Restricted companies

COMPANY NAME REASON FOR EXCLUSION

1MDB Global Investments Ltd. Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Abdul Qader Khan Research Laboratories (AQKRL) Controversial Weapons & Global Compact Nuclear Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. Academician V.P. Makeyev State Rocket OJSC Controversial Weapons Nuclear Weapons

Adani Abbot Point Terminal Pty Ltd. Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges.

Adani Ports & Special Economic Zone Ltd Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges.

Advantage Oil & Gas Ltd. Sector involvement The company is involved in shale energy exploration and/or production.

AECOM Controversial Weapons Nuclear Weapons

AEP Texas Central Co. Sector involvement The company generates electricity from thermal coal.

AEP Texas, Inc. Sector involvement The company generates electricity from thermal coal.

AEP Transmission Co. LLC Sector involvement The company generates electricity from thermal coal.

Aerojet Rocketdyne Holdings Inc Controversial Weapons Depleted Uranium & Nuclear Weapons

Aerospace Long-March International Trade Co., Ltd. Controversial Weapons & Global Compact Cluster Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. Aeroteh SA Controversial Weapons & Global Compact Cluster Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. AES Gener S.A. Sector involvement The company generates electricity from thermal coal.

AGL Energy Limited Sector involvement The company generates electricity from thermal coal.

Agritrade Resources Limited Sector involvement The company extracts thermal coal.

Air Weapons Complex Controversial Weapons Cluster Weapons

Airbus Finance BV Controversial Weapons Nuclear Weapons

Airbus SE Controversial Weapons Nuclear Weapons

Alabama Power Co. Sector involvement The company generates electricity from thermal coal.

Alberta Energy Co. Ltd. Sector involvement The company is involved in shale energy exploration and/or production. Alcast Pressure Dies Pvt Ltd. Controversial Weapons White Phosphorus & Anti-Personnel Mines

Altria Group Inc. Sector involvement The company manufactures tobacco products.

Ameren Corporation Sector involvement The company generates electricity from thermal coal.

American Electric Power Co Inc Sector involvement The company generates electricity from thermal coal.

American Outdoor Brands Corporation Sector involvement The company manufactures and sells assault weapons to civilian customers.

Anexo Guacolda Energía S.A. Sector involvement The company generates electricity from thermal coal.

Antero Resources Corporation Sector involvement The company is involved in shale energy exploration and/or production.

Apache Corp Sector involvement The company is involved in shale energy exploration and/or production.

Appalachian Power Co. Sector involvement The company generates electricity from thermal coal.

Arab Organization for Industrialization Controversial Weapons Cluster Weapons

ARC Resources Ltd. Sector involvement The company is involved in shale energy exploration and/or production.

Arch Coal Inc Sector involvement The company extracts thermal coal.

Arcon Partners Ltd. Controversial Weapons White Phosphorus

Armaco JSC Controversial Weapons White Phosphorus

Arsenal AD Controversial Weapons & Sector White Phosphorus involvement The company manufactures and sells assault weapons to civilian customers. Aryt Industries Ltd. Controversial Weapons Cluster Weapons & White Phosphorus

Ascent Resources Utica Holdings LLC Sector involvement The company is involved in shale energy exploration and/or production.

Aselsan Elektronik Sanayi ve Ticaret Anonim Sirketi Controversial Weapons Cluster Weapons

Ashoka Industries Controversial Weapons Anti-Personnel Mines

Ashot Ashkelon Industries Ltd. Controversial Weapons White Phosphorus

Avibras Industria Aeroespacial S/A. Controversial Weapons & Global Compact Cluster Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. B.A.T Capital Corporation Sector involvement The company manufactures tobacco products.

B.A.T. International Finance p.l.c. Sector involvement The company manufactures tobacco products.

Babcock International Group PLC Controversial Weapons Nuclear Weapons

BAE Systems (Finance) Ltd. Controversial Weapons Nuclear Weapons & White Phosphorus

BAE Systems Holdings, Inc. Controversial Weapons Nuclear Weapons & White Phosphorus

BAE Systems PLC Controversial Weapons Nuclear Weapons & White Phosphorus Banpu Public Company Limited Sector involvement The company extracts thermal coal.

Battelle Memorial Institute Controversial Weapons Nuclear Weapons

Bausch Health Companies Inc Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Baytex Energy Corp. Sector involvement The company is involved in shale energy exploration and/or production.

Bechtel Corp. Controversial Weapons Nuclear Weapons

Bharat Dynamics Limited Controversial Weapons & Global Compact Nuclear Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. Birchcliff Energy Ltd Sector involvement The company is involved in shale energy exploration and/or production.

Bonanza Creek Energy Inc Sector involvement The company is involved in shale energy exploration and/or production.

Brickworks Limited Sector involvement The company owns 10-50 per cent of another company with involvement in the extraction of thermal coal. Brigham Minerals, Inc. Sector involvement The company is involved in shale energy exploration and/or production.

British American Tobacco Sector involvement The company manufactures tobacco products.

British American Tobacco (Malaysia) Berhad Sector involvement The company manufactures tobacco products.

British American Tobacco Holdings (The Netherlands) B.V. Sector involvement The company manufactures tobacco products.

British American Tobacco p.l.c. Sector involvement The company manufactures tobacco products.

Bruin E&P Partners LLC Sector involvement The company is involved in shale energy exploration and/or production.

Bulcomers KS Controversial Weapons White Phosphorus

BWX Technologies, Inc. Controversial Weapons Nuclear Weapons

Cabot Oil & Gas Corp Sector involvement The company is involved in shale energy exploration and/or production.

CACI International Inc Controversial Weapons Nuclear Weapons

California Resources Corp Sector involvement The company is involved in shale energy exploration and/or production.

Callon Petroleum Company Sector involvement The company is involved in shale energy exploration and/or production.

Canadian Natural Resources Limited Sector involvement The company extracts oil sands.

Canopy Growth Corp Sector involvement The company is involved in the development and/or cultivation of cannabis for recreational purposes. Carmat Societe Anonyme Controversial Weapons Nuclear Weapons Carrizo Oil & Gas, Inc. Sector involvement The company is involved in shale energy exploration and/or production.

Castle Peak Power Finance Co. Ltd. Sector involvement The company generates electricity from thermal coal.

CB-HDT Holdings, Inc. Controversial Weapons Nuclear Weapons

Cenovus Energy Inc. Sector involvement The company extracts oil sands.

Centennial Resource Development, Inc. Sector involvement The company is involved in shale energy exploration and/or production.

Centennial Resource Production LLC Sector involvement The company is involved in shale energy exploration and/or production.

Central Networks East Plc Sector involvement The company generates electricity from thermal coal.

Central Networks West Plc Sector involvement The company generates electricity from thermal coal.

Chesapeake Energy Corporation Sector involvement The company is involved in shale energy exploration and/or production.

Cheung Kong Infrastructure Finance BVI Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. China Aerospace International Holdings Ltd. Controversial Weapons Cluster Weapons & Nuclear Weapons

China Aerospace Science & Technology Corp. Controversial Weapons & Global Compact Cluster Weapons & Nuclear Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. China Coal Energy Company Limited Sector involvement The company extracts thermal coal.

China Huaneng Group () Treasury Mgt Holding Ltd. Sector involvement The company generates electricity from thermal coal.

China Isotope & Radiation Corp. Controversial Weapons Nuclear Weapons

China National Nuclear Corp. Controversial Weapons Nuclear Weapons

China National Nuclear Power Co Ltd Controversial Weapons Nuclear Weapons

China North Industries Corp. Controversial Weapons & Global Compact Cluster Weapons & White Phosphorus Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. China Northern Rare Earth (Group) High-Tech Co Ltd Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges.

China Petroleum & Chemical Corp. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

China Power International Development Limited Sector involvement The company generates electricity from thermal coal.

China Resources Power Holdings Company Limited Sector involvement The company generates electricity from thermal coal.

China Shenhua Energy Co Ltd Sector involvement The company extracts thermal coal.

China Shenhua Overseas Capital Co. Ltd. Sector involvement The company extracts thermal coal.

China Shipbuilding Industry Company Limited Controversial Weapons Nuclear Weapons

China Shipbuilding Industry Corp. Controversial Weapons Nuclear Weapons China Shipbuilding Industry Group Power Co., Ltd. Controversial Weapons Nuclear Weapons

China Spacesat Co Ltd Controversial Weapons Cluster Weapons & Nuclear Weapons

Chongqing Energy Investment Group Co. Ltd. Sector involvement The company generates electricity from thermal coal.

Cia Nationala ROMARM SA Controversial Weapons & Global Compact Cluster Weapons Non-Compliance & Sector involvement Principle 2: Businesses should make sure that they are not complicit in human rights abuses. The company manufactures and sells assault weapons to civilian customers. Cimarex Energy Co Sector involvement The company is involved in shale energy exploration and/or production.

CK Hutchison Capital Securities (17) Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. CK Hutchison Europe Finance (18) Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. CK Hutchison Finance (16) Limited Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. CK Hutchison Group Telecom Finance SA Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. CK Hutchison Holdings Limited Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. CK Hutchison International (16) Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. CK Hutchison International (17) Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. CK Hutchison International (19) (II) Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. CK Hutchison International (19) Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. CK Infrastructure Holdings Limited Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. CLP Holdings Limited Sector involvement The company generates electricity from thermal coal.

CLP Power HK Finance Ltd. Sector involvement The company generates electricity from thermal coal.

CLP Power Hong Kong Finance Ltd. Sector involvement The company generates electricity from thermal coal.

CNNC International Limited Controversial Weapons Nuclear Weapons

CNPC (HK) Overseas Capital Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. CNPC General Capital Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

CNX Resources Corporation Sector involvement The company is involved in shale energy exploration and/or production.

Coal India Limited Sector involvement The company extracts thermal coal.

Columbus Southern Power Co. Sector involvement The company generates electricity from thermal coal.

Commissariat à l´énergie atomique SA Controversial Weapons Nuclear Weapons

Concho Resources Inc Sector involvement The company is involved in shale energy exploration and/or production.

Conoco, Inc. Sector involvement The company is involved in shale energy exploration and/or production.

ConocoPhillips Sector involvement The company is involved in shale energy exploration and/or production.

CONSOL Energy Inc. Sector involvement The company extracts thermal coal.

Constructions Industrielles de la Mediterranee Societe Controversial Weapons Nuclear Weapons Anonyme Continental Resources Inc Sector involvement The company is involved in shale energy exploration and/or production.

Core-Mark Holding Co Inc Sector involvement The company derives revenues from the distribution and/or retail sale of tobacco products.

Covey Park Energy LLC Sector involvement The company is involved in shale energy exploration and/or production.

Crescent Point Energy Corp. Sector involvement The company is involved in shale energy exploration and/or production.

Cronos Group Inc. Sector involvement The company is involved in the development and/or cultivation of cannabis for recreational purposes.

CrownRock, L.P. Sector involvement The company is involved in shale energy exploration and/or production.

CURO Group Holdings Corp. Sector involvement The company is involved predatory lending activities.

Danica Pension Livsforsikrings A/S Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Danske Bank A/S Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Danske Bank A/S (UK) Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Dassault Aviation S.A. Controversial Weapons Nuclear Weapons & White Phosphorus

Datang International Power Generation Co., Ltd. Sector involvement The company generates electricity from thermal coal.

Defense Industries Organization Controversial Weapons Cluster Weapons & White Phosphorus

Defense Research & Development Organization Controversial Weapons & Global Compact Cluster Weapons & Nuclear Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. Devon Energy Corp Sector involvement The company is involved in shale energy exploration and/or production. Diamondback Energy Inc Sector involvement The company is involved in shale energy exploration and/or production.

DTE Electric Co. Sector involvement The company generates electricity from thermal coal.

DTEK Finance Plc Sector involvement The company generates electricity from thermal coal.

Ducommun Inc Controversial Weapons Nuclear Weapons

Duke Energy Indiana LLC Sector involvement The company generates electricity from thermal coal.

EaglePicher Technologies LLC Controversial Weapons Nuclear Weapons

Eastern Co SAE Sector involvement The company manufactures tobacco products.

Elbit Systems Ltd. Controversial Weapons White Phosphorus

Electric Power Development Co., Ltd. Sector involvement The company generates electricity from thermal coal.

Elm Road Generating Station Supercritical LLC Sector involvement The company generates electricity from thermal coal.

Empresa Electrica Angamos SA Sector involvement The company generates electricity from thermal coal.

Encana Corp Sector involvement The company is involved in shale energy exploration and/or production.

Endeavor Energy Resources, LP Sector involvement The company is involved in shale energy exploration and/or production.

Energa Finance AB Sector involvement The company generates electricity from thermal coal.

Energen Corp Sector involvement The company is involved in shale energy exploration and/or production.

Energy Transfer LP Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Energy Transfer LP (Texas) Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Energy Transfer Partners LP Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Enerplus Corporation Sector involvement The company is involved in shale energy exploration and/or production.

Engie Energia Chile SA Sector involvement The company generates electricity from thermal coal.

Enova International Inc Sector involvement The company is involved predatory lending activities.

EOG Resources Inc Sector involvement The company is involved in shale energy exploration and/or production.

EQT Corp Sector involvement The company is involved in shale energy exploration and/or production.

Eskom Holdings SOC Limited Global Compact Non-Compliance & Sector Principle 7: Businesses should support a precautionary approach to environmental challenges. involvement The company generates electricity from thermal coal. Evergy, Inc. Sector involvement The company generates electricity from thermal coal. Extraction Oil & Gas Inc Sector involvement The company is involved in shale energy exploration and/or production.

Exxaro Resources Ltd Sector involvement The company extracts thermal coal.

EZCORP, Inc. Sector involvement The company is involved predatory lending activities.

Ferrovial Emisiones SA Sector involvement The company owns 10-50 per cent of another company with involvement in the distribution and/or retail sale of tobacco products. Ferrovial Netherlands BV Sector involvement The company owns 10-50 per cent of another company with involvement in the distribution and/or retail sale of tobacco products. Ferrovial, S.A. Sector involvement The company owns 10-50 per cent of another company with involvement in the distribution and/or retail sale of tobacco products. Finmeccanica Finance SA Controversial Weapons Nuclear Weapons

First Union Capital II Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. FirstCash, Inc. Sector involvement The company is involved predatory lending activities.

Fluor Corporation Controversial Weapons Nuclear Weapons

Formosa Chemicals & Fibre Corporation Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Formosa Petrochemical Corporation Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Formosa Plastics Corporation Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Fort Hungary Kft Controversial Weapons White Phosphorus

Freeport-McMoRan Inc Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges.

G4S International Finance Plc Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. G4S PLC Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. GD Power Development Co., Ltd Sector involvement The company generates electricity from thermal coal.

General Dynamics Corp Controversial Weapons Depleted Uranium & Nuclear Weapons & White Phosphorus

Geofoto doo Controversial Weapons White Phosphorus

Global Industrial & Defence Solutions Controversial Weapons Cluster Weapons

Great Plains Energy Inc Sector involvement The company generates electricity from thermal coal. Grupo de Inversiones Suramericana S.A. Sector involvement The company owns 10-50 per cent of another company with involvement in the extraction of thermal coal. Grupo México, S.A.B. de C.V. Global Compact Non-Compliance Principle 3: Businesses should uphold the freedom of association and the effective recognition of the right to collective bargaining. Gruposura Finance Sector involvement The company owns 10-50 per cent of another company with involvement in the extraction of thermal coal. Gulf Power Co. Sector involvement The company generates electricity from thermal coal.

Gulfport Energy Corporation Sector involvement The company owns 10-50 per cent of another company with involvement in extraction of oil sands. The company is involved in shale energy exploration and/or production. Hangzhou Hikvision Digital Technology Co., Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Hanwha Aerospace Co Ltd. Controversial Weapons Cluster Weapons & White Phosphorus

Hanwha Chemical Corporation Controversial Weapons Cluster Weapons & White Phosphorus

Hanwha Corp Controversial Weapons & Global Compact Cluster Weapons & White Phosphorus Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. Hanwha Life Insurance Co., Ltd. Controversial Weapons Cluster Weapons & White Phosphorus

Harris Corp Controversial Weapons Nuclear Weapons

Harvest Operations Corp. Sector involvement The company extracts oil sands.

Hess Corp Sector involvement The company is involved in shale energy exploration and/or production.

HEXO Corp. Sector involvement The company is involved in the development and/or cultivation of cannabis for recreational purposes. Hirtenberger Defence Systems GmbH & Co. KG Controversial Weapons White Phosphorus

HK Electric Investments Ltd Sector involvement The company generates electricity from thermal coal.

Hokkaido Electric Power Company, Incorporated Sector involvement The company generates electricity from thermal coal.

Hokuriku Electric Power Company Sector involvement The company generates electricity from thermal coal.

Holding Korporacija Krusik AD Valjevo Controversial Weapons White Phosphorus

Honeywell Automation India Ltd. Controversial Weapons Nuclear Weapons

Honeywell International Inc Controversial Weapons Nuclear Weapons

Huadian Power International Corp Ltd Sector involvement The company generates electricity from thermal coal.

Huaneng Power International, Inc. Sector involvement The company generates electricity from thermal coal.

Huneed Technologies Controversial Weapons Nuclear Weapons Huntington Ingalls Industries, Inc. Controversial Weapons Nuclear Weapons

Husky Energy Inc. Sector involvement The company extracts oil sands.

Hutchison Whampoa Europe Finance (12) Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Finance (14) Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Hutchison Whampoa Finance (CI) Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Hutchison Whampoa International (11) Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Hutchison Whampoa International 12 II Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Hutchison Whampoa International Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Hutchison Whampoa Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Ie2 Holdco S.A. Sector involvement The company generates electricity from thermal coal.

IMI Systems Ltd. Controversial Weapons White Phosphorus

Imperial Brands Finance Plc Sector involvement The company manufactures tobacco products.

Imperial Brands PLC Sector involvement The company manufactures tobacco products.

Imperial Oil Ltd Sector involvement The company extracts oil sands.

Indiana Michigan Power Co. Sector involvement The company generates electricity from thermal coal.

Indianapolis Power & Light Co. Sector involvement The company generates electricity from thermal coal.

Indigo Natural Resources LLC Sector involvement The company is involved in shale energy exploration and/or production.

Indika Energy Capital III Pte. Ltd. Sector involvement The company extracts thermal coal.

Inner Mongolia Mengdian Huaneng Thermal Power Corp. Ltd. Sector involvement The company generates electricity from thermal coal.

Inner Mongolia Yitai Coal Co.,Ltd. Sector involvement The company extracts thermal coal.

Inner Mongolian Baotou Steel Union Co Ltd Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges.

IPALCO Enterprises, Inc. Sector involvement The company generates electricity from thermal coal.

Israel Aerospace Industries Ltd. Controversial Weapons & Global Compact Cluster Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. ITC Limited Sector involvement The company manufactures tobacco products.

ITC Zenica Doo Controversial Weapons White Phosphorus

Jacobs Engineering Group Inc Controversial Weapons Nuclear Weapons

Jagged Peak Energy Inc Sector involvement The company is involved in shale energy exploration and/or production.

Jagged Peak Energy LLC Sector involvement The company is involved in shale energy exploration and/or production.

Japan Petroleum Exploration Co., Ltd. Sector involvement The company extracts oil sands.

Japan Tobacco Inc. Sector involvement The company manufactures tobacco products.

JBS Investments GmbH Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. JBS Investments II GmbH Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. JBS S.A. Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. JG Summit Holdings, Inc. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. JGSH Philippines Ltd. Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Johnson & Johnson Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. JT International Financial Services BV Sector involvement The company manufactures tobacco products.

Kaha Company for Chemical Industries Controversial Weapons Cluster Weapons & Depleted Uranium

Kansas City Power & Light Co. Sector involvement The company generates electricity from thermal coal.

Kansas Gas & Electric Co. Sector involvement The company generates electricity from thermal coal.

Kelt Exploration Ltd Sector involvement The company is involved in shale energy exploration and/or production.

Kentucky Utilities Co. Sector involvement The company generates electricity from thermal coal.

Korea East-West Power Co., Ltd. Sector involvement The company generates electricity from thermal coal.

Korea Electric Power Corporation Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Korea Midland Power Co., Ltd. Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Korea South-East Power Co., Ltd. Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Korea Southern Power Co., Ltd. Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Korea Western Power Co., Ltd. Global Compact Non-Compliance & Sector Principle 1: Businesses should support and respect the protection of internationally proclaimed involvement human rights. The company generates electricity from thermal coal. KT&G Corp Sector involvement The company manufactures tobacco products.

L&T Finance Holdings Ltd Controversial Weapons & Global Compact Nuclear Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. L&T Technology Services Ltd. Controversial Weapons & Global Compact Nuclear Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. L3Harris Technologies, Inc. Controversial Weapons Nuclear Weapons

Laredo Petroleum Inc Sector involvement The company is involved in shale energy exploration and/or production.

Larsen & Toubro Infotech Limited Controversial Weapons & Global Compact Nuclear Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. Larsen & Toubro Limited Controversial Weapons & Global Compact Nuclear Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. Lawson Inc Sector involvement The company derives revenues from the distribution and/or retail sale of tobacco products.

Leonardo S.p.a. Controversial Weapons Nuclear Weapons

LG&E & KU Energy LLC Sector involvement The company generates electricity from thermal coal.

Litton Industries, Inc. Controversial Weapons Depleted Uranium & Nuclear Weapons

Lockheed Martin Corp Controversial Weapons Nuclear Weapons

Louisville Gas & Electric Co. Sector involvement The company generates electricity from thermal coal.

LVMH Moet Hennessy Louis Vuitton SE Sector involvement The company owns 10-50 per cent of another company with involvement in the distribution and/or retail sale of tobacco products. Magnolia Oil & Gas Corp. Sector involvement The company is involved in shale energy exploration and/or production.

Makina Ve Kimya Endustrisi Kurumu Controversial Weapons & Global Compact Cluster Weapons & White Phosphorus Non-Compliance & Sector involvement Principle 2: Businesses should make sure that they are not complicit in human rights abuses. The company manufactures and sells small arms to military/law enforcement customers. ManTech International Corporation Controversial Weapons Nuclear Weapons

Marathon Oil Corporation Sector involvement The company is involved in shale energy exploration and/or production.

Matador Resources Co Sector involvement The company is involved in shale energy exploration and/or production. MAXAMCorp Holding SL Controversial Weapons & Sector involvement White Phosphorus The company manufactures and sells key components of small arms.

MDC - GMTN B.V. Sector involvement The company owns 10-50 per cent of another company with involvement in the distribution and/or retail sale of tobacco products. MEG Energy Corp. Sector involvement The company extracts oil sands.

Metallurgical Corporation of China Ltd. Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges.

Mexico Generadora de Energia S de Rl Global Compact Non-Compliance Principle 3: Businesses should uphold the freedom of association and the effective recognition of the right to collective bargaining. Midwest Connector Capital Co. LLC Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. MindTree Limited Controversial Weapons & Global Compact Nuclear Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. Minejesa Capital BV Sector involvement The company generates electricity from thermal coal.

Minera Mexico SA de CV Global Compact Non-Compliance Principle 3: Businesses should uphold the freedom of association and the effective recognition of the right to collective bargaining. Mitsubishi Motors Corporation Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Montage Resources Corp. Sector involvement The company is involved in shale energy exploration and/or production.

Moog Inc Controversial Weapons Nuclear Weapons

MTN (Mauritius) Investments Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

MTN Group Limited Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Murphy Oil Corp Sector involvement The company is involved in shale energy exploration and/or production.

NACCO Industries Inc Sector involvement The company extracts thermal coal.

National Development Complex Controversial Weapons & Global Compact Cluster Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. National Engineering & Scientific Commission Controversial Weapons & Global Compact Cluster Weapons & Nuclear Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. National Fuel Gas Co Sector involvement The company is involved in shale energy exploration and/or production.

Naval Group SA Controversial Weapons Nuclear Weapons

Nelco Ltd. Controversial Weapons & Global Compact Nuclear Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. New Hope Corp. Ltd. Sector involvement The company extracts thermal coal. Newfield Exploration Co. Sector involvement The company is involved in shale energy exploration and/or production.

Nexter Systems SA Controversial Weapons White Phosphorus

Noble Energy, Inc. Sector involvement The company is involved in shale energy exploration and/or production.

Norinco International Co Ltd Controversial Weapons Cluster Weapons & White Phosphorus

Northern Oil and Gas, Inc. Sector involvement The company is involved in shale energy exploration and/or production.

Northrop Grumman Corporation Controversial Weapons Depleted Uranium & Nuclear Weapons

Northrop Grumman Systems Corp. Controversial Weapons Depleted Uranium & Nuclear Weapons

Nova Scotia Power, Inc. Sector involvement The company generates electricity from thermal coal.

NTPC Limited Sector involvement The company generates electricity from thermal coal.

NuVista Energy Ltd. Sector involvement The company is involved in shale energy exploration and/or production.

Oasis Petroleum Inc. Sector involvement The company is involved in shale energy exploration and/or production.

Occidental Petroleum Corporation Sector involvement The company is involved in shale energy exploration and/or production.

Oceaneering International, Inc. Controversial Weapons Nuclear Weapons

OCP S.A. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

OCR Global Controversial Weapons White Phosphorus

Odebrecht Finance Ltd. Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Odebrecht S.A. Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. OGE Energy Corp. Sector involvement The company generates electricity from thermal coal.

Oil and Natural Gas Corporation Limited Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Oklahoma Gas & Electric Co. Sector involvement The company generates electricity from thermal coal.

ONGC Videsh Limited Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

ONGC Videsh Vankorneft Pte Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Ordtech Military Industries (OMI) Controversial Weapons Cluster Weapons & White Phosphorus

Origin Energy Finance Ltd. Sector involvement The company generates electricity from thermal coal.

Origin Energy Limited Sector involvement The company generates electricity from thermal coal.

Otter Tail Corporation Sector involvement The company generates electricity from thermal coal.

Ovintiv, Inc. Sector involvement The company is involved in shale energy exploration and/or production. OVPH Limited Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Pacific Gas & Electric Co. Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Pakistan Ordnance Factories Controversial Weapons & Global Compact Cluster Weapons & White Phosphorus Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. Pan American Silver Corp. Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Par Pacific Holdings, Inc. Sector involvement The company owns 10-50 per cent of another company with involvement in shale energy exploration and/or production. Parsley Energy Inc Sector involvement The company is involved in shale energy exploration and/or production.

Parsley Energy LLC Sector involvement The company is involved in shale energy exploration and/or production.

PDC Energy, Inc. Sector involvement The company is involved in shale energy exploration and/or production.

Peabody Energy Corporation Sector involvement The company extracts thermal coal.

PEMEX Project Funding Master Trust Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Penn Virginia Corporation Sector involvement The company is involved in shale energy exploration and/or production.

Pepkor Holdings Ltd. Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Perusahaan Perseroan (Persero) PT Perusahaan Listrik Negara Sector involvement The company generates electricity from thermal coal.

Petróleos de Venezuela S.A. Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges.

Petro-Canada Sector involvement The company extracts oil sands. The company owns 10-50 per cent of another company with involvement in shale energy exploration and/or production. PetroChina Co Ltd Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Petroleos Mexicanos S.A. de C.V. Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Petroliam Nasional Berhad Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Petronas Capital Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Petronas Global Sukuk Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Peyto Exploration & Development Corp Sector involvement The company is involved in shale energy exploration and/or production.

Philip Morris International Inc. Sector involvement The company manufactures tobacco products. Phoenix Lead Limited Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Pioneer Natural Resources Company Sector involvement The company is involved in shale energy exploration and/or production.

PNM Resources, Inc. Sector involvement The company generates electricity from thermal coal.

Polska Grupa Energetyczna SA Sector involvement The company generates electricity from thermal coal.

Poongsan Corporation Controversial Weapons & Global Compact Cluster Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. Poongsan Holdings Corporation Controversial Weapons & Global Compact Cluster Weapons Non-Compliance & Sector involvement Principle 2: Businesses should make sure that they are not complicit in human rights abuses. The company owns 10-50 per cent of another company that manufactures and sells key components of small arms. PPL Corp Sector involvement The company generates electricity from thermal coal.

PPL WEM Ltd. Sector involvement The company generates electricity from thermal coal.

Provident Financial PLC Sector involvement The company is involved predatory lending activities.

PT Adaro Energy Tbk Sector involvement The company extracts thermal coal.

PT Adaro Sector involvement The company extracts thermal coal.

PT Baramulti Suksessarana Tbk Controversial Weapons & Sector involvement Nuclear Weapons The company extracts thermal coal. PT Bukit Asam (Persero) Tbk Sector involvement The company extracts thermal coal.

PT Gudang Garam Tbk Sector involvement The company manufactures tobacco products.

PT Hanjaya Mandala Sampoerna Tbk Sector involvement The company manufactures tobacco products.

Public Joint Stock Company Rosneft Oil Company Sector involvement The company is involved in shale energy exploration and/or production.

Public Service Co. of New Mexico Sector involvement The company generates electricity from thermal coal.

Pyxus International Inc Sector involvement The company manufactures tobacco products.

QEP Resources Inc Sector involvement The company is involved in shale energy exploration and/or production.

Range Resources Corporation Sector involvement The company is involved in shale energy exploration and/or production.

Ratch Group Public Co. Ltd. Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Rattler Midstream LP Sector involvement The company is involved in shale energy exploration and/or production.

Raytheon Co Controversial Weapons Nuclear Weapons Regency Energy Finance Corp. Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Regency Energy Partners LP Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Reinet Investments S.C.A. Sector involvement The company manufactures tobacco products.

Reshef Technologies Ltd. Controversial Weapons Cluster Weapons & White Phosphorus

Reynolds American Inc. Sector involvement The company manufactures tobacco products.

RH International (Singapore) Corp. Pte Ltd. Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Rockwell Collins, Inc. Controversial Weapons Nuclear Weapons

Roketsan A.S Controversial Weapons & Global Compact Cluster Weapons Principle 2: Businesses should make sure that they are not complicit in Non-Compliance human rights abuses. Rolls-Royce Holdings PLC Controversial Weapons Nuclear Weapons

Rolls-Royce Plc Controversial Weapons Nuclear Weapons

Rosatom State Atomic Energy Corp. Controversial Weapons Nuclear Weapons

Rosneft International Finance Ltd. Sector involvement The company is involved in shale energy exploration and/or production.

Rostec Corporation Controversial Weapons & Global Compact Cluster Weapons & Depleted Uranium Non-Compliance & Sector involvement Principle 2: Businesses should make sure that they are not complicit in human rights abuses. The company owns 10-50 per cent of another company that manufactures and sells assault weapons to civilian customers. S&T Dynamics Co. Ltd. Controversial Weapons & Global Compact Anti-Personnel Mines Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. S&T Holdings Co., Ltd. Controversial Weapons & Global Compact Anti-Personnel Mines Non-Compliance & Sector involvement Principle 2: Businesses should make sure that they are not complicit in human rights abuses. The company owns 10-50 per cent of another company that manufactures and sells small arms to military/law enforcement customers. Sable Permian Resources LLC Sector involvement The company is involved in shale energy exploration and/or production.

Safran SA Controversial Weapons Nuclear Weapons

Samyang Chemical Co., Ltd. Controversial Weapons White Phosphorus

Schweitzer-Mauduit International, Inc. Sector involvement The company supplies tobacco-related products/services.

Serco Group PLC Controversial Weapons Nuclear Weapons

Seven Generations Energy Ltd. Sector involvement The company is involved in shale energy exploration and/or production. SFTUE Belspetsvneshtechnika Controversial Weapons Anti-Personnel Mines

Shaanxi Coal Industry Company Limited Sector involvement The company extracts thermal coal.

Shanghai Electric Power Co., Ltd. Sector involvement The company generates electricity from thermal coal.

Shanxi Lu'an Environmental Energy Development Co Ltd Sector involvement The company extracts thermal coal.

Sime Darby Berhad Sector involvement The company owns 10-50 per cent of another company with involvement in the distribution and/or retail sale of tobacco products. Capital Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Sinopec Group Overseas Development (2012) Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Sinopec Group Overseas Development (2013) Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Sinopec Group Overseas Development (2014) Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Sinopec Group Overseas Development (2015) Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Sinopec Group Overseas Development (2016) Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Sinopec Group Overseas Development (2017) Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Sinopec Group Overseas Development (2018) Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

Sinopec Group Overseas Development Ltd. Global Compact Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses.

SK Holdings Co Ltd Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. SM Energy Company Sector involvement The company is involved in shale energy exploration and/or production.

SMC Global Power Holdings Corp. Sector involvement The company generates electricity from thermal coal.

Solid Partners Sdn Bhd Controversial Weapons White Phosphorus

South Carolina Electric & Gas Co. Sector involvement The company generates electricity from thermal coal.

Southern Copper Corporation Global Compact Non-Compliance Principle 3: Businesses should uphold the freedom of association and the effective recognition of the right to collective bargaining. Southwestern Electric Power Co. Sector involvement The company generates electricity from thermal coal.

Southwestern Energy Company Sector involvement The company is involved in shale energy exploration and/or production.

SPIC 2016 US Dollar Bond Company Limited Sector involvement The company generates electricity from thermal coal.

SPIC 2018 USD Senior Perpetual Bond Co. Ltd. Sector involvement The company generates electricity from thermal coal.

Splav State Research & Production Association Fsue Controversial Weapons & Global Compact Cluster Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. SRC Energy Inc. Sector involvement The company is involved in shale energy exploration and/or production.

State Space Corp. Roscosmos Controversial Weapons Nuclear Weapons

Steinhoff International Holdings N.V. Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Sturm, Ruger & Company, Inc. Sector involvement The company manufactures and sells assault weapons to civilian customers.

Summit Technical Solutions LLC Controversial Weapons Nuclear Weapons

Suncor Energy Inc. Sector involvement The company extracts oil sands. The company owns 10-50 per cent of another company with involvement in shale energy exploration and/or production. Sunoco Logistics Partners Operations LP Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Surge Energy Inc. Sector involvement The company is involved in shale energy exploration and/or production.

Swedish Match AB (publ) Sector involvement The company manufactures tobacco products.

Tactical Missiles Corp. JSC Controversial Weapons & Global Compact Cluster Weapons & Nuclear Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. Tahoe Resources Inc Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Tamarack Valley Energy Ltd Sector involvement The company is involved in shale energy exploration and/or production.

Tasko Corp. Controversial Weapons Depleted Uranium

TAURON Polska Energia S.A. Sector involvement The company generates electricity from thermal coal.

Teck Resources Ltd Sector involvement The company extracts oil sands.

Textron Inc. Controversial Weapons Nuclear Weapons

Thales Controversial Weapons Nuclear Weapons & White Phosphorus

The Boeing Company Controversial Weapons Nuclear Weapons

The Charles Stark Draper Laboratory, Inc. Controversial Weapons Nuclear Weapons

The Day & Zimmermann Group, Inc. Controversial Weapons & Global Compact Cluster Weapons & Nuclear Weapons & White Phosphorus Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. The Indian Ordnance Factories Organisation Controversial Weapons Anti-Personnel Mines & Cluster Weapons & White Phosphorus

The Tata Power Company Limited Controversial Weapons & Global Compact Nuclear Weapons Non-Compliance & Sector involvement Principle 2: Businesses should make sure that they are not complicit in human rights abuses. The company generates electricity from thermal coal. Tokyo Electric Power Company Holdings, Incorporated Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Principle 7: Businesses should support a precautionary approach to environmental challenges. Toshiba Corp. Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. TransAlta Corporation Sector involvement The company generates electricity from thermal coal.

Tucson Electric Power Co., Inc. Sector involvement The company generates electricity from thermal coal.

Turning Point Brands Inc Sector involvement The company manufactures tobacco products.

Union Electric Co. Sector involvement The company generates electricity from thermal coal.

Unis-Pretis NIS dd Controversial Weapons White Phosphorus

United Technologies Corp Controversial Weapons Nuclear Weapons

Universal Corp Sector involvement The company manufactures tobacco products.

UPM-Kymmene Oyj Sector involvement The company owns 10-50 per cent of another company with involvement in the generation of electricity from thermal coal. Vale Overseas Limited Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges.

Vale S.A. Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges.

Valeant Pharmaceuticals International (New Jersey) Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Valeant Pharmaceuticals International Corp. Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Vector Group Ltd Sector involvement The company manufactures tobacco products.

Vine Oil & Gas LP Sector involvement The company is involved in shale energy exploration and/or production.

Vista Outdoor Inc Sector involvement The company manufactures and sells assault weapons to civilian customers.

Volkswagen AG Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges. Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Volkswagen Bank GmbH Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges. Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Volkswagen Group of America Finance LLC Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges. Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Volkswagen International Finance NV Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges. Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. VPII Escrow Corp. Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. VRX Escrow Corp. Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. VW Credit Canada, Inc. Global Compact Non-Compliance Principle 7: Businesses should support a precautionary approach to environmental challenges. Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Wachovia Bank NA (Charlotte, North Carolina) Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Walchandnagar Industries Ltd. Controversial Weapons & Global Compact Nuclear Weapons Non-Compliance Principle 2: Businesses should make sure that they are not complicit in human rights abuses. Washington H. Soul Pattinson and Company Limited Sector involvement The company extracts thermal coal.

Wells Fargo & Company Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Wells Fargo Bank NA Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Wells Fargo Bank, NA (Sioux Falls, South Dakota) Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Wells Fargo Canada Corp. Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Wells Fargo Capital X Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. Wells Fargo Corporation Global Compact Non-Compliance Principle 10: Businesses should work against corruption in all its forms, including extortion and bribery. WesDyne International LLC Controversial Weapons Nuclear Weapons Westar Energy Inc Sector involvement The company generates electricity from thermal coal.

Western Gas Partners LP Sector involvement The company is involved in shale energy exploration and/or production.

Western Power Distribution (South West) Plc Sector involvement The company generates electricity from thermal coal.

Whitecap Resources Inc. Sector involvement The company is involved in shale energy exploration and/or production.

Whitehaven Coal Ltd Sector involvement The company extracts thermal coal.

Whiting Petroleum Corporation Sector involvement The company is involved in shale energy exploration and/or production.

WildHorse Resource Development Corp Sector involvement The company is involved in shale energy exploration and/or production.

Wisconsin Electric Power Co. Sector involvement The company generates electricity from thermal coal.

Wisconsin Power & Light Co. Sector involvement The company generates electricity from thermal coal.

Wisconsin Public Service Corp. Sector involvement The company generates electricity from thermal coal.

WPX Energy Inc Sector involvement The company is involved in shale energy exploration and/or production.

XTO Energy, Inc. Sector involvement The company is involved in shale energy exploration and/or production.

Yanzhou Coal Mining Co Ltd Sector involvement The company extracts thermal coal.

Yugoimport-SDPR J.P. Controversial Weapons Cluster Weapons & White Phosphorus

Zijin International Capital Co. Ltd. Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights. Zijin Mining Group Company Limited Global Compact Non-Compliance Principle 1: Businesses should support and respect the protection of internationally proclaimed human rights.

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