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l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493326003052 Return of Organization Exempt From Income Tax OMB No 1545-0047 Form 990 S Under section 501 (c), 527, or 4947( a)(1) of the Internal Revenue Code ( except black lung benefit trust or private foundation) 2010 Department of the Treasury Internal Revenue Service 1-The organization may have to use a copy of this return to satisfy state reporting requirements RE. A For the 2010 ca lendar year, or tax year beginning 07-01-2010 and ending 06-30-2011 C Name of organization D Employer identification nu B Check if applicable F Address change 06 -0646973 Doing Business As F Name change E Telephone number fl Initial return Number and street (or P 0 box if mail is not delivered to street address ) Room/ suite (203) 432-5530 PO BOX 208239 (Terminated G Gross receipts $ 7,356,089,081 F Amended return City or town, state or country, and ZIP + 4 NEW HAVEN, CT 065208239 1 Application pending

F Name and address of principal officer H(a) Is this a group return foraffliates7l Yes I' No RICHARD C LEVIN PO BOX 208229 H(b) Are all affiliates included? F Yes F_ No NEW HAVEN,CT 065208229 If "No," attach a list (see instructions) H(c) Group exemption number 0- I Tax - exempt status F 501(c)(3) 1 501( c) ( ) I (insert no ) 1 4947(a)(1) or F_ 527

J Website : 0- WWW YALE EDU

K Form of organization F Corporation 1 Trust F_ Association 1 Other 0- L Year of formation 1701 M State of legal domicile CT Summary 1 Briefly describe the organization's mission or most significant activities TO CREATE, PRESERVE, AND DISSEMINATE KNOWLEDGE

2 Check this box if the organization discontinued its operations or disposed of more than 25% of its net assets 3 Number of voting members of the governing body (Part VI, line 1a) . . . . 3 19 r,f 4 Number of independent voting members of the governing body (Part VI, line 1 b) . . . 4 14 5 Total number of individuals employed in calendar year 2010 (Part V, line 2a) 5 26,959 6 Total number of volunteers (estimate if necessary) . 6 8,700 7aTotal unrelated business revenue from Part VIII, column (C), line 12 . 7a -97,919,928 b Net unrelated business taxable income from Form 990-T, line 34 . 7b -101,962,963 Prior Year Current Year 8 Contributions and grants (Part VIII, line 1h) . 773,935,958 1,239,645,403 9 Program service revenue (Part VIII, line 2g) 1,067,311,549 1,143,599,732 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d . 680,415,065 1,018,069,842 13- 11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 92,055,941 87,390,717 12 Total revenue-add lines 8 through 11 (must equal Part VIII, column (A), line 12) ...... 2,613,718,513 3,488,705,694 13 Grants and similar amounts paid (Part IX, column (A), lines 1-3) . 352,430,766 359,156,038 14 Benefits paid to or for members (Part IX, column (A), line 4) . 0 0 15 Salaries, other compensation, employee benefits (Part IX, column (A ), lines 5-10) 1,585,637,416 1,668,607,142 16a Professional fundraising fees (Part IX, column (A), line l le) . 0 0

sC b Total fundraising expenses (Part IX, column (D), line 25) 0-35,060,154 LLJ 17 Other expenses (Part IX, column (A), lines 1la-11d, 11f-24f) . . . . 910,340,231 938,894,415 18 Total expenses Add lines 13-17 (must equal Part IX, column (A), line 25) 2,848,408,413 2,966,657,595 19 Revenue less expenses Subtract line 18 from line 12 . -234,689,900 522,048,099 Beginning of Current End of Year Year ell 'M 20 Total assets (Part X, l i n e 1 6 ) ...... 24,776,355,904 27,801,734,697 21 Total l i a b i l i t i e s (Part X, l i n e 2 6 ) ...... 7,516,115,463 7,198,628,984 ZLL 22 Net assets or fund balances Subtract l i n e 2 1 from l i n e 20 17,260,240,441 20,603,105,713 Signature Block Under penalties of perjury, I declare that I have examined this return, including acco knowledge and belief, it is true, correct, and complete. Declaration of preparer (other knowledge.

Signature of officer Sign Here SHAUNA R KING PRESIDENT Type or print name and title

Print/Type Preparers signature preparers name Paid Firm's name Preparer Firm's address Use Only

May the IRS discuss this return with the preparer shown above? (see instructs Form 990 ( 2010) Page 2 Statement of Program Service Accomplishments Check if Schedule 0 contains a response to any question in this Part III . F 1 Briefly describe the organization 's mission SEE SCHEDULE 0

2 Did the organization undertake any significant program services during the year which were not listed on the prior Form 990 or 990-EZ7 ...... fl Yes F No If"Yes,"describe these new services on Schedule 0 3 Did the organization cease conducting , or make significant changes in how it conducts, any program services? ...... F Yes F No If"Yes,"describe these changes on Schedule 0 4 Describe the exempt purpose achievements for each of the organization 's three largest program services by expenses Section 501(c)(3) and 501( c)(4) organizations and section 4947( a)(1) trusts are required to report the amount of grants and allocations to others , the total expenses , and revenue , if any, for each program service reported

4a (Code ) ( Expenses $ 1,174,270,011 including grants of $ ) (Revenue $ 971,230,804 INSTRUCTION INCLUDES SALARIES, FRINGE BENEFITS AND SUPPLIES OF TEACHING OVER 11,000 STUDENTS INCLUDING 5,279 UNDERGRADUATES, 2,696 GRADUATE STUDENTS AND 3,695 PROFESSIONAL SCHOOL STUDENTS A FACULTY OF MORE THAN 3,800 TEACH AND ADMINISTER PROGRAMS ACROSS A RANGE OF DISCIPLINES IN THE SCIENCES AND ENGINEERING , THE SOCIAL SCIENCES, THE HUMANITIES, AND THE VARIOUS LEARNED PROFESSIONS MORE THAN 70 MAJORS ARE AVAILABLE IN THE UNDERGRADUATE COLLEGE AND 38 DIFFERENT DEGREE PROGRAMS ARE OFFERED BY THE UNIVERSITY IN ADDITION TO THE GRADUATE SCHOOL OF ARTS AND SCIENCES, THE UNIVERSITY HAS PROFESSIONAL SCHOOLS INCLUDING ARCHITECTURE, ART, DIVINITY, DRAMA, ENGINEERING AND APPLIED SCIENCE, FORESTRY AND ENVIRONMENTAL STUDIES, LAW, MANAGEMENT, MEDICINE, MUSIC, NURSING AND PUBLIC HEALTH

4b (Code ) ( Expenses $ 511,538,000 including grants of $ 51,226,214 ) (Revenue $ 46,966,140 RESEARCH THE UNIVERSITY ENGAGES IN EXTENSIVE RESEARCH IN MEDICINE , THE PHYSICAL SCIENCES, THE SOCIAL SCIENCES AND HUMANITIES THE UNIVERSITY'S RESEARCH ACTIVITIES ARE AIMED AT THE ADVANCEMENT OF KNOWLEDGE AS WELL AS TRAINING STUDENTS IN THE RESEARCH PROCESS INCLUDED AMONG THE UNIVERSITY'S OUTSTANDING RESEARCH FACILITIES ARE LABORATORIES AND OTHER FACILITIES DEVOTED TO RESEARCH IN GEOLOGY, CHEMISTRY, BIOLOGY, ENGINEERING AND APPLIED SCIENCE, ANTHROPOLOGY, PALEONTOLOGY, MOLECULAR AND STRUCTURAL BIOLOGY, NUCLEAR STRUCTURE, CHILD DEVELOPMENT, SOCIAL POLICY, BIOSPHERIC STUDIES AND NUMEROUS BIOMEDICAL SCIENCES, TO NAME BUT A FEW

4c (Code ) ( Expenses $ 572,409,461 including grants of $ 307,929,824 ) (Revenue $ 64,403,275 STUDENT AID AND SERVICES ADMITS STUDENTS ON THE BASIS OF ACADEMIC AND PERSONAL PROMISE AND WITHOUT REGARD TO THEIR ABILITY TO PAY ONCE A STUDENT IS ADMITTED, YALE AWARDS FINANCIAL AID THAT MEETS 100% OF THAT STUDENT'S DEMONSTRATED FINANCIAL NEED ALL AID IS NEED-BASED THIS POLICY HELPS TO ENSURE THAT YALE WILL ALWAYS BE ACCESSIBLE TO TALENTED STUDENTS FROM THE WIDEST POSSIBLE RANGE OF BACKGROUNDS FURTHERMORE, YALE'S ADMISSION PROCESS IS NEED BLIND, SO THAT NO APPLICANT IS DENIED ADMISSION TO YALE BECAUSE OF HIS OR HER FAMILY'S FINANCIAL SITUATION APPLICANTS FROM A WIDE RANGE OF SOCIO-ECONOMIC BACKGROUNDS MAY BE ELIGIBLE FOR NEED-BASED AID IN FY2011, 3,054 OR 56 PERCENT OF UNDERGRADUATES RECEIVED NEED-BASED SCHOLARSHIPS OR GRANTS FROM YALE SOURCES OF $35,730 ON AVERAGE THIS CATEGORY OF EXPENDITURES ALSO INCLUDES THE OPERATION OF DINING HALLS THAT PROVIDED 2,672,544 MEALS TO STUDENTS, FACULTY AND STAFF, MAINTENANCE OF DORMITORIES HOUSING 4,649 UNDERGRADUATES AND 886 GRADUATE AND PROFESSIONAL SCHOOL STUDENTS, OPERATION AND MAINTENANCE OF ATHLETIC FACILITIES, FOR THE 35 INTERCOLLEGIATE SPORTS, OVER 35 INTRAMURAL SPORTS AND 50 CLUB SPORT TEAMS OFFERED AT YALE AS WELL AS MORE THAN 75 SECTIONS OF PHYSICAL EDUCATION INSTRUCTION, PARKING FACILITIES, LAUNDRY FACILITIES, STUDENT CENTERS AND OTHER FACILITIES AND PROGRAMS (INCLUDING EXTRACURRICULAR ACTIVITIES AND STUDENT HEALTH SERVICES) THAT PROVIDE SUPPORT, SERVICES AND ACADEMIC/CULTURAL ENRICHMENT TO THE UNIVERSITY'S STUDENTS FORM 990, PART III, LINE 4DOTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE AND OTHER INSTITUTIONAL SUPPORT

4d Other program services (Describe in Schedule 0 ) See also Additional Data for Description (Expenses $ 380,725,740 including grants of$ ) (Revenue $ 103,475,786 )

4e Total program service expensesl-$ 2,638,943,212 Form 990 (2010) Form 990 (2010) Page 3 Checklist of Required Schedules Yes No 1 Is the organization described in section 501(c)(3) or4947(a)(1) (other than a private foundation)? If "Yes," Yes complete Schedule As ...... 1 2 Is the organization required to complete Schedule B, Schedule of Contributors (see instruction)? 2 Yes 3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to No candidates for public office? If "Yes, "complete Schedule C, Part Is ...... 4 Section 501 ( c)(3) organizations . Did the organization engage in lobbying activities, or have a section 501(h) Yes election in effect during the tax year? If "Yes, "complete Schedule C, Part II 4 5 Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes, "complete Schedule C, Part III ...... 5 6 Did the organization maintain any donor advised funds or any similar funds or accounts where donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes,"complete Yes Schedule D, Part Is ...... 6 7 Did the organization receive or hold a conservation easement, including easements to preserve open space, No the environment, historic land areas or historic structures? If "Yes," completeSchedu/e D, Part II 7 8 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," Yes complete Schedule D, Part III ...... 8 9 Did the organization report an amount in Part X, line 21, serve as a custodian for amounts not listed in Part X, or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," Yes complete Schedule D, Part IVr ...... g

10 Did the organization, directly or through a related organization, hold assets in term, permanent,or quasi- 10 Yes endowments? If "Yes,"complete Schedule D, Part VS I 11 If the organization's answer to any of the following questions is 'Yes/then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable a Did the organization report an amount for land, buildings, and equipment in Part X, linel0? If "Yes,"complete Yes Schedule D, Part VI.95 11a b Did the organization report an amount for investments-other securities in Part X, line 12 that is 5% or more of Yes its total assets reported in Part X, line 16? If "Yes," completeSchedu/e D, Part VII. 11b c Did the organization report an amount for investments-program related in Part X, line 13 that is 5% or more of No its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII.95 I 11c d Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets No reported in Part X, line 16? If "Yes," complete Schedule D, Part IX. 11d e Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X.95 lie Yes f Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes,"complete 11f No Schedule D, Part X.95 12a Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete Schedule D, Parts XI, XII, and XIII 12a N o b Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes,"and if the organization answered 'No'to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional 12b Yes

13 Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes,"completeScheduleE 13 Yes 14a Did the organization maintain an office, employees, or agents outside of the United States? . 14a Yes

b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, and program Yes service activities outside the United States? If "Yes," complete Schedule F, Parts I and IV IN 14b 15 Did the organization report on Part IX, column (A ), line 3, more than $5,000 of grants or assistance to any Yes organization or entity located outside the U S ? If "Yes," complete Schedule F, Parts II and IV . . 95 1 15 16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to 16 Yes individuals located outside the U S ? If "Yes," complete Schedule F, Parts III and IV . IN 1 17 Did the organization report a total of more than $15,000, of expenses for professional fundraising services on 17 No Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, PartI (see instructions) 18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part Yes VIII, lines 1c and 8a? If "Yes,"complete Schedule G, Part II ...... 18 19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If 19 Yes "Yes,"complete Schedule G, Part III ......

20a Did the organization operate one or more hospitals? If "Yes, "complete Schedule H . 20a No

b If "Yes" to line 20a, did the organization attach its audited financial statement to this return? Note . Some Form 20b 990 filers that operate one or more hospitals must attach audited financial statements (see instructions) Form 990 (2010) Form 990 (2010) Page 4 Checklist of Required Schedules (continued) 21 Did the organization report more than $5,000 of grants and other assistance to governments and organizations in 21 Yes the United States on Part IX, column (A), line 1? If "Yes," complete Schedule I, Parts I and II . . 22 Did the organization report more than $5,000 of grants and other assistance to individuals in the United States 22 Yes on Part IX, column (A), line 2? If "Yes, "complete Schedule I, Parts I and III . . . . . 95 1 23 Did the organization answer "Yes" to Part VII, Section A, questions 3, 4, or 5, about compensation of the Yes organization's current and former officers, directors, trustees, key employees, and highest compensated 23 employees? If "Yes,"completeScheduleJ ...... 24a Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If"Yes," answer lines 24b-24d and Yes complete Schedule K. If "No,"go to line 25 ...... 24a

b Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? . 24b No c Did the organization maintain an escrow account other than a refunding escrow at any time during the year No to defease any tax-exempt bonds? . 24c d Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year? 24d No

25a Section 501(c)( 3) and 501 ( c)(4) organizations . Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I . 25a No b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ? If 25b No "Yes,"complete Schedule L, Part I ...... 95 26 Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization's tax year? If "Yes," complete Schedule L, 26 Yes Part II ...... 27 Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor, or a grant selection committee member, or to a person related to such an individual? If "Yes," 27 Yes complete Schedule L, Part III ...... 19 28 Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions)

a A current or former officer, director, trustee, or key employee? If "Yes,"complete Schedule L, Part IV ...... 28a No b A family member of a current or former officer, director, trustee, or key employee? If "Yes," Yes complete Schedule L, Part IV ...... 28b c A n entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was Yes an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV . . 28c 29 Did the organization receive more than $25 , 000 in non-cash contributions? If "Yes , "complete Schedule MIN 29 Yes 30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified 30 Yes conservation contributions? If "Yes, "complete Schedule M ...... 31 Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, N o Part I ...... 31 32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes, " complete N o Schedule N, Part II ...... 32 33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations 33 Yes sections 301 770 1-2 and 301 770 1-3? If "Yes," complete Schedule R, Part I ...... 34 Was the organization related to any tax-exempt or taxable entity? If "Yes,"complete Schedule R, Parts II, III, IV, 34 Yes and V, line 1 ...... IN 1 35 Is any related organization a controlled entity within the meaning of section 512(b)(13)? 35 Yes a Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes,"complete Schedule R, Part V, line2 . . . 99 FYes fNo 36 Section 501(c)( 3) organizations . Did the organization make any transfers to an exempt non-charitable related 36 Yes organization? If "Yes,"complete Schedule R, Part V, line 2 ...... 95 1 37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization No and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI 37 38 Did the organization complete Schedule 0 and provide explanations in Schedule 0 for Part VI, lines 11 and 19? Yes Note . All Form 990 filers are required to complete Schedule 0 ...... 38 Form 990 (2010) Form 990 (2010) Page 5 Statements Regarding Other IRS Filings and Tax Compliance KEW Check if Schedule 0 contains a response to any question in this Part V

Yes I No la Enter the number reported in Box 3 of Form 1096 Enter-0- if not applicable la 15,759 b Enter the number of Forms W-2G included in line la Enter-0- if not applicable lb 0

c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ...... 1c Yes 2a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return ...... 2a 26,959 b If at least one is reported on line 2a, did the organization file all required federal employment tax returns? 2b Yes Note . If the sum of lines la and 2a is greater than 250, you may be required to e-file (see instructions)

3a Did the organization have unrelated business gross income of $ 1,000 or more during the year? ...... 3a Yes b If "Yes," has it filed a Form 990-T for this year? If "No,"provide an explanation in Schedule 0 . . . . 3b Yes 4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? . . . . F4a Yes b AS,BK,BR,CA,CJ,CH,CO,DA,EG,GR,GK,HK,HU, EI,IS,JA,LU,MX,NL,NZ,NO,PK,PL,KS,SN,CE If "Yes," enter the name of the foreign country O-SW ,SZ,TW,TH,TU,AE,UK See instructions for filing requirements for Form TD F 90-22 1, Report of Foreign Bank and Financial Accounts 5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? . . 5a N o

b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? 5b N o c If"Yes" to line 5a or 5b, did the organization file Form 8886-T? 5c 6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the 6a N o organization solicit any contributions that were not tax deductible? . . b If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ...... 6b 7 Organizations that may receive deductible contributions under section 170(c). a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and 7a Yes services provided to the payor? . b If "Yes," did the organization notify the donor of the value of the goods or services provided? . . 7b Yes c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 82827 ...... 7c Yes d If"Yes,"indicate the number of Forms 8282 filed during the year . I 7d I 2

e Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? ...... 7e N o f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 7f N o g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ...... 7g h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ...... 7h Yes 8 Sponsoring organizations maintaining donor advised funds and section 509(a )( 3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year? . 8 No 9 Sponsoring organizations maintaining donor advised funds. a Did the organization make any taxable distributions under section 4966? . . 9a N o b Did the organization make a distribution to a donor, donor advisor, or related person? . . 9b No 10 Section 501(c)( 7) organizations. Enter a Initiation fees and capital contributions included on Part VIII, line 12 . 10a b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club 10b facilities 11 Section 501(c)( 12) organizations. Enter a Gross income from members or shareholders ...... 11a b Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them ) ...... 11b

12a Section 4947( a)(1) non -exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041? 12a b If "Yes," enter the amount of tax-exempt interest received or accrued during the year 12b 13 Section 501(c)( 29) qualified nonprofit health insurance issuers. a Is the organization licensed to issue qualified health plans in more than one state? Note . See the instructions for additional information the organization must report on Schedule 0 13a

b Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans 13b c Enter the amount of reserves on hand 13c 14a Did the organization receive any payments for indoor tanning services during the tax year? . 14a No b If "Yes," has it filed a Form 720 to report these payments? If "No,"provide an explanation in Schedule 0 14b Form 990 (2010) Form 990 ( 2010) Page 6 Lam Governance , Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule 0. See instructions. Check if Schedule 0 contains a response to any question in this Part VI .F Section A . Governing Body and Management Yes No

la Enter the number of voting members of the governing body at the end of the tax year ...... la 19 b Enter the number of voting members included in line la, above, who are independent ...... lb 14 2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? 2 Yes 3 Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? 3 No 4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? 4 No 5 Did the organization become aware during the year of a significant diversion of the organization's assets? 5 No 6 Does the organization have members or stockholders? 6 No 7a Does the organization have members, stockholders, or other persons who may elect one or more members of the governing body? ...... 7a Yes b Are any decisions of the governing body subject to approval by members, stockholders, or other persons? 7b No 8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following a The governing body? 8a Yes b Each committee with authority to act on behalf of the governing body? 8b Yes 9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization's mailing address? If"Yes," provide the names and addresses in Schedule 0 . 9 No Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.) Yes No 10a Does the organization have local chapters, branches, or affiliates? 10a No b If"Yes,"does the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with those of the organization? . 10b 11a Has the organization provided a copy of this Form 990 to all members of its governing body before filing the form? 11a Yes b Describe in Schedule 0 the process, if any, used by the organization to review this Form 990

12a Does the organization have a written conflict of interest policy? If "No,"go to line 13 . 12a Yes b Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ...... 12b Yes c Does the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule 0 how this is done ...... 12c Yes 13 Does the organization have a written whistleblower policy? 13 Yes 14 Does the organization have a written document retention and destruction policy? . 14 Yes 15 Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision? a The organization's CEO, Executive Director, or top management official 15a Yes b Other officers or key employees of the organization 15b Yes If "Yes" to line 15a or 15b, describe the process in Schedule 0 (See instructions

16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? 16a Yes b If "Yes," has the organization adopted a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization's exempt status with respect to such arrangements? 16b Yes Section C. Disclosure 17 List the States with which a copy of this Form 990 is required to be filed- 18 Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990 -T (501(c) (3 )s only) available for public inspection Indicate how you make these available Check all that apply fl Own website fi Another' s website F Upon request 19 Describe in Schedule 0 whether ( and if so, how), the organization makes its governing documents , conflict of interest policy , and financial statements available to the public See Additional Data Table 20 State the name, physical address, and telephone number of the person who possesses the books and records of the organization - SHAUNA R KING VP FOR FINANCE BU 25 SCIENCE PARK 150 MUNSON STREET NEWHAVEN,CT 06511 (203)432-1096 Form 990 (2010) Form 990 (2010) Page 7 Compensation of Officers , Directors , Trustees, Key Employees , Highest Compensated Employees, and Independent Contractors Check if Schedule 0 contains a response to any question in this Part VII .F Section A. Officers, Directors, Trustees, Kev Employees, and Highest Compensated Employees la Complete this table for all persons required to be listed Report compensation for the calendar year ending with or within the organization's tax year * List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation, and current key employees Enter -0- in columns (D), (E), and (F) if no compensation was paid * List all of the organization's current key employees, if any See instructions for definition of "key employee " * List the organization's five current highest compensated employees (other than an officer, director, trustee or key employee) who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations * List all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000 of reportable compensation from the organization and any related organizations * List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization, more than $10,000 of reportable compensation from the organization and any related organizations List persons in the following order individual trustees or directors , institutional trustees , officers, key employees , highest compensated employees, and former such persons fl Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee (A) (B) (C) (D) (E) (F) Name and Title Average Position (check all Reportable Reportable Estimated hours that apply) compensation compensation amount of other per from the from related compensation week _ ^5 organization (W- organizations from the (describe 7C EL 2/1099-MISC) (W- 2/1099- organization and 'D 0 ID hours C-1 MISC) related 7. -D 0 T for C 0 Q +D a o organizations related r' 5 organizations - m in Q Schedule m , 0) See Additional Data Table

Form 990 (2010) Form 990 (2010) Page 8 Section A. Officers, Directors , Trustees , Key Employees , and Highest Compensated Employees (continued)

(A) (B) (C) (D) (E) (F) Name and Title Average Position (check all Reportable Reportable Estimated hours that apply) compensation compensation amount of other per from the from related compensation week _ organization (W- organizations from the (describe 7C E 2/1099-MISC) (W- 2/1099- organization and hours 7 MISC) related n for C Q a 0 organizations related r' 5 -0 : m 5 a, organizations - _0D in Q Schedule & 0) See Additional Data Table

lb Sub-Total ...... c Total from continuation sheets to Part VII, Section A . . . . 0- d Total ( add lines lb and 1c) ...... 0- 17,762,519 0 2,220,502 Total number of individuals (including but not limited to those listed above) who received more than $100,000 in reportable compensation from the organization-2,603

Yes I No Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line la? If "Yes," complete Schedule Jfor such individual ...... 3 Yes 4 For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule -7 for such individual ...... 4 Yes Did any person listed on line la receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes,"complete Schedule J for such person . 5 No

Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization (A) (B) (C) Name and business address Description of services Compensation TURNER CONSTRUCTION COMPANY 440 WHEELERS FARM ROAD SUITE 301 CONSTRUCTION SERVICES 104,014,541 MILFORD, CT 06461 DIMEO CONSTRUCTION CO 75 CHAPMAN STREET CONSTRUCTION SERVICES 38,076,437 PROVIDENCE, RI 02905 HUNT CONSTRUCTION GROUP INC 2450 SOUTH TIBBS AVE CONSTRUCTION SERVICES 24,476,173 INDIANAPOLIS, IN 46241 WHITING TURNER CONTRACTING COMPANY 234 CHURCH STREET CONSTRUCTION SERVICES 21,153,587 NEW HAVEN, CT 06510 HILLHOUSE CAPITAL MANAGEMENT LTD 87 MARY ST INVESTMENT MANAGEMENT 18,997,200 GEORGE TOWN KY1-9005 CJ 2 Total number of independent contractors (including but not limited to those listed above ) who received more than $100,000 in compensation from the organization 0-142 Form 990 (2010) Form 990 (2010) Page 9 N Statement of Revenue (A) (B) (C) (D) Total revenue Related or Unrelated Revenue exempt business excluded function revenue from revenue tax under sections 512, 513, or 514 la Federated campaigns . la 306,923

b Membership dues . . . . lb

253,722 cc c Fundraising events . 1c d Related organizations . ld

e Government grants (contributions) le 505,823,647

f All other contributions, gifts, grants , and if 733,261,111 similar amounts not included above Noncash contributions included in lines la-If $ 153,719,497 g h Total . Add lines la -1f . 1,239,645,403

ay Business Code

2a MEDICAL SERVICE INCOME 541900 493,136,407 492,553,111 583,296

b STUDENT INCOME 611710 467,508,414 467,508,414

C CONTRACT INCOME-GOVT 541700 75,552,197 75,552,197

d OTHER PROGRAM SERVICE 611710 46,986,497 45,257,059 1,729,438 e PUBLICATIONS INCOME 511130 32,729,953 32,729,953 f All other program service revenue 27 ,686,264 27, 686, 264 g Total . Add lines 2a -2f . 1,143,599,732 3 Investment income ( including dividends , interest and other similar amounts ) 399,175,628 - 522,080,897 122, 905, 269 4 Income from investment of tax- exempt bond proceeds 107,059 107,059

5 Royalties . . 0- 17,668,639 17,668,639 (i) Real (ii) Personal 6a Gross Rents 14,188,123 b Less rental 12,129,480 expenses c Rental income 2,058,643 or (loss) d Net rental income or ( loss) 2,058,643 2,058,643 (i) Securities (ii) Other 7a Gross amount 2,050,041,045 2,423,615,301 from sales of assets other than inventory b Less cost or 2,046,967,603 1,807,901,588 other basis and sales expenses c Gain or (loss) 3,073,442 615,713,713

d Net gain or ( loss) 618,787,155 22,624,135 596,163,020 qo 8a Gross income from fundraising events ( not including $ 253 , 722 of contributions reported on line 1c) See Part IV , line 18 . .

a s 289,974 b Less direct expenses b 377,346 c Net income or (loss ) from fundraising events . -87,372 -87,372 9a Gross income from gaming activities See Part IV, line 19 a 22,520 b Less direct expenses . b 7,370 c Net income or (loss ) from gaming activities . 15,150 15,150 10a Gross sales of inventory, less returns and allowances . a

b Less cost of goods sold . b c Net income or (loss ) from sales of inventory . 0- Miscellaneous Revenue Business Code

11a O T H E R 611710 44,789,007 44,789,007 221000 10,928,724 10,928,724 b UTILITIES

C PARKING 812930 9,384,659 9,384,659

d All other revenue 2,633,267 48,472 2,584,795 e Total . Add lines 11a-11d . . 67,735,657

12 Total revenue . See Instructions . . . 3,488,705,694 - 1,186,076,005 97,919,928 1,160,904,214 Form 990 (2010) Form 990 (2010) Page 10 Statement of Functional Expenses Section 501 ( c)(3) and 501 ( c)(4) organizations must complete all columns. All other organizations must complete column ( A) but are not required to complete columns (B), (C), and (D). (C) (D) Do not include amounts reported on lines 6b, ( A) (B) Program service Management and Fundraising Total expenses 7b, 8b, 9b, and 10b of Part VIII . expenses general expenses expenses 1 Grants and other assistance to governments and organizations in the U S See Part IV, line 21 43,891,321 43,891,321

2 Grants and other assistance to individuals in the U S See Part IV, line 22 295,710,675 295,710,675

3 Grants and other assistance to governments, organizations , and individuals outside the U S See Part IV, lines 15 and 16 19,554,042 19,554,042 4 Benefits paid to or for members

5 Compensation of current officers, directors , trustees, and key employees 15,051,594 749,724 13,669,016 632,854 6 Compensation not included above, to disqualified persons (as defined under section 4958 (f)(1)) and persons described in section 4958(c)(3)(B) 12,548,837 8,006,636 3,515,227 1,026,974 7 Other salaries and wages 1,227,267,061 1,128,508,983 81,505,715 17,252,363 8 Pension plan contributions ( include section 401(k) and section 403(b) employer contributions ) 90 ,408,461 81,688,286 7,362,412 1,357,763 9 Other employee benefits 245,192,846 223,323,479 18,650,487 3,218,880

10 Payroll taxes 78,138,343 70,103,356 6,765,475 1,269,512 a Fees for services ( non-employees) Management . . b Legal 6,995 ,449 263,610 6,731,839

c Accounting 1,236,654 19,416 1,217,238

d Lobbying 24,000 24,000 e Professional fundraising services See Part IV, line 17

f Investment management fees 82,188 ,659 82,188,659

g Other 40 ,077,324 30,510,510 8,910,479 656,335

12 Advertising and promotion . 2,656,443 2,455,225 89,751 111,467

13 Office expenses 20,562,020 10,980,026 7,394,718 2,187,276

14 Information technology 30,106,674 20,934,113 8,932,582 239,979

15 Royalties 6,576,204 6,488,803 87,251 150

16 Occupancy 72,630,527 69,466,068 1,827,467 1,336,992

17 Travel 43,591,614 39,969,751 2,732,440 889,423 18 Payments of travel or entertainment expenses for any federal, state, or local public officials 8,751 8,751 19 Conferences , conventions, and meetings 3,962,456 3,789,109 173,347

20 Interest 85,131,007 80,473,265 4,011,741 646,001

21 Payments to affiliates 4,184,934 3,409,535 751,810 23,589

22 Depreciation , depletion, and amortization 211,599,987 197,362,264 12,263,071 1,974,652

23 Insuran ce 18,616,350 17, 283, 272 1,333,078 24 Other expenses Itemize expenses not covered above (List miscellaneous expenses in line 24f If line 24f amount exceeds 10% of line 25, column ( A) amount, list line 24f expenses on Schedule 0 a MISC 108,672,852 94,924,169 13,321,132 427,551 b SUPPLIES-MED & RESEARCH 70,245,954 70,245,954 c SUPPLIES-OTHER 40,265,111 36,189,455 3,973,206 102,450

d BOOKS, PERIODICALS & CO 37,876,464 37,770,650 52,958 52,856 e SUBSIDIES AND COMMUNITY 17,658,840 15,394,699 2,194,875 69,266

f All other expenses 34,026,141 29,444,065 2,998,255 1,583,821

25 Total functional expenses. Add lines 1 through 24f 2,966,657,595 2,638,943,212 292,654,229 35,060,154 26 Joint costs. Check here 1F- if following SOP 98-2 (ASC 958-720) Complete this line only if the organization reported in column ( B) joint costs from a combined educational campaign and fundraising solicitation Form 990 (2010) Form 990 (2010) Page 11 Balance Sheet (A) (B) Beginning of year End of year 1 Cash-non-interest-bearing 12,414,032 1 16,685,302

2 Savings and temporary cash investments . 584,619,967 2 399,788,337

3 Pledges and grants receivable, net 495,723,392 3 696,290,093

4 Accounts receivable, net . 97,921,909 4 99,695,846 5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees Complete Part II of Schedule L 150,011 5 50,015 6 Receivables from other disqualified persons (as defined under section 4958(f)(1 )), persons described in section 4958(c)(3)(B), and contributing employers, and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Schedule L 462,817 6 368,579

0 7 Notes and loans receivable, net ...... 84,974,289 7 87,052,968

8 Inventories for sale or use 16,036,026 8 16,569,770

9 Prepaid expenses and deferred charges 14,052,469 9 13,035,362

10a Land, buildings, and equipment cost or other basis Complete 5,952,705,149 Part VI of Schedule D 10a b Less accumulated depreciation . . . . 10b 1,842,865,926 3,975,783,253 10c 4,109,839,223

11 Investments-publicly traded securities . 3,374,166,457 11 4,028,160,811

12 Investments-other securities See Part IV, line 11 15,537,039,814 12 17,859,032,037

13 Investments-program-related See Part IV, line 11 18,656,933 13 22,231,917 14 Intangible assets 14

15 Other assets See Part IV, line 11 ...... 564,354,535 15 452,934,437

16 Total assets. Add lines 1 through 15 (must equal line 34) . 24,776,355,904 16 27,801,734,697

17 Accounts payable and accrued expenses 305,346,527 17 293,014,367

18 Grants payable 3,527,473 18 2,895,190

19 Deferred revenue 78,466,109 19 88,678,762

20 Tax-exempt bond liabilities 2,687,769,633 20 2,675,323,126

21 Escrow or custodial account liability Complete Part IVof Schedule D 2,374,665 21 2,048,238 22 Payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified persons Complete Part II of Schedule L . 22 23 Secured mortgages and notes payable to unrelated third parties 23

24 Unsecured notes and loans payable to unrelated third parties 1,307,594,930 24 1,307,761,763

25 Other liabilities Complete Part X of Schedule D . 3,131,036,126 25 2,828,907,538

26 Total liabilities. Add lines 17 through 25 . 7,516,115,463 26 7,198,628,984 Organizations that follow SFAS 117, check here 1- F and complete lines 27 co c3 through 29, and lines 33 and 34. 27 Unrestricted net assets 2,590,902,908 27 3,414,886,079

28 Temporarily restricted net assets 12,082,207,759 28 14,269,424,859

29 Permanently restricted net assets 2,587,129,774 29 2,918,794,775 Organizations that do not follow SFAS 117, check here 1 and complete LL. F- lines 30 through 34. 30 Capital stock or trust principal, or current funds 30 31 Paid-in or capital surplus, or land, building or equipment fund 31 < 32 Retained earnings, endowment, accumulated income, or other funds 32

Z 33 Total net assets or fund balances 17,260,240,441 33 20,603,105,713 Z 34 Total liabilities and net assets/fund balances 24,776,355,904 34 27,801,734,697 Form 990 (2010) Form 990 (2010 ) Page 12 « Reconcilliation of Net Assets Check if Schedule 0 contains a response to any question in this Part XI . F

1 Total revenue ( must equal Part VIII, column (A), line 12) 1 3,488,705,694 2 Total expenses (must equal Part IX, column (A), line 25) 2 2,966,657,595 3 Revenue less expenses Subtract line 2 from line 1 . 3 522,048,099 4 Net assets or fund balances at beginning of year ( must equal Part X, line 33, column (A)) 4 17,260,240,441 5 Other changes in net assets or fund balances (explain in Schedule O) . 5 2,820,817,173 6 Net assets or fund balances at end of year Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) 6 20,603,105,713 Financial Statements and Reporting GZMM- Check if Schedule 0 contains a response to any question in this Part XII . (-

Yes No

Accounting method used to prepare the Form 990 fl Cash 17 Accrual (Other If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule 0 2a Were the organization's financial statements compiled or reviewed by an independent accountant? 2a No b Were the organization's financial statements audited by an independent accountant? . 2b Yes c If "Yes," to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? If the organization changed either its oversight process or selection process during the tax year, explain in Schedule 0 2c Yes d If "Yes" to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both fl Separate basis F Consolidated basis fl Both consolidated and separated basis 3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ...... 3a Yes b If"Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required 3b Yes audit or audits, explain why in Schedule 0 and describe any steps taken to undergo such audits . Form 990 (2010) l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493326003052 OMB No 1545-0047 SCHEDULE A Public Charity Status and Public Support (Form 990 or 990EZ) 201 0 Complete if the organization is a section 501(c)( 3) organization or a section Department of the Treasury 4947( a)(1) nonexempt charitable trust. Internal Revenue Service ► Attach to Form 990 or Form 990-EZ. ► See separate instructions. Name of the organization Employer identification number YALE UNIVERSITY 06-0646973 Reason for Public Charity Status (All organizations must complete this part.) See Instructions The organization is not a private foundation because it is (For lines 1 through 11, check only one box) 1 1 A church, convention of churches, or association of churches described in section 170 ( b)(1)(A)(i). 2 F A school described in section 170 (b)(1)(A)(ii). (Attach Schedule E ) 3 1 A hospital or a cooperative hospital service organization described in section 170 ( b)(1)(A)(iii). 4 1 A medical research organization operated in conjunction with a hospital described in section 170 (b)(1)(A)(iii). Enter the hospital's name, city, and state

5 fl An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170 ( b)(1)(A)(iv ). (Complete Part II ) 6 fl A federal, state, or local government or governmental unit described in section 170 ( b)(1)(A)(v). 7 1 An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170 ( b)(1)(A)(vi ) (Complete Part II ) 8 fl A community trust described in section 170(b)(1)(A)(vi ) (Complete Part II ) 9 1 An organization that normally receives (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions-subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975 See section 509(a)(2). (Complete Part III ) 10 fl An organization organized and operated exclusively to test for public safety Seesection 509(a)(4). 11 fl An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2) See section 509(a)(3). Check the box that describes the type of supporting organization and complete lines 11e through 11h a fl Type I b fl Type II c fl Type III - Functionally integrated d fl Type III - Other e fl By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1 ) or section 509(a)(2) f If the organization received a written determination from the IRS that it is a Type I, Type II or Type III supporting organization, check this box F g Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons? (i) a person who directly or indirectly controls, either alone or together with persons described in (ii) Yes No and (iii) below, the governing body of the the supported organization? 11g(i) (ii) a family member of a person described in (i) above? 11g(ii) (iii) a 35% controlled entity of a person described in (i) or (ii) above? 11g(iii) h Provide the following information about the supported organization(s)

(iii) (iv) ( v) (vi) Type of Is the Did notify the Is the 0) organization organization in you organization in organization in vii Name of (ii) (described on col (i) listed in col (i) of your col (i) organized Amount of supported EIN lines 1- 9 above your governing support? in the U S ? support organization or IRC section document? (see instructions )) Yes No Yes No Yes No

Total

For Paperwork Reduction Act Notice, seethe Instructions for Form 990 Cat No 11285F Schedule A (Form 990 or 990-EZ) 2010 Schedule A (Form 990 or 990-EZ) 2010 Page 2 Support Schedule for Organizations Described in Sections 170(b )( 1)(A)(iv) and 170(b)(1) (A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.) Section A . Public Su pp ort Calendar year (or fiscal year beginning (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total in) ► 1 Gifts, grants, contributions, and membership fees received (Do not include any "unusual grants ") 2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf 3 The value of services or facilities furnished by a governmental unit to the organization without charge 4 Total .Add lines 1 through 3 5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) 6 Public Support . Subtract line 5 from line 4 Section B. Total Su pp ort Calendaryear (or fiscal year beginning (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total in) 7 Amounts from line 4 8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources Net income from unrelated business activities, whether or not the business is regularly carried on 10 Other income Do not include gain or loss from the sale of capital assets (Explain in Part IV 11 Total support (Add lines 7 through 10) 12 Gross receipts from related activities, etc (See instructions 12 13 First Five Years If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here

Section C. Com p utation of Public Su pp ort Percenta g e 14 Public Support Percentage for 2010 (line 6 column (f) divided by line 11 column (f)) 14 15 Public Support Percentage for 2009 Schedule A, Part II, line 14 15 16a 331 / 3%support test - 2010. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box and stop here . The organization qualifies as a publicly supported organization llik^F- b 33 1 / 3%support test - 2009 . If the organization did not check the box on line 13 or 16a, and line 15 is 33 1/3% or more, check this box and stop here . The organization qualifies as a publicly supported organization lk'F- 17a 10%-facts-and -circumstances test - 2010 . If the organization did not check a box on line 13, 16a, or 16b and line 14 is 10% or more, and if the organization meets the "facts and circumstances" test, check this box and stop here . Explain in Part IV how the organization meets the "facts and circumstances" test The organization qualifies as a publicly supported organization llik^F- b 10%-facts-and-circumstances test - 2009 . If the organization did not check a box on line 13, 16a, 16b, or 17a and line 15 is 10% or more, and if the organization meets the "facts and circumstances" test, check this box and stop here. Explain in Part IV how the organization meets the "facts and circumstances" test The organization qualifies as a publicly supported organization lk'F- 18 Private Foundation If the organization did not check a box on line 13, 16a, 16b, 17a or 17b, check this box and see instructions llik^F-

Schedule A (Form 990 or 990-EZ) 2010 Schedule A (Form 990 or 990-EZ) 2010 Page 3 IMMITM Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.) Section A . Public Support Calendar year (or fiscal year beginning (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total in) llik^ 1 Gifts, grants, contributions, and membership fees received (Do not include any "unusual grants ") 2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose 3 Gross receipts from activities that are not an unrelated trade or business under section 513 4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf 5 The value of services or facilities furnished by a governmental unit to the organization without charge 6 Total . Add lines 1 through 5 7a Amounts included on lines 1, 2, and 3 received from disqualified persons b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of$5,000 or 1% of the amount on line 13 for the year c Add lines 7a and 7b 8 Public Support (Subtract line 7c from line 6 ) Section B. Total Su pp ort Calendar year (or fiscal year beginning (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total in) 9 Amounts from line 6 10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975 c Add lines 10a and 10b 11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on 12 Other income Do not include gain or loss from the sale of capital assets (Explain in Part IV ) 13 Total support (Add lines 9, 10c, 11 and 12) 14 First Five Years If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section501(c)(3) organization, check this box and stop here

Section C. Com p utation of Public Su pp ort Percenta g e 15 Public Support Percentage for 2010 (line 8 column (f) divided by line 13 column (f)) 15 16 Public support percentage from 2009 Schedule A, Part III, line 15 16

Section D. Computation of Investment Income Percentage 17 Investment income percentage for 2010 (line 10c column (f) divided by line 13 column (f)) 17 18 Investment income percentage from 2009 Schedule A, Part III, line 17 18 19a 33 1/3%support tests-2010 . If the organization did not check the box on line 14, and line 15 is more than 33 1/3% and line 17 is not more than 33 1/3%, check this box and stop here . The organization qualifies as a publicly supported organization b 33 1 / 3% support tests- 2009 . If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here . The organization qualifies as a publicly supported organization 20 Private Foundation If the organization did not check a box on line 14, 19a or 19b, check this box and see instructions

Schedule A (Form 990 or 990-EZ) 2010 Schedule A (Form 990 or 990-EZ) 2010 Page 4 Supplemental Information . Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).

Schedule A (Form 990 or 990-EZ) 2010 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493326003052 OMB No 1545-0047 SCHEDULE C Political Campaign and Lobbying Activities (Form 990 or 990-EZ) For Organizations Exempt From Income Tax Under section 501(c) and section 527 201 0 Complete if the organization is described below. Department of the Treasury 1- 1- Attach to Form 990 or Form 990-EZ. 1- See separate instructions. O pen to Public Internal Revenue Service If the organization answered " Yes," to Form 990, Part IV , Line 3 , or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then • Section 501(c)(3) organizations Complete Parts I-A and B Do not complete Part I-C • Section 501(c) (other than section 501(c)(3)) organizations Complete Parts I-A and C below Do not complete Part I-B • Section 527 organizations Complete Part I-A only If the organization answered " Yes," to Form 990, Part IV, Line 4, or Form 990-EZ , Part VI, line 47 ( Lobbying Activities), then • Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A Do not complete Part II-B • Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)) Complete Part II-B Do not complete Part II-A If the organization answered " Yes," to Form 990, Part IV , Line 5 ( Proxy Tax) or Form 990-EZ , Part V, line 35a ( Proxy Tax), then * Section 501(c)(4), (5), or (6) organizations Complete Part III Name of the organization Employer identification number YALE UNIVERSITY 06-0646973 Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1 Provide a description of the organization's direct and indirect political campaign activities in Part IV 2 Political expenditures - $ 3 Volunteer hours

Complete if the organization is exempt under section 501 ( c)(3). 1 Enter the amount of any excise tax incurred by the organization under section 4955 - $ 2 Enter the amount of any excise tax incurred by organization managers under section 4955 - $ 3 If the organization incurred a section 4955 tax, did it file Form 4720 for this year? fl Yes fl No 4a Was a correction made? fl Yes fl No b If "Yes," describe in Part IV rMWINT-Complete if the organization is exempt under section 501 ( c) except section 501(c)(3). 1 Enter the amount directly expended by the filing organization for section 527 exempt function activities - $ 2 Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt funtion activities - $

3 Total exempt function expenditures Add lines 1 and 2 Enter here and on Form 1120-PO L, line 17b - $

4 Did the filing organization file Form 1120-POL for this year? fl Yes fl No 5 Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing organization made payments For each organization listed, enter the amount paid from the filing organization's funds Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC) If additional space is needed, provide information in Part IV

(a) Name (b) Address (c) EIN (d ) Amount paid from (e) Amount of political filing organization's contributions received funds If none, enter -0- and promptly and directly delivered to a separate political organization If none, enter -0-

For Paperwork Reduction Act notice, see the instructions for Form 990 or 990 -EZ. Cat No 50084S Schedule C (Form 990 or 990-EZ) 2010 Schedule C (Form 990 or 990-EZ) 2010 Page 2 Complete if the organization is exempt under section 501 ( c)(3) and filed Form 5768 (election under section 501 ( h )) . A Check F if the filing organization belongs to an affiliated group B Check (- if the filing organization checked box A and "limited control" provisions apply (a) Filing (b) Affiliated Limits on Lobbying Expenditures Organization's Group (The term "expenditures" means amounts paid or incurred.) Totals Totals la Total lobbying expenditures to influence public opinion (grass roots lobbying) 15,670 15,670 b Total lobbying expenditures to influence a legislative body (direct lobbying) 594,290 594,290 c Total lobbying expenditures (add lines la and 1b) 609,960 609,960 d Other exempt purpose expenditures 2,966,047,635 3,031,675,711 e Total exempt purpose expenditures (add lines 1c and 1d) 2,966,657,595 3,032,285,671

f Lobbying nontaxable amount Enter the amount from the following table in both 1,000,000 1,000,000 columns If the amount on line le, column ( a) or (b ) is: The lobbying nontaxable amount is: Not over $500,000 20% of the amount on line le

Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000

Over $1,000,000 but not over $1,500,000 $175,000 plus 10% of the excess over $1,000,000

Over $1,500,000 but not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000

Over $17,000,000 $1,000,000

g Grassroots nontaxable amount (enter 25% of line 1f) 250,000 250,000 h Subtract line 1g from line la If zero or less, enter-0- 0 0 i Subtract line 1f from line 1c If zero or less, enter-0- 0 0 ] If there is an amount otherthan zero on either line 1h or line li, did the organization file Form 4720 reporting F- Yes F- No section 4911 tax for this year?

4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the instructions for lines 2a through 2f on page 4.)

Lobbvina Expenditures During 4-Year Averaaina Period

Ca lenda r yea r (or f isca I yea r (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) Total beginning in)

2a Lobbying non-taxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000

b Lobbying ceiling amount 6,000,000 (150% of line 2a, column(e))

c Total lobbying expenditures 630,450 563,034 651,670 609,960 2,455,114

d Grassroots non-taxable amount 250,000 250,000 250,000 250,000 1,000,000

Grassroots ceiling amount e 1,500,000 150% of line 2d column e

f Grassroots lobbying expenditures 15,271 16,274 22,348 15,670 69,563 Schedule C (Form 990 or 990-EZ) 2010 Schedule C (Form 990 or 990-EZ) 2010 Pa g e 3 Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 ( election under section 501(h)). (a) (b)

Yes No Amount

1 During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of a Volunteers? b Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? c Media advertisements? d Mailings to members, legislators, or the public? e Publications, or published or broadcast statements? f Grants to other organizations for lobbying purposes? g Direct contact with legislators, their staffs, government officials, or a legislative body? h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? i Other activities? If "Yes," describe in Part IV j Total lines 1c through 1i 2a Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? b If "Yes," enter the amount of any tax incurred under section 4912 c If "Yes," enter the amount of any tax incurred by organization managers under section 4912 d If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6). No 1 Were substantially all (90% or more) dues received nondeductible by members? 2 Did the organization make only in-house lobbying expenditures of $2,000 or less? 3 Did the organization agree to carryover lobbying and political expenditures from the prior year? Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) if BOTH Part III-A, lines 1 and 2 are answered "No" OR if Part III-A, line 3 is answered "Yes". 1 Dues, assessments and similar amounts from members 1 2 Section 162(e) non-deductible lobbying and political expenditures ( do not include amounts of political expenses for which the section 527(f) tax was paid). a Current year 2a b Carryover from last year 2b c Total 2c 3 Aggregate amount reported in section 6033(e)(1 )(A) notices of nondeductible section 162(e) dues 3 4 If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? 4 5 Taxable amount of lobbying and political expenditures (see instructions) 5 Supplemental Information Complete this part to provide the descriptions required for Part I-A, line 1, Part I-B, line 4, Part I-C, line 5, and Part II-B, line 1i Also. comDlete this Dart for any additional information Identifier I Return Reference I Explanation Schedule C (Form 990 or 990EZ) 2010 lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN: 934933260030521 SCHEDULE D OMB No 1545-0047 (Form 990) Supplemental Financial Statements 2010 1- Complete if the organization answered "Yes," to Form 990, Department of the Treasury Part IV, line 6, 7, 8, 9, 10, 11, or 12. Internal Revenue Service 1- Attach to Form 990. 1- See separate instructions. bafffim Name of the organization Employer identification number YALE UNIVERSITY 06-0646973 Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the org anization answered "Yes" to Form 990 Part IV , line 6. (a) Donor advised funds ( b) Funds and other accounts 1 Total number at end of year 9 2 Aggregate contributions to (during year ) 5,181,432 3 Aggregate grants from ( during year ) 3,010,341 4 Aggregate value at end of year 30 ,474,539 5 Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization ' s property , subject to the organization's exclusive legal control? F Yes I No 6 Did the organization inform all grantees , donors, and donor advisors in writing that grant funds may be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit F Yes fl No MRSTI-Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7. 1 Purpose ( s) of conservation easements held by the organization ( check all that apply) 1 Preservation of land for public use ( e g , recreation or pleasure ) 1 Preservation of an historically importantly land area 1 Protection of natural habitat 1 Preservation of a certified historic structure fl Preservation of open space

Complete lines 2a-2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year Held at the End of the Year a Total number of conservation easements 2a b Total acreage restricted by conservation easements 2b c Number of conservation easements on a certified historic structure included in (a) 2c d Number of conservation easements included in (c) acquired after 8/17/06 2d

N umber of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the taxable year 0-

4 N umber of states where property subject to conservation easement is located 0- 5 Does the organization have a written policy regarding the periodic monitoring , inspection , handling of violations, and enforcement of the conservation easements it holds? fl Yes fl No

Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year 1-

Amount of expenses incurred in monitoring , inspecting , and enforcing conservation easements during the year - $ Does each conservation easement reported on line 2 ( d) above satisfy the requirements of section 170(h)( 4)(B)(i) and 170 ( h)(4)(B)(ii)? fl Yes l No 9 In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and include, if applicable, the text of the footnote to the organization's financial statements that describes the organization's accounting for conservation easements Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Complete if the organization answered "Yes" to Form 990, Part IV, line 8. la If the organization elected, as permitted under SFAS 116, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service, provide, in Part XIV, the text of the footnote to its financial statements that describes these items b If the organization elected, as permitted under SFAS 116, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items

(i) Revenues included in Form 990, Part VIII, line 1 -$

(ii)Assets included in Form 990, Part X -$ 2 If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the following amounts required to be reported under SFAS 116 relating to these items

a Revenues included in Form 990, Part VIII, line 1 - $

b Assets included in Form 990, Part X - $ For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990 Cat No 52283D Schedule D ( Form 990) 2010 Schedule D (Form 990) 2010 Page 2 r:FTnFW Organizations Maintaining Collections of Art, Historical Treasures , or Other Similar Assets (continued) 3 Using the organization's accession and other records, check any of the following that are a significant use of its collection items (check all that apply) a F Public exhibition d F Loan or exchange programs b F Scholarly research e (- Other

c F Preservation for future generations 4 Provide a description of the organization's collections and explain how they further the organization 's exempt purpose in Part XIV 5 During the year, did the organization solicit or receive donations of art, historical treasures or other similar assets to be sold to raise funds rather than to be maintained as part of the organization's collection? 1 Yes F No Escrow and Custodial Arrangements . Complete if the organization answered "Yes" to Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21. la Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included on Form 990, Part X7 1 Yes F No b If "Yes," explain the arrangement in Part XIV and complete the following table Amount c Beginning balance 1c d Additions during the year ld e Distributions during the year le f Ending balance if 2a Did the organization include an amount on Form 990, Part X, line 21? F Yes fl No b If"Yes," explain the arrangement in Part XIV MITIT-Endowment Funds . Com p lete if the org anization answered "Yes" to Form 990 , Part IV, line 10. (d)Three Years (a)Current Year (b)Prior Year (c)Two Years Back (e)Four Years Back Back la Beginning of year balance . 16,863,612,000 16,493,386,000 22,980,906,000 b Contributions 303,444,000 84,878,000 166,058,000 c Investment earnings or losses 3,465,103,000 1,370,842,000 -5,533,211,000 d Grants or scholarships 146, 778, 000 163, 872, 000 174, 611, 000 e Other expenditures for facilities 788,353,000 853,772,000 886,584,000 and programs f Administrative expenses . 66,132,000 67,850,000 59,172,000 g End of year balance 19, 630, 896, 000 16, 863, 612, 000 16, 493, 386, 000 2 Provide the estimated percentage of the yearend balance held as

a Board designated or quasi-endowment 0- 15 810 % b Permanent endowment 0- 83 800 %

c Term endowment 0- 0 390 % 3a Are there endowment funds not in the possession of the organization that are held and administered for the organization by Yes No (i) unrelated organizations ...... 3a(i) No (ii) related organizations ...... 3a(ii) No b If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? . . I 3b 4 Describe in Part XIV the intended uses of the organization's endowment funds Investments - Land . 6uildinas _ and Eauinment _ See Form 990 Part X line in (a) Cost or other (b)Cost or other (c) Accumulated Description of investment basis d) Book value basis (other) depreciation ( (investment) la Land 107 ,580,223 107,580,223

b Buildings 5 ,321,653,355 1,475,976,291 3,845,677,064

c Leasehold improvements 523,359 256,228 267,131

d Equipment 522,948,212 366,633,407 156,314,805 e Other Total . Add lines la -le (Column (d) should equal Form 990, Part X, column (B), line 10 (c).) . . 0- 4,109,839,223 Schedule D (Form 990) 2010 Schedule D (Form 990) 2010 Page 3 MrOW-Investments - 0ther Securities . See Form 990 , Part X , line 12. (a) Description of security or category (c) Method of valuation (b)Book value (including name of security) Cost or end-of-year market value (1 )Financial derivatives (2)Closely-held equity interests (3)Other (A) BONDS 75,286,590 F

(B) COMMON STOCK 292,884,167 F

(C) EQUITY INVESTMENTS 17,457,018,980 F

(D)OTHER INVESTMENTS 33,842,300 F

Total . (Column (b) should equal Form 990, Part X, col (B) line 12) 01 17,8 5 9,0 3 2,0 3 7 Investments - Pro ram Related . See Form 990 , Part X , line 1 3. (c) Method of valuation (a) Description of investment type (b) Book value Cost or end-of-year market value

Total . (Column (b) should equal Form 990, Part X, col (B) line 13 )

2. Fin 48 (ASC 740) Footnote In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization ' s liability for uncertain tax positions under FIN 48 (ASC740) Schedule D (Form 990) 2010 Additional Data

Software ID: Software Version: EIN: 06 -0646973 Name : YALE UNIVERSITY

Form 990 , Schedule D, Part X, - Other Liabil ities 1 (a) Description of Liability (b) Amount EMPLOYEE BENEFIT OBLIGATIONS 750,441,318 COMPENSATED ABSENCES 65,010,525 FINANCIAL AID GRANT OBLIGATIONS 34,328,474 ASSET RETIREMENT OBLIGATIONS 34,000,000 CAPITAL LEASE OBLIGATIONS 58,394,135 LIABILITIES UNDER SPLIT-INTEREST AGREEMENTS 95,431,031 ADVANCES FROM FEDERAL GOVT FOR STUDENT LOANS 34,343,437 SECURITIES SOLD NOT YET PURCHASED 842,171,821 DUE TO INSTITUTIONS 820,467,023 OTHER LIABILITIES 94,319,774 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493326003052 SCHEDULE E OMB No 1545-0047 Schools (Form 990 or 990-EZ) n Complete if the organization answered "Yes" to Form 990 , Part IV, line 13, 2010 Department of the Treasury or Form 990 - EZ, Part VI, line 48. n Attach to Form 990 or Form 990-EZ. Op en Internal Revenue Service InSDection Name of the organization Employer identification number YALE UNIVERSITY 06-0646973 YES I NO

1 Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws, other governing instrument, or in a resolution of its governing body? 1 Yes 2 Does the organization include a statement of its racially nondiscriminatory policy toward students in all its brochures, catalogues, and other written communications with the public dealing with student admissions, programs, and scholarships? 2 Yes 3 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no solicitation program, in a way that makes the policy known to all parts of the general community it serves? If "Yes," please describe If "No," please explain If you need more space use Part II 3 Yes

4 Does the organization maintain the following? a Records indicating the racial composition of the student body, faculty, and administrative staff? 4a Yes b Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory basis? 4b Yes c Copies of all catalogues, brochures, announcements, and other written communications to the public dealing with student admissions, programs, and scholarships? 4c Yes d Copies of all material used by the organization or on its behalf to solicit contributions? 4d Yes If you answered "No" to any of the above, please explain If you need more space, use Part II

5 Does the organization discriminate by race in any way with respect to a Students' rights or privileges? 5a No

b Admissions policies? 5b No

c Employment of faculty or administrative staff? 5c No

d Scholarships or other financial assistance? 5d No

e Educational policies? 5e No

f Use of facilities? 5f No

g Athletic programs? 5g No

h Other extracurricular activities? 5h No If you answered "Yes" to any of the above, please explain If you need more space, use Part II

6a Does the organization receive any financial aid or assistance from a governmental agency? 6a Yes b Has the organization's right to such aid ever been revoked or suspended? 6b No If you answered "Yes" to either line 6a or line 6b, explain on Part II 7 Does the organization certify that it has complied with the applicable requirements of sections 4 01 through 4 05 of Rev Proc 75-50, 1975-2 C B 587, covering racial nondiscrimination? If "No," explain on Part II 7 Yes Paperwork Reduction Act Noticee see the Instructions for Form 990 . Cat No 50085D Schedule E (Form 990 or 990-EZ) 2010 Schedule E (Form 990 or 990EZ) 2010 Page 2 Supplemental Information Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable Also complete this part to provide any other additional information (see instructions)

Identifier Return Explanation Reference

B(PLANATION OF SCHEDULE SEE SCHEDULE E PAGE 2 NONDISCRIMINATORY E, PART I, POLICY PUBLICATION LINE 3

EXPLANATION OF SCHEDULE THE UNIVERSITY HAS RECEIVED AND CONTINUES TO RECEIVE STUDENT FINANCIAL AID AND GOVERNMENT E, PART I, GRANTS FROM GOVERNMENTAL AGENCIES FINANCIAL ASSISTANCE LINE 6

SCHEDULE THE UNIVERSITY IS COMMITTED TO BASING JUDGMENTS CONCERNING THE ADMISSION, E, LINE 3 EDUCATION, AND EMPLOYMENT OF INDIVIDUALS UPON THEIR QUALIFICATIONS AND ABILITIES AND AFFIRMATIVELY SEEKS TO ATTRACT TO ITS FACULTY, STAFF, AND STUDENT BODY QUALIFIED PERSONS OF DIVERSE BACKGROUNDS YALE DOES NOT DISCRIMINATE IN ADMISSIONS, EDUCATIONAL PROGRAMS, OR EMPLOYMENT AGAINST ANY INDIVIDUAL ON ACCOUNT OF THAT INDIVIDUAL'S SEX, RACE, COLOR, RELIGION, AGE, DISABILITY, STATUS AS A VETERAN, OR NATIONAL OR ETHNIC ORIGIN, NOR DOES YALE DISCRIMINATE ON THE BASIS OF SEXUAL ORIENTATION OR GENDER IDENTITY OR EXPRESSION UNIVERSITY POLICY IS COMMITTED TO AFFIRMATIVE ACTION UNDER LAW IN EMPLOYMENT OF WOMEN, MINORITY GROUP MEMBERS, INDIVIDUALS WITH DISABILITIES, AND COVERED VETERANS THE UNIVERSITY'S EQUAL OPPORTUNITY STATEMENT IS MADE KNOWN TO ALL SEGMENTS OF THE GENERAL COMMUNITY SERVICED BY THE UNIVERSITY IT IS INCLUDED IN CATALOGUES AND BROCHURES OF THE UNIVERSITY AS WELL AS ON ITS WEBSITE WHICH ARE ALL AVAILABLE TO THE GENERAL PUBLIC

Schedule E (Form 990 or 990-EZ) 2010 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493326003052 SCHEDULE F Statement of Activities Outside the United States OMB No 1545-0047 (Form 990) n Complete if the organization answered " Yes" to Form 990, Part IV, line 14b, 15, or 16. 2010 n Attach to Form 990 . See separate instructions. Department of the Treasury ► Open to Public Internal Revenue Service Inspection Name of the organization Employer identification number YALE UNIVERSITY 06-0646973 General Information on Activities Outside the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 14b. 1 For grantmakers . Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? ...... F Yes fl No

2 For grantmakers. Describe in Part V the organization's procedures for monitoring the use of grant funds outside the United States

3 Activites per Region (Use Part V if additional space is needed

(a) Region (b) Number of (c) Number of (d) Activities conducted in (e) If activity listed in (d) is (f) Total offices in the employees or region (by type) (e g , a program service, describe expenditures for region agents in region or fundraising, program specific type of region/ investments independent services, investments, grants service(s) in region in region contractors to recipients located in the re g ion ) See Add'I Data

3a Sub-total 0 1 457,026 b Total from continuation sheets 4 2,298,214,009 to Part I 142 c Totals add lines 3a and 3b ) 4 143 2 , 2 9 86711 , 0 For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990 . Cat No 50082W Schedule F (Form 990) 2010 Schedule F (Form 990) 2010 Page 2 Grants and Other Assistance to Organizations or Entities Outside the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ...... ► F Use Part V if additional space is needed.

1 (b) IRS code (c) Region ( d) Purpose of (e) Amount of (f) Manner of (g) Amount of (h) Description ( i) Method of (a) Name of section grant cash grant cash of non-cash of non-cash valuation organization and EIN ( if disbursement assistance assistance (book, FMV, applicable) appraisal, other) See Add'I Data

Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter . . . . . 103 Enter total number of other organizations or entities . Schedule F (Form 990) 2010 Schedule F (Form 990) 2010 Page 3 Grants and Other Assistance to Individuals Outside the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 16. Use Part V if additional space is needed.

(a) Type of grant or (b) Region ( c) Number of (d) Amount of ( e) Manner of cash ( f) Amount of (g) Description (h) Method of assistance recipients cash grant disbursement non-cash of non-cash valuation assistance assistance (book, FMV, appraisal, other) See Add'I Data

Schedule F (Form 990) 2010 Schedule F (Form 990) 2010 Page 4 Foreign Forms

1 Was the organization a U S transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926) F Yes F- No

2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A) F Yes F- No

3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471) F Yes F- No

4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes,"the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621) F Yes F- No

5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865) F Yes F- No

6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713). F- Yes F No

Schedule F (Form 990) 2010 Schedule F (Form 990) 2010 Page 5 Supplemental Information Complete this part to provide the information (see instructions) required in Part I, line 2, and any additional information.

Identifier Return Explanation Reference

PROCEDURE SCHEDULE F, PART I, LINE 2 WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER FOR ENTITIES, THE UNIVERSITY'S POLICIES AND PROCEDURES FOR MONITORING GRANTS ARE INTENDED TO MONITORING ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND GRANTS NON-FEDERAL REQUIREMENTS AND ENSURE THAT THE UNIVERSITY AND ITS SPONSORS RECEIVE VALUE FOR OUTSIDE THE FUNDS EXPENDED THE PROCEDURES INCLUDE A FORMAL APPROVAL PROCESS FOR SUBAWARDS, PRE U S AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, AND REQUIRED DISCLOSURE OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, BILLINGS AND SCIENTIFIC PROGRESS OF AN ACTIVE SUBAWARD AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS THESE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE THE UNIVERSITY PROVIDES STUDENTS WITH MANY FELLOWSHIP OPPORTUNITIES TO FUND RESEARCH, INDEPENDENT PROJECTS, INTERNSHIPS, VOLUNTEER WORK, COMMUNITY SERVICE, AND STUDY ABROAD RECIPIENTS ARE SELECTED BASED ON AN APPLICATION, INCLUDING A PROPOSAL, ESSAYS, BUDGET, ACADEMIC RECORD, AND INTERVIEW, AS APPLICABLE IN MOST CASES, THE TERMS OF THE AWARD REQUIRE THAT THE RECIPIENT PREPARE AND PRESENT A REPORT OF THE FELLOWSHIP ACTIVITY FURTHER, CERTAIN FELLOWSHIP RECIPIENTS ARE REQUIRED TO DOCUMENT EXPENSES TO VERIFY THAT THE FELLOWSHIP WAS USED FOR THE PURPOSE INTENDED SUCH DOCUMENTATION MAY INCLUDE COPIES OF PLANE TICKETS AND BOARDING PASSES, COPIES OF VISAS, RECEIPTS FOR TUITION, LETTERS FROM ORGANIZATIONS VERIFYING THE INTERNSHIP AND DATES, ETC, AS APPROPRIATE SCHEDULE F, PART I, LINE 3 THE UNIVERSITY'S PROCESS FOR IDENTIFYING DIRECT INTERNATIONAL PROGRAM SERVICE EXPENDITURES WAS FURTHER REFINED FOR FYE 6/30/11 PURSUANT TO THE FORM INSTRUCTIONS, THE FOLLOWING IS A BREAKOUT OF AMOUNTS REPORTED AS INVESTMENTS INVESTMENTS EXPENDITURES CENTRAL AMERICA AND THE CARIBBEAN 1,801,036,513 11,597,160 EAST ASIA AND THE PACIFIC 0 306,417 EUROPE (INCLUDING ICELAND & GREENLAND) 380, 803, 317 2,110, 761 NORTH AMERICA 53, 040,133 1,844 SOUTH AMERICA 0 78,814 SOUTH ASIA 0 55,468 SUB-SAHARAN AFRICA 3,432,700 0 Identifier Return Explanation Reference

B(PLANATION FOR SCHEDULE F, PART III, COL (C) (D) AND (F) THE AMOUNTS REPORTED IN COLUMNS (C), (D) ESTIMATED NUMBER OF AND COLUMN (F) REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED RECIPIENTS JUNE 30, 2011 SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2011 Identifier Return Explanation Reference

OTHER SCHEDULE F, SCHEDULE F, PART II, LINE 2 THE NUMBER REPORTED ON LINE 2 IS AN ESTIMATE BASED ON AVAILABLE INFORMATION PART V INFORMATION SCHEDULE F, PART V, LINE 6 THE UNIVERSITY DOES NOT BELIEVE THAT IT HAS "OPERATIONS" IN OR RELATED TO BOYCOTTING COUNTRIES, HOWEVER, AS A PROTECTIVE MEASURE, THE UNIVERSITY DOES FILE FORM 5713

Schedule F (Form 990) 2010 Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h ) Description of (a) Name of section (e) Amount of ( f) Manner of valuation (c) Region ( d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EAST ASIA AND SUBAWARD - 185,600 CHECK THE PACIFIC SPONSORED RESEARCH EAST ASIA AND SUBAWARD - 88,357 CHECK THE PACIFIC SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code ( i) Method of (g) Amount of non- (h ) Description of (a) Name of section e) Amount of ( f) Manner of valuation ( c) Region (d) Purpose of grant ( cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EAST ASIA AND SUBAWARD - 49,993 CHECK THE PACIFIC SPONSORED RESEARCH EAST ASIA AND SUBAWARD - 31,502 CHECK THE PACIFIC SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EAST ASIA AND SUBAWARD - 66,149 CHECK THE PACIFIC SPONSORED RESEARCH EAST ASIA AND SUBAWARD - 43,075 CHECK, WIRE THE PACIFIC SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EAST ASIA AND SUBAWARD - 38,124 WIRE THE PACIFIC SPONSORED RESEARCH EAST ASIA AND SUBAWARD - 239,107 WIRE THE PACIFIC SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EAST ASIA AND SUBAWARD - 38,824 WIRE THE PACIFIC SPONSORED RESEARCH EAST ASIA AND SUBAWARD - 25,607 WIRE THE PACIFIC SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EAST ASIA AND SUBAWARD - 65,377 WIRE THE PACIFIC SPONSORED RESEARCH EAST ASIA AND SUBAWARD - 26,400 WIRE THE PACIFIC SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EAST ASIA AND SUBAWARD - 73,399 WIRE THE PACIFIC SPONSORED RESEARCH EAST ASIA AND SUBAWARD - 122,001 WIRE THE PACIFIC SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EAST ASIA AND SUBAWARD - 63,872 WIRE THE PACIFIC SPONSORED RESEARCH EAST ASIA AND SUBAWARD - 8,581 CHECK THE PACIFIC SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash nonnon - cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 22,847 CHECK ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 410,757 CHECK ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 11,398 CHECK ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 23,585 CHECK ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 13,529 CHECK ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 83,794 CHECK ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 25,995 CHECK ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 45,263 CHECK ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 66,892 CHECK ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 69,236 CHECK, WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 36,112 CHECK, WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 17,320 CHECK, WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 38,123 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 8,755 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 15,000 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 9,298 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 13,275 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 22,430 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region ( d) Purpose of grantgra cash non cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 8,244 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 9,907 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 17,424 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 5,865 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation ( c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 11,435 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 5,780 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 12,126 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 29,806 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 46,555 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 54,903 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation ( c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 7,350 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 13,759 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 46,809 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 7,979 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation ( c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 24,006 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 51,146 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 10,660 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 40,192 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 15,938 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 7,246 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 12,544 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 24,384 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 5,865 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 22,413 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 14,577 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 20,000 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 16,399 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 22,254 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 20,487 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 5,760 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation ( c) Region (d) Purpose of grantgra cash non cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 11,519 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 7,456 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash non cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 90,139 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 46,921 CHECK ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grantgra cash nonnon - cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 20,707 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH EUROPE (INCL SUBAWARD - 135,365 WIRE ICELAND AND SPONSORED GREENLAND) RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation ( c) Region (d) Purpose of grantgra cash nonnon - cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) EUROPE (INCL SUBAWARD - 165,004 CHECK ICELAND AND SPONSORED GREENLAND) RESEARCH MIDDLE EAST AND SUBAWARD - 77,880 WIRE NORTH AFRICA SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) MIDDLE EAST AND SUBAWARD - 8,123 CHECK NORTH AFRICA SPONSORED RESEARCH MIDDLE EAST AND SUBAWARD - 10,383 CHECK NORTH AFRICA SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) MIDDLE EAST AND SUBAWARD - 30,848 CHECK NORTH AFRICA SPONSORED RESEARCH MIDDLE EAST AND SUBAWARD - 59,852 CHECK NORTH AFRICA SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) MIDDLE EAST AND SUBAWARD - 17,533 CHECK NORTH AFRICA SPONSORED RESEARCH MIDDLE EAST AND SUBAWARD - 68,730 CHECK NORTH AFRICA SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation ( c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) MIDDLE EAST AND SUBAWARD - 22,958 CHECK NORTH AFRICA SPONSORED RESEARCH MIDDLE EAST AND SUBAWARD - 38,511 CHECK, WIRE NORTH AFRICA SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) NORTH AMERICA SUBAWARD - 123,617 CHECK SPONSORED RESEARCH NORTH AMERICA SUBAWARD - 56,842 CHECK SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation ( c) Region (d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) NORTH AMERICA SUBAWARD - 90,080 CHECK SPONSORED RESEARCH NORTH AMERICA SUBAWARD - 5,658 CHECK SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) NORTH AMERICA SUBAWARD - 266,570 CHECK SPONSORED RESEARCH NORTH AMERICA SUBAWARD - 172,873 CHECK SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation ( c) Region (d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) NORTH AMERICA SUBAWARD - 84,618 CHECK SPONSORED RESEARCH NORTH AMERICA SUBAWARD - 7,803 CHECK SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation ( c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) NORTH AMERICA SUBAWARD - 66,181 CHECK SPONSORED RESEARCH NORTH AMERICA SUBAWARD - 32,191 CHECK SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) NORTH AMERICA SUBAWARD - 57,669 CHECK SPONSORED RESEARCH NORTH AMERICA SUBAWARD - 70,907 CHECK SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation ( c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) NORTH AMERICA SUBAWARD - 51,766 CHECK SPONSORED RESEARCH NORTH AMERICA SUBAWARD - 110,574 WIRE SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) NORTH AMERICA SUBAWARD - 13,167 CHECK SPONSORED RESEARCH RUSSIA AND THE SUBAWARD - 14,356 CHECK, WIRE NEWLY SPONSORED INDEPENDENT RESEARCH STATES Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation ( c) Region (d) Purpose of grantgra cash nonnon - cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) RUSSIA AND THE SUBAWARD - 253,011 WIRE NEWLY SPONSORED INDEPENDENT RESEARCH STATES RUSSIA AND THE SUBAWARD - 75,831 WIRE NEWLY SPONSORED INDEPENDENT RESEARCH STATES Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) RUSSIA AND THE SUBAWARD - 6,434 WIRE NEWLY SPONSORED INDEPENDENT RESEARCH STATES RUSSIA AND THE SUBAWARD - 92,823 WIRE NEWLY SPONSORED INDEPENDENT RESEARCH STATES Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) SOUTH AMERICA SUBAWARD - 325,000 CHECK, WIRE SPONSORED RESEARCH SOUTH AMERICA SUBAWARD - 171,311 CHECK, WIRE SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) SOUTH ASIA SUBAWARD - 143,482 WIRE SPONSORED RESEARCH SUB-SAHARAN SUBAWARD - 415,770 CHECK, WIRE AFRICA SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN(if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) SUB-SAHARAN SUBAWARD - 70,071 CHECK, WIRE AFRICA SPONSORED RESEARCH SUB-SAHARAN SUBAWARD - 108,998 WIRE AFRICA SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) SUB-SAHARAN SUBAWARD - 73,262 WIRE AFRICA SPONSORED RESEARCH SUB-SAHARAN SUBAWARD - 18,552 WIRE AFRICA SPONSORED RESEARCH Form 990 Schedule F Part II - Grants or Entities Outside The United States (b) IRS code (i) Method of (g) Amount of non- (h) Description of (a) Name of section (e) Amount of (f) Manner of valuation (c) Region (d) Purpose of grant cash non-cash organization and EIN ( if cash grant cash disbursement (book, FMV, assistance assistance applicable) appraisal, other) SUB-SAHARAN SUBAWARD - 166,791 WIRE AFRICA SPONSORED RESEARCH SUB-SAHARAN SUBAWARD - 48,430 WIRE AFRICA SPONSORED RESEARCH Form 990 Schedule F Part III - Grants and Assistance to Individuals Outside The U S (a) Type of grant or (b) Region (c)N umber of (d) Amount of cash (e) Manner of cash (f) Amount of non- (g) Description of non- (h) Method of valuation assistance recipients grant disbursement cash assistance cash assistance (book, FMV, appraisal, other)

FELLOWSHIPS CENTRAL AMERICA 32 108,755 CHECK, WIRE AND THE CARIBBEAN FELLOWSHIPS EAST ASIA AND THE 375 3,686,832 CHECK, WIRE PACIFIC FELLOWSHIPS EUROPE 161 493,604 CHECK, WIRE (INCLUDING ICELAND AND GREENLAND) FELLOWSHIPS MIDDLE EAST AND 45 146,412 CHECK, WIRE NORTH AFRICA FELLOWSHIPS NORTH AMERICA 6 26,510 CHECK, WIRE FELLOWSHIPS RUSSIA &THE 7 30,347 CHECK NEWLY INDEPENDENT STATES FELLOWSHIPS SOUTH AMERICA 98 395,771 CHECK, WIRE FELLOWSHIPS SOUTH ASIA 46 146,540 CHECK, WIRE FELLOWSHIPS SUB-SAHARAN 88 336,928 CHECK, WIRE AFRICA STUDENT STIPENDS CENTRAL AMERICA 3 39,770 CHECK AND THE CARIBBEAN STUDENT STIPENDS EAST ASIA AND THE 9 88,174 CHECK PACIFIC STUDENT STIPENDS EUROPE 203 1,627,767 CHECK (INCLUDING ICELAND AND GREENLAND) STUDENT STIPENDS MIDDLE EAST AND 6 69,243 CHECK NORTH AFRICA STUDENT STIPENDS NORTH AMERICA 5 71,263 CHECK STUDENT STIPENDS RUSSIA &THE 3 56,467 CHECK NEWLY INDEPENDENT STATES STUDENT STIPENDS SOUTH AMERICA 7 92,619 CHECK STUDENT STIPENDS SOUTH ASIA 5 74,630 CHECK STUDENT STIPENDS SUB-SAHARAN 9 126,585 CHECK AFRICA SCHOLARSHIPS CENTRAL AMERICA 21 128,964 CHECK 10,559 TUITION REDUCTION COST AND THE CARIBBEAN SCHOLARSHIPS EAST ASIA AND THE 98 414,108 CHECK, WIRE 345,827 TUITION REDUCTION COST PACIFIC SCHOLARSHIPS EUROPE 311 1,971,772 CHECK, WIRE 987,736 TUITION REDUCTION COST (INCLUDING ICELAND AND GREENLAND) SCHOLARSHIPS MIDDLE EAST AND 28 172,115 CHECK, WIRE 21,892 TUITION REDUCTION COST NORTH AFRICA SCHOLARSHIPS RUSSIA &THE 49 273,478 CHECK 16,385 TUITION REDUCTION COST NEWLY INDEPENDENT STATES SCHOLARSHIPS SOUTH AMERICA 39 263,250 CHECK, WIRE 49,492 TUITION REDUCTION COST SCHOLARSHIPS SOUTH ASIA 14 90,407 CHECK, WIRE 26,705 TUITION REDUCTION COST SCHOLARSHIPS SUB-SAHARAN 37 195,527 CHECK, WIRE 71,113 TUITION REDUCTION COST AFRICA GRANTS - OTHER CENTRAL AMERICA 1 1,240 CHECK BENEFITS AND THE CARIBBEAN GRANTS - OTHER EAST ASIA AND THE 11 30,217 CHECK BENEFITS PACIFIC GRANTS-OTHER EUROPE 1 638 CHECK BENEFITS (INCLUDING ICELAND AND GREENLAND) GRANTS - OTHER SUB-SAHARAN 1 631 CHECK BENEFITS AFRICA l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493326003052 SCHEDULEG Supplemental Information Regarding OMB No 1545-0047 (Form 990 or 990-EZ) Fundraising or Gaming Activities 2010

Complete if the organization answered " Yes" to Forth 990, Part IV, lines 17, 18, or 19, Department of the Treasury or if the organization entered more than $ 15,000 on Form 990-EZ, line 6a . Open to Public Internal Revenue Service Attach to Form 990 or Forth 990-EZ. See separate instructions. Inspection Name of the organization Employer identification number YALE UNIVERSITY 06-0646973 Fundraising Activities . Complete if the organization answered "Yes" to Form 990, Part IV, line 17.

Indicate whether the organization raised funds through any of the following activities Check all that apply a 1 Mail solicitations e 1 Solicitation of non-government grants b 1 Internet and e-mail solicitations f 1 Solicitation of government grants c 1 Phone solicitations g 1 Special fundraising events d 1 In-person solicitations

2a Did the organization have a written or oral agreement with any individual (including officers, directors, trustees or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services? r Yes r No b If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is to be compensated at least $5,000 by the organization Form 990-EZ filers are not required to complete this table

(i) Name and address of (ii) Activity (iii) Did (iv) Gross receipts (v) Amount paid to (vi) Amount paid to individual fundraiser have from activity (or retained by) (or retained by) or entity (fundraiser) custody or fundraiser listed in organization control of col (i) contributions? Yes No

Total

3 List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing

For Privacy Act and Paperwork Reduction Act Noticee see the Instructions for Form 990 . Cat No 50083H Schedule G ( Form 990 or 990-EZ) 2010 Schedule G (Form 990 or 990-EZ) 2010 Page 2 Fundraising Events . Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000. (b) Event #2 (a) Event #1 (c) Other Events (d) Total Events (Add col (a) through VARSITY FOOTBALL GOLF CLASSIC 15 col (c)) GOLF OUTING (eventtype) (total number) (event type) co 1 Gross receipts 71,428 81,936 390,332 543,696 2 Less Charitable 39,500 51,652 162,570 253,722 contributions 3 Gross income (line 1 31,928 30,284 227,762 289,974 minus line 2)

4 Cash prizes

5 Non-cash prizes 2,306 18,849 21,155 u7 6 Rent/facility costs 6,635 6,254 26,543 39,432

7 Food and beverages

8 Entertainment

9 Other direct expenses 38,308 23,652 254,799 316,759

377,346 10 Direct expense summary Add lines 4 through 9 in column (d) . ► 11 Net income summary Combine lines 3 and 10 in column (d)...... ► 87 372 Gaming . Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a. co (a) Bingo ( b) Pull tabs /Instant (c) Other gaming (d) Total gaming bingo /progressive bingo (Add col (a) through co col (c)) co

1 Gross revenue 22,520 22,520

cn 2 Cash prizes . u) 7,100 7,100 3 Non-cash prizes .

LIJ 4 Rent /facility costs .

270 270 n 5 Other direct expenses

Yes ______/o__° Yes Yes 6 Volunteer labor F ------%__ ------%-- fl No fl No F No

7,370 7 Direct expense summary Add lines 2 through 5 in column ( d) ...... 111. 15,150 8 Net gaming income summary Combine lines 1 and 7 in column ( d) ...... ►

9 Enter the state ( s) in which the organization operates gaming activities See Additional Data TableCT

a Is the organization licensed to operate gaming activities in each of these states? ...... Yes F No b If "No," Explain THE UNIVERSITY CONDUCTED OCCASIONAL RAFFLES FOR WHICH A LICENSE WAS NOT REQUIRED

10a Were any of the organization ' s gaming licenses revoked, suspended or terminated during the tax year? . . . . . F Yes F No b If "Yes," Explain

Schedule G (Form 990 or 990-EZ) 2010 Schedule G (Form 990 or 990-EZ) 2010 Page 3

11 Does the organization operate gaming activities with nonmembers? ...... Yes F No 12 Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? ...... Yes F No 13 Indicate the percentage of gaming activity operated in a The organization ' s facility 13a 100 000 % b An outside facility 13b 0 % 14 Provide the name and address of the person who prepares the organization's gaming/special events books and records

Name SENIOR ASSOCIATE ATHLETICS DIRECTOR ► ------

Address ► PO BOX 208216 NEW HAVEN,CT 065208216

15a Does the organization have a contract with a third party from whom the organization receives gaming

revenue? ...... r- Yes I' No b If "Yes," enter the amount of gaming revenue received by the organization ► $ and the amount of gaming revenue retained by the third party $

c If "Yes," enter name and address

Name ► ------

Address ► ------

16 Gaming manager information

Name NA ► ------

Gaming manager compensation 11111 $ _ ------

Description of services provided ► ------

r- Director/officer Employee Independent contractor 17 Mandatory distributions a Is the organization required understate law to make charitable distributions from the gaming proceeds to

retain the state gaming license? ...... Yes F No b Enter the amount of distributions required under state law distributed to other exempt organizations or spent in the organization ' s own exempt activities during the tax $ Complete this part to provide additional information for responses to question on Schedule G (see instructions.)

Identifier ReturnReference Explanation

Schedule G (Form 990 or 990-EZ) 2010 efile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN: 93493326003052 Schedule I OMB No 1545-0047 (Form 990 ) Grants and Other Assistance to Organizations, O Governments and Individuals in the United States 20 1 Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22. Department of the Treasury l Attach to Form 990 Internal Revenue Service Name of the organization Employer identification number YALE UNIVERSITY 06-0646973 General Information on Grants and Assistance 1 Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? ...... F Yes 1 No 2 Describe in Part IV the organization's procedures for monitoring the use of grant funds in the U nited States Grants and Other Assistance to Governments and Organizations in the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Part II can be duplicated if additional space is needed...... llii^ F

1 (a) Name and address of (b) EIN (c) IRC Code (d) Amount of cash ( e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization section grant cash valuation non-cash assistance or assistance or government if applicable assistance (book, FMV, appraisal, other)

See Additional Data Table

2 Enter total number of section 501(c)( 3) and government organizations ...... 237

3 Enter total number of other organizations ...... ► 26 For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990 . Cat No 50055P Schedule I (Form 990) 2010 Schedule I (Form 990) 2010 Pa g e 2 Grants and Other Assistance to Individuals in the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 22. Use Schedule I-1 (Form 990) if additional space is needed.

(a)Type of grant or assistance ( b)N umber of (c)Amount of ( d)Amount of ( e)Method of valuation (f)Description of non-cash assistance recipients cash grant non-cash assistance (book, FMV, appraisal, other)

(1) STIPENDS 3751 60,474,754

(2) SCHOLARSHIPS 7599 223,411,361 COST TUITION REDUCTION

(3) HEALTH PREMIUM AWARDS 2875 7,739,037 COST HEALTHCARE

(4) FELLOWSHIPS 750 4,085,522

Suuulemental Information . Complete this Dart to provide the information reauired in Part I. line 2. and any other additional information. Identifier Return Reference Explanation PROCEDURE FOR PART I, LINE 2 SCHEDULE I, PART I, LINE 2 WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER MONITORING GRANTS ENTITIES,THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING GRANTS ARE INTENDED TO IN THE U S ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON- FEDERAL REQUIREMENTS AND ENSURE THAT THE UNIVERSITY AND ITS SPONSORS RECEIVE VALUE FOR FUNDS EXPENDED THESE PROCEDURES INCLUDE A FORMAL APPROVAL PROCESS FOR SUBAWARDS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEWTHE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, AND REQUIRED DISCLOSURE OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, BILLINGS AND SCIENTIFIC PROGRESS OF AN ACTIVE SUBAWARD AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE THE UNIVERSITY PROVIDES STUDENTS WITH MANY FELLOWSHIP OPPORTUNITIES TO FUND RESEARCH, INDEPENDENT PROJECTS, INTERNSHIPS, VOLUNTEER WORK, COMMUNITY SERVICE, AND STUDY ABROAD AWARD RECIPIENTS ARE SELECTED BASED ON AN APPLICATION, INCLUDING A PROPOSAL, ESSAYS, BUDGET, ACADEMIC RECORD, AND INTERVIEW, AS APPLICABLE IN MOST CASES, THE TERMS OF THE AWARD REQUIRE THAT THE RECIPIENT PREPARE AND PRESENT A REPORT OFTHE FELLOWSHIP ACTIVITY FURTHER, CERTAIN FELLOWSHIP RECIPIENTS ARE REQUIRED TO DOCUMENT EXPENSES TO VERIFY THAT THE FELLOWSHIP WAS USED FOR THE PURPOSE INTENDED SUCH DOCUMENTATION MAY INCLUDE COPIES OF PLANE TICKETS AND BOARDING PASSES, COPIES OF VISAS, RECEIPTS FOR TUITION, LETTERS FROM ORGANIZATIONS VERIFYING THE INTERNSHIP AND DATES, ETC , AS APPROPRIATE OTHER INFORMATION PART IV SCHEDULE I, PART II, LINE 1 TWO SUBAWARDS TOTALING $55,749 WERE MADE TO RECIPIENTS THAT OPERATE AS SOLE PROPRIETORS AND ARE NOT SEPARATELY LISTED SCHEDULE I, PART III COLUMNS (B) AND (C) THE AMOUNTS REPORTED IN COLUMNS (B)AND COLUMN (C) REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2011 SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2011 Schedule I (Form 990) 2010 Additional Data Return to Form

Software ID: Software Version: EIN: 06 -0646973 Name : YALE UNIVERSITY

Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash ( e) Amount of non- (f) Method of ( g) Description of (h) Purpose of grant organization if applicable grant cash valuation non - cash assistance or assistance or government assistance (book, FMV, appraisal, other)

ADVANCED BEHAVIORAL SR - HEALTH INC213 COURT ST 06-1422326 SPONSORED lOTH FL 497 , 914 RESEARCH MIDDLETOWN,CT 06457 ADVANCED NEUROLOGY SR - SPECIALISTS400 15TH 20-1821484 SPONSORED AVE SOUTH STE 206 36 , 357 RESEARCH GREAT FALLS,MT 59405 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash ( e) Amount of non- (f ) Method of ( g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

AIDS INTERFAITH SUBAWARD - NETWORK INC (AIN INC) 06-1312407 501(C)(3) SPONSORED 1303 CHAPEL ST 84 , 811 RESEARCH NEW HAVEN,CT 06511 AIDS PROJECT NEW SUBAWARD - VEN INC1302 CHAPEL 22-2506184 501(C)(3) SPONSORED ST 26,463 426,463 RESEARCH HAVEN,CT 06511 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

ALLEGHENY-SINGER RESEARCH INSTITUTE2 SPOOR - ALLEGHENY CENTER 11TH 25-1320493 501(C)(3) SPONSORED FLR 45,788 RESEARCH PITTSBURGH, PA 152124746 ALTRU HEALTH SYSTEM SR- SOUTH COLUMBIA 1200 45-0310462 501(C)(3) SPONSORED 0,054 20,054 RESEARCH FORKS,ND 58201 Form 990 , Schedule I, Par t II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash ( e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non - cash assistance or assistance or government assistance ( book, FMV, appraisal, other)

AMERICAN ACADEMY OF OTOLARYNGOLOGY HEAD & NECK SURGERY SUBAWARD - FOUNDATION INC1650 52-1219434 501(C)(3) SPONSORED DIAGONAL RD 17,500 RESEARCH ALEXANDRIA, VA 223142857 APT FOUNDATION INCONE SUBAWARD - LONG WHARF STE 321 23-7061218 501(C)(3) SPONSORED NEWHAVEN,CT 06511 848,695 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

ARIZONA STATE SUBAWARD - UNIVERSITYPO BOX 86-0196696 170(B)(1)(A)(V) SPONSORED 873503 31,518 RESEARCH TEMPE,AZ 852873503 ARKANSAS CHILDREN'S HOSPITAL800 MARSHALL SUBAWARD - ST 71-0236857 501(C)(3) SPONSORED LITTLE ROCK,AR 100,448 RESEARCH 722023591 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

ASSOCIATES IN SPOOR - NEUROLOGY PC2000 30-0165213 SPONSORED ROOSEVELT RD STE 201 19 , 496 RESEARCH VALPARAISO,IN 46383 ATLANTA RESEARCH & SPOOR - EDUCATION FOUNDATION 58 - 1857346 501(C)(3) SPONSORED 1670 CLAIRMONT RD 151E 63 , 107 RESEARCH DECATUR,GA 30033 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

BALTIMORE RESEARCH & SR - EDUCATION FOUNDATION 52-1705976 501(C)(3) SPONSORED INC10 NORTH GREENE ST 120 , 308 RESEARCH BALTIMORE,MD 21201 BAY LO R COLLEGE OF SUBAWARD - MEDICINEPO BOX 201361 74-1613878 501(C)(3) SPONSORED HOUSTON,TX 772161361 257,443 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

BEDFORD VA RESEARCH CORP INC200 SPRINGS SR - ROAD 152 BLDG 70 RM 04-3512440 501(C)(3) SPONSORED 125 187,013 RESEARCH 125 BEDFORD,MA 01730 BETH ISRAEL DEACONESS MEDICAL CTR330 SUBAWARD - BROOKLINE AVE DANA 04-2103881 501(C)(3) SPONSORED 714 8,380 RESEARCH BOSTON,MA 02215 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

BOSTON MEDICAL SUBAWARD - CENTER660 HARRISON 04-3314093 501(C)(3) SPONSORED AVE GAMBRO 2 176 , 667 RESEARCH BOSTON,MA 02118 BOSTON UNIVERSITY25 SUBAWARD - BUICK ST 2ND FLR 04-2103547 501(C)(3) SPONSORED BOSTON,MA 022151301 634,057 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f ) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance ( book, FMV, appraisal, other)

BOSTON VA RESEARCH SUBAWARD - INSTITUTE INC150 S 04-3081524 501(C)(3) SPONSORED HUNTINGTON AVE 151 B 27 , 494 RESEARCH BOSTON,MA 02130 BOWDOIN COLLEGE5400 SUBAWARD - COLLEGE STATION 01-0215213 501(C)(3) SPONSORED BRUNSWICK,ME 04011 60,000 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of ( g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

BOYCE THOMPSON INSTITUTE FOR PLANT SUBAWARD - RESEARCH INCATTN 13-1739923 501(C)(3) SPONSORED ACCOUNTS RECEIVABLE 415 , 796 RESEARCH TOWERRD ITHACA,NY 14853 BRENTWOOD BIOMEDICAL SUBAWARD - RESEARCHPO BOX 25027 95-4183712 501(C)(3) SPONSORED LOS ANGELES,CA 90025 89,094 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

BRIDGEPORT BOARD OF SUBAWARD- MAIN S T 06-6001865 170(B)(1)(A)(V)I S P ON SOR ED E DUCATION 48 06604 117,596 1 I I I THE CAMBRIDGE CENTER 26-3428781 501(C)(3) S P O NSORE D ,983 1 CAMBRIDGE,MAAMBRIODGDEIMAT 0 142 I I 46,983 I I I RESEARCH D Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

BROOKHAVEN NATIONAL SR - LABORATORYPO BOX 5000 11-3403915 SPONSORED BLDG460 174,925 RESEARCH UPTON,NY 119735000 BROWN UNIVERSITYPO SUBAWARD - BOX 1911 05-0258809 501(C)(3) SPONSORED PROVIDENCE, RI 02912 245,918 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

BURNHAM INSTITUTE FOR SPOOR - MEDICAL RESEARCH10901 51 0197108 501(C)(3) SPONSORED NORTH TORREY PINES RD 751,443 RESEARCH LA JOLLA,CA 92037 CAMBRIDGE PUBLIC SUBAWARD - HEALTH COMMISSION 04-3320571 170(B)(1)(A)(V) SPONSORED 1493 CAMBRIDGE ST 13,527 RESEARCH CAMBRIDGE,MA 02139 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non - cash assistance or assistance or government assistance (book, FMV, appraisal, other)

CASE WESTERN RESERVE UNIVERSITY11100 SUBAWARD - EUCLID AVE STE 2217 34-1018992 501(C)(3) SPONSORED CLEVELAND,OH 31,435 RESEARCH 441062080 CENTERING HEALTHCARE SR - INSTITUTE INC558 MAPLE 06-1622668 501(C)(3) SPONSORED AVE 8,000 48,000 RESEARCH CT 064102100 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

CENTRAL CONNECTICUT STATE UNIVERSITY1615 SUBAWARD - STANLEY ST 06-1303381 170(B)(1)(A)(V) SPONSORED NEWBRITAIN,CT 86,139 RESEARCH 060532439 CHILDREN'S HOSPITAL SUBAWARD - CORPORATIONPO BOX 04-2774441 501(C)(3) SPONSORED 414413 335,376 RESEARCH BOSTON,MA 022414413 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

CHILDRENS HOSPITAL LOS ANGELES4650 SUBAWARD - SUNSET BLVD MAIL STOP 95-1690977 501(C)(3) SPONSORED 97 51,485 RESEARCH LOS ANGELES.CA 90027 CHILDREN'S HOSPITAL MEDICAL CENTER3333 SUBAWARD - BURNET AVE 31-0833936 501(C)(3) SPONSORED CINCINNATI,OH 246,125 RESEARCH 452293039 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

CHILDREN'S RESEARCH INSTITUTE111 MICHIGAN SUBAWARD - AVE NW 52-1654453 501(C)(3) SPONSORED WASHINGTON, DC 536,159 RESEARCH 200102970 CITY OF NEW HAVEN54 SUBAWARD - MEADOW ST 06-6001876 170(B)(1)(A)(V) SPONSORED NEWHAVEN,CT 06519 9,000 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

CLEVELAND CLINIC SUBAWARD - FOUNDATION9500 34-0714585 501(C)(3) SPONSORED EUCLID AVE NE 40 27 , 356 RESEARCH CLEVELAND,OH 44195 CLIFFORD W BEERS SUBAWARD GUIDANCE CLINIC INC93 06-0646757 501(C)(3) SPONSORED EDWARDS ST 21 , 318 RESEARCH NEWHAVEN,CT 06511 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

COLUMBIA UNIVERSITYPO SUBAWARD - BOX 29789 13-5598093 501(C)(3) SPONSORED NEWYORK,NY 100879789 981,961 RESEARCH COMMUNITY HEALTH SUBAWARD - PR03ECT INC356 WEST 13-3409680 501(C)(3) SPONSORED 18TH ST 9 ,484 RESEARCH NEWYORK,NY 10011 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

CONNECTICUT AIDS RESOURCE COALITION SUBAWARD - INC110 BARTHOLOMEW 22-3014883 501(C)(3) SPONSORED AVE STE 400 25,000 RESEARCH HARTFORD,CT 06106 CONNECTICUT CHILDREN'S MEDICAL SUBAWARD - CENTER282 WASHINGTON 06-0646755 501(C)(3) SPONSORED ST 80,139 RESEARCH HARTFORD,CT 06106 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

COOPER HEALTH SYSTEM SUBAWARD - ONE COOPER PLAZA 4TH 21-0634462 501(C)(3) SPONSORED FLR 5,007 RESEARCH CAMDEN,N3 08103 CORNELL SCOTT-HILL SUBAWARD - HEALTH CORPORATION 06-0870990 501(C)(3) SPONSORED 400 COLUMBUS AVENUE 271 , 928 RESEARCH NEWHAVEN,CT 06519 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

CORNELL UNIVERSITYPO SUBAWARD - BOX 22 15-0532082 501(C)(3) SPONSORED ITHACA,NY 148510022 998,230 RESEARCH DANA-FARBER CANCER SR - INSTITUTE INC44 BINNEY 04-2263040 501(C)(3) SPONSORED STREET 133 , 782 RESEARCH BOSTON,MA 02115 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

FERRY RD 6210 02-0222111 501(C)(3) ROPE 03 7551404 I 226,3501 I I I S ONSORED DENVER HEALTH & SUBAWARD - HOSPITALAUTHORITYPO 84-1343242 170(B)(1)(A)(V) SPONSORED BOX 17093 6,447 RESEARCH DENVER,CO 802170093 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

DUKE UNIVERSITY705 SUBAWARD - BROAD ST PO BOX 90491 56-0532129 501(C)(3) SPONSORED DURHAM,NC 277080491 356,063 RESEARCH EARTH IMAGES SR - FOUNDATION470 CAVOUR 77-0323189 501(C)(3) SPONSORED ST 8,500 68,500 RESEARCH 94618 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

EAST CAROLINA UNIVERSITY2200 S SUBAWARD - CHARLES BLVD 56-6000403 170(B)(1)(A)(V) SPONSORED GREENVILLE,NC 10,964 RESEARCH 278584353 EMERGENCY CARE RESEARCH INSTITUTE SUBAWARD - 5200 BUTLER PIKE 23-1662091 501(C)(3) SPONSORED PLYMOUTH MEETING, PA 81,086 RESEARCH 19462 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

EMORY UNIVERSITY1599 SUBAWARD - CLIFTON RD NE 58-0566256 501(C)(3) SPONSORED ATLANTA,GA 30322 13,890 RESEARCH ENERGETICS INCORPORATE D7067 SUBAWARD - COLUMBIA GATEWAY DR 52-1165598 SPONSORED STE 200 16,500 RESEARCH COLUMBIA,MD 21046 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

FAIR HAVEN COMMUNITY SUBAWARD - HEALTH CENTER374 06-0883545 501(C)(3) SPONSORED GRAND AVE 451 , 819 RESEARCH NEW HAVEN,CT 06513 FAMILIES UNITED FOR CHILDREN'S MENTAL SUBAWARD - HEALTH INC32 NORWICH 06-1618367 501(C)(3) SPONSORED AVE SUITE 102 35,000 RESEARCH COLCHESTER,CT 06415 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

FISHER BIOSERVICES INC SUBAWARD - PO BOX 418395 54-1348241 SPONSORED BOSTON,MA 022418395 48,558 RESEARCH FLORIDA NEUROVASCULAR SR - INSTITUTE4 COLUMBIA DR 59-3458987 SPONSORED H MI 200 17,604 RESEARCH TAMPA,FL 33606 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

FOCUS ON RECOVERY- UNITED INC100 SUBAWARD - RIVERVIEW CENTER SUITE 65-1180221 501(C)(3) SPONSORED 272 76,149 RESEARCH MIDDLETOWN,CT 06457 FRED HUTCHINSON CANCER RESEARCH SUBAWARD - CENTER1100 FAIRVIEW 23-7156071 501(C)(3) SPONSORED AVE N PO BOX 19024 311,732 RESEARCH SEATTLE, WA 981091024 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

FRIENDS OFTSINGHUA SEM INC DBA TSINGHUA SUBAWARD - UNIVERSITY1209 ORANGE 31-1782786 501(C)(3) SPONSORED ST 423,800 RESEARCH WILMINGTON,DE 19801 GEORGE MASON SUBAWARD - U NIV E RSITY4400 54-0836354 170(B)(1)(A)(V) SPONSORED UNIVERSITY DR 20 , 138 RESEARCH FAIRFAX,VA 220304444 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

GEORGE WASHINGTON UNIVERSITY44983 KNOLL SUBAWARD - SQUARE BUILDING II 2ND 53-0196584 501(C)(3) SPONSORED FLOOR 8,180 RESEARCH ASHBURN.VA 20147 GEORGIA TECH REASEARCH SUBAWARD - CORPORATIONPO BOX 58-0603146 501(C)(3) SPONSORED 100117 66,065 RESEARCH ATLANTA,GA 30384 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

GRIFFIN HOSPITAL130 SUBAWARD - DIVISION ST 06-0647014 501(C)(3) SPONSORED DERBY,CT 06418 559,567 RESEARCH GUILFORD NEUROLOGIC SUBAWARD - ASSOCIATES INC1126 N 56-0963466 SPONSORED CHURCH ST STE 200 179,698 RESEARCH GREENSBORO,NC 27401 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

HAMILL ASSOCIATES INC SR - 700 CANAL ST HARBOUR 13-3804354 SPONSORED SQUARE 20 , 700 RESEARCH STAMFORD,CT 06902 HARTFORD GAY AND LESBIAN HEALTH SUBAWARD - COLLECTIVE INCPO BOX 06-1172441 501(C)(3) SPONSORED 2094 12,500 RESEARCH HARTFORD,CT 06145 Form 990 , Schedule I , Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

HARTFORD HOSPITAL80 SUBAWARD - SEYMOUR ST 06-0646668 501(C)(3) SPONSORED HARTFORD,CT 06102 1,776,708 RESEARCH HARVARD UNIVERSITY SUBAWARD - 1350 MASSACHUSETTS 04-2103580 501(C)(3) SPONSORED AVE 1,464,876 RESEARCH CAMBRIDGE,MA 02138 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

HASKINS LABORATORIES SR - INC300 GEORGE ST SUITE 13-1628174 501(C)(3) SPONSORED 900 6,377 RESEARCH NEW HAVEN,CT 06511 HEALTH RESEARCH INCPO SUBAWARD - BOX 2966 14-1402155 501(C)(3) SPONSORED BUFFALO,NY 142402966 427,971 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

HISPANOS UNIDOS INC SUBAWARD - 116 SHERMAN AVE 06-1222584 501(C)(3) SPONSORED NEW HAVEN,CT 06511 139,896 RESEARCH HOSPITAL OF SAINT SUBAWARD - RAPHAEL1450 CHAPEL ST 06-0653171 501(C)(3) SPONSORED NEWHAVEN,CT 06511 36,321 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

INDIANA MEDICAL SR - RESEARCH LLC303 SOUTH 26-0303059 SPONSORED NAPPANEE ST 13 , 949 RESEARCH ELKHART,IN 46514 INDIANA UNIVERSITYPO SUBAWARD - BOX 66057 35-6001673 501(C)(3) SPONSORED INDIANAPOLIS,IN 46266 27,659 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

INGALLS MEMORIAL SUBAWARD - HOSPITALONE INGALLS 36-2170866 501(C)(3) SPONSORED DR ROOM 740 31 , 629 RESEARCH HARVEY,IL 60426 INNOVATIONS FOR SUBAWARD - POVERTY ACTION85 06-1660068 501(C)(3) SPONSORED WILLOW ST 510,724 RESEARCH NEWHAVEN,CT 06510 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

INSTITUTE FOR CLINICAL RESEARCH INCPO BOX SUBAWARD - 29545 52-1336656 501(C)(3) SPONSORED WASHINGTON, DC 168,132 RESEARCH 200170745 INSTITUTE FOR COMMUNITY RESEARCH SUBAWARD - INC2 HARTFORD SQ WSTE 06-0653116 501(C)(3) SPONSORED 100 41,847 RESEARCH HARTFORD,CT 061065128 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

INTERNATIONAL FOOD POLICY RESEARCH SPOOR - INSTITUTE (IFPRI)2033 K 52-1041632 501(C)(3) SPONSORED ST NW 50,289 RESEARCH WASHINGTON, DC 200061002 IOWA NEUROLOGY RESEARCH INCPO BOX SUBAWARD - 65433 92-0179923 SPONSORED WEST DES MOINES, IA 14,537 RESEARCH 50265 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

IOWA STATE UNIVERSITY OF SCIENCE AND SUBAWARD - TECHNOLOGY3609 42-6004224 501(C)(3) SPONSORED ADMINISTRATIVE SVCS 58 , 175 RESEARCH BLDG AMES,IA 500113609 JOHN B PIERCE LABORATORY INC290 SUBAWARD - CONGRESS AVE 06-0646780 501(C)(3) SPONSORED NEW HAVEN,CT 442,390 RESEARCH 065191403 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

JOHNS HOPKINS UNIVERSITY720 RUTLAND SUBAWARD - AVE RM 129 52-0595110 501(C)(3) SPONSORED BALTIMORE, MD 793,143 RESEARCH 212052196 JUNTA FOR PROGRESSIVE SUBAWARD - ION INC169 GRAND 23-7066862 501(C)(3) SPONSORED AVE 0,441 90,441 RESEARCH HAVEN,CT 06513 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

KESSLER FOUNDATION 1199 PLEASANT VALLEY SUBAWARD - WAY 31-1562134 501 (C )(3) SPONSORED WEST ORANGE,NJ 83,924 RESEARCH 070521424 L2 DIAGNOSTICS LLCPO SUBAWARD - BOX 8175 06-1509946 SPONSORED NEW HAVEN,CT 147,678 RESEARCH 065300175 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

LANKENAU INSTITUTE SUBAWARD - FOR MEDICAL RESEARCH 23-2175659 501(C)(3) SPONSORED 100 LANCASTER AVE 47 , 746 RESEARCH WYNNEWOOD,PA 19096 LIBERTY COMMUNITY SR - SERVICES254 COLLEGE ST 22-2849124 501(C)(3) SPONSORED 2ND FLR 122 , 640 RESEARCH NEWHAVEN,CT 06510 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

LOUISIANA STATE UNIVERSITYPO BOX SUBAWARD - 33932 72-6000848 170(B)(1)(A)(V) SPONSORED SHREV EPO RT, LA 18,152 RESEARCH 711603932 LOYOLA UNIVERSITY OF SUBAWARD - CHICAGO2160 FIRST AVE 36-1408475 501(C)(3) SPONSORED MAYWOOD,IL 60153 31,412 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

LSU HEALTH SCIENCES SUBAWARD - CENTERPO BOX 33932 72-6087770 501(C)(3) SPONSORED SHREVEPORT,LA 9 , 959 RESEARCH 711603932 MACROCYCLICS2110 SUBAWARD - RESEARCH ROW STE 425 75-2628442 SPONSORED DALLAS,TX 75235 8,125 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

MAINE MEDICAL CENTER SUBAWARD - 22 BRAMHALL ST 01-0238552 501(C)(3) SPONSORED PORTLAND,ME 27 , 663 RESEARCH 041023175 MARQUETTE UNIVERSITY SUBAWARD - PO BOX 1881 39-0806251 501(C)(3) SPONSORED MILWAUKEE,WI 8 , 408 RESEARCH 532011881 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

MASSACHUSETTS INSTITUTE OF SUBAWARD - TECHNOLOGY77 04-2103594 501(C)(3) SPONSORED MASSACHUSETTS AVE 119 , 028 RESEARCH CAMBRIDGE, MA 021394307 MAYO CLINIC ROCHESTER SUBAWARD - PO BOX 4008 41-6011702 501(C)(3) SPONSORED ROCHESTER, MN 11 , 500 RESEARCH 559034008 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

MEDICAL COLLEGE OF GEORGIA RESEARCH SUBAWARD - INSTITUTE INCPO BOX 58-1418202 501(C)(3) SPONSORED 945552 15,268 RESEARCH ATLANTA,GA 30394 MEDICAL COLLEGE OF SUBAWARD - WISCONSIN9200 WEST 39-0806261 501(C)(3) SPONSORED WISCONSICN AVE 7 , 290 RESEARCH MILWAUKEE,WI 53226 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

MELBOURNE INTERNAL MEDICINE ASSOCIATES SUBAWARD - (MIMA)65 E NASA BLVD 59-1224281 SPONSORED 106 20 , 859 RESEARCH MELBOURNE.FL 32901 MERCY MEDICAL CENTER - DES MOINESPO BOX SUBAWARD - 65433 42-0680448 501(C)(3) SPONSORED WEST DES MOINES, IA 8,562 RESEARCH 50265 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

METHODIST HOSPITAL SUBAWARD - RESEARCH INSTITUTE 87-0721923 501(C)(3) SPONSORED 6565 FANNIN STE 802 40,742 RESEARCH HOUSTON,TX 77030 METROHEALTH SYSTEMPO SUBAWARD - BOX 73308 34-6004382 170(B)(1)(A)(V) SPONSORED CLEVELAND,OH 44193 20,609 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

MIDWESTERN CONNECTICUT COUNCIL SUBAWARD - ON ALCOHOLISM INC38 06-0890278 501(C)(3) SPONSORED OLD RIDGEBURY RD 136,525 RESEARCH DANBURY,CT 06810 MIND RESEARCH NETWORK SUBAWARD - 1101 YALE BLVD NE 85-0457562 501(C)(3) SPONSORED ALBUQUERQUE,NM 87106 30,202 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

MINNEAPOLIS CLINIC OF NEUROLOGY3366 SUBAWAR - OAKDALE AVE NORTH STE 41-0999094 SPONSORED 309 17,092 RESEARCH ROBBINSDALE,MN 55422 MONTANA STATE SUBAWARD - UNIVERSITYPO BOX 81-6010045 170(B)(1)(A)(V) SPONSORED 172470 138,096 RESEARCH BOZEMAN,MO 597172470 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

MOUNT SINAI SCHOOL OF MEDICINE OF NEW YORK SUBAWARD - UNIVERSITYBOX 3500 1 13-6171197 501(C)(3) SPONSORED GUSTAVE L LEVY PL 135,763 RESEARCH NEWYORK,NY 100296574 NARROWS INSTITUTE FOR SUBAWARD - BIOMEDICAL RESEARCH 11-3059470 501(C)(3) SPONSORED INC800 POLY PL 287 , 095 RESEARCH BROOKLYN,NY 11209 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

NEUROPACEINC1375 SUBAWARD SHOREBIRD WAY 22-3550230 SPONSORED MOUNTAIN VIEW,CA 50,867 RESEARCH 94043 NEW ENGLAND BIOLABS SUBAWARD - INC240 COUNTY RD 04-2631963 SPONSORED IPSWICH,MA 019382723 60,000 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

NEW HAVEN FAMILY SR - ALLIANCE INC370 JAMES 06-1324343 501(C)(3) SPONSORED ST STE 201 258 , 827 RESEARCH NEW HAVEN,CT 06513 NEW HAVEN HOME SUBAWARD - INC153 EAST RECOVERY 22-3037451 501(C)(3) SPONSORED 49,221 149,221 RESEARCH HAVEN,CT 06511 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

NEW YORK METHODIST SUBAWARD - HOSPITAL263 7TH 11-1631796 501(C)(3) SPONSORED AVENUE 13 , 514 RESEARCH BROOKLYN,NY 11215 NEW YORK UNIVERSITY SUBAWARD - 726 BROADWAY - NINTH 13-5562308 501(C)(3) SPONSORED FLOOR 92,273 RESEARCH NEWYORK,NY 100039580 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

NORTHEAST IOWA MEDICAL EDUCATION SUBAWARD - FOUNDATION INC2055 42-1058745 501(C)(3) SPONSORED KIMBALL AVE STE 101 15,326 RESEARCH WATERLOO,IA 50702 NORTHERN CALIFORNIA INSTITUTE FOR RESEARCH SR - AND EDUCATION INC4150 94-3084159 501(C)(3) SPONSORED CLEMENT ST 200 , 062 RESEARCH SAN FRANCISCO,CA 94121 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

NORTHWESTERN SUBAWARD - UNIVERSITY633 CLARK ST 36-2167817 501(C)(3) SPONSORED EVANSTON,IL 602081110 79,300 RESEARCH OBERLIN COLLEGE173 WST SUBAWARD - LORAIN ST 34-0714363 501(C)(3) SPONSORED OBERLIN,OH 44074 24,700 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

OHIO STATE UNIVERSITY RESEARCH FOUNDATION SUBAWARD - 1960 KENNY RD 31-6401599 501(C)(3) SPONSORED COLUMBUS,OH 171,726 RESEARCH 432101063 OKLAHOMA MEDICAL RESEARCH FOUNDATION SR- (OMRF)825 NORTHEAST 73-0580274 501(C)(3) SPONSORED 13TH ST 56,703 RESEARCH OKLAHOMA CITY,OK 73104 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

OREGON HEALTH & SCIENCE UNIVERSITY SUBAWARD - 2525 SW FIRST AVE STE 93-1176109 170(B)(1)(A)(V) SPONSORED 220 306,962 RESEARCH PORTLAND,OR 97201 PENNSYLVANIA STATE SUBAWARD - UNIVERSITY500 24-6000376 501(C)(3) SPONSORED UNIVERSITY DR 221 , 995 RESEARCH HERSHEY,PA 17033 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

PENOBSCOT BAY PHYSICIANS & SUBAWARD - ASSOCIATES4 GLEN COVE 01-0530517 501(C)(3) SPONSORED DR STE 102 10,321 RESEARCH ROCKPORT,ME 04856 PHILIPS HEALTHCAREPO SUBAWARD - BOX 100355 13-3429115 SPONSORED ATLANTA,GA 303840355 41,111 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

PLANNED PARENTHOOD OF SOUTHERN NEW SUBAWARD - ENGLAND INC345 06-0263565 501(C)(3) SPONSORED WHITNEY AVE 12,456 RESEARCH NEW HAVEN,CT 06511 PROVIDENCE MEDICAL SUBAWARD - RESEARCH CENTER101 91-1211963 501(C)(3) SPONSORED WEST 8TH AVE 45 , 997 RESEARCH SPOKANE,WA 992202555 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

PUBLIC HEALTH SUBAWARD - INSTITUTE555 12TH ST 94-1646278 501(C)(3) SPONSORED 10TH FL 319 ,446 RESEARCH OAKLAND,CA 94607 RECOVERY NETWORK OF SUBAWARD - PROGRAMS INC2 06-0910080 501(C)(3) SPONSORED RESEARCH DR 218 , 667 RESEARCH STRATFORD,CT 06615 Form 990 , Schedule I , Par t II , Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

REGENERON PHARMACEUTICALS INC SUBAWARD - 777 OLD SAW MILL RIVER 13-3444607 SPONSORED RD BLDG 3/G 825,000 RESEARCH TARRYTOWN,NY 10591 REGENTS OF THE UNIVERSITY OF SUBAWARD - CALIFORNIAPO BOX 94-6036494 501(C)(3) SPONSORED 989062 208 , 473 RESEARCH WEST SACRAMENTO,CA 95798 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

REGENTS OF THE UNIVERSITY OF SPOOR - CALIFORNIA AT BERKELEY 94-6002123 501(C)(3) SPONSORED 2195 HEARST AVE RM 130 211,398 RESEARCH MC 1103 BERKELEY,CA 947201103 REGENTS OF THE UNIVERSITY OF SUBAWARD - COLORADOF428 PO BOX 84-6000555 501(C)(3) SPONSORED 238 243,591 RESEARCH DENVER, CO 802910238 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

REGENTS OF THE UNIVERSITY OF MICHIGAN3003 S STATE SUBAWARD - ST 2044 WOLVERINE 38-6006309 501(C)(3) SPONSORED TOWER 299,482 RESEARCH ANN ARBOR,MI 481091273 REGENTS UNIVERSITY OF CALIFORNIA LOS SUR - ANGELES1855 FOLSOM ST 95-6006143 501(C)(3) SPONSORED MCB 425 1,392,653 RESEARCH SAN FRANCISCO,CA 941430897 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

REGIONAL DATA COOPERATIVE FOR SUBAWARD - GREATER NEW HAVEN INC 06-1567201 501(C)(3) SPONSORED 900 CHAPEL ST STE 620 5,500 RESEARCH NEW HAVEN,CT 06510 RESEARCH FOUNDATION SUBAWARD - OF CUNY230 WEST 41ST 13-1988190 501(C)(3) SPONSORED ST 7TH FLR 150,072 RESEARCH NEWYORK,NY 10036 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

RESEARCH FOUNDATION SR - OF STATE UNIVERSITY OF 14-1368361 501(C)(3) SPONSORED NEWYORKPO BOX 9 141 , 701 RESEARCH ALBANY,NY 122010009 RESEARCH TRIANGLE SUBAWARD - INSTITUTEPO BOX 900002 56-0686338 501(C)(3) SPONSORED RALEIGH, NC 276759000 17,575 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

RESONANCE RESEARCH SUBAWARD - INC5 FORTUNE DR 04-3202210 SPONSORED BILLERICA,MA 01821 120,055 RESEARCH RHODE ISLAND HOSPITAL SUBAWARD - 593 EDDY ST 05-0258954 501(C)(3) SPONSORED PROVIDENCE, RI 02903 37,869 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

RHODE ISLAND PUBLIC SR - HEALTH FOUNDATIONBOX 05-0474726 501(C)(3) SPONSORED G-S121 ROOM 204 58 , 000 RESEARCH PROVIDENCE,RI 02912 ROCKEFELLER SUBAWARD - UNIVERSITY1230 YORK 13-1624158 501(C)(3) SPONSORED AVE BOX 259 11 , 360 RESEARCH NEW YORK, NY 100216399 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

RUSH UNIVERSITY MEDICAL CENTER1725 SUBAWARD - WEST HARRISON ST STE 36-2174823 501(C)(3) SPONSORED 1106 32,210 RESEARCH CHICAGO,IL 60612 RUTGERS UNIVERSITY3 SUBAWARD - RUTGERS PLAZA 2ND FLR 22-6001086 501(C)(3) SPONSORED NEW BRUNSWICK, NJ 65 , 392 RESEARCH 08901 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

SAINT FRANCIS MEDICAL SUBAWARD - CENTER530 NE GLEN OAK 37-0662569 501(C)(3) SPONSORED AVE 84,801 RESEARCH PEORIA,IL 61637 SAINT LOUIS UNIVERSITY SUBAWARD - 1438 S GRAND 43-0654872 501(C)(3) SPONSORED BOULEVARD ROOM 324 9 , 389 RESEARCH ST LOUIS,MO 63104 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

SCRIPPS HEALTH DBA SCRIPPS CLINICAL SUBAWARD - RESEARCH11025 N 95-1684089 501(C)(3) SPONSORED TORREY PINES RD STE 200 12,137 RESEARCH LA JOLLA,CA 92037 SENTARA MEDICAL SUBAWARD - GROUPPO BOX 79777 54-1217184 501(C)(3) SPONSORED BALTIMORE, MD 16 , 480 RESEARCH 212790777 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

SINAI HOSPITAL OF BALTIMORE5051 SUBAWARD - GREENSPRING AVE STE 52-0486540 501(C)(3) SPONSORED 300 16,575 RESEARCH BATIMORE,MD 21215 SMITHSONIAN SUBAWARD - INSTITUTION1000 53-0206027 501(C)(3) SPONSORED JEFFERSON DRIVE S W 274 , 822 RESEARCH WASHINGTON,DC 20560 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

SOUTH CAROLINA SUBAWARD - RESEARCH FOUNDATION 57-0967350 501(C)(3) SPONSORED 901 SUMTER ST 5TH FL 30,176 RESEARCH COLUMBIA,SC 29208 SOUTHERN CONNECTICUT SUBAWARD - STATE UNIVERSITY501 06-1363115 170(B)(1)(A)(V) SPONSORED CRESCENT ST 198,258 RESEARCH NEWHAVEN,CT 06515 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

SOUTHTOWNS SPOOR - NEUROLOGY OF WNY PC 16-1556670 SPONSORED 3775 SENECA ST 7 , 202 RESEARCH WEST SENECA,NY 14224 SOUTHWEST FOUNDATION SUBAWARD FOR BIOMEDICAL 74 - 1109630 501(C)(3) SPONSORED RESEARCHPO BOX 760549 324 , 807 RESEARCHSEARCH ANTONIO,TX 78245 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

SRI INTERNATIONALPO SUBAWARD - BOX 8500 S 7960 94-1160950 501(C)(3) SPONSORED PHILADELPHIA, PA 19178 59,465 RESEARCH ST LUKES HOSPITAL OF SUBAWARD - KANSAS CITY4401 44-0545297 501(C)(3) SPONSORED WO RNA LL RD 32 , 434 RESEARCH KANSAS CITY, MO 64111 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

STANFORD UNIVERSITY SUBAWARD - 318 CAMPUS DR RM E300 94-1156365 501(C)(3) SPONSORED STANFORD,CA 1,567,485 RESEARCH 943055432 STATE OF CONNECTICUT SUBAWARD- 24 WOLCOTT HILL RD 06-1397810 170(B)(1)(A)(V) SPONSORED WETHERSFIELD,CT 06109 95,037 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

STOWERS INSTITUTE FOR MEDICAL RESEARCHPO SUBAWARD - BOX 412411 43-1684454 501(C)(3) SPONSORED KANSAS CITY, MO 380,848 RESEARCH 641412411 SUNDANCE RESEARCH SUBAWARD - INSTITUTEPO BOX 874 26-2919036 501(C)(3) SPONSORED SUNDANCE,WY 82729 70,959 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

TEMPLE UNIVERSITY3401 SUBAWARD - BROAD ST 1007 JONES 23-1365971 501(C)(3) SPONSORED HALLN 42,231 RESEARCH PHILADELPHIA, PA 19140 TEST TRACK RESEARCH SUBAWARD - 147 COLUMBIA TURNPIKE 22-3430960 SPONSORED STE 303 47,608 RESEARCH FLORHAM PARK,NJ 07932 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

TEXAS ENGINEERING EXPERIMENT STATION SR- 1470 WILLIAM D FITCH 74-1974733 170(B)(1)(A)(V) SPONSORED PARKWAY 115,615 RESEARCH COLLEGE STATION,TX 778454645 THE ASYMMETRIC COMBAT INSTITUTE2801 SUBAWARD - WADE HAMPTON BLVD STE 90-0430719 SPONSORED 115-136 163,229 RESEARCH TAYLORS,SC 29687 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

THE BRIGHAM AND SUBAWARD - WOMEN'SHOSPITALINC 04-2312909 501(C)(3) SPONSORED PO BOX 3887 1,062,461 RESEARCH BOSTON,MA 022413887 THE BRONX VETERANS MEDICAL RESEARCH SUBAWARD - FOUNDATION INC130 W 13-3699250 501(C)(3) SPONSORED KINGSBRIDGE RD 33,343 RESEARCH BRONX,NY 10468 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

THE CHARLOTTE- MECKLENBURG HOSPITAL SUBAWARD - AUTHORITYPO BOX 56-0529945 170(B)(1)(A)(V) SPONSORED 601979 70,675 RESEARCH CHARLOTTE, NC 282601979 THE CHILDREN'S HOSPITAL OF SUBAWARD - PHILADELPHIA34TH ST 23-1352166 501(C)(3) SPONSORED PHILADELPHIA, PA 437,737 RESEARCH 191044318 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

THE CONNECTICUT AGRICULTURAL SUBAWARD - EXPERIMENT STATION123 06-6032987 170(B)(1)(A)(V) SPONSORED HUNTINGTON ST BOX 1106 43,584 RESEARCH NEW HAVEN,CT 06504 THE CONSULTATION SR - CENTER INC389 WHITNEY 06-0923986 501(C)(3) SPONSORED AVE 281 , 828 RESEARCHRE NEW HAVEN,CT 06511 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

THE FEINSTEIN INSTITUTE SPOOR - FOR MEDICAL RESEARCH5 11 - 2673595 501(C)(3) SPONSORED DAKOTA DR STE 307 670,20470,204 RESEARCH LAKE SUCCESS,NY 11042 THE GENERAL HOSPITAL SUBAWARD - CORPORATION50 04-2697983 501(C)(3) SPONSORED STANIFORD ST STE 1001 1,261,803 RESEARCH BOSTON,MA 02114 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

THE HEKTOEN INSTITUTE SUBAWARD - OF MEDICINE2100 WEST 36-2244897 501(C)(3) SPONSORED HARRISON ST 114 , 157 RESEARCH CHICAGO,IL 60612 THE IMMUNE TOLERANCE INSTITUTE INCPO BOX SUBAWARD - 516 68-0638647 501(C)(3) SPONSORED SO UTHPO RT, CT 121,051 RESEARCH 068900516 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

THE NEMOURS SUBAWARD - FOUNDATION807 59-0634433 501(C)(3) SPONSORED CHILDRENS WAY 85 , 838 RESEARCH 3ACKSONVILLE,FL 32207 THE TRUSTEES OF MOUNT HOLYOKE COLLEGELOWER SUBAWARD - LAKE ROAD 04-2103578 501(C)(3) SPONSORED SOUTH HADLEY,MA 80,910 RESEARCH 010751499 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

THE UNIVERSITY OF TEXAS HEALTH SCIENCE SUBAWARD - CENTERAT HOUSTONPO 74-1761309 501(C)(3) SPONSORED BOX 203382 121,909 RESEARCH HOUSTON.TX 772163382 THE UNIVERSITY OF TEXAS HEALTH SCIENCE SUBAWARD - CENTER AT SAN ANTONIO 74-1586031 170(B)(1)(A)(V) SPONSORED 7703 FLOYD CURL DR 712,817 RESEARCH SAN ANTONIO,TX 78229 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

THE UNIVERSITY OF TEXAS MD ANDERSON SUBAWARD - CANCER CENTERPO BOX 74-6000203 501(C)(3) SPONSORED 4390 257,628 RESEARCH HOUSTON,TX 772104390 THE WATERBURY SUBAWARD - HOSPITAL64 ROBINS ST 06-0665979 501(C)(3) SPONSORED WATERBURY,CT 06721 78,927 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

TRINITY COLLEGE300 SUBAWARD - SUMMIT STREET 06-0646927 501(C)(3) SPONSORED HARTFORD,CT 06106 29,446 RESEARCH TRUSTEES OF THE UNIVERSITY OF SUBAWARD - PENNSYLVANIA3401 23-1352685 501(C)(3) SPONSORED WALNUT ST STE 421A 353 , 843 RESEARCH PHILADELPHIA, PA 191046228 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

TUFTS MEDICAL CENTER SUBAWARD - PARENT INC800 04-2810022 501(C)(3) SPONSORED WASHINGTON ST BOX 453 48 ,443 RESEARCH BOSTONMA, 02111 TUFTS UNIVERSITY169 SUBAWARD - HOLLAND ST RM 310 04-2103634 501(C)(3) SPONSORED SOMERVILLE,MA 02144 158,277 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

TULANE UNIVERSITY800 SUBAWARD - EAST COMMERCE RD STE 72-0423889 501(C)(3) SPONSORED 203 285,008 RESEARCH HARAHAN,LA 70123 UNIVERSITY OF ALABAMA AB 990 1530 3RD AVENUE SUBAWARD - S 63-6005396 501(C)(3) SPONSORED BIRMINGHAM,AL 87,806 RESEARCH 352940109 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF ARIZN SUBAWARD- BOX 3 520 86-6004791 170(B)(1)(A)(V) S P P O O N pA I 137,118 I I I ROENSORED UNIVERSITY OF ARKANSAS FOR MEDICAL SUBAWARD - SCIENCES4301 W 71-6046242 170(B)(1)(A)(V) SPONSORED MARKHAM ST 22,098 RESEARCH LITTLE ROCK,AK 72205 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF CALIFORNIA IRVINE SUBAWARD - BIOLOGICAL SCIENCES 95-2226406 501(C)(3) SPONSORED III STE 1400 77,714 RESEARCH IRVINE,CA 926971050 UNIVERSITY OF SUBAWARD - CALIFORNIA SAN DIEGO 95-6006144 501(C)(3) SPONSORED 9500 GILMAN DR 123 , 104 RESEARCH LA JOLLA,CA 92093 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF CALIFORNIA SAN SR - FRANCISCO 1855 FOLSOM 94-6036493 501(C)(3) SPONSORED ST MCB 425 PO BOX 0897 41 , 655 RESEARCH SAN FRANCISCO,CA 941430897 UNIVERSITY OF CHICAGO SUBAWARD - 1225 E 60TH ST 36-2177139 501(C)(3) SPONSORED CHICAGO,IL 60637 379,112 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF CINCINNATI260 STETSON SUBAWARD - ROOM 2364 31-6000989 501(C)(3) SPONSORED CINCINNATI, OH 205,623 RESEARCH 452670525 UNIVERSITY OF CONNECTICUT438 SUBAWARD - WHITNEY RD EXTENTION 06-0772160 170(B)(1)(A)(V) SPONSORED UNIT 1133 305,491 RESEARCH STORRS,CT 062691133 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF CONNECTICUT HEALTH SUBAWARD - CENTER263 FARMINGTON 52-1725543 170(B)(1)(A)(V) SPONSORED AVE 889,703 RESEARCH FARMINGTON.CT 06032 UNIVERSITY OF DENVER DEPT 1811 84-0404231 501(C)(3) S P ON SOR ED DENVER,CO 802911811 58,537 I I I RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF FLORIDAP SUBAWARD - O BOX 113001 59-6002052 170(B)(1)(A)(V) SPONSORED GAINESVILLE,FL 280 , 386 RESEARCH 326113001 UNIVERSITY OF HAWAII 2530 DOLE STREET SUBAWARD - SAKAMAKI D200 99-6000354 170(B)(1)(A)(V) SPONSORED HONOLULU,HI 47,157 RESEARCH 968222303 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF ILLINOIS SUBAWARD PO BOX 20787 37-6000511 501(C)(3) SPONSORED SPRINGFIELD,IL 184,427 RESEARCH 627080787 UNIVERSITY OF IOWAB5 SUBAWARD - JESSUP HALL 42-6004813 170(B)(1)(A)(V) SPONSORED IOWA CITY,IA 52242 68,733 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF KENTUCKY RESEARCH SUBAWARD - FOUNDATIONPO BOX 61-6033693 501(C)(3) SPONSORED 931116 73,996 RESEARCH CLEVELAND.OH 44193 UNIVERSITY OF MARYLANDRM 4101 SUBAWARD - CHESAPEAKE BLDG 52-6002033 170(B)(1)(A)(V) SPONSORED COLLEGE PARK,MD 179,958 RESEARCH 207423141 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF MARYLAND MEDICAL SYSTEM CORPPO SUBAWARD - BOX 41428 52-1362793 501(C)(3) SPONSORED BALTIMORE, MD 20,271 RESEARCH 212036428 UNIVERSITY OF MASSACHUSETTS600 SUBAWARD - SUFFOLK ST SECOND FLR 04-3167352 170(B)(1)(A)(V) SPONSORED SOUTH 286,954 RESEARCH LOWELL,MA 01854 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF MIAMIPO SUBAWARD - BOX 025405 59-0624458 501(C)(3) SPONSORED MIAMI,FL 331025405 102,438 RESEARCH UNIVERSITY OF MINNESOTANW 6957 PO SUBAWARD - BOX 1460 41-6007513 501(C)(3) SPONSORED MINNEAPOLIS, MN 294,153 RESEARCH 654066957 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF NEBRASKA SUBAWARD - 985100 NEBRASKA 47-0049123 501(C)(3) SPONSORED MEDICAL CENTER 60 , 231 RESEARCH OMAHA,NE 681985100 UNIVERSITY OF NEW MEXICO1 UNIVERSITY OF SUBAWARD - NEW MEXICO 85-6000642 501(C)(3) SPONSORED ALBUQUERQUE,NM 29,128 RESEARCH 871315041 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF NORTH SUBAWARD - CAROLINA AT CHAPEL 56-6001393 501(C)(3) SPONSORED HILLPO BOX 402420 114 , 504 RESEARCH ATLANTA,GA 303842420 UNIVERSITY OF OKLAHOMAPO BOX 26901 SUBAWARD - SCB 228 73-1477155 170(B)(1)(A)(V) SPONSORED OKLAHOMA CITY,OK 38,430 RESEARCH 731260901 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF SUBAWARD - PITTSBURGH3109 25 - 0965591 501(C)(3) SPONSORED CATHEDRAL OF LEARNING 329,391 RESEARCH PITTSBURGH,PA 15260 UNIVERSITY OF PUERTO SR - RICOPO BOX 365067 66-0433776 170(B)(1)(A)(V) SPONSORED ROOM B622 17,720 RESEARCH SAN JUAN, PR 009365067 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section ( d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF RHODE SUBAWARD - ISLAND70 LOWER 05-6000522 170(B)(1)(A)(V) SPONSORED COLLEGE RD STE 1 32 , 943 RESEARCH KINGSTON, RI 028810811 UNIVERSITY OF SR - ROCHESTER1325 MT HOPE 16-0743209 501(C)(3) SPONSORED AVE 51,982 RESEARCHSEARCH 14620 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF SOUTH SR - ALABAMA2451 FILLINGIM 63-0477348 501(C)(3) SPONSORED ST STE 10-I 39 , 469 RESEARCH MOBILE,AL 36617 UNIVERSITY OF SOUTH SUBAWARD - FLORIDAPO BOX 864568 59-3102112 170(B)(1)(A)(V) SPONSORED ORLANDO,FL 328864568 70,691 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF SOUTHERN CALIFORNIA SUBAWARD - FILE NO 52095 95-1642394 501(C)(3) SPONSORED LOS ANGELES,CA 116,964 RESEARCH 900742095 UNIVERSITY OF TENNESSEE210 STUDENT SUBAWARD - SVCS BLDG 62-6001636 501(C)(3) SPONSORED KNOXVILLE,TN 5,705 RESEARCH 379960105 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF TEXAS SUBAWARD - SOUTHWESTERN5323 75-6002868 170(B)(1)(A)(V) SPONSORED HARRY HINES BLVD 105,864 RESEARCH DALLAS,TX 753908897 UNIVERSITY OF TOLEDO SUBAWARD - 3000 ARLINGTON AVENUE 34-6401483 170(B)(1)(A)(V) SPONSORED TOLEDO,OH 436142998 17,311 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF UTAH1471 SUBAWARD - E FEDERAL WAY 87-6000525 501(C)(3) SPONSORED SALT LAKE CITY, UT 57 , 015 RESEARCH 84112 UNIVERSITY OF VERMONT AND STATE AGRICULTURAL COLLEGE SUBAWARD - 106 CARRIGAN DRIVE 231 03-0179440 501(C)(3) SPONSORED ROWELL BLDG 432,765 RESEARCH BURLINGTON, VT 054050160 Form 990 , Schedule I, Par t II , Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF VIRGINIA SUBAWARD - PO BOX 400195 54-6001796 501(C)(3) SPONSORED CHARLOTTESVILLE,VA 254 , 177 RESEARCH 229044195 UNIVERSITY OF SUBAWARD - WASHINGTON3917 91-6001537 501(C)(3) SPONSORED UNIVERSITY WAY NE 338 , 307 RESEARCH SEATTLE,WA 981051122 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNIVERSITY OF WISCONSIN-MADISON 4150 HEALTH SCIENCES SUBAWARD - LEARNING 39-1805963 170(B)(1)(A)(V) SPONSORED CENTER 750 HIGHLAND 117,742 RESEARCH AVE MADISO N. WI 53705 USDA FOREST SERVICEPO SUBAWARD - BOX 894183 93-0386945 170(B)(1)(A)(V) SPONSORED LOS ANGELES,CA 9,647 RESEARCH 901894183 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

VANDERBILT UNIVERSITY SUBAWARD - BOX 351591 STATION B 62-0476822 501(C)(3) SPONSORED NASHVILLE,TN 37235 572,002 RESEARCH VETERANS BIO-MEDICAL RESEARCH INSTITUTE INC SUBAWARD - BLDG 5 1-101A 385 22-2995785 501(C)(3) SPONSORED TREMONT AVE 78 , 000 RESEARCH EAST ORANGE, NJ 070181095 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

VIA CHRISTI HOSPITALS SUBAWARD - WICHITA INC1100 N ST 48-1172106 501(C)(3) SPONSORED FRANCIS 300 56 , 861 RESEARCH WICHITA,KS 67214 VIA CHRISTI RESEARCH SUBAWARD - N ST FRANCIS INC1100 48-1091481 501(C)(3) SPONSORED 300 6,633 16,633 RESEARCH 67214 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

VIRGINIA COMMONWEALTH SUBAWARD - UNIVERSITYPO BOX 54-6001758 501(C)(3) SPONSORED 980341 86,664 RESEARCH RICHMOND,VA 23298 WAKE FOREST UNIVERSITY HEALTH SCIENCES SUBAWARD - MEDICAL CENTER BLVD 22-3849199 501(C)(3) SPONSORED WINSTONSALEM,NC 25,003 RESEARCH 27157 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

WASHINGTON SPOOR - UNIVERSITY660 S EUCLID 43 - 0653611 501(C)(3) SPONSORED AVE CAMPUS BOX 8111 190,543 RESEARCH ST LOUIS,MO 63110 WAYNE STATE SUBAWARD - UNIVERSITY1128 SCOTT 38-6028429 170(B)(1)(A)(V) SPONSORED HALL 540 EAST CANFIELD 60,892 RESEARCH DETROIT,MI 48201 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

WEILL MEDICAL COLLEGE SR - OF CORNELL UNIVERSITY 13-1623978 501(C)(3) SPONSORED 100 BRAODWAY 8TH FLR 137 , 058 RESEARCH NEWYORK,NY 10005 WESLEYAN UNIVERSITY SUBAWARD - SOUTH COLLEGE 06-0646959 501(C)(3) SPONSORED MIDDLETOWN,CT 06459 26,424 RESEARCH Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

WESTAT INCATTN ACCTS SUBAWARD - RECEIVABLE PO BOX 1004 84-0529566 SPONSORED ROCKVILLE,MD 20850 126,681 RESEARCH WHEELER CLINIC INCORPORATED91 SUBAWARD - NORTHWEST DR 06-0867065 501(C)(3) SPONSORED PLAINVILLE,CT 41,000 RESEARCH 060629906 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

WHITEHEAD INSTITUTE FOR BIOMEDICAL SUBAWARD - RESEARCHNINE 06-1043412 501(C)(3) SPONSORED CAMBRIDGE CENTER 71,223 RESEARCH CAMBRIDGE,MA 02142 WILLIAMS COLLEGE15 SUBAWARD - LAWRENCE HALL DR STE 2 04-2474459 501(C)(3) SPONSORED WILLIAMSTOWN,MA 30 , 000 RESEARCH 01267 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

WINIFRED MAST BURKE REHABILITATION SUBAWARD - HOSPITAL785 13-1739937 501(C)(3) SPONSORED MAMARONECK AVE ROOM 20 , 367 RESEARCH G-31A WHITE PLAINS,NY 10605 WOMEN AND INFANTS SUBAWARD HOSPITAL OF RHODE 05-0258937 501(C)(3) SPONSORED ISLAND300 RICHMOND ST 36 , 983 RESEARCHSEARCH 02905 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

YALE NEW HAVEN COMMUNITY MEDICAL SUBAWARD - GROUP INC300 GEORGE 06-1201412 SPONSORED ST 4TH FLR 62 22,284 RESEARCH NEW HAVEN,CT 06511 YOUGOV AMERICA INC SR - 285 HAMILTON AVE STE 98-0547173 SPONSORED 200 49,500 RESEARCH PALO ALTO,CA 94301 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

CITY OF NEW HAVENPO BOX 1927 06-6001876 170(B)(1)(A)(V) CONTRIBUTION NEW HAVEN,CT 7,847,863 065091927 CITY OF WEST HAVEN355 MAIN ST 06-6002126 170(B)(1)(A)(V) CONTRIBUTION WEST HAVEN,CT 06516 486,687 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

CONNECTICUT UNITED FOR RESEARCH EXCELLENCE INC (CURE) 06-1304212 501(C)(3) CONTRIBUTION 300 GEORGE ST 35,000 NEW HAVEN,CT 06510 DWIGHT HALL67 HIGH ST 06-0653140 501(C)(3) CONTRIBUTION NEW HAVEN,CT 06510 40,531 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

NEWHAVEN INTERNATIONAL FESTIVAL OF ARTS AND IDEAS INC 06-1444222 501(C)(3) CONTRIBUTION 195 CHURCH ST 12TH FL 135,000 NEW HAVEN,CT 06510 THE TONY BLAIR FAITH FOUNDATION USA725 26-2102301 501(C)(3) CONTRIBUTION 12TH ST NW 200,000 WASHINGTON,DC 20005 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

TOWN GREEN SPECIAL SERVICES DISTRICT129 06-1467274 170(B)(1)(A)(V) CONTRIBUTION CHURCH ST 1ST FLOOW 46,338 NEWHAVEN,CT 06510 TOWN OF ORANGE617 ORANGE CENTER RD 06-6002060 170(B)(1)(A)(V) CONTRIBUTION ORANGE,CT 06477 121,185 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UNITED WAY OF GREATER NEW HAVEN INC900 06-0646761 501(C)(3) CONTRIBUTION CHAPEL ST 10TH FL 125,000 NEW HAVEN,CT 06510 ASHKENAZ MUSIC AND DANCE COMMUNITY CENTER1317 SAH PABLO 94-3268992 501(C)(3) DAF DISTRIBUTION AV E 6,470 BERKELEY,CA 94702 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

CHICAGO COMMUNITY FOUNDATION50 S LA 36-3432023 501(C)(3) DAF DISTRIBUTION SALLE ST 452,800 CHICAGO,IL 60603 DOCTORS WITHOUT BORDERS USA INC333 13-3433452 501(C)(3) DAF DISTRIBUTION SEVENTH AVE 2ND FL 10,000 NEWYORK,NY 10001 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

ECONOMIC FREEDOM FUND DONOR'S TRUST INC 52-2166327 501(C)(3) DAF DISTRIBUTION 109 N HENRY ST 100,000 ALEXANDRIA,VA 22314 JAZZ FOUNDATION OF AMERICA322 WEST 48TH 13-3631523 501(C)(3) DAF DISTRIBUTION ST 6TH FL 6,470 NEWYORK,NY 10036 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

MIT BRAIN &COGNITIVE SCIENCES - AUTISM RESEARCH FUND600 04-2103594 501(C)(3) DAF DISTRIBUTION MEMORIAL DR W98-300 50,000 CAMBRIDGE,MA 02139 NEW ORLEANS MUSICIANS ASSISTANCE FOUNDATION1525 20-8139539 501(C)(3) DAF DISTRIBUTION LOUISIANA AVE 6,470 NEWORLEANS,LA 70115 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of ( b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

NEW ORLEANS MUSICIANS RELIEF FUND INC102 WEST 56-2531461 501(C)(3) DAF DISTRIBUTION WASHINGTON ST UNIT 2 6,470 BLOOMINGTON,IL 61701 ST ANTHONY FOUNDATION150 GOLDEN GATE AVENUE 94-1513140 501(C)(3) DAF DISTRIBUTION SAN FRANCISCO,CA 6,470 94102 Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grant organization if applicable grant cash valuation non-cash assistance or assistance or government assistance (book, FMV, appraisal, other)

UCROSS DATION30 I B G RED LANE 74-2188539 501(C)(3) DAF DISTRIBUTION I I I CLEARMONT,WY 82835 500,000 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493326003052 Schedule J Compensation Information OMB No 1545-0047 (Form 990) For certain Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 20 1 0 1- Complete if the organization answered "Yes" to Form 990, Department of the Treasury Part IV, question 23. Open to Public Internal Revenue Service 1- Attach to Form 990. 1- See separate instructions. Inspection Name of the organization Employer identification number YALE UNIVERSITY 06-0646973 Questions Regarding Compensation Yes I No la Check the appropiate box(es ) if the organization provided any of the following to or for a person listed in Form 990, Part VII , Section A, line la Complete Part III to provide any relevant information regarding these items F First-class or charter travel F Housing allowance or residence for personal use F Travel for companions 1 Payments for business use of personal residence F Tax idemnification and gross - up payments F Health or social club dues or initiation fees 1 Discretionary spending account 1 Personal services ( e g , maid, chauffeur, chef)

b If any of the boxes in line la are checked, did the organization follow a written policy regarding payment or reimbursement orprovision of all the expenses described above? If "No," complete Part III to explain lb I Yes 2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line la? 2 1 Yes

3 Indicate which , if any, of the following the organization uses to establish the compensation of the organization 's CEO/ Executive Director Check all that apply F Compensation committee fl Written employment contract F Independent compensation consultant F Compensation survey or study F Form 990 of other organizations F Approval by the board or compensation committee

4 During the year, did any person listed in Form 990, Part VII, Section A, line la with respect to the filing organization or a related organization

a Receive a severance payment or change-of-control payment from the organization or a related organization? 4a No b Participate in, or receive payment from, a supplemental nonqualified retirement plan? 4b Yes c Participate in, or receive payment from, an equity-based compensation arrangement? 4c No If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III

Only 501 ( c)(3) and 501 ( c)(4) organizations only must complete lines 5-9. 5 For persons listed in form 990, Part VII, Section A, line la, did the organization pay or accrue any compensation contingent on the revenues of

a The organization? 5a N o b Any related organization? 5b N o If "Yes," to line 5a or 5b, describe in Part III 6 For persons listed in form 990, Part VII, Section A, line la, did the organization pay or accrue any compensation contingent on the net earnings of

a The organization? 6a N o b Any related organization? 6b No If "Yes," to line 6a or 6b, describe in Part III 7 For persons listed in Form 990, Part VII, Section A, line la, did the organization provide any non-fixed payments not described in lines 5 and 6? If "Yes," describe in Part III 7 Yes 8 Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was subject to the initial contract exception described in Regs section 53 4958-4(a)(3)? If "Yes," describe in Part III 8 Yes 9 If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53 4958-6(c)? 9 Yes For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990 Cat No 50053T Schedule 3 (Form 990) 2010 Schedule J (Form 990) 2010 Page 2 Officers , Directors , Trustees , Key Employees , and Highest Compensated Employees . Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions on row (ii) Do not list any individuals that are not listed on Form 990, Part VII

Note . The sum of columns ( B)(1)-(iii) must equal the applicable column (D) or column ( E) amounts on Form 990, Part VII, line la

(A) Name ( B) Breakdown of W-2 and /or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation (ii) Bonus & (iii) Other other deferred benefits (B)(1)-(D) reported in prior (i) Base incentive reportable compensation Form 990 or compensation compensation compensation Form 990-EZ See Additional Data Table (2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

( 10 )

( 11 )

( 12 )

( 13 )

14

( 15 )

( 16 )

Schedule 3 (Form 990) 2010 Schedule J (Form 990) 2010 Page 3 Supplemental Information Complete this part to provide the information, explanation, or descriptions required for Part I, lines la, 1b, 4c, 5a, 5b, 6a, 6b, 7, and 8 Also complete this part for any additional information

Identifier Return Explanation Reference PART I, LINE PART I, LINE 1A EACH ONE OF THE BENEFITS THAT WAS CHECKED WAS PROVIDED PURSUANT TO A WRITTEN POLICY FIRST-CLASS OR 1A CHARTER TRAVEL ON OCCASION DURING THE CALENDAR YEAR 2010, THE UNIVERSITY CHARTERED PRIVATE AIRCRAFT WHEN DEEMED NECESSARY FOR THE CONDUCT OF UNIVERSITY BUSINESS, PURSUANT TO A CORPORATION POLICY IN EFFECT FOR THE DURATION OF THE CAPITAL CAMPAIGN CERTAIN OFFICERS AND TWO SPOUSES TRAVELLED ON SUCH FLIGHTS IN 2010 IN ACCORDANCE WITH THE POLICY IN ADDITION, ONE HIGHLY COMPENSATED EMPLOYEE TRAVELLED ON A FIRST CLASS FLIGHT DURING 2010 DUE TO SPECIAL CIRCUMSTANCES AND AS PERMITTED PURSUANT TO UNIVERSITY POLICY UNDER APPLICABLE RULES, AMOUNTS FOR SUCH TRAVEL WERE NOT REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS TRAVEL FOR COMPANIONS THE SPOUSES OF TWO OFFICERS ON ONE OR SEVERAL OCCASIONS ACCOMPANIED THE OFFICERS ON UNIVERSITY BUSINESS THE PRIMARY PURPOSE OF THE TRAVEL WAS TO CONDUCT UNIVERSITY BUSINESS BY REPRESENTING THE UNIVERSITY AT OFFICIAL FUNCTIONS UNDER APPLICABLE RULES, THE COST OF TRAVEL WAS NOT REQUIRED TO BE REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS TAX INDEMNIFICATION AND GROSS-UP PAYMENTS THREE OFFICERS RECEIVED TAX GROSS-UP PAYMENTS DURING THE CALENDAR YEAR 2010 FOR CERTAIN LIMITED TAXABLE BENEFITS BASED ON THEIR ESTIMATED RELATED TAX OBLIGATIONS THESE PAYMENTS WERE TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE TWO OFFICERS WERE PROVIDED UNIVERSITY RESIDENCES FOR PERSONAL USE DURING THE CALENDAR YEAR 2010 THE VALUES OFTHE RESIDENCES WERE DETERMINED PURSUANT TO IRC SECTION 119(D), AS REQUIRED, AND TREATED AS TAXABLE COMPENSATION HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES THE UNIVERSITY PAID ANNUAL CLUB DUES FOR ONE OFFICER THE AMOUNT WAS TREATED AS TAXABLE COMPENSATION PART I, LINE PART I, LINE 4B CERTAIN LISTED PERSONS PARTICIPATED IN SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANS DURING THE CALENDAR 4B YEAR 2010 AS DESCRIBED BELOW THE UNIVERSITY HAS AGREED TO SUPPLEMENT THE PRESIDENT'S RETIREMENT INCOME BY PROVIDING AN ADDITIONAL RETIREMENT BENEFIT EQUAL IN VALUE TO 75% OF HIS FINAL SALARY AS PRESIDENT FOR A POST-RETIREMENT TERM OF 20 YEARS MINUS THE ANNUITY VALUE OF OTHER EMPLOYER-PROVIDED RETIREMENT BENEFITS, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY THE UNIVERSITY HAS ALSO AGREED TO SUPPLEMENT THE RETIREMENT INCOME FOR TWO KEY EMPLOYEES IN THE INVESTMENTS OFFICE BY PROVIDING AN ADDITIONAL RETIREMENT BENEFIT EQUAL IN VALUE TO UP TO 30% OF SALARY AT VESTING FOR A TERM OF 20 YEARS, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY AN ANNUAL ACCRUAL FOR THESE BENEFITS, PREVIOUSLY APPROVED BY THE UNIVERSITY BASED UPON SERVICE OF THE INDIVIDUALS, IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C) IN ADDITION,THE UNIVERSITY AWARDED BONUSES TO TWO KEY EMPLOYEES TAXED IN 2010, SUBJECT TO DEFERRED PAYMENT WITH ADJUSTMENTS UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT THE BONUSES FOR 2010 ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III) SCHEDULE J, PART I, LINE 7 THE UNIVERSITY PAID TWO KEY EMPLOYEES IN THE INVESTMENT OFFICE BONUSES AWARDED UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR PAYMENTS WHICH ARE BASED ON QUALITATIVE AND QUANTITATIVE PERFORMANCE FACTORS THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II) THE UNIVERSITY PAID A HIGHLY COMPENSATED EMPLOYEE A BONUS UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR DEFERRED VESTING AND FOR PAYMENT AS DESCRIBED IN THE NOTE TO SCHEDULE J, PART II, COLUMN (C) BELOW THE CURRENT YEAR PAYMENT THAT WAS AWARDED IN PREVIOUS YEARS IS REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II) AND IS ALSO REPORTED ON SCHEDULE J, PART II, COLUMN (F) AND REPRESENTS DUPLICATIVE REPORTING THE AMOUNT AWARDED IN THE CURRENT YEAR BUT SUBJECT TO DEFERRED VESTING IS INCLUDED AS DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN (C) IN ADDITION,THE UNIVERSITY PAID FOUR HIGHLY COMPENSATED EMPLOYEES ADDITIONAL COMPENSATION PURSUANT TO CLINICAL INCENTIVE PLANS THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II) SCHEDULE J, PART I, LINE 8 THERE WERE FOUR OFFICERS AND TWO KEY EMPLOYEES WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID OR ACCRUED PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGS SECTION 53 4958-4(A)(3) IN EACH INSTANCE,THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REGS SECTION 53 4958-6(C) SUPPLEMENTAL PART III SCHEDULE J, PART II (GENERAL NOTES) COLUMN (C) FOR ONE EMPLOYEE LISTED IN SCHEDULE J,THE AMOUNT REPORTED IN COLUMN (C) INFORMATION INCLUDES AMOUNTS SUBJECT TO VESTING, CONTINGENT ON THE PERFORMANCE OF FUTURE SERVICES, AND MAY CHANGE UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT PRIOR TO VESTING AND PAYMENT THE FINAL AMOUNT WILL BE REPORTED IN COLUMN (B)(II) OF SCHEDULE J, FORM 990 FOR THE YEAR IN WHICH THE COMPENSATION AMOUNT IS PAID COLUMN (D) IN ADDITION TO THE EMPLOYER COST OF HEALTH, DENTAL AND OTHER NONTAXABLE BENEFITS AVAILABLE ON A NONDISCRIMINATORY BASIS, COLUMN (D) INCLUDES AMOUNTS AWARDED AS SCHOLARSHIP GRANTS TO CHILDREN OF EMPLOYEES UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE COLUMN (F) COMPENSATION REPORTED IN PRIOR FORM 990 THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E), PART II IT IS,THEREFORE, DOUBLE REPORTED IN PART II AND DOES NOT REPRESENT ADDITIONAL COMPENSATION Schedule 3 (Form 990) 2010 Additional Data Return to Form

Software ID: Software Version: EIN: 06 -0646973 Name : YALE UNIVERSITY

Form 990 , Schedule J , Part I I - Officers , Directors , Trustees , Ke y Em p lo y ees . and Hi g hest Com p ensated Em p lo y ees (A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Deferred (D) Nontaxable (E) Total of columns (F) Compensation reported in prior Form Bonus & compensation benefits (B)(i)-(D) (i) Base (ii) (iii) Other 990 or Form 990-EZ incentive Compensation compensation compensation RICHARD C LEVIN (1) 1,026,605 0 160,162 413,437 15,862 1,616,066 0 Cu) 0 0 0 0 0 0 0 BRUCE D ALEXANDER (i) 428,298 0 51,384 27,955 23,165 530,802 0 Cu) 0 0 0 0 0 0 0 SHAUNA R KING (i) 481,830 0 40,820 27,955 6,959 557,564 0 Cu) 0 0 0 0 0 0 0 LINDA K LORIMER (i) 492,392 0 16,500 27,955 25,075 561,922 0 Cu) 0 0 0 0 0 0 0 MICHAEL A PEEL (i) 434,333 0 50,931 27,955 17,070 530,289 0 Cu) 0 0 0 0 0 0 0 INGEBORG T (i) 426,494 0 116,496 27,955 12,295 583,240 0 REICHENBACH (u) 0 0 0 0 0 0 0 DOROTHY K (i) 480,045 0 16,500 27,955 8,822 533,322 0 ROBINSON (u) 0 0 0 0 0 0 0 (i) 503,665 0 16,500 27,955 13,802 561,922 0 Cu) 0 0 0 0 0 0 0 ROBERT J ALPERN (i) 681,388 0 16,500 27,955 17,915 743,758 0 Cu) 0 0 0 0 0 0 0 JOHN H BOLLIER (i) 327,834 0 0 27,955 33,991 389,780 0 Cu) 0 0 0 0 0 0 0 MICHAEL 3 (i) 318,392 0 16,500 27,955 26,733 389,580 0 DONOGHUE (ii) 0 0 0 0 0 0 0 DAVID F SWENSEN (i) 764,188 2,028,752 203,225 425,072 35,068 3,456,305 0 Cu) 0 0 0 0 0 0 0 DEAN J TAKAHASHI (i) 582,004 1,521,564 146,700 200,811 17,299 2,468,378 0 Cu) 0 0 0 0 0 0 0 SUMAIRA AASI (i) 240,644 848,818 0 27,955 10,053 1,127,470 0 Cu) 0 0 0 0 0 0 0 SUKRU H EMRE (i) 673,400 364,408 16,500 27,955 28,564 1,110,827 0 Cu) 0 0 0 0 0 0 0 DAVID J LEFFELL (i) 710,505 912,222 16,500 27,955 24,633 1,691,815 0 Cu) 0 0 0 0 0 0 0 THOMAS 3 (i) 241,891 801,825 0 28,177 10,581 1,082,474 0 RUTHERFORD (ii) 0 0 0 0 0 0 0 TIMOTHY SULLIVAN (1) 570,781 513,887 16,500 267,955 45,530 1,414,653 356,667 (^^) 0 0 0 0 0 0 0 SUSAN L CARNEY (i) 212,007 0 16,500 27,955 51,504 307,966 0 (^^) 0 0 0 0 0 0 0 JOAN E O'NEILL (i) 256,129 0 0 27,955 40,804 324,888 0 (u) 0 0 0 0 0 0 0 efile GRAPHIC urint - DO NOT PROCESS I As Filed Data - I DLN: 93493326003052 Schedule K OMB No 1545-0047 (Form 990) Supplemental Information on Tax Exempt Bonds 1- Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions, 20 1 0 explanations, and any additional information in Schedule 0 (Form 990). Department of the Treasury 1- Attach to Form 990. 1- See separate instructions. • Internal Revenue Service Name of the organization Employer identification number YALE UNIVERSITY 06-0646973 Bond Issues (h) On (i) Pool ( ) ( ) p p (g) Defeased Behalf of (a) (b)IssuerEIN (d) financing Issuer Name c CUSIP # Date Issued (e) Issue Price f Descri tion of Pur ose Issuer Yes No Yes No Yes No STATE OF CONNECTICUT TO FINANCE FACILITIES, A HEALTH AND EDUCATIONAL 06-0806186 20774LYY5 01-08-2003 100,000,000 ADDITIONS, IMPROVEMENTS X X X FACILITIES AUTHORITY AND RENOVATIONS

STATE OF CONNECTICUT TO FINANCE FACILITIES, B HEALTH AND EDUCATIONAL 06-0806186 20774LZC2 01-08-2003 250,000,000 ADDITIONS, IMPROVEMENTS X X X FACILITIES AUTHORITY AND RENOVATIONS

STATE OF CONNECTICUT TO FINANCE FACILITIES, C HEALTH AND EDUCATIONAL 06-0806186 20774L6B6 10-05-2005 211,030,000 ADDITIONS, IMPROVEMENTS X X X FACILITIES AUTHORITY AND RENOVATIONS

STATE OF CONNECTICUT TO FINANCE FACILITIES, D HEALTH AND EDUCATIONAL 06-0806186 20774L6C4 10-05-2005 100,000,000 ADDITIONS, IMPROVEMENTS X X X FACILITIES AUTHORITY AND RENOVATIONS

n I*6 Proceeds A B C D 1 A mount of bonds retired 2 Amount of bonds legally defeased

3 Total proceeds of issue 101 ,210,745 252,221,323 219,949,777 104,887,356 4 Gross proceeds in reserve funds 5 Capitalized interest from proceeds 6 Proceeds in refunding escrow 7 Issuance costs from proceeds

8 Credit enhancement from proceeds 9 Working capital expenditures from proceeds

10 Capital expenditures from proceeds 101,210,745 252,221,323 219,949,777 104,887,356 11 Other spent proceeds 12 Other unspent proceeds 13 Year of substantial completion 2003 2003 2005 2005 Yes No Yes No Yes No Yes No 14 Were the bonds issued as part of a current refunding issue? X X X X

15 Were the bonds issued as part of an advance refunding issue? X X X X

16 Has the final allocation of proceeds been made? X X X X 17 Does the organization maintain adequate books and records to support the final X X X X allocation of proceeds? fdiii Private Business Use A B C D Yes No Yes No Yes No Yes No 1 Was the organization a partner in a partnership, or a member of an LLC, which owned X X X X property financed by tax-exempt bonds? 2 Are there any lease arrangements that may result in private business use of bond- X X X X financed property? For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990 . Cat No 50193E Schedule K (Form 990) 2010 Schedule K (Form 990) 2010 Pa g e 2 Private Business Use (Continued) A B C D Yes No Yes No Yes No Yes No Are there any management or service contracts that may result in private business 3a X X X X use? b Are there any research agreements that may result in private business use of bond- X X X X financed property? c Does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts or research agreements relating to the financed X X X X property? 4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government 0 020 % 0 190 % 0 170 % 0 010 % 0- 5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 0 020 % 0 040 % 0 050 % 0 150 % 501(c)(3) organization, or a state or local government 0- 6 Total of lines 4 and 5 0 040 % 0 230 % 0 220 % 0 160 % 7 Has the organization adopted management practices and procedures to ensure the X X X X post-issuance compliance of its tax-exempt bond liabilities? Arbitrage A B C D Yes No Yes No Yes No Yes No 1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? X X X X

2 Is the bond issue a variable rate issue? X X X X 3a Has the organization or the governmental issuer entered into a hedge with respect to the bond issue? X X X X

b Name of provider

c Term of hedge d Was the hedge superintegrated?

e Was a hedge terminated?

4a Were gross proceeds invested in a GIC? X X X X

b Name of provider

c Term of GIC d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied?

5 Were any gross proceeds invested beyond an available temporary period? X X X X

6 Did the bond issue qualify for an exception to rebate? X X X X

Supplemental Information Complete this part to provide additional information for responses to questions on Schedule K (see instructions)

Identifier Return Explanation Reference SCHEDULE K, COLUMN (F) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) WERE ISSUED TO FINANCE FACILITIES, PART I, BOND ADDITIONS, IMPROVEMENTS, AND RENOVATIONS AND TO DEFEASE CHEFA SERIES W BONDS ISSUED 4/2002 SCHEDULE K, PART II, LINE 3 TOTAL ISSUE PROCEEDS REPRESENT THE BOND ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-6, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60) A PORTION OFTHE BOND ISSUE ON 02/24/2010 (CUSIP# 20774UU60) WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE, ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OFTHE 02/24/10 ISSUE IS REPORTED SCHEDULE K, PART IV, ARBITRAGE, QUESTION 6, BOND A - CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LYY5) A PORTION OFTHE BOND ISSUE ON 01/08/03 (CUSIP# 20774LYY5) RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE THE REBATE LIABILITY COMPUTED AT THE FIRST COMPUTATION DATE OF JANUARY 7, 2008 WAS NEGATIVE IT IS NOT ANTICIPATED THAT THERE WILL BE POSITIVE LIABILITIES IN THE FUTURE SCHEDULE K, PART IV, ARBITRAGE, QUESTION 6, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10(CUSIP# 20774UU60) A PORTION OFTHE BOND ISSUE ON 2/24/2010 (CUSIP# 20774UU60) RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO THE 2-YEAR SPENDING EXCEPTION FROM REBATE THE FUNDS WILL BE EXEMPT FROM REBATE PROVIDED THE UNIVERSITY SPENDS THE PROCEEDS IN ACCORDANCE WITH A SPECIFIED SCHEDULE AT THIS TIME THE UNIVERSITY EXPECTS THAT THE ISSUE WILL MEET THE REQUIREMENTS TO QUALIFY FOR AN EXEMPTION TO REBATE

Schedule K (Form 990) 2010 efile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN: 93493326003052 Schedule K OMB No 1545-0047 (Form 990) Supplemental Information on Tax Exempt Bonds 1- Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions, 20 1 0 explanations, and any additional information in Schedule 0 (Form 990). Department of the Treasury 1- Attach to Form 990. 1- See separate instructions. • Internal Revenue Service Name of the organization Employer identification number YALE UNIVERSITY 06-0646973 Bond Issues (h) On (i) Pool ( ) ( ) p p (g) Defeased Behalf of (a) (b)IssuerEIN (d) financing Issuer Name c CUSIP # Date Issued (e) Issue Price f Descri tion of Pur ose Issuer Yes No Yes No Yes No STATE OF CONNECTICUT TO FINANCE FACILITIES, A HEALTH AND EDUCATIONAL ADDITIONS, 06-0806186 20774UPP4 10-04-2007 414,292,000 X X X FACILITIES AUTHORITY IMPROVEMENTS AND RENOVATIONS STATE OF CONNECTICUT TO FINANCE FACILITIES, B HEALTH AND EDUCATIONAL ADDITIONS, 06-0806186 20774UPQ2 10-04-2007 200,000,000 X X X FACILITIES AUTHORITY IMPROVEMENTS AND RENOVATIONS STATE OF CONNECTICUT TO FINANCE FACILITIES, C HEALTH AND EDUCATIONAL ADDITIONS, 06-0806186 20774UU60 02-24-2010 579,984,034 X X X FACILITIES AUTHORITY IMPROVEMENTS AND RENOVATIONS

n n " Proceeds A B C D 1 A mount of bonds retired 2 Amount of bonds legally defeased

3 Total proceeds of issue 424,106,796 204,478,448 580,047,187 4 Gross proceeds in reserve funds 5 Capitalized interest from proceeds

6 Proceeds in refunding escrow 89 ,516,817 89,516,817 7 Issuance costs from proceeds

8 Credit enhancement from proceeds 9 Working capital expenditures from proceeds

10 Capital expenditures from proceeds 424,106,796 204,478,448 362,642,977 11 Other spent proceeds 12 Other unspent proceeds 127,887,393 127,887,393 13 Year of substantial completion 2007 2007 2010 Yes No Yes No Yes No Yes No 14 Were the bonds issued as part of a current refunding issue? X X X

15 Were the bonds issued as part of an advance refunding issue? X X X

16 Has the final allocation of proceeds been made? X X X 17 Does the organization maintain adequate books and records to support the final X X X allocation of proceeds? FTMMM Private Business Use A B C D Yes No Yes No Yes No Yes No 1 Was the organization a partner in a partnership, or a member of an LLC, which owned X X X property financed by tax-exempt bonds? 2 Are there any lease arrangements that may result in private business use of bond- X X X financed property? For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990 . Cat No 50193E Schedule K (Form 990) 2010 Schedule K (Form 990) 2010 Pa g e 2 Private Business Use (Continued) A B C D Yes No Yes No Yes No Yes No Are there any management or service contracts that may result in private business 3a X X X use? b Are there any research agreements that may result in private business use of bond- X X X financed property? C Does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts or research agreements relating to the financed X X X property? 4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government 0 210 % 0 170 % 0 130 % 0- 5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 0 040 % 0 010 % 0 % 501(c)(3) organization, or a state or local government 0- 6 Total of lines 4 and 5 0 250 % 0 180 % 0 130 % 7 Has the organization adopted management practices and procedures to ensure the X X X post-issuance compliance of its tax-exempt bond liabilities? Arbitrage A B C D Yes No Yes No Yes No Yes No 1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? X X X

2 Is the bond issue a variable rate issue? X X X 3a Has the organization or the governmental issuer entered into a hedge with respect to the bond issue? X X X

b Name of provider

C Term of hedge d Was the hedge superintegrated?

e Was a hedge terminated?

4a Were gross proceeds invested in a GIC? X X X

b Name of provider

C Term of GIC d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied?

5 Were any gross proceeds invested beyond an available temporary period? X X X

6 Did the bond issue qualify for an exception to rebate? X X X

Supplemental Information Complete this part to provide additional information for responses to questions on Schedule K (see instructions)

Schedule K (Form 990) 2010 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493326003052 Schedule L Transactions with Interested Persons OMB No 1545-0047 (Form 990 or 990-EZ) 0- Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, 20 1 0 or Form 990-EZ, Part V lines 38a or 40b. Department of the Treasury 0- Attach to Form 990 or Form 990-EZ. 1-See separate instructions. • . Internal Revenue Service

Name of the organization Employer identification number YALE UNIVERSITY 1 06-0646973 Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).

2 Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958 ...... ► $ 3 Enter the amount of tax, if any, on line 2, above, reimbursed by the organization . ► $

Loans to and / or From Interested Persons. ComDlete if the organization answered "Yes" on Form 990. Part IV. line 26. or Form 990-EZ. Part V. line 38a

(b) Loan to (e) In App o)ved (g )Written (a) Name of interested person and or from the ? (c)O riginal ( d)Balance due default? by board or agreement? organization principal purpose amount committee? To From Yes No Yes No Yes No (1) ROBERT BLOCKER HOUSING X 200,000 83,333 No No Yes (2) MARK LAFONTAINE HOUSING X 150,000 95,246 No No Yes (3) I REICHENBACH HOUSING X 425,000 50,015 No Yes Yes (4)T KYLE VANDERLICK HOUSING X 100,000 100,000 No No Yes (5)T KYLE VANDERLICK HOUSING X 300,000 90,000 No No Yes

Total $ 418,594 Grants or Assistance Benefitting Interested Persons. Com p lete if the org anization answered "Yes" on Form 990 , Part IV, line 27. (b)Relationship between interested person (a) Name of interested person (c)Amount of grant or type of assistance and the organization (1)SCHOLARSHIP GRANTS 80,131

For Privacy Act and Paperwork Reduction Act Noticee see the Cat No 50056A Schedule L (Form 990 or 990 - EZ) 2010 Instructions for Form 990 or 990-EZ. Schedule L (Form 990 or 990-EZ) 2010 Page 2 Business Transactions Involving Interested Persons. Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c. (b) Relationship (e) Sharing of between interested (c) Amount of (a) Name of interested person (d) Descriptionescription of transaction person and the transaction revenues? organization Yes No See Additional Data Table

4-

Supplemental Information Complete this part to provide additional information for responses to questions on Schedule L (see instructions)

Identifier Return Reference Explanation SCHEDULE L, PART II LOANS TO AND/OR FROM ALL LOANS REPORTED ON SCHEDULE L, PART II WERE INTERESTED PERSONS MADE AND APPROVED PURSUANT TO UNIVERSITY COMPENSATION POLICIES SCHEDULE L, PART III GRANTS OR ASSISTANCE THE SCHOLARSHIP GRANTS REPRESENT AMOUNTS BENEFITING INTERESTED AWARDED TO CHILDREN OF INTERESTED PERSONS UNDER PERSONS THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE SCHEDULE L, PART IV BUSINESS TRANSACTIONS TRANSACTIONS WITH ENTITIES WHOLLY OWNED, INVOLVING INTERESTED DIRECTLY OR INDIRECTLY, AND LISTED ON SCHEDULE R PERSONS ARE NOT REPORTED ALTHOUGH YALE OFFICERS OR KEY EMPLOYEES MAY SERVE (WITHOUT COMPENSATION)AS OFFICERS OR DIRECTORS OF SUCH ENTITIES Schedule L (Form 990 or 990-EZ) 2010 Additional Data

Software ID: Software Version: EIN: 06 -0646973 Name : YALE UNIVERSITY

Form 990, Schedule L, Part IV - Business Transactions Involving Interested Persons

(a) Name of interested person ( b) Relationship ( c) Amount of (d) Description of transaction ( e) Sharing of between interested transaction $ organization's person and the revenues? organization Yes No

ABBOTT LABORATORIES (SEE PART V) 258,673 (SEE PART V) THE No ROBERT ALPERN, A UNIVERSITY RECEIVED KEY EMPLOYEE, IS A SPONSORED RESEARCH DIRECTOR REVENUE AND ROYALTY INCOME

AMERICAN EXPRESS (SEE PART V) 1,946,981 (SEE PART V) PURCHASE OF No PRESIDENT LEVIN TRAVELERS CHECKS AND IS A DIRECTOR TRAVEL SERVICE FEES PAID IN THE ORDINARY COURSE OF BUSINESS

ASSET VALUE INVESTORS (SEE PART V) DAVID 1,896,729 (SEE PART V) MANAGEMENT No SWENSEN,A KEY AND INCENTIVE FEES PAID EMPLOYEE, IS A IN THE ORDINARY COURSE DIRECTOR OF BUSINESS

BECKMAN COULTER INC (SEE PART V) PETER 886,591 (SEE PART V) MEDICAL No DERVAN,A EQUIPMENT PURCHASES IN TRUSTEE, IS A THE ORDINARY COURSE OF DIRECTOR BUSINESS

GENERAL ELECTRIC COMPANY (SEE PART V) 324,107 (SEE PART V) THE No DOUGLAS WARNER UNIVERSITY RECEIVED III, A TRUSTEE, IS A SPONSORED RESEARCH DIRECTOR REVENUE

MOTOROLA INC (SEE PART V) 163,754 (SEE PART V) PURCHASES OF No DOUGLAS WARNER MISCELLANEOUS III, A TRUSTEE, IS A EQUIPMENT AND SERVICES DIRECTOR IN THE ORDINARY COURSE OF BUSINESS

PEPSICO (SEE PART V) INDRA 359,022 (SEE PART V) FOOD AND No NOOYI,A TRUSTEE, BEVERAGE PURCHASES IS CHAIRMAN AND FROM PEPSICO AND ITS CEO DIVISIONS IN THE ORDINARY COURSE OF BUSINESS

SUTTER HILL VENTURES LP (SEE PART V) G 1,374,859 (SEE PART V) CAPITAL No LEONARD BAKER, CONTRIBUTIONS SHOWN IN JR , A TRUSTEE, IS A ADDITION, THE UNIVERSITY PARTNER RECEIVED DISTRIBUTIONS O F $2,291,432

THE MCGRAW-HILL COMPANIES (SEE PART V) LINDA 218,862 (SEE PART V) S&P RATINGS No LORIMER,AN AND PUBLICATION OFFICER, IS A PURCHASES IN THE DIRECTOR ORDINARY COURSE OF BUSINESS

RACHELLE ALPERN (SEE PART V) 53,248 (SEE PART V) No FAMILY MEMBER OF COMPENSATION AND ROBERT ALPERN, A BENEFITS, COORDINATOR, KEY EMPLOYEE SCHOOL OF PUBLIC HEALTH

JANE LEVIN (SEE PART V) 138,455 (SEE PART V) No SPOUSE OF COMPENSATION AND PRESIDENT LEVIN BENEFITS, INCLUDING FACULTY SERVICES AS SENIOR LECTURER

PATRICIA PREISIG (SEE PART V) 172,938 (SEE PART V) No SPOUSE OF ROBERT COMPENSATION AND ALPERN,A KEY BENEFITS, PROFESSOR, EMPLOYEE INTERNAL MEDICINE NEPHROLOGY AND PHYSIOLOGY Form 990, Schedule L, Part IV - Business Transactions Involving Interested Persons

(a) Name of interested person ( b) Relationship ( c) Amount of ( d) Description of transaction ( e) Sharing of between interested transaction $ organization's person and the revenues? organization Yes No

WENDY SHARP (SEE PART V) 87,652 (SEE PART V) No SPOUSE OF DEAN COMPENSATION AND TAKAHASHI, A KEY BENEFITS, DIRECTOR OF EMPLOYEE CHAMBER MUSIC, LECTURER SCHOOL OF MUSIC l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493326003052 SCHEDULEM OMB No 1545-0047 (Form 990) NonCash Contributions

Complete if the organization answered " Yes" on Form 2010 990, Part IV, lines 29 or 30. Department of the Treasury we r Attach to Form 990. Internal Revenue Service ^19.w Name of the organization Employer identification number YALE UNIVERSITY 06-0646973 Types of Property

(a) (b) (c) (d) Check if Number of Contributions or items Noncash contribution amounts Method of determining oncash contribution applicable contributed reported on Form 990, Part VIII, line amounts 1g 1 Art-Works of art . . . X 119 0 2 Art-Historical treasures 3 Art-Fractional interests 4 Books and publications X 0 5 Clothing and household goods ...... X 0 6 Cars and other vehicles . 7 Boats and planes . . . X 1 0 8 Intellectual property . . 9 Securities -Publicly traded X 972 94,270,508 FAIR VALUE 10 Securities -Closely held stock ...... X 5 0 11 Securities - Partnership , X 9 LLC, or trust interests . 56,087,216 SALE OF COMP PROPERTY 12 Securities - Miscellaneous X 7 1,798,575 SALE OF COMP PROPERTY 13 Qualified conservation contribution -Historic structures 14 Qualified conservation contribution-O ther 15 Real estate - Residential X 2 1,563,198 APPRAISAL 16 Real estate -Commercial 17 Real estate -Other . . 18 Collectibles . . . . . X 6 0 19 Food inventory . . . . X 1 0 20 Drugs and medical supplies 21 Taxidermy . . . . . 22 Historical artifacts 23 Scientific specimens 24 Archeological artifacts 25 Other n ( EQUIPMENT ) X 2 0 26 Other n ( SUPPLIES ) X 1 0 ARCH 27 ( RECORDS ) X 3 0 28 Other p- ( ) 29 Number of Forms 8283 received by the organization during the tax year for contributions for which the organization completed Form 8283, Part IV, Donee Acknowledgement . . . 29 119 Yes No 30a During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it must hold for at least three years from the date of the initial contribution, and which is not required to be used for exempt purposes for the entire holding period? 30a No b If "Yes," describe the arrangement in Part II

31 Does the organization have a gift acceptance policy that requires the review of any non-standard contributions? 31 Yes 32a Does the organization hire or use third parties or related organizations to solicit, process, or sell non-cash contributions? . . 32a Yes b If "Yes," describe in Part II 33 If the organization did not report revenues in column (c) for a type of property for which column (a) is checked, describe in Part II For Privacy Act and Paperwork Reduction Act Noticee see the Instructions for Form 990 . Cat No 51227] Schedule M (Form 990) 2010 Schedule M (Form 990 ) 2010 Page 2

Supplemental Information . Complete this part to provide the information required by Part I, lines 30b, 32b, and 33. Also complete this part for any additional information.

Identifier Return Reference Explanation METHOD FOR DETERMINING PART I, COLUMN (B) AMOUNTS REPRESENT THE NUMBER OF NON-CASH NUMBER OF CONTRIBUTORS CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY THIRD PARTY USE PART I, LINE 32B OCCASIONALLY, THE UNIVERSITY ENGAGES THIRD PARTIES (E G , REAL ESTATE BROKERS, AUCTION HOUSES, ETC TO SELL CERTAIN NON CASH CONTRIBUTIONS NON REPORTING OF REVENUE PART I, LINE 33 PURSUANT TO ACCOUNTING STANDARDS CODIFICATION 958 (ASC 958),THE UNIVERSITY DOES NOT CAPITALIZE ITS COLLECTIONS, INCLUDING WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES AND ARTIFACTS THAT ARE MAINTAINED IN ITS MUSEUMS AND LIBRARIES NON- CASH CONTRIBUTIONS OF THIS NATURE ARE, THEREFORE, NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE OTHER NON-CASH CONTRIBUTIONS WITH NO READILY ASCERTAINABLE FAIR VALUE ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES IF DEEMED IMMATERIAL Schedule M (Form 990) 2010 efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493326003052 OMB No 1545 0047 SCHEDULE 0 (Form 990 or 990-EZ) Supplemental Information to Form 990 or 990-EZ O 201 Complete to provide information for responses to specific questions on Department of the Treasury Form 990 or to provide any additional information . Open Internal Revenue Service 1- Attach to Form 990 or 990-EZ. Inspection

Name of the organization Employer identification number YALE UNIVERSITY

Identifier Return Explanation Reference

ORGANIZATION FORM 990, YALE UNIVERSITY'S FORM 990, SCHEDULE B HAS BEEN AMENDED TO REPORT CONTRIBUTIONS FROM MISSION PAGE 1, BOX AN ADDITIONAL CONTRIBUTOR THAT WERE INADVERTENTLY EXCLUDED ON THE ORIGINALLY FILED STATEMENT B AMENDED FORM 990 PLEASE SEE THE FORM 990, SCHEDULE B FOOTNOTE BELOW FOR MORE INFORMATION RETURN REGARDING THE AMENDMENT IN ADDITION, SCHEDULE R HAS BEEN AMENDED TO INCLUDE A DISREGARDED ENTITY THAT WAS INADVERTENTLY EXCLUDED FROM PART I AND TO ELIMINATE CERTAIN UNRELATED CORPORATIONS THAT WERE REPORTED IN ERROR ON THE ORIGINALLY FILED FORM 990, SCHEDULE R, PART IV FORM 990, PART III, LINE 1 DESCRIPTION OF ORGANIZATION MISSION YALE HAS A TRIPARTITE MISSION TO CREATE, PRESERVE AND DISSEMINATE KNOWLEDGE YALE AIMS TO CARRY OUT EACH PART OF ITS MISSION AT THE HIGHEST LEVEL OF EXCELLENCE, ON PAR WITH THE BEST INSTITUTIONS IN THE WORLD YALE SEEKS TO ATTRACT A DIVERSE GROUP OF EXCEPTIONALLY TALENTED MEN AND WOMEN FROM ACROSS THE NATION AND AROUND THE WORLD AND TO EDUCATE THEM FOR LEADERSHIP IN SCHOLARSHIP, THE PROFESSIONS, AND SOCIETY Identifier Return Reference Explanation

FORM 990, PART IX, LINE 24 MISCELLANEOUS EXPENSES INCLUDE $1,277,936 OF UNRELATED BUSINESS INCOME TAX Identifier Return Explanation Reference

FORM 990, PART THERE ARE TWO EX-OFFICIO TRUSTEES, THE GOVERNOR OF CONNECTICUT AND THE LIEUTENANT VI, SECTION A, GOVERNOR OF CONNECTICUT HISTORICALLY, THESE INDIVIDUALS DO NOT PARTICIPATE IN LINE 1 GOVERNANCE ACTIVITIES AT THE UNIVERSITY, AND THEY ARE REPORTED AS INDEPENDENT Identifier Return Explanation Reference

FORM 990, PART VI, SECTION A, DOROTHY K ROBINSON AND DAVID F SWENSEN ARE TRUSTEES OF THE SAME LINE 2 ORGANIZATION Identifier Return Explanation Reference

FORM 990, PART VI, SECTION A, THE GOVERNING BODY INCLUDES SIX ALUMNI TRUSTEES WHO ARE ELECTED BY LINE 7A THE ALUMNI Identifier Return Explanation Reference

FORM 990, PART THE CORPORATION AUDIT COMMITTEE, COMPRISED OF FOUR MEMBERS, MET WITH MEMBERS OF SENIOR VI, SECTION B, MANAGEMENT AND UNIVERSITY TAX OFFICE PERSONNEL TO REVIEW THE FORM 990 PRIOR TO FILING A LINE 11 COPY OF THE FINAL FORM 990 WAS PROVIDED TO THE UNIVERSITY'S GOVERNING BODY PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE Identifier Return Explanation Reference

FORM 990, THE YALE UNIVERSITY CONFLICT OF INTEREST POLICY OBLIGATES EACH OFFICER, TRUSTEE, AND KEY PART VI, EMPLOYEE TO PROMPTLY DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AS DEFINED IN THE SECTION B, POLICY EACH SUCH PERSON MUST SIGN A STATEMENT ANNUALLY AFFIRMING THAT HE OR SHE HAS LINE 12C RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AGREES TO COMPLY WITH THE POLICY, AND UNDERSTANDS THAT THE CORPORATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF HIS OR HER FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTOR AND MEMBERS OF THE COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT AFTER DISCLOSURE OF A POTENTIAL CONFLICT OF INTEREST, THE INTERESTED PERSON IS EXCUSED FROM THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS MADE, AND IS RECUSED FROM PARTICIPATING IN ANY VOTE ON THE MATTER Identifier Return Explanation Reference

FORM 990, THE PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT INCLUDED INITIAL REVIEW BY THE PART VI, COMMITTEE ON COMPENSATION (THE COMPENSATION COMMITTEE) OF THE YALE CORPORATION (YALE SECTION B, UNIVERSITY'S GOVERNING BOARD), A RECOMMENDATION VOTED BY THE COMMITTEE TO THE YALE LINE 15 CORPORATION, AND FULL REVIEW AND VOTE BY THE YALE CORPORATION BOTH REVIEWS INCLUDED REVIEW OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER UNIVERSITIES, AS COMPILED BY A PROFESSIONAL COMPENSATION CONSULTANT RETAINED BY THE COMPENSATION COMMITTEE FOR THE PURPOSE, AND REVIEW OF INFORMATION ON SUCH COMPARABLE POSITIONS FROM IRS FORMS 990 FOR SIMILAR ORGANIZATIONS, BOTH REVIEWS CONSIDERED SUCH DATA IN LIGHT OF THE PERFORMANCE OF THE PRESIDENT, WHICH WAS REVIEWED BY THE COMPENSATION COMMITTEE AND BY THE YALE CORPORATION THE PROCEEDINGS OF THE COMPENSATION COMMITTEE, AND THE PROCEEDINGS OF THE YALE CORPORATION, EACH WERE DOCUMENTED IN MINUTES OF THE RESPECTIVE BODY, CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON THE PROCESS FOR DETERMINING COMPENSATION OF THE OFFICERS CONSISTED OF REVIEW BY THE COMPENSATION COMMITTEE OF THE RECOMMENDATIONS MADE BY THE PRESIDENT, CONSIDERING THE PERFORMANCE OF EACH OFFICER, AND REVIEW OF DATA ON COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS, AS COLLECTED BY A PROFESSIONAL COMPENSATION CONSULTANT THROUGH SURVEYS, THE COMPENSATION COMMITTEE VOTED RECOMMENDATIONS ON COMPENSATION OF SUCH INDIVIDUALS TO THE YALE CORPORATION THE YALE CORPORATION RECEIVED THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE, AND DISCUSSED THESE WITH THE PRESIDENT, WHO REVIEWED THE PERFORMANCE OF EACH OFFICER WITH THE YALE CORPORATION, AND ALSO THE COMPARABLE COMPENSATION INFORMATION THE YALE CORPORATION THEN VOTED ON THE COMPENSATION OF EACH OFFICER THE PROCEEDINGS OF THE COMPENSATION COMMITTEE AND OF THE CORPORATION EACH WERE DOCUMENTED IN MINUTES CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON OF THE KEY EMPLOYEES, THE COMPENSATION OF THE DEAN, SCHOOL OF MEDICINE WAS RECOMMENDED BY THE PRESIDENT TO THE COMPENSATION COMMITTEE, AND REVIEWED BY THAT COMMITTEE IN CONJUNCTION WITH ITS REVIEW OF THE PERFORMANCE OF THE DEAN AND CONSIDERATION OF DATA ON THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER INSTITUTIONS COMPILED BY AN INDEPENDENT COMPENSATION CONSULTANT THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION, AND CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON WITH RESPECT TO THE CHIEF INVESTMENTS OFFICER AND SENIOR DIRECTOR OF INVESTMENTS, THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION AFTER CONSIDERATION OF THE RECOMMENDATIONS OF THE PRESIDENT AND OF THE FOLLOWING REVIEW OF THE PERFORMANCE OF EACH, INVESTMENT PERFORMANCE OF THE YALE ENDOWMENT OVER DESIGNATED PERIODS, OTHER PERFORMANCE RELATED INFORMATION, AND AN ANALYSIS OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS PREPARED BY AN INDEPENDENT COMPENSATION CONSULTANT RETAINED FOR THE PURPOSE THE COMPENSATION COMMITTEE CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON IN THE CASE OF OTHER KEY EMPLOYEES, COMPENSATION DECISIONS WERE MADE BY THE EMPLOYEES SUPERVISOR IN ACCORDANCE WITH UNIVERSITY POLICIES AND PROCEDURES NO MEMBER OF THE YALE CORPORATION WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO A COMPENSATION ARRANGEMENT DESCRIBED ABOVE (I E, BY VIRTUE OF A FAMILY OR BUSINESS RELATIONSHIP) PARTICIPATED IN THE COMPENSATION COMMITTEE REVIEW OR THE VOTE OF THE YALE CORPORATION WITH RESPECT TO SUCH COMPENSATION ARRANGEMENT Identifier Return Reference Explanation

FORM 990, PART VI, FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, INCLUDING ANY SECTION C, LINE 19 AMENDMENTS, FINANCIAL STATEMENTS AND STANDARDS OF BUSINESS CONDUCT ARE AVAILABLE ON THE UNIVERSITY'S WEBSITE OR UPON REQUEST Identifier Return Reference Explanation

FORM 990, PART VII, COMPENSATION AND HOURS FOR FORMER OFFICERS RELATE TO CONTINUING SERVICE IN NON- SECTION A OFFICER POSITIONS Identifier Return Explanation Reference

FORM 990, CONTINUATION OF TITLES FOR EACH LISTED PERSON BRUCE D ALEXANDER VP FOR CAMPUS PART VII, DEVELOPMENT PETER SALOVEY CHRIS ARGYRIS PROFESSOR OF PSYCHOLOGY ROBERT J ALPERN ENSIGN SECTION A, PROFESSOR OF MEDICINE MICHAEL J DONOGHUE OF ECOLOGY AND EVOLUTIONARY COLUMN (A) BIOLOGY SUKRU H EMRE SECTION CHIEF, TRANSPLANTATION SURGERY, DIRECTOR, YALE NEW HAVEN TRANSPLANTATION CENTER DAVID J LEFFELL DAVID PAIGE SMITH PROFESSOR OF DERMATOLOGY AND SURGERY, DEPUTY DEAN FOR CLINICAL AFFAIRS THOMAS J RUTHERFORD DIVISION DIRECTOR, GYNECOLOGIC ONCOLOGY, DIRECTOR OF GYNECOLOGIC ONCOLOGY FELLOWSHIP, ASSOCIATE PROFESSOR, GYNECOLOGIC ONCOLOGY SUSAN L CARNEY DEPUTY GENERAL COUNSEL JOAN E. O'NEILL AVP FOR DEVELOPMENT Identifier Return Explanation Reference

FORM 990, THE NUMBER OF HOURS REPORTED FOR EACH LISTED PERSON IS AN ESTIMATE THE ESTIMATE FOR PART VII, TRUSTEES INCLUDES MEETING TIME AND PREPARATION, AS WELL AS ATTENDANCE AT CERTAIN OFFICIAL SECTION A, UNIVERSITY FUNCTIONS DURING THE YEAR, BUT DOES NOT INCLUDE TRAVEL TIME OR ATTENDANCE AT COLUMN (B) OTHER EVENTS AS TRUSTEES THE LIST BELOW PROVIDES THE ESTIMATED AVERAGE HOURS PER WEEK THAT INDIVIDUALS LISTED ON PART VII, LINE 1A DEVOTED TO RELATED ORGANIZATIONS THESE INDIVIDUALS WERE NOT COMPENSATED BY THE RELATED ORGANIZATIONS RICHARD C LEVIN 2 0 HOURS SHAUNA R KING 12 HOURS LINDA K LORIMER 3 0 HOURS INGEBORG T REICHENBACH 0 2 HOURS DOROTHY K ROBINSON 0 2 HOURS DAVID F SWENSEN 5 4 HOURS DEAN J TAKAHASHI 4 0 HOURS Identifier Return Reference Explanation

FORM 990, PART VII, THE AMOUNT REPORTED REPRESENTS DIRECT CASH PAYMENTS MADE DURING THE CALENDAR SECTION B, COLUMN YEAR 2010 TO INDEPENDENT CONTRACTORS FOR SERVICES FOR CONSTRUCTION SERVICES, THE (C) FEES REPRESENT THE ENTIRE CONTRACT COST Identifier Return Explanation Reference

CHANGES IN NET FORM 990, NET UNREALIZED GAINS ON INVESTMENTS 2,561,808,418 CHANGE IN FUNDING STATUS OF ASSETS OR FUND PART XI, LINE DEFINED BENEFIT PLANS 266,698,652 ACTUARIAL ADJUSTMENT FOR SPLIT INTEREST LIABILITY - BALANCES 5 8,009,072 ADJUSTMENT FOR DONOR ADVISED FUND LIABILITY 319,174 ROUNDING 1 TOTAL TO FORM 990, PART XI, LINE 5 2,820,817,173 Identifier Return Explanation Reference

AMENDED SCHEDULE B FORM 990, SCHEDULE B HAS BEEN AMENDED TO REPORT A CONTRIBUTOR (CONTRIBUTOR NO 2) WHO EXPLANATION SCHEDULE B WAS INADVERTENTLY OMITTED FROM THE ORIGINALLY FILED FORM 990, SCHEDULE B jefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN:93493326003052 OMB No 1545-0047 SCHEDULE R Related Organizations and Unrelated Partnerships (Form 990) 1- Complete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37. 2010 1- Attach to Form 990. 1- See separate instructions. Department of the Treasury Internal Revenue Service Name of the organization Employer identification number YALE UNIVERSITY 06-0646973 Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)

(a) (b) (c) (d) (e) (f) Name, address, and EIN of disregarded entity Primary activity Legal domicile (state Total income End-of-year assets Direct controlling or foreign country) entity

See Additional Data Table

Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)

(g) (a) (b) (c) (d ) (e) (f) Section 512(b)(13) Name, address, and EIN of related organization Primary activity Legal domicile (state Exempt Code section Public charity status Direct controlling controlled or foreign country) (if section 501(c)(3)) entity organization Yes No See Additional Data Table

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50135Y Schedule R (Form 990) 2010 Schedule R (Form 990) 2010 Page 2 Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)

(c) (h) (i) U) (a) (b) Legal ( d) (e) (f) (g ) Disproprtionate Code V-UBI General or Predominant income (k) Name, address, and EIN of Primary activity domicile Direct controlling of total income Share of end-of-year allocations7 amount in box 20 of managing (related,, unrelated, Percentage related organization (state or entity assets Schedule K-1 part ner? excluded from tax ownership foreign (Form 1065) under sections 512 country) 514) Yes No Yes No See Additional Data Table

Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)

( a) (b) (c) (d) (e) (f) (g) (h) Name, address, and EIN of related organization Primary activity Legal domicile Direct controlling Type of entity Share of total income Share of Percentage (state or entity (C corp, S corp, end-of-year ownership foreign or trust) assets country) See Additional Data Table

Schedule R (Form 990) 2010 Schedule R (Form 990) 2010 Page 3

Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.) Note . Complete line 1 if any entity is listed in Parts II, III or IV Yes No 1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV? a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity la No b Gift, grant, or capital contribution to other organization( s) lb Yes c Gift, grant, or capital contribution from other organization (s) lc Yes d Loans or loan guarantees to or for other organization( s) ld Yes e Loans or loan guarantees by other organization( s) le No

f Sale of assets to other organization( s) if No g Purchase of assets from other organization (s) lg No h Exchange of assets lh No i Lease of facilities, equipment, or other assets to other organization( s) ii No

j Lease of facilities, equipment, or other assets from other organization( s) lj Yes k Performance of services or membership or fundraising solicitations for other organization (s) lk Yes I Performance of services or membership or fundraising solicitations by other organization (s) 11 Yes m Sharing of facilities, equipment, mailing lists, or other assets lm Yes n Sharing of paid employees in No

o Reimbursement paid to other organization for expenses to Yes p Reimbursement paid by other organization for expenses lp No

q Other transfer of cash or property to other organization(s) lq Yes r Other transfer of cash or property from other organization(s) lr Yes

2 If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds

(a) Transaction(b) (^) Method of determining(d) amount Name of other organization Amount involved type(a-r) involved (1)

See Additional Data Table (2)

(3)

(4)

(5)

(6)

Schedule R (Form 990) 2010 Schedule R (Form 990) 2010 Page 4 Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization See instructions regarding exclusion for certain investment partnerships

(a) (b) (c) (d ) ( e) (f) (g) (h) Name, address, and EIN of entity Primary activity Legal domicile Are all Share of Disproprtionate Code V-UBI General or (state or foreign partners end-of-year allocations? amount in box managing country) section assets 20 of Schedule K-1 part ner? 501(c)(3) (Form 1065) organizations? Yes No Yes No Yes No

Schedule R (Form 990) 2010 Schedule R (Form 990) 2010 Page 5 Supplemental Information Complete this part to provide additional information for responses to questions on Schedule R (see instructions)

Identifier Return Explanation I I Reference SCHEDULE R, NAME, ADDRESS AND EIN THE FORM 990, SCHEDULE R, LISTS THE NAME OF EACH ENTITY AS OFTHE DATE OFTHE FORM 990 FILING SCHEDULE R, PART I-V PART II GENERAL NOTE THERE IS NO REQUIREMENT THAT A SUPPORTING ORGANIZATION NOTIFY THE ORGANIZATION IT SUPPORTS OF THE SUPPORTING ORGANIZATION'S EXISTENCE PART II INCLUDES THOSE IRC SECTION 509(A)(3) SUPPORTING ORGANIZATIONS OF YALE UNIVERSITY OF WHICH THE UNIVERSITY IS AWARE SCHEDULE R, PARTS II AND III GENERAL NOTE DISPROPORTIONATE ALLOCATIONS INDICATED IN COLUMN (H) OF PART III GENERALLY RELATE TO I ) A GENERAL PARTNER'S TYPICAL CARRIED INTEREST WITH RESPECT TO PRIVATE FUND INVESTMENTS OR II )ALLOCATIONS AMONG 501(C)(3) ORGANIZATIONS THAT ARE PARTNERS OR MEMBERS IN AN INVESTMENT ENTITY SCHEDULE R, PART IV SPLIT INTEREST CHARITABLE TRUSTS WHICH MAY DISTRIBUTE FUNDS TO THE UNIVERSITY ARE NOT LISTED IN PART IV DUE TO CONCERN FOR THE CONFIDENTIALITY OF THE DONORS DISTRIBUTIONS FROM THESE TRUSTS ARE REPORTED ON PART VIII LINE 1H (CONTRIBUTIONS, GIFTS, GRANTS AND OTHER SIMILAR AMOUNTS) AS OF JUNE 30, 2011 THE UNIVERSITY WAS THE SOLE TRUSTEE AND PRIMARY REMAINDER BENEFICIARY OF 132 CHARITABLE REMAINDER TRUSTS WITH A TOTAL FAIR MARKET VALUE OF $89 33 MILLION AS OF JUNE 30, 2011 THE UNIVERSITY MAINTAINED THREE CHARITABLE POOLED INCOME FUNDS WITH 256 PARTICIPANTS AND A TOTAL MARKET VALUE OF $17 23 MILLION SCHEDULE R, PART V GENERAL NOTE THIS SCHEDULE REFLECTS ALL TRANSFERS BY YALE UNIVERSITY TO CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3) IN SOME INSTANCES, THESE ENTITIES MADE FURTHER TRANSFERS TO OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY IN ADDITION, THIS SCHEDULE REFLECTS ALL TRANSFERS TO YALE UNIVERSITY BY CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3) IN SOME INSTANCES, THESE ENTITIES RECEIVED TRANSFERS FROM OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY Schedule R (Form 990) 2010 Additional Data Return to Form

Software ID: Software Version: EIN: 06 -0646973 Name : YALE UNIVERSITY

Form 990, Schedule R, Part I - Identification of Disregarded Entities (c) (a) (b) Legal Domicile ( d) (e) (f) Name, address, and EIN of disregarded entity Primary Activity (State Total income End-of-year assets Direct Controlling or Foreign ($) ($) Entity Country)

SARDOUS LLC HOLDS INVESTMENT DE 6,564,343 464,083,477 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 02-0580383 FENIX I LLC HOLDS REAL ESTATE DE 0 40,385,486 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 26-2863129 ENDURANCE LLC HOLDS INVESTMENT DE 248,142 15,436,921 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 06-1606540 HARBOR HILLS INVESTMENTS LLC HOLDS INVESTMENT DE 0 9,425,285 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 20-0099423 WE 2 CHURCH STREET SOUTH LLC HOLDS REAL ESTATE CT 970,620 9,094,607 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 80-0066065 RENAISSANCE I LLC HOLDS REAL ESTATE DE 0 4,394,445 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 26-2863298 4 MEETING HOUSE ROAD LLC HOLDS REAL ESTATE MA 40,043 3,800,000 NA C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 06-0646973 ALPHA 9 LLC HOLDS REAL ESTATE CT 0 3,451,348 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 27-0982227 ESV HOLDINGS LLC HOLDS INVESTMENT DE 0 2,728,798 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 20-3980473 S PROPERTY HOLDING LLC HOLDS REAL ESTATE CT 0 1,224,960 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 27-3717440 PASSIVE HOLDING LLC HOLDS INVESTMENT NJ 0 1,022,541 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 22-3783661 4610 SOUTH 133RD STREET LLC HOLDS REAL ESTATE NE 0 923,641 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 06-0646973 55 WHITNEY LLC HOLDS REAL ESTATE CT -12,216 900,000 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 06-0646973 TEMPLE COMPANY LLC HOLDS INVESTMENT CT 0 760,269 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 06-1579127 AMISTAD PARTNERS LLC HOLDS REAL ESTATE CT 0 599,975 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 73-1683601 41 NORTH LLC HOLDS INVESTMENT DE 0 501,071 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 06-1594874 BLUEFIELD TIMBER LLC HOLDS INVESTMENT DE 0 501,071 41 NORTH LLC C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 02-0520556 YALE GLOBAL ENTERPRISES LLC SUPPORTS HIGHER CT 0 132,521 N/A C/O YALE UNIVERSITY PO BOX 208239 EDUCATION NEW HAVEN, CT 065208239 27-0859961 GSWM INVESTMENTS LLC HOLDS INVESTMENTS CT 0 1 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 27-3717358 THE UK FRIENDS OFYALE UNIVERSITY LIMITED ACCEPT CHARITABLE UK 2,418,972 0 N/A C/O YALE UNIVERSITY PO BOX 208239 CONTRIBUTIONS NEW HAVEN, CT 065208239 98-0552738 BETA 14 LLC INACTIVE CT 0 0 N/A C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT 065208239 27-0982129 MEDICAL PRACTICE MANAGEMENT LLC ADMINISTRATIVE CT 0 0 N/A C/O YALE UNIVERSITY PO BOX 208239 SERVICES NEW HAVEN, CT 065208239 27-1545102 YALE EDUCATIONAL CONSULTING (BEIJING) LLC SUPPORTS HIGHER CH 0 0 YALE GLOBAL C/O YALE UNIVERSITY PO BOX 208239 EDUCATION ENTERPRISES LLC NEW HAVEN, CT 065208239 98-1006940 Form 990, Schedule R, Part II - Identification of Related Tax-Exempt Organizations

c (g) Section 512 (a) (b) Legal domicile (d) Public charity (f) Exempt Code Name, address, and EIN of related organization Primary activity (state status Direct controlling (b)(13) section or foreign (if section 501 entity controlled country) (c)(3)) organization

Yes No 1970 (DEC02) YALE LIFE-PINGRY NOR TRUST AS TRUSTEE 22-18935 HOLDS INVESTMENTS NY 501(C)(3) 11,TYPE 111-0 N/A No C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT065208239 13-6331695 3C CORPORATION YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 HOLDS INVESTMENTS DC 501(C)(3) 11,TYPE I Yes NEW HAVEN, CT065208239 41-2046529 5C CORPORATION YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 HOLDS INVESTMENTS DC 501(C)(3) 11,TYPE I Yes NEW HAVEN, CT065208239 20-0763050 ALLIANCE FOR LIFELONG LEARNING INC

C/O YALE UNIVERSITY PO BOX 208239 INACTIVE NY 501(C )(3) 11,TYPE II N/A No NEW HAVEN, CT065208239 13-4138834 ALUMNI FUND ASSOCIATION OFYALE UNIVERSITY ENCOURAGES AND SOLICITS YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 CT 501(C)(3) 11,TYPE I Yes CONTRIBUTIONS TO OR NEW HAVEN, CT065208239 FOR YALE UNIVERSITY 06-6078326 CHAPEL COMPANY YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 INACTIVE CT 501(C)(2) N/A Yes NEW HAVEN, CT065208239 06-1532073 CHARLES A COFFIN MEMORIAL FUND SUPPORTS HIGHER 11, TYPE III- C/O YALE UNIVERSITY PO BOX 208239 CT 501(C)(3) N/A No EDUCATION OTHER NEW HAVEN, CT065208239 06-6034841 CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF YALE PROVIDE RESEARCH SCHOOL OF MGMT AND PEER-DRIVEN YALE UNIVERSITY EDUCATIONAL DE 501(C)(3) 11, TYPE I Yes C/O YALE UNIVERSITY PO BOX 208239 PROGRAMS TO NEW HAVEN, CT065208239 BUSINESS LEADERS 58-2617787 ELEANOR P STEVENS ELEEMOSYNARY TRUST YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 HOLDS INVESTMENTS LA 501(C)(3) 11,TYPE II Yes NEW HAVEN, CT065208239 72-6204020 ELIZABETH N ROBB CHARITABLE FOUNDATION

C/O YALE UNIVERSITY PO BOX 208239 HOLDS INVESTMENTS WV 501(C)(3) 11,TYPE 111-0 N/A No NEW HAVEN, CT065208239 77-6238653 FW& ELSIE HEYL SCIENCE SCHOLARSHIP FUND SUPPORTS HIGHER C/O YALE UNIVERSITY PO BOX 208239 MI 501(C)(3) 11,TYPE 111-0 N/A No EDUCATION NEW HAVEN, CT065208239 38-6194019 FOUNDING FATHERS PAPERS INC SUPPORT AND C/O YALE UNIVERSITY PO BOX 208239 FACILITATE NJ 501(C)(3) 11,TYPE I N/A No NEW HAVEN, CT065208239 PUBLICATIONS 22-2365602 rorm vvu, bcneauie K, fart ii - laentiTlcation or Kelarea i ax-txempt org anizations

( c) (e) (g) (a) (b) Legal domicile (d) Public charity (f) Section 512 Exempt Code Name, address, and EIN of related organization Primary activity (state status Direct controlling (b)(13) section or foreign (if section 501(c) entity controlled country) (3)) organization

Yes No GRUBER FOUNDATION THE SUPPORTS HIGHER YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 CT 501(C )(3) 11,TYPE I Yes EDUCATION NEW HAVEN, CT065208239 45-1540594 HEALTH BENEFITS HOLDINGS INC YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 HOLDS INVESTMENTS CT 501(C )(2) N/A Yes NEW HAVEN, CT065208239 06-1559155 HR PROPERTIES INC YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 HOLDS REAL ESTATE CT 501(C )(2) N/A Yes NEW HAVEN, CT065208239 06-1341463 JANE COFFIN CHILDS MEMORIAL FUND FOR MEDICAL RESEARCH SUPPORT MEDICAL AND YALE UNIVERSITY CT 501(C )(3) PF Yes C/O YALE UNIVERSITY PO BOX 208239 SCIENTIFIC RESEARCH NEW HAVEN, CT065208239 06-6034840 JONATHAN EDWARDS TRUST SUPPORTS HIGHER C/O YALE UNIVERSITY PO BOX 208239 CT 501(C )(3) 11, TYPE III-FI N/A No EDUCATION NEW HAVEN, CT065208239 06-6084676 PAUL MELLON CENTRE FOR STUDIES IN BRITISH ART PROMOTE AND SUPPORT STUDY OF YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 UK N/A Yes BRITISH ART AND NEW HAVEN, CT065208239 ARCHITECTURE 22-3783661 PROSPECT STREET HOLDINGS INC TITLE HOLDING YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 CT 501(C )(2) N/A Yes COMPANY NEW HAVEN, CT065208239 06-1424260 RICHARD U LIGHT FOUNDATION

C/O YALE UNIVERSITY PO BOX 208239 SUPPORTS EDUCATION MI 501(C )(3) 11,TYPE I N/A No NEW HAVEN, CT065208239 38-2456949 SCRIPPS LEAGUE NEWSPAPERS EDUCATION & RESEARCH FUND YALE UNIVERSITY GRANTMAKING DE 501(C )(3) PF Yes C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT065208239 06-0983815 STAFF RETIREMENT HOLDINGS INC YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 HOLDS INVESTMENTS CT 501(C )(2) N/A Yes NEW HAVEN, CT065208239 06-1559156 STOECKEL E B RESIDUE TRUST

C/O YALE UNIVERSITY PO BOX 208239 HOLDS INVESTMENTS CT 501(C)(3) 11,TYPE 111-0 N/A Yes NEW HAVEN, CT065208239 06-0653108 THE BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC PROMOTE THE STUDY SCHOOL OF THE PHYSICAL, YALE UNIVERSITY NATURALAND CT 501(C)(3) 11,TYPEII Yes C/O YALE UNIVERSITY PO BOX 208239 MATHEMATICAL NEW HAVEN, CT065208239 SCIENCES 06-6032565 rorm vvu, bcneauie K, fart ii - laentiTlcation or Kelarea i ax-txempt org anizations

( c) ( e ) (g) (a) (b) Legal domicile (d) Public charity (f) Section 512 Exempt Code Name, address , and EIN of related organization Primary activity ( state status Direct controlling (b)(13) section or foreign (if section 501(c) entity controlled organization country ) (3))

Yes No YALE ALUMNI PUBLICATIONS INC DISTRIBUTE ALUMNI C/O YALE UNIVERSITY PO BOX 208239 CT 501(C)(3) 11, TYPE III-FI N/A No MAGAZINE NEW HAVEN, CT065208239 06-0646970 YALE SOUTHERN OBSERVATORY INC RESEARCH AND YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 CT 501(C )(3) 7 Yes EDUCATION NEW HAVEN, CT065208239 06-6068906 YALE UNIVERSITY ELIZABETHAN CLUB CORP PROMOTE APPRECIATION OF YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 LITERATURE AMONG CT 501(C)(3) 11, TYPE III - FI Yes NEW HAVEN, CT065208239 MEMBERSHIP AND 06-0332975 COMMUNITY LONDON PUBLISH SERIOUS YALE UNIVERSITY C/O YALE UNIVERSITY PO BOX 208239 UK N/A Yes WORKS NEW HAVEN, CT065208239

YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST 501(A)TRUST THAT YALE UNIVERSITY SUPPORTS YALE CT 501(C)(3) 11,TYPEII Yes C/O YALE UNIVERSITY PO BOX 208239 UNIVERSITY NEW HAVEN, CT065208239 06-6414276 YALE-NEW HAVEN MEDICAL CENTER INC SUPPORT 30INT PROGRAMS OFYALE- C/O YALE UNIVERSITY PO BOX 208239 CT 501(C )(3) 11, TYPE III - FI N/A No NEW HAVEN HOSPITAL NEW HAVEN, CT065208239 AND YALE UNIVERSITY 23-7440891 Form 990, Schedule R, Part III - Identification of Related Organizations Taxable as a Partnership (e) (c) Predominant (a) Legal (d) (h) General (b) income (f) (g) Dis proprtionate (j) Name, address , and Domicile Direct Share of end-of-year Code V-UBI amount or (k) Primary activity (related , Share of total income allocations? Percentage EIN of (State Controlling assets on Managing unrelated , g ownership related organization or Entity ($) ($) Box 20 ofK-1 Partner? excluded ($ ) Foreign from tax Country) under sections 512-514 ) Yes No Yes No FOURTH CENTURY LLC

C/O YALE EXCLUDED 99 800 UNIVERSITY PO BOX INVESTMENT DE N/A -16,452,519 5,864,468,180 Yes -55,939,386 No FROM TAX % 208239 NEW HAVEN, CT065208239 41-2046537 FIFTH CENTURY LP

C/O YALE UNIVERSITY PO BOX EXCLUDED 800 INVESTMENT NV N/A 161,955,657 4,435,969,377 Yes -5,015,800 No 99 208239 FROM TAX % NEW HAVEN, CT065208239 20-0763076 LAUREL 2008 LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 INVESTMENT NV 659,373 819,733,014 Yes 16,902 No 99 208239 LP FROM TAX % NEW HAVEN, CT065208239 26-1649501 YB INSTITUTIONAL LIMITED PARTNERSHIP

C/O YALE EXCLUDED 99 060 INVESTMENT DE N/A 30,209,256 745,954,563 Yes 2,282,109 No UNIVERSITY PO BOX FROM TAX % 208239 NEW HAVEN, CT065208239 04-3431530 SP II HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 INVESTMENT NV 13,780,306 463,926,666 Yes -2,163,277 No 99 208239 LP FROM TAX % NEW HAVEN, CT065208239 26-0697863 CYR HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 INVESTMENT NV 35,713,093 400,498,818 No No 99 208239 LP FROM TAX % NEW HAVEN, CT065208239 26-0788802 667 LP

C/O YALE BBFI UNIVERSITY PO BOX HOLDINGS EXCLUDED 91 450 INVESTMENT DE 9,488,593 390,207,033 No No 208239 LP FROM TAX % NEW HAVEN, CT065208239 06-1609184 BBF I HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 INVESTMENT NV 13,945,879 370,185,978 No No 99 208239 LP FROM TAX % NEW HAVEN, CT065208239 20-8497574 Form 990, Schedule R, Part III - Identification of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (a) Legal (d) Predominant (g) General (b) (f) Disproprtionate 0) (k) Name, address, and EIN Domicile Direct income Share of end-of-year Code V-UBI amount or Primary activity Share of total income allocations7 Percentage (State (related, on Managing of Controlling assets ownership related organization or Entity unrelated, ($) ($) Box 20 ofK-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP

C/O YALE EXCLUDED 86 670 % INVESTMENT CA N/A 28,852,430 341,217,819 Yes 219,801 No UNIVERSITY PO BOX FROM TAX 208239 NEW HAVEN, CT065208239 94-3106692 STRATEGIC RESIDENTIAL FUND II LLC

C/O YALE EXCLUDED 95 000 % INVESTMENT DE N/A -4,828,886 288,050,926 No No UNIVERSITY PO BOX FROM TAX 208239 NEW HAVEN, CT065208239 04-3584406 LONGTERM VALUE FUND LP

C/O YALE LAUREL EXCLUDED 98 470 % UNIVERSITY PO BOX INVESTMENT CJ 2008 LP -3,304,576 265,742,975 Yes 16,902 No FROM TAX 208239 NEW HAVEN, CT065208239 98-0623624 YHG INVESTMENT LP FOURTH C/O YALE CENTURY EXCLUDED UNIVERSITY PO BOX INVESTMENT CJ 59,421,401 239,148,720 No No 99 790 % LLC FROM TAX 208239 NEW HAVEN, CT065208239 EASTON 2007 LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV -2,447,617 237,533,410 Yes -159,666 No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 26-0627974 LONE SEQUOIA LP

C/O YALE UNIVERSITY PO BOX EXCLUDED 71 580 % INVESTMENT DE N/A 10,670,131 226,817,180 No 21,303 No 208239 FROM TAX NEW HAVEN, CT065208239 58-2359627 KHP FUND I LP

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY 63 500 % INVESTMENT CA UNRELATED 11,060,150 203,720,397 Yes 7,421,165 No 208239 LLC NEW HAVEN, CT065208239 65-1232049 YELLOW WARBLER LP

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 96 950 % INVESTMENT TX -30,228,321 200,929,245 Yes No 208239 LLC FROM TAX NEW HAVEN, CT065208239 26-0342603 Form 990, Schedule R, Part III - Identification of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (a) Legal (d) Predominant ( g) (i) General (b) (f) Disproprtionate (k) Name, address, and Domicile Direct income Share of end-of-year Code V-UBI amount or Primary activity Share of total income allocations7 Percentage (State (related, on Managing EIN of Controlling assets ownership related organization or Entity unrelated, ($) ($) Box 20 ofK-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No PROSPECT STREET PARTNERS LTD

C/O YALE EXCLUDED 77 330 % UNIVERSITY PO BOX INVESTMENT FL N/A 4,607,717 200,732,524 No No FROM TAX 208239 NEW HAVEN, CT065208239 59-3041479 JBG INVESTMENT FUND III LP FOURTH C/O YALE CENTURY EXCLUDED 57 030 % UNIVERSITY PO BOX INVESTMENT DE -3,092,618 165,830,129 Yes -137,594 No LLC FROM TAX 208239 NEW HAVEN, CT065208239 52-2384738 JBG INVESTMENT FUND IV LLC FOURTH C/O YALE CENTURY 59 880 % UNIVERSITY PO BOX INVESTMENT DE UNRELATED -12,266,268 158,291,185 Yes -14,872,041 No LLC 208239 NEW HAVEN, CT065208239 01-0815265 YXY PARTNERS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 94 310 % INVESTMENT DE 12 , 428 , 024 126 , 095 , 461 Y es N o 208239 LP FROM TAX NEW HAVEN, CT065208239 20-2078133 OM HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV - 2 , 791 , 055 112 , 797 , 650 N o N o 99 208239 LP FROM TAX NEW HAVEN, CT065208239 20-5073267 NOGA PARTNERS LP

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 82 320 % INVESTMENT DE 17 , 446 , 180 109 , 006 , 395 Y es 9 , 312 N o 208239 LLC FROM TAX NEW HAVEN, CT065208239 20-1192059 JPF V HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV 7 , 408 , 075 100 , 718 , 546 Y es - 2 , 321 , 345 N o 99 208239 LP FROM TAX NEW HAVEN, CT065208239 20-2008388 IVP VI HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV 2 , 575 , 447 97 , 429 , 971 Y es 179 , 824 N o 99 208239 LP FROM TAX NEW HAVEN, CT065208239 20-8699381 Form 990 , Schedule R, Part III - Identificat ion of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (a) Legal (d) Predominant (g) (i) General (b) (f) Disproprtionate (k) Name, address, and EIN Domicile Direct income Share of end-of-year Code V-UBI or Primary activity Share of total income allocations7 Percentage (State (related, Managing of Controlling assets amount on ownership related organization or Entity unrelated, ($) ($) Box 20 of K-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No NIFL HOLDINGS LP

C/O YALE UNIVERSITY FIFTH EXCLUDED 99 600 % PO BOX 208239 INVESTMENT NV CENTURY LP 8,938,025 95,109,192 No No FROM TAX NEW HAVEN, CT065208239 20-8973999 STRATEGIC RESIDENTIAL FUND I LLC

EXCLUDED 95 630 % C/O YALE UNIVERSITY INVESTMENT DE N/A -8,621,547 92,776,063 Yes No FROM TAX PO BOX 208239 NEW HAVEN, CT065208239 04-3398268 OMAHA LP OM C/O YALE UNIVERSITY HOLDINGS EXCLUDED 98 600 % INVESTMENT CA - 3 , 096 , 365 91 , 845 , 765 N o N o PO BOX 208239 LP FROM TAX NEW HAVEN, CT065208239 MEP IX LP FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED PO BOX 208239 INVESTMENT DE 32,607,165 91,814,499 Yes No 1 030 % LLC FROM TAX NEW HAVEN, CT065208239 75-2537935 MP-MF HOLDINGS LP

C/O YALE UNIVERSITY FIFTH EXCLUDED 99 600 % PO BOX 208239 INVESTMENT NV CENTURY LP 401 86,121,481 No No FROM TAX NEW HAVEN, CT065208239 26-2099979 MANASLU FUND LP MP-MF C/O YALE UNIVERSITY HOLDINGS EXCLUDED 95 300 % PO BOX 208239 INVESTMENT C3 86,120,568 Yes No LP FROM TAX NEW HAVEN, CT065208239 98-0615593 BAYROOT LLC FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED 98 800 % PO BOX 208239 INVESTMENT DE 1,354,204 79,301,744 Yes No LLC FROM TAX NEW HAVEN, CT065208239 20-0390410 Y2K PARTNERS LP FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED 800 % PO BOX 208239 INVESTMENT DE -18,185,310 75,013,498 Yes No 99 LLC FROM TAX NEW HAVEN, CT065208239 71-1007459 Form 990 , Schedule R, Part III - Id entification of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (a) Legal ( d) Predominant (g) (i) General (b) (f) Disproprtionate (k) Name, address , and Domicile Direct income Share of end -of-year 7 Code V-UBI amount or Primary activity Share of total income allocations ? Percentage ( related, Managing EIN of State Controlling ( assets on ownership related organization or Entity unrelated , ($) ($) Box 20 of K -1 Partner? Foreign excluded from ($) Country ) tax under sections 512-514 ) Yes No Yes No AEF 5 US HOLDINGS LP

C/O YALE FIFTH EXCLUDED 99 600 % UNIVERSITY PO BOX INVESTMENT NV CENTURY LP - 6 , 930 , 779 68 , 969 , 088 N o N o FROM TAX 208239 NEW HAVEN, CT065208239 20-4076676 CAUTHEN VI LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY 79 840 % INVESTMENT DE UNRELATED 137,657 68,696,475 No 453,442 No 208239 LLC NEW HAVEN, CT065208239 20-8202030 PEPF IV HOLDINGS LP

C/O YALE FIFTH EXCLUDED 99 600 % UNIVERSITY PO BOX INVESTMENT NV CENTURY LP 374 , 720 64 , 378 , 723 Y es 27 , 753 N o FROM TAX 208239 NEW HAVEN, CT065208239 26-0290250 YADKIN LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 2,725,090 60,713,937 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 20-2707395 RIDGEFIELD LP

C/O YALE FIFTH UNIVERSITY PO BOX EXCLUDED 79 840 % INVESTMENT NV CENTURY LP 2 , 650 59 , 434 , 862 N o N o 208239 FROM TAX NEW HAVEN, CT065208239 20-2022850 M&H REALTY PARTNERS VI LP FOURTH C/O YALE CENTURY EXCLUDED 51 990 % UNIVERSITY PO BOX INVESTMENT CA -1,680,770 58,432,894 No No LLC FROM TAX 208239 NEW HAVEN, CT065208239 57-1182074 CYR FUND LP

C/O YALE CYR UNIVERSITY PO BOX HOLDINGS EXCLUDED 97 190 % INVESTMENT DE 4,494,545 58,274,968 No No 208239 LP FROM TAX NEW HAVEN, CT065208239 26-0270646 LCPFV HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX EXCLUDED 600 % INVESTMENT NV CENTURY LP 12 , 474 , 206 57 , 147 , 990 N o N o 99 208239 FROM TAX NEW HAVEN, CT065208239 20-2776532 Form 990 , Schedule R, Part III - Identification of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (g) (i) General (a) (b) Legal (d) Predominant (f) Disproprtionate (k) Name, address, and EIN Direct income Share of total Share of end-of-year Code V-UBI amount or P rimary ac t ivi t y allocations? Percentagege (State on Managing Controlling (related, income assets ownership related organization or Entity unrelated, ($) ($) Box 20 of K-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No GHEP III HOLDINGS LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 600 % PO BOX 208239 INVESTMENT NV 294,878 55,606,751 No No 99 LP FROM TAX NEW HAVEN, CT065208239 20-3853985 GARFIELD LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT NV 5,053,537 55,208,305 No 52,828 No LP FROM TAX NEW HAVEN, CT065208239 20-4592367 CAUTHEN VII LLC FOURTH C/O YALE UNIVERSITY CENTURY 79 840 % PO BOX 208239 INVESTMENT DE UNRELATED 363,246 52,259,835 No 196,341 No LLC NEW HAVEN, CT065208239 26-3653027 RAMSGATE LLC FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT DE 3,754,454 49,882,717 No No LLC FROM TAX NEW HAVEN, CT065208239 20-0419757 ANACONDA LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 98 800 % INVESTMENT CA 798,721 47,251,818 No No PO BOX 208239 LP FROM TAX NEW HAVEN, CT065208239 TDRC II-A LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 600 % PO BOX 208239 INVESTMENT NV 46,214,171 No No 99 LP FROM TAX NEW HAVEN, CT065208239 20-5025534 MERRIWEATHER LLC FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED 98 800 % PO BOX 208239 INVESTMENT DE -241,231 45,130,249 Yes No LLC FROM TAX NEW HAVEN, CT065208239 04-3664410 ALAMANCE LLC FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT DE 5,232 42,731,369 No No LLC FROM TAX NEW HAVEN, CT065208239 20-2575524 Form 990, Schedule R, Part III - Identification of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (g) (i) General (a) (b) Legal ( d) Predominant (f) Disproprtionate (k) Name, address , and EIN Direct income Share of total Share of end-of-year ? Code V-UBI amount or P rimary ac t ivi t y allocations Percentagege (State on Managing Controlling (related, income assets ownership related organization or Entity unrelated, ($) ($) Box 20 of K-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No BCAF HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV 8,666,790 41,963,991 No No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 20-8453177 OSCEOLA LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY 79 840 % INVESTMENT NV UNRELATED 3,495,321 41,338,899 No -1,092,398 No 208239 LP NEW HAVEN, CT065208239 20-2008431 RCP HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV 1,955,105 40,083,083 No No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 20-2008465 FULTON LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 4,746,364 38,958,619 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 26-0165041 V O LTA LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY 79 840 % INVESTMENT NV UNRELATED 1,346,257 38,695,378 No -1,747,218 No 208239 LP NEW HAVEN, CT065208239 20-3738749 FIF IV (CFA) HOLDINGS LP FIFTH C/O YALE CENTURY EXCLUDED 600 % UNIVERSITY PO BOX INVESTMENT NV 525,110 38,683,604 No No 99 LP FROM TAX 208239 NEW HAVEN, CT065208239 20-4764198 CALVERT LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY 79 840 % INVESTMENT NV UNRELATED -1,765,773 35,756,096 No -2,919,741 No 208239 LP NEW HAVEN, CT065208239 20-3960036 GREENFIELD LAND PARALLEL PARTNERS I LP FOURTH C/O YALE CENTURY EXCLUDED 98 800 % INVESTMENT DE 1,677,115 35,437,450 Yes -100,622 No UNIVERSITY PO BOX LLC FROM TAX 208239 NEW HAVEN, CT065208239 20-4411467 Form 990, Schedule R, Part III - Identification of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (g) (i) General (a) (b) Legal (d) Predominant (f) Disproprtionate (k) Name, address , and EIN Direct income Share of total Share of end-of-year ? Code V-UBI amount or P rimary ac t ivi t y allocations Percentagege (State on Managing Controlling (related, income assets ownership related organization or Entity unrelated, ($) ($) Box 20 of K-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No RCP II HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV 727,918 34,642,691 No No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 26-0444200 BCVF 2007 HOLDINGS LP FIFTH C/O YALE CENTURY EXCLUDED 600 % UNIVERSITY PO BOX INVESTMENT NV 3,328,221 33,925,379 No No 99 LP FROM TAX 208239 NEW HAVEN, CT065208239 20-5965183 GO LDSBO RO LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY 79 840 % INVESTMENT NV UNRELATED -690,973 33,149,448 No -1,225,199 No 208239 LP NEW HAVEN, CT065208239 20-1996058 RAMSGATE VIII LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 24,079 32,295,946 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 20-5259910 KHP FUND II LP

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY 60 180 % INVESTMENT CA UNRELATED -4,733,177 32,224,404 Yes -6,522,275 No 208239 LLC NEW HAVEN, CT065208239 20-5882068 WOODWAY LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT NV 247,577 31,160,144 No No 208239 LP FROM TAX NEW HAVEN, CT065208239 26-1206761 GLOSTER LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY 79 840 % INVESTMENT DE UNRELATED 2,008,277 30,186,901 No 2,017,820 No 208239 LLC NEW HAVEN, CT065208239 20-1263980 AEF 6 US HOLDINGS LP FIFTH C/O YALE CENTURY EXCLUDED 600 % UNIVERSITY PO BOX INVESTMENT NV 8,710,097 29,984,808 No No 99 LP FROM TAX 208239 NEW HAVEN, CT065208239 26-2867531 Form 990, Schedule R, Part III - Identification of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (g) (i) General (a) (b) Legal ( d) Predominant (f) Disproprtionate (k) Name, address , and EIN Direct income Share of total Share of end-of-year ? Code V-UBI amount or P rimary ac t ivi t y allocations Percentagege (State on Managing Controlling ( related, income assets ownership related organization or Entity unrelated, ($) ($) Box 20 of K-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No EPP HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV -1,687,157 29,150,707 No No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 20-8209090 GEF II HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY 600 % INVESTMENT NV UNRELATED -1,125,983 29,011,603 Yes -1,129,076 No 99 208239 LP NEW HAVEN, CT065208239 26-0348232 OGDEN LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT NV 6,183,270 28,992,859 No No 208239 LP FROM TAX NEW HAVEN, CT065208239 20-1212114 WYNNWOOD VIII LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT NV 6,330,552 28,914,228 No 2,065,528 No 208239 LP FROM TAX NEW HAVEN, CT065208239 26-3294405 SEDGWICK LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT NV 583,487 27,769,687 No No 208239 LP FROM TAX NEW HAVEN, CT065208239 26-0483594 NLVF II HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV 951,232 27,265,158 No No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 26-1545222 RIDGEFIELD VIII LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT NV 551 26,325,357 No No 208239 LP FROM TAX NEW HAVEN, CT065208239 26-1603389 ALAMANCE A LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 3,220 26,294,937 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 20-3484520 Form 990, Schedule R, Part III - Identification of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (g) (i) General (a) (b) Legal ( d) Predominant (f) Disproprtionate (k) Name, address , and EIN Direct income Share of total Share of end-of-year ? Code V-UBI amount or Primaryrimary activity allocations Percentagege (State on Managing Controlling (related, income assets ownership related organization or Entity unrelated, ($) ($) Box 20 ofK-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No ALDERBROOK LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT NV 4,247,327 25,727,519 No 86,405 No 208239 LP FROM TAX NEW HAVEN, CT065208239 20-2939768 TYPHOON LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 91 270 % INVESTMENT DE 2,293,276 25,422,248 Yes No 208239 LLC FROM TAX NEW HAVEN, CT065208239 01-0685132 HEVP HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV -1,192,077 25,374,420 No No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 20-4982016 SPOP II CP HOLDINGS LP FIFTH C/O YALE CENTURY EXCLUDED 600 % UNIVERSITY PO BOX INVESTMENT NV 22 25,020,863 No No 99 LP FROM TAX 208239 NEW HAVEN, CT065208239 20-8685452 MACOMB IX LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY 79 840 % INVESTMENT NV UNRELATED 106,048 24,528,875 No 61,412 No 208239 LP NEW HAVEN, CT065208239 20-5025458 CALVERT VI LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY 79 840 % INVESTMENT NV UNRELATED -257,046 24,447,294 No -466,717 No 208239 LP NEW HAVEN, CT065208239 26-1603346 U PTO N LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 23,798,510 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 20-5778792 ALAMANCE VI LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 2 22,436,155 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 20-8558864 Form 990, Schedule R, Part III - Id entification of Related Organi zations Taxable as a Partnership

(c) (e) (h) (]) (a) Legal (d) Predominant (g) (i) General (b) (f) Disproprtionate (k) Name, address, and Domicile Direct income Share of end-of-year Code V-UBI amount or Primary activity Share of total income allocations7 Percentage (State (related, on Managing EIN of Controlling assets ownership related organization or Entity unrelated, ($) ($) Box 20 of K-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No WYNNWOOD II LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT NV 13,521,893 21,862,311 No 4,170,806 No 208239 LP FROM TAX NEW HAVEN, CT065208239 20-5548320 FRC II HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV 234,763 20,650,504 No No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 26-1670120 CHICAGO LP FIFTH C/O YALE CENTURY EXCLUDED 98 800 % UNIVERSITY PO BOX INVESTMENT CA -468,396 20,299,205 No No LP FROM TAX 208239 NEW HAVEN, CT065208239 SANGAMORE II LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE -90,345 19,991,633 No -19,518 No 208239 LLC FROM TAX NEW HAVEN, CT065208239 20-2672293 WESTPATH LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 1,567,489 19,968,798 No -10,984 No 208239 LLC FROM TAX NEW HAVEN, CT065208239 20-2297672 BOF HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV 1,791,290 19,797,887 Yes 208,172 No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 20-5923569 IVA II HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV 37,745 18,469,720 No No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 20-2652041 SP 8 HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV -747,090 17,931,097 No No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 26-0558478 Form 990 , Schedule R, Part III - Identificat ion of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (g) (i) General (a) (b) Legal ( d) Predominant (f) Disproprtionate (k) Name, address , and EIN Direct income Share of total Share of end -of-year Code V-UBI amount or Primaryrimary activity allocations ? Perce nt a ge ( State Controlling (related, income assets on Managing ownershipowp related organization or Entity unrelated , ($) ($) Box 20 ofK -1 Partner? Foreign excluded from ($) Country ) tax under sections 512-514 ) Yes No Yes No ORDWAY LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT NV 1,150,992 17,804,000 No -7,204 No LP FROM TAX NEW HAVEN, CT065208239 20-5189347 EDMUNDS LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT NV 986,525 17,552,764 No 44,956 No LP FROM TAX NEW HAVEN, CT065208239 20-4257832 DENT LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT NV -1,763,724 17,551,050 No No LP FROM TAX NEW HAVEN, CT065208239 20-4202230 FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP 87 280 % C/O YALE UNIVERSITY INVESTMENT DE N/A UNRELATED 2,756,604 17,017,335 Yes 2,499,971 No PO BOX 208239 NEW HAVEN, CT065208239 94-3388317 IRIS 2009 LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 600 % PO BOX 208239 INVESTMENT NV 129 16,721,226 No No 99 LP FROM TAX NEW HAVEN, CT065208239 26-4100777 DUMBARTON LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT NV 9,584 16,045,411 No No LP FROM TAX NEW HAVEN, CT065208239 20-3919432 CAUTHEN LLC FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT DE -2,149,274 15,942,085 No -83,057 No LLC FROM TAX NEW HAVEN, CT065208239 20-2776143 CORBIN LLC FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT DE 91,823 15,883,879 No -2,925 No LLC FROM TAX NEW HAVEN, CT065208239 20-1263962 Form 990 , Schedule R, Part III - Identifica tion of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (g) (i) General (a) (b) Legal (d) Predominant (f) Disproprtionate (k) Name, address, and EIN Direct income Share of total Share of end-of-year Code V-UBI amount or Primaryrimary activity allocations? Percentage (State Controlling (related, income assets on Managing ownershipowp related organization or Entity unrelated, ($) ($) Box 20 of K-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No SALINA FORESTRY LP OM C/O YALE HOLDINGS EXCLUDED 98 600 % UNIVERSITY PO BOX INVESTMENT CA 304,257 15,650,303 No No LP FROM TAX 208239 NEW HAVEN, CT065208239 FARALLON DEPOT INVESTORS LLC

C/O YALE EXCLUDED 70 000 % UNIVERSITY PO BOX INVESTMENT DE N/A -442,243 15,408,654 No -7,135 No FROM TAX 208239 NEW HAVEN, CT065208239 94-3309848 YANKEE FOREST LLC

C/O YALE UNIVERSITY PO BOX EXCLUDED 000 % INVESTMENT NH N/A -295,392 15,404,987 Yes No 99 208239 FROM TAX NEW HAVEN, CT065208239 04-3384575 KCF HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX EXCLUDED 600 % INVESTMENT NV CENTURY LP 214,529 14,594,415 No No 99 208239 FROM TAX NEW HAVEN, CT065208239 20-8861865 HEVP II HOLDINGS LP

C/O YALE FIFTH EXCLUDED 99 600 % UNIVERSITY PO BOX INVESTMENT NV CENTURY LP 14,193,378 No No FROM TAX 208239 NEW HAVEN, CT065208239 26-1828824 VOLTA IV LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY 79 840 % INVESTMENT DE UNRELATED 249,018 14,167,479 No 190,035 No 208239 LLC NEW HAVEN, CT065208239 27-0914710 NEWBURN LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 10,800 13,502,448 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 20-0365032 TILDEN LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 3,520 13,482,283 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 20-8558781 Form 990 , Schedule R, Part III - Identificat ion of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (g) (i) General (a) (b) Legal (d) Predominant ( f) Disproprtionate (k) Name, address, and EIN Direct income Share of total Share of end-of-year Code V-UBI amount or P rimary ac t ivi t y allocations? Percentage (State Controlling (related, income assets on Managing ownershipowp related organization or Entity unrelated, ($) ($) Box 20 ofK-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No IVP V COINVESTMENT HOLDINGS LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 600 % INVESTMENT NV 2 , 083 , 927 13 , 335 , 698 N o N o 99 PO BOX 208239 LP FROM TAX NEW HAVEN, CT065208239 20-2707519 POE LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT NV -96,580 12,728,326 No No LP FROM TAX NEW HAVEN, CT065208239 26-2765485 BE III HOLDINGS LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 600 % PO BOX 208239 INVESTMENT NV -767,509 12,409,394 No No 99 LP FROM TAX NEW HAVEN, CT065208239 20-5495967 DENT VI LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT NV 3,530,247 12,152,991 No No LP FROM TAX NEW HAVEN, CT065208239 26-2867610 SANGAMORE III LLC FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT DE 348,350 12,109,955 No 41,147 No LLC FROM TAX NEW HAVEN, CT065208239 26-0753284 WYNNWOOD LP FIFTH C/O YALE UNIVERSITY CENTURYNTURY 79 840 % PO BOX 208239 INVESTMENT NV UNRELATED 1,376,717 11,952,063 No 1,481,013 No NEW HAVEN, CT065208239 20-1363230 RAMSGATE IX LLC FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT DE 11,823,384 No No LLC FROM TAX NEW HAVEN, CT065208239 20-8833887 NEWINGTON LP FIFTH C/O YALE UNIVERSITY CENTURY EXCLUDED 79 840 % PO BOX 208239 INVESTMENT NV 549,289 11,765,582 No No LP FROM TAX NEW HAVEN, CT065208239 20-0763113 Form 990 , Schedule R, Part III - Identificat ion of Rela ted Organizations Taxable as a Partnership

(c) (e) (h) (]) (g) (i) General (a) (b) Legal (d) Predominant ( f) Disproprtionate (k) Name, address, and EIN Direct income Share of total Share of end-of-year Code V-UBI amount or Primaryrimary activity allocations? Percentage (State Controlling (related, income assets on Managing ownershipowp related organization or Entity unrelated, ($) ($) Box 20 of K-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No YUMA LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT NV 65,180 11,205,568 No 4,818 No 208239 LP FROM TAX NEW HAVEN, CT065208239 26-1584783 HUIDIKOPER LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT NV 86 11,170,395 No No 208239 LP FROM TAX NEW HAVEN, CT065208239 26-4196504 HAWTHORNE III LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 11,017,756 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 26-0854590 ECP II HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV -488,765 10,394,032 No No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 26-0151337 QUINN LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT NV 158,757 10,142,126 No No 208239 LP FROM TAX NEW HAVEN, CT065208239 26-3879664 MEP IV HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV 7,419 9,985,541 No No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 26-0646713 YVF HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 600 % INVESTMENT NV -666,341 9,916,685 No No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 20-3708621 MACOMB VIII LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT NV 288,685 9,874,692 No 23,800 No 208239 LP FROM TAX NEW HAVEN, CT065208239 20-5681131 Form 990, Schedule R, Part III - Identification of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (g) (i) General (a) (b) Legal (d) Predominant (f) Disproprtionate (k) Name, address , and EIN Direct income Share of total Share of end -of-year ? Code V-UBI amount or allocations Percentagege P rimary ac t ivi t y ( on Managing State Controlling ( related, income assets ownership related organization or Entity unrelated , ($) ($) Box 20 of K -1 Partner? Foreign excluded from ($) Country ) tax under sections 512-514 ) Yes No Yes No YADKIN III LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE -158,045 9,375,614 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 26-2477930 GLOSTER III LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 9,352,348 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 20-8833953 YD VALUE FUND LP

C/O YALE YVF UNIVERSITY PO BOX HOLDINGS EXCLUDED 330 % INVESTMENT DE -667,543 9,351,620 No No 99 208239 LP FROM TAX NEW HAVEN, CT065208239 20-3708621 WINDOM LP

C/O YALE FIFTH UNIVERSITY PO BOX EXCLUDED 79 840 % INVESTMENT NV CENTURY LP 336 , 496 9 , 142 , 637 N o N o 208239 FROM TAX NEW HAVEN, CT065208239 26-1768804 CRANBROOK LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE -1,359,199 8, 929,085 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 20-3115503 HARBOR HILLS HOLDINGS LP

C/O YALE 55 000 % UNIVERSITY PO BOX INVESTMENT DE N/A UNRELATED -1,124,773 7,824,523 Yes -1,118,639 No 208239 NEW HAVEN, CT065208239 02-0729602 WILSON LP

C/O YALE FIFTH UNIVERSITY PO BOX EXCLUDED 79 840 % INVESTMENT NV CENTURY LP 274 6 , 894 , 470 N o N o 208239 FROM TAX NEW HAVEN, CT065208239 20-2232279 KLINGLE LP

C/O YALE FIFTH UNIVERSITY PO BOX EXCLUDED 79 840 % INVESTMENT NV CENTURY LP 1 , 190 , 213 6 , 859 , 970 N o 7 , 061 N o 208239 FROM TAX NEW HAVEN, CT065208239 20-4592461 Form 990, Schedule R, Part III - Identification of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (g) (i) General (a) (b) Legal ( d) Predominant (f) Disproprtionate (k) Name, address , and EIN Direct income Share of total Share of end-of-year ? Code V-UBI amount or P rimary ac t ivi t y allocations Percentagege (State on Managing Controlling ( related, income assets ownership related organization or Entity unrelated, ($) ($) Box 20 of K-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No WHITEHAVEN LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 91 6,822,309 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 26-3915778 HARBOR HILLS DEVELOPMENT LP HARBOR C/O YALE HILLS 55 000 % UNIVERSITY PO BOX INVESTMENT DE HOLDINGS UNRELATED -1,035,310 6,817,367 Yes -1,031,017 No 208239 LP NEW HAVEN, CT065208239 16-1453802 JPS HOLDINGS LP

C/O YALE FIFTH UNIVERSITY PO BOX EXCLUDED 600 % INVESTMENT NV CENTURY LP 6 , 119 , 557 N o N o 99 208239 FROM TAX NEW HAVEN, CT065208239 20-8909921 ODE LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 5,229,466 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 37-1567347 AVON LP

C/O YALE FIFTH UNIVERSITY PO BOX EXCLUDED 79 840 % INVESTMENT NV CENTURY LP - 4 , 326 , 776 5 , 198 , 766 N o - 215 , 267 N o 208239 FROM TAX NEW HAVEN, CT065208239 20-4056103 DENT A LP

C/O YALE FIFTH UNIVERSITY PO BOX EXCLUDED 79 840 % INVESTMENT NV CENTURY LP - 458 , 568 4 , 563 , 288 N o N o 208239 FROM TAX NEW HAVEN, CT065208239 20-8725065 WE 150 MUNSON LLC

C/O YALE UNIVERSITY PO BOX EXCLUDED 56 950 % INVESTMENT DE N/A -242,160 4,502,337 Yes No 208239 FROM TAX NEW HAVEN, CT065208239 26-0233373 RAMSGATE IX A LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 4,299,414 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 26-1797786 Form 990, Schedule R, Part III - Identification of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (a) Legal (d) Predominant (g) (i) General (b) (f) Disproprtionate (k) Name, address, and EIN Domicile Direct income Share of end-of-year 7 Code V-UBI amount or Primary activity Share of total income allocations? Percentage (State (related, Managing of Controlling assets on ownership related organization or Entity unrelated, ($) ($) Box 20 of K-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No FESSENDEN LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT NV -20 3,911,763 No No 208239 LP FROM TAX NEW HAVEN, CT065208239 26-2270383 ARC ENERGY FUND USLIMITED PARTNERSHIP

C/O YALE EXCLUDED 55 770 % INVESTMENT CA N/A 2,437,292 3,800,935 Yes No UNIVERSITY PO BOX FROM TAX 208239 NEW HAVEN, CT065208239 98-0188406 U H LE LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 3,772,440 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 27-3981909 WELBORN LP

C/O YALE FIFTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT NV 750,076 3,612,551 No No 208239 LP FROM TAX NEW HAVEN, CT065208239 20-1212127 FRESHET WIND ENERGY LLC FOURTH C/O YALE CENTURY 79 840 % UNIVERSITY PO BOX INVESTMENT DE UNRELATED -79,433 3,611,338 No -80,306 No LLC 208239 NEW HAVEN, CT065208239 33-1200160 SANGAMORE LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 1,211,511 2,328,675 No -53,158 No 208239 LLC FROM TAX NEW HAVEN, CT065208239 20-0357077 LUNXUS WIND ENERGY LLC FOURTH C/O YALE CENTURY 79 840 % UNIVERSITY PO BOX INVESTMENT DE UNRELATED -48,044 2,322,984 Yes -48,140 No LLC 208239 NEW HAVEN, CT065208239 33-1200159 SF-NEW PARTNERS LP

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 91 250 % INVESTMENT DE 382,388 2,322,365 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 92-0179258 Form 990 , Schedule R, Part III - Identificat ion of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (g) (i) General (a) (b) Legal ( d) Predominant (f) Disproprtionate (k) Name, address , and EIN Direct income Share of total Share of end -of-year Code V-UBI amount or P rimary ac t ivi t y allocations ? Perce nt a ge (State Controlling ( related, income assets on Managing ownershipowp related organization or Entity unrelated , ($) ($) Box 20 of K -1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No HIGHLAND WIND HOLDINGS LLC LUNXUS C/O YALE WIND 71 860 % UNIVERSITY PO BOX INVESTMENT DE UNRELATED -18,408 2,318,649 Yes -18,445 No ENERGY LLC 208239 NEW HAVEN, CT065208239 33-1200162 ALCHEMY PLAN (BULLDOG) LP

C/O YALE EXCLUDED 99 010 % UNIVERSITY PO BOX INVESTMENT GK N/A 784,124 948,657 No No FROM TAX 208239 NEW HAVEN, CT065208239 98-0186258 CORBIN VI LLC

C/O YALE FOURTH UNIVERSITY PO BOX CENTURY EXCLUDED 79 840 % INVESTMENT DE 409 601,249 No No 208239 LLC FROM TAX NEW HAVEN, CT065208239 27-0773197 HARBOR HILLS UTILITIES LP HARBOR C/O YALE HILLS 55 000 % UNIVERSITY PO BOX INVESTMENT DE HOLDINGS UNRELATED -81,214 515,963 Yes -81,214 No 208239 LP NEW HAVEN, CT065208239 16-1453800 100 HOWE STREET ASSOCIATES LLC

C/O YALE EXCLUDED 97 080 % UNIVERSITY PO BOX INVESTMENT CT N/A 182,134 416,144 Yes No FROM TAX 208239 NEW HAVEN, CT065208239 06-1386762 STONECHAT PARTNERS LP FOURTH C/O YALE CENTURY EXCLUDED 89 320 % INVESTMENT 3E 205,438 Yes No UNIVERSITY PO BOX LLC FROM TAX 208239 NEW HAVEN, CT065208239 4620 ASSOCIATES LLC PASSIVE C/O YALE HOLDING EXCLUDED 83 990 % UNIVERSITY PO BOX INVESTMENT DE 108,711 174,575 No No LLC FROM TAX 208239 NEW HAVEN, CT065208239 13-4036667 94 HOWE STREET ASSOCIATES LLC

C/O YALE EXCLUDED 91 930 % UNIVERSITY PO BOX INVESTMENT CT N/A 51,729 156,432 Yes No FROM TAX 208239 NEW HAVEN, CT065208239 06-1428914 Form 990 , Schedule R, Part III - Identification of Related Organiza tions Taxable as a Partnership

(c) (e) (h) (]) (a) Legal (d) Predominant (g) (i) General (b) (f) Disproprtionate (k) Name, address, and EIN Domicile Direct income Share of end-of- Code V-UBI or Primary activity Share of total income allocations? Percentage (State (related, year Managing of Controlling assets amount on ownership related organization or Entity unrelated, ($) ($) Box 20 ofK-1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No RAMSGATE X LLC FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED PO BOX 208239 INVESTMENT DE 150,193 No No 79 840 % LLC FROM TAX NEW HAVEN, CT065208239 27-3616177 STARFAR I PARTNERS LP

C/O YALE UNIVERSITY INVESTMENT DE N/A UNRELATED -7,537 85,779 No -7,537 No 60 830 % PO BOX 208239 NEW HAVEN, CT065208239 94-3205101 BY PARTNERS LP

C/O YALE UNIVERSITY EXCLUDED PO BOX 208239 INVESTMENT DE N/A -7,490,098 11,870 No No 91 940 % FROM TAX NEW HAVEN, CT065208239 13-3738930 TILDEN II LLC FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED PO BOX 208239 INVESTMENT DE 8,310 No No 79 840 % LLC FROM TAX NEW HAVEN, CT065208239 27-4210952 UNITEDHARVEY INVESTORS V LP

C/O YALE UNIVERSITY EXCLUDED INVESTMENT DE N/A 1,322 No No 0 % PO BOX 208239 FROM TAX NEW HAVEN, CT065208239 75-2773845 H&YLLC FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED PO BOX 208240 INVESTMENT DE No No 80 070 % LLC FROM TAX NEW HAVEN, CT065208240 20-8696854 JVL GLOBAL ENERGY (Q P) LP

C/O YALE UNIVERSITY EXCLUDED 100 000 % INVESTMENT TX N/A No No PO BOX 208240 FROM TAX NEW HAVEN, CT065208240 03-0504098 KTOWN LP FOURTH C/O YALE UNIVERSITY CENTURY EXCLUDED PO BOX 208239 INVESTMENT DE No No 99 800 % LLC FROM TAX NEW HAVEN, CT065208239 27-4278453 Form 990 , Schedule R, Part III - Identificat ion of Related Organizations Taxable as a Partnership

(c) (e) (h) (]) (g) (i) General (a) (b) Legal ( d) Predominant (f) Disproprtionate (k) Name, address , and EIN Direct income Share of total Share of end -of-year Code V-UBI amount or Primaryrimary activity allocations ? Perce nt a ge ( State Controlling (related, income assets on Managing ownershipowp related organization or Entity unrelated , ($) ($) Box 20 of K -1 Partner? Foreign excluded from ($) Country) tax under sections 512-514 ) Yes No Yes No LUXIVER LP

C/O YALE UNIVERSITY EXCLUDED 100 000 % PO BOX 208239 INVESTMENT DE N/A No No FROM TAX NEW HAVEN, CT065208239 45-1504333 RECORD HILL WIND HOLDINGS LLC PRIME WIND C/O YALE UNIVERSITY INVESTMENT DE ENERGY LLC UNRELATED - 20 , 378 Y es - 20 ,418 N o 78 170 % PO BOX 208239 NEW HAVEN, CT065208239 33-1200161 PRIME WIND ENERGY LLC FOURTH C/O YALE UNIVERSITY CENTURY INVESTMENT DE UNRELATED - 41 , 398 Y es - 41 ,481 N o 85 470 % PO BOX 208239 LLC NEW HAVEN, CT065208239 33-1200158 HARBOR HILLS COUNTRY CLUB LP HARBOR HILLS C/O YALE UNIVERSITY INVESTMENT DE HOLDINGS UNRELATED - 8 , 249 - 2 , 878 , 147 Y es - 6 , 408 N o 55 000 % PO BOX 208239 LP NEW HAVEN, CT065208239 16-1453797 Form 990, Schedule R, Part IV - Identification of Related Organ izations Taxable as a Corporation or Trust

( c) (d) (e) (f) (g) (h) Name, address, and EIN of related (b) Legal Domicile Direct Controlling Type of entity Share of total income Share of Percentage organization Primary activity (State or Entity (C corp, S corp, ($) end-of-year ownership Foreign or trust) assets Country) ($ )

NEW FYI LTD C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CJ N/A C 183,008,903 796,648,162 100 000 % NEW HAVEN, CT065208239 CRS FUND LTD CYR HOLDINGS LP C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CJ C 108,367,324 457,380,302 99 600 % NEW HAVEN, CT065208239 THE CAERULEUS FUND FOURTH CENTURY C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CJ LLC C 57,860,308 328,780,015 99 800 % NEW HAVEN, CT065208239 GAOLING YALI FEEDER LTD FOURTH CENTURY C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CH LLC C 44,988,913 190,153,982 99 800 % NEW HAVEN, CT065208239 LP VALUE LTD C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT VQ N/A C 3,291,685 157,282,676 96 010 % NEW HAVEN, CT065208239 FOURTH CENTURY TRUST C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CT N/A T 70,828,252 141,206,389 100 000 % NEW HAVEN, CT065208239 20-6699631 YB CAYMAN LTD YB INSTITUTIONAL C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CJ LP C 2,047,877 78,617,771 99 060 % NEW HAVEN, CT065208239 PWEB LLC FOURTH CENTURY C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT DE LLC C 7,954 59,714,381 99 800 % NEW HAVEN, CT065208239 26-1392408 ARMINIUS REAL ESTATE OPPORTUNITY FOURTH CENTURY FEEDER FUND II LP INVESTMENT UK LLC C -577,208 59,522,366 90 730 % C/O YALE UNIVERSITY PO BOX 208239 NEW HAVEN, CT065208239 3148591 NOVA SCOTIA LIMITED OM HOLDINGS LP C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CA C 4,548,730 20,505,585 98 600 % NEW HAVEN, CT065208239 NCH INVESTORS FUND (YU) CORP FOURTH CENTURY C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CJ LLC C 1,424,431 15,866,878 99 700 % NEW HAVEN, CT065208239 CONNECTICUT BOOLA INC C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CT N/A C 1,050,193 15,779,559 100 000 % NEW HAVEN, CT065208239 06-0798544 FWEB LLC FOURTH CENTURY C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT DE LLC C 4,907 3,456,005 99 800 % NEW HAVEN, CT065208239 27-3304506 MANASLU PARTNERS LTD MP-MF HOLDINGS C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CJ LP C 2,675,811 1,627,059 99 600 % NEW HAVEN, CT065208239 3215186 NOVA SCOTIA LIMITED OM HOLDINGS LP C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CA C 131,246 1,557,345 98 600 % NEW HAVEN, CT065208239 LAKE PLACE TRUST C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CT N/A T -10,792 1,422,149 100 000 % NEW HAVEN, CT065208239 06-6484239 2089841 ONTARIO LIMITED FIFTH CENTURY LP C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CA C 21 959,461 98 800 % NEW HAVEN, CT065208239 HARBOR HILLS COUNTRY CLUB INC HARBOR HILLS C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT DE HOLDINGS LP C -63 39,629 55 000 % NEW HAVEN, CT065208239 16-1452585 HIP INVESTORS INC C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT TX N/A C 1,171 12,362 88 890 % NEW HAVEN, CT065208239 75-2546639 HARBOR HILLS SALES INC HARBOR HILLS C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT FL HOLDINGS LP C 550 55 000 % NEW HAVEN, CT065208239 59-3343340 Form 990, Schedule R, Part IV - Identification of Re lated Organizat ions Taxable as a Corporation or Trust

(c) (d) (e) (f) (g) (h) Name, address, and EIN of related (b) Legal Domicile Direct Controlling Type of entity Share of total income Share of Percentage organization Primary activity (State or Entity (C corp, S corp, ($) end-of-year ownership Foreign or trust) assets Country) ($)

DRAMA PRODUCTIONS INC C/O YALE UNIVERSITY PO BOX 208239 PERFORMING CT N/A C 889,406 304 100 000 % NEW HAVEN, CT065208239 ARTS 06-0851103 ACCEPT YALE UNIVERSITY HONG KONG TRUST CHARITABLE C/O YALE UNIVERSITY PO BOX 208239 HK N/A T 2,550 100 000 % CONTRIBUTIONS NEW HAVEN, CT065208239

JOHN E POLLARD TRUST C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CT N/A T 100 000 % NEW HAVEN, CT065208239 06-0646973 YORK STREET ASSOCIATES INC C/O YALE UNIVERSITY PO BOX 208239 INACTIVE CT N/A C 100 000 % NEW HAVEN, CT065208239 06-1174464 THE APOGEE FUND LTD FOURTH CENTURY C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CJ LLC C -4,376,698 NEW HAVEN, CT065208239 CHARITABLE POOLED INCOME FUNDS (3) C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CT T NEW HAVEN, CT065208239 CHARITABLE REMAINDER TRUSTS (132) C/O YALE UNIVERSITY PO BOX 208239 INVESTMENT CT T NEW HAVEN, CT065208239 Form 990 , Schedule R, Part V - Transactions With Related Organizations (a) (b) (c) (d) Name of other organization Transaction Amount Involved Method of determining type(a-r) ( ) amount involved

(1) 100 HOWE STREET ASSOCIATES LLC R 193,290 CASH VALUE

(2) 94 HOWE STREET ASSOCIATES LLC R 55,845 CASH VALUE

(3) ALCHEMY PLAN (BULLDOG) LP R 574,269 CASH VALUE

(4) ARC ENERGY FUND US LIMITED PARTNERSHIP R 1,120,794 CASH VALUE

(5) BY PARTNERS LP R 3,654,514 CASH VALUE

(6) CONNECTICUT BOOLA INC B 643,853 CASH VALUE

(7) CONNECTICUT BOOLA INC R 643,853 CASH VALUE

(8) DRAMA PRODUCTIONS INC 0 889,406 CASH VALUE

(9) FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP B 237,011 CASH VALUE

(10) FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP R 7,292,876 CASH VALUE

(11) FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP B 8,192,876 CASH VALUE

(12) FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP R 71,594,488 CASH VALUE

(13) FARALLON DEPOT INVESTORS LLC B 296,642 CASH VALUE

(14) FIFTH CENTURY LP B 773,700,693 CASH VALUE

(15) FIFTH CENTURY LP R 591,616,255 CASH VALUE

(16) FOURTH CENTURY TRUST C 7,644,520 CASH VALUE

(17) FOURTH CENTURY LLC B 941,165,303 CASH VALUE

(18) FOURTH CENTURY LLC R 596,722,487 CASH VALUE

(19) HARBOR HILLS HOLDINGS LP B 850,000 CASH VALUE

(20) JVL GLOBAL ENERGY (QP) LP B 6,145,237 CASH VALUE

(21) LONE SEQUOIA LP R 11,340,859 CASH VALUE

(22) LP VALUE LP R 25,000,000 CASH VALUE

(23) LUXIVER LP B 34,461,121 CASH VALUE

(24) NEW FYI LTD R 112,086,395 CASH VALUE

(25) PAUL MELLON CENTRE FOR STUDIES IN BRITISH ART B 4,012,178 CASH VALUE

(26) PROSPECT STREET ASSOCIATES LTD R 25,000,000 CASH VALUE

(27) STRATEGIC RESIDENTIAL FUND I LLC B 7,922,625 CASH VALUE

(28) STRATEGIC RESIDENTIAL FUND II LLC B 475,000 CASH VALUE

(29) STRATEGIC RESIDENTIAL FUND II LLC R 570,000 CASH VALUE

(30) STRATEGIC RESIDENTIAL FUND II LLC L 1,555,625 CASH VALUE Form 990, Schedule R, Part V - Transactions With Related Organizations (a) (b) (c) (d) Name of other organization Transaction Amount Involved Method of determining type (a-r) ($) amount involved

(31) WE 150 M U N SO N LLC J 2,056,749 CASH VALUE

(32) YANKEE FOREST LLC R 997,771 CASH VALUE

(33) YB INSTITUTIONAL LIMITED PARTNERSHIP R 87,402,000 CASH VALUE Additional Data

Software ID: Software Version: EIN: 06 -0646973 Name : YALE UNIVERSITY

Form 990, Part VII - Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors

(A) (B) (C) (D) ( E) (F) Name and Title Average Position (check all Reportable Reportable Estimated hours that apply) compensation compensation amount of other per 0 = from the from related compensation week = 3uo organization (W- organizations from the 0 a it 2/1099-MISC) (W- 2/1099- organization and T MISC) related c c ° 0 -- organizations E 1 m 4 a,

m

RICHARD C LEVIN 50 00 X X 1,186,767 0 429,299 TRUSTEE AND PRESIDENT G LEONARD BAKER JR 5 00 X 0 0 0 TRUSTEE EDWARD P BASS 5 00 X 0 0 0 TRUSTEE ROLAND W BETTS 5 00 X 0 0 0 TRUSTEE JEFFREY L BEWKES 5 00 X 0 0 0 TRUSTEE FRANCISCO G CIGARROA 5 00 X 0 0 0 TRUSTEE PETER B DERVAN 5 00 X 0 0 0 TRUSTEE DONNA L DUBINSKY 5 00 X 0 0 0 TRUSTEE MICHAEL FEDELE 0 00 X 0 0 0 TRUSTEE (EX-OFFICIO) MIMI GARDNER GATES 5 00 X 0 0 0 TRUSTEE PAUL LJOSKOW 5 00 X 0 0 0 TRUSTEE NEAL L KENY-GUYER 5 00 X 0 0 0 TRUSTEE DANNEL P MALLOY 0 00 X 0 0 0 TRUSTEE (EX-OFFICIO) WILLIAM I MILLER 5 00 X 0 0 0 TRUSTEE INDRA NOOYI 5 00 X 0 0 0 TRUSTEE BARRINGTON D PARKER 5 00 X 0 0 0 TRUSTEE M JO DI RELL 0 00 X 0 0 0 TRUSTEE (EX-OFFICIO) DOUGLAS A WARNER III 5 00 X 0 0 0 TRUSTEE MARGARET G WARNER 5 00 X 0 0 0 TRUSTEE NANCY WYMAN 0 00 X 0 0 0 TRUSTEE (EX-OFFICIO) FAREED ZAKARIA 5 00 X 0 0 0 TRUSTEE BRUCE D ALEXANDER 50 00 X 479,682 0 51,120 VP FOR NEW HAVEN & STATE AFFAIRS SHAUNA R KING VP FOR FINANCE & BUSINESS 50 00 X 522,650 0 34,914 OPERATIONS LINDA K LORIMER 50 00 X 508,892 0 53,030 VP &SECRETARY M I C H A E L A P E E L 50 00 X 485,264 0 45,025 VP FOR HR &ADMINISTRATION Form 990, Part VII - Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors

(A) (B) (C) (D) (E) (F) Name and Title Average Position (check all Reportable Reportable Estimated hours that apply) compensation compensation amount of other per ,o = from the from related compensation week = ^] 5 organization (W- organizations from the Q L - 2/1099-MISC) (W- 2/1099- organization and ,o T MISC) related 0 CL n c o '° ° organizations r' " c^ D a m m 3 Q m CD

INGEBORG T REICHENBACH 50 00 X 542,990 0 40,250 VP FOR DEVELOPMENT DOROTHY K ROBINSON 50 00 X 496,545 0 36,777 VP & GENERAL COUNSEL PETER SALOVEY 50 00 X 520,165 0 41,757 PROVOST ROBERT J ALPERN 50 00 X 697,888 0 45,870 DEAN SCHOOL OF MEDICINE JOHN H BOLLIER 50 00 X 327,834 0 61,946 AVP FOR FACILITIES MICHAEL J DONOGHUE VP WEST CAMPUS PLAN & PROG 50 00 X 334,892 0 54,688 DEVEL DAVID F SWENSEN 50 00 X 2,996,165 0 460,140 CHIEF INVESTMENT OFFICER DEAN J TAKAHASHI 50 00 X 2,250,268 0 218,110 SR DIRECTOR INVESTMENTS SUMAIRA AASI 50 00 X 1,089,462 0 38,008 ASSOC PROFESSOR DERMATOLOGY SUKRU H EMRE PROFESSOR OF SURGERY AND 50 00 X 1,054,308 0 56,519 PEDIATRICS DAVID J LEFFELL 50 00 X 1,639,227 0 52,588 CEO, YALE MEDICAL GROUP THOMAS J RUTHERFORD PROFESSOR, GYNECOLOGIC 50 00 X 1,043,716 0 38,758 ONCOLOGY TIMOTHY SULLIVAN 50 00 X 1,101,168 0 313,485 DIRECTOR INVESTMENTS SUSAN L CARNEY 50 00 X 228,507 0 79,459 FORMER ACTING GENERAL COUNSEL JOAN E O'NEILL FORMER ACTING VP FOR 50 00 X 256,129 0 68,759 DEVELOPMENT Form 990, Part III - 4 Program Service Accomplishments (See the Instructions)

4d. Other program services

(Code ) (Expenses $ 380,725,740 including grants of $ ) (Revenue $ 103,475,786 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493326003052

TY 2010 Affiliated Group Schedule

Name : YALE UNIVERSITY EIN: 06-0646973

iated Group Business Name: YALE UNIVERSITY

ddress . Either US or Foreign PO BOX 208239 ype: NEW HAVEN, CT 06520 IN: 06-0646973 lecting Organization Checkbox: F otal Grassroots Lobbying : 15,670 otal Direct Lobbying : 594,290 otal Lobbying Expenditures : 609,960 Other Exempt Purpose 2,966,047,635 xpenditures: otal Exempt Purpose 2,966,657,595 xpenditures: obbying Nontaxable Amount : 1,000,000 rassroots Nontaxable Amount : 250,000 of Lobbying Grassroot Minus Non 0 x: of Lobby Expend Mns Lobbying 0 on Tx: hare Of Excess Lobbying: 0

ffiliated Group Business Name: 3C CORPORATION

ddress. Either US or Foreign PO BOX 208239 ype: NEW HAVEN, CT 06520 IN: 41-2046529 lecting Organization Checkbox: F otal Grassroots Lobbying: 0 otal Direct Lobbying: 0 otal Lobbying Expenditures: 0 Other Exempt Purpose 0 xpenditures: otal Exempt Purpose 0 xpenditures: obbying Nontaxable Amount: 0 rassroots Nontaxable Amount: 0 of Lobbying Grassroot Minus Non 0 x: of Lobby Expend Mns Lobbying 0 on Tx: hare Of Excess Lobbying: 0 iated Group Business Name: 5C CORPORATION ddress. Either US or Foreign PO BOX 208239 ype: NEW HAVEN, CT 06520 IN: 20-0763050 lecting Organization Checkbox: F otal Grassroots Lobbying: 0 otal Direct Lobbying: 0 otal Lobbying Expenditures: 0 Other Exempt Purpose 0 xpenditures: otal Exempt Purpose 0 xpenditures: obbying Nontaxable Amount: 0 rassroots Nontaxable Amount: 0 of Lobbying Grassroot Minus Non 0 x: of Lobby Expend Mns Lobbying 0 on Tx: hare Of Excess Lobbying: 0 ffiliated Group Business Name: ALUMNI FUND ASSOC OF YALE ddress. Either US or Foreign 157 CHURCH STREET ype: NEW HAVEN, CT 06520 IN: 06-6078326 lecting Organization Checkbox: F otal Grassroots Lobbying: 0 otal Direct Lobbying: 0 otal Lobbying Expenditures: 0 Other Exempt Purpose 0 xpenditures: otal Exempt Purpose 0 xpenditures: obbying Nontaxable Amount: 0 rassroots Nontaxable Amount: 0 of Lobbying Grassroot Minus Non 0 x: of Lobby Expend Mns Lobbying 0 on Tx: hare Of Excess Lobbying: 0 iated Group Business Name: BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL ddress. Either US or Foreign PO BOX 208239 ype: NEW HAVEN, CT 06520 IN: 06-6032565 lecting Organization Checkbox: F otal Grassroots Lobbying: 0 otal Direct Lobbying: 0 otal Lobbying Expenditures: 0 Other Exempt Purpose 18,175,666 xpenditures: otal Exempt Purpose 18,175,666 xpenditures: obbying Nontaxable Amount: 1,000,000 rassroots Nontaxable Amount: 250,000 of Lobbying Grassroot Minus Non 0 x: t Lobby Expend Mns Lobbying 0 n Tx : are Of Excess Lobbying: 0

iated Group Business Name: THE CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF THE YALE SCHOOL MANAGEMENT INC ddress. Either US or Foreign EIGHT PIEDMONT CENTER SUITE 100 ype: ATLANTA, GA 30305 IN: 58-2617787 lecting Organization Checkbox: F otal Grassroots Lobbying: 0 otal Direct Lobbying: 0 otal Lobbying Expenditures: 0 Other Exempt Purpose 1,915,124 xpenditures: otal Exempt Purpose 1,915,124 xpenditures: obbying Nontaxable Amount: 245,756 rassroots Nontaxable Amount: 61,439 of Lobbying Grassroot Minus Non 0 x: t Lobby Expend Mns Lobbying 0 n Tx : are Of Excess Lobbying: 0 iated Group Business Name: THE NEW CLINICAL PROGRAM DEVELOPMENT CORP ddress. Either US or Foreign 789 HOWARD AVENUE ype: NEW HAVEN , CT 06519 IN: 06-1565494 lecting Organization Checkbox: F otal Grassroots Lobbying: 0 otal Direct Lobbying: 0 otal Lobbying Expenditures: 0 Other Exempt Purpose 15,429,072 xpenditures: otal Exempt Purpose 15,429,072 xpenditures: obbying Nontaxable Amount: 921,454 rassroots Nontaxable Amount: 230,364 of Lobbying Grassroot Minus Non 0 x: t Lobby Expend Mns Lobbying 0 n Tx : are Of Excess Lobbying: 0

iated Group Business Name: YALE SOUTHERN OBSERVATORY INC ddress. Either US or Foreign PO BOX 208239 ype: NEW HAVEN , CT 06520 IN: 06-6068906 lecting Organization Checkbox: F otal Grassroots Lobbying: 0 otal Direct Lobbying: 0 otal Lobbying Expenditures: 0 Other Exempt Purpose 97,919 xpenditures: otal Exempt Purpose 97,919 xpenditures: obbying Nontaxable Amount: 19,584 rassroots Nontaxable Amount: 4,896 of Lobbying Grassroot Minus Non 0 x: t Lobby Expend Mns Lobbying 0 n Tx : are Of Excess Lobbying: 0 iated Group Business Name: YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST ddress. Either US or Foreign PO BOX 208239 ype: NEW HAVEN , CT 06520 IN: 06-6414276 lecting Organization Checkbox: F otal Grassroots Lobbying: 0 otal Direct Lobbying: 0 otal Lobbying Expenditures: 0 Other Exempt Purpose 28,914,322 xpenditures: otal Exempt Purpose 28,914,322 xpenditures: obbying Nontaxable Amount: 1,000,000 rassroots Nontaxable Amount: 250,000 of Lobbying Grassroot Minus Non 0 x: t Lobby Expend Mns Lobbying 0 n Tx : are Of Excess Lobbying: 0

iated Group Business Name: YALE NEW HAVEN MEDICAL CENTER INC ddress. Either US or Foreign 20 YORK STREET ype: NEW HAVEN, CT 06519 IN: 23-7440891 lecting Organization Checkbox: F otal Grassroots Lobbying: 0 otal Direct Lobbying: 0 otal Lobbying Expenditures: 0 Other Exempt Purpose 1,095,973 xpenditures: otal Exempt Purpose 1,095,973 xpenditures: obbying Nontaxable Amount: 184,597 rassroots Nontaxable Amount: 46,149 of Lobbying Grassroot Minus Non 0 x: t Lobby Expend Mns Lobbying 0 n Tx : are Of Excess Lobbying: 0