D6866; Vinçotte certificates ASTM D6866 X151A, X131A, X331N. Certified as “biobased” also in Japan by JBPA

Approval for food contact Approved by FDA and Information not provided by Information not Approved by FDA and EFSA.84–86 manufacturer provided by EFSA (“F”-series of MirelTM manufacturer PHA: “Food contact”). 84–86 126 M. Koller and A. Mukherjee, Polyhydroxyalkanoates…, Chem. Biochem. Eng. Q., 34 (3) 115–129 (2020) Aerobic biodegradability under controlled in- and Drug Administration (FDA) for use that comes dustrial composting conditions: into contact with food.86 The frequently used ex- – ASTM D5338: Standard test method for de- pression “FDA approval” means that specific PHA termining aerobic biodegradation of plastic materi- forms can be used in food packaging, caps, utensils, als under controlled composting conditions, includ- tubs, trays, and hot cup lids, as well as houseware, ing thermophilic temperatures cosmetic, and medical products. This also means – ASTM D6400: Standard Specification for that these PHA grades can be used to store frozen Compostable Plastics (industrial composting of food, and can be used in microwaves and boiling PHA and other materials) water up to 212 °F.86 According to European regula- – ISO 20200: Plastics – Determination of the tions, materials and articles must be inert, in order degree of disintegration of plastic materials under to prevent the transport of their constituents into simulated composting conditions in a laboratory-­ foods at levels that endanger human health, and also scale test to avoid altering of food physicochemical composi- 87,88 – ISO 14855-1: Determination of the ultimate tion. As mentioned previously, PHBHV copoly- aerobic biodegradability of plastic materials under esters already achieved EU-wide EFSA food con- 64 controlled composting conditions – Method by tact application approval in 1996. analysis of evolved carbon dioxide – Part 1: Gener- In the past, Mirel™ PHA F1005 and F1006 al method (“F”: for food contact) were the two food-contact – ISO 14855-2: Determination of the ultimate injection molding grades commercialized by Telles aerobic biodegradability of plastic materials under (joint venture between Metabolix and Archer Dan- controlled composting conditions – Method by iels Midland), which obtained FDA approval in analysis of evolved carbon dioxide – Part 2: Grav- 2010 (“Mirel F1005 is FDA cleared for use in imetric measurement of carbon dioxide evolved in a non-alcoholic food contact applications, from fro- laboratory-scale test zen food storage and microwave reheating to boil- ® – ISO 16929: Plastics – Determination of the ing water up to 212°F ). In 2014, PHA copolyesters degree of disintegration of plastic materials under with up to 25 % 3-hydroxyvalerate (3HV), 3-hy- defined composting conditions in a pilot-scale test droxyhexanoate (3HHx), 3-hydroxyoctanoate (3HO), and/or 3-hydroxydecanoate (3HD) were Aerobic biodegradation in marine and other also approved for use in the manufacture of food aquatic environments: contact materials, except for use in contact with in- – ASTM D6691: Standard test method for de- fant formula and human milk.68 termining aerobic biodegradation of plastic materi- In the context of biocompatibility, Tepha, Inc., als in the marine environment by a defined microbi- USA, sells a range of PHA-based medical monofil- al consortium or natural sea water inoculum ament sutures, monofilament and composite mesh- – EN 29408: Determination of the complete es, and surgical films.89 Among them TephaFLEX® aerobic biodegradability of organic substances in an sutures made of the highly flexible homopolyester aqueous medium by determining the oxygen de- poly(4-hydroxybutyrate) (P4HB), which is absorbed mand in a closed respirometer (ISO 9408: 1991) in vivo substantially faster than P3HB, were already Aerobic biodegradation in soil: approved by FDA for in vivo use.90 – ASTM D5511: Standard test method for de- termining anaerobic biodegradation of plastic mate- rials under high-solids anaerobic-digestion conditions Conclusions – ASTM D5988: Standard test method for de- termining aerobic biodegradation of plastic materi- Plastics pollution ranks right up there with cli- als in soil mate change, since it affects the entire globe and all living beings, but none more so than our food chain, Aerobic biodegradation in waste water treat- which is negatively impacted due to (micro)plastics ment systems: being consumed by marine organisms thus endan- – ASTM D5271: Standard test method for de- gering humanity’s wellbeing. Reducing or eliminat- termining the aerobic biodegradation of plastic ma- ing plastics pollution requires numerous novel ap- terials in an activated-sludge-wastewater-treatment proaches, such as innovations in recycling, including system (Note: withdrawn in 2011!) chemical recycling, but none ranks higher than in- FDA and EFSA Approval troducing and using natural materials that are just as convenient as plastics and yet completely harmless In the context of using PHA for food packag- to the environment at end of life due to their biode- ing, etc., PHA have been certified by the U.S. Food gradability. M. Koller and A. Mukherjee, Polyhydroxyalkanoates…, Chem. Biochem. Eng. Q., 34 (3) 115–129 (2020) 127 PHA fall in this class of materials like cellu- 15. Obruca, S., Sedlacek, P., Slaninova, E., Fritz, I., Daffert, lose, proteins and starch. PHA are circular due to C., Meixner, K., Sedrlova, Z., Koller, M., Novel unexpected functions of PHA granules, Appl. Microbiol. 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