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Stocks Eligible for Inclusion in a Broad-Based Index Under Path B

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Stocks Eligible for Inclusion in a Broad-Based Index Under Path B Stocks Eligible for Inclusion in a Broad-Based Index Under Path B Under Path B, an index is classified as broad based if: 1) The index has 9 or more component securities; 2) No single security comprises more than 30 percent of the index’s weighting; 3) All of the securities are registered under Section 12 of the Exchange Act; and 4) Each security is one of the 750 securities with the largest market capitalization and one of the 675 securities with the largest dollar value of ADTV The list below shows those registered securities that meet both criteria 3) and 4), in alphabetical order. The list shows those registered securities that are among the 750 largest by market capitalization and that are among the 675 largest in terms of U.S. dollar value of average daily trading volume (ADTV). The list is updated in January and July based on market capitalization data and dollar value of average daily trading volume provided by Bloomberg Professional Service. CFTC staff collect data on the 1,400 largest companies by market capitalization in order to maintain the required six-month history. Bloomberg Professional Service provides data on the six-month dollar value of average daily trading volume. The list may change due to variances in the dollar value of average daily trading volume and market capitalization of the component stocks. Stocks indicated by an asterisk are among the bottom 10 percent of the 750 market capitalization list (75 stocks) or among the bottom 10 percent of the 675 value of average daily trading volume list (68 stocks). Stocks Eligible For Inclusion in a Broad-Based Security Index Under Path B (As of 7/01/20) Name 750 675 Name 750 675 1 3M CO AMERICAN INTERNATIONAL 2 ABB LTD-SPON ADR 34 GROUP 3 ABBOTT LABORATORIES 35 AMERICAN TOWER CORP 4 ABBVIE INC AMERICAN WATER WORKS CO 5 ACCENTURE PLC-CL A 36 INC 6 ACTIVISION BLIZZARD INC 37 AMERIPRISE FINANCIAL INC 7 ADIDAS AG-SPONSORED ADR 38 AMERISOURCEBERGEN CORP 8 ADOBE SYSTEMS INC 39 AMETEK INC 9 ADVANCED MICRO DEVICES 40 AMGEN INC 10 AFLAC INC 41 AMPHENOL CORP-CL A 11 AGILENT TECHNOLOGIES INC 42 ANALOG DEVICES INC ANHEUSER-BUSCH INBEV-SPN 12 AGNICO EAGLE MINES LTD 43 ADR AIR LIQUIDE-UNSPONSORED 13 ADR 44 ANSYS INC AIR PRODUCTS & CHEMICALS 45 ANTHEM INC 14 INC 46 AON PLC 15 AIRBUS GROUP SE - UNSP ADR 47 APOLLO MANAGEMENT GROUP 16 AKAMAI TECHNOLOGIES INC 48 APPLE INC ALEXION PHARMACEUTICALS 49 APPLIED MATERIALS INC 17 INC 50 APTIV PLC ALIBABA GROUP HOLDING-SP ARCELORMITTAL-NY 18 ADR 51 REGISTERED * ALIMENTATION COUCHE-TARD - 52 ARCHER-DANIELS-MIDLAND CO 19 B 53 ARISTA NETWORKS INC 20 ALLERGAN PLC 54 ARTHUR J GALLAGHER & CO 21 ALLIANZ SE-SPON ADR 55 ASML HOLDING NV-NY REG SHS 22 ALLSTATE CORP 56 ASTRAZENECA PLC-SPONS ADR ALNYLAM PHARMACEUTICALS 57 AT&T INC 23 INC * 58 ATLASSIAN CORP PLC-CLASS A 24 ALPHABET INC-CL A 59 ATMOS ENERGY CORP * 25 ALPHABET INC-CL C AUST & NZ BNKG GRP-SPON 26 ALTICE USA INC- A 60 ADR 27 ALTRIA GROUP INC 61 AUTODESK INC 28 AMAZON.COM INC 62 AUTOMATIC DATA PROCESSING 29 AMBEV SA-ADR 63 AUTOZONE INC 30 AMCOR * 64 AXA -SPONS ADR 31 AMEREN CORPORATION 65 BAIDU INC - SPON ADR 32 AMERICAN ELECTRIC POWER 66 BALL CORP 33 AMERICAN EXPRESS CO 67 BANCO BILBAO VIZCAYA-SP ADR Name 750 675 Name 750 675 68 BANCO BRADESCO-ADR 105 CANADIAN NATL RAILWAY CO BANCO SANTANDER SA-SPON CANADIAN PACIFIC RAILWAY 69 ADR 106 LTD 70 BANK OF AMERICA CORP 107 CANON INC-SPONS ADR 71 BANK OF MONTREAL 108 CAPITAL ONE FINANCIAL CORP BANK OF NEW YORK MELLON 109 CARDINAL HEALTH INC 72 CORP 110 CARMAX INC * 73 BANK OF NOVA SCOTIA 111 CARNIVAL CORP 74 BARCLAYS PLC-SPONS ADR 112 CATERPILLAR INC 75 BARRICK GOLD CORP 113 CBRE GROUP INC - A * 76 BARRICK GOLD CORP 114 CDW CORP/DE 77 BASF SE-SPON ADR 115 CENTENE CORP 78 BAXTER INTERNATIONAL INC 116 CENTURYLINK INC * 79 BAYER AG-SPONSORED ADR 117 CERNER CORP 80 BCE INC CHARTER COMMUNICATIONS 81 BECTON DICKINSON AND CO 118 INC-A 82 BERKSHIRE HATHAWAY INC-CL A 119 CHECK POINT SOFTWARE TECH 83 BERKSHIRE HATHAWAY INC-CL B 120 CHENIERE ENERGY INC * 84 BEST BUY CO INC 121 CHEVRON CORP 85 BHP BILLITON LTD-SPON ADR 122 CHEWY INC - CLASS A 86 BHP BILLITON PLC-ADR 123 CHINA LIFE INSURANCE CO-ADR 87 BIOGEN INC 124 CHINA MOBILE LTD-SPON ADR BIOMARIN PHARMACEUTICAL 125 CHIPOTLE MEXICAN GRILL INC 88 INC 126 CHUBB LTD 89 BIO-RAD LABORATORIES-A * 127 CHURCH & DWIGHT CO INC 90 BLACKROCK INC 128 CIGNA CORP 91 BNP PARIBAS-ADR 129 CINCINNATI FINANCIAL CORP * * 92 BOEING CO/THE 130 CINTAS CORP 93 BOOKING HOLDINGS INC 131 CISCO SYSTEMS INC 94 BOSTON SCIENTIFIC CORP 132 CITIGROUP INC 95 BP PLC-SPONS ADR 133 CITIZENS FINANCIAL GROUP * 96 BRISTOL-MYERS SQUIBB CO 134 CITRIX SYSTEMS INC 97 BRITISH AMERICAN TOB-SP ADR 135 CLOROX COMPANY 98 BROADCOM LTD 136 CME GROUP INC BROADRIDGE FINANCIAL 137 CMS ENERGY CORP 99 SOLUTIO * * 138 CNOOC LTD-SPON ADR BROOKFIELD ASSET MANAGE-CL 139 COCA-COLA CO/THE 100 A 140 COGNIZANT TECH SOLUTIONS-A BROOKFIELD ASSET MANAGE-CL 101 A * 141 COLGATE-PALMOLIVE CO 102 BURLINGTON STORES INC * 142 COMCAST CORP-CLASS A COMPASS GROUP PLC-SPON 103 CADENCE DESIGN SYS INC 143 ADR * 104 CAMPBELL SOUP CO Name 750 675 Name 750 675 144 CONAGRA FOODS INC 181 DOMINION RESOURCES INC/VA 145 CONCHO RESOURCES INC * 182 DOVER CORP * 146 CONOCOPHILLIPS 183 DR HORTON INC 147 CONSOLIDATED EDISON INC 184 DTE ENERGY COMPANY 148 CONSTELLATION BRANDS INC-A 185 DUKE ENERGY CORP 149 CONTINENTAL AG-SPONS ADR * 186 DUPONT DE NEMOURS INC 150 COOPER COS INC/THE 187 E.ON SE -SPONSORED ADR 151 COPART INC 188 EATON CORP PLC 152 CORNING INC 189 EBAY INC 153 COSTAR GROUP INC 190 ECOLAB INC 154 COSTCO WHOLESALE CORP 191 EDISON INTERNATIONAL CREDIT SUISSE GROUP-SPON 192 EDWARDS LIFESCIENCES CORP 155 ADR 193 ELECTRONIC ARTS INC 156 CRH PLC-SPONSORED ADR 194 ELI LILLY & CO CROWDSTRIKE HOLDINGS INC - 195 EMERSON ELECTRIC CO 157 A 196 ENBRIDGE INC 158 CROWN CASTLE INTL CORP 197 ENBRIDGE INC 159 CSX CORP 198 ENGIE-SPON ADR 160 CUMMINS INC 199 ENI SPA-SPONSORED ADR 161 CVS HEALTH CORP 200 ENTERGY CORP 162 DAIICHI SANKYO CO-SPON ADR 201 EOG RESOURCES INC 163 DANAHER CORP 202 EQUIFAX INC 164 DANONE-SPONS ADR 203 EQUINIX INC 165 DATADOG INC - CLASS A 204 EQUINOR ASA-SPON ADR DBS GROUP HOLDINGS-SPON 205 ERICSSON (LM) TEL-SP ADR 166 ADR 206 ESSILOR INTL-UNSPON ADR 167 DEERE & CO 207 ESTEE LAUDER COMPANIES-CL A 168 DELTA AIR LINES INC 208 EVERGY INC. 169 DEUTSCHE POST AG-SPON ADR 209 EVERSOURCE ENERGY DEUTSCHE TELEKOM AG-SPON 170 ADR 210 EXELON CORP 171 DEXCOM INC 211 EXPEDIA INC * 172 DIAGEO PLC-SPONSORED ADR 212 EXPEDITORS INTL WASH INC * 173 DISCOVER FINANCIAL SERVICES 213 EXXON MOBIL CORP DISCOVERY COMMUNICATIONS- 214 FACEBOOK INC-A 174 A 215 FASTENAL CO DISCOVERY COMMUNICATIONS- 216 FEDEX CORP 175 A 217 FIDELITY NATIONAL INFO SERV 176 DISCOVERY INC-A 218 FIFTH THIRD BANCORP 177 DISCOVERY INC-A 219 FIRST REPUBLIC BANK/CA 178 DISH NETWORK CORP-A 220 FIRSTENERGY CORP 179 DOLLAR GENERAL CORP 221 FISERV INC 180 DOLLAR TREE INC 222 FLEETCOR TECHNOLOGIES INC Name 750 675 Name 750 675 223 FORD MOTOR CO ADR 224 FORTINET INC 262 HUMANA INC 225 FORTIS INC 263 IAC/INTERACTIVECORP 226 FORTIVE CORP 264 IBERDROLA SA-SPONSORED ADR 227 FRANCO-NEVADA CORP 265 ICICI BANK LTD-SPON ADR 228 FRANCO-NEVADA CORP 266 IDEXX LABORATORIES INC 229 FREEPORT-MCMORAN INC 267 IHS MARKIT LTD 230 FRESENIUS MEDICAL CARE-ADR * 268 ILLINOIS TOOL WORKS 231 FUJIFILM HOLDINGS-UNSP ADR 269 ILLUMINA INC 232 FUJITSU LTD - UNSPON ADR 270 INCYTE CORP 233 GARMIN LTD * 271 INFINEON TECHNOLOGIES-ADR 234 GAZPROM PAO -SPON ADR 272 INFOSYS LTD-SP ADR 235 GENERAL DYNAMICS CORP ING GROEP N.V.-SPONSORED 236 GENERAL ELECTRIC CO 273 ADR 237 GENERAL MILLS INC 274 INTEL CORP 238 GENERAL MOTORS CO INTERCONTINENTAL EXCHANGE 239 GILEAD SCIENCES INC 275 IN GLAXOSMITHKLINE PLC-SPON 276 INTERNATIONAL PAPER CO 240 ADR 277 INTESA SANPAOLO-SPON ADR 241 GLOBAL PAYMENTS INC 278 INTL BUSINESS MACHINES CORP 242 GODADDY INC - CLASS A * 279 INTL FLAVORS & FRAGRANCES * 243 GOLDMAN SACHS GROUP INC 280 INTUIT INC 244 HALLIBURTON CO * 281 INTUITIVE SURGICAL INC 245 HARRIS CORP 282 IQIYI INC-ADR 246 HARTFORD FINANCIAL SVCS GRP 283 IQVIA HOLDINGS INC 247 HCA HOLDINGS INC ITAU UNIBANCO H-SPON PRF 248 HDFC BANK LTD-ADR 284 ADR ITOCHU CORP-UNSPONSORED 249 HERSHEY CO/THE 285 ADR 250 HESS CORP 286 JACK HENRY & ASSOCIATES INC * * 251 HEWLETT PACKARD ENTERPRIS 287 JD.COM INC-ADR HILTON WORLDWIDE HOLDINGS 252 IN 288 JM SMUCKER CO/THE * 253 HITACHI LTD -ADR 289 JOHNSON & JOHNSON JOHNSON CONTROLS 254 HOLOGIC INC * 290 INTERNATION 255 HOME DEPOT INC 291 JPMORGAN CHASE & CO HONDA MOTOR CO LTD-SPONS 256 ADR 292 KANSAS CITY SOUTHERN HONEYWELL INTERNATIONAL 293 KELLOGG CO 257 INC 294 KEURIC DR PEPPER INC 258 HORMEL FOODS CORP 295 KEYCORP 259 HOYA CORP-SPONSORED ADR 296 KEYSIGHT TECHNOLOGIES IN 260 HP INC 297 KIMBERLY-CLARK CORP 261 HSBC HOLDINGS PLC-SPONS 298 KINDER MORGAN INC Name 750 675 Name 750 675 299 KKR & CO INC -A 336 MERCK & CO. INC. 300 KLA-TENCOR CORP 337 METLIFE INC 301 KOMATSU LTD -SPONS ADR METTLER-TOLEDO 302 KONINKLIJKE AHOLD-SP ADR 338 INTERNATIONAL 303 KONINKLIJKE PHILIPS NVR- NY 339 MICROCHIP TECHNOLOGY INC 304 KRAFT HEINZ CO/THE 340 MICRON TECHNOLOGY INC 305 KROGER CO 341 MICROSOFT CORP LABORATORY CRP OF AMER 342 MITSUBISHI CORP-SPONS ADR 306 HLDGS MITSUBISHI ESTATE-UNSPON 307 LAM RESEARCH CORP 343 ADR * 308 LAS VEGAS SANDS CORP 344 MITSUBISHI UFJ FINL-SPON ADR 309 LEIDOS HOLDINGS INC 345 MITSUI & CO LTD-SPONS ADR * 310 LENNAR CORP-A MIZUHO FINANCIAL GROUP- LLOYDS BANKING GROUP PLC- 346 ADR 311 ADR 347 MMC NORILSK NICKEL PJSC-ADR 312 LOCKHEED MARTIN CORP MONDELEZ INTERNATIONAL 313 L'OREAL-UNSPONSORED ADR 348 INC-A 314 LOWE'S COS INC 349 MONSTER BEVERAGE CORP
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