Usaa Fund Holdings Usaa Extended Market Index Fund

Total Page:16

File Type:pdf, Size:1020Kb

Usaa Fund Holdings Usaa Extended Market Index Fund USAA FUND HOLDINGS As of September 30, 2020 USAA EXTENDED MARKET INDEX FUND CUSIP TICKER SECURITY NAME SHARES/PAR/CONTRACTS MARKET VALUE 000360206 AAON AAON INC 5,069.00 305,407.25 000361105 AIR AAR CORP 4,827.00 90,747.60 00081T108 ACCO ACCO BRANDS CO 14,116.00 81,872.80 00090Q103 ADT ADT INC 16,932.00 138,334.44 000957100 ABM ABM INDUSTRIES 9,113.00 334,082.58 001084102 AGCO AGCO CORP 9,168.00 680,907.36 00108J109 ACMR ACM RESEARCH INC 344.00 23,770.40 001228105 MITT AG MORTGAGE INVESTMENT TR 4,899.00 13,521.24 00123Q104 AGNC AGNC INVESTMENT CORP 83,014.00 1,154,724.74 001282102 AHC AH BELO CORP 2,893.00 4,079.13 00163U106 AMAG AMAG PHARMACEUTICALS INC 4,660.00 43,804.00 00164V103 AMCX AMC NETWORKS, INC. 6,618.00 163,530.78 00165C104 AMC AMC ENTERTAINMENT HLDS-CL 5,908.00 27,826.68 00166B105 ALXO ALX ONCOLOGY HOLDINGS INC 1,410.00 53,213.40 001744101 AMN AMN HEALTHCARE SERVICES 6,425.00 375,605.50 00182C103 ANIP US ANI PHARMACEUTICALS INC 1,369.00 38,619.49 00183L102 ANGI ANGI HOMESERVICES INC 10,248.00 113,701.56 00191G103 ARC ARC DOCUMENT SOLUTIONS IN 5,854.00 5,268.60 00191U102 ASGN ASGN INC 6,760.00 429,665.60 00211Y506 ABIO US ARCA BIOPHARMA INC 920.00 4,066.40 002120202 LIFE US ATYR PHARMA INC 1,213.00 3,917.99 002121101 ATEN A10 NETWORKS INC 8,917.00 56,801.29 00215F107 ATNI ATN INTERNATIONAL INC 1,625.00 81,477.50 00246W103 AXTI AXT INC 6,127.00 37,497.24 002474104 AZZ AZZ INC 3,248.00 110,821.76 002535300 AAN AARON'S INC 8,644.00 489,682.60 002896207 ANF ABERCROMBIE & FITCH CO 8,427.00 117,388.11 Page 1 of 111 USAA FUND HOLDINGS As of September 30, 2020 USAA EXTENDED MARKET INDEX FUND CUSIP TICKER SECURITY NAME SHARES/PAR/CONTRACTS MARKET VALUE 00289Y107 ABEO ABEONA THERAPEUTICS INC 11,589.00 11,820.78 003830106 AXAS ABRAXAS PETROLEUM 25,113.00 3,666.50 003881307 ACTG ACACIA RESEARCH CORP 7,441.00 25,820.27 00401C108 ACIA ACACIA COMMUNICATIONS INC 5,949.00 400,962.60 00404A109 ACHC ACADIA HEALTHCARE CO INC 11,313.00 333,507.24 004225108 ACAD ACADIA PHARMACEUTICALS 20,203.00 833,373.75 004239109 AKR ACADIA REALTY TRUST 13,713.00 143,986.50 00430H102 AXDX ACCELERATE DIAGNOSTICS IN 5,376.00 57,308.16 00434H108 XLRN ACCELERON PHARMA INC 6,571.00 739,434.63 00436Q106 ACEL ACCEL ENTERTAINMENT INC 9,489.00 101,627.19 00437E102 ACCD ACCOLADE INC 1,641.00 63,785.67 004397105 ARAY ACCURAY INC 13,628.00 32,707.20 00444P108 ACER US ACER THERAPEUTICS INC 1,003.00 2,888.64 00444T100 ACRX ACELRX PHARMACEUTICALS IN 13,497.00 19,165.74 004468500 ACHV US ACHIEVE LIFE SCIENCES INC 564.00 4,720.68 00448QCVR ACHILLION PHARM- CVR 22,837.00 5,252.51 004498101 ACIW ACI WORLDWIDE INC 14,987.00 391,610.31 00461U105 ACRS ACLARIS 6,385.00 16,409.45 004816104 ACU US ACME UNITED CORP 419.00 9,648.77 00484M106 ACOR ACORDA THERAPEUTICS 5,721.00 2,946.32 00508Y102 AYI ACUITY BRANDS INC. 5,420.00 554,737.00 005098108 GOLF ACUSHNET HOLDINGS CORP 4,607.00 154,841.27 005111109 AFIB ACUTUS MEDICAL INC 1,411.00 42,047.80 00547W208 ADMP ADAMIS PHARMACEUTICALS CO 13,743.00 10,766.27 006351308 AE ADAMS RESOURCES & ENERGY 411.00 8,178.90 00650F109 ADPT US ADAPTIVE BIOTECHNOLOGIES 11,657.00 566,879.91 006739106 ADUS ADDUS HOMECARE CORP 2,192.00 207,165.92 Page 2 of 111 USAA FUND HOLDINGS As of September 30, 2020 USAA EXTENDED MARKET INDEX FUND CUSIP TICKER SECURITY NAME SHARES/PAR/CONTRACTS MARKET VALUE 006743306 AEY US ADDVANTAGE TECHNOLOGIES G 1,031.00 1,979.52 00688A106 ADIL US ADIAL PHARMACEUTICALS INC 1,897.00 4,230.31 007002108 ACET US ADICET BIO INC 2,803.00 33,327.67 007025109 ADTX ADITX THERAPEUTICS INC 738.00 1,439.10 00726A100 ADOM US ADOMANI INC 9,594.00 1,657.36 00737L103 ATGE ADTALEM GLOBAL EDU INC 6,432.00 157,841.28 00738A106 ADTN ADTRAN INC 6,480.00 66,452.40 00739L101 ADRO ADURO BIOTECH INC 8,129.00 19,753.47 00760J108 AEHR AEHR TEST SYSTEMS 3,703.00 5,147.17 007624307 ADXS US ADVAXIS INC 8,230.00 3,374.30 00766T100 ACM AECOM 16,828.00 704,083.52 00770C101 ADES ADVANCED EMISSIONS SOLUTI 2,774.00 11,262.44 00770F104 AEGN AEGION CORP 3,327.00 47,010.51 00770K202 AMTX AEMETIS INC 2,546.00 8,147.20 00771V108 AERI AERIE PHARMACEUTICALS INC 6,878.00 80,954.06 007737109 ACY US AEROCENTURY CORP 176.00 350.24 00773J103 AGLE AEGLEA BIOTHERAPEUTICS IN 5,815.00 41,228.35 00773T101 ASIX ADVANSIX INC 3,565.00 45,917.20 00773U108 ADVM ADVERUM BIOTECHNOLOGIES I 13,161.00 135,558.30 007800105 AJRD AEROJET ROCKETDYNE HOLD 9,374.00 373,928.86 00790R104 WMS ADVANCED DRAINAGE SYSTEMS 7,982.00 498,396.08 00790X101 ADSW ADVANCED DISPOSAL SERVICE 9,811.00 296,586.53 007973100 AEIS ADVANCED ENERGY INDUSTRIE 5,241.00 329,868.54 008073108 AVAV AEROVIRONMENT INC 2,836.00 170,188.36 008252108 AMG US AFFILIATED MANAGERS GROUP 5,403.00 369,457.14 00847G705 AGEN AGENUS INC 23,038.00 92,152.00 00847J105 AGYS AGILYSYS, INC. 3,300.00 79,728.00 Page 3 of 111 USAA FUND HOLDINGS As of September 30, 2020 USAA EXTENDED MARKET INDEX FUND CUSIP TICKER SECURITY NAME SHARES/PAR/CONTRACTS MARKET VALUE 00847L100 AGRX US AGILE THERAPEUTICS INC 9,853.00 29,953.12 00847X104 AGIO AGIOS PHARMACEUTICALS 7,690.00 269,150.00 00848H108 AGE AGEX THERAPEUTICS INC 3,355.00 2,717.55 008492100 ADC AGREE REALTY CORP 7,276.00 463,044.64 008875106 AIKI AIKIDO PHARMA INC 4,941.00 3,034.76 00887A105 ALRN US AILERON THERAPEUTICS INC 4,493.00 5,795.97 00900T107 AIMT US AIMMUNE THERAPEUTICS INC 6,034.00 207,871.30 00901B105 AIM AIM IMMUNOTECH INC 6,309.00 13,564.35 00912N205 AIRI US AIR INDUSTRIES GROUP 3,018.00 3,681.96 00912X302 AL AIR LEASE CORP 15,917.00 468,278.14 009207101 AIRT US AIR T INC 256.00 2,470.40 00922R105 ATSG AIR TRANSPORT SERVICES GR 8,904.00 223,134.24 00938A104 AIRG AIRGAIN INC 1,427.00 19,036.18 00972D105 AKBA AKEBIA THERAPEUTICS INC 21,189.00 53,184.39 00972L107 AKCA AKCEA THERAPEUTICS INC 1,292.00 23,436.88 00973E409 AKER AKERS BIOSCIENCES INC 1,387.00 3,120.75 00973J101 AKUS US AKOUOS INC 2,951.00 67,489.37 00973N102 AKTS AKOUSTIS TECHNOLOGIES INC 5,568.00 45,434.88 00973Y108 AKRO US AKERO THERAPEUTICS INC 2,317.00 71,340.43 011311107 ALG ALAMO GROUP INC 1,452.00 156,859.56 011642105 ALRM ALARM.COM HOLDINGS INC 5,372.00 296,803.00 01167P101 ALSK US ALASKA COMMUNICATIONS SYS 7,253.00 14,506.00 012348108 AIN ALBANY INTERNATIONAL CORP 3,492.00 172,888.92 013091103 ACI US ALBERTSONS COS INC 16,753.00 232,029.05 01345P106 ALBO ALBIREO PHARMA INC 2,566.00 85,627.42 013872106 AA ALCOA CORP 27,488.00 319,685.44 014339CVR ALDER BIOPHARM - CVR 13,300.00 11,704.00 Page 4 of 111 USAA FUND HOLDINGS As of September 30, 2020 USAA EXTENDED MARKET INDEX FUND CUSIP TICKER SECURITY NAME SHARES/PAR/CONTRACTS MARKET VALUE 01438T106 ALDX ALDEYRA THERAPEUTICS INC 5,160.00 38,235.60 014442107 ALEC ALECTOR INC 8,316.00 87,609.06 014491104 ALEX ALEXANDER & BALDWIN INC 9,891.00 110,878.11 014752109 ALX ALEXANDER'S INC 430.00 105,444.60 016230104 ALCO ALICO INC 643.00 18,402.66 016259202 ALIM ALIMERA SCIENCES INC 648.00 3,149.28 01671P100 ALLK ALLAKOS INC 2,100.00 171,045.00 017175100 Y ALLEGHANY CORP. 2,070.00 1,077,331.50 01741R102 ATI ALLEGHENY TECHNOLOGIES 16,306.00 142,188.32 01748H107 ABTX ALLEGIANCE BANCSHARES INC 2,826.00 66,043.62 01748X102 ALGT US ALLEGIANT TRAVEL CO 1,885.00 225,823.00 018119107 ALNA US ALLENA PHARMACEUTICALS IN 5,091.00 7,534.68 018522300 ALE ALLETE, INC. 7,340.00 379,771.60 018581108 ADS ALLIANCE DATA SYSTEMS COR 7,054.00 296,126.92 019222207 AHPI US ALLIED HEALTHCARE PRODUCT 453.00 2,500.56 019330109 AMOT ALLIED MOTION TECHNOLOGIE 1,379.00 56,925.12 01973R101 ALSN ALLISON TRANSMISSION HLDG 14,217.00 499,585.38 019770106 ALLO ALLOGENE THERAPEUTICS INC 9,964.00 375,742.44 019818103 ALVR ALLOVIR INC 2,590.00 71,225.00 01988P108 MDRX ALLSCRIPTS HEALTHCARE 20,208.00 164,493.12 02005N100 ALLY ALLY FINANCIAL INC 54,082.00 1,355,835.74 02043Q107 ALNY ALNYLAM PHARMACEUTICALS 12,352.00 1,798,451.20 02081G201 ATEC ALPHATEC HOLDINGS INC 8,995.00 59,726.80 02083G100 ALPN ALPINE IMMUNE SCI INC 2,042.00 17,949.18 02083X103 PINE ALPINE INCOME PROPERTY TR 972.00 15,114.60 02128L106 ALTG ALTA EQUIPMENT GROUP INC 2,580.00 20,201.40 021347109 ALTA ALTABANCORP 2,629.00 52,895.48 Page 5 of 111 USAA FUND HOLDINGS As of September 30, 2020 USAA EXTENDED MARKET INDEX FUND CUSIP TICKER SECURITY NAME SHARES/PAR/CONTRACTS MARKET VALUE 021369103 ALTR ALTAIR ENGINEERING INC 2,092.00 87,822.16 02155H200 ALT ALTIMMUNE INC 4,239.00 55,954.80 02156B103 AYX ALTERYX INC 2,315.00 262,868.25 02156K103 ATUS ALTICE USA INC 11,028.00 286,728.00 02208R106 AIMC ALTRA INDUS MOT CORP 9,045.00 334,393.65 023436108 AMED AMEDISYS INC 4,697.00 1,110,511.71 023576101 AMTB AMERANT BANCORP INC 1,340.00 12,475.40 023586100 UHAL AMERCO 1,434.00 510,475.32 02361E108 AMRC AMERESCO INC 3,263.00 108,984.20 024013104 AAT AMERICAN ASSETS TRUST INC 9,550.00 230,059.50 024061103 AXL AMERICAN AXLE & MANUFACTU 14,226.00 82,084.02 024835100 ACC AMERICAN CAMPUS COMMUNITI 21,880.00 764,049.60 02553E106 AEO AMERICAN EAGLE OUTFITTERS 20,259.00 300,035.79 025676206 AEL AMERICAN EQUITY INVESTMEN 10,671.00 234,655.29 025932104 AFG AMERICAN FINANCIAL GROUP 11,401.00 763,638.98 02607T109 AFIN AMERICAN FINANCE TRUST IN 8,454.00 53,006.58 02665T306 AMH AMERICAN HOMES 4 RENT 43,375.00 1,235,320.00 02772A109 ANAT US AMERICAN NATIONAL GROUP 3,292.00 222,308.76 027745108 AMNB AMERICAN NATIONAL BANKSHA 1,638.00 34,266.96 02875D109 AOUT AMERICAN OUTDOOR BRANDS 1,933.00 25,186.99 02913V103 APEI AMERICAN PUBLIC EDUCATION 1,882.00 53,053.58 029174109 ARL AMERICAN REALTY INVESTORS 305.00 2,766.35 029227105 ARA AMERICAN RENAL ASSOCIATES 2,256.00 15,566.40 029326105 AMRB US AMERICAN RIVER BANKSHARES 868.00 8,645.28 029595105 AMS US AMERICAN SHARED HOSPITAL 579.00 1,047.99 029683109 AMSWA AMERICAN SOFTWARE INC.
Recommended publications
  • The Layman's Guide to Passive Investing
    Technology and Investment, 2021, 12, 129-135 https://www.scirp.org/journal/ti ISSN Online: 2150-4067 ISSN Print: 2150-4059 The Layman’s Guide to Passive Investing Daniel Jonathan Ramos School of Management and Innovation, Colorado State University-Global Campus, Aurora, USA How to cite this paper: Ramos, D. J. Abstract (2021). The Layman’s Guide to Passive Investing. Technology and Investment, 12, Passive investing is a long-term method of investing that utilizes the time 129-135. value of money and compounding interest. Passive investing allows the in- https://doi.org/10.4236/ti.2021.123007 vestor to compete with professional investors without active trading. Once Received: March 5, 2021 the index fund is activated, the investor can walk away without having to Accepted: July 24, 2021 manage it on a day-to-day basis. The risk of an index fund is practically elimi- Published: July 27, 2021 nated by spreading the investment across a basket of instruments that allows the investor to minimize diversifiable risk. According to Kathryn Vasel of Copyright © 2021 by author(s) and CNN Money (Vasel, 2020: CNN.com), only 39% of Americans could raise Scientific Research Publishing Inc. This work is licensed under the Creative $1000 in an emergency. Think about that! Only 4 in 10 working Americans Commons Attribution International could come up with $1000 in an emergency. Could you raise $1000 right now License (CC BY 4.0). if you needed to? The secret to passive investing is “Little and often fills the http://creativecommons.org/licenses/by/4.0/ purse!” Left to one’s own management, a savings account will soon go dry.
    [Show full text]
  • Press Release Third Annual National Speakers
    PRESS RELEASE CONTACT: Veronica S. Laurel CHRISTUS Santa Rosa Foundation 210.704.3645 office; 210.722-5325 mobile THIRD ANNUAL NATIONAL SPEAKERS LUNCHEON HONORED TOM FROST AND FEATURED CAPTAIN“SULLY” SULLENBERGER Proceeds from the Luncheon benefit the Friends of CHRISTUS Santa Rosa Foundation SAN ANTONIO – (April, 3, 2013) Today, the Friends of CHRISTUS Santa Rosa Foundation held its Third Annual National Speakers Luncheon to honor Tom C. Frost, Jr. with the Beacon Award for his passionate service to the community, and featured Captain Chesley B. “Sully” Sullenberger, III as the keynote speaker. Proceeds from the event will benefit programs supported by the Foundation. The Friends of CHRISTUS Santa Rosa Foundation supports the health and wellness of adults throughout south and central Texas by raising money for innovative programs and equipment for four general hospitals and regional health and wellness outreach programs in the San Antonio Medical Center, Westover Hills, Alamo Heights and New Braunfels. The National Speakers Luncheon celebrates the contributions of Frost by honoring him with the Friends of CHRISTUS Santa Rosa Beacon Award. Frost is chairman emeritus of Frost Bank and is the fourth generation of his family to oversee the bank founded by his great grandfather, Colonel T.C. Frost in 1868. He has a long history of community service, having served on the Board of Trustees for the San Antonio Medical Foundation, the Texas Research and Technology Foundation and Southwest Research Institute. He has served on executive committees, boards and initiatives for the San Antonio Livestock Exposition, the McNay Art Museum, the Free Trade Alliance and the YMCA, to name just a few.
    [Show full text]
  • DELIVERY INSTRUCTIONS: Clearing Firm: TD Ameritrade Clearing, Inc
    DELIVERY INSTRUCTIONS: Clearing Firm: TD Ameritrade Clearing, Inc. Wire Instructions Tax ID Number: 47-0533629 If your financial institution is located in the United States, wire to: TD Ameritrade, Inc. Wells Fargo Bank, NA Attn: Transfer of Accounts Department 420 Montgomery Street 200 S 108th Ave San Francisco, CA 94104 Omaha, NE 68154-2631 ABA transit routing # 121000248 Delivery Instructions: For credit to: All deliveries MUST include Client Name and TD Ameritrade Clearing, Inc. TD Ameritrade Account Number. Account # 4123214561 Depository Trust Company: DTC #0188 *For benefit of: Federal Book Entry: Your nine-digit TD Ameritrade account number BK of NYC/Ameritrade Your name ABA #021000018 Your address Book Entry GNMA Securities: * Required for timely and accurate processing of your wire request. PTC Instructions are: BKNYCATP If your financial institution is located outside the United States, Mutual Fund Registration: wire to: TD Ameritrade, Inc. First National Bank of Omaha Tax ID Number: 47-0533629 16th & Dodge Streets FBO Client’s Name and Account Number Omaha, NE 68102 PO Box 2226 ABA # 104000016 Omaha, NE 68103-2226 Swift Code / BIC: FNBOUS44XXX (If your bank requires it) Broker/Dealer: TD Ameritrade, Inc. For credit to: Options Clearing Corporation: OCC #0777 TD Ameritrade Clearing, Inc. A/C # 16424641 Forward Checks and Physical Certificates: TD Ameritrade Clearing, Inc. *For benefit of: FBO Client Name and Account Number Your nine-digit TD Ameritrade account number PO Box 2226 Your name Omaha, NE 68103-2226 Your address * Required for timely and accurate processing of your wire request. Or to: 200 S 108th Ave Contact TD Ameritrade, and not the banks, with questions or Omaha, NE 68154-2631 concerns about wire transfers.
    [Show full text]
  • 3Rd Quarter 2020
    List of Section 13F Securities Third Quarter FY 2020 Copyright (c) 2020 American Bankers Association. CUSIP Numbers and descriptions are used with permission by Standard & Poors CUSIP Service Bureau, a division of The McGraw-Hill Companies, Inc. All rights reserved. No redistribution without permission from Standard & Poors CUSIP Service Bureau. Standard & Poors CUSIP Service Bureau does not guarantee the accuracy or completeness of the CUSIP Numbers and standard descriptions included herein and neither the American Bankers Association nor Standard & Poor's CUSIP Service Bureau shall be responsible for any errors, omissions or damages arising out of the use of such information. U.S. Securities and Exchange Commission OFFICIAL LIST OF SECTION 13(f) SECURITIES USER INFORMATION SHEET General This list of “Section 13(f) securities” as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis. This list is current as of September 15, 2020, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending September 30, 2020. Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by [ Section 13(f)(1) and Rule 13f-1] thereunder.
    [Show full text]
  • DTC Participant Alphabetical Listing June 2019.Xlsx
    DTC PARTICPANT REPORT (Alphabetical Sort ) Month Ending - June 30, 2019 PARTICIPANT ACCOUNT NAME NUMBER ABN AMRO CLEARING CHICAGO LLC 0695 ABN AMRO SECURITIES (USA) LLC 0349 ABN AMRO SECURITIES (USA) LLC/A/C#2 7571 ABN AMRO SECURITIES (USA) LLC/REPO 7590 ABN AMRO SECURITIES (USA) LLC/ABN AMRO BANK NV REPO 7591 ALPINE SECURITIES CORPORATION 8072 AMALGAMATED BANK 2352 AMALGAMATED BANK OF CHICAGO 2567 AMHERST PIERPONT SECURITIES LLC 0413 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. 0756 AMERICAN ENTERPRISE INVESTMENT SERVICES INC./CONDUIT 7260 APEX CLEARING CORPORATION 0158 APEX CLEARING CORPORATION/APEX CLEARING STOCK LOAN 8308 ARCHIPELAGO SECURITIES, L.L.C. 0436 ARCOLA SECURITIES, INC. 0166 ASCENSUS TRUST COMPANY 2563 ASSOCIATED BANK, N.A. 2257 ASSOCIATED BANK, N.A./ASSOCIATED TRUST COMPANY/IPA 1620 B. RILEY FBR, INC 9186 BANCA IMI SECURITIES CORP. 0136 BANK OF AMERICA, NATIONAL ASSOCIATION 2236 BANK OF AMERICA, NA/GWIM TRUST OPERATIONS 0955 BANK OF AMERICA/LASALLE BANK NA/IPA, DTC #1581 1581 BANK OF AMERICA NA/CLIENT ASSETS 2251 BANK OF CHINA, NEW YORK BRANCH 2555 BANK OF CHINA NEW YORK BRANCH/CLIENT CUSTODY 2656 BANK OF MONTREAL, CHICAGO BRANCH 2309 BANKERS' BANK 2557 BARCLAYS BANK PLC NEW YORK BRANCH 7263 BARCLAYS BANK PLC NEW YORK BRANCH/BARCLAYS BANK PLC-LNBR 8455 BARCLAYS CAPITAL INC. 5101 BARCLAYS CAPITAL INC./LE 0229 BB&T SECURITIES, LLC 0702 BBVA SECURITIES INC. 2786 BETHESDA SECURITIES, LLC 8860 # DTCC Confidential (Yellow) DTC PARTICPANT REPORT (Alphabetical Sort ) Month Ending - June 30, 2019 PARTICIPANT ACCOUNT NAME NUMBER BGC FINANCIAL, L.P. 0537 BGC FINANCIAL L.P./BGC BROKERS L.P. 5271 BLOOMBERG TRADEBOOK LLC 7001 BMO CAPITAL MARKETS CORP.
    [Show full text]
  • TD Ameritrade Prohibitions on Sales of AMC Stock Complaint
    8:21-cv-00093-RFR-MDN Doc # 1 Filed: 03/08/21 Page 1 of 25 - Page ID # 1 UNITED STATES DISTRICT COURT DISTRICT OF NEBRASKA FRANCIS SHAEFFER, individually, and on behalf No. of all others similarly situated, Plaintiff, Class Action Complaint v. Jury Trial Demanded TD AMERITRADE, INC., Defendant. Francis Shaeffer sues TD Ameritrade, Inc. (“TD” or “Defendant”) for violations of contractual duties under Nebraska state law. He sues on his own behalf and on behalf of all others similarly situated. Mr. Shaeffer (“Plaintiff”) alleges: NATURE OF THE CASE 1. Plaintiff asserts this nationwide class action on behalf of all TD brokerage account customers who attempted to sell AMC securities through TD’s trading platform and were prohibited from doing or delayed in doing so on January 28, 2021, and who sustained damages as a result. Plaintiff brings this action for breaches of contract and implied covenant of good faith and fair dealing. The contracts and covenant are governed by Nebraska law. 2. TD used its power as a securities broker, along with its platform’s, and on-line trading devices, tools and equipment, to block Plaintiff and members of Plaintiff’s putative class who are TD account holders from trading stock in AMC Entertainment Holding, Inc., a company whose securities are traded on the New York Stock Exchange under the symbol (“AMC”). TD did so deliberately during a “short squeeze” market condition that was fully 1 8:21-cv-00093-RFR-MDN Doc # 1 Filed: 03/08/21 Page 2 of 25 - Page ID # 2 known to TD.
    [Show full text]
  • Usaa Fund Holdings Usaa High Income Fund
    USAA FUND HOLDINGS As of September 30, 2020 USAA HIGH INCOME FUND CUSIP TICKER SECURITY NAME SHARES/PAR/CONTRACTS MARKET VALUE 00105DAF2 AES VRN 3/26/2079 5,000,000.00 5,136,700.00 001846AA2 ANGI 3.875% 8/15/28 100,000.00 99,261.00 00206R102 T AT&T, INC. 33,780.00 963,067.80 00287Y109 ABBV ABBVIE INC. 22,300.00 1,953,257.00 00687YAA3 ADIENT GL 4.875% 08/15/26 10,000,000.00 9,524,000.00 00774MAB1 AERCAP IE 3.65% 07/21/27 5,000,000.00 4,575,600.00 00790RAA2 ADVANCED 5.00% 09/30/27 1,000,000.00 1,044,910.00 009089AA1 AIR CANAD 4.125% 11/15/26 5,485,395.25 4,928,079.09 01166VAA7 ALASKA 4.80% 2/15/29 2,000,000.00 2,092,020.00 013092AG6 ALBERTSON 3.5% 03/15/29 1,000,000.00 970,120.00 013093AD1 ALBERTSONS 5.75% 3/15/25 9,596,000.00 9,917,370.04 013817AK7 ARCONIC 5.95% 02/01/37 5,000,000.00 5,359,250.00 013822AC5 ALCOA NED 6.125% 5/15/28 4,000,000.00 4,213,680.00 016900AC6 ALLEGHENY 6.95% 12/15/25 6,456,000.00 6,418,361.52 01741RAH5 ALLEGHENY 5.875% 12/01/27 500,000.00 480,715.00 01879NAA3 ALLIANCE 7.5% 05/01/25 3,000,000.00 2,129,100.00 02154CAF0 ALTICE FI 5.00% 01/15/28 5,000,000.00 4,855,050.00 02156LAA9 ALTICE FR 8.125% 02/01/27 6,000,000.00 6,536,940.00 02156TAA2 ALTICE 6.00% 02/15/28 10,000,000.00 9,518,800.00 031921AA7 AMWINS GR 7.75% 07/01/26 4,000,000.00 4,282,040.00 032359AE1 AMTRUST F 6.125% 08/15/23 9,760,000.00 8,937,817.60 037411BE4 APACHE 4.375% 10/15/28 10,000,000.00 9,131,000.00 03938LAP9 ARCELORMI 7.% 10/15/39 8,000,000.00 10,121,280.00 03966VAA5 ARCONIC 6.125% 02/15/28 1,200,000.00 1,234,896.00 03966VAB3 ARCONIC 6.00% 05/15/2025
    [Show full text]
  • Autozone OFFERING MEMORANDUM San Antonio, Texas
    AutoZone OFFERING MEMORANDUM San Antonio, Texas Cassidyu Andrew Bogardus Christopher Sheldon Douglas Longyear Ed Colson, Jr. 415-677-0421 415-677-0441 415-677-0458 858-546-5423 [email protected] [email protected] [email protected] [email protected] Lic #00913825 Lic #01806345 Lic #00829911 TX Lic #635820 Disclaimer The information contained in this marketing brochure (“Materials”) is proprietary The information contained in the Materials has been obtained by Agent from sources and confidential. It is intended to be reviewed only by the person or entity receiving believed to be reliable; however, no representation or warranty is made regarding the the Materials from Cassidy Turley Northern California (“Agent”). The Materials are accuracy or completeness of the Materials. Agent makes no representation or warranty intended to be used for the sole purpose of preliminary evaluation of the subject regarding the Property, including but not limited to income, expenses, or financial property/properties (“Property”) for potential purchase. performance (past, present, or future); size, square footage, condition, or quality of the land and improvements; presence or absence of contaminating substances The Materials have been prepared to provide unverified summary financial, property, (PCB’s, asbestos, mold, etc.); compliance with laws and regulations (local, state, and and market information to a prospective purchaser to enable it to establish a preliminary federal); or, financial condition or business prospects of any tenant (tenants’ intentions level of interest in potential purchase of the Property. The Materials are not to be regarding continued occupancy, payment of rent, etc). A prospective purchaser must considered fact.
    [Show full text]
  • Fully Nnn Medical Office Building Investment
    FULLY NNN MEDICAL OFFICE BUILDING INVESTMENT 16088 SAN PEDRO, SAN ANTONIO, TEXAS 78232 Teresa L. Corbin, CCIM Jim Lundblad Office: 210.366.2222 Office: 210.366.2222 Mobile: 210.241.4686 Mobile: 210.602.5401 9311 San Pedro, Suite 850 [email protected] [email protected] San Antonio, Texas 78216 endurasa.com THE PROPERTY FULLY NNN MEDICAL OFFICE BUILDING INVESTMENT 16088 SAN PEDRO, SAN ANTONIO, TEXAS 78232 This investment property offering is an opportunity for an investor to acquire an income producing medical office building on Highway 281, a major north/south commercial and commuter corridor within San Antonio. Nearby businesses include restaurants, hotels, retail, banks, self storage, assisted living facility, office parks and office buildings. The building was built in 1986 and renovated in 2012. It has excellent visibility and frontage along Hwy 281. There is an abundance of parking, (free surface parking). The 28,255 square foot medical building is 100% leased to one of San Antonio’s largest healthcare systems. The Property is nestled among many well established subdivisions. This well established area and has an estimated 2020 population of 243,817 within a five mile radius. During the last 10 years, the population grew by 16.4% within this radius and is projected to grow another 6.4% by the year 2025. The estimated households for 2020 is at 97,190 with a projected growth of 5.9% by the year 2025, totaling 102,910 households. This area is also home to 12,190 businesses within the five mile radius and has an estimated 118,329 employees.
    [Show full text]
  • Shoppes of Middle Tennessee MURFREESBORO , TN
    Shoppes of Middle Tennessee MURFREESBORO , TN OFFERING MEMORANDUM Shoppes of Middle Tennessee MURFREESBORO , TN CONFIDENTIALITY AND DISCLAIMER The information contained in the following Marketing Brochure is proprietary and strictly confidential. It is intended to be reviewed only by the party receiving it from Marcus & Millichap and should not be made available to any other person or entity without the written consent of Marcus & Millichap. This Marketing Brochure has been prepared to provide summary, unverified information to prospective purchasers, and to establish only a preliminary level of interest in the subject property. The information contained herein is not a substitute for a thorough due diligence investigation. Marcus & Millichap has not made any investigation, and makes no warranty or representation, with respect to the income or expenses for the subject property, the future projected financial performance of the property, the size and square footage of the property and improvements, the presence or absence of contaminating substances, PCB's or asbestos, the compliance with State and Federal regulations, the physical condition of the improvements thereon, or the financial condition or business prospects of any tenant, or any tenant’s plans or intentions to continue its occupancy of the subject property. The information contained in this Marketing Brochure has been obtained from sources we believe to be reliable; however, Marcus & Millichap has not verified, and will not verify, any of the information contained herein, nor has Marcus & Millichap conducted any investigation regarding these matters and makes no warranty or representation whatsoever regarding the accuracy or completeness of the information provided. All potential buyers must take appropriate measures to verify all of the information set forth herein.
    [Show full text]
  • Global Equity Fund Description Plan 3S DCP & JRA MICROSOFT CORP
    Global Equity Fund June 30, 2020 Note: Numbers may not always add up due to rounding. % Invested For Each Plan Description Plan 3s DCP & JRA MICROSOFT CORP 2.5289% 2.5289% APPLE INC 2.4756% 2.4756% AMAZON COM INC 1.9411% 1.9411% FACEBOOK CLASS A INC 0.9048% 0.9048% ALPHABET INC CLASS A 0.7033% 0.7033% ALPHABET INC CLASS C 0.6978% 0.6978% ALIBABA GROUP HOLDING ADR REPRESEN 0.6724% 0.6724% JOHNSON & JOHNSON 0.6151% 0.6151% TENCENT HOLDINGS LTD 0.6124% 0.6124% BERKSHIRE HATHAWAY INC CLASS B 0.5765% 0.5765% NESTLE SA 0.5428% 0.5428% VISA INC CLASS A 0.5408% 0.5408% PROCTER & GAMBLE 0.4838% 0.4838% JPMORGAN CHASE & CO 0.4730% 0.4730% UNITEDHEALTH GROUP INC 0.4619% 0.4619% ISHARES RUSSELL 3000 ETF 0.4525% 0.4525% HOME DEPOT INC 0.4463% 0.4463% TAIWAN SEMICONDUCTOR MANUFACTURING 0.4337% 0.4337% MASTERCARD INC CLASS A 0.4325% 0.4325% INTEL CORPORATION CORP 0.4207% 0.4207% SHORT-TERM INVESTMENT FUND 0.4158% 0.4158% ROCHE HOLDING PAR AG 0.4017% 0.4017% VERIZON COMMUNICATIONS INC 0.3792% 0.3792% NVIDIA CORP 0.3721% 0.3721% AT&T INC 0.3583% 0.3583% SAMSUNG ELECTRONICS LTD 0.3483% 0.3483% ADOBE INC 0.3473% 0.3473% PAYPAL HOLDINGS INC 0.3395% 0.3395% WALT DISNEY 0.3342% 0.3342% CISCO SYSTEMS INC 0.3283% 0.3283% MERCK & CO INC 0.3242% 0.3242% NETFLIX INC 0.3213% 0.3213% EXXON MOBIL CORP 0.3138% 0.3138% NOVARTIS AG 0.3084% 0.3084% BANK OF AMERICA CORP 0.3046% 0.3046% PEPSICO INC 0.3036% 0.3036% PFIZER INC 0.3020% 0.3020% COMCAST CORP CLASS A 0.2929% 0.2929% COCA-COLA 0.2872% 0.2872% ABBVIE INC 0.2870% 0.2870% CHEVRON CORP 0.2767% 0.2767% WALMART INC 0.2767%
    [Show full text]
  • Physical Address A+ FEDERAL CREDIT UNION (512)302-6800 ATTN: LOAN PAYOFF 6420 US HWY
    PAYOFF ADDRESS Lender Phone Number(s) Physical Address A+ FEDERAL CREDIT UNION (512)302-6800 ATTN: LOAN PAYOFF 6420 US HWY 290 E AUSTIN, TX 78723 ALLY AUTO FINANCE/GMAC (888)925-2559 ATTN: PAYMENT PROCESSING 6716 GRADE LN BLDG 9 STE 910 LOUISVILLE, KY 40213-3416 AMERICREDIT (800)365-3635 4001 EMBARCADERO DR ARILNGTON, TX 76014 AMPLIFY FEDERAL CREDIT UNION (512)836-5901 ATTN: LOAN PAYOFF 2608 BROCKTON DR. STE 105 AUSTIN, TX 78758 AUDI FINANCIAL (800)428-4034 1401 FRANKLIN BLVD LIBERTYVILLE, IL 60048 AUSTIN FEDERAL CREDIT UNION (512)444-6419 1900 WOODWARD AUSTIN, TX 78741 AUSTIN TELCO FEDERAL CREDIT UNION (512)302-5555 ATTN: LOAN PAYOFF 8929 SHOAL CREEK BLVD STE 100 AUSTIN, TX 78757 BANK OF AMERICA (800)215-6195 9000 SOUTHSIDE BLVD BLVD BLDG 600 JACKSONVILLE, FL 32256 BANK OF THE WEST (800)827-7500 1450 TREAT BLVD WALNUT CREEK, CA 94597 BRAZOS VALLEY SCHOOL CREDIT UNION (281)391-2149 438 F M 1463 KATY, TX 77494 CAPITAL CREDIT UNION (512)477-9465 1718 LAVACA ST FAX: (512)477-9466 AUSTIN, TX 78701 CAPITAL ONE AUTO FINANCE (800)946-0332 ATTN: PAYMENT PROCESSING 2525 CORPORATE PLACE 2ND FLOOR STE 250 MONTEREY PARK, CA 91754 CAPITOL CREDIT UNION (800)486-4228 11902-A BURNET RD AUSTIN, TX 78758 CARMAX AUTO FINANCE (800)925-3612 ATTN: PAYOFF DEPARTMENT 225 CHASTAIN MEADOWS COURT STE 210 KENNESAW, GA 30144 CENTER ONE FINANCIAL (866)636-8575 190 J IM MORAN BLVD DEERFIELD BEACH, FL 33442 CHASE AUTO FINANCE (800)336-6675 14800 FRY RD 1ST FLOOR TX-1300 FT WORTH, TX 76155 CITIFINANCIAL AUTO (800)486-1750 1500 BOLTONFIELD ST COLUMBUS, OH 43228 COMPASS BANK (800)239-1996 701 32ND ST SOUTH BIRMINGHAM, AL 35233 CREDI T UNION OF TEXAS (972)63-9497 4600 ROSS AVE DALLAS, TX 75204 DRIVE TIME ACCEPTANCE (800)967-8526 7300 E.
    [Show full text]