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5-2012

Meta-analysis of Selectivity in Fossil Marine Bivalves and Gastropods

Emily Orzechowski College of William and Mary

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Recommended Citation Orzechowski, Emily, "Meta-analysis of Extinction Selectivity in Fossil Marine Bivalves and Gastropods" (2012). Undergraduate Honors Theses. Paper 551. https://scholarworks.wm.edu/honorstheses/551

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Meta-analysis of Extinction Selectivity in Fossil Marine Bivalves and Gastropods

by

Emily Orzechowski

Williamsburg, Virginia

May, 2012

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Table of Contents

List of Figures………………………………………………………..…………………...………3

List of Tables…………………………………………………………..…………………...…….4

Abstract…………………………………………………………………..…………………...…..4

Introduction………………………………………………………………..…………………..…5

Background

Extinction Selectivity………………………………………………………………………....…...7

Classes Bivalvia & Gastropoda. ………………………………………………..……………….9

Meta-analysis…………………………………………………………………………………….11

Methods

Data Collection & Categorization….……………………………………………….……………12

Data Evaluation………………………………………….……………………….………………14

Database……………………………………………………………….…………………………16

Meta-analysis……………………………………….……………………………………………16

Mixed Effects Model…………………………………………………………………………….18

Results

What are the Gross Patterns of Extinction Selectivity?.....………………………………...….…19

How does Extinction Rate Affect Extinction Selectivity?……………………………………….20

How does Causal Mechanism Affect Extinction Selectivity…………………………………….21

Discussion……………………………………………………………………………...……..…21

Conclusions…………………………………………………………………………………...…26

Acknowledgements…………………………………………………………………………..…27

References Cited…………………………………………………………………………...……28

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Appendix………………………………………………………………………………………60

List of Figures

1. U-Shaped Extinction Selectivity Curve for Abundance. ………………………………...…...36

2. Alternation of Extinction Patterns during Background and Mass ...... 37

3. Quality of IUCN Redlist Extinction Vulnerability Data…………………………………...….38

4. Gastropod Generic Diversity……………………………………...………...... …....39

5. Bivalve Generic Diversity………………………………………………………………..……40

6. Life Habits of Epifaunal and Infaunal Bivalves………………………………………...…….41

7. Geographic Ranges of Paleocene-Eocene Gastropod Species………………………………...42

8. Sample Meta-analysis Modeling…………………………………………….……………...…43

9. Time Sampled for Bivalves According to Geographic Range………………...………………44

10. Time Sampled for Bivalves According to Life Habit………………………………………..45

11. Comparison of Effect Sizes for Species and Genera……………………………..…………46

12. Life Habit Extinction Selectivity in Bivalves………………………………….……..…...…47

13. Geographic Range Extinction Selectivity in Bivalves…………………………………..…...48

14. Geographic Range Extinction Selectivity in Gastropods…………………………...………..49

15.Life Habit Extinction Selectivity During Background and Mass Extinctions…………….….50

16. Geographic Range Extinction Selectivity During Background and Mass Extinctions………51

17. Geographic Range Extinction Selectivity & Volcanism………………………………..…...52

18. Geographic Range Extinction Selectivity & Sea Level…………………………………..….53

19. Life Habit Extinction Selectivity & delC13……………………………………………….....54

20. Extinction Selectivity, Extinction Rate, and Causal Mechanism Over Time………………..55

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List of Tables

1. Sample Extinction Selectivity Patterns & Literature……………………..………...…….…..50

2. Description of the Six General Steps of Meta-analysis …………………………...…..……..51

4. Extinction Rate & Life Habit…………………………………………………..…………….52

5. Extinction Rate & Geographic Range …………………………………………..…………...53

Abstract

Marine bivalve and gastropod extinction selectivity dynamics are driven by important factors, such as ecological traits, extinction intensity, and environmental changes. However, the relationships among these factors and their effects on gastropod and bivalve taxa over varying geographic and temporal scales are poorly understood. For example, extinction selectivity in fossil molluscs has been studied extensively for 50 , but no attempt has been made to synthesize these results across extinctions of different magnitudes, causal mechanisms, and geographic extents.

The goal of this study is to perform a meta-analysis of extinction selectivity studies in order to answer three pertinent questions: What patterns of extinction selectivity do marine bivalves and gastropods exhibit with respect to geographic range and life habit? How does the intensity and direction of extinction selectivity differ according to extinction rate? How are the causal mechanisms of extinction reflected in patterns of extinction selectivity?

To answer these questions, I generated a database consisting of 178 datapoints (i.e. extinct vs. surviving) compiled from 34 studies conducted from 1973-2011. Together, these studies examined extinction selectivity with respect to geographic range and life habit during periods of background, regional, and mass extinctions from the Ordovician to the Pleistocene. I

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converted these data into log-odds ratios and weighted them with respect to sample size and statistical significance. We also compared patterns of extinction selectivity across events with according to extinction rate and causal mechanisms.

This analysis strongly supports the role of geographic range in determining the direction of extinction selectivity. I found no relationship between extinction magnitude and selectivity. However, it does support a robust role for causal mechanism in determining patterns of extinction selectivity. Therefore, understanding the effects of causal mechanisms such as sea level and global temperature change on selectivity patterns is of pressing importance in modeling what is anticipated to be ’s sixth mass extinction (Barnosky et al. 2011).

Introduction

Does extinction shape global diversity patterns in a fundamentally stochastic fashion or through a selective process in which changing environmental conditions filter ecological traits? Since the early 1970s, paleontologists and neontologists alike have sought to answer this question by studying the differential survival and extinction patterns of taxa across diverse geo-temporal spans (Bambach et al. 2002). At the core of the paleontological study is the motivation to better understand how background and mass extinctions affect the macroevolutionary patterns of taxa across geologic time (Jablonski 1986).

In contrast, neontologists are prompted by the desire to predict extinction risk of modern species in response to natural and anthropogenic environmental changes (McKinney 1997).

Over the past 40+ years many studies have been published on extinction selectivity

(Bretsky 1973; Harnik 2011). However, the determinants of extinction selectivity remain unclear. Thus, in order to delve deeper into overarching questions about past and present

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extinction, one must apply a central dictum of modern science: synthesis. The statistical reuse of data/results used in meta-analysis provides this synthetic framework. Furthermore, meta-analysis allows the research of half a century to be analyzed together to generate a synthetic effect size over expansive geographic and temporal scales.

Bivalves and gastropods are ideal study organisms for extinction selectivity research.

They are two of the most commonly used taxa in evolutionary studies, due the completeness of their fossil records (Valentine 1989). Today, bivalves and gastropods are important marine fisheries, with U.S. oysters alone accounting for over $111,000,000 in 2011 catch revenue (NOAA Commercial Fisheries Statistics 2011). For these reasons, fossil and modern marine bivalves and gastropods form ideal study taxa for a meta-analysis of extinction selectivity. The aim of this study is to use meta-analysis to answer four pertinent questions relating to extinction selectivity in marine bivalves and gastropods:

1. What patterns of extinction selectivity do marine bivalves and gastropods

exhibit with respect to geographic range and life habit?

2. How does extinction rate affect the intensity and direction of extinction

selectivity?

3. How are the causal mechanisms of extinction reflected in patterns of extinction

selectivity?

By addressing these questions, our understanding of ecological extinction selectivity may better illuminate present conservation efforts at understanding the alarming loss of species richness and abundance in modern marine mollusc taxa (McKinney 1997; Jackson et al.

2001).

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Background

Extinction Selectivity of Bivalves and Gastropods

Since the late 1970s, extinction selectivity research has been guided by an attempt to isolate both the traits which confer the strongest survivorship patterns, as well as the macroevolutionary agents of selection which alter these patterns. The most prevalent studies deal with the former in that they attempt to show how extinction selectivity is related to a suite of ecological traits (McRoberts and Newton 1995). Hypotheses dealing with the drivers of selectivity have mainly focused on how background and mass extinctions generate different patterns and intensities of extinction selectivity (Jablonski 1986; Kitchell et al. 1986). Other hypotheses dealing with the drivers of selectivity have focused on environmental changes, but these have been limited in temporal scale (Aberhan and Baumiller 2003; Clapham et al. 2009).

Most researchers assert that ecological traits drive extinction selectivity

(Hansen 1978; Payne et al. 2011). This viewpoint is particularly well-supported in

Paleozoic data for geographic range (Bretsky 1973). Bretsky 1973 found that endemic bivalves are more likely to go extinct than cosmopolitan bivalves throughout the

Paleozoic. However, many studies also support markedly non-selective molluscan extinctions

(McClure and Bohanak 2005; Lockwood 2003; Table 1). This seeming inconsistency has prompted some researchers to seek support for non-linear macroevolutionary patterns. For example, the extinction selectivity literature on abundance robustly supports both selectivity and non-selectivity (Stanley 1986; Lockwood 2003). Thus, researchers argued that this disparity was not the cause of randomness in extinction selectivity but a “U-shaped” distribution of selectivity,

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in which very abundant taxa and rare taxa are most likely to go extinct, with moderate- abundance taxa least likely (Simpson and Harnik 2009; Figure 1). Plausible support for this theory could be that rare species are more likely to go extinct because of decreased size and variability of the gene pool and that very abundant species are also likely to go extinct because of increased intra-species competition for the same niche. Other researchers argue that the seeming inconsistency in extinction selectivity data results not from non-linear relationships but from alternate variables, such as environmental conditions and extinction magnitude.

Since the 1980s, it has been argued that ecological traits that are adaptive during background times are ineffectual in mass extinctions. Thus some researchers suggested that extinction is more random during mass extinctions (Gould 1973; Clark et al. 1986).

Others argue that mass extinctions and background extinctions represent fundamentally different macroevolutionary regimes with different extinction intensities (Jablonski 1986;

2008). One such example is derived from bivalve and gastropod data which demonstrates that although endemics were slightly extinction prone in background times, the selectivity intensity drastically increased at the K/T. This hypothesis is supported by a wealth of data and may explain many of the inconsistencies apparent in extinction selectivity literature (Figure 2).

Environmental variables, such as global change and anoxia, have long been associated with extinction selectivity. For example, the widespread anoxia across the early is associated with increased extinction of infaunal bivalve taxa

(Aberhan and Baumiller 2003). Numerous such examples exist from the literature, but have yet to be studied in a temporally and geographically synthetic manner.

The wealth of data displayed in the paleontological extinction selectivity literature

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is not represented in current assessments of extinction vulnerability. Though molluscs are deemed by the IUCN Redlist to be one of the most vulnerable taxa to modern extinction, the overall lack of conservation effort and assessments leaves us in the dark about their modern extinction (Figure 3; Regnier et al. 2008). Though commercial fisheries statistics and some IUCN Redlist data can give valuable clues into modern mollusc population dynamics, it remains overwhelmingly clear that paleontological data are the strongest extinction vulnerability predictor for the modern.

Bivalvia and Gastropoda

Approximately 540 million years ago, Earth’s biota underwent its first major radiation in animal forms, among which were two members of the Phylum Mollusca: the classes Bivalvia and Gastropoda. Bivalves and gastropods are two diverse soft-bodied marine invertebrate taxa that grow their hardened shells accretionally by depositing calcium carbonate (CaCO3) absorbed from their aquatic environments (Graham 1988).

Bivalves have characteristically twin-valved shells, whereas gastropod shells are whorled. Since calcium carbonate shells are relatively resistant to both physical and chemical degradation, these taxa have been exceptionally well preserved in the fossil record (Valentine et al. 2006). Hence, both bivalves and gastropods are model organisms for evolutionary diversity studies.

One striking pattern that emerges from database-generated analyses of global diversity is the dramatic increase in bivalve and gastropod genera throughout the

Cenozoic (Figure 4; Figure 5). Indeed, gastropods are today’s most diverse molluscan group with

62,000 described species (Bunje 2004). Such striking trends in generic diversity have

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prompted neontologists and paleontologists to study why these groups are so successful.

From such studies, one fact remains clear: ecology plays a fundamental role.

One important ecological trait of bivalves is life habit. Bivalves are defined by two general life habits: epifaunal and infanaul (Figure 6). Infaunal bivalves burrow beneath the sediment-water interface and can be sub-categorized into siphonate, non-siphonate, deep-burrowing, and shallow-burrowing groups (Figure 6; Todd 2001). Epifaunal bivalves live above the sediment-water interface and can range from bysally attached to free- swimming. Life habit has been theorized to be an important factor in extinction selectivity.

Infauna are considered more resistant to changing oxygenation rates and would therefore fare better during times of environmental change; the increased mobility of epifaunal taxa is hypothesized to enhance survivorship during periods of low primary productivity (McRoberts and Newton 1995). Gastropod shells are less intimately associated with their environments and are therefore more often classified by their feeding activities that can range from carnivore, herbivore, detritivore, or suspension feeder (Todd 2001).

Most gastropods and bivalves are dioecious with varying life-histories (Gosling 2004).

Larval type can be either benthic or planktonic and either planktotrophic (feeding) or lecithotrophic (non-feeding). Planktonic larvae are dispersed into the water-column and many absorb nutrients through direct diffusion (Vance 1973). Benthic larvae are either retained in the egg or brooded in an adult throughout development (Vance 1973). Since planktonic larvae are free-swimming, they have greater dispersal ability. This increased dispersal is thought to result in wider geographic range (Figure 7), as well as increased gene flow (Jablonski 1983). Therefore, some researchers have argued that planktonic species have low speciation rates compared to benthic species, which are typically endemics and far more vulnerable to vicariance events and

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genetic drift (Jablonski 1983). Geographic range, larval type, and life habit are fundamental characteristics of bivalve and gastropod ecology, which can singly or in tandem affect extinction selectivity patterns (Rivadeneira and Marquet 2007).

Meta-analysis

Meta-analysis is a statistical method that combines the data from heterogeneous sources in the published literature to test hypotheses using the weight of accumulated evidence (Cooper and Hedges 1994). It is an effective statistical technique in evolutionary ecology where there have been many published studies with small sample sizes (Harrison 2011). Since statistical strength is dependent on sample size and prevision of the estimates of effect sizes, combining the results of multiple studies with small sample sizes can generate greater statistical power to test a particular hypothesis.

To conduct a meta-analysis, a researcher must identify the hypotheses to be analyzed, define literature search sources and criteria, decide what studies are relevant to the analysis, caluculate meaningful summary statistics from each study for comparison, and test for differences among studies (Table 1). Typically, meta-analysis looks at the effect size of one particular predictor on some outcome variable. Meta-analysis is constrained by the quality and variability in primary experimental procedures it combines. However, it is strengthened by its ability to identify these weaknesses or variations (Harrison 2011). Indeed, a meta-analysis may advance a particular research question by calling attention to the procedural variation between primary researchers and how that variation affects the study’s outcomes (Cooper et al. 2009). In paleontological studies, this may be particularly relevant, as there is often great variation in how researchers define variables or the resolution at which they operate.

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An issue at the heart of paleontology and evolutionary biology is the effect of geographic, temporal, and taxonomic scaling (Jablonski 2000; 2009). While one study may focus on Pleistocene extinctions in the Atlantic Coastal Plain, another may explore global extinction over the Paleozoic. Likewise, while one study may analyze extinction at the level of the species, another may only examine generic extinction. Variability at such large and biologically significant scales alters both a researcher’s results and consequent interpretations. Perhaps an even more indicative example of the issue of scaling is the contrast between paleontological and neontological studies. While paleontologists often study regional/ global extinctions of species/ genera over millions of years, neontologists study the possible local extirpation of a species or subspecies over a span of decades.

Though meta-analysis provides the framework for the generation of synthetic effect sizes, its results can only be interpreted in the context of its sources. Therefore, meta- analysis is a scientific pursuit that provides an informative opportunity to both critically survey a field’s progress at testing a specific hypothesis and ultimately arrive at synthetic conclusions that could not be reached from one study alone.

Methods

Data Collection & Categorization

My research began with a qualitative survey of the extinction selectivity literature.

The task was to identify the field’s most common hypotheses. This step ultimately resulted in the formulation of my research questions, the casting of null and alternative hypotheses, and the directions of data collection. However, each paper’s experimental procedure was slightly different. For instance, earlier extinction selectivity literature often examined ecological traits

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which are no longer deemed biologically relevant (e.g. Rhodes and Thayer 1991). Furthermore, many ecological traits that are biologically relevant, like body size, were not as commonly analyzed in the literature and therefore had to be excluded from the analysis (Anderson and

Roopnarine 2003). Therefore this study only analyzes the traits with the greatest number of studies and data: life habit and geographic range.

Life habit was categorized in different ways between studies. For example, many papers separated life habit into smaller subcategories, such as epifaunal cemented or infaunal deep- burrower. This presented a problem as these sub-categories carried small sample sizes and were not addressed in all papers. Therefore, life habit sub-categories were aggregated into the gross categories “epifaunal” and “infaunal.”

Geographic range was also measured differently across studies. Some used geographic range as a continuous variable (e.g. cumulative range size Harnik 2011), while others aggregated it into categories, such as cosmopolitan or endemic. In order to include the greatest number of studies in the analysis, continuous geographic data was aggregated into three categorical variables. I define geographic range size into the following categories: “narrow-ranging” (<1000 km) “intermediate ranging” (1000-2500 km) and “broad ranging” (>2500 km).

Due to the unequal sample sizes for gastropods (n=14) and bivalves (n=160), each class was analyzed separately. For both gastropods and bivalves, data at the species and generic level were collected. In order to ensure the data were not being affected by this inclusion of two taxonomic levels, I ran tests for gross extinction selectivity separately. Since mean extinction selectivity was the same for at both taxonomic levels I decided to combine them in this study’s analyses.

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To test for relationships between extinction selectivity and extinction rate I used the boundary crossing extinction rate for gastropod and bivalve genera (i.e. extinction rate of taxa which cross from one stage interval to the next). These data were downloaded from the

Paleobiology Database by stage interval for the Phanerozoic. The environmental proxies used in this study are sea level, volcanism, and delC13. These data were collected from the literature by stage interval. DelC13 and sea level are continuous variables from Veizer et al. 2011. DelC13 is the ratio of organic (undergone photosynthesis) to inorganic carbon isotopes which is measured from rock samples, where a positive value indicates greater organic vs. inorganic carbon.

Volcanism was categorized as flood events.

I employed three primary sources of literature searches: databases, reference appendixes, and recommendations. I used the databases Web of Science, Springerlink, Geoscience World, and Google Scholar. For each database, my search terms were combinations of “extinction,”

“selectivity,” “extinction risk,” “survivorship,” “bivalve,” “gastropod,” and “mollusc.” These searches generated a large number of papers I examined for relevancy and quality. The vast majority of papers included in this analysis can be found in the aforementioned searches. I also used the Treatise Online number 29 Appendix (Harnik and Lockwood 2011) and a list of literature suggested by the NESCent “Marine Extinction” working group dropbox. Criteria for inclusion into the meta-analysis were established both a priori and on a case-by-case basis. No exclusion was made with respect to date published. Only peer-reviewed articles were included in the analysis. Additionally, because meta-analysis weighs data with respect to sample size, no exclusion was made with respect to sample size (Figure 8). If enough detail was not provided in the publication then the authors were emailed and the data were included upon correspondence.

Data Evaluation

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In this analysis, a data-point is one comparison of number extinct vs. number surviving for a particular ecological trait during an interval of time (Table 4). Therefore, inclusion into the analysis depended on whether each study presented a comparison of extinct vs. surviving taxa for a defined time period with and without a trait of interest. However, since the statistical analyses used in studies varied from raw data to multivariate analysis, further criteria for inclusion as well as statistical preference had to be established.

Due to consistency in reporting, raw data were preferred over statistical data such as chi square or univariate ANOVA when multiple tests were performed by the orginial authors on the same data. For raw data to be included, the paper needed to report # extinct with trait A

(e.g. infaunal), # surviving with trait A, # extinct with trait B (e.g. epifaunal), # extinct with trait

B and time interval. For most statistical tests to be accepted, sample size, degrees of freedom, p- value, test statistic, and confidence interval were necessary.

Empirical decisions for inclusion or exclusion depended on the quality and relevancy of the work. Though quality of work were primarily decided a priori by only accepting peer-reviewed work, some further empirical decisions were also made.

Appendices/tables that failed to assign traits to >1/3 of taxa were excluded for that particular ecological trait analyses. Furthermore, if the paper noted that some data were from on-going collections (which subsequently were not updated), these were also excluded.

Information from relevant papers was compiled, including documented bibliographic information, extinction selectivity information, time interval/ extinction, database (if used), and statistical analyses/raw data. If a database was used, such as the

Paleobiology Database, this was noted in order to ensure no overlap in data. Time was ordered by stage intervals. Data were collected at both the generic and specific level.

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Database

The 178 datapoints used in this study span from the Ordovician-Recent, but are age- biased to the Mesozoic and Paleozoic (Figures 9 and 10). Data was collected and analyzed at the generic and species level. Though species exhibited greater variability in negative effect sizes

(extinction-prone) and genera in positive effect sizes (enhanced survivorship), for each taxonomic grouping the mean effect size was the same (Figure 12). 167 datapoints compared extinction patterns from either one stage interval to the next; 11 studies analyzed extinction over longer time intervals. These intervals were Zanclean-Recent, Piacenzian-Recent, and Gelasian-

Recent. 18 datapoints were sampled from regions of the U.S. (i.e. Atlantic Coastal Plain), 31 from regions of Europe (i.e. Northwest Europe), 29 from regions of South America, and 2 from

Tibet. Only 4 datapoints were sampled from single localities, these were Stevens Klint and

Brazos River, TX. The remaining 90 datapoints were global in geographic sampling breadth.

Each study analyzed the widest taxonomic ranges which for which sound phylogenies were provided.

Meta-analysis

The first step in meta-analysis is to convert the data from each study into a metric consistent across all studies that is representative of direction and the effect of the independent variable (ecological trait) on the dependent variable (extinction selectivity; Harrison 2011).

These standardized data are then referred to as effect sizes. The 400+ data points collected in this analysis are binary (i.e. extinct vs. survive) and categorical (i.e. epifaunal vs. infaunal; broad vs. narrow geographic range). Together, this binary and categorical data is called dichotomous

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and can be visualized in a 2x2 contingency table. The best effect size metric to use with dichotomous data is the log-odds ratio of extinction probability. I then used a Mantel-Hanzeal meta-analysis in R-software (Hedges et al. 1999). Mantel-Hanzeal is a calculation of the synthetic effect size which is often used for meta-analyses of dichotomous data and has the advantage of robustly combining a large number of dichotomous relationships, each with small sample sizes.

The log-odds ratio is a particularly powerful metric in the meta-analysis of binary data because it allows an individual datapoint to be converted into an effect size using only the data from the particular study it was drawn from. This method is unlike that of other meta-analysis, developed for continuous data, which use a standardized mean difference approach, such as

Hedge’s d. These approaches take individual datapoints and compare them to a “grand mean” computed from all studies to calculate effect sizes (Haddock 1998).

In this study, the log odds ratio (lnor) summarizes the effect of having a trait (e.g. broad geographic range) or not having a trait on extinction. It is the ratio of taxa that survived with a trait and went extinct with a trait divided by the ratio of taxa that survived without that trait and went extinct without that trait (Equation 1).

Equation 1: Log Odds Ratio

[ln(p1/1-p1)/ln(p2/1-p2)]

P1= # survivors with trait 1-P1 = # victims with trait

P2 = # survivors without trait 1-P2 = # victims without trait

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This ratio was transformed using the natural logarithm, which serves to enhance the interpretability of effect sizes. This is necessary because the ratio of two quantities does not clearly indicate a lack of association between the two, however, when one takes the log of the numerator and denominator any non-association will be represented as 0 or close to 0 (Haddock

1998). Therefore, a value of 0 indicates equal probability to go extinct/survive regardless of trait, a negative log odds ratio indicates that taxa with a certain trait are more likely to go extinct, and a positive value indicates increased survivorship for that trait. Using a 95% confidence interval, the log-odd ratios are weighed with respect to sample size and pattern strength (example effect size distribution: Figure 7). These weighted effect sizes were combined with a Mantel-

Hanzael meta-analysis to generate a synthetic effect size/ log-odds ratio that was used to assess gross patterns of extinction selectivity.

Mixed Effects Model

In order to address the heterogeneity (i.e. between-study variation) in effect sizes, meta- analyses of categorical data typically employ the use of random, fixed, or mixed effects models.

Fixed effect models assume heterogeneity exists due to sampling error and test for the average effect of an independent variable on a dependent variable (Viechtbauer 2010). Random effects models assume their data is randomly selected from a much larger population and effect sizes vary across studies due to sampling error and covariation with various other parameters

(Gurevitch and Hedges 1999). Mixed effects models use the assumptions of the aforementioned models, but also include multiple moderators. A moderator is a statistical variable that affects the relationship between independent and dependent variables. In this study, the mixed effects model was used to estimate the amount of variation in extinction selectivity that could be

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attributed to the following moderators: ecological trait (i.e. epifaunal, infaunal ), ecological trait and causal mechanism, and ecological trait and extinction rate. In a mixed effects model, sample size for one analysis is represented as k, QE=test for residual heterogeneity, QM = test for moderators (i.e. sea level-trait moderator; broad geographic range moderator). QE estimates how much variation between effect sizes is not explained by the model’s moderators or sampling error. QM estimates the amount of heterogeneity in effect sizes that is explained by the model’s moderators.

Results

What patterns of extinction selectivity do marine bivalves and gastropods exhibit with respect to geographic range and life habit?

To analyze the gross patterns of extinction selectivity I used a Mantel-Haenszel calculation of the synthetic/average log odds ratio (Cooper et al. 2009). A positive log odds ratio increased survival in taxa with that trait, a negative odds indicates increased extinction, and an odds ratio of 0 means taxa were equally likely to go extinct/ survive as all other taxa.

Graphically, any 95% confidence intervals which overlap with 0 indicate a non-significant relationship between trait and extinction selectivity. After the calculation of the log odds ratios a mixed effects model, assuming data is normally distributed (z-test statistic), was run to test for statistical patterns.

When bivalve extinction selectivity for the life habit categories epifauna and infauna are converted into log odds ratios no significant relationship between extinction selectivity and epifauna or infauna was detected (k= 64, QM2=1.9656, p = 0.3743, QM=test for effect of moderator, i.e. trait, on extinction selectivity; Figure 12). However, it is important to note that

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this analysis spans all geo-temporal scales in the database and does not include all possible statistical interactions.

The pattern of extinction selectivity for geographic range is significant for broad and narrow taxa (k= 96, QM3=62, p<. 0001; Figure 13). Broad-ranging taxa are less likely to go extinct, whereas narrow-ranging taxa are more likely to go extinct (broad lnor=2.2, narrow lnor=-2.9). Intermediate-ranging bivalves exhibit no significant relationship with selectivity (lnor estimate=0.7, p=0.2889). Though the results of this gross analysis do significantly explain the heterogeneity between effect sizes in the studies, the test for residual heterogeneity is also significant (QE93=708, p<.0001). This suggests that other moderators not included in this analysis, such as extinction rate of causal mechanism, may have meaningful effects on extinction selectivity patterns. Gastropods exhibit the same general direction in extinction selectivity between narrow and broad-ranging taxa; however, the sample size is too limited to draw meaningful conclusions (Figure 14).

How does extinction rate affect extinction selectivity?

To address the question: “does extinction rate change patterns of extinction selectivity?” I used a mixed effects model that tested for both the effects of trait type on the heterogeneity in selectivity effect sizes, and the effect of extinction rate on the heterogeneity in trait extinction selectivity effect sizes. Life habit selectivity does not covary with extinction rate (Table 3; Figure

15). Patterns of geographic range selectivity also do not covary with extinction rate (Table 4;

Figure 16). Thus, patterns of selectivity do not change significantly with extinction rate covariance. Though the test for moderators is significant for geographic range, (k= 91, QM6=71, p<.0001), the bulk of variation in selectivity explained by the model’s moderators can be

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explained solely by the effect of the ecological trait on extinction selectivity, not on covariance with extinction rate.

How are the causal mechanisms of extinction reflected in patterns of extinction selectivity?

To assess whether extinction selectivity covaries with the causal mechanisms of extinction (e.g. volcanism/etc…), I applied a similar mixed effects model. Volcanism/ flood basalt effectively diminished extinction selectivity (k=96, QM6==64, P<.0001; Figure 17). When no flood basalts events occurred, selectivity patterns exist, however, during flood basalt events selectivity patterns were diminished (i.e. lnors approached 0 for narrow, intermediate, and broad ranging taxa). Sea level appears to influence geographic range selectivity patterns (k=

94, QM6=121, P<.0001; Figure 18). When sea level is low, narrow taxa have negative effect siezs and thus are more likely to go extinct (negative lnor) but extinction is not selective for intermediate or broad-ranging taxa (lnor=0). When sea level is high broad taxa have positive effect sizes and thus are more buffered from extinction (positive lnor) and extinction patterns for narrow exhibit no selectivity.

Life habit extinction selectivity did not change with volcanism or sea level covariance. However, these patterns did change with delC13 (Figure 19). DelC13 has no effect on epifauna but appears to significantly affect infauna (k= 61, QM4=19, P<.001). When delC13 levels are low infauna are equally likely to go extinct/survive compared to epifauna, but when delC13 levels rise they appear to be less likely to go extinct.

Discussion

This meta-analysis, which spans 178 datapoints, supports a robust role for

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geographic range in determining extinction selectivity. Throughout the Phanerozoic, bivalves with broad geographic ranges consistently exhibit significantly enhanced survivorship in comparison to narrow-ranging taxa (Figure 20). Overall, extinction selectivity does not appear to affect intermediate taxa. Thus, my data presents a uni-directional pattern of aggregate extinction selectivity, with broad-ranging taxa less selected for, intermediate- ranging taxa not selected for, and narrow-ranging taxa highly selected for. The results of my analysis are further corroborated by multivariate analyses not included in this meta- analysis (Harnik 2011; Payne et al. 2011). I therefore speculate that geographic range is a major determinant in ecological selectivity.

Though this analysis is robust, sampling bias is not against the direction of this study’s results (i.e. taxa with broad geographic ranges are more likely to be sampled than endemic taxa, and therefore inflate endemic extinction). Therefore, my analysis may be inflated.

Though this is an important complication to my data, it is not likely detrimental. Not only does my analysis provide a large sample size, my results also mirror contemporary extinction threat data, which repeatedly support the hypothesis that endemism enhances extinction threat (McKinney and Lockwood 1999). Moreover, many studies comparing late Pliocene/Pleistocene assemblages to modern assemblages further support my data

(Paulay 1990).

Many ideas have been suggested to explain the observed patterns of geographic range extinction selectivity. Firstly, taxa with large ranges may exhibit increased dispersal and gene flow (Hansen 1989). Gene flow and dispersal are important intrinsic factors in a taxon’s survival.

During an , or an otherwise extrinsically stressful period, taxa are particularly vulnerable to population fragmentation. When this occurs, it is less likely that an individual will

22

find a mate and therefore result in a reduction in the size of the next generation. In taxa with broad ranges, the enhanced gene flow relative to endemics, promotes their survivorship. Another important idea is habitat loss. When an extinction event dramatically alters a local habitat endemic taxa are severely hit, whereas broad-ranging taxa can simply “range-shift” (Greenstein and Pandolfi 2007). Moreover, taxa with broad ranges have greater genetic variation, another factor which may buffer broad-ranging taxa from extinction. Though the aforementioned hypotheses cannot be tested within the bounds of an extinction selectivity study such as this, my study does provide exciting clues into the dynamics of endemic and broad-ranging extinction.

By studying both the overall effect of geographic range on selectivity and testing for covariation of range traits with environmental proxies and extinction magnitudes, my work has shed light on what may cause deviations from typical selectivity patterns. Previously, an eloquent hypothesis about the alternation of selectivity regimes had suggested that selectivity changes between background and mass extinctions (Jablonski 1986). This hypothesis holds that during background times a taxon’s ecological traits buffer it from extinction (Jablonski

1986). However, when a mass extinction occurs, the Earth’s ecosystems are subjected to massive environmental variation and approach collapse. During such tumultuous times, selectivity regimes disassemble and what had ruled in background times is now subject to a fundamentally stochastic extinction regime (Jablonski 1986; 2009). Though this theory is persuasive, the results of my tests for covariation of extinction selectivity with extinction magnitude do not support it.

This incongruence in results likely originates from two differences in experimental procedure: variables analyzed and time period sampled. As most previous studies supporting the alternation of macroevolutionary regimes hypothesis were sampled from End-Cretaceous beds, it 23

is likely that the results better depict that single time period than all the Phanerozoic

(Jablonski1986). Moreover, while previous studies compared extinction rate to extinction selectivity (Payne and Finnegan 2007), these studies did not account for possible covariation with causal mechanism. For example, many of the periods of increased extinction rate correspond to flood basalt events. Therefore, some of the effect of flood basalt may be incorrectly assigned to extinction rate. The methods used in this study were able to parse out the relationship between extinction rate and volcanism on selectivity, thereby resulting in the inconsistency between this study’s results and previous extinction magnitude work.

Instead of extinction magnitude, my results suggest a model of causal mechanism as the driver in the alternation of selectivity patterns. Flood basalt events, sea level drops, and decreases in primary productivity/ carbon cycling changes (delC13 proxy) appear to be the strongest mechanisms in leveling extinction selectivity across geographic range traits. Flood accompany 4 out of the 5 mass extinctions and are associated with dramatic increases in atmospheric greenhouse gases and aerosols (Renne et al. 1995). These gases cause warmer temperatures and are often associated with acidification events

(Payne and Clapham 2011). Molluscs, and other calcareous accretionally growing organisms, exhibit high extinction rates during these events, since it becomes much harder to metabolize and grow (Pandolfi 2011). Since every bivalve, regardless of geographic range or life habit, is severely physiologically impaired during these events, it therefore logical that flood basalt events would coincide with a neutralizing of extinction selectivity.

Sea level significantly altered selectivity for both broad and narrow-ranging taxa (Figure

18). When sea levels are high, broad ranging taxa are more selected for survival and narrow-

24

ranging taxa are more selected against, though extinction selectivity for both have an overall positive relationship to sea level (Hallam and Cohen 1989). Since the majority of mollusk biodiversity is on the continental shelf, it therefore follows that an increase in sea level would increase shelf, thereby increasing molluscan habitat. This increase in shelf habitat could either result in a decrease in extinction rate or an increase in sediment deposition, or some combination of the two, termed the “common cause hypothesis” (Stanley 1988). This hypothesis states that oceanic regressions coincide with mass extinctions, mass extinctions then result in the decreased deposition of calcitic organisms (which can be the major components of karst landscapes), and together this increased extinction and decreased deposition result in a severe extinction in the fossil record (Hallam and Cohen 1989). While the results of this study cannot address exactly why sea level decreases increase extinction selectivity, it does support the hypothesis that oceanic regressions and transgressions are major determinants in marine extinction.

The results of the delC13, the ratio of organic to inorganic carbon, are harder to interpret due to the lack of certainty about its relationship to sedimentation (i.e. higher delC13 may correspond to changes in the rate of sedimentation of organic carbon, not to changes in the rate of organic carbon itself; Sanz-Lazaro et al. 2010). Positive delC13 ratios are typically interpreted to represent periods of increased primary productivity, though they could also simply be periods of changing sedimentation rates/ etc… (Sanz-Lazaro et al. 2010). In my analysis, though life habit as whole showed no significant extinction selectivity pattern, there does appear to be a significant positive correlation between infaunal selectivity and delC13 (i.e. when delC13 increases, infaunal survivorship increases). This pattern could be the result of a poorly understood relationship between primary productivity and infaunal metabolism and/or the result

25

of changing oxygenation of bottom waters. Due to the uncertainty surrounding delC13, these results cannot be meaningfully interpreted.

The results of this meta-analysis support some strong conclusions about extinction selectivity. It also opens up some considerations for future meta-analyses. Other important ecological traits, such as body size and abundance, should also be incorporated. Additionally, other organisms, such scleractinian corals should be analyzed when more data about their extinctions are published. The addition of other marine taxa may answer some questions about the applicability of my findings to a broader grouping of calcitic marine biota. Finally, trait covariation should be explicitly treated in the analysis, either by combining solely multivariate data or by modeling the associations between traits. The results of this study urge a better understanding of how environmental changes, such as atmospheric CO2 increases, , and primary productivity increases (eutrophication) affect extinction selectivity.

Indeed, the assumption that broadly-distributed taxa may be buffered from modern extinction may be inaccurate considering predicted .

Conclusion

Causal mechanisms drive patterns of extinction selectivity. This study’s analysis found no support for extinction magnitude as the driver of macroevolutionary extinction selectivity.

Rather, it was the drivers of extinction that altered selectivity. An increase in sea level can significantly increase the survivorship of both narrow and broad ranging clades, whereas a decrease in sea level results in extinction biased towards narrow-ranging victims. Though this analysis found no support for extinction magnitude as the driver of macroevolutionary turnover, it suggests flood basalt may instead be the determinant. When there is no flood basalt great

26

variation and strengths in selectivity for geographic range exists. These were likely the time intervals when traits that conferred resistance to normal environmental variation were heavily selected for. However, when a flood basalt event occurs, extinction selectivity is unbiased: broad-ranging and narrow-ranging are hit equally as hard. This results in a significant change in the macroevolutionary trajectory of fauna. Markedly, taxa which dominated for millions of years due to their broad geographic ranges may go extinct during these times and leave niches for new taxa radiate into.

In addition to novel macroevolutionary conclusions, this study also highlights an alarming conclusion. Flood basalt events, which coincide with the release of massive quantities of greenhouse gases and subsequent global warming, ocean acidification, and carbon cycling change, may be a stark analogue to anthropogenic climate change. Perhaps more alarming is the fact that while flood basalt events had such devastating impacts on extinction regimes, they occurred over the span of millions of years. Anthropogenic climate change is occurring in the span of 100s of years. Indeed, if flood basalt events are an analogue to anthropogenic climate change taxa may subject to not only a mass extinction event, but also a stochastic extinction event.

Acknowledgements

I would like to thank my advisor, Rowan Lockwood, as well as the members of my thesis committee, Jarrett Byrnes, Jonathan Allen, and Martha Case. I would also like to thank the members of the NESCent Marine Extinction Working Group, Paul Harnik,

Seth Finnegan, Aaron O’Dea, John Pandolfi, Zoe Finkel, Carl Simpson, Sean Anderson,

David Lindberg, Lee Hsiang Liow, and Jenny McGuire. Additionally, I would like to

27

thank Martin Aberhan, Franz Fursich, Sarah Kolbe, and Alycia Stigall for providing us with their raw data.

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Figure 1. U-Shaped Extinction Selectivity Curve for Abundance. Some data support a multi-rate model of abundance-selective extinction in post-Paleozoic bivalves, with increased extinction rates for rare and very abundant taxa (Simpson and Harnik 2009).

36

Figure 2. Alternation of Extinction Patterns during Background and Mass Extinctions. The inverse relationship between geographic range and extinction is intensified and the slope is more shallow during mass extinctions (Jablonski 2008).

37

Figure 3. Quality of IUCN Redlist Extinction Vulnerability Data. The greater majority of

IUCN Redlist material for marine molluscs needs updating. This pattern is indicative of modern marine mollusc extinction vulnerability studies as a whole (Regnier et al. 2008).

38

Figure 4. Gastropod Generic Diversity. Gastropod genera oscillate between 100-500 throughout the Paleozoic and most of the Mesozoic then start to increase during the late

Mesozoic, ultimately reaching the highest levels of molluscan generic diversity in the Cenozoic; low levels of genera in the Paleozoic are in part due to poor preservation (Sepkoski 2002).

39

Figure 5. Bivalve Extinction Throughout the Phanerozoic. Extinction rate varies throughout the Phanerzoic and peaks at the End-Ordovician, Late-Devonian, End-Permian, T/J, and K/T mass extinction events (Harnik and Lockwood 2011).

40

Figure 6. Life Habits of Epifaunal and Infaunal Bivalves. Life habit is an ecological trait with considerable variation in mobility, burrowing-depth, and feeding-morphology. A-D: epifaunal bivalves; E-O infaunal bivalves (Newton and Leporte 1989).

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Figure 7. Geographic Ranges of Paleocene-Eocene Gastropod Species. Due to their increased dispersal ability, planktonic species have larger geographic ranges than non-planktonic species; solid lines, nonplanktonic; dashed line, planktonic (Hansen 1978).

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Figure 8. Log Odds Ratio & Variance. No exclusion was made for sample size due to the statistical weighing employed in this study’s meta-analytical conversion to log odds ratio.

Larger confidence intervals indicate small within-study sample sizes.

43

Figure 9: Time Sampled for Bivalves According to Geographic Range. Data is sampled from the Ordovician-Recent but is biased towards the Paleozoic and Mesozoic.

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Figure 10: Time Sampled for Bivalves According to Life Habit. Data is sampled from the

Permian to Late Cenozoic but is biased toward the early Mesozoic.

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Figure 11: Comparison of Effect Sizes for Species and Genera. The means in log odds ratios are the same for each trait type regardless of taxonomic level.

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Figure 12: Life Habit Gross Extinction Selectivity in Bivalves. Extinction selectivity is not significantly different for epifaunal and infaunal taxa. Life habit categories do not explain the variation in life habit selectivity (QM2=2, p=.37). Extinction selectivity does not vary greatly between log odds ratios of -4 and 1, suggesting a weak relationship between life habit and extinction selectivity.

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Figure 13: Geographic Range Extinction Selectivity in Bivalves. Taxa with broad geographic range exhibit increased survivorship and taxa with narrow ranges exhibit increased extinction risk (QM3=62, p<. 0001).

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Figure 14: Geographic Range Gross Extinction Selectivity in Gastropods. No significant difference in extinction selectivity exists between broad and narrow ranging taxa

(QM3=8.4259, p = 0.0380). Intermediate taxa appear to be buffered from extinction, however, no meaningful conclusions can be drawn from this small sample size (n=2).

49

Figure 15: Life Habit Extinction Selectivity During Background and Mass Extinctions. Log odds ratios are plotted through time, red lines correspond to the Permo-Triassic, End Triassic, and Cretaceous-Tertiary mass extintcions. Selectivity during mass extinctions does not fall outside the range of background times.

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Figure 16: Geographic Range Extinction Selectivity During Background and Mass

Extinctions. Log odds ratios are plotted through time, red lines correspond to the “Big Five” mass extintcions. Selectivity during mass extinctions does not fall outside the range of background times.

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Figure 17: Geographic Range Extinction Selectivity & Volcanism. When there is no flood basalt event selectivity is strong, (i.e. constrained to 0), broad taxa are less likely to go extinct, narrow taxa more likely to go extinct.

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Figure 18: Geographic Range Extinction Selectivity & Sea Level. Narrow ranging taxa are more likely to go extinct when sea levels are low; there is no extinction selectivity for broad and intermediate ranging taxa. When sea levels rise, broad taxa are buffered from extinction and intermediate/ narrow taxa exhibit no selectivity.

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Figure 19: d13C & Life Habit Extinction Selectivity.

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Figure 20: Geographic Range, Extinction Rate, and Causal Mechanism Over Time. Sea level and volcanism coincide with extinction selectivity and extinction rate patterns.

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Ecological Selectivity Pattern Extinction Taxon Trait Type Paper Trait Pattern Strength

Rivadeneira Geographic Endemic Positive Bivalve Significant Late Neogene and Marquet Range Cosmopolitan Negative 2007

Abundance Abundant Not Lockwood Bivalve None K/T Rare Significant 2003

Larval Type Planktonic Negative Significant Gastropod Paleogene Hansen 1978 Nonplanktonic Positive

Aberhan and Life Habit Epifaunal Negative Bivalve Significant Early Jurassic Baumiller Infaunal Positive 2003

Body Size Large Negative Plio- Smith and Bivalve Significant Small Positive Pleistocene Roy 2006

Species Species-Rich Negative Jablonski Gastropod Significant K/T Richness Species-Poor Positive 1986b

Table 1: Sample Extinction Selectivity Patterns & Literature. The extinction selectivity is

variable with respect to selectivity pattern and significance across many studies.

56

57

Table 2: Meta-analysis Steps. Meta-analysis is a scientific procedure, each step involves overarching questions, goals, and variability (Modified from Cooper 2009).

Lnor se z p ci.lb ci.ub

Epifaunal 0.2325 0.3958 0.5873 0.5570 -0.5434 1.0083

Infaunal 0.5932 0.4244 1.3979 0.1621 -0.2385 1.4250

Epifaunal-Extinction Rate 0.2038 2.2960 0.0887 0.9293 -4.2964 4.7039

Infaunal-Extinction Rate -1.7113 3.2568 -0.5255 0.5993 -8.0945 4.6719

Table 3: Extinction Rate and Life Habit Selectivity. Extinction rate does not significantly covary with extinction selectivity for life habit. None of the moderators in this model explain the heterogeneity in effect sizes. Lnor is the log odds estimate, se is the standard error, upper and lower 95% confidence are interval limits listed.

58

Lnor se z p ci.lb ci.ub

Broad 1.9385 0.6259 3.0969 0.0020 0.7117 3.1653 **

Intermediate -0.0677 1.1528 -0.0587 0.9532 -2.3272 2.1918

Narrow -3.2848 0.6752 -4.8650 <.0001 -4.6081 -1.9614 ***

Broad-Extinction Rate 3.0694 5.8419 0.5254 0.5993 -8.3805 14.5193

Intermediate-Extinction Rate 4.5391 13.0190 0.3487 0.7274 -20.9777 30.0559

Narrow-Extinction Rate -1.0928 8.4233 -0.1297 0.8968 -17.6022 15.4165

Table 4: Extinction Rate and Geographic Range Selectivity. Extinction rate does not significantly covary with extinction selectivity. Only narrow and broad geographic range moderators explain the heterogeneity in effect sizes. Lnor is the log odds estimate, se is the standard error, upper and lower 95% confidence are interval limits listed.

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Appendix

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