EXTENSION ATTACHED
^YO^Q9O _PF Return of Private Foundation OMB No 1545-0052 ^/ or Section 4947( a)(1) Nonexempt Charitable Trust ^O 0 Department of the Treasury Treated as a Private Foundation Internal Revenue Service Note . The foundation may be able to use a copy of this return to satisfy state reporting req uirements For calendar year 2010 , or tax year beginning , 2010 , and ending , 20 G Check all that apply Initial return Initial return of a former public charity Final return H Amended return Address change Name change Name of foundation A Employer identification number
THE DYSON FOUNDATION 13-6084888
Number and street (or P o box number if mail is not delivered to street address ) Room /suite B Telephone number (see page 10 of the instructions)
25 HALCYON ROAD (845) 677-0644 City or town, state, and ZIP code C If exemption application is pending, check here ...... ►
D 1 Foreign organizations , check here ► Id M I LLBROOK, NY 12545 2 Foreign organizations meeting the 85% test, check here and attach H Check type of organization* X Section 501 c 3 exempt private foundation ( computation . . . . . ► Section 4947 ( a )( 1 ) nonexem p t chartable trust Other taxable p rivate foundation E If private foundation status was terminated 1 Fair market value of all assets at end J Accounting method-L_J Cash X Accrual q under section 507(b )( 1)(A), check here . ► of year (from Part Il, col (c), line Other (specify) ______F If the foundation is in a 60-month termination 16) 2 7 6, 0 4 4, 4 95. (Part 1, column (d) must be on cash basis) ► $ under section 507(b)(1)(B), check here • ► Li^ Analysis of Revenue and Expenses (The (d) Disbursements (a total of amounts in columns (b), (c), and (d) ) Revenue and (b) Net investment (c) Adjusted net for charitable expenses per may not necessarily equal the amounts in income income purposes books column (a) (see page 11 of the instructions) ( cash basis onl y) 1 Contribution s gifts, ifgrants , etc, received (attach schedule) . 0 X the foundation is not required to 2 Check ► attach Sch B • ...... 3 Interest on savings and temporary cash investments 4 Dividends and interest from securities 4,224,725 . 4,220,451. 5a Gross rents ...... 5 81 581._ b Net rental income or (loss) -34,156 . a) 6a Net gain or ( loss) from sale of assets not on line 10 9 , 816 , 110 C b Gross sales puce for all 118, 869, 964 . d assets on line 6a 4) 7 Capital gain net income (from Part IV, line 2) • 9. 7 8 9. 5 8 7 8 Net short-term capital gain ...... 9 Income modifications • • • • • • • • • • • • 10 a Gross sales less returns ® and allowances • • • • b Less Cost of goods sold c Gross profit or (loss ) ( attach schedule) . • • • 11 Other income ( attach schedule) • • • • • • • 278, 240 278, 240. ATCH 1 12 Total. Add lines 1 throw h 11 14,319, 656 , 14, 288, 859. 77., 13 Compensation of officers , directors, trustees , etc 289, 313 , 291 , 313 . 14 Other employee salaries and wages 755,072 119,101. 644,234. ^y 15 Pe -OkA ^'UVeebe efits 452, 743 32,098. 421,100. ME 40, 468 1,619. 0. 38, 849. CL 6a L&gs (aach sch gdJebATCH 2 b n Ing fees (attach s ule )ATCH 3 63,400 . 31,700. 0. 31,450. 078, 422 1, 967, 170. \cc\ot^2, 111, 252. 1 I nt sltV. _C . C 1 t dazes-(attachFscheQule) ( sf3^ page 1 of the instructions] 3 68, 8 4 9 2 4 9, 2 32. 1 9 Dep ri (3t1tlach^-scheaule and depletion • 53 , 3 4 7 201-Occupancy ...... • • .ATCH IOi4 37, 439 726. 36,713. a 21 Travel , conferences, and meetings • • • • • • 31, 974 . 31,974. c m 22 Printing and publications • . . 23 Other expenses ( attach schedule ) ATCH 6 181, 343 . 146, 606. 24 Total operating and administrative expenses. CL Add lines 13 through 23 ...... 4, 352, 370 2, 401, 646. 0. 1, 753, 491. 0 25 Contributions , gifts, grants paid ...... 22, 957, 434 17, 630, 975. 2R TM.1-- -,,,,^ti,,r nrnnk Add I.- '1A-19, 27, 309, 804 2, 401, 646. 0. 19, 384, 466. 27 Subtract line 26 from line 12 a Excess of revenue over expenses and disbursements • -12,990,148 1 b Net investment income (if negative, enter -0-) 11,887,213 c Adjusted net income (if negative, enter -0-). For Paperwork Reduction Act Notice , see page 30 of the instructions. *ATCH 4 JSA ** ATCH S r r Form 990( 2010) / N0E1410 1 000 jj`I^ 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 N r~ Fofm 990-PF 42010) 13-6084888 Pane 2 Attached schedules and amounts in the Beginning of year End of year I B a l ance Sheets d escrip tion col umn sh ou ld be for end-of-year amounts only (See instructions ) ( a) Book Value ( b) Book Value (c) Fair Market Value 1 Cash - non-interest-bearing ...... 2, 753, 281. 2, 668, 431. 2,668,431 2 Savings and temporary cash investments ...... 3, 968, 410. 4, 873, 589. 4,873,589 3 Accounts receivable ► ------Less allowance for doubtful accounts ► ------4 Pledges receivable Less allowance for doubtful accounts ► ______5 Grants receivable ...... _ _ _ _ _ 6 Receivables due from officers, directors, trustees , and other disqualified persons (attach schedule ) ( see page 15 of the instructions) 7 Other notes and loans receivable ( attach schedule ) ► _ _ _ _ _ Less allowance for doubtful accounts ► ______8 Inventories for sale or use 9 Prepaid expenses and deferred charges . . . ATCH 7 193,206. 191,828. 191,828 Q 10 a Investments - U S and state government obligations (attach schedule ), ** 3 6, 08 7, 4 91. 2 7, 151, 2 5 3. 2 7, 151, 2 53 b Investments - corporate stock (attach schedule ) ATCH 9 79, 202, 150. 72, 441, 089. 72, 441, 089 c Investments - corporate bonds ( attach schedule )...... 1 1 Investments - land, buildings, ► and equipment basis ______Less accumulated depreciation ►
(attach schedule ) ------______12 Investments - mortgage loans . , . . , , 13 Investments - other (attach schedule) ATCH 10 141, 518, 557. 166, 450, 423. 166, 450, 423 14 Land, buildings, and -^^u Q^2, 289,V2 equipment basis ------3 Less accumulated depreciation ► .^ 338, 893. 513, 877. 1, 950, 130. 1,950,130 (attach schedule ) ------15 11__) 776,901. 317,752. 317,752 Other assets (describe ► ______ATCH_ 16 Total assets ( to be completed by all filers - see the instructions Also, see page 1, item I) , 265, 013, 873. 276, 044, 495. 276, 044, 495 17 Accounts payable and accrued expenses , , , , , , , , , , , .337, 889. 323, 881 . 18 Grants payable 26, 154, 093. m 19 Deferred revenue , 20 Loans from officers, directors, trustees, and other disqualified persons _ 21 Mortgages and other notes payable ( attach schedule) 1,550 ,000_ A^^TCH^^ J1 c2 J 22 Other liabilities (describe A'jCx_13_ ) 385,812. 728,065.
23 Total liabilities ( add lines 17 through 22 ) ...... 21, 505, 657. 28, 756, 039.
Foundations that follow SFAS 117, check here ► X and complete lines 24 through 26 and lines 30 and 31. U' ID 24 Unrestricted . 43 , 508 , 216. 47 , 288 , 456. 25 Temporarily restricted , , , , , , , , , , , , , , , , M 26 Permanently restricted ...... Foundations that do not follow SFAS 117, q Li check here and complete lines 27 through 31. ► o 27 Capital stock , trust principal , or current funds , , , , , , , , W 28 Paid-in or capital surplus , or land , bldg , and equipment fund , , , . . y 29 Retained earnings, accumulated income, endowment, or other funds 30 Total net assets or fund balances ( see page 17 of the Z°1 instructions ) 243 , 508 , 216. 247 , 288 , 456. 31 Total liabilities and net assetslfund balances (see page 17 of the instructions ) ...... 265, 013, 873. 276, 044, 495. FTMM Analysis of Chan g es in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 ( must agree with end-of-year figure reported on prior year's return ) ...... 1 243, 508, 216 2 Enter amount from Part I , line 27a ...... 2 -12,990,148 3 Other increases not included in line 2 ( itemize ) ATTACHMENT 14 3 16,770,388 ►------4 Add lines 1 , 2, and 3 4 247, 288, 456 5 Decreases not included in line 2 ( itemize 5 6 Total net assets or fund balances at end of ear Ilne 4 minus Ilne 5 Part II, column b line 30 . 6 247, 288, 456 **ATCH 8 Form 990-PF (2010)
JSA 0E1420 1 000 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 Form 990-PF (2010) 13-6084888 Page 3 Ca p ital Gains and Losses for Tax on Investment Income How (c) (a) List and describe the kind(s) of property sold (e g real estate, acquired Date Id) Date sold acquired mo , day, yr ) 2-story brick warehouse, or common stock, 200 shs MLC Co) D.Donaazn (mo , day, yr) la SEE PART IV SCHEDULE b c d e Depreciation allowed (g) Cost or other basis (e) Gross sales price (f) (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus Adjusted basis (k) Excess of col (1) col (k), but not less than -0-) or (i) F M V as of 12/31/69 U) as of 12/31/69 over col 0), if any Losses (from col (h)) a b c d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) Part 2 13 9,789,587 . I If (loss), enter-0- in I, line 7 } 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions) If (loss ) , enter -0- in Part I, line 8. 3 FUMMA Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
If section 4940(d)(2) applies, leave this part blank
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No If "Yes," the foundation does not qualify under section 4940( e) Do not complete this part. 1 Enter the annrnnnate amount in each column fnr oach vanr cap nano 1A of the inctriirtinnc hcfnra mnlrinn env cntncc (a) (b) (c) (d) Bess pea years Distribution ratio Ad j usted uali n distributions Calendar year (or tax yearr beginning in) Q ^ 9 Net value of nonchantable-use assets (col ( b) divided by col (c)) 2009 17,156,755. 235,824,250. 0.072752 2008 18,143,562. 312,541,014. 0.058052 2007 28,497,452. 351,766,570. 0.081012 2006 19,546,313. 333,632,247. 0.058586 2005 15,800,497. 306,501,922. 0.051551
2 Total of line 1, column (d) 2 0.321953 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence If less than 5 years , , , , , , , , , , , 3 0.064391
4 Enter the net value of noncharitable- use assets for 2010 from Part X , line 5 4 258, 642,516.
5 Multiply line 4 by line 3 5 16, 654, 250.
6 Enter 1% of net investment income (1% of Part I, line 27b) ...... 6 118, 872.
7 Add lines 5 and 6 7 16, 773, 122.
8 Enter qualifying distributions from Part XII, line 4 8 21, 124, 066. If line 8 is equal to or oreater than line 7. check the box in Part VI. line 1b. and complete t hat D art uslna a 1% tax rate. See the Part VI instruction s on page 18 JSA Form 990-PF (2010) 0E1430 1 000 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 FOfm 990-PF'(2010) 13-6084888 Page 4 jj^ Excise Tax Based on Investment Income ( Section 4940 ( a), 4940(b), 4940( e), or 4948 - see page 18 of the instructions) Exempt operating 1 a foundations described in section 4940(d)(2), check here ► and enter "N/A' on line 1 . . . Date of ruling or determination letter ------(attach copy of ruling letter if necessary - see instructions) b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 118, 872.
here ► and enter 1 % of Part !, line 27b c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part !, line 12, co! (b) 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) . , . 2 3 Add lines 1 and 2 ...... 3 118,872. 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) , , , 4 0. 5 Tax based on investment income . Subtract line 4 from line 3 If zero or less, enter -0- ...... 5 118,872. 6 Credits/Payments a 2010 estimated tax payments and 2009 overpayment credited to 2010 6a 157,553. b Exempt foreign organizations-tax withheld at source ...... 6b 0. c Tax paid with application for extension of time to file (Form 8868). , , , , , , 6c 160,000. d Backup withholding erroneously withheld , , , , , , , , , , , , , 6d 7 Total credits and payments Add lines 6a through 6d ...... 7 317,553. 8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached ...... 8
9 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed ► 9 198,681. 10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid , , , , ► 10 11 Enter the amount of line 10 to be Credited to 2011 estimated tax ► 198, 681. Refunded lo- 11 Statements Regarding Activities 1 a During the tax year, did the foundation attempt to influence any national, state, or l ocal legislation or did it Yes No
participate or intervene in any political campaign? , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , . Ia X b Did it spend more than $100 during the year ( either directly or indirectly) for political purposes (see page 19 of the instructions for definition )? ...... 1 b X If the answer is 'Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities c Did the foundation file Form 1120 - POL for this year? ...... 1 c X d Enter the amount ( if any) of tax on po l itical expenditures ( section 4955 ) imposed during the year On foundation (1) the 0- (2) On foundation managers ► $ 0 e Enter the reimbursement ( if any) paid by the foundation during the year fo r po!;t;ca! expend:ture tax ;,;,posed 0 . on foundation managers ► $ 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? , , , , , , , , , , , , , 2 X If "Yes, " attach a detailed description of the activities 3 Has the foundation made any changes, not previously reported to the IRS , in its governing instrument , articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes , , , , , , , , , , , 3 X 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? ...... 4a X b If "Yes ," has it filed a tax return on Form 990 -T for this year? , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 4b X 5 Was there a liquidation , termination, dissolution , or substantial contraction during the year? , , , , , , , , , , , , , , , 5 X If 'Yes," attach the statement required by General Instruction T 6 Are the requirements of section 508 ( e) (relating to sections 4941 through 4945 ) satisfied either • By language in the governing instrument, or • By state l egislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? ...... 6 X 7 Did the foundation have at least $5,000 in assets at any time dunng the year? If "Yes,"complete Part II, col (c), and Part XV 7 X 8a Enter the states to which the foundation reports or with which it is registered (see page 19 of the instructions ) DE, NY, ► ------b If the answer is 'Yes" to line 7 , has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate ) of each state as required by General Instruction G" If "No," attach explanation ...... 8b X 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942 0 )(3) or 4942 0)(5) for calendar year 2010 or the taxable year beginning in 2010 (see instructions for Part XIV on page 27)' If 'Yes, " complete Part XIV ...... 9 X 10 Did any persons become substantial contributors during the tax year? If 'Yes," attach a schedule listing their names and addresses ...... 10 X Form 990-PF (2010)
JSA 0E1440 1 000 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 F.6 990 -PF'(2010) 13-6084888 Page 5 OWN Statements Reg arding Activities (continued) 11 At any time during the year , did the foundation , directly or indirectly, own a controlled entity within the meaning of section 512(b )(13)7 If "Yes," attach schedule (see page 20 of the instructions) ...... 11 X 12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17 , 2008? ...... 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? . . . . . 13 X ---_ WWW.DYSONFOUNDATION.ORG Websiteaddress 10, ------14 The books aremcareof- DIANAM_ GURIEVA Telephone no 845-677-0644 ► ------► ------Locatedat _R_0_AD MILLBR_------ZIP+4 Do- 12545 ------15 Section 4947( a)(1) nonexempt charitable trusts filing Form 990- PF in lieu of Form 1041 - Check here ...... 15 and enter the amount of tax-exempt interest received or accrued during the year ...... ► 16 At any time during calendar year 2010, did the foundation have an interest in or a signature or other authority Yes No over a bank, securities , or other financial account in a foreign country ? ...... 16 X See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22 1 If 'Yes," enter
the name of the forei g n count ry ► Statements Re g arding Activities for Which Form 4720 May Be Req uired File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No 1 a During the year did the foundation ( either directly or indirectly) (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...... q Yes El No (2) Borrow money from , lend money to, or otherwise extend credit to (or accept it from) a disqualified person? ...... Yes X No (3) Furnish goods, services, or facilities to (or accept them from ) a disqualified person? ...... Yes X N o (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ...... X Yes No (5) Transfer any income or assets to a disqualified person ( or make any of either available for the benefit or use of a disqualified person ) ? ...... q Yes No (6) Agree to pay money or property to a government official? (Exception . Check " No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service , if terminating within 90 days ) ...... q Yes No b If any answer is "Yes" to la(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53 4941 ( d)-3 or in a current notice regarding disaster assistance (see page 22 of the instructions )? . . . . . 1 b X q Organizations relying on a current notice regarding disaster assistance check here ...... ► c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2010? ...... 1C X 2 Taxes on failure to distribute income ( section 4942 ) ( does not apply for years the foundation was a private operating foundation defined in section 4942 (j )(3) or 4942 (j)(5)) a At the end of tax year 2010 , did the foundation have any undistributed income ( lines 6d and 6e, Part XIII ) for taxyear(s) beginning before 2010? ...... q Yes q No If "Yes," list the years ► ------'------.------.------b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets ) to the year's undistributed income? ( If applying section 4942 ( a)(2) to all years listed, answer " No" and attach statement - see page 22 of the instructions ) ...... 2 b / V c If the provisions of section 4942 ( a)(2) are being applied to any of the years listed in 2a, list the years here
3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? ...... q Yes X No b If 'Yes ," did it have excess business holdings in 2010 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969 , ( 2) the lapse of the 5-year period ( or longer period approved by the Commissioner under section 4943 ( c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20 -year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2010 ) ...... 3b 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? ...... , 4a X b Did the foundation make any investment in a prior year ( but after December 31, 1969 ) that could jeopardize its charitable purpose that had not been removed from ieooardv before the first day of the tax year beamnina in 20101. . 4b X Form 990-PF (2010)
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OE 1450 1 000 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 Fdrm 990-PF,(2010) 13-6084888 Page 6 Statements Reaardina Activities for Which Form 4720 May Be Required (continued) 5a During the year did the foundation pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945( e)) ' , , , , , , q Yes q N o (2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly, any voter registration dnv0 Yes X No (3) Provide a grant to an individual for travel, study, or other similar purposes" ...... 0 Yes X N o (4) Provide a grant to an organization other than a charitable, etc, organization described in section 509(a)(1), (2), or (3), or section 4940(d)(2)" (see page 22 of the instructions) . , , . . . . q Yes q N o (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals7 ...... q Yes q N o b If any answer is "Yes" to 5a(1){5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)" . . . 5b Al 1A q Organizations re lying on a current notice regarding disaster assistance check here ...... ► c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant? ...... q Yes q No If "Yes," attach the statement required by Regulations section 53 4945-5(d) 6 a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a persona l benefit contract? ...... q Yes DI N o b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? , , , . , , , 6b X If "Yes" to 6b, file Form 8870 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? , q Yes No b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transactions . 7 b N /A Information About Officers, Directors , Trustees, Foundation Managers , H ighly Paid Employees, and Contractors 1 I iet all nfficars rlirantnrs tructpes fniinrlatinn manana_rs and their rmminensation (see nane 22 of the instructinnsl_ (b) Title, and average (c) Compensation (d) Contributions to (e) Expense account, (a ) Name and address hours per week ( If not paid , enter employee benefit plans other allowances devoted to p osition -0- and deferred com pensation
------ATTACHMENT 15 289, 313. 85,132. 0 ------
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2 Compensation of five hiahest - paid emnlovees ( ot her than those included on line 1 - see oaae 23 of the instructions). If none- enter "NONE." (d) Contributions to b Title, and avers e) Expense account, address of each employee more than $ 50,000 ga c) Compensation employee benefit ( (a) Name and paid ( ) hou, Per week ( plans and deferred other allowances devoted to position com p ensation
------ATTACHMENT 16 423, 695. 192, 883. 0 ------
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Total number of other employees paid over $50,000 . ► I 4 Form 990-PF (20 1 0)
JSA 0E1460 1 000 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 i
Form 990-PF(2010) 13-6084888 Page 7 Information About Officers , Directors , Trustees , Foundation Managers, Highly Paid Employees, and Contractors (continued)
s rive nt nest - pals Inaepenaent contractors or proresslonal services see p ac le ii OT ine Instructions . IT none, enter --NUNt.° (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
------ATTACHMENT 17 843, 891 ------
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Total number of others receiving over $50,000 for p rofessional services . . ► 9 Summary of Direct Charitable Activities
List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such the number of as Expenses organizations and other beneficiaries served, conferences convened, research papers produced, etc N/A ------
2 ------
3 ------
4
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Summary of Program-Related Investments see page 24 of the instructions) Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 Amount POUGHKEEPSIE-HIGHLAND RAILROAD BRIDGE CO., INC. ------PO BOX 889, POUGHKEEPSIE, NY 12602 ------CASH FLOW LOAN PROVIDED TO THE ABOVE PUBLIC CHARITY 200,000 2 ------
All other program-related investments See page 24 of the instructions 3 TRANSART & CULTURAL SERVICES ------PO BOX 148, WEST PARK, NY 12493-0148 ------CASH FLOW LOAN PROVIDED TO THE ABOVE PUBLIC CHARITY 50,000 Total . Add lines 1 throu g h 3 . ► 250, 000 Form 990-PF (2010)
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OE 1465 1 000 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 Form 990-PF(2010) 13-6084888 Page 8 Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see page 24 of the instructions.) 1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc , purposes. a Average monthly fair market value of securities Ia 257,643,600. b Average of monthly cash balances 1b 4, 937, 635. c Fair market value of all other assets (see page 25 of the instructions) ...... 1c 0. d Total (add lines 1a, b, and c) ...... Id 262 ,581,235. e Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) 11e 2 Acquisition indebtedness applicable line 1 to assets ...... 2 0. 3 Subtract line 2 from line ld ...... ,581, 4 Cash deemed held for charitable activities Enter 1 1 /2 % of line 3 (for greater amount, see page 25 of the instructions) ...... 4 3,938,719. 5 Net value of noncharitable- use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 5 258, 642, 516 . 6 Minimum investment return . Enter 5% of line 5 , 6 12, 932, 126. Distributable Amount (see page 25 of the instructions) (Section 49420)(3) and 0)(5) private operating foundations and certain foreign organizations check here ► and do not complete this part ) 1 Minimum investment return from Part X, line 6 ...... 1 12, 932, 126. 2a Tax on investment income for 2010 from Part VI, line 5 2a 118,872. b Income tax for 2010. (This does not include the tax from Part VI) 2b c Add lines 2a and 2b ...... 2c 118, 872. 3 Distributable amount before adjustments Subtract line 2c from line 1 , , , , , , , , , , , , , , , , , , 3 12, 813,254. 4 Recoveries of amounts treated as qualifying distributions , , , , , , , , , , , , , , , , , , , , , , 4 45, 678. 5 Add lines 3 and 4 ...... 5 12, 858, 932. 6 Deduction from distributable amount (see page 25 of the instructions ) , , . . 6 7 Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII, line 1 7 12, 858, 932. Qualifying Distributions (see page 25 of the instructions)
1 Amounts paid (including administrative expenses) to accomplish charitable, etc, purposes
a Expenses, contributions, gifts, etc - total from Part I, column (d), line 26 ...... Ia 19,384,466. b Program-related investments - total from Part IX-B ...... 1 b 250,000. 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc , purposes ...... 2 1,489, 600. 3 Amounts set aside for specific charitable projects that satisfy the- a Suitability test (prior IRS approval required) 3a 0. b Cash distribution test (attach the required schedule) 3b 0. 4 Qualifying distributions . Add lines 1 a through 3b Enter here and on Part V, line 8, and Part X111, line 4 . . . 4 21, 124, 06T 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income Enter 1% of Part I, line 27b (see page 26 of the instructions) , , , , , , , , , , , , , , , , , , , 5 118,872. 6 Adjusted qualifying distributions . Subtract line 5 from line 4 6 21,005,194. Note : The amount on line 6 will be used in Part V, column (b), in subsequent years when calculati ng whether the foundation qualifies for the section 4940(e) reduction of tax in those years Form 990-PF (2010)
JSA 0E 1470 1 000 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 Form 990-PF (2010) 13-6084888 Page 9 Undistributed Income (see page 26 of the instructions) (a) (b) (c) (d) 1 Distributable amount for 2010 from Part XI, Corpus Years prior to 2009 2009 2010 line 7 ...... 12,858,932. 2 Undistributed income, if any, as of the end of 2010 a Enter amount for 2009 only . . , b Total for pnoryears 20 08 ,20 07 20 06 3 Excess distributions carryover, if any, to 2010 a From2005 1,299,371. b From 2006 3,410,775. 11,953,951. c From 2007 . d From 2008 2 ,533, 437. e From 2009 5, 411, 089. 24, 608, 623. f Total of lines 3a through e , , , , , , , , , , , . 4 Qualifying distributions for 2010 from Part XII, 21, 124, 066. line4 ► $ a Applied to 2009 , but not more than line 2a , , ,
b Applied to undistributed income of prior years ( Election required - see page 26 of the instructions) ...... c Treated as distributions out of corpus ( Election required - see page 26 of the instructions) , , , , d Applied to 2010 distributable amount , , , , , 12,858,932. e Remaining amount distributed out of corpus . . 8,265,134. 5 Excess distributions carryover applied to 2010 , (If an amount appears in column (d), the same amount must be shown in column (a) ) 6 Enter the net total of each column as indicated below: a Corpus Add lines 3f, 4c, and 4e Subtract line 5 32,873,757. b Prior years' undistributed income Subtract line 4b from line 2b ...... c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued , or on which the section 4942 (a) tax has been previously assessed ...... d Subtract line 6c from line 6b Taxable amount - see page 27 of the instructions , e Undistributed income for 2009 Subtract line 4a from line 2a Taxable amount - see page 27 of the instructions ...... f Undistributed income for 2010 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2011 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942( g)(3) (see page 27 of the instructions ) ...... 8 Excess distributions carryover from 2005 not applied on line 5 or line 7 ( see page 27 of the instructions ) ...... 1,299,371. 9 Excess distributions carryover to 2011. Subtract lines 7 and 8 from line 6a 31 , 57 4 , 38 6 . 10 Analysis of line 9 a Excess from 2006 3,410, 775. b Excess from 2007 11, 953, 951. c Excess from 2008 2, 533, 437. d Excess from 2009 5, 411, 089. e Excess from 2010 . 8,265, 134. Form 990-PF (2010)
JSA
0E1480 1 000 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 Form990-PF( 2010 ) 13-6084888 Page 10 Private O peratin g Foundations ( see p a g e 27 of the instructions and Part VII-A, q uestion 9 NOT APPLICABLE 1 a If the foundation has received a ruling or determination letter that it is a private operating foundation , and the ruling is effective for 2010, enter the date of the ruling ► b Check box to indicate whether the foundation is a private ooeratlna foundation described in section 4942(11(3) or 4942(11(51 Tax year Prior 3 years 2a Enter the lesser of the ad- (e) Total justed net income from Part (a) 2010 (b) 2009 (c) 2008 (d) 2007 I or the minimum investment return from Part X for each year listed ...... b 85% of line 2a . . . . .
C Qualifying distributions from Part XII, line 4 for each year listed , d Amounts included in line 2c not used directly for active conduct of exempt activities . . . . . e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c 3 Complete 3a, b, or c for the alternative test relied upon a 'Assets' alternative test - enter
(1) Value of all assets . . . (2) Value of assets qualifying under section 49420)(3)(8)(1). . . . . b "Endowment" alternative test- enter 2/3 of minimum invest- ment return shown in Part X, line 6 for each year listed . . C -Support' alternative test - enter (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties). . . . . (2) Support from general public and 5 or more exempt organizations as provided in section 4942 fY71lFl(p-) (3) Largest amount of sup- port from an exempt organization , , , , , ( 4 ) Gross investment income , Supplementary Information ( Complete this part only if the foundation had $5 , 000 or more in assets at any time during the year - see page 28 of the instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2) ) NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest
NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship , etc., Programs: Check here 0- q if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the foundation makes gifts, grants, etc (see page 28 of the instructions) to individuals or organizati ons u n de r othe r conditions, complete items 2a, b, c, and d a The name , address , and telephone number of the person to whom applications should be addressed ATTACHMENT 18 b The form in which applications should be submitted and information and materials they should include
SEE ATTACHED STATEMENT c Any submission deadlines
SEE ATTACHED STATEMENT d Any restrictions or limitations on awards , such as by geographical areas , charitable fields , kinds of institutions , or other factors- SEE ATTACHED STATEMENT OE1490 1 000 Form 990 - PF (2010) 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 Form 990-PF (2010) 13-608488 8 a Page 11 UffM. Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment If recipient is an individual, Foundation Reci p ient show any relationsh ip to Purpose of grant or status of A mount any foundation manager contribution Name and address (home or business) or substantial contributor recipient a Paid during the year SEE ATTACHMENT IS 17,630,975.
17, 630, 975. Total ...... ► 3a b Approved for future payment SEE ATTACHMENT 10 28,344,295.
28, 344, 295. Total ► 3b Form 990-PF (2010)
JSA 0E1491 1 000 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 Form 990-PF (2010) 13-6084888 Page 12 Analysis of Income -Producing Activities Enter gross section 512, 513, or 514 amounts unless otherwise indicated Unrelated business income Excluded b, f Related or exempt (a) (b) (o) (d) function income BUsiness coda Amou nt -usion -a Amownt (See page 28 of 1 Program service revenue he instructions ) a b c d e f 9 Fees and contracts from government agencies 2 Membership dues and assessments , , , , , 3 Interest on savings and temporary cash investments 4 Dividends and interest from securities 900000 4,274. 14 4,220,451. 5 Net rental income or (loss) from real estate a Debt-financed property , , , , , , , -34, 156. b Not debt-financed property , , , , , , , 6 Net rental income or ( loss) from personal property , 7 Other investment income 900000 -263, 633. 01 539,773. 8 Gain or ( loss) from sales of assets other than inventory 900000 26,523. 18 9,789,587. 9 Net income or (loss ) from special events , , 10 Gross profit or ( loss) from sales of inventory. 11 Other revenue a b OIL AND GAS ROYALTIES 15 2,100. C d e 12 Subtotal Add columns ( b), (d), and (e) . . -232, 836. 14, 551, 911. -34,156. 13 Total. Add line 12 , columns ( b), (d), and ( e) ...... 13 14, 284 , 9 19. (See worksheet in line 13 instructions on page 29 to verify calculations ) Relationship of Activities to the Accomplishment of Exempt Purposes Line No. Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the . accomplishment of the foundation' s exempt purposes (other than by providing funds for such purposes) (See page 29 of the Instructions )
Form 990 - PF (2010) JSA OE 1492 1 000 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 corm 990-PF (2010) 13-608460 8 8 8 Page 13 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations Did the organization directly or indirectly engage in any of the following with any other organization described Yes No in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations a Transfers from the reporting foundation to a nonchantable exempt organization of (1) Cash ...... a1 X (2) Other assets ...... la ( 2) X b Other transactions (1) Sales of assets to a nonchantable exempt organization ...... lb ( l ) X (2) Purchases of assets from a nonchantable exempt organization ...... 1 b 2 X (3) Rental of facilities, equipment, or other assets ...... 1 b 3 X (4) Reimbursement arrangements ...... 1 b 4 X (5) Loans or loan guarantees ...... 1 b 5 X (6) Performance of services or membership or fundraising solicitations ...... 1 b 6 X c Sharing of facilities, equipment, mailing lists, other assets, or paid employees ...... 1 c X d If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market
2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501 (c)(3)) or in section 527? ...... q Yes © No h If "Ync " rm-loto thn fnllnwinn -h-1. d. (a) Name of organization (b) Type of organization (c) Description of relationship
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is t correct and complete Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has an knowled e Sign Here t7A,&A a1 I'( Signature of officer or trustee Print/Type preparer's name Preparer's slgna
Paid L 1" IOC,KCp
0E1493 1 000 56566Y THE DYSON FOUNDATION 13-6084888'
ATTACHMENT 1
FORM 990PF, PART I - OTHER INCOME
REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS TM('nMt' NET UNDISTRIBUTED SHARE OF ORDINARY GAINS FROM PARTNERSHIP INVESTMENTS 183,432. 183,432. OTHER INVESTMENT INCOME 92,708. 92,708. OIL AND GAS ROYALTY INCOME 2,100. 2,100.
TOTALS 278,240. 278,240.
ATTACHMENT 1 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 THE DYSON FOUNDATION 13-6084888'
ATTACHMENT 2
FORM 990PF, PART I - LEGAL FEES
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOK S INCOME INCOME PURPOSES -
MISCELLANESOUS LEGAL FEES 40,468. 1,619. 38, 849.
TOTALS 40,468. 1,619. 0. 38,849.
ATTACHMENT 2 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 THE DYSON FOUNDATION 13-6084888
ATTACHMENT 3
FORM 990PF, PART I - ACCOUNTING FEES
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOK S INCOME INCOME PURPOSES
AUDIT AND TAX PREPARATION FEES 63,400. 31,700. 31,450.
TOTALS 63,400. 31,700. 0. 31,450.
ATTACHMENT 3 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 THE DYSON FOUNDATION 13-6084888 '
ATTACHMENT 4
FORM 990PF, PART I - OTHER PROFESSIONAL FEES
REVENUE AND NET EXPENSES INVESTMENT CHARITABLE DESCRIPTION PURPOSES
INVESTMENT MANAGEMENT AND CUSTODIAL FEES 1,330,019. 1,330,019. INVESTMENT CONSULTANT AND ADMINISTRATION FEES 356, 506. 356, 506. PROGRAM CONSULTING FEES 111,252. 111,252. OTHER INVESTMENT RELATED FEES 280, 645. 280, 645.
TOTALS 2,078,422. 1,967,170. 111,252.
ATTACHMENT 4 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 THE DYSON FOUNDATION 13-6084888'
ATTACHMENT 5 1
FORM 990PF, PART I - TAXES
REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOK S INCOME
FEDERAL AND STATE EXCISE TAXES 119,617. FOREIGN WITHHOLDING TAXES 249,232. 249, 232.
TOTALS 368,849. 249,232.
ATTACHMENT 5 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 THE DYSON FOUNDATION 13-6084888'
ATTACHMENT 6
FORM 990PF, PART I - OTHER EXPENSES
REVENUE AND EXPENSES CHARITABLE DESCRIPTION PER BOOKS nrTonncve
RENT AND ROYALTY EXPENSES 34,737. GRANTEE EVENTS 42,370. 42,370. REPAIRS AND MAINTENANCE 42,878. 42,878. INSURANCE 16,384. 16,384. TELEPHONE 12,741. 12,741. DUES AND MEMBERSHIPS 5,971. 5,971. SUPPLIES 2,027. 2,027. POSTAGE AND DELIVERY 1,382. 1,382. FILING FEES 2,021. 2,021. OTHER EXPENSES 20,832. 20,832.
TOTALS 181,343. 146, 606.
ATTACHMENT 6 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 THE DYSON FOUNDATION 13-6084888'
ATTACHMENT 7
FORM 990PF, PART II - PREPAID EXPENSES AND DEFERRED CHARGES
BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV
PREPAID EXPENSES 193,206. 191,828. 191,828.
TOTALS 193,2 06. 191,828. 191,828.
ATTACHMENT 7 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 THE DYSON FOUNDATION 13-6084888 PART II - BALANCE SHEET - LINE 10A INVESTMENTS - U.S. AND STATE GOVERNMENT OBLIGATIONS DECEMBER 31, 2010
BOOK MARKET HOLDING VALUE VALUE
UNITED STATES TREAS NTS 06/15/2010 1.125% 06 297,419 297,419 UNITED STATES TREAS NTS 1 . 25% DUE 10-31-2015 169,367 169,367 UNITED STATES TREAS NTS 2.125% DUE 12-31-2015 150,797 150,797 UNITED STATES TREAS NTS 2.375% DUE 09-30-2014 538,606 538,606 UNITED STATES TREAS NTS DTD 00250 2 375%DUE 08 -31-2014 REG 357,399 357,399 UNITED STATES TREAS NTS DTD 00294 2.125 % DUE 05 -31-2015 REG 208,268 208,268 UNITED STATES TREAS NTS DTD 00302 1.75% DUE 07-31-2015 REG 214,312 214,312 UNITED STATES TREAS NTS DTD 00303.625% DUE 07-31-2012 REG 686,870 686,870 UNITED STATES TREAS NTS DTD 00305.625% DUE 06-30-2012 REG 777,302 777,302 UNITED STATES TREAS NTS DTD 00307 . 75% DUE 08-15-2013 REG 229,533 229,533 UNITED STATES TREAS NTS DTD 00310 . 375% DUE 09-30-2012 REG 463,892 463,892 UNITED STATES TREAS NTS DTD 00314 0.5% DUE 10-15-2013 REG 1,058,046 1,058,046 UNITED STATES TREAS NTS DTD 00321 1.375% DUE 11 -30-2015 REG 126,334 126,334 UNITED STATES TREAS NTS DTD 00323 . 75% DUE 12-15-2013 REG 213,472 213,472 UNITED STATES TREAS NTS DTD 11/30/10 . 5%DUE 11 -30-2012 REG 554,285 554,285 UNITED STATES TREAS NTS NT 2.625% DUE 06-30-2014 REG 381,967 381,967 UNITED STATES TREAS NTS NT 2.625% DUE 07-31-2014 REG 679,808 679,808 UNITED STATES TREAS NTS T-NOTE.375% DUE08-31-2012 REG 1,657,017 1,657,017 FANNIE MAE 1.00% BDS 31 /12/13 USD100 . 75% DUE 12 - 18-2013 REG 108,771 108,771 FEDERAL FARM CR BK BD 3.0% DUE 09 -22-2014 BEO 242,388 242,388 FEDERAL FARM CR BKS CONS SYSTEMWIDE BDS 1. 875% DUE 12-07-2012 REG 173,913 173,913 FEDERAL HOME LOAN BANK FLTG DUE 09 -26-2011 149,983 149,983 FNMA 1 . 625% DUE 10-26-2015 REG 316,771 316,771 FNMA 2.625% DUE 11 -20-2014 129,753 129,753 EATON VANCE MUTUAL FDS TRUST GLOBAL MACRO ABSOLUTE RETURN FD CL I 4,057,385 4,057,385 MFO JPMORGAN TR II SHORT DURATION BD FD SELECT CL 10,051,234 10,051,234 HARBOR FD HIGH-YIELD BD FD INSTL CL 3,156,361 3,156,361
27,151,253 27,151,253
Achre- 8 THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET- LINE 10B INVESTMENTS - CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
90 3M CO COM 7,767 7,767 1500 3M CO COM 129,450 129,450 4797 ABBOTT LABORATORIES, COMMON STOCK, NO PAR 229,824 229,824 1020 ABBOTT LABORATORIES, COMMON STOCK, NO PAR 48,868 48,868 2050 ABERCROMBIE & FITCH CO CL A 118,142 118,142 1196 ABOVENET INC COM STK 69,918 69,918 256 ACCENTURE PLC SHS CL A NEW 12,413 12,413 340 ACE LTD COM STK 21,165 21,165 1140 ACE LTD COM STK 70,965 70,965 1889 ACTUANT CORP CL A NEW 50,285 50,285 600 ACTUANT CORP CL A NEW 15,972 15,972 4925 ADOBE SYS INC COM 151,592 151,592 7400 ADR ARM HLDS PLC SPONSORED ISIN U5042068106E 153,550 153,550 10400 ADR BANCO SANTANDER BRASIL S A ADS REPSTG 1 UNIT 141,440 141,440 3900 ADR CHINA MOBILE LTD 193,518 193,518 300 ADR GRIFOLS S A 6,990 6,990 S900 ADR KT CORP SPONSORED ADR 122,720 122,720 2727 ADR NICE SYS LTD SPONSORED ADR 95,172 95,172 3200 ADR RIO TINTO PLC SPONSORED ADR 229,312 229,312 3800 ADR SAP AG SPONSORED ADR 192,318 192,318 5000 ADR SOCIEDAD QUIMICA Y MINERA DE CHILE SA SPONSORED ADR REPSTG SER B SH` 292,100 292,100 4350 ADR TEVA PHARMACEUTICAL INDS 226,766 226,766 3900 ADR TEVA PHARMACEUTICAL INDS 203,307 203,307 1800 ADR TEVA PHARMACEUTICAL INDS 93,834 93,834 4584 ADR UNILEVER N V NEW YORK SHS NEW 143,938 143,938 2396 ADTRAN INC COM 86,759 86,759 1233 ADVANCED ENERGY !NDS INC COM 16,818 16,818 1335 ADVENT SOFTWARE INC COM STK 77,323 77,323 1095 AEROPOSTALE COM 26,981 26,981 510 AETNA INC 15,560 15,560 643 AETNA INC 19,618 19,618 2062 AFFILIATED MANAGERS GROUP INC COM STK 204,592 204,592 360 AFLAC INC COMMON STOCK 20,315 20,31S 2805 AFLAC INC COMMON STOCK 158,286 158,286 850 AGREE RLTY CORP COM 22,262 22,262 2000 AGRIUM INC COM 183,S00 183,500 2100 AKAMAI TECHNOLOGIES INC COM STOCK 98,805 98,805 4640 AKZO NOBEL NV EUR2 289,359 289,359 1090 ALASKA AIR GROUP INC COM 61,792 61,792 150 ALBEMARLE CORP COM 8,367 8,367 63954 ALCATEL-LUCENT EUR2 187,039 187,039 1650 ALCOA INC COM STK 25,394 25,394 500 ALEXANDER & BALDWIN INC COM 20,015 20,015 160 ALEXION PHARMACEUTICALS INC COM 12,888 12,888 4239 ALLSTATE CORP COMMON STOCK 135,139 135,139 1281 ALPHA NAT RES INC COM STK 76,898 76,898 2100 ALTRA HLDGS INC COM 41,706 41,706 560 ALTRIA GROUP INC COM 13,787 13,787 1885 AMAZON COM INC COM 339,300 339,300 4576 AMERICAN ELECTRIC POWER CO, INC, COMMON STOCK, $6 50 PAF 164,644 164,644 880 AMERICAN ELECTRIC POWER CO, INC, COMMON STOCK, $6 50 PAF 31,662 31,662 360 AMERICAN EXPRESS CO, COMMON STOCK, $ 60PAR 15,451 15,451 1080 AMERICAN EXPRESS CO, COMMON STOCK, $ 60PAR 46,354 46,354 2300 AMERICAN FINL GROUP INC OHIO COM 5TK 74,267 74,267 1250 AMERICAN GREETINGS CORP, CLASS A, COMMON STOCK, $1 PAF 27,700 27,700 2326 AMERICAN MED SYS HLDGS INC COM 5TK 43,868 43,868 450 AMERICAN SCIENCE & ENGR INC COM 38,354 38,354 410 AMERICAN TOWER CORP CL A 21,172 21,172 THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET - LINE 10B INVESTMENTS - CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
1070 AMERICAN WTR WK5 CO INC NEW COM 27,060 27,060 800 AMERICAS CAR-MART INC COM 21,664 21,664 120 AMERIGROUP CORP COM 5,270 5,270 460 AMERIPRISE FINL INC COM 26,473 26,473 1450 AMERISAFE INC COM 25,375 25,375 580 AMERISOURCEBERGEN CORP COM 19,790 19,790 560 AMGEN INC COMMON STOCK 30,744 30,744 41438 AMLIN ORD GBPO 28125 265,284 265,284 1900 AMTRUST FINL SVCS INC COM 33,250 33,250 690 ANADARKO PETROLEUM CORP, COMMON STOCK 52,550 52,550 480 ANALOG DEVICES, INC, COMMON STOCK, $ 16 2/3 PAF 18,082 18,082 1480 ANALOG DEVICES, INC, COMMON STOCK, $ 16 2/3 PAF 55,752 55,752 8088 ANHEUSER-BUSCH INBEV NPV VVPR STRIP 43 43 2736 ANHEUSER-BUSCH INBEV NV 157,097 157,097 750 ANIXTER INTL INC COM 44,798 44,798 1548 ANSYS INC COM 80,604 80,604 9289 ANTOFAGASTA ORD GBPO 05 234,438 234,438 1775 APACHE CORP, COMMON STOCK, $1 25 PAR 211,633 211,633 1570 APACHE CORP, COMMON STOCK, $1 25 PAR 187,191 187,191 750 APARTMENT INVT & MGMT CO CL A 19,380 19,380 4339 APPLE INC COM STK 1,399,588 1,399,588 1570 APPLIED MATERIALS, INC, COMMON STOCK, $ 01 PAR 22,059 22,059 1160 ARCH COAL INC COM 40,670 40,670 1000 ARCH COAL INC COM 35,060 35,060 3938 ARCHER-DANIELS-MIDLAND CO, COMMON STOCKNO PAR 118,455 118,455 600 ARCHER-DANIELS-MIDLAND CO, COMMON STOCKNO PAR 18,048 18,048 4114 ARUBA NETWORKS INC COM 85,900 85,900 1595 ASCENA RETAIL GROUP INC COM 42,140 42,140 230 ASPEN INSURANCE HLDGS COM 6,583 6,583 4000 ASSOCIATED ESTATES RLTY CORP COM 61,160 61,160 980 ASSURANT INC COM 37,750 37,750 3289 AT&T INC COM 96,631 96,631 5848 AT&T INC COM 171,814 171,814 170 ATMOS ENERGY CORP COM 5,304 5,304 2100 AUTOLIV INC COM STK 165,774 165,774 250 AUTOLIV INC COM STK 19,735 19,735 150 AUTOZONE INC COMMON STOCK 40,889 40,889 560 AVX CORP COMMON STOCK 8,641 8,641 900 AZZ INC COM 36,009 36,009 990 BAKER HUGHES INC, COMMON STOCK 56,598 56,598 1100 BAKER MICHAEL CORP COM 34,210 34,210 1800 BALLY TECHNOLOGIES INC COM STK 75,942 75,942 260 BANK HAWAII CORP COM 12,275 12,275 800 BANK HAWAII CORP COM 37,768 37,768 950 BANK MARIN BANCORP COM STK 33,250 33,250 138 BANK MONTREAL QUE COM 7,945 7,945 2654 BANK NEW YORK MELLON CORP COM STK 80,151 80,151 24834 BANK OF AMERICA CORP 331,286 331,286 16652 BANK OF AMERICA CORP 222,138 222,138 2716 BANK OF AMERICA CORP 36,231 36,231 334400 BANK OF CHINA LTD (BEIJING)'H'CNYI 176,370 176,370 2050 BANK OF THE OZARKS INC COM 88,868 88,868 18200 BANKERS PETE LTD COM NEW 139,204 139,204 380 BAXTER INTL INC COMMON STOCK 19,236 19,236 4420 BAXTER INTL INC COMMON STOCK 223,740 223,740 1900 BB&T CORP COM 49,951 49,951 180 BE AEROSPACE INC COM 6,665 6,665 1180 BERKSHIRE HATHAWAY INC-CL B 94,530 94,530
page a A4^ckme(4 9 THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET - LINE 10B INVESTMENTS - CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
8580 BG GROUP ORD GBPO 10 174,095 174,095 330 BIG LOTS INC COM 10, OS2 10,052 930 BIG LOTS INC COM 28, 328 28,328 4596 BIOGEN IDEC INC COM STK 308,162 308,162 4400 BIOMED RLTY TR INC COM 82,060 82,060 730 BLOCK, H & R, INC, COMMON STOCK, NO PAR 8,694 8,694 1486 BMC SOFTWARE INC COM STK 70,050 70,050 2401 BNP PARIBAS EUR2 153,355 153,355 190 BOB EVANS FARMS INC COM 6,262 6,262 2881 BOEING CO COM 188,014 188,014 440 BOEING CO COM 28,714 28,714 160 BOK FINL CORP COM NEW 8,544 8,544 1800 BOSTON SCIENTIFIC CORP COM 13,626 13,626 1800 BRENNTAG AG NPV 184,248 184,248 1800 BRINKER INTL INC COM 37,584 37,584 470 BRINKS CO COM STOCK 12,634 12,634 975 BRISTOL MYERS SQUIBB CO COMMON STOCK 2S,818 25,818 1230 BROADCOM CORP CL A 53,567 53,567 1340 BROADRIDGE FINL SOLUTIONS INC COM STK 29,386 29,386 1100 BROADRIDGE FINL SOLUTIONS INC COM STK 24, 123 24,123 2070 BROOKFIELD OFFICE PROPERTIES INC COM 36,287 36,287 4925 BROOKS AUTOMATION INC COM 44,670 44,670 9900 BROTHER INDUSTRIES NPV 146,965 146,965 1980 BRUKER CORP 32,868 32,868 762 BUFFALO WILD WINGS INC COM STK 33,414 33,414 430 CABLEVISION NY GROUP CL A COM 14,551 14,551 1790 CADENCE DESIGN SYS INC COM 14,785 14,785 41385 CAIRN ENERGY PLC ORD GBPO 006154 272,137 272,137 560 CAMERON INTL CORP COM STK 28,409 28,409 1110 CAMPBELL SOUP CO COM 38,573 38,573 3800 CAMPUS CREST CMNTYS INC COM 53,276 53,276 310 CAPITAL ONE FINANCIAL COMMON STOCK 13,194 13,194 2400 CAPSTEAD MTG CORP COM NO PAR COM NO PAR 30,216 30,216 730 CARDINAL HEALTH INC 27,966 27,966 3090 CARDINAL HEALTH INC 118,378 118,378 420 CARMAX INC COM 13,390 13,390 2860 CARNIVAL CORP COM PAIRED 131,875 131,875 1700 CASH AMER INVTS INC COM 62,781 62,781 1738 CATALYST HEALTH SOLUTIONS INC COM STK 80,800 80,800 1700 CATO CORP NEW CL A CL A 46,597 46,597 130 CB RICHARD ELLIS GROUP INC CL A CL A 2,662 2,662 8553 CBS CORP NEW CL B 162,935 162,935 1110 CBS CORP NEW CL B 21,146 21,146 6160 CELGENE CORP COM 364, 302 364,302 5274 CENOVUS ENERGY INC COM NPV 176,640 176,640 58200 CENTAMIN EGYPT NPV 162 , 830 162,830 840 CENTERPOINT ENERGY INC COM 13,205 13,205 2940 CENTURYLINK INC COM 22,373 22,373 310 CEPHALON INC CON 19,133 19,133 3908 CEPHEID INC COM 88,907 88,907 240 CHARLES RIV LABORATORIES INTL INC COM 8,S30 8,S30 4775 CHEESECAKE FACTORY INC COM 146,402 146,402 1070 CHEVRON CORP COM 97,638 97,638 3230 CHEVRON CORP COM 294 , 738 294,738 3100 CHINA INTEGRATED ENERGY INC COM STK 22,723 22,723 59000 CHINA VANKE CO'B ' CNY1 72,862 72,862 60 CHIPOTLE MEXICAN GRILL INC COM STK 12,760 12,760 260 CHUBB CORP , COMMON STOCK, $1 PAR 15,506 15,506
Qage 3 A4cchmev 9 THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET - LINE 10B INVESTMENTS- CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
1190 CIMAREX ENERGY CO COM 105,351 105,351 27195 CISCO SYSTEMS INC COMMON STOCK 550,155 550,155 300 CIT GROUP INC NEW COM NEW COM NEW 14,130 14,130 51110 CITIGROUPINC COM NEW 241,750 241,750 300 CITRIX SYS INC COMMON STOCK 20,523 20,523 480 CITY NATIONAL CORP, COMMON STOCK, $5 PAR 29,453 29,453 370 CLECO CORP NEW COM 11,381 11,381 1250 CLECO CORP NEW COM 38,450 38,450 193 CLIFFS NAT RES INC COM STK 15,056 15,056 160 CME GROUP INC COM STK 51,480 51,480 81000 CNOOC LIMITED HKDO 02 192,141 192,141 5968 CNP ASSURANCES EUR1 00 108,126 108,126 660 COACH INC COM 36,505 36,505 3420 COCA COLA CO COM 224,933 224,933 620 COCA COLA CO COM 40,777 40,777 1130 COGNIZANT TECHNOLOGY SOLUTIONS CORP CL ACL A 82,818 82,818 648 COINSTAR INC COM 36,573 36,573 640 COLGATE-PALMOLIVE CO, COMMON STOCK, $1 PAR 51,437 51,437 730 COLLECTIVE BRANDS INC COM STK 15,403 15,403 1200 COLUMBIA BKG SYS INC COM 25,272 25,272 11144 COMCAST CORP NEW-CL A 244,834 244,834 2248 COMCAST CORP NEW-CL A 49,389 49,389 3630 COMCAST CORP NEW-CL A 79,751 79,751 360 COMERICA, INC, COMMON STOCK, $5 PAR 15,206 15,206 4425 COMERICA, INC, COMMON STOCK, $5 PAR 186,912 186,912 7665 COMMERCE BANCSHARES, INC, COMMON STOCK, $10 PAR 30,453 30,453 178S COMMERCE BANCSHARES, INC, COMMON STOCK, $10 PAR 7,092 7,092 1336 COMPLETE PRODTN SVCS INC COM 39,479 39,479 1700 COMPUTER MODELLING GROUP COM NPV 44,226 44,226 650 CONAGRA FOODS INC 14,677 14,677 1166 CONCUR TECHNOLOGIES INC COM 60,550 60,550 1070 CONOCOPHILLIPS COM 72,867 72,867 1100 CONOCOPHILLIPSCOM 74,910 74,910 1575 CONOCOPHILLIPSCOM 107,258 107,258 1084 COOPER COS INC COM NEW 61,073 61,073 550 COOPER COS INC COM NEW 30,987 30,987 3250 COOPER INDUSTRIES PLC NEW IRELAND COM STK 189,443 189,443 900 COOPER TIRE & RUBBER CO, COMMON STOCK, NO PAR 21,222 21,222 1090 COPART INC COM 40,712 40,712 140 CORE LABORATORIES NV NLGO 03 12,467 12,467 755 CORE LABORATORIES NV NLGO 03 67,233 67,233 800 CORE LABORATORIES NV NLGO 03 71,240 71,240 220 CORN PRODS INTL INC COM 10,120 10,120 1790 CORN PRODS INTL INC COM 82,340 82,340 1970 CORNING INC COMMON STOCK 38,060 38,060 1790 CORNING INC COMMON STOCK 34,583 34,583 1025 CORPORATE OFFICE PPTYS TR COM 35,824 35,824 1190 CORRECTIONS CORP AMER 29,821 29,821 550 COVENTRY HEALTH CARE INC COM 14,520 14,520 2470 COVIDIEN REV 112,780 112,780 3638 CREDIT SUISSE GROUP AG CHFO 04(REGD) 147,027 147,027 3871 CROCS INC COM 66,272 66,272 100 CSX CORP, COMMON STOCK, $1 PAR 6,461 6,461 170 CULLEN / FROST BANKERS INC COM 10,390 10,390 2150 CUMMINS INC 236,522 236,522 4496 CVS CAREMARK CORP COM STK 156,326 156,326 1730 CVS CAREMARK CORP COM STK 60,152 60,152 3650 CYPRESS SEMICONDUCTOR CORP COM 67,817 67,817
price 9 Awhme,49 THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET - LINE 10B INVESTMENTS - CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
120 CYTEC INDUSTRIES COMMON STOCK 6,367 6,367 550 DARDEN RESTAURANTS INC COM 25,542 25,542 180 DAVITA INC COM 12,508 12,508 665 DECKERS OUTDOOR CORP COM 53,027 53,027 3250 DEERE & CO, COMMON STOCK, $1 PAR 269,913 269,913 410 DEL MONTE FOODS CO COM 7,708 7,708 1620 DELL INC COM STK 21,951 21,951 3652 DEUTSCHE BOERSE AG NPV(REGD) 253,786 253,786 130 DEVON ENERGY CORP NEW COM 10,206 10,206 1290 DEVON ENERGY CORP NEW COM 101,278 101,278 800 DG FASTCHANNEL INC COM STK 23,104 23,104 6317 DICKS SPORTING GOODS INC OC-COM 236,888 236,888 1806 DIGITALGLOBE INC COM NEW COM NEW 57,268 57,268 2400 DIODES INC COM 64,776 64,776 660 DIRECTV COM CL A COM CL A 26,354 26,354 8271 DISH NETWORK CORP CL A COM STK 162,608 162,608 20335 DNB NOR ASA NOK10 286,527 286,527 585 DOLLAR TREE INC COM STK 32,807 32,807 190 DOMTAR CORP COM NEW COM NEW 14,425 14,425 750 DOMTAR CORP COM NEW COM NEW 56,940 56,940 810 DONNELLEY, R R, & SONS CO, COMMON STOCK, $1 25 PAF 14,151 14,151 6537 DOW CHEMICAL CO COM 223,173 223,173 4490 DOW CHEMICAL CO COM 153,289 153,289 580 DPL COMPANY COMMON STOCK 14,912 14,912 2520 DPL COMPANY COMMON STOCK 64,789 64,789 300 DR PEPPER SNAPPLE GROUP INC COM STK 10,548 10,548 676 ORIL-nI IP INC COM 52,539 52,539 630 DST SYSTEMS INC COMMON STOCK 27,941 27,941 360 DTE ENERGY CO COMMON STOCK 16,315 16,315 5890 DU PONT E I DE NEMOURS & CO COM STK 293,793 293,793 5190 DU PONT E I DE NEMOURS & CO COM STK 258,877 258,877 3000 DUPONT FABROS TECHNOLOGY INC REIT 63,810 63,810 2025 EATON CORP, COMMON STOCK, $ 50 PAR 205,558 205,558 500 EATON VANCE CORP COM NON VTG 15,115 15,115 560 EBAY INC COM USDO 001 15,585 15,585 1190 EDISON INTL COM 45,934 45,934 9200 ELDORADO GOLD CORP COM NPV 171,288 171,288 2625 ELEKTA SER'B'NPV 101,051 101,051 860 ELI LILLY & CO COM 30,134 30,134 24180 EMC CORP COM 553,722 553,722 1769 EMCOR GROUP INC COM 51,266 51,266 1042 EMERGENCY MED SVCS CORP CL A 67,324 67,324 2001 EMERITUS CORP COM STK 39,440 39,440 1475 EMERSON ELECTRIC CO COM 84,326 84,326 2120 ENDO PHARMACEUTICALS HLDGS INC COM 75,705 7S,705 170 EN ERG EN CORP COM 8,204 8,204 1430 ENERGEN CORP COM 69,012 69,012 1230 ENERGIZER HLDGS INC COM 89,667 89,667 2371 ENTERGY CORP NEW COMMON STOCK 167,938 167,938 3702 ENTROPIC COMMUNICATIONS INC COM STK 44,720 44,720 760 EOG RESOURCES INC COM 69,472 69,472 1590 EOG RESOURCES INC COM 145,342 14S,342 4050 ETABLISSEMENTEN COLRUYT ORDSHR 206,736 206,736 5987 EUTELSAT COMMUNICATIONS EUR1 219,993 219,993 1375 EVEREST RE GROUP COM 116,628 116,628 570 EVEREST RE GROUP COM 48,347 48,347 2186 EXAMWORKS GROUP INC COM 40,397 40,397 450 EXCO RES INC COM 8,739 8,739
9a^e S ch wtev I THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET - LINE 10B INVESTMENTS - CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
630 EXELON CORP COM 26,233 26,233 31258 EXPERIAN ORD USDO 10 390,534 390,534 2675 EXPRESS SCRIPTS INC COM 144,584 144,584 2083 EXXON MOBIL CORP COM 152,309 152,309 6520 EXXON MOBIL CORP COM 476,742 476,742 4300 EZCORP INC CL A NON VTG 116,659 116,659 1600 FABRINET COM USDO 01 34,400 34,400 900 FACTSET RESH SYS INC COM STK 84,384 84,384 5990 FAIRCHILD SEMICONDUCTOR INTL INC COM 93,504 93,504 350 FAMILY DLR STORES INC COM 17,399 17,399 2786 FERRO CORP COM 40,787 40,787 3200 FINISAR CORPORATION COMMON STOCK 95,008 95,008 187 FIRST HORIZON NATL CORP COM 2,203 2,203 1260 FIRST NIAGARA FINL GROUP INC NEW COM 18,875 18,875 1500 FLEXTRONICS INTERNATIONAL LTD COM STK 11,775 11,775 650 FLOWERS FOODS INC COM 17,492 17,492 27474 FORD MTR CO DEL COM PAR $0 01 COM PAR $0 0] 461,288 461,288 540 FOREST LABORATORIES INC COM COM 17,269 17,269 320 FOREST OIL CORP COM PAR $0 01 COM PAR $0 01 12,150 12,150 370 FOSSIL INC COM 26,078 26,078 144049 FRACTIONAL FIRST HORIZON NATIONAL CORP COM STK - - 855 FRANKLIN RES INC COMMON STOCK, 95,085 95,085 2020 FREEPORT- MCMORAN COPPER & GOLD INC 242 , 582 242,582 1022 FREEPORT- MCMORAN COPPER & GOLD INC 122,732 122,732 280 FREEPORT- MCMORAN COPPER & GOLD INC 33 , 625 33,625 1750 FREEPORT-MCMORAN COPPER & GOLD INC 210 , 158 210,158 3270 FRESENIUS MEDI CAL CARE AG & CO KG A N P'. 189,644 189,644 1863 FRONTIER COMMUNICATIONS CORP COM 18,127 18,127 3883 FUGRO NV EURO 05 320,368 320,368 18000 FUJITSU JPY50 125,393 125,393 1200 FULTON FINL CORP PA COM 12,408 12,408 600 GANNETT INC COM 9,054 9,054 2830 GANNETT INC COM 42,705 42,705 310 GARDNER DENVER INC COM 21,334 21,334 320 GARMIN LTD COMMON STOCK 9,917 9,917 100 GARTNER INC COM 3,320 3,320 360 GENERAL DYNAMICS CORP COMMON STOCK, $ 1 PAR 25,546 25,546 3965 GENERAL ELECTRIC CO 72,520 72,520 7620 GENERAL ELECTRIC CO 139,370 139,370 23794 GENERAL ELECTRIC CO 435,192 435,192 2280 GENERAL MILLS INC COM 81,145 81,145 6597 GENERAL MILLS INC COM 234,787 234,787 6813 GENERAL MTRS CO COM 251,127 251,127 1293 GENESEE & WYO INC CL A CL A 68,464 68,464 490 GENPACT LIMITED COM STK USDO 01 7,448 7,448 1108 GEOEYE INC COM STK 46, 968 46,968 3000 GEORESOURCES INC COM 66,630 66,630 730 GILEAD SCIENCES INC 26,455 26,455 296 GIVAUDAN AG CHF10 320,421 320,421 1900 GLATFELTER 23,313 23,313 53 GOLDMAN SACHS GROUP INC COM 8,912 8,912 1728 GOLDMAN SACHS GROUP INC COM 290,580 290,580 3090 GOLUB CAPITAL BDC INC COM 52,901 52,901 2150 GOODRICH CORPORATION 189,351 189,351 1254 GOOGLE INC CL A CL A 744,838 744,838 140 GRACO INC COM 5,523 5,523 4373 GRAFTECH INTL LTD COM 86,760 86,760 1750 GREAT PLAINS ENERGY INC COM 33,933 33,933 THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET - LINE 10B INVESTMENTS - CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
758 GREENHILL & CO INC COM 61,913 61,913 480 GUESS INC COM 22,714 22,714 650 HAEMONETICS CORP MASS COM 41,067 41,067 620 HALLIBURTON CO COM 25,315 25,315 110 HANSEN NAT CORP COM 5,751 5,751 1400 HARBIN ELEC INC COM STK 24,290 24,290 110 HARRIS CORP COMMON STOCK, $1 PAR 4,983 4,983 400 HARSCO CORP, COMMON STOCK, $1 25 PAR 11,328 11,328 4390 HARTFORD FINL SVCS GROUP INC COM 116,291 116,291 300 HASBRO INC COM 14,154 14,154 1700 HATTERAS FINL CORP COM REIT 51,459 51,459 982 HAYNES INTL INC COM NEW COM NEW 41,077 41,077 630 HCC INS HLDGS INC COM 18,232 18,232 6557 HEALTH MANAGEMENT ASSOCIATES INC NEW CL A COMMON STOCK 62,554 62,554 2620 HEALTH NET INC COM 71,500 71,500 2070 HEALTHCARE SVCS GROUP INC COM 33,679 33,679 2058 HEALTHSOUTH CORP COM NEW STK 42,621 42,621 862 HEICO CORP NEW COM 43,988 43,988 206 HELIX ENERGY SOLUTIONS GROUP INC COM STK 2,501 2,501 900 HERBALIFE LTD COM STK 61,533 61,533 6800 HERCULES TECHNOLOGY GROWTH CAP INC COM 70,448 70,448 9200 HERSHA HOSPITALITY TR PRIORITY CL A SHS BEN INT 60,720 60,720 1100 HERTZ GLOBAL HLDGS INC COM 15,939 15,939 2650 HESS CORP COM STK 202,831 202,831 130 HESS CORP COM STK 9,950 9,950 1490 HEWLETT PACKARD CO COM 62,729 62,729 3520 HEWLETT PACKARn rn COM 148 192 148 192 2565 HIBBETT SPORTS INC COM STK 94,649 94,649 330 HIGHWOODS PPTYS INC COM 10,511 10,511 1064 HITTITE MICROWAVE CORP COM STK 64,947 64,947 1377 HMS HLDGS CORP COM 89,188 89,188 1520 HOLOGIC INC COM 28,606 28,606 860 HOME DEPOT INC, COMMON STOCK, $ 05 PAR 30,152 30,152 220 HONEYWELL INTL INC COM STK 11,695 11,695 4912 HONEYWELL INTL INC COM STK 261,122 261,122 3560 HONEYWELL INTL INC COM STK 189,250 189,250 370 HORMEL FOODS CORPORATION COMMON STOCK 18,966 18,966 2107 HORSEHEAD HLOG CORP COM STK 27,475 27,475 3040 HOSPITALITY PPTYS TR COM SH BEN INT 70,042 70,042 1790 HOST HOTELS & RESORTS INC REIT 31,987 31,987 15365 HSBC HOLDINGS PLC ORD USDO 50(HONG KONG REG 157,531 157,531 1538 HUB GROUP INC CIA 54,045 54,045 410 HUMANA INC COMMON STOCK, $ 16 2/3 PAR 22,443 22,443 330 HUNT J B TRANS SVCS INC COM 13,467 13,467 4500 HUNTINGTON BANCSHARES INC COM 30,915 30,915 1760 HYUNDAI MOBIS KRW5000 441,202 441,202 510 IAC / INTERACTIVECORP COM PAR $ 001 STK 14,637 14,637 900 IBERIABANK CORP COM 53,217 53,217 1322 IDEXX LABS INC 91,509 91,509 1430 II-VI INC COM 66,295 66,295 1797 ILLINOIS TOOL WKS INC COM 95,960 95,960 1030 ILLUMINA INC COM 65,240 65,240 32552 INFORMA PLC ORD GBPO 001 207,683 207,683 400 INTEGRYS ENERGY GROUP INC COM STK 19,404 19,404 3638 INTEL CORP COM 76,507 76,507 3050 INTERFACE INC CL A 47,733 47,733 1250 INTERNATIONAL BANCSHARES CORP COM 25,038 25,038 720 INTERNATIONAL BUSINESS MACHS CORP COM 105,667 105,667
Dave , /M^chme,14 9 THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET - LINE 10B INVESTMENTS - CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
1030 INTERNATIONAL BUSINESS MACHS CORP COM 151,163 151,163 1510 INTERNATIONAL GAME TECHNOLOGY COMMON STOCK $ 01 PAS 26,712 26,712 850 INTERNATIONAL PAPER CO COMMON STOCK $1 PAR 23,154 23,154 1970 INTERNATIONAL RECTIFIER CORP COM 58,489 58,489 1516 INTERSIL CORP 23,149 23,149 1640 INVESCO LTD COM STK USDO 10 39,458 39,458 5206 INVESCO LTD COM STK USDO 10 125,256 125,256 1467 IPC THE HOSPITALIST CO INC STK 57,228 57,228 450 ITT EDL SVCS INC COM 28,661 28,661 2543 IXIA COM 42,672 42,672 1150 J CREW GROUP INC COM 49,611 49,611 1400 J2 GLOBAL COMMUNICATONS INC COM NEW 40,530 40,530 1000 JINPAN INTERNATIONAL 10,530 10,530 720 JOHNSON & JOHNSON COM USD1 44,532 44,532 6170 JOHNSON CONTROLS INC COMMON STOCK $2 50 PAF 235,694 235,694 3572 JOHNSON CONTROLS INC COMMON STOCK $2 50 PAR 136,450 136,450 670 JONES LANG LASALLE INC COM STK 56,226 56,226 1150 JOY GLOBAL INC COM 99,763 99,763 1825 JOY GLOBAL INC COM 158,319 158,319 11465 JPMORGAN CHASE & CO COM 486,345 486,345 1740 JPMORGAN CHASE & CO COM 73,811 73,811 4375 JPMORGAN CHASE & CO COM 185,588 185,588 6280 JUNIPER NETWORKS INC COM 231,858 231,858 290 JUPITER TELECOMMUNICATIONS NPV 305,357 305,357 520 KANSAS CITY SOUTHN 24,887 24,887 1350 KANSAS CITY SOUTHN 64,611 64,611 500 fiVDON CORD COM 20,360 20,360 200 KBR INC COM 6,094 6,094 2655 KBR INC COM 80,898 80,898 42 KDDI CORPORATION NPV 242,870 242,870 870 KELLOGG CO COM USDO 25 44,440 44,440 1290 KENNAMETAL INC CAPITAL STOCK $1 25 PAR 50,903 50,903 24000 KERRY PROPERTIES LTD ORD HKD1 125,038 125,038 6080 KEYCORP NEW COMMON STOCK S3,808 53,808 S50 KINETIC CONCEPTS INC COM NEW COM NEW 23,034 23,034 1897 KNIGHT TRANSN INC COM 36,043 36,043 11900 KODIAK OIL & GAS CORP COM 78,540 78,540 2102 KOHLS CORP COMMON STOCK 114,223 114,223 18685 KONINKLIJKE AHOLD NV EUR 0 3 247,560 247,560 2550 KOPPERS HLDGS INC COM 91,239 91,239 3223 KORN / FERRY INTL COM NEW 74,484 74,484 1660 KROGER CO, COMMON STOCK, $1 PAR 37,118 37,118 2765 LAM RESH CORP COM 143,172 143,172 270 LANCASTER COLONY CORP COMMON STOCK $1 PAR 15,444 15,444 353 LASALLE HOTEL PPTYS COM SH BEN INT 9,319 9,319 1450 LASALLE HOTEL PPTYS COM SH BEN INT 38,280 38,280 100 LEAR CORP COM NEW COM NEW 9,871 9,871 1370 LENDER PROCESSING SVCS INC COM STK 40,442 40,442 610 LENNAR CORP CL A CL A 11,438 11,438 1120 LEXMARK INTL INC NEW CL A 38,998 38,998 300 LIBERTY PPTY TR SH BEN INT 9,576 9,576 100 LIFEPOINT HOSPS INC COM ISIN US532191.109E 3,675 3,675 765 LINCARE HLDGS INC COM 20,525 20,525 1557 LINDE AG NPV 237,183 237,183 1870 LKQ CORP COM LKQ CORP 42,486 42,486 1538 LMI AEROSPACE INC COM 24,593 24,593 430 LOCKHEED MARTIN CORP COM 30,061 30,061 630 LOWES COS INC COMMON STOCK $ 50 PAR 15,800 15,800
yage- 8 A^6chnzn+ 9 THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET - LINE 10B INVESTMENTS- CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
5775 LOWES COS INC COMMON STOCK $ 50 PAR 144,837 144,837 3780 LOWES COS INC COMMON STOCK $ 50 PAR 94, 802 94,802 1950 LSI CORP COM STK 11,681 11,681 775 LUBRIZOL CORP COMMON STOCK, NO PAR 82,832 82,832 900 LUBRIZOL CORP COMMON STOCK, NO PAR 96,192 96,192 5064 LYONDELLBASELLINDU -CLA-W/I 174,202 174,202 170 M & T BK CORP COMMON STOCK 14,799 14,799 361 MACERICH CO REIT 17,101 17,101 1680 MACK CALI RLTY CORP COM REIT 55,541 55,541 5000 MAKITA CORP NPV 204,673 204,673 520 MARATHON OIL CORP COM 19,256 19,256 349 MARRIOTT INTL INC NEW COM STK CL A 14,497 14,497 2933 MARSH & MCLENNAN CO'S INC, COMMON STOCK, $ 1 PAR 80,188 80,188 330 MARVELL TECH GROUP COM USDO 002 6, 122 6,122 4000 MASTEC INC COM 58,360 58,360 220 MASTERCARD INC CL A 49,304 49,304 600 MAXIMUS INC COM 39,348 39,348 178 MC DONALDS CORP COMMON STOCK, NO PAR 13,663 13,663 3360 MCDERMOTT INTL INC COM STK $1 PAR 69,518 69,518 170 MCKESSON CORP 11,965 11,965 330 MCKESSON CORP 23,225 23,225 8700 MEADOWBROOK INS GROUP INC COM 89,175 89,175 940 MEADWESTVACO CORP COM 24,590 24,590 1010 MEDCO HEALTH SOLUTIONS INC COM 61,883 61,883 1080 MEDICIS PHARMACEUTICAL CORP CL A NEW 28,933 28,933 858 MEDNAX INC COM 57,735 57,735 920 MEDTRONIC , INC, COMMON STOCK, $ -i0 PAP 30,414 30,414 8620 MERCK & CO INC NEW COM 310,665 310,665 1490 MERCK & CO INC NEW COM 53,700 53,700 7130 MERCK & CO INC NEW COM 256,965 256,965 3900 MERITOR INC COM STK 80,028 80,028 4400 METLIFE INC COM 195,536 195,536 2210 METLIFE INC COM 98,212 98,212 110 METTLER-TOLEDO INTL INC COM 16,633 16,633 2600 MFA FINL INC 21,216 21,216 2100 MFA FINL INC 17,136 17,136 1200 MICHELIN ( CIE GLE DES ETABL ) EUR2 (REGD] 86,449 86,449 3852 MICROS SYS INC COM 168,949 168,949 3216 MICROSEMI CORP COM 73,646 73,646 6850 MICROSOFT CORP COM 191,252 191,252 1667 MICROSOFT CORP COM 46,543 46,543 4321 MICROSOFT CORP COM 120,642 120,642 13980 MICROSOFT CORP COM 390,322 390,322 650 MIDDLEBY CORP COM 54,873 54,873 800 MINERALS TECHNOLOGIES INC COM 52,328 52,328 3679 MIPS TECHNOLOGIES INC COMMON 55,774 55,774 1050 MONRO MUFFLER BRAKE INC COM 36,320 36,320 3540 MORGAN STANLEY COM STK USDO 01 96,323 96,323 12821 MTN GROUP LTD ZARO 0001 MTN GROUP LTD 260,499 260,499 300 MTS SYS CORP COM 11,238 11,238 410 MURPHY OIL CORP COMMON STOCK, $ 1 PAR 30,566 30,566 2300 MYR GROUP INC DEL COM STK 48, 300 48,300 20 N V R INC COMMON STOCK 13,820 13,820 1749 NALCO HLDG CO COM 55,863 55,863 5340 NESTLE SA CHFO 10(REGD) 313,663 313,663 4375 NETAPP INC COM STK 240,450 240,450 1190 NETLOGIC MICROSYSTEMS INC COM 37,378 37,378 1400 NEUSTAR INC CL A 36,470 36,470
^a^c 9 A4^'Gh"n4 THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET - LINE 10B INVESTMENTS- CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
887 NEW JERSEY RES CORP COM 38,239 38,239 5369 NEWELL RUBBERMAID INC COM 97,608 97,608 4413 NEWFIELD EXPLORATION 318,221 318,221 200 NEWMONT MINING CORP NEW COMMON STOCK 12,286 12,286 1064 NEXTERA ENERGY INC COM 55,317 55,317 1510 NEXTERA ENERGY INC COM 78,505 78,505 360 NIKE INC CL B CL B 30,751 30,751 21500 NIPPON ELECTRIC GLASS CO LTD 310 ,684 310,684 790 NOBLE ENERGY INC COM 68,003 68,003 300 NORDSON CORP COM 27,564 27,564 3320 NORFOLK SOUTHN CORP COM 208,562 208,562 15 NORTH AMERN ENERGY PARTNERS INC COM 184 184 1500 NORTHERN OIL & GAS INC NEV COM STK 40,815 40,815 380 NORTHROP GRUMMAN CORP COM 24,616 24,616 13034 NORTHSTAR RLTY FIN CORP COM 61,912 61,912 2215 NOVARTIS AG CHFO 50 ( REGD ) 130,581 130,581 440 NOVELLUS SYS INC COM 14,221 14,221 210 NOVELLUS SYS INC COM 6,787 6,787 2589 NOVO- NORDISK AS DKK1 SER'B' 293,164 293,164 2450 NTELOS HLDGS CORP COM 46,673 46,673 4000 NU SKIN ENTERPRISES INC CLA 121,040 121,040 3210 NV ENERGY INC COM 45,101 45,101 400 NVE CORP COM NEW COM NEW 23,132 23,132 700 NVIDIA CORP COM 10,780 10,780 2880 OCCIDENTAL PETROLEUM CORP 282,528 282,528 4112 OCCIDENTAL PETROLEUM CORP 403,387 403,387 360 OCCIDENTAL PETROLEUM CO RP 35,316 35,316 840 OCEANEERING INTL INC COM 61,849 61,849 2000 OCEANFIRST FINL CORP COM 25,740 25,740 3453 OCLARO INC COM NEW 45,407 45,407 2868 OFFICEMAX INC DEL COM 50,764 50,764 720 OGE ENERGY CORP COMMON STOCK 32,789 32,789 800 OIL STS INTL INC COM ISIN US6780261052 51,272 51,272 1800 OLD DOMINION FGHT LINE INC COM 57,582 57,582 772 OMNIVISION TECHNOLOGIES INC COM 22,859 22,859 825 OPENTABLE INC COM 58,146 58,146 1778 ORACLE CORPORATION COM 55,651 55,651 8755 ORACLE CORPORATION COM 274,032 274,032 1970 ORACLE CORPORATION COM 61,661 61,661 6190 ORACLE CORPORATION COM 193,747 193,747 3469 ORIENT- EXPRESS HOTELS COM 45,062 45,062 2800 ORION MARINE GROUP INC COM STK 32,480 32,480 2730 OSHKOSH CORPORATION 96,205 96,205 1470 OWENS CORNING NEW COM STK 45,791 45,791 987 P F CHANGS CHINA BISTRO INC COM STK 47,830 47,830 2100 PACCAR INC, COMMON STOCK, $ 12 PAR 120,582 120,582 8300 PACIFIC RUBIALES ENERGY CORP COM NPV 281,915 281,915 1241 PANTRY INC COM ISIN #US6986571031 24,646 24,646 300 PARKER - HANNIFIN CORP, COMMON STOCK, NO PAR 25,890 25,890 4000 PASON SYSTEM INCOR COM NPV 56,197 56,197 1400 PEABODY ENERGY CORP COM STK 89,572 89,572 3850 PENSKE AUTOMOTIVE GROUP INC COM STK 67,067 67,067 730 PEPSICO INC COM 47,691 47,691 3679 PEPSICO INC COM 240,349 240,349 1792 PEPSICO INC COM 117,071 117,071 120 PERRIGO CO COM 7,600 7,600 1170 PETSMART INC COMMON STOCK 46,589 46,589 2315 PFIZER INC COM STK $ 11 1/9 PAR 40,536 40,536
pa^e Io 4^hChmtvl,+ THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET- LINE 10B INVESTMENTS - CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
12400 PFIZER INC COM STK $ 11 1/9 PAR 217,124 217,124 1270 PG& E CORP COMMON STOCK 60,757 60,757 3910 PG& E CORP COMMON STOCK 187,054 187,054 1185 PHILIP MORRIS INTL COM STK NPV 69,358 69,358 6027 PHILIP MORRIS INTL COM STK NPV 352,760 352,760 1110 PHILIP MORRIS INTL COM STK NPV 64,968 64,968 1960 PLANTRONICS INC NEW COM 72,951 72,951 3013 PNC FINANCIAL SERVICES GROUP COM STK 182,949 182,949 420 PNC FINANCIAL SERVICES GROUP COM STK 25,502 25,502 527 POLO RALPH LAUREN CORP CL A 58,455 58,455 959 POLYPORE INTL INC COM 39,060 39,060 1100 PORTFOLIO RECOVERY ASSOCS INC COM 82,720 82,720 1550 POTASH CORP SASK INC COM 239,987 239,987 460 POTLATCH CORP NEW REIT 14,973 14,973 300 PPG INDUSTRIES INC, COMMON STOCK, $1 66 2/3 PAF 25,221 25,221 280 PPG INDUSTRIES INC, COMMON STOCK, $1 66 2/3 PAF 23,540 23,540 225 PRICELINE COM INC COM NEW STK 89,899 89,899 290 PRINCIPAL FINL GROUP INC COM STK 9,442 9,442 662 PROCTER & GAMBLE COM NPV 42,586 42,586 1177 PROCTER & GAMBLE COM NPV 75,716 75,716 4943 PROCTER & GAMBLE COM NPV 317,983 317,983 2050 PROSPERITY BANCSHARES INC COM 80,524 80,524 480 PROSPERITY BANCSHARES INC COM 18,854 18,854 590 PRUDENTIAL FINL INC COM 34,639 34,639 1800 PRUDENTIAL FINL INC COM 105,678 105,678 4295 PRUDENTIAL FINL INC COM 252,159 252,159
1250 PUBLIC SERVICE ENTERPRISE GROUP INC, COMMON ST OC 39,763 39,763 7175 QUALCOMM INC COM 355,091 355,091 420 QUALCOMM INC COM 20,786 20,786 3116 QUALCOMM INC COM 154,211 154,211 2660 QUESTAR CORP, COMMON STOCK, $5 PAR 46,311 46,311 1809 RANGE RES CORP COM 81,369 81,369 1350 RAYONIER INC REIT 70,902 70,902 500 RAYTHEON CO USDO 01 23,170 23,170 1050 RBC BEARINGS INC COM 41,034 41,034 3600 RED HAT INC COM 164,340 164,340 3200 REDWOOD TR INC COM 47,776 47,776 24763 REED ELSEVIER GBPO 1444 209,941 209,941 990 REGAL BELOIT CORP COM 66,092 66,092 400 REGAL BELOIT CORP COM 26,704 26,704 3320 REGIONS FINL CORP NEW COM 23,240 23,240 690 REINSURANCE GROUP AMER INC COM NEW STK 37,060 37,060 700 RELIANCE STL & ALUM CO COMMON STOCK 35,770 35,770 530 RELIANCE STL & ALUM CO COMMON STOCK 27,083 27,083 946 RENAISSANCE RE HLDGS LTD COMMON STOCK 60,251 60,251 7800 REPUBLIC AWYS HLDGS INC COM USDO 001 57,096 57,096 220 RESEARCH IN MOTION LTD COM 12,789 12,789 170 RESMED INC COM 5,889 5,889 3200 RF MICRO DEVICES INC COM 23,520 23,520 2900 RIVERBED TECHNOLOGY INC COM 101,993 101,993 1685 ROCHE HOLDINGS AG GENUSSCHEINE NPV(NES; 247,661 247,661 110 ROCK-TENN CO CL A CL A 5,935 5,935 1022 ROFIN SINAR TECHNOLOGIES INC COM 36,220 36,220 80 ROSS STORES INC COM 5,060 5,060 450 ROSS STORES INC COM 28,463 28,463 1145 ROVI CORP COM 71,001 71,001 3105 ROWAN COMPANIES, INC, COMMON STOCK, $ 125 PAR 108,396 108,396 220 ROYAL CARIBBEAN CRUISES COM STK 10,340 10,340
(^^e II Ail, cl,ma ,-F9 THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET - LINE 10B INVESTMENTS - CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
2175 RUSH ENTERPRISES INC CL B CL B COM 39,107 39,107 330 RYDER SYSTEM , INC, COMMON STOCK, $ 75 PAR 17,371 17,371 700 S Y BANCORP INC COM 17,185 17,185 41740 SAGE GROUP GBPO 01 178,668 178,668 950 SALESFORCE COM INC COM STK 125,400 125,400 1489 SALIX PHARMACEUTICALS LTD COM DELAWARE 69,923 69,923 2600 SALLY BEAUTY HLDGS INC COM STK 37,778 37,778 245 SAMSUNG ELECTRONICS CO KRW500C 204,868 204,868 800 SAMSUNG SDI KRW5000 118,425 118,425 650 SANDISK CORP COM 32,409 32,409 1200 SANDY SPRING BANCORP INC CMT-COM 22,116 22,116 3500 SANKYO CO LTD NPV 197,861 197,861 1914 SBA COMMUNICATIONS CORP CLA COM 78,359 78,359 110 SCANA CORP NEW COM 4, 466 4,466 4625 SCHLUMBERGER LTD COM COM 386,188 386,188 1534 SCHLUMBERGER LTD COM COM 128,089 128,089 1640 SCHLUMBERGER LTD COM COM 136,940 136,940 2336 SCHNEIDER ELECTRIC EUR8 350,992 350,992 970 SCHOLASTIC CORP COM 28,654 28,654 1080 SCOTTS MIRACLE- GRO CLASS 'A'COM NPV 54,832 54,832 210 SEACOR HLDGS INC COM 21,229 21,229 300 SEALED AIR CORP NEW COM STK 7,635 7,635 3330 SEI INVTS CO COM 79,221 79,221 1000 SEMPRA ENERGY INC COM STK 52,480 52,480 370 SERVICE CORPORATION INTERNATIONAL, COMMON STOCK, $1 PAF 3,053 3,053 201 SGS SA CHF1(REGD) 338,342 338,342 C I E-AENS 23i6 .., nu i.PV(i-EGD) 288,022 288,0 22 550 SIGNATURE BK NEW YORK N Y COM 27,500 27,500 350 SIGNET JEWELERS LTD ORD USDO lE 15,190 15,190 9500 SILVER WHEATON CORPORATION COM NPV 372 ,677 372,677 80 SIMON PROPERTY GROUP INC COM 7,959 7,959 1208 SIMS METAL MANAGEMENT LTD 26,383 26,383 1789 SIRONA DENTAL SYS INC COM STK 74,744 74,744 800 SL GREEN RLTY CORP COM STK 54,008 54,008 12811 SLM CORP COM 161,290 161,290 13760 SMITH & NEPHEW ORD USDO 20 145,741 145,741 1350 SMITH A 0 CORP COM 51,408 51,408 3880 SODEXHO EUR4 268,433 268,433 1400 SOLAR CAP LTD COM STK 34 , 692 34,692 340 SOTHEBYS HLDGS INC CL A (DELAWARE ) 15,300 15,300 1840 SOTHEBYS HLDGS INC CL A (DELAWARE ) 82,800 82,800 675 SOUTH JERSEY INDS INC COM 35,654 35,654 1420 SOUTHERN CO, COMMON STOCK , $ 5 PAR 54,287 54,287 2050 SOUTHERN UN CO NEW COM 49,344 49,344 4343 SPARTAN MTRS INC COM 26,449 26,449 47883 SPRINT NEXTEL CORP 202,545 202,545 20396 SPRINT NEXTEL CORP 86,275 86,275 0 SPX CORP COM - - 1040 SRA INTL INC CL A 21,268 21,268 1070 STANCORP FINL GROUP INC COM 48,300 48,300 4015 STAPLES INC COM 91,422 91,422 620 STARBUCKS CORP COM 19,921 19,921 7750 STARBUCKS CORP COM 249,008 249,008 500 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM STK 30,390 30,390 880 STATE STR CORP COM 40,779 40,779 2314 STATE STR CORP COM 107,231 107,231 600 STELLA JONES INC COM NPV 20,102 20,102 1540 STERIS CORP COM 56,148 56,148
panes 1 a ^^chmzw^9 THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET - LINE 108 INVESTMENTS - CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
2340 STR HLDGS INC COM 46,800 46,800 4445 SUCCESSFACTORSINC COM STK 128,727 128,727 2553 SULZER AG-REG COMSTK 390,304 390,304 6006 SUN TRUST BANKS, INC, COMMON STOCK $2 50 PAF 177,237 177,237 970 SVB FINL GROUP COM 51,459 51,459 6990 SVENSKA HANDELSBANKEN SER'A'SEK4 3C 223,440 223,440 600 SXC HEALTH SOLUTIONS CORP COM 25,716 25,716 600 SYMANTEC CORP COM STOCK 10,044 10,044 550 SYNOPSYS INC COM 14,801 14,801 3885 SYSCO CORP, COMMON STOCK, $1 PAR 114,219 114,219 2363 TALEO CORP COM CL A COM CL A 65,337 65,337 600 TARGET CORP COM STK 36,078 36,078 570 TARGET CORP COM STK 34,274 34,274 2520 TD AMERITRADE HLDG CORP COM STK 47,855 47,855 1440 TECH DATA CORP, COMMON STOCK 63,389 63,389 780 TECHNE CORP COM 51,223 51,223 300 TECHNE CORP COM 19,701 19,701 610 TECO ENERGY, INC, COMMON STOCK, NO PAR 10,858 10,858 2355 TELENET GROUP HOLDING NPV 93,138 93,138 1660 TELEPHONE & DATA SYS INC COM STK NEW 60,673 60,673 850 TELLABS, INC, COMMON STOCK, NO PAR 5,763 5,763 800 TELVENT GIT SA ORD EUR3 00505 21,136 21,136 70 TEMPLE INLAND INC, COMMON STOCK 1,487 1,487 1291 TEMPUR-PEDIC INTL INC COM 51,717 51,717 2200 TEMPUR-PEDIC INTL INC COM 88,132 88,132 1100 TENNECOINC 45,276 45,276 910 TERADYNE INC COM 1 7 , 77r 12,776 2417 TESCO CORP COM 38,382 38,382 28882 TESCO ORD GBPO 05 192,181 192,181 1979 TETRA TECH INC NEW COM 49,594 49,594 2974 TEXAS INSTRUMENTS INC COM 96,655 96,655 1020 TEXAS INSTRUMENTS INC COM 33,150 33,150 1150 TEXTRON, INC, COMMON STOCK, $ 25 PAR 27,186 27,186 3325 THE LIMITED BRANDS 102,177 102,177 500 THERMO FISHER CORP 27,680 27,680 2100 THOMPSON CREEK METALS CO INC COM STK 30,912 30,912 300 THOR INDS INC COM STK 10,188 10,188 875 TIFFANY & CO COMMON STOCK 54,486 54,486 880 TIMBERLAND CO CL A 21,639 21,639 600 TIME WARNER CABLE INC COM 39,618 39,618 260 TIME WARNER INC USD001 8,364 8,364 10216 TIME WARNER INC USD001 328,649 328,649 2070 TIMKEN CO COMMON STOCK, NO PAR 98,801 98,801 410 TIMKEN CO COMMON STOCK, NO PAR 19,569 19,569 1200 TITANIUM METALS CORP COM NEW 20,616 20,616 620 TJX COS INC COMMON NEW 27,522 27,522 9350 TNT NV EURO 48 247,734 247,734 10095 TOGNUM AG NPV (BR) 267,13S 267,135 610 TORO CO COM 37,600 37,600 160 TRANSATLANTIC HLDGS INC COM STOCK 8,259 8,259 490 TRAVELERS COS INC COM STK 27,298 27,298 2340 TRAVELERS COS INC COM STK 130,361 130,361 6340 TRAVIS PERKINS ORD GBPO 10 105,019 105,019 1800 TRIMAS CORP COM NEW COM NEW 36,828 36,828 1470 TRW AUTOMOTIVE HLDGS CORP COM 77,469 77,469 3916 TRYG A/5 DKK25 181,530 181,530 5900 TTM TECHNOLOGIES INC COM 87,969 87,969 10677 TULLOW OIL PLC ORD GBPO 10 210,794 210,794
Q c^cJe 13 ^^G^ime^^9 THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET - LINE 10B INVESTMENTS - CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
800 TUPPERWARE BRANDS CORPORATION 38,136 38,136 1650 TYCO INTERNATIONAL LTD(SWITZERLAND) COM USDO 8C 68,376 68,376 660 TYCO INTERNATIONAL LTD(SWITZERLAND) COM USDO 8C 27,350 27,350 1400 U S PHYSICAL THERAPY COM 27,748 27,748 3290 ULTRATECH INC EFF 06-10-03 65,405 65,405 12510 UNILEVER NV CVA EURO 16 391,039 391,039 9180 UNIONE DI BANCHE ITALIANE SCPA C/W 30/06/11(BANCHE POPOL)EUR12 40 40 390 UNION PAC CORP COM 36,137 36,137 1060 UNITED CONTL HLDGS INC COM STK 25,249 25,249 3675 UNITED PARCEL SVC INC CL B 266,732 266,732 130 UNITED PARCEL SVC INC CL B 9,435 9,435 1200 UNITED STS STL CORP NEW COM 70,104 70,104 330 UNITED TECHNOLOGIES CORP COM 25,978 25,978 3200 UNITED TECHNOLOGIES CORP COM 251,904 251,904 170 UNITED THERAPEUTICS CORP DEL COM STK 10,747 10,747 578 UNITEDHEALTH GROUP INC COM 20,872 20,872 1510 UNITEDHEALTH GROUP INC COM 54,526 54,526 300 UNITRIN INC COMMON STOCK 7,362 7,362 2047 URS CORP NEW COM 85,176 85,176 6925 US BANCORP 186,767 186,767 10365 US BANCORP 279,544 279,544 2950 US BANCORP 79,562 79,562 280 US BANCORP 7,552 7,552 400 VALASSIS COMMUNICATIONS INC COM 12,940 12,940 500 VALSPAR CORP COM 17,240 17,240 1806 VARIAN SEMICONDUCTOR EQUIPTMENT ASSOCS INC CC 66,768 66,768 320 VENTS INC REIT 16 , 79A 16 , 79A 600 VERA BRADLEY INC COM STK 19,800 19,800 3174 VERIFONE SYSTEMS INC COM 122,389 122,389 960 VERINT SYS INC COM 30,432 30,432 1520 VERIZON COMMUNICATIONS COM 54,386 54,386 4810 VERIZON COMMUNICATIONS COM 172,102 172,102 370 VIACOM INC NEW CL B 14,656 14,656 3205 VIENNA INSURANCE GROUP AG WIEN NPV (BR) 167,236 167,236 380 VISA INC COM CL A STK 26,744 26,744 240 VISA INC COM CL A STK 16,891 16,891 4450 VISHAY INTERTECHNOLOGY INC COM STK 65,326 65,326 1275 VMWARE INC CL A COM CL A COM 113,360 113,360 172738 VODAFONE GROUP ORD USDO 11428571 448,402 448,402 1639 VOLTERRA SEMICONDUCTOR CORP COM 37,959 37,959 3621 WABASH NATL CORP COM 42,909 42,909 460 WADDELL & REED FINL INC CL A COMMON STOCK 16,233 16,233 510 WADDELL & REED FINL INC CL A COMMON STOCK 17,998 17,998 330 WALGREEN CO COMMON STOCK, $1 25 PAR 12,857 12,857 490 WALGREEN CO COMMON STOCK, $125 PAR 19,090 19,090 0 WAL-MART STORES, INC COMMON STOCK, $ 10 PAR - - 350 WAL-MART STORES, INC COMMON STOCK, $ 10 PAR 18,876 18,876 1304 WAL-MART STORES, INC COMMON STOCK, $ 10 PAR 70,325 70,325 222 WALT DISNEY CO 8,327 8,327 3420 WALT DISNEY CO 128,284 128,284 190 WALTER ENERGY INC 24,290 24,290 2401 WARNACO GROUP INC COM NEW COM NEW 132,223 132,223 520 WARNER CHILCOTT PLC COM 11,731 11,731 717 WATSCO INC COM 45,228 45,228 4712 WEATHERFORD INTL LTD 107,434 107,434 620 WEINGARTEN RLTY INVS COM 14,731 14,731 4326 WELLPOINT INC COM 245,976 245,976 1360 WELLS FARGO & CO NEW COM STK 42,146 42,146
pale I y ANzch"w+9 THE DYSON FOUNDATION 13-608488E PART II - BALANCE SHEET - LINE 10B INVESTMENTS - CORPORATE SECURITIES DECEMBER 31, 2010
CORPORATE STOCKS BOOK MARKET QUANTITY CORPORATE STOCK VALUE VALUE
8710 WELLS FARGO & CO NEW COM STK 269,923 269,923 450 WESTAMERICA BANCORPORATION COM 24,962 24,962 1430 WESTAR ENERGY INC COM 35,979 35,979 990 WGL HLDGS INC COM 35,412 35,412 2275 WHIRLPOOL CORP COMMON STOCK, $1 PAR 202,088 202,088 170 WHIRLPOOL CORP COMMON STOCK, $1 PAR 15,101 15,101 12400 WHITEHAVEN COAL LIMITED NPV 85,415 85,415 2230 WILLIAMS SONOMA INC COM 79,589 79,589 6300 WILLIS GROUP HOLDINGS COM USD0000115 (NEW: 218,169 218,169 832 WMS INDS INC COM STK 37,640 37,640 925 WOLVERINE WORLD WIDE INC COM 29,489 29,489 230 WOODWARD INC COM 8,639 8,639 1512 WOODWARD INC COM 56,791 56,791 800 WSFS FINANCIAL CORP COM 37,952 37,952 5 XCEL ENERGY INC COM 118 118 2490 XILINX INC COMMON STOCK 72,160 72,160 1720 XL GROUP PLC ORD USDO 01 37,530 37,530 1720 YAMANA GOLD INC COMMON STOCK 22,016 22,016 1900 YUM BRANDS INC COM 93,195 93,195 4400 ZAGG INC COM STK 33,528 33,528 300 ZIONS BANCORP COMMON STOCK NO PAR 7,269 7,269
72,441,089 72,441,089
-Att-mhwm^ ^ THE DYSON FOUNDATION 13-6084888 PART II - BALANCE SHEET - LINE 13 INVESTMENTS - OTHER DECEMBER 31, 2010 BOOK MARKET HOLDING VALUE VALUE
MUTUAL FUNDS
DFA EMERGING MARKETS VALUE FUND 6,236,422 6,236,422 DODGE & COX INTERNATIONAL STOCK FUND 5,792,353 5,792,353 COLUMBIA FDS SER TR MARSICO INTL OPPORTUNITIES FD CL Z 5,835,438 5,835,438 GS MAGMT INTL MF FD GS CHINA FD USD BASE ACCUM NON VTG 1,152,107 1,152,107 JPMORGAN TR I STRATEGIC INCOME OPPTYS FD SELECT CL 8,580,762 8,580,762
27,597,083 27,597,083
HEDGE FUNDS
ANCHORAGE CAPITAL PARTNERS OFFSHORE CL E FUND 3,483,963 3,483,963 AURELIUS CAPITAL INTERNATIONAL 3,574,599 3,574,599 MASON CAP CL F INITIAL SERIES SPECIALSALE RIGHTS FD 3,870,580 3,870,580 BENNETT RESTRUCTURING FUND, LP 3,143,669 3,143,669 CHILTON GLOBAL (BVI) LTD CL C SER 05/10 (F 2,339,374 2,339,374 CHILTON GLOBAL NAT RES ITNL II CL C SERIES 12/10 FD 1,057,188 1,057,188 CHILTON GLOBAL NATURAL RESOURCES INTERNATIONAL II (BVI) LTD CLASS C SE 1,236,885 1,236,885 CONATUS CAPITAL OVERSEAS LTD 2,174,590 2,174,590 DAVIDSON KEMPNER INSTITUTIONAL PARTNERS I 3,072,775 3,072,775 FIR TREE INTERNATIONAL CL A NON RESTRICTED SER 0707 FD 2,038,817 2,038,817 FIR TREE INTL CL A NON RESTRICTED SERIES 0408 FD 297,869 297,869 GREENLIGHT CAP OFFSHORE LTD UNRESTRICTED CL SER Hl 3,541,862 3,541,862 GRUSS GLOBAL INVESTORS LTD CL C UNRESTRICTED SER 1206 INITIAL FUND 2,213,921 2,213,921 HIGHFIELDS CAPITAL IV, LP 4,218,692 4,218,692 HIGHLINE CAPITAL INTERNATIONAL CL D FUND 1,504,637 1,504,637 HIGHLINE INTERNATIONAL LTD CLASS A 2,045,570 2,045,570 HIGHSIDE OFFSHORE LTD CL Al SER 1 NEWISSUES FD 93,434 93,434 HIGHSIDE OFFSHORE LTD CLASS Al SERIES4 NEW ISSUES FUND 56,230 56,230 JPM GOLDENTREE CLO DEBT INVESTMENT OFFSHORE FUND 3,186,076 3,186,076 JPM BLACKROCK OPPORTUNISTIC RMBS FUND 3,347,578 3,347,578 LITESPEED OFFSHORE LTD 2,570,851 2,570,851 MILLGATE INTL FD LTD CL D HOT ISSUE NON-VOTING 2,802,488 2,802,488 OCTAVIAN OFFSHORE GROUP II UNRES 061068 NON-SIDE POCKET VOTING FUND 3,209,362 3,209,362 OZ OVERSEAS FUND II LTD 2,470,554 2,470,554 PENTA ASIA LONG SHORT LTD 2,726,092 2,726,092 ROYAL CAP VALUE CL A SER 32 FD 2,391,775 2,391,775 SATELLITE SPV - CLASS OS FD 16,780 16,780 SCP ATLANTIC LTD SER AU SUB SER 1-JAN1 2006 VOTING 2,208,407 2,208,407 SCP ATLANTIC LTD SER AU SUB-SERIES APR 1 2008 VOTING FD 1,339,400 1,339,400 SHEPHERD INVESTMENT INTL 41,879 41,879 SHEPHERD SELECT ASSET LTD CL SHEPHERDSA01 FD 270,981 270,981 TREMBLANT PARTNERS LTD UNRESTRICTED SUBCLASS D SER 1 FUND 1,741,583 1,741,583 WTC-CTF DIVERSIFIED INFLATION HEDGES 23,065,159 23,065,159
91,353,620 91,353,620
LIMITED PARTNERSHIPS AND LLC
AG ASIA REALTY HOLDINGS, LP 2,517,344 2,517,344 AG CORE PLUS REALTY FUND II 1,619,767 1,619,767 AG PRIVATE EQUITY PARTNERS IV, L P 936,009 936,009 APAX EUROPE VII B 1,235,514 1,235,514 APOLLO INVESTMENT FUND IV, LP 1,229,979 1,229,979 CENTERBRIDGE CAPITAL PARTNERS 11,318,431 11,318,431 ENERTECH CAPITAL PARTNERS II 1,415,466 1,415,466 FIRST STATE INVESMENTS GLOBAL EMERGING MKTS LEADERS (DST) FUND 6,607,868 6,607,868 G R E E N H I LL CAPITAL PARTNERS EUROPE LP 1,031, 895 1,031, 895 GREENHILL CAPITAL PARTNERS II, LP 2,603,620 2,603,620
Q'a9e I cr(- a Acah4 re#iiiL/o THE DYSON FOUNDATION 13-6084888 PART II - BALANCE SHEET - LINE 13 INVESTMENTS - OTHER DECEMBER 31, 2010 BOOK MARKET HOLDING VALUE VALUE
GREENHILL CAPITAL PARTNERS III, LP 266,062 266,062 GREENHILL CAPITAL PARTNERS, LP 521,100 521,100 GREENHILL GSAV, LP 1,023,686 1,023,686 GS CAPITAL PARTNERS V 2,439,483 2,439,483 GS MEZZANINE PARTNERS 2006 1,287,754 1,287,754 GS SPECIAL OPPORTUNITIES ASIA FUND 25,300 25,300 GS VINTAGE FUND 850,105 850,105 INTERMEDIA PARTNERS VII, LP 2,388,518 2,388,518 JPM STRUCTURED DEBT FUND 3,336,537 3,336,537 LC ASIA PRIVATE INVESTORS OFFSHORE, L P 418,500 418,500 RIVERSTONE/CARLYLE GLOBAL ENERGY & POWER FUND IV, LP 2,092,687 2,092,687 ROCKLAND POWER PARTNERS 73,233 73,233 SPORTS CAPITAL PARTNERS, LP 273,323 273,323 WHITEHALL PARALLEL GLOBAL RE LP 2001 1,629,368 1,629,368 WHITEHALL PARALLEL GLOBAL RE LP 2007 358,172 358,172
47,499,720 47,499,720
TOTAL INVESTMENTS - OTHER 166,450,423 166,450,423
^83 e a o^ a AEI ch vew+cI The Dyson Foundation Schedule Attachment to Form 990-PF December 31, 2010
Part I - Line 19 - Depreciation: Part II - Line 14 - Land, buildings , equipment:
Estimated Opening Current Write-Off Closing Date Economic Accumulated Year Fully Accumulated Acquired Method Life Cost Depreciation Depreciation Depreciated Depreciation
Land 100,000 Building and Building Improvements various SL 30 years 1 ,937,504 94,345 31,740 (1,238) 124,847 Furniture and Equipment various SL 5-10 years 101,563 171, 050 9 ,731 (90,437) 90,344 Computer Software and Equipment various SL 5 years 149 ,956 137 ,963 11 ,876 (26,137) 123,702
2,289 ,023 403 ,358 53 ,347 (117 ,812) 338,893
SL - Straight line method of the computation of depreciation
ATTACHMENT 1OA THE DYSON FOUNDATION 13-6084888
ATTACHMENT 11
FORM 990PF, PART II - OTHER ASSETS
BEGINNING ENDING ENDING DESCRIPTION BOOK VALU E BOOK VALUE FMV
PROGRAM RELATED INVESTMENTS 125,000. 250, 000. 250,000. INVESTMENT INCOME RECEIVABLE 67,752. 67,752. LIQUIDATED INVESTMENT ASSET RECEIVABLE 651,901.
TOTALS 776,90 1. 317,752. 317,752.
ATTACHMENT 11 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 THE DYSON FOUNDATION 13-6084888
ATTACHMENT 12
FORM 990PF, PART II - MORTGAGES AND OTHER NOTES PAYABLE
LENDER: MANUFACTURERS AND TRADERS TRUST CO BANK ORIGINAL AMOUNT: 1,550,000. INTEREST RATE: 4.550000 DATE OF NOTE: 12/20/2010 MATURITY DATE: 12/20/2015 REPAYMENT TERMS: 59 MONTHLY PYMTS, WITH ONE FINAL BALLOON PYMT SECURITY PROVIDED: INT. IN ALL PERSONAL PROP. ON PREMISES (FIXTURES) PURPOSE OF LOAN: BUY BUILDING OCCUPIED BY CHILDREN'S MUSEUM
ENDING BALANCE DUE ...... 1, 550, 000.
TOTAL ENDING MORTGAGES AND OTHER NOTES PAYABLE 1, 550, 000.
ATTACHMENT 12 56566Y L161 11/5/2011 1 :18:20 PM V 10 - 8.2 304372 THE DYSON FOUNDATION 13-6084888
ATTACHMENT 13
FORM 990PF, PART II - OTHER LIABILITIES
BEGINNING ENDING DESCRIPTION BOOK VALUE BOOK VALUE
DEFERRED EXCISE TAX PAYABLE 385,812. 728,065.
TOTALS 385,812. 728,065.
ATTACHMENT 13 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 The Dyson Foundation Schedule of Realized Gains/(Losses) As of December 31, 2010 EIN #13-6084888
PART IV - CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME:
INVESTMENT INVESTMENTS REALIZED INVESTMENT CLASSIFICATION PROCEEDS COST GAIN/(LOSS)
Equity & Fixed Income Securities 118,869,964 112,036,458 6,833,506
Hedge Fund Investments (Passthrough net gains):
Bennett Restructuring Fund 604,124 Davidson Kempner Inst Ptnrs Fnd 77,971 Highfields Capital IV 287,587 Wellington 1,230,044 2,199, 726
Mutual Funds DFA Emerging Markets Value Fund 266,205 Dodge & Cox International Stock Fund (679,813) Columbia Funds Marsico Intl Opportunities Fund Cl Z (759,637) Emerging Mkts-MSCI ishares Index Fund (40,232) Harbor High Yield Bond Fund (80,493) (1,293,971)
Private Equity ( Passthrough net gains): AG Capital Recovery Partnership 45,267 AG Core Plus Realty Fund II LP 189,432 Apollo Investment Fund 30,563 Centerbridge Capital Partners 638,190 EnerTech Capital 60,711 First State Global Emerging Markets Leaders 362,729 Greenhill Capital Partners II 267,670 Greenhill Capital Partners, LP 127,052 GS Capital Partners V Instnl AIV 14,649 GS Capital Partners V Instnl LP 328,894 GSAV, LP (a Greenhill prtnrshp) (80,285) GS Special Opportunities 72,225 Whitehall Parallel Global-2007 (6,771) 2,050,326
Total Gains - Part IV - Line 2 $ 9,789,587
ATTACHMENT 13A THE DYSON FOUNDATION 13-6084888
ATTACHMENT 14
FORM 990PF, PART III - OTHER INCREASES IN NET WORTH OR FUND BALANCES
DESCRIPTION 7% Iu1 C 1TATT
UNREALIZED GAIN ON INVESTMENTS NET OF 16,770,388. DEFERRED TAX EXPENSE OF ($342,253)
TOTAL 16,770,388.
ATTACHMENT 14 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 THE DYSON FOUNDATION 13-6084888
FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 15
CONTRIBUTIONS EXPENSE ACCT TITLE AND AVERAGE HOURS PER TO EMPLOYEE AND OTHER NAME AND ADDRESS WEEK DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES
ROBERT R. DYSON PRESIDENT & DIRECTOR 0. 0. 0. C/O THE DYSON FOUNDATION 3.00 25 HALCYON ROAD MILLBROOK, NY 12545
JOHN H. FITZSIMONS SECRETARY 0. 0. 0. C/O THE DYSON FOUNDATION 1.00 25 HALCYON ROAD MILLBROOK, NY 12545
LYNN A. MCCLUSKEY ASST TREASURER/ASST SECRETARY 0. 0. 0. C/O THE DYSON FOUNDATION 3.00 25 HALCYON ROAD MILLBROOK, NY 12545
CHRISTOPHER C. DYSON TREASURER 0. 0. 0. C/O THE DYSON FOUNDATION 3.00 25 HALCYON ROAD MILLBROOK, NY 12545
MOLLY DYSON DIRECTOR 0. 0. 0. C/O THE DYSON FOUNDATION 1.00 25 HALCYON ROAD MILLBROOK, NY 12545
ATTACHMENT 15 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 THE DYSON FOUNDATION 13-6084888
FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 15 (CONT'D)
CONTRIBUTIONS EXPENSE ACCT TITLE AND AVERAGE HOURS PER TO EMPLOYEE AND OTHER NAME AND ADDRESS WEEK DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES
RAYMOND A. LAMONTAGNE DIRECTOR 0. 0. 0. C/O THE DYSON FOUNDATION 1.00 25 HALCYON ROAD MILLBROOK, NY 12545
TIMMIAN C. MASSIE DIRECTOR 0. 0. 0. C/O THE DYSON FOUNDATION 1.00 25 HALCYON ROAD MILLBROOK, NY 12545
JODI MILLMAN DIRECTOR 0. 0. 0. C/O THE DYSON FOUNDATION 1.00 25 HALCYON ROAD MILLBROOK, NY 12545
DIANA M. GURIEVA EXECUTIVE VICE-PRESIDENT / CEO 289,313. 85,132. 0. C/O THE DYSON FOUNDATION 40.00 25 HALCYON ROAD MILLBROOK, NY 12545
GRAND TOTALS 289,313. 85,132. 0.
ATTACHMENT 15 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 THE DYSON FOUNDATION 13-6084888
990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES ATTACHMENT 16
TITLE AND AVERAGE CONTRIBUTIONS EXPENSE ACCT HOURS PER WEEK TO EMPLOYEE AND OTHER NAME AND ADDRESS DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES
MICHELL SPEIGHT SR. PROGRAM OFFICER 124,254. 50,659. 0. C/O THE DYSON FOUNDATION 40.00 25 HALCYON ROAD MILLBROOK, NY 12545
TIMOTHY O'LEARY IT MANAGER 92,963. 33,921. 0. C/O THE DYSON FOUNDATION 40.00 25 HALCYON ROAD MILLBROOK, NY 12545
STEVE COLANTONIO ACCOUNTANT 70,126. 23,496. 0. C/O THE DYSON FOUNDATION 40.00 25 HALCYON ROAD MILLBROOK, NY 12545
CECILIA STANCELL PROGRAM OFFICER 69,162. 43,408. 0. C/O THE DYSON FOUNDATION 40.00 25 HALCYON ROAD MILLBROOK, NY 12545
VIVIAN WALSH DIRECTOR OF FINANCE 67,190. 41,399. 0. C/O THE DYSON FOUNDATION 40.00 25 HALCYON ROAD NEW YORK, NY 12545
TOTAL COMPENSATION 423,695. 192,883. 0.
ATTACHMENT 16 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 THE DYSON FOUNDATION 13-6084888
990PF, PART VIII- COMPENSATION OF THE FIVE HIGHEST PAID PROFESSIONALS
ATTACHMENT 17
NAME AND ADDRESS TYPE OF SERVICE COMPENSATION
WELLINGTON MANAGEMENT FEES 161,178. 75 STATE STREET BOSTON, MA 02109
NEUBERGER BERMAN MANAGEMENT FEES 146,389. 605 THIRD AVENUE, 35TH FLOOR NEW YORK, NY 10158-3698
CAMBRIDGE ASSOCIATES LLC MANAGEMENT FEES 270,630. 100 SUMMER STREET BOSTON, MA 02110
GREENHILL CAPITAL PARTNERS MANAGEMENT FEES 110,360. 300 PARK AVENUE - 23RD FLOOR NEW YORK, NY 10022
NORTHERN TRUST MANAGEMENT FEES 155,334. 50 LA SALLE STREET CHICAGO, IL 60603
TOTAL COMPENSATION 843,891.
ATTACHMENT 17 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 13-6084888 The Dyson Foundation - Form 990-PF 25 Halcyon Road Millbrook, NY 12545 For the Year Ended December 31, 2010
Attachment Part XV - Question 2a The Dyson Foundation 25 Halcyon Road Millbrook, NY 12545 Ann: Submissions (845) 677-0644 Or [email protected] Or http://dysonfoundation.org/ grantmakmg/grantsportal
Attachment Part XV - Question 2b, 2c, 2d
How to Apply The Dyson Foundation has worked to make our grant application process as streamlined and informative as possible to assist you in your search for funding . We recommend you follow these steps:
1. Learn about our funding: By reviewing our various program areas. 2. Determine if you meet our eligibility criteria: By using our online eligibility questionnaire. 3. Submit a letter of inquiry: If you are applying for new or renewal project support grant, general operating support grant, mini-grant, or Strategic Restructuring Initiative grant, you should first submit a letter of inquiry. This is a concise way to tell us about your project so that we can determine whether to invite you to send us a full proposal. To submit a letter of inquiry, log in to our Grants Portal.
You will receive an acknowledgement of the receipt of your letter of inquiry
Ijyou would like to talk with a Foundation program of If, on the basis of a letter of inquiry or Management Assistance Program application a proposed project or request appears to address key Dyson Foundation interests, you will be invited to submit additional information or a fully developed proposal. (Note that we do also accept the Dutchess County Common Grant Application.) Foundation staff will generally work closely with applicants on developing an acceptable proposal and related materials. Each proposal will be evaluated on its own merits according to the following criteria: • Closeness of fit with the Foundation's program priorities and values; • Significance of the need to be addressed; • Potential to achieve significant and enduring results; • Capacity of the applicant to accomplish its goals and objectives; and • Appropriateness of the budget. During the review, representatives of the Foundation will research the proposal through telephone inquiries, site visits, and meetings with agency staff, board, volunteers, and clients as necessary. On occasion, outside experts maybe asked to help review a particular proposal. Foundation staff prepare written proposal summaries and recommendations to the Board of Directors. Attachment it Page 1of 3 13-6084888 The Dyson Foundation - Form 990-PF 25 Halcyon Road Millbrook, NY 12545 For the Year Ended December 31, 2010 Attachment Part XV - Question 2b, 2c, 2d (continued) The time required to review a proposal varies according to the complexity of the proposal itself, the problem being addressed, and the number of proposals being reviewed. Generally, it can take at least six months from the time a letter of inquiry is received to the actual award of a grant, although the Foundation strives to be as expeditious as possible in its review of inquires and proposals. The directors of the Dyson Foundation meet quarterly, at which time they consider the funding recommendations of the staff. There are no pre-set deadlines for submission of materials. General Funding Guidelines The Dyson Foundation awards grants in several different program areas that each have specific guidelines. Visit the Grantmalung page to learn more about each of them. Unsolicited proposals or inquiries are not considered in certain program areas so potential applicants should review the program descriptions carefully. All applicants should be aware of the followingeneralZ) guidelines that apply to all program areas- As a private foundation, we can only fund organizations that are tax-exempt under Section 501 (c) 3 of the Internal Revenue Service Code - as long as those organizations are not classified as private foundations under Section 509 (a) of the code. In addition, we cannot direct payments through a fiscal agent in lieu of an organization having 501 (c) 3 designation. If you have questions about these policies, please contact us • We do not make grants to governmental units (such as fire districts or municipalities). • We are sorry but we cannot make grants directly to individuals for any purpose. You may wish to call 2-1-1 if you Eve in the Hudson Valley and need information about available basic needs services and programs • There are certain types of grants that we will not consider: o For dinners, fundraising events, tickets, or benefit o advertising (read our Statement about Special Events Funding); o In response to direct mail campaigns; o For international projects; o To service clubs and similar organizations, o For debt or deficit reduction. Applicants should apply to the Dyson Foundation on the basis of these guidelines, not on the basis of what or whom the Foundation may have funded in the past. The Foundation's interests are ever-changing, becoming more focused, or even shifting entirely to a new area in response to an emerging need. Policy on nondiscrimination The Dyson Foundation will not award grant support to organizations that, in their constitution, bylaws, or practices, discriminate against a person or group on the basis of age, race, national origin, ethnicity, gender, disability, sexual orientation, political affiliation, or religious belief. Grantees may target services to a particular population when the targeted groups require specialized programs to meet specific needs not shared by the general population. Program Areas The Dyson Foundation's grantmaking program includes the distinct program areas Listed below. Mid -Hudson Valley Program Grant support to nonprofit organizations in the Mid-Hudson Valley that impact the lives of the region's residents, most importantly those who are economically disadvantaged. Programs are available for project support, unrestricted general operating support, and for enhancing institutional management. Attachment 1'9 Page 2 of 3 13-6084888 The Dyson Foundation - Form 990-PF 25 Halcyon Road Millbrook, NY 12545 For the Year Ended December 31, 2010 Attachment Part XV - Question 2b, 2c, 2d (continued) Project Support Grants Grant support to nonprofit organizations in the Mid-Hudson Valley for programs or projects that impact the lives of the region's residents, most importantly those who are economically disadvantaged. General Operating Support Grants Unrestricted grant support available to nonprofit organizations in the Mid-Hudson Valley who are recent past recipients of Dyson Foundation funding. Management Assistance Program Grants Grant support available in the Mid-Hudson Valley to help build the management infrastructure of the region's charitable institutions . Funds are available through the Nonprofit Strategic Restructuring Initiative , the Mirii-Grant Program and the Cash Flow Loan Program. Legacy & Family Interest Program Grants made in this program area are tied to the historic or current interests of the family of president Robert R Dyson. Included are grants made through the Dyson Family Giving Program. Recommendations for funding in this program area are, in all cases, initiated by family directors of the Foundation's board or the staff of the Foundation. Uninvited proposals or inquiries will not be considered. Directors ' Discretionary Program This program area allows Foundation directors and officers to recommend a certain amount of grant funding to eligible nonprofit organizations that they select. While these grants may not reflect the Foundation's overall funding priorities, they do reflect the diversity and creativity of the Foundation's directors. Recommendations for funding in this area are, in all cases, initiated by Foundation directors and officers. Uninvited proposals or inquiries will not be considered. Support of Philanthropy The Foundation makes a limited number of grants to support nonprofit organizations that work to encourage philanthropic endeavors, educate the public on the importance of charitable giving, and provide services to philanthropic organizations and individuals. Attachment 12 Page 3 of 3 The Dysort Foundation 990-PF Part XV 12f31/201 0 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Abbott House Public Chanty N/A For continued support of an intensive in-home foster S57,00000 100 North Broadway care placement prevention program in Dutchess Irvington-on-Hudson, NY County 10533-1246 AIDS Council of Nor heastem Public Chanty N/A Toward outreach to help estabhsh intensive case New York management services for Columbia and Greene 927 Broadway Counties Albany, NY 12207 AIDS-Related Community Public Chanty N/A For general operating support Services (ARCS) 40 Saw Mill River Road Hawthorne, NY 10523 American Agora Foundation Public Chanty N/A For general operating support 33 Irving Place, 8th floor New York, NY 10003 American Ballet Theatre Public Chanty N/A A multi-year grant for general operating support 890 Broadway New York, NY 10003-1278 American Cancer Society Public Chanty N/A Towards expansion of the volunteer driver (Road to Eastern Division Recovery) program and towards direct transportation 132 West 32nd Street assistance for cancer patients in Dutchess, Orange, New York, NY 10001 Putnam, and Ulster counties American Museum of Natural Public Chanty N/A A multi-year grant for general operating support History Cen l Park West at 79th Street New York, NY 10024-5192 American Red Cross of Dutchess Public Charity N/A A multi-year grant for general operating support County 103 Hooker Ave Poughkeepsie, NY 12601 Anderson Center for Autism Public Chanty N/A A Management Assistance Program mini-grant for 4885 Route 9 professional development. PO Box 367 Staatsburg, NY 12580-0367 Angel Food East Public Chanty N/A For general operating support PO Box 3813 Kingston, NY 12402 Angel Food East Public Chanty N/A Continued multi-year support of a hot meals delivery PO Box 3813 program for persons with HIV/AIDS Kingston, NY 12402 Association of Hole in the Wall Public Chanty N/A For general operating support Gang Camps One Century Tower 265 Church Street #503 New Haven, CT 06510 Association of Hole in the Wall Public Chanty N/A Toward camp scholarships Gang Camps One Century Tower 265 Church Street #503 New Haven, CT 065 10 Page 1 of 21 Attachment 19 The Dysort Foundation 990-PF Part XV 12131/2010 E IN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Astor Services for Children & Public Chanty N/A Continued support for a bi-lingual parent-infant S45,000 00 Families educator to work with families in the Enhanced 6339 Mill Street Childhood Coordinated Services Initiative (ECCSI) P O Box 5005 Rhinebeck, NY 12572-5005 Bard College Public Chanty N/A Continued multi-year scholarship support for students $50,000 00 P O Box 5000 from the Mid-Hudson Valley counties of Columbia, Annandale-on-Hudson, NY Dutchess, Greene, Orange, Putnam, and Ulster 12504-5000 Bard College Public Chanty N/A Continued multi-year scholarship support for students $50,000 00 P 0 Box 5000 from the Mid-Hudson Valley counties of Columbia, Annandale-on-Hudson, NY Dutchess, Greene, Orange, Putnam, and Ulster 12504-5000 Bardavon 1869 Opera House Public Charity N/A A supplemental capital renovations grant for key $250,000 00 35 Market Street facility improvements at the Bardavon (supplemental Poughkeepsie. NY 12601 to a capital grant ongmally awarded in June of 2002) Bardavon 1869 Opera House Public Chanty N/A Toward educational programs $5,000 00 35 Market Street Poughkeepsie, NY 12601 Benedictine Health Foundation Public Chanty N/A For support of the Rosemary D Gruner Memonal S25.00000 105 Mary's Avenue Cancer Fund, which provides financial assistance to Kingston, NY 12401 qualified cancer patients in Ulster County to help with expenses not covered by insurance (nutritional supplements, prostheses, travel costs, etc ) Berkshire Taconic Community Public Chanty N/A A challenge grant to help build the endowment of the $40,000 00 Fniinda'inn Northeast D,.tchcss F,,nd (an arca f.nd) of th s 800 North Main St, PO Box 400 community foundation Sheffield. MA 01257-0400 Berkshire Taconic Community Public Chanty N/A For general operating support $20,000 00 Foundation 800 North Main St, PO Box 400 Sheffield. MA 01257-0400 Bindlestiff Family Variety Arts Public Charity N/A Toward New Year's Eve celebrations in Millbrook $2,500 00 PO Box 1917 New York, NY 10009 Booker T Washington Learning Public Chanty N/A For general operating support $2,500 00 Center 325 East 101st Street New York, NY 10029 Boston Arts Academy Public Chanty N/A A multi-year grant for general operating support in $30,000 00 174 Ipswich Street honor of David Nathan, M D's board service to the Boston, MA 02215 Dyson Foundation Breast Cancer Options Public Chanty N/A Towards peer-led breast cancer support groups in five $15,000 00 101 Hurley Avenue Mid-Hudson Valley counties Kingston, NY 12401-2800 Browning School Public Chanty N/A For general operating support $5,000 00 52 East 62nd Street New York, NY 10021 Page 2 of 21 Attachment 19 The Dyson Foundation 990-PF Part XV 12131/2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid CAREERS for People with Public Chanty N/A Continued support for the School-to-Work program in S10.00000 Disabilities, Inc Putnam County, which assists young people with 45 Fair Street disabilities in preparing for and finding employment Carmel, NY 10512 after high school Catharine Street Community Public Chanty N/A For general operating support Center 69 Catharine Street Poughkeepsie, NY 12601 Center for CreauNe Education Public Chanty N/A For general operating support. 20 Thomas Street Kingston, NY 12401 Center for Creative Education Public Chanty N/A A Management Assistance Program mini-grant 20 Thomas Street towards development and marketing planning for the Kingston, NY 12401 new Carnegie Center for Arts and Technology Center for Governmental Research Public Chanty N/A Towards the research and development of a set of One South Washington Street community indicators and a community profile Suite 400 website for Dutchess, Orange, and Ulster counties Rochester, NY 14614 Center for the Prevention of Child Public Chanty N/A A Management Assistance Program mini-grant for Abuse program assessment 249 Hooker Ave Poughkeepsie, NY 12603 Child Care Council of Dutchess Public Chanty N/A Towards the development of a Child Care Tuition 70 Overocker Road Scholarship Program for families in Dutchess County Poughkeepsie, NY 12603 Children's Home of Kingston Public Chanty N/A A Management Assistance Program mini-grant for 26 Grove Street strategic planning Kingston, NY 12401 Children's Home of Poughkeepsie Public Chanty N/A For general operating support 10 Children's Way Poughkeepsie, NY 12601 Children's Media Project Public Chanty N/A A Management Assistance Program mini-grant for 20 Academy Street professional development Poughkeepsie, NY 12601-3302 Children's Media Project Public Chanty N/A Towards CMP Academy after-school and summer 20 Academy Street programs, which teach the media arts while producing Poughkeepsie, NY 12601-3302 radio and TV programming Columbia County Community Public Chanty N/A A Management Assistance Program mini-grant for Healthcare Consortium professional development 325 Columbia Street Hudson, NY 12534 Columbia County Community Public Chanty N/A Towards the Prescription Access & Referral Program, Healthcare Consortium which helps people in need to access free or reduced 325 Columbia Street cost prescription medications Hudson, NY 12534 Columbia University Public Chanty N/A Toward scholarship support for the 2010 Summer 622 West 113 th Street Program for High School Students New York, NY 10027-6902 Page 3 of 21 Attachment 19 The Dysori Foundation 990-PF Part XV 1213l/2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Common Ground Farm Public Chanty N/A A Management Assistance Program mini-grant for S2.000 00 PO Box 148 board development. Beacon. NY 12508 Community Action of Greene Public Chanty N/A For general operating support $35.000 00 County 53 South Jefferson Avenue Catskill, NY 12414 Community Family Development Public Chanty N/A A Management Assistance Program mini-grant for an S6.50000 269 Mill Street assessment of financial management practices Poughkeepsie. NY 12601 Community Family Development Public Chanty N/A Scholarships for children attending the day care $5.00000 269 Mill Street Poughkeepsie, NY 12601 Community Foundation of Public Chanty N/A A two-year grant toward a Parent University program S4 000 00 Dutchess County in the Beacon City School District to support parent 80 Washington Street, Suite 201 involvement, information sharing, and communication Poughkeepsie, NY 12601-2304 with the district Community Foundation of Public Chanty N/A A Management Assistance Program mini-grant for $10.00000 Dutchess County assessment of the organizations' staffing needs and 80 Washington Street, Suite 201 capacity Poughkeepsie, NY 12601-2304 Community Foundation of Public Chanty N/A For general operating expenses to launch the Ulster S80 000 00 Dutchess County County Community Foundation and towards matching 80 Washtngton Street. Suite 201 giaiti funds to encourage unrestricted giving to the Poughkeepsie, NY 12601-2304 Community Foundation by new donors Community Foundation of Public Chanty For general operating support $50,000 00 Dutchess County N/A 80 Washington Street, Suite 201 Poughkeepsie, NY 12601-2304 Community Foundation of Public Chanty N/A To support field trips for Dutchess County public S10,00000 Dutchess County school children 80 Washington Street, Suite 201 Poughkeepsie, NY 12601-2304 Community Foundation of Public Chanty N/A For general operating expenses to launch the Ulster S25 000 00 Dutchess County County Community Foundation and towards matching 80 Washington Street, Suite 201 grant funds to encourage unrestricted giving to the Poughkeepsie, NY 12601-2304 Community Foundation by new donors Community Foundation of Orange Public Chanty N/A For general operating support $25,000 00 County 30 Scott's Comer Drive Suite 202 Montgomery, NY 12549 Community Services Programs Public Chanty N/A Towards the pre-development costs of a new housing $300,000 00 5 Givans Avenue development in Kingston, NY for low- and very Wappingers Falls, NY 12590 low-income senior citizens Community Voices Heard Public Chanty N/A Continued support for Community Voices Heard's $50,000 00 115 East 106th Street, 3rd Floor work in organizing, training and empowering New York, NY 10029 low-income people in the Mid-Hudson Valley to engage in policy development at the local, state and federal levels Page 4 of 21 Attachment 19 Tile DysbnFoundatlon 990-PF Part XV 12131 /2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Cornell Cooperative Extension of Public Chanty N/A Continued multi-year support for the Green Teen $36,500 00 Dutchess County Community Gardening Program, an after-school and 2715 Route 44 Suite One summer program for youth from the cities of Millbrook, NY 12545-5566 Poughkeepsie and Beacon that focuses on nutrition, agriculture , food justice, financial management, and entrepreneurship Cornell Cooperative Extension of Public Chanty N/A Toward 4H youth programs $10,000 00 Dutchess County 2715 Route 44 Suite One Millbrook, NY 12545-5566 Cornell Cooperative Extension of Public Chanty N/A A Management Assistance Program mini-grant for S8.00000 Ulster County strategic planning 10 Westbrook Lane Kingston, NY 12401-2928 Cornell Cooperative Extension of Public Chanty N/A Continued support for the Relatives as Parents $50 000 00 Ulster County Program (RAPP) which provides support, education, 10 Westbrook Lane and other services to grandparents and other relatives Kingston, NY 12401-2928 who have become primary caregivers for children Cornell University Public Chanty N/A A three-year grant towards scholarship support for the S150.00000 130 East Seneca Street. Ste 400 2010-2012 academic years for students from Dutchess Ithaca, NY 14850-4353 County Cornell University Public Chanty N/A A grant in recognition of the Dyson Foundation's 50th $1,000 000 00 130 East Seneca Street, Ste 400 Anniversary. for the creation and endowment of the Ithaca, NY 14850-4353 Dyson Scholars program in the Department of Applied Economics and Management in the College of Agucuitwc and Life Sciences Council on Addiction Prevention Public Chanty N/A Multi-year support for the Marathon Project, which $50.000 00 & Education of Dutchess County promotes positive behaviors for youth through distance 82 Washington Street running training and mentonng Suite 205A Poughkeepsie NY 12601 Council on Foundations Public Chanty N/A For general operating support $34,500 00 2121 Crystal Drive Suite 700 Arlington, VA 22202 Culinary Institute of America Public Chanty N/A A multi-year grant towards scholarships for Hudson $25,000 00 1946 Campus Drive Valley students who could not otherwise afford to Hyde Park, NY 12538-1499 attend the Culinary Institute Dana-Farber Cancer Institute Public Chanty N/A Renewed multi-year funding to support breast cancer $250,000 00 44 Burney Street clinical trials and the research of Enc P Winer. MD Boston MA 021 15-6084 Dia Art Foundation Public Chanty N/A Multi-year support for Dia's public education and $55,000 00 535 West 22nd Street, 4th Floor outreach programs New York, NY 1001 1 Doctors Without Borders Public Chanty N/A Towards Doctors Without Borders' emergency relief $1,000 00 PO Box 5030 efforts in response to the January 2010 earthquake in Hagerstown, MD 21741-5030 Haiti Page 5 of 21 Attachment 1I The Dysbn foundation 990-PF Part XV 12r31/2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Dorothy E Albertson Foundation Public Chanty N/A For general operating support S1,00000 for Little People c/o Traver Road Primary School 801 Traver Road Pleasant Valley, NY 12569 Dutchess Community College Public Chanty N/A A three-year grant towards English as a Second $75,000 00 53 Pendell Road Language programming, funded through the Poughkeepsie, NY 12601 -1512 Foundation 's 2007 initiative to expand and enhance English as Second Language services in the Mid-Hudson Valley Dutchess Community College Public Chanty N/A Toward general operating support for the Dutchess $5,000 00 53 Pendell Road Community College Foundation Poughkeepsie, NY 12601-1512 Dutchess County Economic Public Chanty N/A Towards a cultural tourism conference $1,500 00 Development Corporation 3 Neptune Road Suite N-I Poughkeepsie . NY 12601-5545 Dutchess County Htstoncal Public Chanty N/A For general operating support $5,000 00 Society PO Box 88 Poughkeepsie, NY 12602 County of Dutchess Public Chanty N/A Towards an independent review of the Dutchess $90 000 00 22 Market Street County Resource Recovery Agency's operations and Poughkeepsie NY 12601 finances Publ,c Charity Tie Dutchess County SPCA For begeneral o pe rati ng D1'pl' $35,00000 636 Violet Avenue Hyde Park. NY 12538-1821 Dutchess County SPCA Public Chanty N/A Toward Project Hope S5 000 00 636 Violet Avenue Hyde Park, NY 12538-1821 Dutchess Day School Public Chanty N/A For general operating support $25,000 00 415 Route 343 Millbrook. NY 12545 Dutchess County Interfaith Public Chanty N/A For general operating support $5,000 00 Council 9 Vassar Street Poughkeepsie. NY 12601 Dutchess Land Conservancy Public Charity N/A Multi-year support for a matching grant that will help $5,000 00 PO Box 138 this organization to purchase development tights to Millbrook, NY 12545 area agricultural land Dutchess Outreach Public Chanty N/A For general operating support $50,000 00 29 N Hamilton Street Suite 202 Poughkeepsie , NY 12601 Dutchess Outreach Public Chanty N/A For support of the Lunch Box and other food $25,000 00 29 N Hamilton Street Suite 202 programs Poughkeepsie, NY 12601 Dutchess Outreach Public Chanty N/A Toward food for the Food Pantry S6.000 00 29 N Hamilton Street Suite 202 Poughkeepsie , NY 12601 Page 6 of 21 Attachment I q The Dysbn Foundation 990-PF Part XV 12A3112010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Eleanor Roosevelt Center at Public Chanty N/A A Management Assistance Program mim-grant for S6.80000 Val-Kill strategic planning 56 Val-Kill Road Hyde Park, NY 12538 Eleanor Roosevelt Center at Public Chanty N/A Towards support for economically disadvantaged girls Val-Kill from the Mid-Hudson Valley to attend the annual 56 Val-Kill Road summer Girls' Leadership Workshop Hyde Park, NY 12538 Eleanor Roosevelt Center at Public Chanty N/A For general operating support Val-Kill 56 Val-Kill Road Hyde Park, NY 12538 Elmira College Public Chanty N/A For general operating support One Park Place Elmira, NY 14901 Empire State College Public Chanty N/A Towards the Nursing Scholars Program, which 2 Union Avenue provides a low-cost, online Bachelors of Science in Saratoga Springs, NY 12866 Nursing (BSN) program for working nurses who wish to further their education Families First New York Public Chanty N/A To support the Family Partnership Center's 29 North Hamilton Street restructuring of its executive management team Poughkeepsie. NY 12601 Families First New York Public Chanty N/A Towards the restructuring of Families First and its 29 North Hamilton Street subsidiaries, as part of the Foundation's Strategic Poughkeepsie. NY 12601 Restructuring tn!t?att"e Families First New York Public Chanty N/A Toward the John Flowers' community programs 29 North Hamilton Street Poughkeepsie, NY 12601 Family of Woodstock Public Chanty N/A Continued support for the Homeless Assistance 39 John Street Project, which provides for security deposits, utility PO Box 3516 costs, minor repairs and other costs associated with Kingston, NY 12402 helping homeless families in Ulster County find permanent housing Family Services Public Chanty N/A For general operating support 29 North Hamilton Street Poughkeepsie, NY 12601 Family Services Public Chanty N/A For general operating support 29 North Hamilton Street Poughkeepsie, NY 12601 Family Services Public Chanty N/A For general operating support 29 North Hamilton Street Poughkeepsie, NY 12601 First Presbyterian Church of Public Chanty N/A A three-year grant towards the church's English as a Millerion Second Language classes for residents of northeastern PO Box 427 Dutchess County and surrounding areas 58 Main Street Millerton, NY 12546-0427 Page 7 of 21 Attachment 19 The Dyson Foundation 990-PF Part XV 12P'31 /2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Forest City Regional Educational Public Chanty N/A For general operating support. $2,000 00 Foundation C/O Community Trust Bank P O Box 129 Forest City, PA 18421 Foundation Center Public Chanty N/A For general operating support 79 Fifth Avenue New York, NY 10003-3076 Funders Network On Population, Public Chanty N/A For general operating support Reproductive Health & Rights 1215 Veirs Mill Road Rockville, MD 20851 Gateway to Entrepreneurial Public Chanty N/A Towards the cost of a staffposition that will be shared Tomorrows between GET and three other nonprofit organizations, PO Box 1387 as part of the Foundation's Strategic Restructuring 280 Broadway Initiative Newburgh, NY 12551 Gateway to Entrepreneurial Public Chanty N/A For general operating support Tomorrows PO Box 1387 280 Broadway Newburgh, NY 12551 Girl Scouts Heart of the Hudson Public Chanty N/A Renewed support for non-traditional programming for 2 Great Oak Lane girls from Dutchess, Orange, Putnam. and Ulster Pleasantville, NY 10570 Counties Good Dog Foundation Public Chanty N/A For general operating support 607 Sixth Street Brooklyn. NY 11215 Grace Church Public Chanty N/A Funding to underwrite annual rent and related Franklin Avenue activities of the Mttlbrook Senior Citizen's Club P O Box 366 Millbrook, NY 12545 Grace Church Public Charity N/A Continued multi-year support for the Youth Ministry Franklin Avenue Program P O Box 366 Mtllbrook. NY 12545 Grace Church Public Chanty N/A Toward annual fundraising efforts to support Franklin Avenue community programs P O Box 366 Millbrook. NY 12545 Grace Church Public Chanty N/A A multi-year grant towards partial scholarships for Franklin Avenue children attending the Mdlbrook Community P O Box 366 Preschool at Grace Church Millbrook, NY 12545 Grace Church Public Chanty N/A For general operating support. Franklin Avenue PO Box 366 Millbrook, NY 12545 Grace Smith House Public Chanty N/A Continued support for children's programming at PO Box 5205 Grace Smith House's shelters for victims of domestic Poughkeepsie, NY 12602 violence Page 8 of 21 Attachment 19 The Dysbn - Foundation 990-PF Part XV 12A311201 0 E I N #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Grace Smith House Public Chanty N/A For general operating support $5,000 00 PO Box 5205 Poughkeepsie, NY 12602 Granttnakers Concerned with Public Chanty N/A For general operating support Immigrants & Refugees PO Box 1100 Sebastopol, CA 95473 Grantmakers for Effective Public Chanty N/A For general operating support Organizations 1725 DeSales Street, NW Suite 404 Washington, DC 20036 Grantmakers Forum of New York Public Chanty N/A For general operating support 75 College Avenue Rochester, NY 14607 Grants Managers Network Public Chanty N/A For general operating support 1101 14th Street, NW Suite 420 Washington, DC 20005 GuideStar Public Chanty N/A For general operating support 4801 Courthouse Street Ste 220 Williamsburg, VA 23188 Habitat For Humanity of Columbia Public Chanty N/A Towards Habitat's new ReStore in Hudson, Columbia County County New York 829 Rnnre 66 Hudson. NY 12534-3406 Hand In Hand Early Childhood Public Chanty N/A Support for this child care center in Lewis County, Center NY 5780 Brookside Circle Lowville, NY 13367-4109 Hands On' The Hudson Valley Public Chanty N/A A multi-year grant for general operating support 7 Pine Woods Road Suite 3C Hyde Park. NY 12538 Health Quest Public Chanty N/A A grant in recognition of the Dyson Foundation's 50th 1351 Route 55 Anniversary, to enhance and upgrade medical Suite 200 information technology throughout the Health Quest LaGrangeville, NY 12540 system, including Northern Dutchess, Vassar Brothers, and Putnam Hospitals High Mowing School Public Charity N/A For general operating support. 222 Isaac Frye Highway Wilton, NH 03086 Hillsdale Economic Community Public Chanty N/A A Management Assistance Program mini-grant for an Development Corporation affordable housing study and the development of PO Box 305 strategies for meeting affordable housing needs in Hillsdale, NY 12529 Hillsdale Hillside Food Outreach Public Chanty N/A For general operating support 17 Gramercy Place Thomwood , NY 10594 Page 9 of 21 Attachment I I The Dyson Foundation 990-PF Part XV 12k311201 0 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Hole in the Wall Gang Fund Public Chanty N/A For general operating support $5,000 00 555 Long Wharf Drive New Haven, CT 06511 Hole in the Wall Gang Fund Public Chanty N/A For general operanng support. $80,000 00 555 Long Wharf Drive New Haven, CT 06511 Holy Rosary Parish Public Chanty N/A Toward the Italian Apostolate $2,000 00 80 Jerome Avenue Staten Island, NY 10305 Horizons National Student Public Chanty N/A For general operating support $5.000 00 Enrichment Program One Park Street Norwalk, CT 06851 Hudson Opera House Public Chanty N/A Renewed support for Hudson Opera House's children's 327 Warren Street programming Hudson, NY 12534 Hudson River Housing Public Chanty N/A For general operating support 313 Mill Street Poughkeepsie, NY 12601 Hudson River Housing Public Chanty N/A Toward River Haven Emergency Shelter and Crisis 313 Mill Street Services Poughkeepsie, NY 12601 Hudson River Playback Theatre Public Chanty N/A Renewed support towards the "Immigrant Stones" 137 Hachm, ck Pond project, vh;ch uses thcatrc as a .cans of,ntcgrat,ng New Paltz, NY 12561 recent immigrants into the communities of the Mid-Hudson Valley Hudson Valley Mental Health Public Chanty N/A A Management Assistance Program mini-grant for 230 North Road staff training and technical assistance to increase Poughkeepsie, NY 12601-1386 productivity and efficiency In Flight. Inc Public Chanty N/A A Management Assistance Program mini-grant for 116 South Road strategic planning Germantown, NY 12526 Independent Sector Public Chanty N/A For general operating support 1602 L Street NW Suite 900 Washington. DC 20036 Inner-City Scholarship Fund Public Chanty N/A Toward the Inner-City Scholarship fund 101 1 First Avenue New York, NY 10022-4134 Interfaith Towers Public Chanty N/A Towards their Neighbors Helping Neighbors program, 66 Washington Street which coordinates residents who would like to Poughkeepsie , NY 12601 volunteer time or services with other residents in need of a service, at these apartments for senior citizens in downtown Poughkeepsie Jewish Family Service of Orange Public Chanty N/A A Management Assistance Program mini-grant for a County time management and productivity study 720 Route 17M Middletown, NY 10940 Page 10 of 21 Attachment 19 The Dyson Foundation 990-PF Part XV 1W1/201 0 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Johns Hopkins University School Public Chanty N/A Supplemental funding for continued evaluation of the S50,00000 of Public Health Community Pediatrics Training Initiative through a Women's and Children's Health survey ofproject-trained physicians Policy Center 615 North Wolfe Street Baltimore, MD 21205 Kildonan School Public Chanty N/A Continued multi-year scholarship support for children $50,000 00 425 Morse Hill Road from Dutchess County and Mid- Hudson Valley Amema, NY 12501 counties at this school for children with dyslexia Kildonan School Public Chanty N/A Towards the creation of an endowment fund for S50.00000 425 Morse Hill Road scholarships for students from Dutchess and adjacent Amenia, NY 12501 hid-Hudson Valley counties Kingston Hospital Public Chanty N/A Towards the implementation of a patient safety and S120,00000 396 Broadway quality assurance program in the Kingston Hospital Kingston, NY 12401-4626 Lagrange Association Library Public Chanty N/A A Management Assistance Program mini-grant for $5,000 00 488 Freedom Plains Rd Ste 109 marketing & communications planning Poughkeepsie, NY 12603-2690 Legal Services of the Hudson Public Chanty N/A Renewed support for the Children's Advocacy $50,000 00 Valley Program, which provides children in Dutchess County 90 Maple Avenue with legal representation around education , health White Plains , NY 10601 care public benefits and family matters Legal Services of the Hudson Public Chanty N/A Renewed support for the Children 's Advocacy $ 50,000 00 Valley Program, which provides children in Dutchess County 90 Maole Avenue w,rt, le at represent-anon _„_"d edu-at. on. health White Plains NY 10601 care public benefits and family matters Lexington Center For Recovery Public Chanty N/A A Management Assistance Program mini- grant for $10,000 00 116 Radio Circle staff training and technical assistance to increase Suite 307 -309 productivity and efficiency Mount Kisco. NY 10549-2631 Literacy Orange Public Chanty N/A A two year grant for post-merger general operating $45,000 00 70 Fulton Street support, as part of the Foundation's Strategic Middletown , NY 10940-5251 Restructuring Initiative Loyola School Public Chanty N/A For general operating support $ 5,000 00 980 Park Avenue New York , NY 10028 Lyall Memorial Federated Church Public Chanty N/A For general operating support $ 3,000 00 P 0 Box426 West Maple Avenue Millbrook, NY 12545 Madison Valley Hospital Public Chanty N/A For general operating support $ 7,500 00 Foundation Inc PO Box 993 Ennis. MT 59729-0000 Manhattan Theatre Club Public Chanty N/A For general operating support $ 5,000 00 311 West 43rd Street 8th Floor New York, NY 10036 Page 11 of 21 Attachment Iq The Dysbn -Foundation 990-PF Part XV 1231 /2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Marietta College Public Chanty N/A A grant in recognition of the Dyson Foundation's 50th $1,000,000 0 215 Fifth Street Anniversary, towards the construction of a new college 0 Marietta, OH 45750-3031 library to be known as the Learning and Library Resource Center Marietta College Public Chanty N/A For general operating support. $75,000 00 215 Fifth Street Marietta, OH 45750-3031 Manst College Public Chanty N/A Toward the department of athletics $26,000 00 3399 North Road Poughkeepsie, NY 12601-1387 Marist College Public Chanty N/A Toward endowing the Marjorie H Clark Lecture on $25,000 00 3399 North Road Ethics and the Law Poughkeepsie, NY 12601-1387 Manst College Public Chanty N/A Toward the cost of applying for an FCC broadcast $5,000 00 3399 North Road license for a college radio station Poughkeepsie NY 12601-1387 Manst College Public Chanty N/A A multi-year capital grant for the construction of an $600,000 00 3399 North Road addition to the Dyson Center Poughkeepsie, NY 12601-1387 Manst College Public Chanty N/A Towards a study of public opinion on the issue of $182,000 00 3399 North Road government consolidation Poughkeepsie NY 12601-1387 Maverick Concerts Inc Public Chanty N/A A Management Assistance Program mim-grant for $10,000 00 PO Box 9 board develooment Woodstock, NY 12498 Media Matters for America Public Chanty N/A For general operating support $200,000 00 455 Massachusetts Avenue, NW Suite 600 Washington, DC 20001 Media Matters for America Public Chanty N/A For general operating support $50,000 00 455 Massachusetts Avenue, NW Suite 600 Washington, DC 20001 Mediation Center of Dutchess Public Chanty N/A Continued support of "Wise Talk", a mediation $50,000 00 County program for senior citizens and their families 147 Union Street Suite 102 Poughkeepsie, NY 12601 Mental Health America of Public Chanty N/A For general operating support $50,000 00 Dutchess County 253 Mansion Street Poughkeepsie, NY 12601 Mental Health Association of Public Chanty N/A Towards integration expenses associated with the $15,000 00 Columbia-Greene Counties merger between the Mental Health Association of 713 Union Street Columbia-Greene Counties and the REACH Center Hudson, NY 12534 Mid-Hudson Children's Museum Public Chanty N/A For general operating support $125,000 00 75 North Water Street Poughkeepsie, NY 12601 Page 12 of 21 Attachment 19 The Dysbn Foundation 990-PF Part XV 1213l/2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Mid-Hudson Civic Center Public Chanty N/A A Management Assistance Program mini -grant for $8,000 00 14 Civic Center Plaza strategic planning Poughkeepsie, NY 12601 Mid-Hudson Pattern for Progress Public Chanty N/A Towards research into the possibilities for, and $45,000 00 3 Washington Center implementation of, shared and consolidated local Newburgh, NY 12550 government services in the Hudson Valley Mid-Hudson Pattern for Progress Public Chanty N/A Towards restructuring work with the Hudson Valley $35,000 00 3 Washington Center Regional Council, as part of the Foundanon's Strategic Newburgh, NY 12550 Restructuring Initiative Mid-Hudson Pattern for Progress Public Chanty N/A Towards the development of a regional website S19,00000 3 Washington Center focused on intergovernmental cooperation Newburgh, NY 12550 Mill Street Loft Public Chanty N/A A multi-year grant for general operating support $50,000 00 45 Pershing Avenue Poughkeepsie , NY 12601-2729 Millbrook Central School District Public Chanty N/A For general operating support $25,000 00 Educational Foundation P O Box 453 Thorne Building Millbrook, NY 12545 Millbrook Free Library Public Chanty N/A For general operating support $5,000 00 3 Friendly Lane Millbrook, NY 12545 Mtllhrook Schnnl Pubs c Ch'.- y N,' Ca pit."I ^,:^d•rig to..::d5 a .... ., ...ath and sc cncc S200,000_00 School Road building Millbrook, NY 12545 Mount Beacon Incline Railway Public Chanty N/A Towards a market analysis and feasibility study for the $42,500 00 Restoration Society Mount Beacon Incline Railway PO Box 1248 Beacon, NY 12508 Mount Saint Mary College Public Chanty N/A A multi-year grant towards construction of a S46,00000 330 Powell Avenue Mathematics , Science & Technology Center and new Newburgh. NY 12550 Nursing Learning Resource Center Museum of the City of New York Public Chanty N/A Support for the exhibition "The Greatest Grid The $30,00000 1220 Fifth Ave Master Plan of New York" New York, NY 10029 National Center for Family Public Chanty N/A For general operating support $3,500 00 Philanthropy 101 Connecticut Ave NW Suite 220 Washington , DC 20036 Neighborhood Economic And Public Chanty N/A Toward NECAP's 2010-2011 after-school program $50,000 00 Cultural Activity Program summer program , and youth and family activities at 4 Howard Street the New Hope Community Center in Poughkeepsie Poughkeepsie , NY 12601-2106 Neversmk Valley Area Museum Public Chanty N/A Towards an assessment of collaboration with a local $10,000 00 PO Box 263 historical society, as part of the Foundation's Strategic Cuddebackville, NY 12729-0263 Restructuring Initiative Page 13 of 21 Attachment 19 The Dystrf Foundation 990-PF Part XV 12/31/2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid New School University Public Chanty N/A A multi-year grant towards a series of roundtable S30,00000 66 West 12th Street discussions about the campaigns for the top elected New York, NY 1001 1 offices in New York City and New York State, to be held at Milano The New School for Management and Urban Policy New York City Center Public Chanty N/A For general operating support S25,00000 130 West 56th Street New York, NY 10019 New York City Opera Public Chanty N/A A two-year grant for general operating support S25,00000 David H Koch Theater 20 Lincoln Center New York, NY 10023-6913 New York Council of Nonprofits Public Chanty N/A Towards scholarships for NYCON's new executive $8,500 00 272 Broadway directors retreat and training, for participants from Albany, NY 12204 Mid-Hudson Valley nonprofits New York Council of Nonprofits Public Chanty N/A Renewed multi-year support of a muln-disciplinary $85,000 00 272 Broadway management support center for nonprofits in the Albany, NY 12204 Mid-Hudson Valley New York Council of Nonprofits Public Chanty N/A Towards NYCON's work facilitating restructuring S35,00000 272 Broadway negotiations between two Mid-Hudson Valley Albany. NY 12204 nonprofits New York Restoration Project Public Chanty N/A Toward educational programs $4,500 00 254 West 31st Street, 10th Floor New York, NY 10001 New York Stage & Film Company Public Chanty N/A Toward the Apprenticeship Program $4,000 00 315 West 36th Street 4 1006 New York, NY 10018 New York University Medical Public Chanty N/A Toward breast cancer clinical studies $10,000 00 Center Office of Development One Park Avenue. 17th Floor New York, NY 10016 Newburgh Loaves & Fishes Public Chanty N/A For general operating support $3,000 00 PO Box 2844 Newburgh, NY 12550 Newburgh Performing Arts Public Chanty N/A Towards after-school programming in Newburgh $35,000 00 Academy 62 Grand Street Newburgh. NY 12550 Newburgh Performing Arts Public Chanty N/A Towards The After-school Project (TAP) for $75,000 00 Academy Newburgh youth, and towards expenses related to the 62 Grand Street organization's merger with the Glenn E Hines Boys & Newburgh, NY 12550 Girls Club Newburgh Performing Arts Public Chanty N/A Towards The After-school Project (TAP) for $62,000 00 Academy Newburgh youth, and towards expenses related to the 62 Grand Street organization's merger with the Glenn E Hines Boys & Newburgh, NY 12550 Girls Club Page 14 of 21 Attachment Jq The Dyson Foundation 990-PF Part XV 12A31/201 0 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Newburgh Performing Arts Public Chanty N/A Towards The After-school Project (TAP) for $98,000 00 Academy Newburgh youth, and towards expenses related to the 62 Grand Street organization's merger with the Glenn E Hines Boys & Newburgh, NY 12550 Girls Club North East Community Center Public Chanty N/A Towards continued multi-year support for NECCs $75,000 00 51 South Center Street after-school programming for students in grades K-8 P O Box 35 in northeastern Dutchess County Millerton, NY 12546 Northern Dutchess Hospital Public Chanty N/A Towards the renovation of the Neugarten Family Birth $125,000 00 Foundation Center at Northern Dutchess Hospital and towards the 99 Montgomery Street purchase of equipment for the Women's Imaging Rhinebeck, NY 12572 Center Northern New York Community Public Charity N/A For support of Operation Snowstorm, which provides $5,000 00 Foundation coats and other winter clothing for children in 120 Washington Street Northern New York Suite 400 Watertown, NY 13601-3330 Northwestern University Public Chanty N/A For general operating support $5,000 00 C/O Office of Foundations Relations 2020 Ridge Avenue Evanston, IL 60208-4308 Nubian Directions q Public Chanty N/A Towards Nubian Directions' YouthBuild program for $25,000 00 248-250 Main Street economically disadvantaged out-of-school youth ages Poughkeepsie, NY 12601 16-24. which provides GED prep, constructions skills training, and leadership and ;oh-skills training Oakwood Friends School Public Chanty N/A Multi-year support for the 2010 and 2011 Summer $5,000 00 22 Spackenkill Rd Youth Advocacy Program, a two-week summer Poughkeepsie, NY 12603-5335 training program for youth aged 13 - 18 focused on increasing understanding of the political process, political advocacy, and civic participation Omega Institute For Holistic Public Chanty N/A Towards Omega's Service Week 2010, a program that $25,000 00 Studies opens the Omega campus to board and staff members 150 Lake Drive of nonprofit organizations for retreat activities Rhinebeck, NY 12572-3252 Open Space Conservancy Public Chanty N/A Multi-year support for the Alliance for New York $100,000 00 1350 Broadway, Suite 201 State Parks New York, NY 100 18-0983 Orange County Cerebral Palsy Public Chanty N/A A Management Assistance Program mini-grant for $9,000 00 Association Inc strategic planning 2 Fletcher Street Goshen, NY 10924 Osborne Association Public Chanty Towards a program that helps formerly incarcerated $50,000 00 809 Westchester Ave N/A people transition back into the Dutchess County Bronx, NY 10455 community Pace University Public Chanty N/A A grant in recognition of the Dyson Foundation's 50th $1,500,000 00 Dyson College of Arts and Science Anniversary to fund scholarships. to create the Dyson One Pace Plaza Student Opportunities Fund, and for the renovation of New York, NY 10038-1598 the Dyson School laboratories Page 15 of 21 Attachment 9 The D,ysbn Foundation 990-PF Part XV 12/31/2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Partners in Health Public Chanty N/A Continued support for the Model of Architecture S100,00000 888 Commonwealth Avenue, 3rd Serving Society project, which provides architectural Floor services for non-profits such as hospitals who can't Boston, MA 02215 typically afford such work in localities such as Rwanda and Haiti Philanthropy New York Public Chanty N/A For general operating support $5,000 00 79 Fifth Avenue, Fourth Floor New York, NY 10003-3076 Phillies Bridge Farm Project Public Chanty N/A A Management Assistance Program mini-grant for $1,400 00 45 Phillies Bridge Rd professional development. New Paltz, NY 12561-2625 Pierpont Morgan Library Public Chanty N/A A grant in recognition of the Dyson Foundation's 50th S100,00000 225 Madison Avenue Anniversary, towards the renovation and expansion of New York, NY 10016-3205 the Pierpont Morgan Library, in memory of Franklin H Kissner Pine Hill Community Center LTD Public Chanty N/A A Management Assistance Program mini-grant for $8,000 00 PO Box 647 fund development planning and training 287 Main Street Pine Hill, NY 12465 Planned Parenthood Federation of Public Chanty N/A A multi-year grant for general operating support $325,000 00 America 434 West 33rd Street New York, NY 10001 Planned Parenthood of the Public Chanty N/A Towards an information technology infrastructure $169,000 00 Mid-Hudson Valley project, to include implementing electronic health 178 Church Street -cords Poughkeepsie, NY 12601-4165 Planned Parenthood of the Public Chanty N/A For general operating support $50,000 00 Mid-Hudson Valley 178 Church Street Poughkeepsie, NY 12601-4165 Planned Parenthood of the Public Chanty N/A For general operating support S10,00000 Mid-Hudson Valley 178 Church Street Poughkeepsie, NY 12601-4165 Port Chester Carver Center Public Chanty N/A Toward teen related programs $2,500 00 400 Westchester Avenue Port Chester, NY 10573 Poughkeepsie Farm Project Public Chanty N/A Multi-year support for the Food Share project, which $20,000 00 P O Box 3143 provides fresh produce to shelters and emergency food Poughkeepsie, NY 12603 providers as well as directly to economically disadvantaged households in the City of Poughkeepsie Poughkeepsie-Highland Railroad Bridge Public Chanty N/A Towards general operating support and designated S40,00000 Co, Inc support for 2010 expenditures PO Box 889 Poughkeepsie, NY 12602 Poughkeepsie-Highland Railroad Bridge Public Chanty N/A Towards an income-generating merchandise program $25,000 00 Co , Inc for the Walkway Over the Hudson PO Box 889 Poughkeepsie, NY 12602 Page 16 of 21 Attachment I 9 The Dysbn'Foundatlon 990-PF Part XV 12/-31/2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Poughkeepsie-Highland Railroad Bridge Public Chanty N/A Towards general operating support and designated $25,000 00 Co, Inc support for 2010 expenditures PO Box 889 Poughkeepsie, NY 12602 Poughkeepsie-Highland Railroad Bridge Public Chanty N/A Towards general operating support and designated $26,000 00 Co, Inc support for 2010 expenditures PO Box 889 Poughkeepsie, NY 12602 Poughkeepsie-Highland Railroad Bridge Public Chanty N/A Support for the Walkway Over the Hudson's $75,000 00 Co, Inc operational expenses for 2010 - 2011 PO Box 889 Poughkeepsie, NY 12602 Poughkeepsie-Highland Railroad Bridge Public Chanty N/A Towards general operating support and designated $25,000 00 Co, Inc support for 2010 expenditures PO Bor 889 Poughkeepsie, NY 12602 Poughkeepsie United Methodist Public Charity N/A Continued support for the Harriet Tubman Academic $30,000 00 Church Skills Center's after-school and summer programs for 2381 New Hackensack Road elementary school children Poughkeepsie, NY 12603 PRASAD Children's Dental Health Public Chanty N/A Towards replacement of this organization's mobile S75.00000 Project dental clinic that provides dental care to children in 465 Buckman Road rural communities in Ulster County Harleyville NY 12747 Prep For Prep Public Chanty N/A For general operating support $10,000 00 328 West 71st Street New York, NY 10023 Pro Pubhca Inc Public Chanty N/A For general operating support $100,000 00 One Exchange Plaza, 23rd Floor New York, NY 10006-3734 Putnam Associated Resource Public Chanty N/A Towards the implementation of a direct support staff $20,000 00 Centers training program Terravest Corporate Park 31 International Blvd Brewster, NY 10509 Queens Galley Public Chanty N/A For general operating support $3,000 00 254 Washington Ave Kingston, NY 12401 REAL Skills Network Inc Public Chanty N/A Towards youth development programming for $10,000 00 Family Partnership Center elementary school children in the City of 29 N Hamilton Street Poughkeepsie Poughkeepsie, NY 12601 Resource Center for Accessible Public Chanty N/A Continued funding towards services to support and $50,000 00 Living advocate for Ulster County public school students with 727 Ulster Avenue disabilities Kingston, NY 12401-1709 Young Rhinebeck Public Chanty N/A Multi-year support for the Life, Learning & Language $9,000 00 PO Box 590 program, an after-school program for Rhinebeck Rhinebeck, NY 12572 elementary school students whose families do not speak English as their first language Page 17 of 21 Attachment 19 The DysOn- Foundation 990-PF Part XV 12/31 /2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid River Valley Rep Inc Public Chanty N/A For general operating support. $6,000 00 Manst College MSC 14199 3399 North Rd Poughkeepsie. NY 12601-1354 Roosevelt Institute Public Chanty N/A A multi-year grant for general operating support. 4079 Albany Post Road Hyde Park, NY 12538 Roosevelt Institute Public Chanty N/A Towards the capital campaign for the Franklin D 4079 Albany Post Road Roosevelt Four Freedoms Park on Roosevelt Island Hyde Park, NY 12538 Rural & Migrant Ministry Public Chanty N/A A multi-year grant for general operating support P O Box 4757 Poughkeepsie, NY 12602 Rural Ulster Preservation Public Chanty N/A For general operating support Company 289 Fair Street Kingston, NY 12401 Safe Homes of Orange County Public Chanty N/A A Management Assistance Program mini -grant for PO Box 649 professional development Newburgh, NY 12550 Saint Francis Hospital & Health Public Chanty N/A Towards the Preventing Alcohol and Drug Abuse Centers through Primary Education (PADAPE) in-school 241 North Road educational program Poughkeepsie, NY 12601 Saint Stanislaus Kostka Church Public Chanty N/A Toward adult education PO Box 558 1590 Main St Pleasant Valley, NY 12569 Scenic Hudson Public Charity N/A A multi- year grant for general operating support One Civic Center Plaza, Suite 200 Poughkeepsie, NY 12601-3156 Scenic Hudson Public Chanty N/A A multi-year grant for general operating support One Civic Center Plaza, Suite 200 Poughkeepsie, NY 12601-3156 Seed Savers Exchange Public Chanty N/A For general operating support 3094 North Winn Road Decorah. IA 52101-7776 Shaker Museum and Library Public Chanty N/A Towards the assessment of a potential merger with 88 Shaker Museum Road another museum in the region , as part of the Old Chatham, NY 12136 Foundation's Strategic Restructuring Initiative Solar Energy Consortium Public Chanty N/A Towards planning of a merger with the College of 434 Old Neighborhood Road Nanoscale Science and Engineering of the University Kingston, NY 12401 at Albany - SUNY, as part of the Foundation's Strategic Restructuring Initiative Saint George's Episcopal Church Public Chanty N/A Towards programming for teen parents and their 105 Grand Street children in the City of Newburgh Newburgh, NY 12550 Saint Joseph's Church Public Chanty N/A For general operating support P O Box 439 Millbrook, NY 12545 Page 18 of 21 Attachment ) 9 The Dyson Foundation 990-PF Part XV 12/31/2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Saint Martin de Porres Public Chanty N/A For general operating support. $2,000 00 118 Cedar Valley Road Poughkeepsie, NY 12603-4827 Saint Simeon Foundation Public Chanty N/A Toward the Maple Grove Restoration Fund 24 Beechwood Avenue Poughkeepsie, NY 12601 Saint Thomas Episcopal Church Public Chanty N/A Support for the church 's food pantry in northeast PO Box 433 Dutchess County Wassaic, NY 12592 State University of New York, Public Chanty N/A Towards the college's new nursing simulation lab and Orange virtual clinical learning center 115 South Street Middletown NY 10940 Susie Reizod Foundation Public Chanty N/A Toward the purchase of shoes PO Box 816 New Paltz NY 12561 Syracuse University Public Charity N/A Toward the Law Library Skytop Office Bldg Comptrollers Off Syracuse, NY 13244-0001 Third Way Institute Public Chanty N/A Continued general operating support of the Third Way 1025 Connecticut Ave NW, Suite Institute, a project of the Tides Center which focuses 501 on policy research and communications projects to Washington, DC 20036 develop and support progressive public policy Thomas Cole Historic House Public Chanty N/A A Management Assistance Program mini-grant for 218 Spring Street, PO Box 426 strategic planning Catskill, NY 12414 Thoroughbred Retirement Public Chanty N/A For general operating support Foundation 450 Shrewsbury Plaza Ste 351 Shrewsbury, NJ 07702 Town of Washington Public Chanty N/A Towards a series of visioning workshops seeking PO Box 667 public input as part of the town's process to update its Millbrook, NY 12545 comprehensive plan Ulster Literacy Association Public Chanty N/A Towards the Community Literacy Center, which 480 Aaron Court provides group literacy classes to English language Willowbrook Park learners in Kingston and Ulster County Kingston, NY 12401 United Way of Dutchess County Public Chanty N/A Support for business planning for a possible merger 75 Market Street between two United Way's in the Mid-Hudson Valley, Poughkeepsie, NY 12601 as part of the Foundation 's Strategic Restructuring Initiative United Way of Ulster County Public Chanty N/A Support for Project HOPE, a mentonng program for 450 Albany Avenue low-income women living in Ulster County focused on Kingston, NY 12401 helping women achieve self-sufficiency United Way of Ulster County Public Chanty N/A For general operating support 450 Albany Avenue Kingston, NY 12401 Page 19 of 21 Attachment 19 • The Dysbn Foundation 990-PF Part XV 12/-31 /2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Vanaver Caravan Public Chanty N/A A Management Assistance Program mini-grant for $10,00000 Water Street Market strategic planning 10 Main Street, Suite 322 New Paltz. NY 12561-1762 Vassar Brothers Medical Center Public Chanty N/A Towards a new ambulatory surgery facility $500,000 00 Foundation Reade Place Poughkeepsie , NY 12601 Vassar Brothers Medical Center Public Chanty N/A Towards a capital acquisition and expansion program $1 ,250,000 0 Foundation to increase hospital space, parking facilities, and space Reade Place for ancillary services on the Vassar Brothers Medical Poughkeepsie, NY 12601 Center campus in Poughkeepsie Vassar College Public Chanty N/A A multi-year grant towards a program for $200.00000 124 Raymond Avenue Poughkeepsie High School students to improve college Poughkeepsie, NY 12601 readiness and increase the number of students who attend college Vassar-Warner Home Public Chanty N/A For general operating support $65,000 00 52 South Hamilton Street Poughkeepsie, NY 12601 Verbank United Methodist Church Public Chanty N/A For general operating support $3,000 00 on the Green PO Box 25 Verbank, NY 12585 Vineyard Community Church Public Chanty N/A Towards the No Strings Attached Food Pantry $1.00000 No Strings Attached Food Pantry 609 Rte 82 Hopewell Junction, NY 12533-5746 Warwick Day Care Center Public Chanty N/A Towards exploring a range of restructuring $29.50000 18 Grand Street opportunities with a group of nonprofit daycare Warwick, NY 10990 providers in Orange County, as part of the Foundation's Strategic Restructuring Initiative Washington and Lee University Public Chanty N/A Towards the renovation and refurbishment of the $50,000 00 204 West Washington Street Lexington. VA 24450-0303 Wilson Field athletic facility Weill Medical College of Cornell Public Chanty N/A Towards a professorship in pediatric retinal disease $100,000 00 University 1300 York Avenue Room F105 New York. NY 10021 Weill Medical College of Cornell Public Chanty N/A A grant in recognition of the Dyson Foundation's 50th S 1.000,000 00 University Anniversary, to the Ophthalmology Department, 1300 York Avenue Room F105 which will name the Ophthalmology floor in the new New York. NY 10021 Ambulatory Care and Medical Education Building in honor of the Dyson Family Workers' Rights Law Center of Public Chanty N/A Towards assessment of a potential merger with another $8,000 00 New York legal advocacy organization, as pan of the 101 Hurley Avenue, Suite 5 Foundation's Strategic Restructuring Initiative Kingston, NY 12401 Workers' Rights Law Center of Public Chanty N/A Towards assessment of a potential merger with another $1,000 00 New York legal advocacy organization, as part of the 101 Hurley Avenue, Suite 5 Foundation's Strategic Restructuring Initiative Kingston, NY 12401 Page 20 of 21 Attachment I q Th? Dyson Foundation 990-PF Part XV 12/31/2010 EIN #13-6084888 Recipient Status of Recipient Relationship Purpose of Grant Amount Paid Workers' Rights Law Center of Public Chanty N/A Towards the planning of a potential merger with $25,000 00 New York another legal advocacy organization, as part of the 101 Hurley Avenue, Suite 5 Foundation's Strategic Restructuring Initiative Kingston, NY 12401 Workers' Rights Law Center of Public Chanty N/A Continued support towards outreach, advocacy, and $50,000 00 New York legal services for low-wage workers in the 101 Hurley Avenue, Suite 5 Mid-Hudson Valley Kingston, NY 12401 YMCA Camp Ockanickon Public Chanty N/A Toward the rebuilding of the dams $7,500 00 1303 Stokes Ave Medford. NJ 08055 YWCA of Ulster County Public Chanty N/A Towards youth development programming for girls in $12,50000 209 Clinton Avenue Ulster County using the Girls. Inc model Kingston, NY 12401 Zion Episcopal Church Public Chanty N/A Towards the Food Pantry at Zion Episcopal Church S1.00000 12 Saterlee Place Wappingers Falls, NY 12590 $17,630,975 Page 21 of 21 Attachment I 9 The Dyson Foundation 990-PF Grants Approved for Future Payment December 31, 2010 EIN #13-6084888 Status of Approved for Recipient Recipient Relationship Purpose of Grant Future Payment Abbott House Public N/A For continued support of an $37,000 100 North Broadway Charity intensive in-home foster care Irvington-on-Hudson , NY 10533-1246 placement prevention program in Dutchess County AIDS Council of Northeastern New York Public N/A Toward outreach to help establish $30,000 927 Broadway Charity intensive case management services Albany, NY 12207 for Columbia and Greene Counties American Cancer Society Public N/A Towards expansion of the volunteer $14,000 Eastern Division Chanty driver (Road to Recovery) program 132 West 32nd Street and towards direct transportation New York, NY 10001 assistance for cancer patients in Dutchess, Orange, Putnam, and Ulster counties American Museum of Natural History Public N/A A multi-year grant for general $400,000 Central Park West at 79th Street Charity operating support New York, NY 10024-5192 American Red Cross of Dutchess County Public N/A A multi-year grant for general $65,000 103 Hooker Ave Charity operating support Poughkeepsie, NY 12601 Angel Food East Public N/A Continued multi-year support of a $24,000 PO Box 3813 Chanty hot meals delivery program for Kingston , NY 12402 persons with HIV/AIDS Bard College Public N/A Continued multi-year scholarship $50,000 P.O Box 5000 Chanty support for students from the Mid- Annandale-on-Hudson , NY 12504-5000 Hudson Valley counties of Columbia, Dutchess, Greene, Orange, Putnam, and Ulster Benedictine Health Foundation Public N/A For support of the Rosemary D. $25,000 105 Mary's Avenue Chanty Gruner Memorial Cancer Fund, Kingston , NY 12401 which provides financial assistance to qualified cancer patients in Ulster County to help with expenses not covered by insurance (nutritional supplements, prostheses, travel costs, etc.) Page 1 Attachment _ID The Dyson Foundation 990-PF Grants Approved for Future Payment December 31, 2010 EIN #13-6084888 Status of Approved for Recipient Recipient Relationship Purpose of Grant Future Payment Berkshire Taconic Community Foundation Public N/A A challenge grant to help build the $40,000 800 North Main St., PO Box 400 Chanty endowment of the Northeast Sheffield, MA 01257-0400 Dutchess Fund (an area fund) of this community foundation. Center for Governmental Research Public N/A Towards the research and $136,000 One South Washington Street Chanty development of a set of community Suite 400 indicators and a community profile Rochester, NY 14614 website for Dutchess, Orange, and Ulster counties Center for Performing Arts at Rhinebeck Public N/A A two year capital grant towards the $50,000 P.O Box 148 Chanty expansion of the Center's building. Rhinebeck, NY 12572-0148 Community Foundation of Dutchess County Public N/A For general operating expenses to $80,000 80 Washington Street, Suite 201 Charity launch the Ulster County Poughkeepsie, NY 12601-2304 Community Foundation and towards matching grant funds to encourage unrestricted giving to the Community Foundation by new donors. Community Foundation of Dutchess County Public N/A Towards the relocation of the $1 12,500 80 Washington Street, Suite 201 Chanty Pleasant Valley train station to the Poughkeepsie , NY 12601-2304 Dutchess County Fairgrounds Cornell Cooperative Extension of Dutchess Public N/A Continued multi-year support for the $38,500 County Charity Green Teen Community Gardening 2715 Route 44 Suite One Program, an after-school and Millbrook, NY 12545-5566 summer program for youth from the cities of Poughkeepsie and Beacon that focuses on nutrition, agriculture, food justice, financial management, and entrepreneurship. Page 2 Attachment aO The Dyson Foundation 990-PF Grants Approved for Future Payment December 31, 2010 EIN #13-6084888 Status of Approved for Recipient Recipient Relationship Purpose of Grant Future Payment Cornell University Public N/A A grant in recognition of the Dyson $2,000,000 130 East Seneca Street, Ste. 400 Charity Foundation's 50th Anniversary, for Ithaca, NY 14850-4353 the creation and endowment of the Dyson Scholars program in the Department of Applied Economics and Management in the College of Agriculture and Life Sciences Cornell University Public N/A A three-year grant towards $300,000 130 East Seneca Street, Ste 400 Charity scholarship support for the 2010- Ithaca, NY 14850-4353 2012 academic years for students from Dutchess County. Council on Addiction Prevention & Education Public N/A Multi-year support for the Marathon $50,000 of Dutchess County Charity Project, which promotes positive 82 Washington Street behaviors for youth through distance Suite 205A running training and mentoring. Poughkeepsie, NY 12601 Culinary Institute of America Public N/A A multi-year grant towards $25,000 1946 Campus Drive Charity scholarships for Hudson Valley Hyde Park, NY 12538-1499 students who could not otherwise afford to attend the Culinary Institute. First Presbyterian Church of Millerton Public N/A A three-year grant towards the $20,000 PO Box 427 Chanty church's English as a Second 58 Main Street Language classes for residents of Millerton, NY 12546-0427 northeastern Dutchess County and surrounding areas. Foundation Center Public N/A General Operating Support $7,000 79 Fifth Avenue New York, NY 10013-3076 Chanty Gateway to Entrepreneurial Tomorrows Public N/A Towards the cost of a staff position $150,000 PO Box 1387 Charity that will be shared between GET 280 Broadway and three other nonprofit Newburgh, NY 12551 organizations, as part of the Foundation's Strategic Restructuring Initiative. Grace Church Public N/A A multi-year grant for general $ 180,000 Franklin Avenue Chanty operating support. P.O. Box 366 Millbrook, NY 12545 Page 3 Attachment ap • The Dyson Foundation 990-PF Grants Approved for Future Payment December 31, 2010 EIN #13-6084888 Status of Approved for Recipient Recipient Relationship Purpose of Grant Future Payment Grace Church Public N/A Continued multi-year support for the $60,000 Franklin Avenue Chanty Youth Ministry Program. P 0. Box 366 Millbrook, NY 12545 Grace Church Public N/A Funding to underwrite annual rent $2,400 Franklin Avenue Charity and related activities of the P 0. Box 366 Millbrook Senior Citizen's Club Millbrook, NY 12545 Health Alliance of the Hudson Valley Public N/A A multi-year grant for a medical $375,000 396 Broadway Charity interpreter program at Health Kingston, NY 12401-4626 Alliance's three affiliated hospitals. Health Quest Public N/A A grant in recognition of the Dyson $1,500,000 1351 Route 55 Charity Foundation's 50th Anniversary, to Suite 200 enhance and upgrade medical LaGrangeville, NY 12540 information technology throughout the Health Quest system, including Northern Dutchess, Vassar Brothers, and Putnam Hospitals. High Mowing School Public N/A A matching grant towards the capital $100,000 222 Isaac Frye Highway Chanty campaign Wilton, NH 03086 Hopewell Reformed Church Public N/A Continued support for the $6,000 143 Beekman Road Charity Community Maintenance Program, Hopewell Jct., NY 12533 which provides free or low-cost home repairs to low-income homeowners in the greater southern Dutchess County area Hudson River Playback Theatre Public N/A Renewed support towards the $24,000 137 Hasbrouck Road Charity 'Immigrant Stones' project, which New Paltz, NY 12561 uses theatre as a means of integrating recent immigrants into the communities of the Mid-Hudson Valley Kildonan School Public N/A Towards the creation of an $350,000 425 Morse Hill Road Chanty endowment fund for scholarships for Amema, NY 12501 students from Dutchess and adjacent Mid-Hudson Valley counties Page 4 Attachment a0 • The Dyson Foundation 990-PF Grants Approved for Future Payment December 31, 2010 EIN #13-6084888 Status of Approved for Recipient Recipient Relationship Purpose of Grant Future Payment Literacy Orange Public N/A A two year grant for post-merger $45,000 70 Fulton Street Charity general operating support, as part of Middletown, NY 10940-5251 the Foundation's Strategic Restructuring Initiative Marietta College Public N/A A grant in recognition of the Dyson $200,000 215 Fifth Street Chanty Foundation's 50th Anniversary, Marietta, OH 45750-3031 towards the construction of a new college library to be known as the Learning and Library Resource Center. Marist College Public N/A A multi-year capital grant for the $600,000 3399 North Road Charity construction of an addition to the Poughkeepsie, NY 12601-1387 Dyson Center Media Matters for Amenca Public N/A For general operating support. $250,000 455 Massachusetts Avenue, NW Chanty Suite 600 Washington, DC 20001 Media Matters for America Public N/A For general operating support. $500,000 455 Massachusetts Avenue, NW Chanty Suite 600 Washington, DC 20001 Mental Health Association of Columbia- Public N/A Towards an after-school program for $33,000 Greene Counties Charity elementary school children in the 713 Union Street Catskill Central School District Hudson, NY 12534 Mid-Hudson Pattern for Progress Public N/A For general operating support $20,000 3 Washington Center Chanty Newburgh, NY 12550 Mill Street Loft Public N/A A multi-year grant for general $50,000 45 Pershing Avenue Chanty operating support Poughkeepsie, NY 12601-2729 Mount Saint Mary College Public N/A A multi-year grant towards $90,000 330 Powell Avenue Chanty construction of a Mathematics, Newburgh, NY 12550 Science & Technology Center and new Nursing Learning Resource Center. Page 5 Attachment do • The Dyson Foundation 990-PF Grants Approved for Future Payment December 31, 2010 EIN #13-6084888 Status of Approved for Recipient Recipient Relationship Purpose of Grant Future Payment New School University Public N/A A mutli-year grant towards a serves $30,000 66 West 12th Street Charity of roundtable discussions about the New York, NY 1001 1 campaigns for the top elected offices in New York City, to be held at Milano The New School for Management and Urban Policy New York Council of Nonprofits Public N/A Renewed multi-year support of a $170,000 272 Broadway Chanty multi-disciplinary management Albany, NY 12204 support center for nonprofits in the Mid-Hudson Valley North East Community Center Public N/A Towards continued multi-year $150,000 51 South Center Street Chanty support for NECC's after-school P.O Box 35 programming for students in grades Millerton , NY 12546 K-8 in northeastern Dutchess County Northern Dutchess Hospital Foundation Public N/A Towards the renovation of the $125,000 99 Montgomery Street Chanty Neugarten Family Birth Center at Rhinebeck, NY 12572 Northern Dutchess Hospital and towards the purchase of equipment wr the `r'r'ornen's imaging Centei Oakwood Fnends School Public N/A Multi-year support for the 2010 and $5,000 22 Spackenkill Rd Charity 2011 Summer Youth Advocacy Poughkeepsie , NY 12603-5335 Program, a two-week summer training program for youth aged 13 - 18 focused on increasing understanding of the political process, political advocacy, and civic participation Open Space Conservancy Public N/A Multi-year support for the Alliance $200,000 1350 Broadway , Suite 201 Charity for New York State Parks New York, NY 10018-0983 Our Lady of Lourdes High School Public N/A Towards the construction of new $100,000 131 Boardman Road Chanty athletic fields. Poughkeepsie , NY 12603-4821 Page 6 Attachment 010 • The Dyson Foundation 990-PF Grants Approved for Future Payment December 31, 2010 EIN #13-6084888 Status of Approved for Recipient Recipient Relationship Purpose of Grant Future Payment Pace University Public N/A A grant in recognition of the Dyson $3,000,000 Dyson College of Arts and Science Charity Foundation's 50th Anniversary to One Pace Plaza fund scholarships; to create the New York, NY 10038-1598 Dyson Student Opportunities Fund, and for the renovation of the Dyson School laboratories. Planned Parenthood Federation of America Public N/A A multi-year grant for general $975,000 434 West 33rd Street Charity operating support. New York, NY 10001 Planned Parenthood of the Mid-Hudson Public N/A For general operating support. $100,000 Valley Charity 178 Church Street Poughkeepsie, NY 12601-4165 Planned Parenthood of the Mid-Hudson Public N/A Towards an information technology $169,000 Valley Chanty infrastructure project, to include 178 Church Street implementing electronic health Poughkeepsie, NY 12601-4165 records. Poughkeepsie Farm Project Public N/A Multi-year support for the Food $20,000 P 0 Box 3143 Charity Share project, which provides fresh Poughkeepsie, NY 12603 produce to shelters and emergency food providers as well as directly to economically disadvantaged households in the City of Poughkeepsie Poughkeepsie-Highland Railroad Bridge Co., Public N/A Towards paying off the $11,261,895 Inc Charity Poughkeepsie-Highland Railroad PO Box 889 Bridge Co's loan from M&T for Poughkeepsie, NY 12602 constructions costs Poughkeepsie-Highland Railroad Bridge Co., Public N/A Support for the Walkway Over the $313,000 Inc Charity Hudson's operational expenses for PO Box 889 2010-2011. Poughkeepsie, NY 12602 Roosevelt Institute Public N/A A multi-year grant for general $100,000 4079 Albany Post Road Chanty operating support. Hyde Park, NY 12538 Page 7 Attachment 3 i The Dyson Foundation 990-PF Grants Approved for Future Payment December 31, 2010 E IN # 13-6084888 Status of Approved for Recipient Recipient Relationship Purpose of Grant Future Payment Scenic Hudson Public N/A A multi-year grant for general $62,500 One Civic Center Plaza, Suite 200 Chanty operating support Poughkeepsie, NY 12601-3156 Vassar Brothers Medical Center Foundation Public N/A Towards a capital acquisition and $1,250,000 Reade Place Charity expansion program to increase Poughkeepsie, NY 12601 hospital space, parking facilities, and space for ancillary services on the Vassar Brothers Medical Center campus in Poughkeepsie Vassar Brothers Medical Center Foundation Public N/A Towards a new ambulatory surgery $2,000,000 Reade Place Chanty facility Poughkeepsie, NY 12601 Vassar College Public N/A A multi-year grant towards a $200,000 124 Raymond Avenue Chanty program for Poughkeepsie High Poughkeepsie, NY 12601 School students to improve college readiness and increase the number of students who attend college. Washington and Lee University Public N/A Towards the renovation and $50,000 204 West Washington Street Chanty refurbishment of the Wilson Field Lexington, VA 24450-0303 athletic facility Young Rhinebeck Public N/A Multi-year support for the Life, $9,000 PO Box 590 Chanty Learning & Language program, an Rhinebeck, NY 12572 after-school program for Rhinebeck elementary school students whose families do not speak English as their first language YWCA of Ulster County Public N/A Towards youth development $14,500 209 Clinton Avenue Charity programming for girls in Ulster Kingston, NY 12401 County using the Girls, Inc model. Total Grants Approve for Future Payment $28,344,295 Page 8 Attachment .O Form 8868 (Rev. 1-2011) Page 2 • If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part II and check this box . . . . ► Q Note. Only complete Part 11 if you have already been granted an automatic 3-month extension on a previously filed Form 8868. • If you are filing for an Automatic 3-Month Extension, complete only Part I (on page 1). 1111 071311111__Additional (Not Automatic) 3-Month Extension of Time. Only file the original no copies needed). Type or Name of exempt organization Employer identification number print THE DYSON FOUNDATION 1 3 6 0 8 4 8 8 8 File by the Number, street, and room or suite no. It a P.O box, see instructions. extended due date for 25 HALCYON ROAD filing yota City, town or post office, state, and ZIP code. For a foreign address, see instructions. return. See instructions. MILLBROOK NY 12545 Enter the Return code for the return that this application is for (file a separate application for each return) . . . . 06-541 Application Return Application Return Is For q Code Is For Code Form 990 01 Form 990-BL 02 Form 1041-A 08 Form 990-EZ 03 Form 4720 09 Form 990-PF 04 Form 5227 10 Form 990-T (sec. 401(a) or 408(a) trust) 05 Form 6069 11 Form 990-T (trust other than above) 06 Form 8870 12 STOP! Do not complete Part 11 if you were not already granted an automatic 3-month extension on a previously filed Form 8868. • The books are in the care of ► ^^ySply ^ UNDgTlply______Telephone No. ► FAX No. ► q • If the organization does not have an office or place of business in the United States, check this box ...... ► • If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . If this is q q attach a for the whole group, check this box . . . ► . If it is for part of the group, check this box . . . . ► and list with the names and EINs of all members the extension is for. 4 I request an additional 3-month extension of time until _ 11/15/2011 5 For calendar year-20 1 0 , or other tax year beginning 20 , and ending /20 6 If the tax year entered in line 5 is for less than 12 months, check reason: l,_l Initial return D Final return q Change in accounting period 7 State in detail why you need the extension Awaltingthi[d pa_q information necessary for I a complete and accurate return______ 8a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions. $ 317,55 b If this application is for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit and any amount paid previously with Form 8868. $ 317,55 c Balance due. Subtract line Bb from line 8a. Include your payment with this form, if required, by using EFTPS (Electronic Federal Tax Payment System). See instructions. Signature and Verification Under penathes of perjury, I declare that I have examined this form, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete, and that I am authorized to prepare this form. Title Date Signature ► ► ► Form 8868 (Rev. 1-2011) Form 8868 Application for Extension of Time To File an (Rev January2011) Exempt Organization Return OMB No. 1545-1709 Department of the Tr=ig Internal Revenue Seance ► File a separate application for each return. • If you are filing for an Automatic 3-Month Extension, complete only Part I and check this box ...... ► 1 • If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part ll (on page 2 of this form). Do not complete Part Il unless you have already been granted an automatic 3-month extension on a previously filed Form 8868. Electronic filing (e-file). You can electronically file Form 8868 if you need a 3-month automatic extension of time to file (6 months for a corporation required to file Form 990-T), or an additional (not automatic) 3-month extension of time. You can electronically file Form 8868 to request an extension of time to file any of the forms listed in Part I or Part 11 with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal Benefit Contracts , which must be sent to the IRS in paper format (see instructions). For more details on the electronic filing of this form , visit www.irs.gov/efrle and click on a-file for Charities & Nonprofits. MOGNIF Automatic 3-Month Extension of Time. Only submit original (no copies needed). A corporation required to file Form 990-T and requesting an automatic 6-month extension - check this box and complete ...... Part I only ...... ► q All other corporations (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time to file income tax returns. Type or Name of exempt organization Employer identification number print THE DYSON FOUNDATION 1 3 6 0 8 4 8 8 8 File by the Number, street, and room or suite no. If a P.O. box, see instructions. due date for 25 HALCYON ROAD fill- your retreturn. See City, town or post office, state, and ZIP code. For a foreign address , see instructions. instructions. MILLBROOK NY 12545 Enter the Return code for the return that this application is for (file a separate application for each return) . . . O . 51_41 Application Return Application Return Is For Code Is For Code Form 990 01 Form 990-T (corporation) 07 Form 990-BL 02 Form 1041-A 08 Form 990-EZ 03 Form 4720 09 Form 990-PF 134 Form 5227 10 Form 990-T (sec. 401(a) or 408(a) trust) 05 Form 6069 11 Form 990-T (trust other than above) 06 Form 8870 12 • The books are in the care of ► THE DYSON FOUNDATION Telephone No. ► FAX No. ► ______q • If the organization does not have an office or place of business in the United States, check this box . . . . . ► • If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . If this is q for part of the group, check this box . . . . q and attach for the whole group, check this box . . . ► . If it Is ► a list with the names and EINs of all members the extension is for. 1 I request an automatic 3-month (6 months for a corporation required to file Form 990-T) extension of time until 08 /15/2011 to file the exempt organization return for the organization named above. The extension is ------for the organization 's return for: ► x lendaryear20 10 or ending 20 ► ax year beginning ____/, 20 __-, and ______/ 2 If the tax year entered in line 1 is for less than 12 months, check reason: q Initial return q Final return q Change in accounting period 3a If this application is for Form 990-BL, 990-PF , 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instruction s. 3a $ 317, 553 b If this application is for Form 990-PF, 990-T, 4720, or 6069 , enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit . 3b $ 157,553 c Balance due. Subtract line 3b from line 3a Include your payment with this form, if required , by using EFTPS (Electronic Federal Tax Payment System). See instructions . 3c $ 160 , 0 0 0 Caution. if you are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions. For Paperwork Reduction Act Notice , see Instructions. Cat No. 27916D Form 8868 (Rev. 1-2011) THE DYSON FOUNDATION 13-6084888 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description Date Date sold D acquired Gross sale Depreciation Cost or FMV Add basis Excess of Gain price less allowed / other as of as of FMV over or ex enses of sale allo I hsqiq 1 12/31/69 12/31/69 ad i basis ( loss ) TOTAL GAIN(LOSS) ...... 9,789,587. JSA 0E1730 1 000 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 °E70001000 RENT AND ROYALTY INCOME Taxpayer's Name Identifying Number THE DYSON FOUNDATION 13-6084888 DESCRIPTION OF PROPERTY MID-HUDSON CHILDREN'S MUSUEM BUILDING Yes I No Did you actively participate in the operation of the activity during the tax year? REAL RENTAL INCOME 581. OTHER INCOME TOTAL GROSS INCOME • ...... S tS 1 . OTHER EXPENSES: SEE ATTACHMENT DEPRECIATION (SHOWN BELOW) ...... LESS: Beneficiary's Portion . • ...... • ...... AMORTIZATION ...... LESS: Beneficiary's Portion • . . • • • • . . . . • • . • • • . • • . . . DEPLETION ...... LESS: Beneficiary's Portion ...... TOTAL EXPENSES .34 , 737. TOTAL RENT OR ROYALTY INCOME LOSS Less Amount to Rent or Royalty ...... Depreciation ...... Depletion ...... Investment Interest Expense Other Expenses ...... Net Income (Loss) to Others ...... Net Rent or Royalty Income (Loss) -34,156. Deductible Rental Loss (if Applicable) SCHEDULE FOR DEPRECIATION CLAIMED (d) (e) (g) Depreciation (i) Life (b) Cost or (c) Date (f) Basis for in (h) or 0) Depreciation of property ACRS Bus (a) Description unadjusted basis acquired , depreciation Method for this year des % prior years rate SSA Totals 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372 VHE DYSON FOUNDATION 13-6084888 SUPPLEMENT TO RENT AND ROYALTY SCHEDULE OTHER DEDUCTIONS INSURANCE 1,239. LEGAL AND OTHER PROFESSIONAL FEES 33,498. 34,737. 56566Y L161 11/5/2011 1: 18:20 PM V 10 - 8.2 304372 THE DYSON FOUNDATION 13-6084888 RENT AND ROYALTY SUMMARY ALLOWABLE TOTAL DEPLETION/ OTHER NET INCOME DEPRECIATION EXPENSES INCOME MID-HUDSON CHILDREN' 581. 34,737. -34,156. TOTALS 581. 34,737. -34,156. 56566Y L161 11/5/2011 1:18:20 PM V 10-8.2 304372