An Osteopathic Approach to Conservative Management of Thoracic Outlet Syndromes

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An Osteopathic Approach to Conservative Management of Thoracic Outlet Syndromes An osteopathic approach to conservative management of thoracic outlet syndromes RICHARD DOBRUSIN, DO Thoracic outlet syndromes lateral border of the first rib. It then passes under (TOS) are a group of disorders in which the clavicle and subclavius muscle. It enters the there is compression of the brachial plexus axilla by passing between the tendon of the pector- or the subclavian artery or vein or both as alis minor muscle (as it inserts onto the coracoid they pass through the thoracic outlet. Most process of the scapula) and the head of the patients have neurologic symptoms of the humerus. The subclavian vein follows a similar arm and hand. These syndromes are course, the principal exception being that it passes generally named according to the site of anterior to the scalenus anticus muscle as it en- compression or the compressing structures. ters the outlet. There are many factors that predispose The brachial plexus is normally made up of con- patients to the development of TOS. The tributing nerve fibers from cervical nerve roots differential diagnosis includes many 5,6,7, and 8 and thoracic nerve root 1. Cervical diseases that can add to or imitate TOS nerve roots 5 and 6 join at the lateral border of symptoms. Diagnosis is based mainly on the the scalenus medius to form the upper trunk of the findings of the history and physical plexus. The middle trunk is made up of fibers from examination. Most patients respond well to cervical nerve root 7. Cervical nerve root 8 and tho- a conservative care regimen, which should racic nerve root 1 form the lower trunk of the be tailored to the individual patients needs. plexus. These trunks pass behind the clavicle where In most instances, surgery should be each splits into an anterior and posterior division. reserved as a treatment of last resort. The anterior divisions of the upper and middle trunks form the lateral cord of the plexus. The an- The thoracic outlet syndromes (TOS) are a group terior division of the lower trunk forms the medial of disorders in which the patients symptoms are cord of the plexus. The posterior divisions of all caused by compression of the brachial plexus or three trunks join to form the posterior cord. These the subclavian artery or vein or both. These syn- cords are named according to their relationship to dromes can be classified as entrapment neuropa- the axillary artery. The cords then go on to form thies and are named according to the site of com- the peripheral nerves of the arm. The sympathetic pression. The true frequency of these disorders is supply to the upper extremities arises from the up- unknown owing to the difficulty in establishing per thoracic area. It travels through the thoracic strict diagnostic criteria. The diagnosis of these syn- outlet and makes up 8% of the brachial plexus. dromes is based largely on the findings of a thor- ough patient history and a physical examination. 1rpes of thoracic outlet syndromes The scalenus anticus syndrome and the cervical rib Anatomic relationships syndrome are similar in that both cause compres- The thoracic outlet is an anatomic space bordered sion in the interscalene triangle. They develop by the first thoracic rib, the clavicle, and the supe- when there is compression of the brachial plexus rior border of the scapula. The neurovascular sup- or subclavian artery or both as they pass between ply to the arm must pass through this space. There the scalenus anticus and the scalenus medius mus- are many congenital variations, but the descrip- cles and over the first thoracic rib. The costoclavi- tion given here is the most common anatomic cular syndrome is caused by compression ()file bra- arrangement. chial plexus or the axillary artery and vein or both The subclavian artery leaves the thoracic cavity as they pass between the first thoracic rib snd the and passes above the first rib and between the scale- clavicle. The pectoralis minor syndrome is also nus anticus and scalenus medius muscles. The sub- called the coracoid-pectoralis syndrome or the clavian artery becomes the axillary artery at the hyperabduction syndrome. It is caused bycompres- 1046 • JAOA • Vol 89 • No 8 • August 1989 Clinical Practice • Dobrusin sion of the axillary artery and, the brachial plexus Table 1 between the pectoralis minor tendon (as it inserts Factors That Predispose to Thoracic Outlet Syndromes onto the coracoid process of the scapula) and the humeral head. • Cervical ribs and long transverse processes of C-7 • Abnormal fibrous bands and/or scalenus medius insertions Predisposing factors • Abnormal first thoracic ribs There are many factors that predispose patients • Postural changes Localized and distant areas of somatic dysfunction to TOS (Table 1). The presence of these factors does • • Trauma not necessarily mean that these patients will be • Degenerative changes unresponsive to conservative management. Also, there often is no cause-and-effect relationship be- tween these factors and the syndromes. However, an understanding of these factors will enable the to the neuromuscular strains placed on the body. physician to take a more comprehensive approach Patients with poor posture in general are prone to the problem. to neuromusculoskeletal stresses. They will often Cervical ribs are present in approximately 1% have altered body mechanics due to excessive tho- of the population. 2 When present, they are bilat- racic kyphotic curves with associated increased cer- eral 75% of the time. These ribs may be associated vical lordosis. This condition leads to strain of the with soft-tissue fibrous bands that usually insert supporting musculature and compression of the tho- onto the first thoracic rib. Some patients also have racic outlet space. In essence, these patients have long transverse processes of the seventh cervical to work too hard to maintain an erect posture. vertebra. These processes can be either unilateral Areas of somatic dysfunction causing compres- or bilateral. Both types of findings are easily demon- sion either through direct or reflex mechanisms are strated on standard cervical spine x-ray films. The usually found in patients with TOS. It is impor- presence of cervical ribs or long transverse proc- tant to be aware that somatic dysfunction of the esses does not preclude the successful use of con- cervical spine can play a key role in TOS. The scale- servative care measures. nus anticus is innervated by branches of cervical Abnormal fibrous bands or muscular insertions nerve roots 4, 5, and 6, while the scalenus medius can be found in the interscalene triangle. Thomas is innervated by cervical nerve roots 3, 4, 5, 6, 7, and associates3 found that 58% of those patients and 8. 1 Areas of somatic dysfunction in these ver- undergoing surgery for TOS had abnormal scale- tebrae can cause facilitation of the nerve roots and nus medius insertions. Twenty-one percent of these excessive tightness in the scalene muscles. This can patients had solitary outlet fibrous bands. These put pressure on the involved neurovascular bun- muscular insertions and fibrous bands cannot be dle directly as well as by pulling up the first rib. seen on standard x-ray films. Palpatory examination of the first rib would re- Abnormal first thoracic ribs may further close veal it to be raised and caught in inspiration. The the interscalene triangle. The first rib can develop first rib would not lower as expected with expira- a bony exostosis that may compress the structures tion. involved by narrowing the costoclavicular space. It is also important to keep in mind that distant Postural changes can greatly affect the course areas of somatic dysfunction, whether symptomatic of TOS. Certain occupations that require prolonged or not, can affect the thoracic outlet. The upper work Ma hyperabducted position (such as the work thoracic vertebrae are often involved. Areas of so- of painters and mechanics) can aggravate the con- matic dysfunction in the upper thoracic vertebrae dition. This condition is often difficult to treat be- can cause facilitation of the sympathetic outflow cause of the problems associated with correcting to the thoracic outlet and to the entire upper ex- the exacerbating posture. Often patients will as- tremity. This increased sympathetic tone is associ- sume a compressive posture while sleeping. This ated with increased muscular tone, vasoconstric- should especially be suspected in patients whose tion, decreased skin resistance, and decreased skin symptoms are worse in the mornings or who are temperature.4 In general, the area becomes more awakened by discomfort. Weight lifters are predis- prone to injury and more likely to be aggravated posed to pectoralis minor syndrome due to the char- by any other predisposing factors that may exist. acteristio-hypertrophic muscular changes and the Even more distant areas of dysfunction can af- use of the hyperabducted position during workouts. fect the thoracic outlet. Essentially, any area of Kyphoscaliosis patients are prone to TOS owing dysfunction can, through mechanical or direct Clinical Practice • Dobrusin JAOA • Vol 89 • No 8 • August 1989 • 1047 mechanisms, affect the area. For example, condi- tasks. They may also experience peripheral Hair tions that cause unleveling of the sacral base can loss. Very rarely, patients complain of symptoms cause a compensatory lumbar scoliosis. This con- of severe arterial disease such as ulcerations, gan- dition, in turn, can cause a compensatory thoracic grene, and cyanosis. Also very rarely, these pa- scoliosis, which can add to the disease process. As tients may be subject to digital infarctions result- another example, any lower-extremity injury caus- ing from embolization from a proximal aneurysm. ing altered gait and posture can have distant ef- Patients with severe symptoms of arterial compro- fects. One could give many more examples. The mise should be evaluated and treated aggressively.
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